RP174 V. July 2003 Public Disclosure Authorized Guangxi Youjiang Navigation Project

Naji Navigation Complex

Resettlement Action Plan Public Disclosure Authorized Public Disclosure Authorized

Guangxi Xijiang Navigation & Development Co. LTD. Public Disclosure Authorized East China Investigation & Design Institute

July 2003 RESE77LEMENT ACTION PLAN

Naji Navigation Complex Project Resettlement Action Plan

List of Contents

OBJECTIVES OF THE RAP AND THE DEFINITION OF RESETTLEMENT TERMINOLOGY ... 1 1. GENERAL DESCRIPTION ...... 3 1.1. BACKGROUND OF PROJECT .3 1.2. PROJECT DESCRIPTION .3 1.3. SERVICE SCOPE AND SIGNIFICANCE OF PROJECT. 6 1.4. PROJECT SCHEDULE .7 1.5. MEASURES FOR MINIMIZING PROJECT IMPACT. 7 1.6. PROJECT DESIGN AND APPROVAL .9 1.7. PREPARATION OF RESETTLEMENT PLAN .9 1.8. PREPARATION OF RESETTLEMENTACTION PLAN .10 1.9. BASES AND TARGET OF PREPARATION OF RAP 10 2. NATURAL,SOCIALAND ECONOMIC CONDITIONS IN PROJECTAFFECTAREA .. 12 2.1. GEOGRAPHICAL FEATURES OF RESERVOIR AREA .12 2.2. BASIC SOCIAL AND ECONOMIC CONDITIONS IN PROJECT AFFECTED AREA .13 2.3. SOCIAL AND ECONOMIC CONDITIONS OF PROJECT AFFECTED TOWN(SHIP)S AND VILLAGES 16 2.4. ECONOMIC CONDITIONS OF FARMERS IN RESERVOIR AREA .21 2.5. WOMAN STATUS AT PROJECT AFFECTED AREA ...... 22 2.6. BASIC ECONOMIC CONDITIONS OF PROJECT AFFECTED HOUSEHOLDS .23 3. PROJECT IMPACT ...... 31 3.1. DEFINITION OF SCOPE OF LAND REQUISITION AND HOUSE RELOCATION ...... 31 3.2. SURVEY OF INDEXES IN KIND ...... 34 3.3. INDEXES IN KIND AFFECTED BY PROJECT ...... 35 3.4. ANALYSIS ON PROJECT IMPACT ...... ; 52 4. LEGAL FRAMEWORK ...... 57 4.1. POLICIES ...... 57 4.2. LAWS ...... 57 4.3. COMPENSATION CRITERIA ...... 66 4.4. ENTITLEMENT MATRIX ...... 76 5. RESETTLEMENT AND RESTORATION PLANNING ...... 81 5.1. TARGETS AND TASKS ...... 81 5.2. POLICY AND PRINCIPLE OF RESETTLEMENT PLANNING ...... 83 5.3. OVERALL SCHEME OF RESETTLEMENT ...... 84 5.4. RESETTLEMENT ENVIRONMENTAL CAPACITY ANALYSIS .84 RESETTLEMENT ACTION PLAN

5.5. RESETTLEMENT PLANNING OF RURAL RESETTLERS ...... 87 5.6. URBAN RESETTLEMENT PLANNING ...... 112 5.7. RELOCATION PLAN OF SPECIAL ITEMS ...... 113 5.8. RESERVOIR BOTTOM CLEANING PLAN ...... 116 5.9. ENGINEERING MEASURES FOR ENVIRONMENT PROTECTION ...... 117 6. COMPENSATION ESTIMATION OF LAND REQUISmON AND RESETrLEMENT .122 6.1. BASIS OF COST ESTIMATION PREPARATION ...... ;. 123 6.2. PRINCIPLE OF COMPENSATION .124 6.3. COMPENSATION ESTIMATION .124 7. IMPLEMENTATION RESETTLEMENT PLAN . .149 7.1. IMPLEMENTATION PROCEDURES .149 7.2. PROGRESS SCHEDULE ...... 151 7.3. FUND FLOWAND FUNDALLOCATION SCHEDULE .152 8. INSTITUTIONAL ORGANIZATION .155 8.1. ESTABLISHING OF ORGANIZATIONS ...... 155 8.2. RESPONSIBILITIES ...... 155 8.3. STAFFING ...... 158 8.4. WORKING RELATION BETWEEN ORGANIZATIONS ...... 160 8.5. MEASURES FOR ENHANCING CAPACITY OF ORGANIZATIONS ...... 161 9. PUBLIC PARTICIPATION AND CONSULTATION .162 9.1. PUBLIC PARTICIPATION ...... ; 162 9.2. RESPONDING TO GRIEVANCE AND APPEAL .167 10. MONITORING AND REPORTING .168 10.1. INTERNALMONITORING .168 10.2. EXTERNAL INDEPENDENT MONITORING AND EVALUATION .169 11. REPORT COMPILING PLAN .172 11.1. 1RESETTLEMENT REPORT .172 11.2. PROGRESS REPORT ...... 172 11.3. REPORTING ...... 173 ATTACHMENT 1: LIST OF VILLAGES IMPACTED-BY PROJECT .175 ATTACHMENT 2: VISITING RECORDS .176 ATTACHMENT 3: SUMMARY OF AGRICULTURAL POPULATION TO BE RESETTLED (BASIC SITUATION OF VILLAGE GROUP) .186 RESETTLEMENT ACTION PLAN

Objectives of the RAP and the Definition of Resettlement Terminology This Resettlement Action Plan (RAP) is prepared according to the Laws and Regulations of PRC, and local area as well as the Guidelines of the World Bank (Operational Directive for Involuntary Resettlement OP4.12). The purpose of this document is to set out an Action plan for the Resettlement and Rehabilitation of the Project Affected Persons (PAPs) to ensure that they will benefit from the project and their standards of living will improve or at least be restored after the project impact. A definition of PAPs is given below: Definition of the PAPs: "Affected Persons" means persons who on account for of the execution of the project had or would have their: a) standard of living adversely affected; or b) right, title or interest in any house, land (including premises, agricultural and grazing land) or any other fixed or movable asset acquired or possessed, temporarily or permanently; or c) business, occupation. work or place of residence or habitat adversely affected, and "affected Person" means individually all those who qualify as "Affected persons." PAPs may be individuals or legal persons such as a company, a public institution. including the followings: a) persons who have a title, right, interest, in structures (houses, enterprises, shelters, or public buildings), land (including residential, agricultural, and grazing land)or any other asset acquired or possessed, in full or in part, permanently or temporarily; b) persons who use the structures, land or assets described above; or persons whose business, occupation, work, place of residence or habitat adversely affected; or c) persons whose standard of living is adversely affected as a consequence of land acquisition. Definition of PAPs is not limited to their legal status, living stytle or business in the affected location, or their title to property Thus, it also includes: a) all those affected by the project regardless of their legal rights or absence thereof to the assets being taken; and b) persons without residential permit to live in a certain area. Therefore all such persons who are affected will need to considered and recorded as PAPs, regardless of their legal property, land or social position. If there are more than one person, family or household using or holding a title to the same land or property that is acquired, they will be compensated and rehabilitated according to the loss they suffer, their rights, and the impact on their living standards. The definition of PAPs is linked directly to the adverse effect of the project, regardless of legal rights title or interest. All PAPs'are entitled to the improvement or at least restoration of their standards of living, and compensation for the material losses they suffer. Compensation for assets will cover replacement cost. No deductions or discounts will be applied to the compensation amount for depreciation or other reasons. All PAPs deriving an economic benefit from the affected land and property are entitled to receive rehabilitation benefits in addition to the compensation for their assets lost. Those PAPs without title, authorization or legal permission to reside, conduct business, cultivate land or construct structures are eligible for rehabilitation of their livelihoods and compensation for their assets on an equal footing with those with formial legal title, authorization or permissions to the assets. RESETTLEMENT ACTION PLAN

The term RESETTLEMENT includes: a) relocate living quarters; b) finding acceptable new employment for those whose jobs are affected; c) restoration (or compensation) of affected productive resources such as land, workplaces, trees and infrastructure; d) restoration of other adverse effect on PAPs' living standards (quality of life) through land acquisition (such as the adverse effects of pollution); e) restoration of or compensation for affected private and public enterprises; f) restoration of adversely affected on cultural or common property. Rehabilitation means: the restoration of the PAPs' resource capacity to continue with productive activities or lifestyles at a level higher or at least equal to that before the project. The objective of this RAP,is to provide a plan for the resettlement and rehabilitation of the PAPs so that their losses will be compensated and their living level will be improved or at least restored to the pre-project levels. To achieve these objectives the plan provides for rehabilitation measures so that the income earning potential of individuals are restored to sustain their livelihoods. Affected productive resources of businesses (enterprises including shops) and public property. Infrastructure and cultural property will also be improved or at least restored to their pre-project levels.

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RESETTLEMENT ACTION PLAN

1. GENERAL DESCRIPTION

1.1. Background of Project The Youjiang River is the northem source of the Yujiang River of Xijiang Water System in Zhujiang River Basin. It is the upstream reach (totally 727km long) of the planned waterway to the sea in China's southwestem region, and is one of key inland navigation waterways, starting from Yunnan and Guizhou provinces and heading to Zhujiang Delta and Honking and Macao regions. The upstream area, covering Baise prefecture in Guangxi Region and its adjacent southeastem Yunnan and southwestern Guizhou, is one of the China's regions concentrated with poverty population, but is rich of natural resources 'such as coal, petroleum, mineral reserves and water potentials, particularly with coal reserve as much as 12 billion tons. However, the economy in this area is less developed as the area has not been easily accessible for long time. The poor inland navigation facilities of the waterways in the area can hardly exert driving effect on the economic development in the hinterland of the China's southwest region, thus, restricting the development of the resources and economic development in the region. The navigation way of Youjiang River from Baise (via Nanning) to Guangzhou is 1212km, and is planned as a navigation waterway for thousand-tonnage ships. Along with the completion of the Xijin, Guigang and Guiping navigation complexes the navigation way from Nanning to Guangzhou has already been upgraded to the criteria for navigation of thousand-tonnage ships. The upstream reach from Baise to Nanning, 845km long, is the navigation truck, but is only classified as Grade 6 navigation way only serving for 100-tonnage ships. Therefore, the river reach from Baise to Nanning becomes the "bottleneck" in waterway transportation linking southeastem Yunnan, southwestem Guizhou and western Guangxi with the Zhujiang Delta, and hinders the development of natural resources and economic development in the southwestern China. The Naji Navigation Complex is the fourth cascade in the Comprehensive Utilization Plan of Yujiang River. Construction of this complex will completely improve the navigation condition from Baise to Naji. After successive completion of the navigation facilities at the downstream Yuliang, Jinji and Laokou as well as canalization of the whole Youjiang River, the navigation capability of the Youjiang River from Baise to Nanning can be upgraded for 2 x 1000 tonnage push-towing fleets. In addition, the Naji Navigation Complex can also serve as a key regulation works for the on-going Baise Water Conservancy Project, and the additional power yield from Naji Navigation Complex can relieve the shortage of power supply in the Baise Power System. In general, it is necessary and urgent to construct the Naji Navigation Complex and harness the Youjiang River channel in meeting the needs of tapping the natural resources and economic development in the southwestem China. The construction of this project will exert an important role in full use of river water resource, transfixion of sea-oriented waterway ip the region, promotion of economic development of the Youjiang river basin, improvement of people's living conditions and bringing the yearly regulation capacity of the Baise Complex into full play. 1.2. Project Description The Naji Navigation Complex Project is composed of two sub-projects, i.e., (A) Naji Navigation Complex and (B) Navigation Channel Harnessing, which are described respectively as follows. A. Naji Navigation Complex The dam site of the Naji Navigation Complex is located on the Youjiang river upstream

3 RESETLEMENT ACTION PLAN the Yujiang River by the side of Naji natural village of Napo Town in Tianyang County, 22.5km from the Tlianyang county seat. It is the fourth cascade in the Plan of Comprehensive Utilization of Yujiang River. This complex is a multi-purpose development mainly for navigation and power generation and concurrently for other benefits. The Naji Navigation Complex is composed mainly of dam, shiplock, powerhouse of the hydropower plant, step-up switchyard, power interconnection and auxiliary facilities. The dam with its crest at E1.121m (above the Yellow sea datum, same below) and its max. height of 22m, forms a reservoir with its normal water storage level at El.11 5.0m, corresponding water storage of 102.9 million m3 and corresponding water surface of 17.27 km2. The power plant is of run-of-river type, accommodates three sets of 19 MW bulb-type generating units, with a total installed capacity of 57 MW. The yearly power yield of the power plant is 248 million kWh. After completion of the Naji Navigation Complex, a total of 56km length of upstream river reach can be canalized for navigation. The storage capacity of the complex can ensure sufficient water depth for 500-tonnage cargoes (fleets) navigating on the river section from Naji to Baise all the year round. The salient technical indexes of the complex are shown in Table 1-1. Salient Features of Naji Navigation Complex Table 1-1 Sort No. Items Unit Quantity Remark 1 Catchment area km2 23573 Hydro 2 Perennial average runoff m3/s 327 Baise after regulating logy 3 Design peak flood discharge m3/s 3750 P=2% 3 4 Checked peak flood discharge m /s 11000 P=0.2% 5 Design flood water level (u/s I d/s) m 110.75/110.10 P=2% 6 Checked flood discharge (u/sI d/s) m 118.53/117.68 P=0.2% 7 Normal water level/dead water level m 115.00/114.40 Reser 8 Reservoir surface at normal water 3 101.47 Q=140m /s voir vRoeirSerlevel ~ 8 ~ ~ 9 Max. navigation water level (u/s / d/s) m 115.00/109.71 Updam line 10 Min. navigation water level (u/s / d/s) m 109.40/100.87 lowerdam line Total reservoir storage/ regulating Million M3 103/9 Daily regulating capacity

12 Designed yearly navigation capability Ten 390/317 Single way of shiplock thousand 39/1tinl a

13 Canalized navigation way Km 56 Proje 14 Installed capacity MW 57 3X 19

magni 15 Dependability (P=85%) MW 16.14 With Baise reservoir in tude normal operation

16 Perennial average power yield Million kW h 250.6 Baeseirqn

17 Yearly utilization hours H 4397

Subm 18 Submerged land Mu 11867.76 erge 19 PAPs Person 244 49 households loss - 2 index 20 Relocated houses m 16532.11 Including simple shed es 22 Permanent land occupation Mu 568.01 Hinge area

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Salient Features of Naji Navigation Complex Table 1-1 (to be continued) Son No. Items Unit Quantity Remark .____ (I) Shiplock ._. .23 Shiplock design criteria t 2Xi000 Neartlre2X500

24 Shipiock dimension (LX W water m 190 x 12 x 3.5 Effective yardstick ___depth)m 25 Sill top elevation (u/s td/s) m 105.90/97.37

____ (II) Sluice-gated dam 26 Dam type WES low weir Gravity dam 27 Weir crest el. / dam crest el. m 104.00 28 Max. dam height M . 121.50 Main 29 Height of largest dam. M 27.5

sutreusct 30 No. of gates No. 10 31 Dam length M 196.00 32 Gate dimension (W X H) M 16X 11 Radial gate (111)Hydropower plant 33 Type Run-of-river

Dimension of main power- house (Lx 2 34 ,m 4.41X92 WXH) 35 Area of installation m2 27.5 x 15 36 Space between aircrew M 14-15.62 37 (IV) length of water blocking front line M 368.64 .___ (1 ). Turbine 38 No. of turbine Set 3 Main 39 Diameter of wheel M 4.9 gener - ating 40 Rated capacity m3/s 203.5 equip - (2). Generator m e nt I______41 Type: Bulb-type Set 3 42 Rated capacity MW 19 43 Earth/rock excavation m3 2917700 eMnge 44 Earth/rockfill m3 1113100

ering 45 Mortar (dry) masonry m3 114000 quanit 46 Concrete placement m3 450000

47 Total construction period Year 4 48 months Econ 48 Static investment Yuan 1107206000 omic - index 49 Dynamic investment Yuan 1159860200 B. Navigation Channel Harnessing Navigation Channel Harnessing Sub-project includes two parts, i.e., (a) navigation channel in reservoir area and (b) navigation channel from Naji to Nanning. (a) Navigation channel harnessing works in reservoir The scope of the navigation channel harnessing works and navigation marks design is in a 55.2km range from the Naji dam site to the designed Sta. K371+514 at downstream

5 RESETTLEMENT ACTION PLAN approaching channel of the shiplock of the Baise Water Conservancy Complex. The designed Sta. K371+514 is 0.8km downstream the outlet of the Baise shiplock. Within a 14km long navigation channel from the deep pool at end of Donglang river shoal to Luobuzhou, there are nine dangerous river shoals to be treated. The principle of navigation channel harnessing is to take the advantage of regulation effect of the Naji reservoir and dredging to control the river condition (river channel and river flow). This can ensure a stable flow to dredge up the navigation channel and prevent formation of unfavorable navigation channel, thus, satisfying the requirement of navigation. This navigation route, generally running along the natural river channel, follows the main flow route or deep depression route. The basic harnessing measures to be adopted include removal of reefs by blasting and dredging (as main measures) and enlarging the radius of river bents, increasing water depth, lowering flow velocity, improving flow regime, guaranteeing the navigation space, and using auxiliary navigation facilities such as navigation marks. As the navigation way upstream Bailin Bridge is of limited navigation way with its rock channel bottom, this section of the navigation channel will be harnessed as double-way traffic channel with dimension of 2.Om x 40m X 260m (depth X width X radius of bent). The navigation way downstream of Bailin Bridge will be of canalized one in the reservoir area, the navigation space will be 2.1mX50mX330m. The preliminary estimation shows that the engineering quantity of reef blasting is 39318m3 and dredging 190820m 3. The total engineering quantity is 230138m3, and the total investment of the project is about 20531300 Yuan. (b) Navigation Channel Hamessing Works from Naji to Nanning The navigation channel from Naji to Nanning is about 316km. The water level for navigation channel harnessing 0.9m higher than the design water level will be adopted, and the harnessing width is tentatively 60-80m. With the prerequisite of satisfying the min. bend radius of the navigation channel, the navigation route at wide river sections will be arranged along the main river flow route (or deep depression line) pertaining to mean-flow and dry season. At zigzagged river sections, the navigation channel will be arranged on the concaved side and kept away from the protruding shoals, where possible. At the shallow transition sections, the navigation route will be smoothly connected between the upstream and downstream deep pools, where possible, to smoothen and stabilize the routes. According to the actual condition of the river shoals in the Youjiang River, the hamessing of the navigation channel will adopt groins, training dikes, closed dikes, submerged dams and revetments. In addition, removal of reefs, dredging, regulating the river shoals and converging flow into main channel will be adopted to stabilize the river channel and river flow for satisfying navigation requirement. At present, the planned navigation bottom is mainly be covered by sand and gravel and locally with silty mud, which will be dredged with bucket dredgers. The site reconnaissance along the river conducted by the design organization shows that the dangerous shoals and reefs to be harnessed are generally a good distance off the inhabitant concentrated areas, and no schools, hospitals nor large villages, enterprises within 500m ranges. The harnessing works can be conducted in the original river channel, and no inhabitant resettlement and land requisition is needed. Therefore, the preparation of the Resettlement Action Plan of the Naji Navigation Complex Project focuses on the Naji Navigation Complex Sub-Project.

1.3. Service Scope and Significance of Project After completion of the Naji Navigation Complex Project, and by ganged operation of the complex with Baise Water Conservancy Project, the navigation on the Youjiang River can be upgraded from Grade VI to Grade IV, and serve for navigation of 500-tonnage vessel fleets (originally 120-tonnage vessels). The existing poor navigation way in Baise area will be

6 RESE7TLEMENT ACTION PLAN fundamentally improved. The backwater of the Naji reservoir will link up the approach channel exit downstream the shiplock of Baise Water Conservancy Complex, forming the inter-province waterway within Yunnan, Guizhou and Guangxi. The navigation way will link up the Baise-Panxian highway (of Grade 2), which will realize the joint transportation of waterway and highway and thus, gear up the tapping process of natural resources and economic development in the hinterlands (Baise prefecture, southwestern Guizhou and southeastern Yunnan). Meanwhile, as a regulating works of the Baise Water Conservancy Complex, the Naji Navigation Complex will guarantee the peak-serving function of the Baise complex in the local power system and exert an non-substitutive effect in relieving the power shortage in the power system 1.4. Project Schedule According to the general project schedule, the construction of the main project structures will start in October 2004, the reservoir impoundment will start in January 2007, the first generating unit operates in February 2007 and the project will be completed in March 2008. The total construction period of the project is 4 years. Based on the general project schedule, the preparatory work for resettlement has been completed and preparation of the Resettlement Action -Plan (RAP) is underway according to the World Bank Guidelines. The implementation of resettlement work will be started in the first half of 2003, including successive formality procedures of land requisition and housing relocation and displacement of inhabitants. The implementation plan of land requisition and inhabitant resettlement are detailed in Chapter 7 herein after. 1.5. Measures for Minimizing Project Impact 1.5.1. Planning and design stages During project planning and design stages, the design organization and the project owner have adopted a series of effective measures to reduce the impact of the project on the local social and economic status. A. In the planning stage, the resettlement schemes were optimized and selected with due consideration in social and economic impact of the project, and such impact was taken as the key factors in selective comparison of the schemes. B. Efforts were made to locate the dam site away from occupation of the well- irrigated plowland and house removal. The dam height and various reservoir water levels were rationally selected to minimize the negative impact of the project to a possible extent. The project structures (such as shiplock, switchyard, living quarters, etc.) were arranged away from the plowland and dwelling places so as to reduce occupation of plowland and house removal. C. Efforts were made to adopt engineering measures for reducing the reservoir inundation losses. Engineering measures will be adopted to protect the unstable reservoir bank sections, by conventional protection or building retaining walls; in addition, for some reservoir temporary inundated areas, measures of raising-up or filling will be adopted to reduce cultivated loss in maximum, according to premilinary estimation of project design unit, this measure for Weidong and Nayin project will protect cultivated land 242mu or so, and about 540mu for Fulu River banks, about 792mu for reservoir area. .D. The construction design was optimized to shorten the construction period and the time period of house removal and resettlement were rationally arranged with due consideration of construction progress so as to reduce the property loss of the resettlers to a minimum. For example, the house removal and rebuilding are generally arranged in the slack seasons and use of the requisitioned land after the crops are harvested.

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1.5.2. Construction stage A. Strengthening public participation mechanism Before project construction, the public notice was issued in the project affected areas and the new resettlement areas clearly informr the planned project schedules, the compensation policies of land requisition, inhabitant resettlement and house removal so as to receive the public supervision. In the construction period, the local construction materials will be first considered, and the local transportation means and local labors will be first adopted so far as they can meet the technical requirement. The purpose is to make the PAPs benefit from the project. B. Measures to reduce floating dusts To maintain a clean environment in the construction site and reduce the construction impact to the surroundings, the construction roads at the inhabitant concentrated places will be water sprayed in case of continuous windy fine days to prevent floating dusts. The contractors will be requested to timely treated the earth/rock transportation roads, overloading of vehicles is not allowed and measures should be adopted to prevent spilling out, so as to keep a neat construction environment. C. Strengthening epidemic disease prevention and control During construction, large number of population will move onto the project area to provide various services. To maintain the public security and the health of the people in the area and prevent propagation and contagion, the project owner will request the local governments to strengthen the public security patrol and request the contractors to clean up the living wastes at the construction sites according to the requirement of the local environmental sanitation authorities. The people from outside will be registered for quarantine and receive bacterin. Monitoring will be strengthened on epidemic diseases, and various epidemic diseases and diseases of natural epidemic focus will be regularly recorded and analyzed. New disease will be treated whenever found. Generally, statistics of diseases will be made once each season, and the reporting system of epidemic situation will be established, and the epidemic case should be reported in shortest time and corresponding measures should be adopted to control the contagion.

1.5.3. Resettlement implementation stage In case that the land requisition and house removal are unavoidable, the following measures should be adopted to reduce the project impact to the local situation. A. Basic data collection should be strengthened, and in-depth analysis on local social and economic status and development trends. The implementation plan that is practical to the local situation should be formulated to ensure that the living standard of the PAPs not be lowered by the construction of the project. B. Measures will be adopted to minimize the project impact. For example, in planning the resettlement, efforts will be made to use the natural bays in the reservoir for aquiculture, and to improve the land utilization condition and increase land sources in combination of the reservoir bank protection. C. The internal and external monitoring should be strengthened and the efficient information feedback system and channels should be established to shorten the information processing cycle to a possible extent. It focuses on the timely solving the problems rising in the implementation of the resettlement.

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1.6. Project Design and Approval The Naji Navigation Complex project is co-designed by the Communication Planning, Investigation and Design Institute and Water Conservancy and Hydropower Investigation and Design Institute of Guangxi Zhuang Autonomous Region. During design of the project, the designers have made technical and economic studies by comparison of several selective dam sites with various selective normal reservoir storage levels. For the proposed selective project schemes, the designers determined the final scheme based on the economic justification involving, among others, various aspects such as the project impact to the local economy, land requisition and inhabitant resettlement, environmental impact assessment, geological structure, hydro-geology, topography and geomorphology, transportation of heavy equipment, and construction conditions, etc. The project owner will soon arrange the preliminary design approval and construction design. The environmental impact assessment of the project was carried out by the Environmental Protection Science Institute of Guangxi Zhuang Autonomous Region. The institute raised some key environment-sensitive problems possibly induced by the construction (during and after construction) as well as the countermeasures. This environment impact report is authorized by State Environment Protection General Bureau and has gone through the checkup organized by Guangxi Environment Protection Bureau. 1.7. Preparation of Resettlement Plan A. Survey of Project Impact According to the scope of inhabitant resettlement'and land requisition, the project owner, Guangxi Xijiang Navigation Development Co. Ltd. entrusted the No.1 Survey and Mapping Institute of Guangxi Survey and Mapping Bureau to organize a survey team to carry out the overall survey for the project. The survey was performed from the end of December 2002 to the end of February 2003 on the index in kind, including buildings and their appendages, land, special items and scattered trees in the project affected areas. Later, with the technical guidance of East China Investigation and Design Institute and based on the land requisition and resettlement scope provided by the design institutes, the project owner and the local governments organized teams to perform investigation into various kinds of population, enterprises and special items one by one, which lasted for some 40 days. The survey teams were actively supported and assisted by the local governments, village committees and the PAPs. According to the type of the affected objectives, the project impact survey were categorized into land requisition, house and appendage relocation, scattered fruit tree felling, enterprses .relocation, special items relocation and PAPs to be resettled due to house relocation and land requisition. From April to June, 2003, Guangxi Mapping Institute checked all types of land, PAPs and houses involved by inundation, and publicized the outputs at the showy positions in the villager groups. All the survey outputs were confirmed by the PAPs or'the concerned organizations. B. Social and Economic Survey For analysis on the project impact and formulation of feasible RAP, the competent departments of concerned counties'and the Region organized, with the uniform arrangement by the project owner, the detail social and economic survey in the town(ship)s, villages, village groups and resettlers in the project affected area and resettlement host areas. The survey is performed by collecting existing statistic data and site sample surveying, and can be divided in two aspects. (1) Basic conditions, social and economic status quo and development plan: Collecting from the planning, statistics and price management departments of the local governments data and information, documents and yearly statistic reports about GNP, national income, output value of industry and agriculture, financial revenue, income level of local people, price

9 RESETTLEMENT ACTION PLAN information of agricultural products and sideline products, agricultural cultivation structures, area of plantation, output per mu and plowland holding condition. All the information collected was analyzed and sorted into various economic indexes which can macroscopically reflect the local economic and social conditions. (2) Existing living and production conditions of the inhabitants in the area: The living and production indexes of the inhabitants in the land requisition and resettlement areas are established and sample survey of the affected objects are conducted. The data collection and sample survey were performed simultaneously with the survey of indexes in kind. According to the data actually surveyed, the actual living and production conditions of the local inhabitants and the existing social and economic conditions were analyzed. C. Resettlement Plan The resettlement of the project is to be carried out on the developable basic, that is, the resettlement host area is provided with basic materials for people's living and at the same time has the potential for long-term development. The resettlement will be incorporated into the regional economic development so that the resettlers are able to gradually become well off and their life will be equal to or better than before resettlement. The resettlement planning is under the leadership of the local county (prefecture) governments. The detail survey was first made into the residual land sources on the village group base and the remaining resettlement capacity was determined. Then, after collecting the villagers' opinions and based on the actual conditions of each town(ship) and village, the resettlement method and scheme were drafted and discussed by the village management. Based on the method and scheme, each village worked out their own "Preliminary Resettlement and Land Requisition Plan of XX Village Affected by Naji Navigation Complex Project". Generally the resettlement is on the base of farmland. As the project construction will not much influence the local economy, the resettlement is basically by re-allocating part of farmland within the village and village group or reclaim the wasteland or adjusting the plantation structures, so that the resettlers living and production condition can be restored or better than before resettlement. Meanwhile, in order to strengthen the leadership and coordination of the resettlement work, the concemed cities, counties (prefectures) established Project Resettlement Leading Groups successively.

1.8. Preparation of Resettlement Action Plan The preparatory work for resettlement action planning was organized by the project owner and participated by the concerned design institutes, resettlement consulting organization and local governments at different levels. East China Investigation and Design Institute provided the technical guidance, the design institute set the boundaries of resettlement areas and the local government was responsible for formulation of the resettlement schemes for the territory under their jurisdiction. Since July 2002, the resettlement organizations at different levels were successively established, the project affected areas were defined, the work outlines of RAP was prepared, and the work of survey of indexes in kind, social and economic survey, policy formulation, resettlement schemes and compensation estimation was completed. Now, the Resettlement Action Plan (RAP) of the project and the preparation of resettlement monitoring and evaluation have been completed.

1.9. Bases and Target of Preparation of RAP A. Policy Frame (1) Land Law of the People's Republic of China

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(2) Interim Regulation of the People's Republic of China on Taxation on Land Occupation (3) Measures of Guangxi Zhuang Autonomous Region for Implementation of Land Law of the People's Republic of China (4) Measures of Forest Land Management of Guangxi Zhuang Autonomous Region (5) Regulations on River Channel Management of Guangxi Zhuang Autonomous Region (6) Several Regulations on Determination of Ownership of Land and Use Right of Land issued by the State Land Administration (7) No. [2000] 39 circulation document of Guangxi Zhuang Autonomous Region, Notice on Interim Measures for Land Requisition and House Relocation for Key Infrastructure Projects in The Region prepared by the regional planning department and other governmental departments (8) Non-Voluntary Resettlement, Operational Policy OP 4.12 of the World Bank B. Target of Policy (1) Adopt engineering, technical and economic measures to avoid or minimize the land requisition and house relocation to a possible extent. When the land requisition and house relocation are unavoidable, efforts should be made to adopt effective measures to reduce the impact on the local living and production conditions. (2) In project preparation stage, the social and economic survey should be conducted and corresponding resettlement plan prepared. (3) The resettlement should be based on the surveyed indexes in kind and the compensation criteria, and should aim at upgrading or at least restoring the original living and production level of the resettlers. (4) Initiate the developable resettlement. The rural resettlement should be on the basis of land and creates job opportunities in the local secondary and tertiary industries. (5) Encourage the resettlers and the inhabitants in host areas to participate in planning the resettlement. (6) The PAPs should be resettled in their original communities, as a first priority. (7) The resettlers and inhabitants originally living in the host areas should be benefited from the project. RESETTLEMENT ACTION PLAN

2. NATURAL, SOCIAL AND ECONOMIC CONDlTIONS IN PROJECT AFFECT AREA

2.1. Geographical Features of Reservoir Area (1) Topography and geomorphology The reservoir is located in the Tianyang-Baise mountainous basin with low hills, where the topography is tilting from the west to the east. The both banks of the Youjiang River are developed with first and secondary terraces formed by erosion of the river. The terraces are generally 200-500m wide with the max. of 2-3km. The topographically flat terraces are for farming and there are rather densely distributed dwelling quarters. The reservoir is at the southwest edge of the basin. The river channel at the reservoir area is usually 200-300m wide with the max. of 500m. The left bank is topographically less undulant, with low hills, and the right bank is considerable undulant but rather wide and developed with gulches and streams. The surface of the first rank terrace is at El. 120-127m at the Baise Depression, at El. 117-124m at Sitang Upward Section and El. 116-118m at Yanyang Depression. The relative elevation difference between the first rank and second rank terraces is 7m. (2) Geology in reservoir area The reservoir is located in the Baise -Tianyang Mountainous Basins between the "Guangxi Ld-shaped" and "Yunnan Lb -shaped" geo-structures. The two basins are of fault-depressed ones. The main geo-structure is mainly formed by the Youjiang fault zone, which is an active fault striking in NW direction and is only 78km from the dam site. The existing data shows that this fault only extends down to the stratum of Upper-Paleozoic era, with the incision depth within 10-15m. The fault is of high-angle thrust tensioned first and torsion second, generally striking NW310°, dipping NE or SE at dipping angle of 80°. The fault develops along the Youjiang River valley, which is obviously seen. The Baise Basin of fault-depressing type extends NW-SE in strip pattern and is formed at the end of Mesozoic era and early Kainozoic era due to Youjiang fault zone action. The main fault of the Youjiang fault zone, the Youjiang fault, passes by the dam site and reservoir, 7-8km apart. The other fault of the zone, Bagui fault, extends from the NE and gradually ends at Baise, which leaves no obvious faulting phenomenon in the project area. The sedimentation in the Basin is of mudstone of Tertiary System containing coal and sand, which overlain by clay, loam and sand and gravel of Quaternary System. The first rank and second rank terraces on both banks of the reservoir are rather developed, which are formed by clay and loam layer (9-15m thick) on the top and sand/gravel layer (5-15m thick). The underlain bedrock of Tertiary System is of sandy mudstone, the three layers of Nadu Group are of exploitable lignite, each with the average thickness of 1.03m, 1.55m andl.65m, which are distributed at the Sitang Upward Section downstream to the middle of the reservoir. (3) Metrology The reservoir area is in the Youjiang catchment in the sub-tropical monsoon belt, where the climate is warm and south wind prevails in the area in summer and north wind in winter. The yearly precipitation is 1078-1357mm, the perennial max. average 24h precipitation 110.0mm. The precipitation is unevenly distributed in a year, the period from Nov. to April is of relative dry season with only 16.9% rainfall of a year, and May - October of rainy season with 16.9% rainfall of a year. Particularly, heavy rain and storms frequently occur in the period of May - September. The perennial average evaporation is 1619.8mm, yearly average wind velocity is between lm/s-2.0m/s, and the southeast wind is the prevailing wind. The yearly sunshine hours are about 1900. The yearly solar radiation is 115 kcal/cm2, the yearly average temperature is 18-22C with the max. of 42.5C and extremely min. of -5.6C, the freeze

12 RESETTLEMENT ACTION PLAN free days accounts to 360. The good solar radiation, sufficient sunshine and long freeze free time are suitable for growth of crops. In addition, the unique soil and climate conditions in the Youjiang Valley makes it quite suitable for growth of Mango tree, which makes the area as national Mango Tree Base. (4) Soil and vegetation The natural soil in the reservoir area is of lateritic soil and red laterite soil, and the sandy shale originated lateritic soil and yellow lateritic soil in the north side of the valley. The soil is in thick layer and good for grain crops and sugarcanes. The soil contains certain amount of organic substances of low quality, generally lacking of kalium, phosphorus, which results in low output from the paddy fields. The plowland is with moderate PH value, thus, suitable for cultivation. The two riversides are mainly planted with rice, and maize, sweet potatoes and beans. The main economic crops include sugarcanes, peanuts, sesame and cassava, etc. In the area, Mango, lichee, longan and banana are planted. The topography of the Youjiang River Valley is different from that of the mountainous area, resulting in obvious difference in climate condition, thus, the natural vegetation at the two areas is also different. Most of the original vegetation there has been destroyed, thus, the lands, except those for farming, are covered with secondary herbaceous plants, brushes, sparse arbors, or with artificially planted timber forest, economic forest, protection forest and firewood forest.

2.2. Basic Social and Economic Conditions in Project Affected Area (1) Baise City The city is in the south of Guangxi Region at east longitude 1040 54' and north latitude 220 51' - 250 07' , and on the upstream reach of Youjiang River. It neighbors Yunnan Province in the west, Guizhou Province in the north and connects Nanning in the east and borders on Vietnam in the south. It is the transportation conjunction of Yunnan, Guizhou and Guangxi and the key goods collecting and distributing center in east Yunnan, southwest Guizhou and west Guangxi and in southwest China as well. There are 12 counties (cities) under the jurisdiction of the city, with a total territory of 3.6 7) kM2, population of 3606800 including Zhuang and Miao minority population of 3120000. In 1999, the GDP of the city is 11.28 billion Yuan, 2.88 times of that of 1990, the yearly increase rate being 12.4%. The percentages of the output of first, secondary and tertiary industries increased respectively from 52:18:30 in 1990 to 43:26:31 in 1999. Baise City is the commercial oriented Mango production base. The Youjiang River Valley in the three counties, i.e., Baise, Tianyang and Tiandong, which is in the hinterland of west Guangxi, is the largest Mango production base in China. In 1998, a total of 39000 mu land was planted with Mango trees, and 200000 mu produced 58000 tons of fruits in the same year. The period from mid or late June to mid or late August is the harvest season of Mango. There are over 30 varieties of Mangos in the base, among which the Tianyang Fragrant Mango won the golden medal of the First Agricultural Products Expo of China, and the three counties were conferred with the title of "Hometown of Mango" in 1996 by the relevant governmental authorities. (2) Tianyang County The county is located east to Baise City, connecting Tiandong in the east, Debao in the south, Baise in the west and Bama in the north. The county is 43km long at max. in east-west direction and 117km long at max. in south-north direction, with a total land area of 2393.82km2. In the county, there are flat terraces, uplands and hills, topographically lower in the middle of the county, higher in south and north, and the county is narrow in east-west

13 RESETTLEMENT ACTION PLAN direction and wide in south-north direction. There are 12 rivers of various sizes and the Youjiang is the major river that runs from west to east through six town(ship)s. The density of river network is 0.13km per square km, and the yearly runoff is 998.7 millionm3. Tianyang County is located at low latitude area close to the tropic of cancer, with sub-tropical monsoon climate. The sunshine in the area is plenty and with sufficient of heat quantity. The yearly average temperature is 18-22°C, the number of freeze-free days is 307-352, the average yearly precipitation is 1100-1350mm. The heat quantity is sufficient for three crops a year. By the end of 2001, the county has 15 towns and townships, under which there are 5 resident committees, 151 administrative villages, 1415 natural villages and 2261 village groups. The population of the county includes Zhuang, Han and Yao, etc. totally 327550 people (including agricultural population of 281498, accounting to 85.94% of the total population in the county). Of the total population, there are 294475 people of minorities, mainly of Zhuang, accounting to 89.9%. The natural population growth rate is 1.93%o. There are 172394 rural labors, accounting to 52.63%, and most of them are involved in agricultural production. The county seat, Tianyang Town, is 228km from the regional capital, Nanning City by highway, 330km by waterway and 195km by railway. By the end of 2001, there were 335505 mu of plowland, including 153984 mu paddy field, non-irrigated land 181557 mu. The total grain output was 118145 tons. The per capita land holding of agricultural population was 1.19 mu, the per capita grain holding of agricultural population was 420kg. The grain output per mu is 352kg. The main cereal crops are rice, maize, beans, wheat and potatoes. The main economic crops include sugarcanes, Mango, cassava and vegetables. The agricultural production is the mainstay of the county's economic development, and production of sugar, Mango and dongcai (a special kind of vegetable) is the mainstay industry of the county for economic development. In 2001, the total plantation area for sugarcanes was 126500 mu, accounting to 37.69%, and the total output of sugar is 413700 tons. As the "hometown of Mango in China", the county has the largest Mango production base of China. In 2001, a total of 115000 mu land were planted with Mango trees, and the output of the year was 32540. The county is free of freezing, warm in winter, thus, vegetable are planted all the year round. The dongcai is very famous due to its quality. Besides, there are over 40 varieties of vegetables planted in the county, including tomato, green bean, cabbage, garlic and pepper, etc., which are well sold in over 100 cities in 28 provinces. The plantation area for vegetables is 236522 mu, and the output was 503900 tons. The GDP of the county by the end of 2001 was 1678.90 million Yuan, 8.4% over the previous year, 777.85 million Yuan from the first industry (based on the price of the year, same below) and accounting to 46.33% of the total and 5.1% over the previous year, 450.82 million Yuan from the secondary industry and accounting to 26.85% and 5.9% over the previous year, and 450.23 million Yuan from the tertiary industry, accounting to 26.81% and 17.6% over the previous year. The GDP per capita is 5125 Yuan. The total production value of industry and agriculture in 2001 was 2507.54 million Yuan, 3.8% over the previous year, in which 50.6% was from industry (2.0% over the previous year) and 49.4% from agriculture (5.3% over the previous year). The per capita production value of industry and agriculture was 7655 Yuan. The county is speeding up the development of the primary industry and secondary industry, and the people's living standard rises continuously. The per capita net income of the rural people was 1450 Yuan by the end of 2001, 8.0% over the previous year. The county is accessible to each village in the territory by cars and telephones. The cultural and educational facilities are available in the whole county. The county has 15 broadcasting stations, 157 ground satellite-receiving stations. 65000 households have cable TV sets, 15 towns (townships) (156 villages and resident committees) can receive TV programs, and the TV coverage against population of the county is 93.5%. The school enrollment rate of the

14 RESETTLEMENT ACTION PLAN pre-school age children is 99.9% and the rate of discontinuing study in primary schools is 0.93%. The sanitation facilities are further strengthened, and medical care condition is improved. By the end of 2001, there were totally 81 medical care organizations, with 417 hospital beds, 527 medical professionals. The health care for women and children and sanitation and epidemic prevention should be strengthened continuously. By the end of 2001, there were 228 medical stations at village level and 234 rural doctors and medical workers in rural area. (3) Youjiang District Youjiang District is the place where the Baise city govemment offices are stationed. It is in the west side of Guangxi Region and at the southeast edged of the Yunnan-Guizhou Plateau. The Youjiang runs through the district from west to east. It is on the upstream side of the Youjiang basin. It neighbors Tianyang on the southeast and east side, Debao and Jingxi on the southwest side, and connects Yunnan Province on the west side, and links Tianlin and Linyun on the west and north side. The Nanning-Kunming Railway, No. 323 and 324 nation highways pass through the district. The total land area of the district is 3713 square kilometers. The district is at low latitude area in south sub-tropical monsoon climate, where there is good solar radiation, the sunshine is sufficient, the weather is warm, the precipitation is ample. The summer season is long and the winter is short and the freeze-free period is long. The place is good for growth of crops. However, droughts, cold waves, cold wind and floods frequently hit the district in spring and autumn. By the end of 2001, the district had 8 townships, 4 towns, 7 sub-district committees, 116 administrative villages, 1415 natural villages and 1276 village groups. People of Zhuang, Han, Yao and Hui ethnics live in the district. The total population of the district is 326193 (199246 for agricultural population, accounting to 61.08%). The main ethnic group is Zhuang minority, totally 239277 persons accounting to 77.35%. The natural population growth was 3.46%o. The total rural labors is 119423 accounting to 36.61% of the whole population in the district, most of them are involved in farming. By the end of 2001, there were plowland of 378331 mu, including paddy field of 107888 mu and non-irrigated land 270443 mu. The gross grain output was 84700 ton, the grain output per mu was 224kg. The per capita plowland holding is 1.9 mu for agricultural population, and per capita grain holding was 425kg. The agriculture is the leading industry of the district, mainly producing rice, maize, beans and potatoes. The main economic crops include sugarcane, cassava, peanut, and sesame. The main fruits include Mango, lichee, longan, and banana. The total output of Mango in 2001 was 19041 tons produced from 93286 mu of land. By the end of 2001, the GDP of the district was 2779240000 Yuan (based on the price of the year, same below), 572650000 Yuan from the primary industry accounting to 20.6% of the GDP and 4.88% over the previous year, 840480000 Yuan from the secondary industry accounting to 30.2% and 15.31% over the previous year, and 1366110000 Yuan form the tertiary industry accounting to 49.2% and 11.50% over the previous year. The per capita GDP was 8507 Yuan, 13.96% over the previous year. The total production value of industry and agriculture of the year 2001 was 3026000000 Yuan, 8.92% over the previous year, of which 70.9% was from the industry (12.2% over the previous year) and 29.1% from the agriculture (1.62% over the previous year). The per capita of production value of industry and agriculture was 9277 Yuan. The district is speeding up the restructuring of industries and the social and economic operations are advancing smoothly. The income of the local people is continuously increasing and the people's living conditions are improving. In 2001, the average disposable income of the town people was 6807 Yuan, and the net income of the rural people was 1425 Yuan. 63550 households have telephone sets, including 13795 rural households, accounting

15 RESETTLEMENT ACTION PLAN to 21.7% of the total. Each village in the district is accessible by cars and electricity supplied. Over 96% of the villages in the district are benefited from tap water and telephone service. The cultural and educational facilities are available. There were 131 primary schools in the district by the end of 2001. The enrollment of school age children reached 99.82% and 19698 students were studying in junior and senior middle schools. The sanitation, health care and epidemic prevention were strengthened and medical care conditions were further improved. By the end of 2001, there were 25 hospitals and clinics, with 1861 hospital beds, 2330 sanitation professionals including 735 doctors. Basic Social and Economic Conditions of Project Affected Areas Table 2-1 Description Unit Youjiang District Tianyang County 1. Population 1. Households No. 79100 80900 2. Population No. 326200 327600 Including agn. population No. 199200 281500 Natural growth rate %O 3.64 1.93 3. Rural labor No. 119400 172400 II. State-owned land Km2 3713 2394

III. GDP 104 Yuan 277924 167890

1. Primary industry/ % 104 Yuan 57265 / 20.6% 77785/ 46.3%

2. Secondary industry/ % 104 Yuan 84048 / 30.2% 45082 / 26.9%

4 3. Tertiary industry/ % 10 Yuan 136611 / 49.2% 45023 / 26.8% IV. Per capita GDP Yuan 8520 5125

V. Prod, value of Indus. & agri. 104 Yuan 302600 250754

1. Agricultural/ % 104 Yuan 88077/ 29.1% 123941 /49.4%

4 2. Industry/ 10 Yuan 214523/ 70.9% 126813/ 50.6% VI. Per capita prod, value of Industry and Yuan 9277 7655 agriculture

VII. Agriculture______1. Plowland ha. 25222 22367 2. Grain output ton 84700 118100 3. Grain output per mu kg/mu 224 352

4 . per capita grain holding of agricultural kg/person 425 420 population 5. Per capita plowland holding of agricultural mu/pers. 1.90 1.19 population Vil. Disposable income of town people Yuan/person 6807 Xl. Per capita net income of farmer Yuan/person 1425 1450

2.3. Social and Economic Conditions of Project Affected Town(ship)s and Villages The land requisition for Naji Navigation Complex will affect a county and a district, including three towns and two townships, 16 administrative villages, 106 village groups / natural villages (detailed in Appendix I). In order to analyze the project impact and prepare a practical RAP, the project owner organized a project survey team participated by the relevant county/city government departments, resettlement advisory organization (ECIDI) and

16 RESETTLEMENT ACTION PLAN relevant local organizations to carry out detail survey from form late December to February 2003 on various aspects concerning the social and economic conditions and people's living and production conditions (up to the end of 2001) in the project affected towns and district Napo Town Napo Town is located on the south side of the Youjiang River in the middle of the county, about 9km away from the county seat. The town is in the downhill area east to the Tianzhou Town and Naman Town, west to Youjiang District and Baifeng Township, south to the Qinghua Township and Pohong Township, and north to Toutang Town. The total area of the town is 132.75 square kilometers. This town is the previous county seat and one of the political, economic and cultural centers. With the favorable geographic condition, it is accessible by waterway and highway. The Tianyang-Jingxi highway (Grade Ill) and Tianyang-Gonglou highway (Grade IV) pass by the town, and there are roads connecting all villages. The Nannning-Baise highway passes in the vicinity of the town. The main transportation tools include tractors, bicycles and so on. The Youjiang navigation way runs through the town. It is warm in the town area, with yearly average temperature of 22C, yearly precipitation 1200mm. The main natural disaster in the town is flooding, spring and autumn drought, late spring cold and cold dew wind, which affect the agricultural production to a certain extent. The town has 1 resident committee, 13 administrative villages, 135 natural villages and 215 village groups. By the end of 2001, the total population of the town was 29654 composed mainly of Zhuang (54%) and Han people. Of the population, there were 25879 agricultural people, accounting to 87.3%. There were 14643 rural labors, accounting to 53.7%, among them, 80.0% were involved in farming, and 7.1% found their jobs out of the town. By the end of 2001, the town had plowland 31104 mu, accounting to 15.6% of the total, including paddy field 13855mu, non-irrigated fields 17249 mu. The per capita plowland holding of agricultural population was 1.20 mu. The plowland are mainly distributed along the Youjiang River sides. The key irrigation water source is the Naying Reservoir. The yearly grain output was 11444 tons, and the per capita grain holding of agricultural population was 442kg. At present, as most of exploitable land has been reclaimed, there is less land which can be reclaimed. The main agricultural crops of the town are rice, maize, sugarcanes, peanuts and fruits. The water source for the local people includes the Naying Reservoir, rivers and wells. At present more than half of the local residents use tap water. By the end of 2001, The total rural economic revenue was 67.90 million Yuan, 79.8% from agriculture, and 11.2% from industries. The economy of the town has been continuously developed in recent years, and the comprehensive economic level of the town is at the forefront of the county. By the end of 2001, the per capita net income of farmers was 1425 Yuan. Baifeng Township The township is located in the northwest of Tianyang County, and along the Youjiang River. It is in the downhill area. The total land area of the township is 121.5 square kilometers. The key highway in the township is of Grade IV in addition to the ballast roads and hay roads. The transportation condition is rather poor. The main transportation tools include tractors and bicycles and so on. The waterway transportation is on the Youjiang River, and the navigation capacity is for ships with tonnage up to 120 tons. The drinking water source of the locale people includes the Naying Reservoir, river and wells. The power supply has been realized to every village, and only one village has not received telephone service. The telephone service coverage of the township is 28.2%. The villagers in the township enjoy the primary medical and health care service. The township has 7 administrative villages including 59 natural villages and 95 village groups. By the end of 2001, the total population of the township was 10889, mainly of Zhuang minority. There was agricultural population of 10415, accounting to 5.6%. There were

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6766 rural labors, accounting to 62.1%, of which 84.7% were engaged in farming, and 5.0% found jobs outside. By the end of 2001, there were plowland of 14732 mu, accounting to 8.1% of the total land of the township, including paddy field 5699 mu, non-irrigation field 9033 mu. The per capita plowland holding of agricultural population was 1.41 mu. The grain output of the year was 5259 tons, and the per capita grain holding of agricultural population was 505kg. It is warm in the area, with sufficient sunshine and long sunshine hours. The yearly precipitation is 1100mm, the yearly average temperature is 22 C and the freeze free period is long, about 350 days per year. The climate is good for crops growth. The main disasters include flood, spring and autumn drought, late spring cold and cold dew cold, which affect the agricultural production to a certain extent. The main agricultural crops include rice, sugarcane, cassava, and fruits, etc. The percentage of plantation on non-irrigated field is large, mainly planting sugarcanes (8801 mu in 2001). The fruits trees planted in the township include Mango (main item), Longan and peach 2001. In 2001, 20753 mu land was planted with Mango trees. By the end of 2001, the gross rural economic income was 30.44 million Yuan, 80.3% from agricultural production and 5.6% from industrial production. The per capita net income of the agricultural population was 1418 Yuan. Sitang Town The town was emerged from township from 1994, and in 1999, the town was listed in the second group of pioneering towns in comprehensive reform of small towns of the Guangxi Region. The town is at the center area of the Youjiang River Valley, 15 km east to Baise City. The town neighbors Toutang and Baifeng in the southeast, Nabi in the west and Yongle and Bailan in the north. Convenient traffic with improved facilities is available. No. 323 and No. 324 highways run through the town, the Nanning-Kunming Railway and navigation on Youjiang River pass through the town. All villager households can be accessible by highways, telephones. The broadcasting and TV service are available at all villages. At present, the local farmers enjoy improved living conditions. The farmers of the town have 98 cars/trucks, 80 tractors, 167 walking tractors. There is a junior middle school, 8 complete primary schools. The enrollment rate of school age children is 99.9% for primary schools and 97.2% for middle schools. The town has 7 administrative villages including 46 natural villages and 95 village groups. By the end of 2001, the total population was 17972 of ethnic Zhuang (71.6%), Han and Yao. The agricultural population was 14525, accounting to 80.8%, which include 9483 rural labors accounting to 52.8% of the total population. Of the rural labors, 92.4% were involved in farming and 5.0% were working outside. By the end of 2001, there were plowland of 32617mu, including paddy field of 13223 mu, non-irrigated field of 19394 mu. The per capita plowland holding of the agricultural population was 2.25 mu. The gross grain output of the year were 8490 tons, with a per capita grain holding of agricultural population was 585kg. At present, most of the exploitable land has been reclaimed, leaving few lands to be reclaimed. In the area, it is hot with the yearly average temperature of 22C and long sunshine hours. The yearly precipitation is 1360mm, and the freeze free period is more than 350 days. The sunshine hours in a year is averagely about 1900. The climate is very suitable for growth of various crops. The local farmers plant rice, maize, sugarcane, peanut, vegetable and fruit. The town takes the plantation of Mango, lichee, longan and vegetable as its main industry. In 2001, a total of 20920 mu land were planted with sugarcanes, 59545 mu with fruits and 13501 mu with vegetable. By the end of 2001, the gross rural economic income of the town was 158.26 million Yuan, 68.8% from agricultural production and 1.6% from the industrial production. The per capita net income of the farmers was 1728 Yuan. Nabi Township The township is located in the Youjiang River Valley and southeast to Baise City, with a total land of 313km2. The waterway and land transportation is very easy via Youjiang River, Fulu River, Nanning-Kunming Railway, Nanning-Baise Highway, Baise Railway, and Baise

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Port. In recent year, the township government, having taken full advantage of its geographical position and seized the opportunity, actively guides the local farmers into the market-oriented economic system to increase their incomes. Effort was made in restructuring the industries, increasing of the per mu yield of grains and sugarcanes and upgrading the quality of the farmland. The township has formed seven mainstays in agricultural production, i.e., 27800 mu fields for grain crops, 60000 mu fields for orchards, 43000 mu fields for vegetables, 1103500 mu of forests, 16200 mu of sugarcane fields, husbandry and poultry breed and aquaculture, and town/village owned industries. 80% of the land is for grain crops, fruits and vegetables. Many fruits and vegetables and poultries produced in the township have established their fames and well known locally or outside. Meanwhile, the investment in infrastructures construction has been increased, thus, it is realized that highways run to every village, services of broadcasting, TV and telephone are available at each village. The drinking water is available on both sides of the Youjiang River, but there is difficulty in water supply to the remote mountainous areas. The township has 16 administrative villages including 110 natural villages and 182 village groups. By the end of 2001, there were 34161 people of ethnic Zhuang (55.5% of the total), Han and Yao. The agricultural population was 33165, accounting to 97.1%. There were 19902 rural labors, accounting to 58.3% of the total population, in which 83.6% were involved in farming, and 11.5% were working outside. By the end of 2001, there were 55337 mu plowland, including 17577 mu paddy field, 37760 mu non-irrigated field. The plowland holding per capita of agricultural population was 1.67 mu. The gross grain output of the year was 16270 tons and the per capita grain holding was 491kg. The climate in the area is hot, with sufficient sunshine. The precipitation mainly concentrates in flood season. The township is in the downhill area mainly covered by soils of lateritic type. Thus, this area is suitable to grow sub-tropic and tropic fruits. The main crops include rice, maize, sugarcane and peanut, etc. The main fruits include mango, longan and peach, of which the Mango production is the key item of the local people earning money. In 2001, 28573 mu land was planted with Mango trees. By the end of 2001, the gross rural economic income of the township was 131.62 million Yuan, 95.1% from agricultural production and 1.2% from the industrial production, and the per capita net income of farmers was 1986 Yuan. Baise Town The town is in the center of Baise City at the edge of the Baise Basin. It is on the plain in front of mountains, where the landform is rather flat. It is the economic, cultural and political center of the city, where the city govemment offices are located. The traffic condition is good, with waterway on the Youjiang River leading to Nanning and Guangzhou, and the Guizhou-Guangxi Highway and Nanning-Kunming Railway running through the town, forming the important hub of communication of the three provinces/region in southwest China and the important sea-oriented passage in the southwest China. Locating at a unique geographic location, merchants from different places have been gathering there and the market is prosperous. The economy of the town is mainly supported by the secondary and tertiary industries. There are over 300 enterprises of various industries and 5500 individual-owned businesses, which initiate the formation of the industries of shoe-making, casting, smelting, packing, feather product, tourism, processing and trading, etc. The downhill features and sub-tropic climate render the town with advantaged conditions for agricultural development, the quality fruits and vegetables form the special industry of the town. 4721 mu land are planted with various fruit trees and the yearly production of fruits exceeds 4693 tons, including oranges, sweet shaddock, banana, lichee and sweet Mango, etc. The special vegetable species and counter-season vegetables are well known. The yearly yield of vegetable is over 31437 tons. The new species of chickens, ducks and fishes are the key products in the town. The town has 5 administrative villages, including 23 natural villages and 34 village

19 RESETTLEMENT ACTION PLAN groups. By the end of 2001, the town has a population of 7121 people of ethnics Zhuang (52.9% of the total), Han, Yao and Miao. There was agricultural population of 6791 people, accounting to 95.4% of the total population. There were 3785 rural labors (accounting to 53.2% of the total population), of which 86.2% were involved in farming and 6.4% worked outside of the town. By the end of 2001, there were plowland of 7155 mu, including 1305 mu of paddy field, 5850 mu of non-irrigated field. The per capita plowland holding of the agricultural population was 1.05 mu. The grain yield of the year was 656 tons. The per capita grain holding of the agricultural population was 97kg. By the end of 2001, the gross rural economic revenue of the town was 28304400 Yuan, 53.4% from agricultural production and 3.0% from industrial production. The per capita net income of farmers was 2204 Yuan. Table 2-2 summarizes the social and economic conditions of project-affected towns and townships and the basic conditions of project affected villages are detailed in the appendix 1ll. Socio-Economic Conditions of Project Affected Town(ship)s Table 2-2 Town(ship) Tianyang County Youjiang District Description Napo Baifeng Nabi Sitang Baise I. Population 1. No. of households 6913 2587 8236 4186 2014 2. Population (person) 29654 10889 34161 17972 7121 Including: agricultural population 25879 10415 33165 14525 6791 (person) 11. Rural labors (person) 14643 6766 19902 9483 3785 1. Agricultural labor (person) 11710 5731 16639 8760 3261 Those involved in plantation 9368 5588 15529 8702 3067 2. Industrial labors 878 406 121 5 54 3. Labors in architectural construction 122 82 544 49 37 4. Labors in transportation, storage, 395 86 93 114 41 post, and telecommunication 5. Labors in wholesale and retail 501 121 172 55 142 trading and catering 6. Labors in other non-agri. industry 1037 340 2333 500 250 III. Plowland (mu) 31104 14732 55337 32617 7155 Paddy field 13855 5699 17577 13223 1305 Non-irrigated field 17249 9033 37760 19394 5850 IV. Garden plot (mu) 22403 44026 60890 59545 4721 V. Rural economic revenue (Yuan) 67900000 30440000 131620000 158260000 28304400 1. Agriculture (Yuan) 5417 2445 12515 10886 1510.34 Plantation (Yuan) 4294 2077 7302 8750 1136.54 Forest and fruit tree (Yuan) 42 28 100 261 17.46 Husbandry (Yuan) 1025 255 3706 1730 234.18 Aquaculture (Yuan) 56 85 1407 145 122.16

Sideline production (Yuan) 2. Industry 761 171 155 258 83.65 3. Architectural construction 37 0 134 1759 69.57 4. Transportation 460 306 150 1551 311.67 5 Commercial and catering 68 94 90 1272 302.04

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Socio-Economic Conditions of Project Affected Town(ship)s Table 2-2 (to be continued) Town(ship) Tianyang County Youjiang District Description Napo I Baifeng Nabi Sitang Baise 6. Miscellaneous 47 28 118 100 553.17 VI. Income of labor working outside 5220000 880000 10000000 3160000 1730600 Vii. Per capita net income of farmers 1425 1418 1986 1728 2204

(Y uan) I ______I______I______I______

2.4. Economic Conditions of Farmers in Reservoir Area The project affected area is mainly distributed in the Youjiang River Valley and the local inhabitants (mainly of Zhuang and Han ethnics) lives along the two river banks. From September 17'h to 30'h 2002, the Chinese Ethnic Group Research Center of Zhongshan University, entrusted by the Project owner, conducted the social assessment for the project, particularly focusing on identification, analysis and assessment on the basic characteristics of the minority people in the project area according to the policies of OP 4.2 of the World Bank. Mainly adopting the village assessment of participating method and anthropological field investigation method, together with survey by questionnaires, they investigated and collected data and information in various aspects of the project affected area and at seven key investigation points selected from the five towns/townships. The investigated aspects include ecological environment, geographical conditions, condition of existing infrastructures, social and economic conditions, ethnic conditions, women issue, poverty and wealthy differentiation, land resources, industrial structure, education and medical care, ethnic culture, local people's understanding, attitude and expectation of the project. In addition, the resettlement planning team of the project went down to the affected villages to convene colloquia to collect relevant social and economic data, and carry out personal interviews particularly on minority issues and women issues, which the World Bank specially concerns about. Through analysis, both investigation groups found that the Zhuang and Han peoples in this area, as having been living together for long history, influence each other and advance together, have good amalgamation in culture, generally similar production and living patterns at considerably similar economic level. They have good connection between the ethnic groups and enjoy same opportunities for development. Therefore, it is deemed that the construction of project should not induce the unbalanced impact to the two peoples in terms of the ethnic natures. The rich natural resources and good climate conditions in the area are suitable for growth of various crops. The rice, sugarcane, fruit and vegetable are the main crops of the local people, and the people have accumulated good techniques and rich experience in plantation and formed complete sailing channels. Generally, the local plantation includes rice - rice - vegetable or vegetable - rice - vegetable. The non-irrigated land is planted with vegetables or sugarcanes, and hills are mainly planted with fruit trees. With such plantation modes, the benefit of scale has been established by such stereo-pattem of plantation combining with husbandry and aquiculture. In the aspect of selling farming products, there are two sugar-refineries respectively in Youjiang District and Tianyang County. The sugar-refineries have signed sales contracts with the designated sugarcane farmers in their county or district. The payment by bank giro is adopted for payment of the loans, which stops the way of issuing IOU and guarantee the payment to the farmers. In Tianyang County, there is a large wholesale fruit product market, from which the fruit farmers can sell their products to over 100 cities in 28 provinces and cities through the market. Recently, the economy of this area has developed very fast, and the local farmers have basically solved the problems in dressing and eating, and they are marching on toward the "Xiaokang" (a society in which people enjoy a fairly comfortable life). The survey shows that some of them have already

21 RESETTLEMENT ACTION PLAN realized the "Xiaokang".

2.5. Woman Status at Project Affected Area During social economic survey, the Resettlement Planning Group paid a great attention to the women status at project-affected area, and had held woman symposium. The participators are women of Han and Zhuang minority at different ages above 18 year-old and different education levels from illiterates to special technical school graduates. The Group also visited households to further understand the woman statue in family, participation in social affairs, health security, etc. (1) Rising of women's status in family and sexual equality between sexes day by day In the project-affected area, the work division for farming and housework is not obvious for women and men, women undertake the heavy agricultural work as men do, and both of them involved in housework together. Usually, either of them will do housework in spare time or do it together. There is no special custom regarding housekeeping. But if the husband engages in other job outside and cannot return to do the farming, the wife will do all farming work and housework independently. As women have played an important role in production and income from women' work accounts to a large portion of family economic income, their status in family becomes higher and higher. The survey shows that, women in most families take care of family expenses or the spouses look after money together. In general, women make decision on less important family affairs, and in over 60% families, the spouses make decision through consulting. (2) Participating in handling village public affairs with a high enthusiasm By survey, it shows that women have strenuous work, but they participate in handling the village public affairs with high enthusiasm. During the recent village management election, almost all women in the village participated in election. In the election, not only could a woman be a director of women's federation in village committee, but also be a village cadre. For example, women were elected to take charge of Party branch secretary in Laiwang village, branch secretary and vice director in Fulu village, and vice director of Layu village. (3) Freedom of marriage According to inquiry, the women of local ethnic groups can freely select her lover for marriage under the law, without restriction from the families though the seniors in the family may offer opinion for reference. In this regard, there is no circumscription between nationalities. So long as both sides are willing, a woman from Zhuang nationality can marry with a man of the Han nationality, and vice versa.

(4) Medical care, health and birth protection in rather low level By survey, it is found that most of the local women suffer from the troubles of gynecological disease to different extent. 80% women in Naji village suffer from annexitis, and many women in Natou village suffer from annexitis, urinary tract infection and nephritic stone. Having realized the importance of health protection during pregnancy, the local women also pay attention to personal hygiene. However the hard work make them have no alternative. During menstrual period, they may not be able to have a rest. In busy farming season, they have to work in cold water, or should work on fields only 20-30 days of giving a birth of baby. Though villages organize women to have health and gynecological examination at low cost, women feel it quite bothering as the (town)ship hospital is distant and they have to queue up for checking. Therefore most of the women go to have body examination only when they feel unwell. (5) Women being good at product sales

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In general condition, it is women who sell agricultural products of dongcai (a kind of vegetable), fruit, fish, chicken, etc. on the market. Because the local people feel that women are good at bargaining, it is easy for them to sell product or sell product at a high price. (6) Eager to learn agricultural technology and information The survey shows that many local women often work outside, thus, being experienced, knowledgeable and having strong ability of accepting new knowledge and technology. They are eager to receive new information continuously. The women working outside feel that it is hard to work outside because they have not much free time and wage. Therefore, they prefer farming at village after getting married. However, they do not satisfy the traditional planting approach and are urgently to have a chance of training in agricultural technology so as to increase the family income by fully taking use of local resource. As mentioned above, the women in the project-affected area act various important roles in production and livelihood, and their status is higher and higher. But the local economic development falls behind, medical facilities are simple, the level of medical and health protection for woman is not high. Therefore, each village can use partial land compensation to improve medical facility.

2.6. Basic Economic Conditions of Project Affected Households A. Selection of sample households In order to correctly understand the project affected households at the reservoir area and construction site, the project survey team randomly selected 185 sample households affected by land requisition or by house relocation (5.7% of the total affected). The detail survey was made on production and living conditions of these households. The samples were selected from all over the area, thus are with representativeness. These samples can be taken as the analytical basis of project impact. The distribution of the samples is shown in Table 2-3. Distribution of Sample Households To Be Resettled Table 2-3 County Tn(hpsNo. of affectec No. of villages affeceNo Namoe Percentage (district) Town(ship)s villages with samples of No o households households Napo 3 3 303 38 12.5 Tianyang Baifeng 4 4 1052 62 5.9 Total 7 7 1355 100 7.4 Sitang 2 2 829 23 2.8 Nabi 7 7 1003 57 5.7 Youjiang Baise Aixin Street 18 5 27.8 Total 9 9 1888 85 4.5 Grand total 16 16 3243 185 5.7

B. Survey results and analysis The 185 sample households have an average number of family members 4.5 (including 2.3 females) per household, average number of labors 2.9 (including 1.5 females), 0.9 persons engaged in non-agricultural job (accounting to 30.6% of the labors per family). The average area of contracted plowland is 5.8 mu per family, and 1.28 mu per capita. The average yearly gross income is 15917 Yuan per family, including 11006 Yuan (69.2%) from

23 RESETTLEMENT ACTION PLAN farming and 4911 Yuan (30.8%) from other jobs. The average yearly gross expenditure is 13903 Yuan per household, 6842 Yuan for household business (49.2% of the yearly expenditure total) including 5209 Yuan for farming (76.1% of the expenditure of household business). The yearly expenditure for living consumption is 7060 Yuan per family accounting to 50.9% of the yearly expenditure total), and the net income is 1944 Yuan per family. It can be seen from the analysis on the sample households that the net income per family in the project affected area is higher than the average of the county, this is because the area is at the plains of the river valley where the production and living conditions, infrastructures for information and traffic are better than the other mountainous areas and economy develops faster. The comparison between Youjiang District and Tlianyang County shows that the per capita net income at Youjiang District is higher than that at Tianyang County. This is because the project affected villages in Youjiang District are mainly on the left bank of the river, where there are rich resources, the living and production conditions are better, industrial enterprises are developed, the nearby Grade II Nanning-Baise Highway provides good accessibility for transporting large quantity of agricultural and sideline products to outside. The sample survey shows that the family with the highest per capita net income (8640 Yuan) is in Youjiang District. This family has two family members who have odd jobs all the year round in Baise City. The highest per capita net income of the rural households in the district is 4325 Yuan. In Tianyang County the highest per capita net income of the rural households reaches 4247 Yuan, the high rural per capita net income mainly attributed to that most of the families have their family members having jobs outside for the year round, thus having quite amount of money from non-agricultural jobs. The survey statistics show that the income of the local rural families mainly sources from agricultural production, accounting to 69.2% of the gross family income. As restricted by the accessibility of village groups, the agricultural and sideline products cannot be transported to outside, thus, the farmers there cannot receive benefits from their products. However, as compared with other provinces, the project-affected area is rich in land resources but the rural resources are not highly exploited and used, thus, there is big potential to increase the output value of the land. In addition, as the project affected area is populated with Zhuang and Han peoples, comparative analysis was made on the households respectively headed by household master of Han ethnics and of other ethnics in order to know the difference in production and living condition of the households of different ethnics. It can be seen from Table 2-4 that the economic incomes of the two kinds of families are little different. For example, the per capita net income of the households headed by household master of minority in Tianyang County is only 2% lower than that headed by household master of Han, but that in Youjiang District is 7% higher. There is difference in employment. The families headed by household master of Han have more members having been engaged in non-agricultural jobs and many of them work outside, while those headed by household master of minority have most of their members engaged in farming and only a few having jobs in other places within the county of district. Therefore, the agricultural resettlement should be main approach for this project, by means of re-adjusting and reclaiming land for the land-loss rural families, improving the irrigation facilities, upgrading the crop species and cropping indexes, and increasing the output value of the remaining land. At the same time, training of the resettlers in production and job skills should be strengthened, particularly to increase the working ability of the minority people to work outside, so as to increase the economic income of the resettlers. The basic conditions of the project-affected households are summarized in Table 2-4 and 2-5.

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Summary of Basic Conditions of Sample Affected Households Table 2-4 ______Survey output Tianyang County (100 households) Youjiang District (85 households) Total (185 households) Housemaster of Housemaster of Han Housemaster of Housemaster of Han Indexes of survey Unit minority (54 nationality minority (38 nationality (47 households) (46households) households) households) Average Average Average Average Average Quantity index of Quantity index of Quantity index of Quantity index of Quantity index of household household household household household 1. No. of family members and labors 1. Total family members person 840 4.5 248 4.6 224 4.9 159 4.2 209 4.4 Female person 418 2.3 126 2.3 112 2.4 78 2.1 102 2.2 2. Total labors person 542 2.9 160 3 148 3.2 107 2.8 130 2.8 Female person 270 1.5 83 1.5 68 1.5 52 1.4 68 1.4 3. Average no. of family members pesn 15 . .114916 supported by a labor person 1.55 1.55 1.51 1.49 1.61 II. Agricultural production 1. Contracted plowland mu 1072.2 5.8 332.2 6.2 .286.3 6.2 222.9 5.9 230.8 4.9 2. Garden plots mu 670.3 3.6 315.9 5.9 154.4 3.4 96.4 2.5 103.6 2.2 3. Plowland holding mu/pers. 1.28 1.34 1.28 1.4 1.1 4. Garden plots mu/pers. 0.8 1.27 0.69 0.61 0.5 5. Grain yield ton 517.23 2.8 143.455 2.7 144.73 3.1 101.56 2.7 127.485 2.7 6. Grain holding kg/pers. 615.75 578.45 646.12 638.74 609.98 7. Livestock for sale No. 914 4.9 302 5.6 244 5.3 126 3.3 242 5.1 Ill. Living conditions 0 1. Housing area m2 19696 106.5 6336 117.3 4683 101.8 3217 84.7 5460 116.2

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Summary of Basic Conditions of Sample Affected Households Table 2-4 (to be continued) Survey output Tianyang County (100 households) Youjiang District (85 households) Total (185 households) Housemaster of Housemaster of Han Housemaster of Housemaster of Han Indexes of survey Unit minority (54 nationality minority (38 nationality (47 households) (46households) households) households) Average Average Average Average Average Quantity index of Quantity index of Quantity index of Quantity index of Quantity index of household household household household household 2. Housing area holding m2 23.45 25.55 20.91 20.23 26.12 3. Fuel used (1) Liquid gas With/without 72/108 20/34 14/32 14/22 24/20 (2) Methane With/without 41/139 15/39 15/31 2/34 9/35 (3) Coal With/without 39/141 12/42 17/29 9 ] 27 11 1/43 (4) Firewood/straw With/without 178/2 54/0 Feb-44 36/0 44/0 4. Cable TV With/without 44/136 21/33 9/37 9 n1 27 I-l 5/39 5. Telephone set With/without 103/77 34/20 25/21 23/13 21/23 IVn Employees in Non- agcultura person 166 0.9 42 0.78 52 1.13 28 0.7 44 0.9

Compared with total labors % 30.63 26.25 35.14 26.17 33.85 (1) Industry person 2 0 0 0 2 0.04 0 0 0 0 (2)Archit. construction person 3 0 0 0 3 0.07 0 0 0 0 (3) Transportation person 7 0 2 0.04 3 0.07 0 0 2 0 (4)Catering, service person 14 0.1 4 0.07 5 0.11 1 0 4 0.1 (5) Other non-agri. trades person 15 0.1 4 0.07 3 0.07 6 0.2 2 0 (6) Working outside person 125 0.7 32 0.59 36 0.78 21 0.6 36 0.8 V. Family durable appliances

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Summary of Basic Conditions of Sample Affected Households Table 2-4 (to be continued) Survey output Tianyang County (100 households) Youjiang District (85 households) Total (185 households) Housemaster of Housemaster of Han Housemaster of Housemaster of Han Indexes of survey Unit minority (54 nationality minority (38 nationality (47 households) (46households) households) households) Average Average Average Average Average Quantity index of Quantity index of Quantity index of Quantity index of Quantity index of household household household household household 1. Electric appliance (1)TV sets set 188 1 57 1.06 51 1.11 31 0.8 49 1 Color TV sets set 113 0.6 42 0.78 26 0.57 22 0.6 23 0.5 (2) Acoustic appliance set 56 0.3 20 0.37 17 0.37 7 0.2 12 0.3 (3) Furniture (complete set) set 118 0.6 40 0.74 32 0.7 19 0.5 27 0.6 (4) Refrigerators set 22 0.1 12 0.22 4 0.09 1 0 5 0.1 (5) Electric fans set 494 2.7 146 2.7 132 2.87 81 2.1 135 2.9 (6) Computers set 1 0 0 0 1 0.02 0 0 0 0 (7) VCD set 79 0.4 29 0.54 20 0.43 13 0.3 17 0.4 2. Traffic and production tools (1) Tractors set 22 0.1 5 0.1 6 0.13 3 0.1 8 0.2 (2) Pumps set 77 0.4 19 0.4 13 0.28 8 0.2 37 0.8 (3) Motorcycles set 59 0.3 25 0.5 14 0.3 7 0.2 13 0.3 (4) Bicycles set 106 0.6 33 0.6 36 0.78 5 0.1 32 0.7 VI. Gross yearly income Yuan 2944556 15917 791688 14661 730890 15889 567501 14934.2 853661 18163 1. Family business and labor income Yuan 2944556 15917 791688 14661 730890 15889 567501 14934.2 853661 18163 (1) Agri. forest, husbandry, sidefing Yuan 2036066 11006 601038 11130 433750 9429 419451 11038.2 581011 12361.9 production, aquacultureI Plantation Yuan 1361274 7358 369748 6847 269280 5854 300704 7913.3 420726 8951.6

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Summary of Basic Conditions of Sample Affected Households Table 2-4 (to be continued) Survey output Tianyang County 100 households) Youjiang District (85 households)

Total (185 households) Housemaster of minority Housemaster of Han Housemaster of minonty Housemaster of Han Indexes of survey Unit (54 households) nastiofl (38 hoa eholdst) nationality (47 :s4 households)(46households) (8hueod)households)

Average Average Average Average Average Quantity index of Quantity index of Quantity index of Quantity index of Quantity index of household household household household household Forest, fruits Yuan 258352 1396 98510 1824 57070 1241 58347 1535.4 44425 945.2 Husbandry Yuan 416440 2251 132780 2459 107400 2335 60400 1589.5 115860 2465.1 (2) Industry Yuan 29700 161 0 0 29700 646 0 0 0 0 (3)Archit. construction Yuan 14600 79 0 0 14600 317 0 0 0 0 (4) Transportation Yuan 129000 697 21000 389 20000 435 0 0 88000 1872.3 (5) Trading, catering Yuan 121650 658 22200 411 68800 1496 7500 197.4 23150 492.6 (6) Other non-agri. trades Yuan 121520 657 19200 356 17820 387 55400 1457.9 29100 619.1 (7) Income from working outside Yuan 488400 2640 126050 2334 145800 3170 84950 2235.5 131600 2800 (8) Rural collective Yuan 3620 20 2200 41 420 9 200 5.3 800 17 2. Others Yuan 0 0 0 0 0 0 0 0 0 0 VIl. Yearly expenditure Yuan 2571968 13903 678615 12567 636864 13845 483717 12729.4 772772 16442 1. Family business Yuan 1265789 6842 329673 6105 303508 6598 215609 5673.9 416999 8872.3

(1) Agri. forest, husbandry, sideling Yuan 963589 5209 282523 5232 204558 4447 164309 4323.9 312199 6642.5 production, aquaculture____ Plantation Yuan 551524 2981 144835 2682 103145 2242 97005 2552.8 206539 4394.4 Forest and fruits Yuan 80425 435 31148 577 14553 316 18944 498.5 15780 335.7 Husbandry Yuan 331640 1793 106540 1973 86860 1888 48360 1272.6 89880 1912.3 (2) Industry Yuan 10000 54 0 0 10000 217 0 0 0 (3)Archit. construction Yuan 7300 39 3500 65 3800 83 0 0 0 0

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Summary of Basic Conditions of Sample Affected Households Table 2-4 (to be continued) Survey output Tianyang County (100 households) Youjiang District (85 households)

Total (185 households) Housemnaster of minority noseastironalitysmstrofmnot Housemaster of Han Indexes of survey Unit (54 households) nationality (38 householdsm) nationality (47 (46households) (8hueod)households) Average Average Average Average Average Quantity index of Quantity index of Quantity index of Quantity index of Quantity index of household household household household household (4) Transportation Yuan 86000 465 6500 120 8000 174 0 0 71500 1521.3 (5) Trading and catering Yuan 69700 377 14700 272 44500 967 5000 131.6 5500 117 (6) Others Yuan 129200 698 22450 416 32650 710 46300 1218.4 27800 591.5 2. Living expenditure Yuan 1306179 7060 348942 6462 333356 7247 268108 7055.5 355773 7569.6 (1) Food Yuan 575140 3109 154580 2863 145480 3163 117600 3094.7 157480 3350.6 (2) Clothing Yuan 193150 1044 53480 990 63450 1379 38340 1008.9 37880 806 (3) Living Yuan 89942 486 26138 484 19896 433 15778 415.2 28130 598.5 Fuel Yuan 47630 257 15640 290 10480 228 6820 179.5 14690 312.6 Electricity Yuan 42142 228 10498 194 9246 201 8958 235.7 13440 286 (4) Family appliance and service Yuan 62470 338 18200 337 16220 353 12190 320.8 15860 337.4 (5) Medical and health care Yuan 158450 856 46950 869 35370 769 34750 914.5 41380 880.4 (6) Transportation and Yuan 70167 379 18434 341 18700 407 16020 421.6 17013 362 telecommunication (7) Culture and education Yuan 155960 843 30860 571 34140 742 33130 871.8 57830 1230.4 (8) Recreation Yuan 200 1 0 0 0 0 0 0 200 4.3 (9) Other commodities Yuan 1000 5 300 6 400 9 300 7.9 0 0 3. Other expenditure Yuan 45396 245 12146 225 12904 281 7759 204.2 12587 267.8 VIII. Family net income Yuan 1944 1814 1850 2164 2029

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Basic Incomes of Sample Households Table 2-5 (to be continued) Per capita net income Index County/district Below 1200Yuan 1200-150OYuan 1500-2000Yuan 2000-250OYuan 2500-3000Yuan 3000-4000Yuan Above 4000Yuan Total 30 27 64 27 21 12 4 No. of sample households Tianyang 18 14 45 11 8 3 1 Youjiang 12 13 19 16 13 9 3

% of sample households of Total 16.67% 15.00% 35.56% 15.00% 11.67% 6.67% 2.22% each village group in total Tianyang 9.73% 7.57% 24.32% 5.95% 4.32% 1.62% 0.54% sample households Youjiang 6.49% 7.03% 10.27% 8.65% 7.03% 4.86% 1.62%

Total 4.4 4.3 4.6 4.3 5.0 5.1 3.75 verage number of family Tianyang 4.4 4.4 4.8 4.5 5.6 5.0 5.0 mem bers ______Youjiang 4.3 4.2 4.2 4.1 4.7 5.1 3.3 Total 2.4 2.5 3.0 2.8 3.5 4.3 3.3 Average number of labors in Tianyang 2.5 2.6 3.3 2.8 3.9 4.3 4.0 one family Taa25233.3934 Youjiang 2.2 2.3 2.5 2.8 3.2 4.2 3.0

Average number of family Total 1.9 1.7 1.5 1.5 1.5 1.2 1.2 member supported by one Tianyang 1.8 1.7 1.5 1.6 1.5 1.2 1.3 abor Youjiang 2.0 1.8 1.6 1.5 1.5 1.2 1.1

Total 1883 2300 3154 4172 4507 6772 7921 Per capita average Tianyang 2106 2502 3088 4128 4194 6850 5562 expenditure ______Youjiang 1541 2073 3333 4205 4738 6747 9100 Total 1154 1401 1471 2003 1601 1888 2825 per capita average Tianyang 1285 1284 1381 1751 1703 2149 1320 expenditure______Youjiang 953 1533 1715 2197 1526 1802 3577

30 RESETTLEMENT ACTION PLAN

3. PROJECT IMPACT In over two months from December 2002 to the end of February 2003, the Guangxi Survey and Mapping Institute, with the cooperation of local governments and the resettlers, conducted the survey into the indexes in line of affected population, housing and appendages, land and special facilities item by item. During April to June in 2003, Guangxi Mapping Institute again checked the inundation land, population and houses, and in the villager groups, publicized the inundation land area and housing relocation area at the viewy positions. All the survey results were confimmed and signed by the affected property owners and enterprises. The details are shown in Table 3-1. Main Project Affected Indexes in Kind Table 3-1 Statistics of population

Affaectaed AffecedCunty/Cosutnitcy/ d Tow°nsh/ipTow/ arelcationbarffetPedpbe Peopleland requisitionaffected by Agriculturepopulation Housingreloca- requiiLUas- Including:plowland ara istrict township rlcto to be te (I tioned (u House People House- People resettled (mu) holds_(No. ) (No.) (No.) (person) Napo 286 1226 122 355.71 196.41 77.73 Tianyang Baifeng 13 59 1039 4117 915 3011.85 3128.65 1884.66 Subtotal 13 59 1325 5343 1037 3367.56 3325.06 1962.39 Sitang 1 6 866 3413 490 588.63 3065.79 1671.37 Reservoir Nabi 1003 4128 374 162.62 4830.17 2043.92 inundated Youjiang Baise 352.41 646.74 162.28 area Aixin Str 18 101 2583.25 Subtotal 19 107 1869 7541 864 3686.91 8542.70 3877.57 Enterprises in 5908.09 Baise city ______Total 32 166 3194 12884 1901 12962.5 11867.76 5839.96 ______6 ______Tian- Napo 17 75 3550.77 429.04 211.11 a) yang subtotal 17 75 3550.77 429.04 211.11 E You- Sitang = 18.78 138.97 65.35 c r jiang Subtotal 18.78 138.97 65.35 Total 17 75 3569.55 568.01 276.46 2 Tian- Napo 237.34 92.81 U) 2 yang Subtotal 237.34 92.81 0 i a You Sitang = 214.45 82.86 E jiang Subtotal 214.45 82.86 Total 451.79 175.67 Total 1019.80 452.13 Grand total 49 241 3194 12884 1901 16532.11 12887.56 6292.09 Notes: 1. The agricultural population to be resettled is summarized based on village groups. 2. The agricultural population due to reservoir inundation includes those due to land requisition for construction site.

3.1. Definition of Scope of land requisition and house relocation For survey of indexes in kinds, the reservoir inundation area and the construction site are defined as within the scope of land requisition and house relocation of the project

31 RESETTLEMENT ACTION PLAN according to the features of project impact and the "Outline of Survey Work".

3.1.1. Reservoir inundation area The reservoir inundation area includes the inundated, immerged areas and the areas possibly with bank collapse and sliding caused by reservoir and other reservoir affecting areas. A. Reservoir inundation area (1) Designed flood criteria for different inundated objectives According to the design codes and considering the characteristics of the reservoir, the flood criteria for different inundated objectives are determined as follows. D 1-in-10-year-flood (P=10%) for rural residential quarters, towns, telecommunication facilities, highways, broadcasting and TV facilities. (2) 1-in-2-years flood (P=50%) for plowland, garden plots and fishponds. (M) Normal reservoir storage water level for forest land and unused land. The backwater levels at different flood frequencies are indicated in Table 3-2. (2) Determination of end of reservoir backwater After completion of the reservoir, the turn-off point of reservoir backwater is determined at the point 0.3m higher than the natural flood water level at same flood frequency. Based on this point, a horizontal extension line is drawn. The intersection point of the natural water level and this extension line is taken as the designed end point of the reservoir. B. Waves and waves caused by navigation Because the reservoir is basically in the plain area of the river valley, and the 500 tonnage ships will sail on the reservoir, the impact of waves and the waves caused by sailing ships should be considered. For the reservoir sections where the impact of backwater is not obvious, the inhabitant resettlement line and land requisition line for plowland and garden plots are set 0.5m-1.0m higher than the normal reservoir storage water level, i.e., E1.116m for inhabitant resettlement (lm higher than the normal water level) and El. 115.5m for requisition of plowland and garden plots. The requisition line of forestland is set at El. 115m (the reservoir normal water level). C. Immerging, bank collapse and sliding (1) Infiltration The strata in the reservoir area are of mudstone, silty mudstone and silty sandstone. The mudstone forms the impervious layer. The Youjiang River is the lowest erosion datum plane of the basin, which forms the groundwater drainage passage. The design normal water level of the reservoir is at El. 115m, the reservoir water will not run out of the reservoir. The water in the gulches on both banks runs into the reservoir nearly vertically. There is no regional fault zone in the reservoir area. The including slope at back end of the terraces is of impervious sandy mudstone which forms a closed condition in terms of geology and topography, thus, there is no seepage of reservoir to the adjacent river basins. However, there are developed gulches on the left bank and small tributaries on the right bank in the vicinity of the dam site, which make local terraces broken. As the sand and gravel layers of these terraces are well permeable, there may be seepage around the dam abutments. (2) Immerging

32 RESETTLEMENT ACTION PLAN

a. Immerging problem at residential quarters in town There are several large residential quarters on the first rank terraces along the reservoir bank, such as Baise city, Shilong Town, Jiangfeng Village, Gonglou Coal Mine and Qiaorui Village. The exploratory boreholes at 8 representative sections show that the overburden thickness is 12-18m, with the top layer composed of clay and soil (8-15m thick), and the underlain layer composed of sand and gravel (2.5-5m thick) and the bedrock beneath being sandstone and mudstone. The burying depth of the groundwater is generally 8-14m. The groundwater is of pore water in sand and gravel layer. The field inspection and test show that there will be no immerging problems at Baise City, Shilong Village, Jiangfeng Village and Gonglou Mine. Some localities in Qiaorui Village, where the ground level is below El. 116.51m, will be affected by immergence, and corresponding measures should be adopted. b. Immergence to farmland The farmland along the river banks are mainly distributed on the first and second rank terraces, where the ground surface elevation is mostly above E1.120m, except for part of the Qiaorui Village (generally at El. 116.2-117m) where paddy fields are distributed. The calculation shows that the groundwater level at this part will be raised up to El. 116.01m. The critical depth of rice roots is 1.0m. It can be seen that the paddy field with elevation below 116.01m (about 400 mu) will be affected by the reservoir immergence. Proper measures should be adopted. (3) Bank collapse and sliding The first and second order terraces are developed on both banks of the reservoir, respectively accounting to 62% and 15% of the peripheral length of the reservoir. The river is wide and the water flow is not fast. At present, the riverbank is generally stable and no large bank collapse and slides have been found in the past decade. The bank collapses of small scale were concentrated at the front edges of the first order terraces, which were mainly caused by water erosion and groundwater effects. This is because the soil of the terrace has poor erosion resistance and is easily subject to slacking. There is a layer of grayish soft soil at some localities, which has poor mechanical properties. The bank collapse found is mainly of landslide in string pattern, and forms gentle slopes at front edge of the terraces. It is foreseen that there will be bank collapse and slides. Measures should be adopted. For the places where there is important structures and buildings, protection with grouted rubbles should be adopted, and for the other places protection with vegetation should be applied. The protection works should be carried out in advance. The details are shown in Section 5.7.6. The boundary lines for inhabitant resettlement and land requisition are deterrnined by the standards as above mentioned. Refer to Table 3-2. Boundary of Inhabitants Resettlement and Requisition of Plowland (Garden Plots) Table 3-2 Section Lot Distance to dam Borderline of Borderline of inhabitants line No. ocation site (m) requisitioned plowland resettlement 1 Naji upper dam axis 0 115.50 116.00 2 Tiandong gaging 800 115.50 116.00 station 3 Shuibuzhou 3020 115.50 116.00 4 Choudong village 4300 115.50 116.00 5 Badong village 6880 115.50 116.00 6 Pingjiang 10410 115.50 116.00 7 Fuxiang village 13520 115.50 116.00

33 RESETTLEMENT ACTION PLAN

Boundary of Inhabitants Resettlement and Requisition of Plowland (Garden Plots) Table 3-2 (to be continued) Section Location Distance to dam Borderline of Borderline of inhabitants line No. site (m) requisitioned plowland resettlement 8 Suwu 16670 115.50 116.00 9 Xinchun 18880 115.50 116.00 10 Fulu Hekou (d/s) 21640 115.50 116.00 11 Fulu Hekou (u/s) 22410 115.50 116.00 12 Huchengjiao 24000 115.50 116.00 13 Jiusuo village 26030 115.50 116.00 14 Naxi 29340 115.50 116.00 15 Dayutan 31870 115.50 116.00 16 Daxiao Henglan 34130 115.50 116.00 17 Wuguisha 36170 115.50 116.00 18 Gaging station IlIl 38620 115.50 116.00 19 Chengbi Hekou (d/s) 40470 115.50 116.00 20 Chengbi Hekou (u/s) 40690 115.50 116.00 21 Bailin Daqiao 43960 115.57 116.00 22 Jiuchedu 46480 115.84 116.00 23 Dongshun 48990 116.57 116.57 24 Bailin village 52046 116.77 116.77 25 Nalu 54744

3.1.2. Scope of land requisition for construction site The land requisition for construction includes the land required for permanent and temporary occupation. A. Permanent land occupation The permanent land occupation means the land permanently used by the dam (downstream the dam axis), switchyard, powerhouse, access road to power plant, permanent living quarter of the power plant. Details are shown in the land requisition drawing of the project. B. Temporary land occupation The temporary land occupation means the land temporarily used for construction, production and living, and temporary construction roads, and used for raising-up or filling, etc. Details are shown in the land requisition drawing of the project.

3.2. Survey of Indexes in Kind In order to clarify the quantity of land requisition and house relocation, to prepare the resettlement plan and provide reliable basis for preparing the compensation estimation, the survey objectives are defined, including land to be requisitioned, houses and appendages to be relocated, inhabitants to be affected and resettled, sparse trees to be felled, enterprises affected and special items to be relocated. The details are as follows. A. Survey of population The survey of affected population is in three categories, i.e., land requisitioned without house relocation, house relocation without land requisitioned and

34 RESE7TLEMENT ACTION PLAN both land requisition and house relocation. The survey is on household base. The statistics are on village base and in two classifications, i.e., agricultural and non-agricultural residential status. The statistics covers number of actual family members by the time of resettlement, ethnic status, ages, education and employment, etc. B. Survey of land Based on the boundary line according to the actually measured 1:1000 scale topo map and field staking-out, the statistics are made in existing land use, land ownership, type of land and land size. C. Survey of houses and appendages The survey and measurement are on household basis, and registration and statistics are made in ownership and structural types. D. Survey of enterprises The survey of enterprises is based on the "Outline of Survey Work", including nature of enterprises, ownership, scale, products, yearly output, number of staff, wages of staff, yearly output value, yearly profit, yearly taxes, key production equipment, and impact level of the enterprises. E. Survey of sparse trees The survey of the trees is by counting the trees on site, and the registration and statistics are made in trees and fruit trees, type and age of trees. F. Survey of special items X1 The survey is made for project affected items including highways, bridges, wharves, irrigation, power, telecommunication facilities and historic relics. With the existing records available from the relevant authorities, the competent professionals and the persons from the authorities check and register the items on site.

3.3. Indexes in Kind Affected by Project

3.3.1. Permanent land occupation The permanent land occupation of the project includes the land requisitioned permanently for the reservoir and project structures. The survey shows that a total of 12435.77mu land will be requisitioned, including collective-owned land 5010.81 mu and state-owned land 7424.96 mu. Of these requisitioned land, 6116.42 mu are plowland (accounting to 49.18% of the total), 204.65 mu garden plots (1.65%), 56.60 mu water surface for aquiculture (0.46%), 4.31 mu forest land (0.03%), 37.71 mu land with buildings (0.30%), and 6016.08 mu unused land (48.38%). The details are in Table 3-3. A. Land requisition for reservoir The statistics shows that the land requisitioned for the reservoir is 11867.76 mu, including collective-owned land 4554.17 mu (38.37%) and state-owned land 7313.59 mu (61.63%). Classified by land types, the requisitioned land includes plowland 5839.96 mu (collective-owned land 3044.17 mu and state-owned land 2795.79 mu), accounting to 49.21% of the total requisitioned land, garden plots 167.60 mu (collective-owned land 144.86 mu and state-owned land 22.74 M), accounting to 1.41%, water surface for aquiculture 53.34mu (collective-owned land 40.25 mu and state-owned land 13.09 mu), accounting to 0.45%, forest land 4.31 mu (collective-owned land), accounting to 0.04%, land with buildings 22.40 mu (collective-owned land 10.61 mu and state-owned land 12.24 mu), accounting to 0.19%, and unused land 5780.15 mu (collective-owned land 1310.42 mu, state-owned land 4469.73 mu), accounting to 48.70%. B. Requisitioned land for permanent structures At this stage of the project, the Guangxi Survey and Mapping Institute conducted the detail mapping of the scope of project occupied land according to the project layout provided by the designer and checked all indexes in kind on site. According to the statistics, the permanent land occupation of the project structures is 568.01 mu, including collective-owned land 456.64 mu (80.39%), state-owned land 111.37 mu (19.61%). It includes plowland 276.46

35 RESETTLEMENT ACTION PLAN mu (collective-owned 188.99 mu, state-owned 87.47 mu), accounting to 48.67%, garden plots 37.05 mu (collective-owned land), accounting to 6.52%, water surface 3.26 mu (collective-owned land), accounting to 0.57%, land with buildings 15.31 mu, (collective-owned land 14.58 mu, state-owned 0.73 mu), accounting to 2.70%, and unused land 235.93 mu (collective-owned land 212.76 mu, state-owned 23.17 mu), accounting to 41.54%. Refer to Table 3-4 and 3-5.

36 RESETTLEMENT ACTION PLAN

Summary of Different Types of Lands To Be Requisitioned (I) Table 3-3 Unit: mu Total Tianyang Youjiang Subtotal Collective-owned State-owned Subtotal Collective-owned State-owned Subtotal Collective-owned State-owned 1. plowland 6116.42 3233.16 2883.26 2173.50 1475.36 698.14 3942.92 1757.80 2185.12 2. garden plot 204.65 181.91 22.74 89.84 87.55 2.29 114.81 94.36 20.45 3 aquatic water 56.60 43.51 13.09 16.23 16.23 0.00 40.37 27.28 13.09 surface 4. Forest land 4.31 4.31 0.00 2.01 2.01 0.00 2.30 2.30 0.00 5 . With existing 37.71 24.74 12.97 22.62 22.08 0.54 15.09 2.66 12.43 buildings . 6. Unused land 6016.08 1523.18 4492.90 1449.90 664.63 785.27 4566.18 858.55 3707.63 Grand tota 12435.77 5010.81 7424.96 3754.10 2267.86 1486.24 8681.67 2742.95 5938.72 Notes: The "collective-owned land" is the land owned by the rural collectives, which are usually with good irrigation and production output can be guaranteed to the average even in dry year. The state-owned land includes the land in the flood plains along the Youjiang main navigation channel, the tributaries and other state-owned lands. Generally, The local farmers can rush plant at the flood plains along the Youjiang main navigation channel and the tributaries as such land is frequently hit by floods. The production can hardly be guaranteed or even gain nothing for years. The other state-owned lands are not regularly ploughed thus are with low production

37 RESETTLEMENT ACTION PLAN

Summary of Different Types of Lands To Be Requisitioned (11)

Table 3-4 _ Unit: mu _)~ own/t Land Total Sub ~llands G lot Aquatic Forest land = Land Unused land

38 _ounytyciyAnship Towntc Land Total tSub Paddy land Sub 3anane.onganAango 0ther; uraefSbwater Sub Br-BuhBam- Bwtsh- a e exist'gwith SubOWasteSub Waste cncity ~~~~~~~~totalfield Sgrotalug~~~~~~~~~~~are O0thers til gestotal htpon boo es wod build Igs total grass-Ohrland

Collective- 71.42 26.21 18.70 0.00 7.51 2.61 0.00 0.00 2.50 0.11 0.00 0.00 0.00 0.00 0.00 0.76 41.84 28.51 13.33 N , owned ______Napo Stat-owned 124.99 51.52 0.56 0.00 50.96 1.69 0.00 0.99 0.70 0.00 0.00 0.00 0.00 0.00 0.00 0.03 71.75 71.36 0.39 Subtotal 196.41 77.73 19.26 0.00 58.47 4.30 0.00 0.99 3.20 0.11 0.00 0.00 0.00 0.00 0.00 0.79 113.59 99.87 13.72

Collective- 1877.30 1325.12 307.17 521.97 495.98 51.79 0.00 20.28 25.02 6.49 14.79 2.01 0.00 0.00 2.01 6.85 476.74 455.20 21.54 Tian afn ond 2 yang Stat-owned 1251.35 559.54 9.22 127.55 422.77 0.60 0.00 0.48 0.05 0.07 0.00 0.00 0.00 0.00 0.00 0.15 691.06 636.97 54.09 a) Subtotal 3128.65 1884.66 316.39 649.52 918.75 52.39 0.00 20.76 25.07 6.56 14.79 2.01 0.00 0.00 2.01 7.00 1167.80 1092.17 75.63

ZC Total o olwenced 1948.72 1351.33 325.87 521.97 503.49 54.40 ).00 20.28 27.52 6.60 14.79 2.01 0.00 0.00 2.01 7.61 518.58 483.71 34.87

county Stat-owned 1376.34 611.06 9.78 127.55 473.73 2.29 0.00 1.47 0.75 0.07 0.00 0.00 0.00 0.00 0.00 0.18 762.81 708.33 54.48 Subtotal 3325.06 1962.39 335.65 649.52 977.22 56.69 0.00 21.75 28.27 6.67 14.79 2.01 0.00 0.00 2.01 7.79 1281.39 1192.04 89.35

, S ta ollev 1564.10 1087.01 557.91 295.89 233.21 57.60 0.00 14.23 14.72 28.65 9.77 2.03 0.00 0.00 2.03 1.78 405.91 400.99 4.92 c ~~~owned Sitang Stat-owned 1501.69 584.36 160.77 150.15 273.44 4.94 0.00 0.05 0.72 4.17 0.03 0.00 0.00 0.00 0.00 0.18 912.18 799.40 112.78 4itR:R Subtotal 3065.79 1671.37 718.68 446.04 506.65 62.54 0.00 14.28 15.44 32.82 9.80 2.03 0.00 0.00 2.03 1.96 1318.09 1200.39 117.70 Collective- 1041.35 605.83 108.08 226.60 271.15 32.86 0.00 6.41 21.01 5.44 15.69 0.27 0.00 0.00 0.27 0.77 385.93 363.75 22.18 Nabi owned______Stat-owned 3788.82 1438.09 25.83 75.76 1336.50 15.51 0.00 1.73 6.28 7.50 13.06 0.00 0.00 0.00 0.00 4.48 2317.68 1593.69 723.99 _ Subtotal 4830.17 2043.92 133.91 302.36 1607.65 48.37 0.00 8.14 27.29 12.94 28.75 0.27 0.00 0.00 0.27 5.25 2703.61 1957.44 746.17 Collective- 0.00 0.00 0.00 o000 0.00 Bie owned___ Stat-owned 646.74 162.28 0.00 0.00 162.28 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7.40 477.06 343.51 133.55

tD foujian Subtotal 646.74 162.28 0.00 0.00 162.28 0.00 0.00 0.00 0.00 00 0.00 0.00 0.00 0.00 0.00 7.40 477.06 343.51 133.55 Collective- Total o owned 2605.45 1692.84 665.99 522.49 504.36 90.46 0.00 20.64 35.73 34.09 25.46 2.30 0.00 0.00 2.30 2.55 791.84 764.74 27.10 district Stat-owned 5937.25 2184.73 186.60 225.91 1772.2 20.45 0.00 1.78 7.00 11.67 13.09 0.00 0.00 0.00 0.00 12.06 3706.92 2736.60 970.32

______SSubtotal 8542.70 3877.57 852.59 748.40 276.58 110.91 0.00 22.42 42.73 45.76 38.55 2.30 0.00 0.00 2.30 14.61 4498.76 3501.34 997.42 cu Colletive- 4554.17 3044.17 991.86 1044.46 1007.85 144.86 0.00 40.92 63.25 40.69 40.25 4.31 0.00 0.00 4.31 10.16 1310.42 1248.45 61.97 Total owned___ 9os Total Stat-owned 7313.59 2795.79 196.38 353.46 245.9! 22.74 0.00 3.25 7.75 11.74 13.09 0.00 0.00 0.00 0.00 12.24 4469.733444.93 1024.80 Subtotal 111867.76 5839.96 1188.24 1397.92 253.8 167.60 0.00 44.17 71.00 52.43 53.34 4.31 0.00 0.00 4.31 22.40 5780.15 4693.38 1086.77

38 RESETTLEMENT ACTION PLAN

Summary of Different Types of Lands To Be Requisitioned (11)

Table 3-4 (to be continue d)______Unit: mu Plowland Garden plot Aquatic Forest land Land Unused_land outTown Non-irrigatedwihst 38 distct town- L nd Total Sub Paddy lando Sub 3ananz.onganAango othet suwace Sub Bam- Brush-Sparse exist'g Sub cnship total field §SugTar othe total na ognago e u ce total boo hers ~~~~~~fishpond es wood build'gsg total gasOhrland ______~~~aneI _ _ _ _ Collective- 319.14 124.03 11.84 0.74 111.45 33.15 0.00 1025 21.73 1.17 1.44 0.00 0.00 000 0.00 14.47 146.05 146.05 0.00 Nao owned I__ Napo Stat-owned 109.90 87.08 87.08 0.00 0.00 _ _ 0.36 22.46 22.46 .-, Tian- Subtotal 429.04 211.11 11.84 0.74 198.53 33.15 0.00 10.25 21.73 1.17 1.44 0.00 0.00 0.00 0.00 14.83 168.51 168.51 0.00

' yang Colwenced- 319.14 124.03 11.84 0.74 111.45 33.15 0.00 10.25 21.73 1.17 1.44 0.00 0.00 0.00 0.00 14.47 146.05 146.05 0.00

C 3 Total we _ _ _ _ 5 Total Stat-owned 109.90 87.08 0.00 0.00 87.08 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.36 22.46 22.46 0.00 Subtotal 429.04 211.11 11.84 0.74 198.53 33.15 0.00 10.25 21.73 1.17 1.44 0.00 0.00 0.00 0.00 14.83 168.51 168.51 0.00 Collective- o S ta olle 137.50 64.96 3.64 0.00 61.32 3.90 0.00 2.66 1.24 0.00 1.82 0.00 0.00 0.00 0.00 0.11 66.71 66.71 0.00 stn, owned 2 Stat-owned 1.47 0.39 0.39 0.00 0.00 _ 0.37 0.71 0.71 - You Subtotal 138.97 65.35 3.64 0.00 61.71 3.90 0.00 2.66 1.24 0.00 1.82 0.00 0.00 0.00 0.00 0.48 67.42 67.42 0.00 o jiang Total o Collective- 137.50 64.96 3.64 0.00 61.32 3.90 0.00 2.66 1.24 0.00 1.82 0.00 0.00 0.00 0.00 0.11 66.71 66.71 0.00 Total o ownedI district Stat-owned 1.47 0.39 0.00 0.00 0.39 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.37 0.71 0.71 0.00 ., ___ Subtotal 138.97 65.35 3.64 0.00 61.71 3.90 0.00 2.66 1.24 0.00 1.82 0.00 0.00 0.00 0.00 0.48 67.42 67.42 0.00 v Collective- 456.64 188.99 15.48 0.74 172.77 37.05 0.00 12.91 22.97 1.17 3.26 0.00 0.00 0.00 0.00 14.58 212.76 212.76 0.00 xV Total owned c Stat-owned 111.37 87.47 0.00 0.00 87.47 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.73 23.17 23.17 0.00 .j Subtotal 568.01 276.46 15.48 0.74 260.24 37.05 0.00 12.91 22.97 1.17 3.26 0.00 0.00 0.00 0.00 15.31 235.93 235.93 0.00 Total of land Collective- 5010.81 3233.1 1007.34 045.2 1180.62 181.91 0.00 53.83 86.22 41.86 43.51 4.31 0.00 0.00 4.31 24.74 523.1 1461.21 61.97 permanently owned acquired by the Stat-owned 7424.96 883.2 196.38 353.46 2333.42 22.74 0.00 3.25 7.75 11.74 13.09 0.00 0.00 0.00 0.00 12.97 4492.9C 3468.10 1024.80 project Subtotal 12435.77 116.4 1203.72 398.6 3514.04 204.65 0.00 57.08 93.97 53.60 56.60 4.31 0.00 0.00 4.31 37.71 016.0 4929.31 1086.77

39 RESETTLEAMENT ACTION PLAN

Statistic Sheet of Project Acquired Collective-Owned Land (on Village Basis) Table 3-5 Unit: mu Plowland Garden plot Land Unused land CoutyTon Adin Non-irrigated Aqai wit Waste< out wnsh Total SbPdy land Sbware Brush withWast district village Su3adyananeLongan Mango Others surface Sub-total Bamboo exist'g Sub total grass Others p total field Sugarc Others totales wosbidgln

______a n e ______

Natuo 167.09 62.46 16.20 0.71 45.55 13.29 0.00 3.51 9.22 0.56 1.44 0.00 0.00 0.00 0.00 13.05 76.85 64.10 12.75 Longp 16.97 10.03 9.21 0.00 0.82 0.46 0.00 0.00 0.35 0.11 0.00 0.00 0.00 0.00 oc.o 0.00 6.48 5.90 0.58

Napo Lai 206.50 77.75 5.13 0.03 72.59 22.01 0.00 6.74 14.66 0.61 0.00 0.00 0.00 0.00 0.00 2.18 104.56 104.56 0.00 Nabi 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Sub 390.56 150.24 30.54 0.74 118.96 35.76 0.00 10.25 24.23 1.28 1.44 0.00 0.00 0.00 0.00 15.23 187.89 174.56 13.33 _ __ total _ _ _ Tian Naying 875.87 558.90 161.64 154.88 242.38 21.98 0.00 7.39 10.81 3.78 1.18 1.93 0.00 0.00 1.93 5.24 286.64 273.36 13.28 yang aifeni 387.22 289.21 43.71 141.61 103.89 15.86 0.00 8.70 5.38 1.78 12.26 0.00 0.00 0.00 0.00 1.34 68.55 64.30 4.25

Wan 379.64 280.62 91.64 84.14 104.84 4.42 0.00 0.00 4.32 0.10 0.42 0.04 0.00 0.00 0.04 0.03 94.11 91.88 2.23 Baifenc tnag Dong 234.57 196.39 10.18 141.34 44.87 9.53 0.00 4.19 4.51 0.83 0.93 0.04 0.00 0.00 0.04 0.24 27.44 25.66 1.78 hong Sub 1877.30 1325.12 307.17 521.97 495.98 51.79 0.00 20.28 25.02 6.49 14.79 2.01 0.00 0.00 2.01 6.85 476.74 455.20 21.54

Total 2267.86 1475.36 337.71 522.71 614.94 87.55 0.00 30.53 49.25 7.77 16.23 2.01 0.00 0.00 2.01 22.08 664.63 629.76 34.87 Fulian 549.79 326.65 99.71 14.48 212.46 30.55 0.00 9.94 11.50 9.11 7.23 0.00 0.00 0.00 0.00 0.94 184.42 181.79 2.63 [Gui You n ming 1083.54 776.84 429.57 265.76 81.51 29.66 0.00 6.95 4.46 18.25 4.36 2.03 0.00 0.00 2.03 0.95 269.70 267.48 2.22 jiang Knan9(inmin! 68.27 48.48 32.27 15.65 0.56 1.29 0.00 0.00 0.00 1.29 0.00 0.00 0.00 0.00 0.00 0.00 18.50 18.43 0.07 [u S ______._ Sub 1701.60 1151.97 561.55 295.89 294.53 61.50 0.00 16.89 15.96 28.65 11.59 2.03 0.00 0.00 2.03 1.89 472.62 467.70 4.92

40 RESETTLEAIENT ACTION PLAN

Statistic Sheet of Project Acquired Collective-Owned Land (on Village Basis) Table 3-5 (to be continued) _ Unit: mu

Plowland Garden plot __Land Unused land County) on Admin Non-irrigated qutcwithWat ditntownsh * Total SuwareWat disuttct villageTotal Sub Paddy Sugane OtherSutol anan Longan Mango Others surfacB Sub-total Bamboo Brush Sparse existOg Sub total grass Others P total field Sugarc Otesttles woods build'g land _ ~~~~ane . - Fulu 453.48 240.91 38.94 65.42 136.55 8.95 0.00 3.00 2.80 3.15 0.28 0.00 0.00 0.00 0.00 0.21 203.13 183.82 19.31 Dahe 445.60 312.79 50.47 148.15 114.17 20.94 0.00 3.29 16.64 1.01 4.96 0.16 0.00 0.00 0.16 0.51 106.24 103.56 2.68 Dawan 23.23 7.42 0.00 1.05 6.37 1.03 0.00 0.12 0.52 0.39 7.30 0.00 0.00 0.00 0.00 0.00 7.48 7.44 0.04 Da 21.93 9.40 0.00 3.28 6.12 0.88 0.00 0.00 0.73 0.15 0.00 0.00 0.00 0.00 0.00 0.01 11.64 11.52 0.12 You Nabi Jiang I_II jiangjiang ~~fengJiang 63.56 30,04 14.72 8.58 I__6.74 1.06 0.00 0.00 0.32 0.74 3.15 0.11 0.00 0.00 0.11 0.04 29.16 29.13 0.03 Dong 33.55 5.27 3.95 0.12 1.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28.28 28.28 0.00 huai__ _ Sub 1041.35 605.83 108.08 226.60 271.15 32.86 0.00 6.41 21.01 5.44 15.69 0.27 0.00 0.00 0.27 0.77 385.93 363.75 22.18

Total 2742.951757.80 669.63 522.49 565.68 94.36 0.00 23.30 36.97 34.09 27.28 2.30 0.00 0.00 2.30 2.66 858.55 831.45 27.10 Grand total 5010.8113233.161007.34 1045.2 1180.62 181.91 0.00 53.83 86.22 41.86 43.51 4.31 0.00 0.00 4.31 24.74 1523.18 1461.21 61.97

41 RESETTLEMENT ACTION PLAN

3.3.2. Temporary land requisition for construction The land temporarily requisitioned for project construction includes those for sand and gravel excavation, concrete mixing plant, spoil area, production and living areas and temporary roads for construction, totally 451.79 mu. The average borrowing period is 4 years, in addition, it includes the land temporarily used for raising-up and filling, totally 583.46mu, the average borrowing period is 2 years. After this, the land can be used for cultivation. In order to reduce the impact of temporary land requisition to the surroundings and the local inhabitants, the design organization has made due considerations regarding the location of temporarily used land, borrowing and mucking methods and restoration of these lands. For example, the spoil area is selected at the gulches in the reservoir area, which can be used as plowland after backfilling soil on the top. The sand and gravel excavation is selected at the place where no or less inhabitants live, to prevent the impact to the local people. The project owner will sign construction contracts with the contractors specifying the way and time of using temporarily requisitioned lands, the quality of restoring the temporarily requisitioned plowland (at least same as that before construction) and the criteria of land occupation compensation that the contractor should pay during construction, etc. The survey of temporarily occupied land is detailed in Table 3-6. The land temporarily used for raising-up and filling is in Table 3-7. Summary of Temporarily Occupied Land for Construction Table 3-6 Unit: mu Plowland Forest land County Town Toa Non-imgated land Vegetable Or- Fish /district township Total Sub Paddy plot chard pond Sub Bambo shes total field Sugarca Others total woods ne ______Napo 237.34 92.81 32.04 16.62 44.15 3.78 123.65 1.93 15.17 15.17 Tianyang Total 237.34 92.81 32.04 16.62 44.15 3.78 123.65 1.93 15.17 15.17 0

Sitang 214.45 82.86 48.58 34.28 125.28 1.08 5.23 0.17 5.06 Youjiang I Total 214.45 82.86 48.58 0 34.28 0 125.28 1.08 5.23 0.17 5.06

Grand total 451.79 175.67 80.62 16.62 78.43 3.78 248.93 3.01 20.4 15.34 5.06

Summary of Land Temporarily Used for Raising-up and Filling Table 3-7 Plowland Aquatic County Town Total Non-irTigated land Vegetable Garden water /district township Total talPaddplt lo sufc field Sugarcane Others (fish pond)

Napo 85.07 68.98 54.22 1.55 13.21 13.07 3.02 Tianyang Baifeng 102.29 98.33 70.48 2.75 25.1 0.94 3.02 Subotal 187.36 167.31 124.7 4.3 38.31 0 14.01 6.04 Sitang 61.57 61.57 12.54 49.03 Youjiang Nabi 334.53 334.13 267.14 11.66 55.33 0.4 Subtotal 396.1 395.7 279.68 11.66 104.36 0 0.4 0 Grand-total 583.46 563.01 404.38 15.96 142.67 0 14.41 6.04

42 RESETTLEMENT ACTION PLAN

3.3.3. Project Affected People The project affected people can be categorized into to two groups. One includes the actually affected people, such as the people affected by house relocation or by land requisition, and the other includes the agricultural population to be resettled according to the theoretical calculation on the basis of the Land Law of The People's Republic of China. The calculated data of the latter group is due to the collective-ownership system exerted in villages in China's rural area and is only used as one of the indexes in analysis the extent of impact of the land requisition. The field survey and statistics show that there will be 3243 households (13125 people) actually affected by the project, including 3194 households (12884 people) affected by land requisition without house relocation, 18 households (101 people) affected by house relocation without land requisition, and 31 households (140 people) affected by both. According to Clause 47 of the Land Law, the calculated agricultural population to be resettled is 2236 people on the basis of the formula below. plowland requisitioned Agricultural population = t ------needing job arrangement total plowland/total agri. population

plowland requisitioned

per capita plowland holding According to calculation on village group basis, the affected population of various types is shown in Table 3-8. The agricultural population needing job arrangement (on village group basis) is shown in Appendix 3. Summary of Project Affected Population Table 3-8 Total Description Town/ Admini- Land acquired People resettled Land acquired No. of County/ townshi strative House No of without people vwithout land and people agn. people district vilg od epe resettled acquired resettled to be House Popul- House Popul- House Popul- resettled hold ation hold ation hold ation Natuo 141 605 130 561 11 44 44

Napo Longpo 71 295 71 295 8 Laiwang 91 401 85 370 6 31 70 Subtotal 303 1301 286 1226 17 75 122

Tian Naying 471 1895 467 1883 4 12 360 yang Baifeng 218 698 218 698 203 Baifeng Wantang 182 762 182 762 206 Dong 181 821 172 774 9 47 146 hong _ _ _ _ _ I______Subtotal 1052 4176 1039 4117 13 59 915 Total 1355 5477 1325 5343 30 134 1037

43 RESETTLEMENT ACTION PLAN

Summary of Project Affected Population Table 3-8 (to be continued) Total Description Town/ Admini- Land acquired People resettled Land acquired No. of County/ townshi strative House No of without people without land and people agri. people district tons i statie Hue Nof resettled acquired resettled to be c P vi l lag e holds people House Popul- House Popul- House Popul- resettled hold ation hold ation hold ation Fulian 619 2414 618 2408 1 6 222 Sitan Guiming 210 867 210 867 251 g Xinming 38 138 38 138 17 Subtotal 867 3419 866 3413 1 6 490 Fulu 672 2770 672 2770 196 Dahe 266 1064 266 1064 140 You Dawan 14 66 14 66 5 jiang Nabi Dawang 13 53 13 53 9 Jiang 33 156 33 156 22

Donghuai 5 19 5 19 2 Subtotal 1003 4128 1003 4128 374 Aixin Street 18 101 18 101 Total 1888 7648 1869 7541 18 101 1 6 864 Grand total 3243 13125 3194 12884 18 101 31 140 1901

3.3.4. Relocation of houses and appendages For this project, houses totaling 16532.11m2will be relocated, including private houses 10064.79m 2, houses of enterprises 6467.32m2. Of these houses to be removed, 7888.43m2 houses are of brick-concrete structure, accounting to 47.72%, 4859.96m2 of brick-wood structure, accounting to 29.40%, 1996.76m2 of clay-wood structure, accounting to 12.08% and 1786.96m2 of simple structure, accounting to 10.81%. Refer to Table 3-9 for details of the private houses to be relocated and Table 3-10 for houses of the enterprises.

44 RESETTLEMENT ACTION PLAN

Statistics of Private Housing and Appendages To Be Relocated Table 3-9 Housing (in2) Appendages

AffectTown/ Admini- Pen of Brc Conc- Tap- Co-Tl i al eh Arfeas Townshi strative Ttl Brick- Brick- Clay- Simple areas townshillage ta rehouse cow,pig fenceBrick Bunnck sunningrete waterping Cookin Telnehonle c Aoniri CablTV Mnethae Mason- villageconcrete wood wood ~~2 ground (hu range set tioner (house pond rWC (shed) sheep (in2 hos(N.(No.)un (in 2 ) (mu 2 ) ehold3(No.) (set) (set) hold) (No.)

Napo Natuo 355.71 149.50 48.96 1 257.25 4.20 ___ Total 355.71 49.50 48.96 257.25 4.20 _ Naying 1540.62 1045.53 310.71 184.38 71.43 489.44 7 Tiany Baifeng 35.56 23.40 12.16 101.43 49.42 ang Baifeng Dong 1435.67 826.69 482.78 59.00 67.20 69.87 103.40 223.00 4 5 6

hong __I I__ __I_ Total 3011.85 850.09 1540.47 369.71 251.58 242.73 152.82 712.44 4 5 6 7 Total of county 3367.56 899.59 1589.43 369.71 508.83 242.73 157.02 712.44 4 5 6 7 Fulian 539.43 92.76 338.59 108.08 15.20 147.97 1 8 Res Sitang Guiming 49.20 49.20 15.20 7.40 oir Total 588.63 92.76 387.79 108.08 15.20 147.97 1 8 inun Dahe 79.00 79.00 dat Shilong 41.40 41.40

ed_ _ _ _ _ are Youjia Nabi Losuo 16.00 16.00 _ _ _ a ng Jiangfeng 26.22 26.22 Total 162.62 79.00 83.62 Baise Layu 352.41 352.41 = = = 1 Total 352.41 352.41 1 Aixin Str. 2583.25 2017.87 537.25 2.48 25.65 16.44 17 15 14 4 16 Total of district 3686.91 2110.63 1004.04 110.56 461.68 15.20 147.97 16.44 17 15 15 4 16 8 1 Grand total 7054.47 3010.22 2593.47 480.27 970.51 257.93 304.99 16.44 712.44 17 15 19 4 21 14 8 The component in rural 4471.22 992.35 2056.22 477.79 944.86 257.93 304.99 712.44 5 5 14 8 area_ The component in city 2583.25 2017.87 537.25 2.48 25.65 16.44 17 15 14 4 16

45 RESETTLEMENT ACTION PLAN

Statistics of Private Housing and Appendages To Be Relocated Table 3-9 (to be continued) Housing (m2) Appendages Admini- ~~~~~~~~Penof Bc Conc- a- Cook- Tele Air Cable Meth- Msn Affect Town/ sadini- Simple pig Bick rete Tpi -a areas strative Total Brc- Bik Ca- house cow , fence sunning sunning water ing phone condi- TV ane ryWC township village concrete wood wood (shed) sheep CM2) ground ground (hous range set tioner (house pond (NWo.) 2 CM) (MI) (m2 ) ehold) (No.) (set) (set) hold) (No.)

Natuo 1839.93 317.50 298.44 1210.36 13.63 345.23 232.02 1097.29 111.29 10 - 6 4 ian Napo Laiwang 1151.61 151.79 693.69 306.13 211.70 241.71 96.90 5 1 6 Con otal of town 2991.54. 469.29 992.13 1516.49 13.63 556.93 473.73 1194.19 111.29 10 11 1 10 sctiro- Total of county 2991.54. 469.29 992.13 1516.49 13.63 556.93 473.73 1194.19 111.29 10 11 1 10 n youjSitang ulian 18.78 9.78 9.00 site ioau g otal of town 18.78 9.78 9.00 = = = = Total of district 18.78 9.78 9.00 Total 3010.32 479.07 1001.13 1516.49 13.63 556.93 473.73 1194.19 111.29 10 11 1 10 Grand total 10064.79 3489.29 3594.6 1996.76 984.14 814.86 778.72 1210.63 823.73 27 15 30 4 22 24 8

46 RESET7LEMENT ACTION PLAN

Statistics of Housing Relocation of Collective- and Enterprise-Owned Housing and Appendages Table 3-10 House (M 2) Appendages Affect Nameof t Brick- Min Concret Masonr~~~~~~~~~~~~~Conree areas Name of enterprise SubtBt Ic Bck- Simple Alcove2 Concrete Funnel Coal Brick sunning Load tenanceMi Hb Concret MeLa areas Subtotal conc wood house (in ) al (Mn)(o) storage fence snng meter teane )o epiryWC e od hus als (o) (in) (in) ground(mn (o shaft (i2 ir WC e 2 (No______(O.) (Mn (No.) Tianyang Port admin. 191.62 191.62 station Baifeng Navigation 187.23 99.34 87.89 Station ______Baise City Engineering 0.00 42.99 Dept. _ Dahe Navigation Station 57.96 57.96 261.07 1 Baise Water Conser 17.63 17.63 -vancy Bureau Layu Hydrological 1.33 1.33 Reservoir station I______inundated Shuibu Navigation 201.12 29.45 171.67 82.80 1 area Station______Old oil storage of Baise 57.63 33.31 24.32 28.00 55.20 13.00 _ 1 Petro. Co. ___ Baise Navigation Co. 14.50 14.50 Baise Timber Co. 156.99 14.50 142.49 Gonglou Coal Mine 4984.67 4100.61 223.73 660.33 1 251.00 1088.82 1 60 25.75 2 Baise Physical Committee in Youjiang 37.41 30.51 6.90 23.60 District Total 5908.09 4399.14 706.13 802.82 42.99 28.00 1 55.20 274.60 1445.69 1 1 60.00 25.75 5 Shuibu Navigation 123.09 123.09 151.20 Constructi Station on site Branch of oil company 436.14 436.14 110.97 total 559.23 559.23 262.17 Grand total 6467.32 4399.14 1265.36 802.82 42.99 28.00 1 55.20 536.77 1445.69 1 1 60.00 25.75 5

47 RESETTLEMENT ACTION PLAN

3.3.5. Individual industrial and commercial businesses The field survey shows that there will be no individual industrial and commercial businesses will be affected by house relocation for the project.

3.3.6. Scattered trees and tombs During survey, all the trees in the project-affected area are counted one by one, classified by species and ages. For this project, a toal of 119347 trees (bosks) will be felled, including 100163 fruit trees and 19184 trees (bosks) of other kinds. Besides, there will be 359 tombs to be removed. The details are shown in Table 3-11.

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Statistics of Trees To Be Felled and Tombs To Be Removed Table 3-11 Scattered Trees Affect County/ Town/ Fruit tree (No.) Other Trees (No.) Tomb areas township twsi TotalOte (N. areap townshSub total Longan Litchi Mango Peach Banana Others Subtotal Bamboo Ceiba Eucalypt Azedara er (No.) cluster (No.) (No.) ch (No.) trees Napo 4372 4074 369 43 1771 II 1878 2 298 193 22 0 69 14 4 Baifeng 19605 15503 1607 129 1220 46 12329 172 4102 3154 289 0 432 227 21 Gonglo u coal 3074 771 104 74 452 0 131 10 2303 15 1 2269 12 6 0 Tanyang mine Other Reser enterpri 20 20 5 0 14 0 0 t 0 0 0 0 0 0 0 voir ses inund Total 27071 20368 2085 246 3457 57 14338 185 6703 3362 312 2269 513 247 25

ated______area Sitang 26849 22996 1064 761 648 34 20483 6 3853 2580 314 108 614 237 26 Nabi 58481 51269 3458 421 12809 25 32926 1630 7212 4538 327 0 479 1868 6 Youjiang Baise 1980 1434 46 10 60 0 1315 3 546 370 7 0 21 148 0 Total 87310 75699 4568 1192 13517 59 54724 1639 11611 7488 648 108 1114 2253 32 Grand 114381 96067 6653 1438 16974 116 69062 1824 18314 10850 960 2377 1627 2500 57 ____ ~~~totalIIII Nabo 4100 3506 937 38 1466 39 735 291 594 191 27 0 331 45 279 Tianyancj____ Total 4100 3506 937 38 1466 39 735 291 594 191 27 0 331 45 279 ructio Total 866 590 394 36 126 22 0 12 276 0 30 0 181 65 23 n.site ouin Sitang 866 590 394 36 126 22 0 12 276 0 30 0 181 65 23 Youian I total 4966 4096 1331 74 1592 61 735 303 870 191 57 0 512 110 302 Grand total 119347 100163 7984 1512 18566 177 69797 2127 19184 11041 1017 2377 2139 2610 359

49 RESETTLEMENT ACTION PLAN

3.3.7. Project-affected Special Items (1) Affected industrial enterprises a. The Gonglou mine The main industrial enterprise to be affected by the project is Gonglou Coal Mine. The impact of the project will be on the loading and unloading system at the coal storages of the enterprise's Gonglou and Yaojin mines, but not on the mine mouth and mining. The affected items at Gonglou mine include conveyance belt gallery, conveyance tower and loadometer which are at El. 112.64-114.3m, and those at Yaojin mine include conveyance tower, mucking rails, brickyard (abandoned now) and wells for living, which are at El. 114.3-114.9m. The Gonglou mine is located on the right bank of Youjiang River at Baifeng Township of Tianyang County and has a yearly mining capacity of 120000 tons, which can continue its production for 20 year. Yaojin mine is located on the left bank of Youjiang River at Sitang Town of Baise City and has a yearly mining capacity of about 120000 tons, however, its actual mining capacity is only 50000 tons in recent years due to poor marketing capability. Yaojin mine can continue its production for 20 year. b. Small mines The reservoir inundation involved 5 individual mines of Dahe Diggings in Baise City, after water storage, the present set mining border and the no-mine area will be less than 110m, the safe distance. Of them, Lu Deming's mine mouth and Huang Shaocheng's mine mouth will be sumberged, and the no-mine area for Huang Jianming's mine and Huang Jiafa's mine is only 35m and 39m far away from Youjiang Reservoir Bank, the min deepth is 20m and 30m for each, the safe mining condition falls short of relative demands of "Coal and Mine Industry Design Criterion", so the mining condition is not provided; in addition, Wei Wuba's mine is not 105m away from Youjiang Reservoir bank, the no-mine area is 160m from Youjiang Reservoir bank, considering mining safety, the mining border will be ratified again for mining. (2) Special items The key special items to be affected by the project include highways, bridges, power and telecommunication facilities, wharves and irrigation works, etc. These items should be relocated of rebuilt under the organization of the competent authorities. The details are shown in Table 3-12.

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Statistics of Project Affected Special Items Table 3-12 Affect Number of affected special items R ect Unit Remarks areas ~Description Subtotal Tianyang Youjiang 1. Highway m 1.1, Grade IV highway m 2804 2563 241 1.2. Substandard highway m 4167 1004 3163 2. Bridges 2.1. Large/medium sized bridge Per 4 2 2 2.2. Temporary bridge Per 29 10 19 3. Electric facilities

3.1 . 220/380V transmis- sion r/pole 4944/115 3344/82 1600/32 Reservoir line inundated 3.2. 1OkV transmission line m/pole 3711/46 1462/17 2249/29 area 3.3. Transmission line crossing f 10 5 5 rvers _ __ _ _ 4, Overhead comminuca tion n/pole 6013/107 4436/78 1577/29

line______5, Wharf 5.1, Simple coal wharf Per 4 1 3 5.2. Wharf for goods Per 8 0 8 6. Water conservancy works 6.1. Electric irrigation station kW/per 2226.5/41 337/16 1889.5/25 6.2. Water supply pipes km 3.6 3.6 I. Comminuca tion project 1.1. Overhead comminuca- tion km 0.56 0.56 line 2. Electric facilities CLonstruct 2.1 , 220/380V transmis- sion !on site line km 0.24 0.24 2.2, 10kV transmission line km 1.12 0.96 0.16 3. Water conservancy works 3.1. Electric irrigation station kW/i 78.5/3 78.5/3

(3) Municipal works The project affected municipal works include two sewage conduits (Liutian and Simatou). The outlet (at El. 110.2m) of Liutian conduit is on the left bank of Dengbi River and that (at El.112.2m) of Simatou conduit is on the right bank, they are the main conduits for discharging rainwater and sewage in Baise City. The project affected length of Liutian conduit is 350m (including 145m long culverts, 3.5m wide and 5m high, and 205m long open channels, 5m wide). The Simatou conduit is of culvert, 130m long, 2.7m wide and 3.7m). (4) Historic relics The main historic relic to be affected by the project is the Poluo Historic Site pertaining to the Neolithic Age. The Site (at El.113.5m) is on the first-order terrace on the right bank of Youjiang River, about 1km southeast of Naying Village of Napo Town in Tianyang County. Once there existed an earth hill some 20m high, as eroded by the river, most part of the hill has been detruncated. The Site is at the southwest hill foot close to the Youjiang River bank.

51 RESETTLEMENT ACTION PLAN

Due to erosion of the river, part of the Site collapsed, which makes exposed the relics of the Site. The Site is totally some 3000 m2 , the top of the Site is covered by surface soil about 50-80cm thick and used as farmland. The underlain relics layer is 60-150cm thick, the soil is in yellow color, and contains pottery pieces with small decorative designs, bits of charcoal, and broken bones, etc. The Site is in the reservoir inundation area and can hardly conserved. According to the Law of the People's Republic of China on the Protection of Cultural Relics and Regulations of Guangxi Zhuang Autonomous Region on Protection and Management of Cultural Relics, the cultural administration of the Region should organize professionals to carry out immediate action to unearth the relics. The project owner has already entrusted the Regional Cultural Relics Bureau to carry out the work. Sticking on the principle of benefiting both the protection of cultural relics and the project construction and guaranteeing the scientific completeness 2 and safety of key relics, the Bureau plans to unearth the key localities (about 1000m in total) for unearthing and protection of key historic monuments.

3.3.8. Project affected vulnerable groups Further analytical comparison will be carried out for defining the vulnerable groups of project affected people based on their objective conditions including structure of family members, employment status of labors and income sources and the data and information obtained from the local governments. Generally, the person whose family has no male labor or has its labor having already loosen working ability will be categorized into vulnerable group. Once an affected family is so categorized, the project resettlement office will provide special assistance during resettlement implementation, such as some preferences in house building (purchasing), allocation of land, and payment of compensation, etc. 3.4. Analysis on Project Impact 3.4.1. Direct Impact on Agricultural Production and Economic Revenue The project construction will destroy the existing production system in the affected area, in turn, bring about impact to certain extent on the local people's production and livelihood. First of all, loss of lands will make a large number of local people deprived from the material condition for livelihood, and some of them should move out or find new job. Secondly, less plowland will reduce grain production. The estimation shows that the yearly grain output will be reduced by 1790 tons. As the project-affected area is rich in plowland resource, some loss of plowland will not exert big pressure on the local people in self-sufficiency of grain. The estimation of grain production loss is shown in Table 3-13. As the result of loss of land, the revenue from agricultural production will be directly reduced, which is about 8.415 million Yuan per year as estimated (reduced by 2.6% of the total revenue from agricultural production in affected area of the county and district and by 2.0% of the rural economic revenue). It can be seen from Table 3-14 that the revenue loss of the affected villages is less than 12.5% of their revenue from agricultural production, and is less than 10.0% of their gross economic revenue. Thus, it is deemed that the land requisition for the project casts less influence to the economic revenue of each village. The project -affected area is in the old liberated area, where the traffic condition is poor, the economy develops slowly, meanwhile, agricultural production lags behind due to poor irrigation facilities and frequently suffering from floods and droughts, thus, the existing production and livelihood of the local people is rather at lower level. The project construction offers a chance to the resettlers in re-establishment of production system. On one hand, the infrastructures for power supply and transportation and telecommunication will be upgraded, which will enhance the local people's ability in resisting the natural disasters. Baise, Tianyang and Tiandong are the key bases in Guangxi for producing sub-tropical fruits and Tianyang is the key vegetable production base in Guangxi and the southwest China. Completion of the project will speed up the circulation of local agricultural and sideline products and promote

52 RESETTLEMENT ACTION PLAN the local production. On the other hand, by taking full advantage of the reservoir, aquacultural production and tourism industry can be well developed, and the agricultural production can be restructured, which will give the impetus to restore the local economy. In addition, fully tapping the potentiality of the land resources through resettlement implementation by means of improving irrigation facilities and upgrading low-output fields is also the plowland conservation policy to the capital construction projects as required by the Land Law of the state. According to the principle of "reclaiming the same amount of land as occupied", the lost land will be compensated by reclaimed land, making the loss and compensation balanced. Through well planning of the resettlement, the resettlers will be displaced at areas with better natural, traffic, social and economic conditions, and will receive preference and support in policy, techniques and finance. Thus, the production and livelihood of the resettlers can be in a possible shortest time restore, or even better than those before resettlement. Summary of Grain Losses Due To Project Influence Table 3-13 .ounty/ Town/ Project Gross grain Per mu grain G s % of grain losses County/ Town/ acquinng land yield in 2001 yield in 2001 rain osses in gross grain distnct township ((mu) (ton) (kg/mu) (ton) yield Napo 288.84 11444 368 106 0.9 Yianyang Baifeng 1884.66 4819 327 616 12.8 County 2173.50 118145 695 723 0.6 1 total Sitang 1736. 72 8490 260 452 5.3 Nabi 2043.92 16270 294 601 3.7 Youjiang Baise 162. 28 655 92 15 2.3 District 3942.92 84728 646 1067 1.3 total Grand total 6116.42 202873 1341 1790 0.9

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Impact of Project Land Requisition on Rural Economic Revenue Table 3-14 Project affected area Gross rural Agriculture Industry Other Reduction Percentage (%) economic after land County/ Tow/ Admin. revenue Quantity Quantity % of total Quantity % of total requisition Of agri. Of gross district township village (104 Yuan) (10 Yuan) (10 Yuan) (10 Yuan) (104 Yuan) revenue revenue Natuo 408 369.9 90.7 17.9 4.4 20.2 5.0 11.5 3.1 2.8 Longpo 235.5 220 93.4 0.0 0.0 15.5 6.6 0.8 0.4 0.3 Napo Laiwang 983.8 931.9 94.7 0.0 0.0 51.9 5.3 6.4 0.7 0.7 Nabi 403.3 369.3 91.6 16.4 4.1 17.6 4.4 6.5 1.8 1.6 Total 6970 5417 77.7 761.0 10.9 792.0 11.4 25.2 0.5 0.4 Tianyang Naying 566 448 79.2 41.0 7.2 77.0 13.6 53.7 12.0 9.5 Baifeng 583 439 75.3 40.0 6.9 104.0 17.8 25.4 5.8 4.4 Baifeng Wantang 347 260 74.9 25.0 7.2 62.0 17.9 26.5 10.2 7.6 Dong hong 316 250 79.1 20.0 6.3 46.0 14.6 22.2 8.9 7.0 Total 3044 2445 80.3 171.0 5.6 428.0 14.1 146.7 6.0 4.8 Fulian 2075.7 2024 97.5 25.0 1.2 26.7 1.3 36.1 1.8 1.7 Sitang Guiming 1436.1 1399 97.4 19.0 1.3 18.1 1.3 64.9 4.6 4.5 Xinming 1530.7 1498 97.9 15.0 1.0 17.7 1.2 2.6 0.2 0.2 Total 15826 10886 68.8 258.0 1.6 4682.0 29.6 103.5 1.0 0.7 Fulu 1405.0 1395 99.3 2.0 0.1 8.0 0.6 32.9 2.4 2.3 Dahe 963 937 97.3 20.0 2.1 6.0 0.6 36.0 3.8 3.7 Youjiang Dawan 970 959 98.9 2.0 0.2 9.0 0.9 12.8 1.3 1.3 Nabi Dawang 1063 1051 98.9 2.0 0.2 10.0 0.9 8.5 0.8 0.8 Jiangfeng 637 628 98.6 2.0 0.3 7.0 1.1 8.8 1.4 1.4 Shilong 531 498 93.8 5.0 0.9 28.0 5.3 0.0 0.0 0.0 Donghuai 805 781 97.0 20.0 2.5 4.0 0.5 0.3 0.0 0.0 Total 13162 12515 95.1 155.0 1.2 492.0 3.7 207.2 1.7 1.6 Baise town 2830.4 1510.4 53.4 83.7 3.0 1236.3 43.7 3.0 0.2 0.1 Grand total 41832.4 32773.4 78.3 1428.7 3.4 7630.3 18.2 841.5 2.6 2.0

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3.4.2. Analysis on Impact to regional economic development (1) Speed up development of southwest economic zone The Youjiang River is one of key tributaries of Xijiang Water System in the Zhujiang River Basin, and is the southern waterway heading to the sea in the southwestern China. The industrial foundation in Baise is weak, and the adjacent southeastern Yunnan Province and southwestern Guizhou Province are one of the places of China where the poverty population are most concentrated. Though this area has plenty of natural resources, the economy has been developed slowly because of the blocked traffic and insufficient investment to capital construction in the past years. Along with deepening of reform and opening up and launching of Western Development Strategy, considerable progress has been made in regional economy and the regional industrial system has been taking shape to certain extent. The Youjiang River Valley has gradually become the economic corridor of the region. The formation of the economic belt along Baise, Tiandong, Tianyang and Pingguo gears up the fast industrial development in mining, smelting, forest, agriculture, food process and paper production. Construction of this project will give a great impetus to the development of industry, agriculture, transportation and service industry in the region, and will play an important role in the Western Development, poverty eradication and raising the people's production and livelihood in the region. (2) Impact on industrial development The Youjiang River Valley is one of key industrial belt in Guangxi. The Guangxi Region will take the mining and smelting industry as a breakthrough in forming the industrial economic belt consisting of a unified system of processing, sale and transportation. At present, the area has the smelting and processing of aluminum as its mainstay industry, and is one of the paper production bases in Guangxi in future. There exist several paper mills in Tianlin, Dongshun, Tianyang and Tiandong. The Naji Navigation Complex Project is a project for navigation and power generation. After completion of the project, the 1000-tonnage fleets can sail to Zhujiang Delta, which can create more channels for circulation of industrial materials and products and make the transportation cost reduced. Smelting and processing of mining products need large quantity of electric power, however, this area is short of coal resource, thus, it is rather difficult to meet the increasing power demand by thermal power but hydropower. It is a necessity to build a hydropower plant with certain regulation capacity. After completion of the project, an amount of electricity up to 248 million kWh will be added to the region, which will relieve the shortage of electric power, and give a strong support to the regional industrial development. (3) Impact on traffic and transportation At present, the key transpiration means include railway, highway and waterway. Generally, the railway service is for goods in large quantity and inter-provincial transportation and foreign trade, with little room for hinterlands in Baise. Therefore, transportation of the goods produced in Baise to outside can be realized only via highways and waterways. According to the estimation of transportation capability, the freight traffic crossing the Naji dam will reach 2071200 tons, 3860500 tons and 4849200 tons respectively in 2010, 2020 and 2030. The goods flow through waterway (Youjiang River) is mainly directing to areas in the southeast Guangxi and Zhujiang Delta along the Yujiang River and Xijiang, and the transportation distance being over 1000 km. The railway and highway transportation has its obvious limitations, and the waterway transportation of goods is the first choice. After completion of Naji Navigation Complex Project, the navigation way (55.2km long) upstream the dam can be canalized, and the navigation way downstream will be dredged, thus, the 500 tonnage fleets can navigate on the river all the year round. When the cascade

55 RESETTLEMENT ACTION PLAN projects on the rivers are completed successively, the 1000 tonnage fleets can sail all the year round from the hinterland in southwest China to the sea. By that time, an integrated transportation network of railway, highway and waterway will be formed in the region, and greatly improve the regional transportation conditions.

(4) Impact on production and livelihood of local people The direct beneficiaries of the project are the inhabitants along the river. First of all, the bridge crossing the river and the highway at the dam crest, after completion, will provide big convenience to the production and livelihood of the people living along the river. Secondly, the flood protection criteria of the river in the reservoir area are raised, which will alleviate disaster of floods and droughts and reduce number of disaster-affected people. At the previous affected areas, the raised flood protection criteria will have the lives and properties protected, make the land resources fully used and the livelihood of the people upgraded. Thirdly, the project construction will increase the job opportunities for the local inhabitants and reduce the employment pressure in the area. Fourthly, the project area is now of destitute region at present. The project construction will gear up the quick development of local economy. The financial status of the local governments will take a turn for the better, and will be able to invest more into education, culture and sanitation. The infrastructures will be upgraded, the urbanization process will be quickened, and the local economy will be improved. Along with gradually increasing of local inhabitants, their living standard will be raised accordingly.

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4. LEGAL FRAMEWORK Preparation of Resettlement Action Plan (RAP), as well as the future resettlement implementation, will strictly observe the Operational Policy OP 4.12 of the World Bank. The resettlement will rigorously accord to the resettlement compensation criteria set in the RAP, and any change occurring during resettlement process will not be made without the prior agreement of the World Bank.

4.1. Policies The main laws and policies to be followed in the resettlement work include the followings. * "Land Administration Law of the People's Republic of China" (revised and approved on August 2 9th at the Fourth Session of the Standing Committee of the Ninth National People's Congress) * "Implementation Regulations of Land Administration Law of the People's Republic of China" (Decree No. 256 of the State Council of the People's Republic of China) * "Regulations of Protection of Basic Farmland" (Decree No. 257 of the State Council of the People's Republic of China) * "Interim Regulations of the People's Republic of China on Taxation of Plowland Occupation" (As in circulation document of the State Council, Guo Fa (1987) No.27 "Notification on Issuance of the Regulations") * "Regulations of the People's Republic of China on Implementation of the Forest Law" (Decree No. 258 of the State Council of the People's Republic of China) * Implementation Method of Guangxi Zhuang Autonomous Region for Land Administrative Law (Approved by the 25h Session of the Standing Committee of Ninth Regional People's Congress on July 2 9th 2001) * Implementation Method of Guangxi Zhuang Autonomous Region for Regulations of Protection of Basic Farmland * Interim Regulations of Guangxi Zhuang Autonomous Region on Levying Four Kinds of Compensation Fees for Requisition and Occupation of Forest Lands * Notification on Transmitting "Interim Method of Guangxi Zhuang Autonomous Region for Land Requisition and House Relocation for Key Capital Construction Projects" Prepared by Regional Planning Committee and Other Regional Governmental Departments (circulation document Gui Fa [2000] No.39 issued by the government of Guangxi Zhuang Autonomous Region) * Operational Policies OP4.12-"lnvoluntary Resettlement" of the World Bank

4.2. Laws

4.2.1. Relevant stipulations of the "Land Administrative Law of the People's Republic of China" Article 10 The rural collective-owned land belongs to the rural collectives according to the Law, and shall be managed and administrated by the collective economic bodies or the Villager's Committees. In case the rural collective-owned land in a village has been owned by

57 RESETTLEMENT ACTION PLAN more than two rural collective bodies, It shall be managed and administrated by the respective rural collective economic bodies or village groups of the village. In case the rural collective-owned land has been owned by the town/township, it shall be managed and adiministrated by the rurual collective economic body of the town or township. Article 14 The collective-owned land shall be contracted with the members of the village collective economic body and for plant production, forest production, stock raising and aquaculture production, and the contracting period is thirty years. The two sides of the land contract shall sign the contract to define the right and obligation of the two sides. The farmers contracting the land are obligated to protect the contracted land and rationally utilize the land as stipulated in the contract. The contracted land management right of the farmers' shall be protected by the Law. Within the land contracting period, appropriate adjustment of the contracted lands between individual land contractors shall be agreed, before implementation thereof, by over two third of the villagers' congress members or over tow third of the villager representatives, and shall be approved by the competent agriculture administration at the town/township and county level. Article 24 The governments at different levels shall enhance the use and management of the land in a planned way, and carry out the aggregate land control on land use for capital construction. Article 31 The State conserves plowlands, and strictly dominates the change of plowland into non-ploughable land. The State adopts the compensation system for occupation of plowland. The plowland occupied by construction for non-agricultural purpose shall abide by the principle of "same amount of plowland should be reclaimed when a piece of plowland is occupied", and the organization that occupying the land shall be responsible for reclaiming land of same size and same quality as that occupied. In case that the organization is not qualified for reclamation or the plowland reclaimed by him can not meet the requirement, the organization shall pay the reclamation fee according to the regulations of local provincial, regional and municipal governments. The reclamation fee shall be used as special fund for reclaiming new plowland. Article 42 The land use organization or individual shall be responsible for restoration of the land damaged by excavation, collapse and storing goods. In case that the organization is not qualified for reclamation or the plowland reclaimed by him cannot meet the requirement, the organization shall pay the reclamation fee. The reclamation fee shall be used as special fund for reclaiming new plowland. The reclaimed land shall be first used for agricultural production. Article 47 The requisitioned land shall be compensated on the basis of its original use. The land requisition compensation shall be composed of compensation of land, resettlement subsidy and compensation of ground-attached objects and standing crops. The compensation of plowland shall be six to ten times the yearly average output value of the land in the previous three years. The resettlement subsidy shall be calculated with the number of agricultural population to be resettled, and the number of agricultural population shall be calculated by the quantity of plowland to be acquired divided by the per capita plowland holding of the affected unit before land requisition. The resettlement compensation of each agricultural population to be resettled shall be 4-6 times the yearly average output value of the land in the previous three years. However, the resettlement compensation per ha. Shall not exceed 15 times the yearly average output value of the land in the previous three years.

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The govemments of local province, region and municipality shall determine the compensation of land and resettlement compensation for the land of other types by referring to those of requisitioned plowland. The governments of local province, region and municipality shall determine the compensation criteria of the ground-attached objectives and standing crops. For occupying the vegetable fields in suburban areas, the land use organization shall pay the new vegetable field fund according to the relevant regulations of the State. In case the compensation of requisitioned land and resettlement compensation under item 2 of this Article cannot maintain the same living standard of the resettler as before land requisition, the resettlement compensation may be increased after approval of the govemments of local province, region and municipality. The total of the compensation of requisitioned land and resettlement compensation shall not exceed 30 times the yearly average output value of the land in the previous three years. According to the social and economic development level at a time, the State Council may, at special conditions, raise the criteria of the compensation of requisitioned land and resettlement compensation for requisitioned plowland Article 48 After establishment of the resettlement scheme, the concemed local government shall publicize the scheme, and solicit the opinions of the rural collective economic bodies and farmers. Article 49 The rural collective economic bodies whose land is requisitioned shall publicize the use of the land requisition compensation to the members of the bodies and receive supervision from them. It is forbidden to make disseisin of and peculate the compensations and other relating fees. Article 50 The people's govemments at different levels shall support the local land-requisitioned collective economic bodies and farmers to start businesses and establish enterprises. Article 54 The construction organization shall obtain the state-owned land for construction on paid transmission basis. However, the land for construction for the following purposes can be obtained by transferring upon the approval of the government above the county level. (I) Land for government offices and military use (11)Land for urban infrastructures and public utilities (111) Land for key state infrastructure in power, transportation and water conservancy fields, etc. (IV) Other land use as specified by the laws and statutes Article 54 Temporary occupation of state-owned or collective-owned land for project construction or geological survey shall be approved by the government above county level. The temporary use of the land in the urban planning area shall be agreed by the local relevant urban planning authority before submitted to the govemment for approval. The organization temporarily occupying the land shall sign a contract of temporary land occupation with the local land administration, collective economic body or village committee in view of the ownership of the land, and pay the land use compensation according to the contract. The user of the temporarily occupied land shall use the land as specified in the contract

59 RESETTLEMENT ACTION PLAN and shall not build permanent structure on it. The temporary use of land shall not exceed 2 years in general. Article 62 Each rural household shall only have one piece of house plot and sized of it shall not exceed the criteria set by the government of local province, region and municipality Building of rural residence shall meet the requirement of the overall land use planning of the local town and township and efforts shall be made to use the old house plots or idle land in the village, where possible. Use of land for rural house plots shall be reviewed by the town/township people's government and approved by the government of the county. If the agricultural land is to be used, the formalities set in Article 44 shall be completed. The application for house plot by the farmer who has sold or leased his old house, shall not be approved.

4.2.2. "Interim Regulations of the People's Republic of China on Taxation of Plowland Occupation" Article 2 The plowland in the Regulations means the land used for growing agricultural crops. The land once used for growing agricultural crops within previous three years shall also be regarded as lowland. Article 3 Organizations and individuals who occupy plowland for house building or other non-agricultural construction are all the obligor to pay plowland occupation tax (called as tax bearer below), and shall pay the said tax according to this Article. Article 4 The land occupation tax shall be calculated on the basis of the actual land size occupied by the tax bearer and the tax amount shall be levied in one time. Article 5 The tax amount for land occupation is specified as follows. (1) On the basis of county as a unit (same as below), in the area where the per capita plowland holding is less than one mu (including one mu), the tax amount is 2-8 Yuan per square meter. (2) In the area where the per capita plowland holding is between 1-2 mu (including two mu), the tax amount is 1.6-8 Yuan per square meter. (3) In the area where the per capita plowland holding is 2-3 mu (including three mu), the tax amount is 1.3-6.5 Yuan per square meter. (4) In the area where the per capita plowland holding is over 3 mu, the tax amount is 1-5 Yuan per square meter. Article 9 The land occupation tax shall be levied by the financial institutions. After the land administration approves the individual or organization's land occupation, it shall timely inform all the financial institutions at same level in the area, and the individual and organization shall apply for tax payment with the presence of the approval document issued by the land administration. Then, the land administration shall transfer the land based on the tax-paid bill or approval document.

4.2.3. Implementation Method of Guangxi Zhuang Autonomous Region for Land Administrative Law Article 7 The ownership of the state-owned and rural collective-owned land shall be determined by the Land Law, the implementation regulation of the Land Law and other laws

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and statutes. Article 8 The rural collective-owned land is legally owned by the farmer's collectives and managed and administrated by the village collective economic bodies. If the village collective economic body is not complete, the villager committee shall manage and administrate the land. If the land in a village is owned by more than two rural collective economic bodies, each of the bodies or village group shall manage and administrate the land. If the land is owned by town or township, the rural collective economic bodies of the town or township shall manage and administrate the land. If the rural collective economic body of the town or township is not complete, the town or township government shall manage and administrate the land.

Article 21 ----- Preparation of the yearly schedule of land use shall follow the following principle. (I) Strictly follow the overall land use plan and dominate the gross land size used for construction and protect the plowland. (II) Guide the land demand by land supply, and rationally and effectively utilize the land. (Ill) Preference of use of land shall be given to the key capital construction projects, and the projects supported by the state industrial policies of the region and state. (IV) Protect and improve the ecological environment and the sustainable use of the land resources. Article 26 The followings shall abide by in reclaiming new plowland in same size and quality of the plowland requisitioned for non-agricultural construction. (I) Within the land boundary for urban construction defined in the overall land use plan, the local city, county govemment shall be responsible for organizing reclamation for implementation of the planned urban construction (II) Within the land boundary for construction of village or town facilities defined in the overall land use plan, the town or township government shall be responsible for organizing the rural collective economic bodies or the land occupying organization to reclamation for implementation of the planned construction of village or town facilities. (IlIl) For the plowland occupation for construction of power generating, transportation, water conservancy, mining and military facilities beyond the land boundary for urban and rural construction defined in the overall land use plan, the land occupation organization shall be responsible for reclamation of new plowland. Article 27 For the plowland occupied for non-agricultural construction, the organization or individual shall pay the reclamation fee if he has no means for reclamation. Article 34 The land use organization and individual shall restore the destroyed land due to excavation, collapse and occupation during production and construction according to the State's and Regional stipulations concerning reclamation of land, and in 30 days of completing such reclamation, applies to the land administrative department of local municipality, county (city) government for inspection and acceptance. In case the land use organization or individual who has not means to conduct reclamation or whose such reclamation is not in compliance to the requirement in acceptance, he shall pay to the land administrative department of local municipality, county (city) government the land reclamation fee at a rate of 20-80 Yuan per square meter. The said land administrative department shall organize the land reclamation. Article 35 Each rural villager's household shall have only one piece of house plot. Construction of villager's residence shall be in compliance to the overall land use plan of the town/township, and shall be in combination of the reconstruction of the old village and take full advantages of the old house plot, idle land and waste land on hills within the village. Occupation of farmland shall be strictly limited. The area of approved new house plots shall

61 RESETTLEMENT ACTION PLAN observe the following criteria: (1) size of house plot in plain and suburban areas shall not exceed 100 square meters for each household, (2) size of house plot in uplands and hilly areas shall not exceed 150 square meters for each household.

Article 48 ----- The compensation of the temporarily occupied farmland shall be the product of the yearly output value of the said land in preceding three years multiplied by the years of such occupation. The compensation of the temporarily occupied land for construction shall be the product of the yearly rent of the similar State-owned land years multiplied by the years of such occupation. The compensation of temporarily occupied unused land shall be 60% the product of the yearly output value of the said land in preceding three years multiplied by the years of such occupation. Appropriate compensation shall be paid for the damaged objects attached on the occupied land based on actual conditions. The user of temporarily occupied land shall restore the plantation conditions of such land within one year after expiration of temporary occupation. In case such user does not restore the plantation conditions of the land or cannot restore it to the original condition, he shall pay the land reclamation fee at a rate as stipulated by to the land administrative department of local municipality, county (city) government. The user who cause damage to other type of lands due to temporary occupation shall be responsible for reclaiming the said land or paying reclamation fee for it.

4.2.4. Interim Regulations on Levying Four Kinds of Compensation Fees for Requisition and Occupation of Forest Lands l1l. The forestland herein means the high-forest land, bamboo forest land, open forest land, brush field, felling-trace land, wood-fire trace land, unplanted forest land, nursery land and the State's planned forestable land, which have a canopy density over 0.2 (inclusive, and same as below). V. The organization that is legally approved to requisition and occupy forestland shall pay the compensation for occupation of forestland and woods and resettlement subsidy, and pay the fee for forest restoration to the forest administration department. (1) Compensation of forestland occupation 1. For the wasteland suitable for forestry, the compensation shall be two times the average yearly output value in previous 3 years of local non-irrigated land. 2. For the timber and fire-wood forest land and brush field with canopy density over 0.2, the compensation shall be 3-4 times the average yearly output value in previous 3 years of local non-irrigated land. For those with canopy density below 0.2, the compensation shall be 2-3 times the average yearly output value in previous 3 years of local non-irrigated land. 3. For the economic forestland, special-use forestland and nursery land, the compensation shall be 4 times the average yearly output value in previous 3 years of local non-irrigated land. 4. The protection forestland shall not be requisitioned. Requisition or occupation of such forestland for special uses shall be reported to and approved by the Regional People's Government, and the compensation thereof shall be 4 times the average yearly output value in previous 3 years of local non-irrigated land. 5. Requisition and occupation of forest within the territories of the seven cities directly under jurisdiction of the Region, and the planned urban areas of Yulin, Hechi and Baise city, the compensation criteria shall be 1.5-2.0 times of the forestland of a kind with a max. not exceeding the criteria for the paddy field and vegetable plot in urban district. (II) Compensation of woods

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For requisition and occupation of forestiand, the lumbers of felled trees shall be owned by the operating unit, the following compensation shall be paid. 1. In case of canopy density over 0.2, the compensation criteria for the mature forestlands shall be 700-800 Yuan per mu, that for immature forestlands 1200-1500 Yuan per mu, and that for young-tree and new forestlands 300-400 Yuan per mu. 2. The compensation criteria for the firewood forestlands and brush-fields is 500-600 Yuan per mu. 3. For the open forest, the compensation criteria shall be based on the output value calculated by the synthetic timber prices of local market. 4. For the protection and special-use forestland, the compensation shall be 2000-2500 Yuan per mu. 5. For the economic forestland which has not produce products or has produced products less than three years, the replacement price thereof shall be compensated, otherwise, the compensation criteria shall be 3-4 times the yearly average output value in preceding two years. 6. The nursery on which the seedlings are totally too young to transplanted shall be compensated on the replacement price, and that on which the seedlings can be transplanted shall be at 60-80% the output value calculated by the seedling prices of local market. For the woods for scientific research, the compensation shall be based on the replacement price of the trees and associated facilities. (Ill) Resettlement subsidy for occupied forest land The criteria for resettlement subsidy for occupied forest land shall be half the local plowland compensation criteria. (IV) Fee for restoration of forest fee 1. For the common artificial and natural forests with canopy density over 0.2, the compensation shall be 250 Yuan per mu, and for open forest, 100-150 Yuan per mu. 2. For the forest for engineering purpose, fast-matured forest (including timber forest) and nursery, the compensation shall be 500-800 Yuan per mu. 3. For the economic forests (including fruit forests), the compensation shall be 800-2000 Yuan per mu. 4. For the protection and special-use forests, the compensation shall be 1000 Yuan per mu. 5. The coastal special protection forest, the compensation shall be 6000 Yuan per mu. VI. The compensation criteria for the ground-attached objects on the requisitioned and occupied forestland shall refer to the relevant stipulations in Implementation Method of Guangxi Zhuang Autonomous Region for Land Administration. VII. The temporary requisition and occupation of forestland shall not exceed two years in general. The compensation of forestland based on the average yearly output value of local non-irrigated land shall be paid year by year. Wherever woods are cut due to requisition and occupation of forestland, the compensation of cut woods and forestland restoration fee shall be levied based on the specified criteria, which shall be used to plant trees by the user of the occupied land after expiration of occupation. The restored forestland shall be subject to the forestry administration department and returned to the original operator of the land. Upon returning of the restored forestland, the forest restoration fee shall be paid back. In case the

63 RESETTLEMENT ACTION PLAN forest is not restored upon retuming the occupied forestland, the forest restoration fee shall not be reimbursed. The existing ground-attached objects on the forestland shall be compensated at discount.

4.2.5. Interim Method for Land Requisition and House Relocation for Key Capital Construction Projects The key capital construction project that reach the standard in magnitude as specified in this Method shall enjoy the preferential policy regardless the nature of its investor and the source of investment. I. Standard in magnitude of the project

(I) Basic communication facilities

2. ----- In-land river navigation routes for fleets of 250 tonnage and above and berths of 1000 tonnage and above. (il) Basic energy generation facilities

Hydropower plants having installed capacity of 40-50MW or above. Ill. Compensation criteria for land requisition (I) Compensation on the basis of original use of the land For speeding up the land requisition and house relocation process and realizing the preferential policy for key capital construction projects, the low value of multiples in the legally specified compensation criteria and the yearly average output values of different types of lands in preceding three years issued by counties shall be adopted, and the user of the requisitioned land may calculate the total land requisition compensation by the county-issued yearly average output value of the requisitioned land in the previous three years multiplying the uniformed compensation multiple of the Region. The compensation criteria of specific requisitioned land shall be determined by the county (city) govemment in light of the law. (II) Determination of yearly average output value of requisitioned land in previous three years The radix of yearly average output values of paddy field, vegetable plot, fish (lotus) pond, non-irrigated field, orchard, economic forestland, timber forestland, fore-wood land, protection forestland, special-use forestland shall be determined on the basis of the statistic data of the yearly average output values of the land provided by the Regional Statistic Bureau, and shall be revised each year according to the actual situation. (Ill) The compensation of requisitioned collective-owned land shall be calculated by the unified multiples of the Region. 1. For paddy field, the compensation shall be 7 times the radix of yearly average output value of the land in preceding three years issued by the county. 2. For non-irrigated field, vegetable plot, garden plot, fish (lotus) pond, the compensation shall be 6 times the radix of yearly average output value of the land in preceding three years issued by the county.

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3. For timber and firewood forestland that has already produce benefit, the compensation shall be 4 times the radix of yearly average output value of the non-irrigated land in preceding three years issued by the county, 5 times for economic forestland, 9 times for protection and special-use forestland. The forestland without benefit yet shall be compensated at a rate of 2 times the non-irrigated land according to the growth condition of the trees. 4. For land on fallow rotation and artificial grassland, the compensation shall be 3 times the radix of yearly average output value of the non-irrigated land in preceding three years issued by the county. 5. For waste grassland, waste hill, wasteland, and other similar land, the compensation shall be one time the radix of yearly average output value of the non-irrigated land in preceding three years issued by the county. The compensation for use of state-owned land shall be 70% of compensation for requisition of collective-owned land of a kind. (IV) Resettlement compensation criteria The resettlement subsidy for requisitioned land shall be calculated by the agricultural population to be resettled, which shall be computed by the quantity of requisitioned plowland land divided by the per capita plowland holding of the unit whose land is to be requisitioned before land requisition. The resettlement compensation for collective-owned land shall be 5 times the radix of yearly average output value in preceding three years. The resettlement compensation for garden plot and forestland which has already produced benefit shall be 4 times the radix of yearly average output value of non-irrigated field in preceding three years, and 2 times for land for fallow rotation and artificial grassland. For fish (lotus) pond, it shall be 5 times the radix of yearly average output value in preceding three years. No compensation shall be compensated for the waste hill and wasteland that has not produced benefit. The resettlement compensation requisition of state-owned land shall be 70% of that for requisition of collective-owned land of a kind. The agricultural population who are displaced to other places shall be treated according to the relevant regulations. VI. Criteria of plowland reclamation and reclamation fee (I) For the key capital construction projects, the user of the requisitioned plow land shall be responsible for reclaiming new plowland of same quality and quantity as requisitioned in light of the principle of "reclaiming new plowland of same quantity as the land requisitioned". (II) The user of the requisitioned land who has no means to reclaim new land or cannot reclaim plowland in compliance to the requirement shall pay plowland reclamation fee in one-time at the rate of 8500 Yuan/mu for requisitioned paddy field or 5000 Yuan/mu for requisitioned non-irrigated field to the special account of the Regional's land administration department which is opened in the Regional Financial Department. The said fee shall be specially used for reclaiming new plowland. (Ill) The Regional People's Government shall formulate a plowland reclamation plan and supervise the user of requisitioned land to reclaim new plowland or organize the new plowland reclamation according to the plan.

4.2.6. Relevant Policies in Involuntary Resettlement (OP4.12) of The World Bank 2. The overall objectives of the Bank's policy on involuntary resettlement are the

65 RESETTLEMENT ACTION PLAN following: Involuntary resettlement should be avoided where feasible, or minimized, exploring all viable alternative project designs. Where it is not feasible to avoid resettlement, resettlement activities should be conceived and executed as sustainable development programs, providing sufficient investment resources to enable the persons displaced by the project to share in project benefits. Displaced persons should be meaningfully consulted and should have opportunities to participate in planning and implementing resettlement programs. Displaced persons should be assisted in their efforts to improve their livelihoods and standards of living or at least to restore them, in real terms, to pre-displacement levels or to levels prevailing prior to the beginning of project implementation, whichever is higher. 6. (To address the lost of assets or access to assets or loss of income sources or means of livelihood that result from land acquisition for Bank-assisted investment projects), the borrower prepares a resettlement plan or a resettlement policy framework that covers the following: (a) The resettlement plan or resettlement policy framework includes measures to ensure that the displaced persons are (i) informed about their options and rights pertaining to resettlement; (ii) consulted on, offered choices among, and provided with technically and economically feasible resettlement alternatives; and (iii) provided prompt and effective compensation at full replacement cost for losses of assets attributable directly to the project. (b) If the impacts include physical relocation, the resettlement plan or resettlement policy framework includes measures to ensure that the displaced persons are (i) provided assistance (such as moving allowances) during relocation; and (ii) provided with residential housing, or housing sites, or, as required, agricultural sites for which a combination of productive potential, locational advantages, and other factors is at least equivalent to the advantages of the old site. (c) Where necessary to achieve the objectives of the policy, the resettlement plan or resettlement policy framework also include measures to ensure that displaced persons are (i) offered support after displacement, for a transition period, based on a reasonable estimate of the time likely to be needed to restore their livelihood and standards of living; and (ii) provided with development assistance in addition to compensation measures described in paragraph 6(a) (iii), such as land preparation, credit facilities, training, or job opportunities.

4.3. Compensation Criteria The project has an installed capacity of 57MW (ranked as over 50MW-order project in hydropower industry) and an in-land navigation channel for 500 tonnage fleets (ranked as over 250 tonnage-order project in navigation industry). Thus it is classified as key capital construction project specified in "Interim Method of Guangxi Zhuang Autonomous Region for Land Requisition and House Relocation for Capital Construction Projects". The compensation criteria is determined by referring to this Interim Methods.

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4.3.1. Compensation of requisitioned and occupied land A. Compensation criteria of permanent requisitioned land Referring to the relevant requirements of China and the World Bank, the land requisition compensation for collective-owned land is calculated based on multiples of output value per mu, which is as below. Compensation of paddy field is based on 7 times the average output value per mu in successive three years before requisition in the same county/district. Compensation of non-irrigated field, vegetable plot, garden plots and fish/lotus pond is based on 6 times the average output value per mu in successive three years before requisition in the same county/district. Compensation of timber forest and firewood forest land that have already produced profit is based on 4 times the average output value per mu of the non-irrigated field in successive three years before land requisition in the same county/district. Compensation of protection forest and special forestlands is based on 9 times the average output value per mu of non-irrigated field in successive three years before requisition in the same county/district. Compensation of forestland that has not yet produced profit is based on 2 times the average output value per mu of the non-irrigated field (considering the way of trees are growing) in successive three years before requisition in the same county/district. Compensation of waste grass land, waste hills and waste lands is based on 1 time the average output value per mu of non-irrigated field in successive three years before requisition in the same county/district. Compensation of house plots and land with structures on which no new house will be built is based on 5 times the average output value per mu of non-irrigated field in successive three years before requisition in the same county/district, and compensation of that on which new houses will be built is as for permanent land requisition. The resettlement compensation due to land requisition is calculated based on the multiples of output value per mu of the collective-owned land, which is shown below. Resettlement compensation for requisition of plowland (paddy field and non-irrigated filed) and vegetable plots is based on 5 times the local average output value per mu in previous three years. Resettlement compensation of garden plots and forestland that have produced profit is based on 4 times the average output value per mu of local non-irrigated field in previous three years. Resettlement compensation of fish and lotus ponds is based on 5 times the average output value per mu in previous three years. No resettlement compensation will be paid for the waste hills, wasteland and other lands that have not produce profit. The land requisition compensation and resettlement compensation for state- owned land will be 70% those for collective-owned land of same kinds. The standing woods and fruit trees will be compensated one by one under the category of compensation of scattered trees. According to the survey and analysis on the average output value per mu in previous

67 RESETTLEMENT ACTION PLAN three years (1999-2001) in the project affected areas, see Table 4-1, the average output values of various kinds of land are determined after consultation with the local land, forest and statistic administrations as well as the representatives of resettlers. Details are shown in Table 4-2 The compensation standard of kinds of land are shown in Table 4-2.

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Summary of the Average Output Value Per mu in Previous Three Years Table 4-1 Proportion of Average yearly production in previous 3 years (t) Average yearly production value in previous 3 years (yuan) Names Price (yuan/kg) main productsBafn and byproducts Napo Town Baifeng Sitang Town Nabi Napo Town Baifeng Sitang Town Nabi Township

value ______Township Township Township Rice 1.00 1 0.097 9458 4217 6973 13632 10375426 4626049 7649381 14954304 Corn 0.80 1 0.097 789 882 1152 1913 692426 774043 1010995 1678849 Legume 3.60 1 0.178 203 69 417 191 860882 292615 1768414 809993 Potato 0.30 1: 0.057 0 20 470 454 0. 6342 149037 143963 Peanut 2.00 1 0.000 163 23 122 289 326000 46000 244000 578000 Sugarcane 0.15 1: 0.000 11565 27771 87526 47612 1734750 4165650 13128900 7141800 Vegetables 0.50 1 0.000 34602 10685 11109 68527 17301000 5342500 5554500 34263500 Total of yearly 31290484 15253199 29505227 59570409 production value Cultivated land 31104 14732 32617 55336 Of which: paddy land 13855 5699 13223 17576 Production value of 1006.0 1035.4 904.6 1076.5 cultivated land per mu I_I Production value of 14700676 5961674 11007341 23877269 paddy land per mu Yearly production value 1061 1046 832 1359 of paddy land per mu Grain production per 1103 mu of paddy land

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Summary of Land Compensation Criteria Table 4-2 Unit: mu/Yuan Collective-owned land State-owned land Yearly average Multiple of Multiple of Type of land output value output value of resettlement (1999-2001) acquired land compensation Land open- Resettleent Land compen- compensation Total

1. Plowland 1.1. Paddyfield 1103 7 5 7721 5515 13236 5405 3861 9266 1.2, Non- irrigated land 1.2.1. sugarcane field 1108 6 5 6648 5540 12188 4654 3878 8532 1.2.2, others 880 6 5 5280 4400 9680 3696 3080 6776 1.3. Veget- able plot 1734 6 5 10404 8670 19074 7283 6069 13352 2. Garden plot 1616 6 4 9696 4432 14128 6787 3102 9889 3. Fishpond 1353 6 5 8118 6765 14883 5683 4736 10419 4, Forest land 4.1. Special wood land 9 4 7920 3520 11440 5544 2464 8008

4.2, Sparse woodland .2 0 1760 0 1760 1232 0 1232 4.3. Brushes field 2 0 1760 0 1760 1232 0 1232 5. Land with buildings 5 0 4400 0 4400 3080 0 3080 6. Other land 6.1. Waste grass land I 0 880 0 880 616 0 616 6.2. Unused land I 0 880 0 880 616 0 616

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B. Compensation of temporary land occupation for construction The compensation of temporary land occupation for the project construction covers the expenses of loss from the land and land restoration. The compensation of loss from the temporarily occupied land will be mainly for covering the output value of the crops, and the compensation of land restoration for reclaiming the occupied land after construction. The former will be determined by the yearly output value and time length of occupation and the latter by the actual cost. According to the scope of temporary land occupation provided by the designer and survey by Guangxi Survey and Mapping Institute, the temporary land occupation include paddy field, sugar filed, other non-irrigated filed, vegetable plots, garden plots, fishpond and woodland. The average time length of occupation is based on four years. The yearly output value of paddy field is 1103 Yuan per mu, compensation for paddy field is 1103 Yuan/mu x 4=4412 Yuan/mu. The yearly output value of sugarcane field is 1108 Yuan per mu, compensation for sugarcane field is 1108Yuan/mu x 4=4432 Yuan/mu. The yearly output value of other non-irrigated field is 880 Yuan per mu, compensation for other non-irrigated field is 880 Yuan/mu x 4=3520 Yuan/mu. The yearly output value of vegetable plots is 1734 Yuan per mu, compensation for vegetable plot is 1734 Yuan/mu x 4=6936 Yuan/mu. The yearly output value of garden plot is 1616 Yuan per mu, compensation it is 1616 Yuan/mu x 4=6464 Yuan/mu. The yearly output value of fishpond is 1353 Yuan per mu. The yearly output value of forestland (basically with bamboo) is 880 Yuan per mu, compensation for it is 880 Yuan/mu x 4=3520 Yuan/mu. The construction contractors will restore the temporarily occupied land for plantation. The compensation for restoration is 2000 Yuan/mu for paddy field, sugarcane field, other non-irrigated field, fishpond and vegetable plot, and 1500 Yuan/mu for garden plot and forestland. Thus, the compensation criteria of temporary land occupation for the project construction are 6412 Yuan/mu for paddy field, 6432 Yuan/mu for sugarcane field, 5520 Yuan/mu for non-irrigated field, 8936 Yuan/mu for vegetable plot, 7964 Yuan/mu for garden plot, 7412 Yuan/mu for fishpond and 5020 for forest land. In addition, land temporarily used for project of raising and filling will be counted by 2 years, since the land can be cultivated after construction, only compensation for income loss without any fees for re-cultivation. Thus the compensation criteria for this land of different types are: paddy land 1103yuan/mu x 2=2206yuan/mu, sugarcane land 1108yuan/mu x 2=2216yuan/mu, other dry land 880yuan/mu x 2=1760yuan/mu; garden 1616yuan/mu x 2=3232yuan/mu; ponds 1353yuan/mu x 2 =2706yuan/mu. In order to alleviate the impact of land occupation, the rural labors working on the land will have the preference of arranging jobs in project construction or jobs outside.

4.3.2. Compensation of houses and appendages During survey of indexes in kind, detail survey and analysis on the replacement price of rural brick-concrete and brick-wood floored houses in order to determine the rational compensation criteria and compensate the resettlers at a reasonable replacement price. The analysis shows the cost of urban brick-concrete floored building is 355.37 Yuan per square meter and that of brick-wood floored building is 251.84 Yuan per square meter. The cost of rural brick-concrete floored building is 298.99 Yuan per square meter and that of brick-wood floored building is 205.69 Yuan per square meter. Considering the construction material transportation at different locations and the difference in material consumption, it is determined, for unifying the criteria, 360 Yuan per square meter for urban brick-concrete buildings and 252 Yuan per square meter for brick-wood buildings, and 360 Yuan per square meter for rural brick-concrete buildings and 210 Yuan per square meter for rural brick-wood buildings. As the decoration level and the difference in material quality, the variation range of compensation criteria is determined, that is, 240-430 Yuan per square meter for

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brick-concrete buildings and 170-300 Yuan per square meter for brick-wood buildings. The compensation criteria for appendages are determined by referring to the relevant regulations of the county or district. The replacement prices of various types of buildings are detailed in Table 4-6 - 4-6 and the unit compensation prices of houses and appendages in Table 4-7. Calculation of Replacement Unit Prices of Brick-Concrete Houses (Houses in Towns) Table 4-3 Description Unit Unit consumption of Unit price Amount Remarks Description______Unitmaterials (Yuan) (Yuan) I. Main construction materials 284.76 1. Cement t 0.32 269.17 86.13 2. Sand m3 0.62 27.05 16.77 3. Broken stones m3 0.45 39.53 17.79 4. Steels t 0.0211 2539.26 53.58 5. Timber m3 0.0362 422.35 15.29 6. Bricks No. 250 0.27 67.50 7. Lime paste m3 0.074 104.04 7.70 8. Sliced stone m3 0.62 32.25 20.00 II. Other materials 11.39 4%' (I) Ill. Others 59.23 20%- (1+11) Total 355.37 Notes: 1.The data of the column "unit consumption of Materials" are from the local construction bureau. The 'Unit Price" is base on the "Material Price Bulletin" of Baise City issued in Nov.-Dec. 2002. 2. The column of 'Other materials" includes aluminum alloy doors and windows, windowpanes and hardware. 3. The column of "Others" includes the cost of labors, materal spoilage and machine use, etc. 4. The calculations in the following tables regarding replacement prices of houses are in the same way.

Calculation of Replacement Unit Prices of Brick--Wood Houses (Houses in Towns) Table 4-4 Unit Unit consumption of Unit price Amount Remarks Description matenals (Yuan) (Yuan) I. Main construction materials 201.79 1. Cement t 0.152 269.17 40.91 2. Sand m3 0.582 27.05 15.74 3. Broken stones m3 0.55 39.53 21.74 4. Steels t 0.004 2539.26 10.16 5. Timber m3 0.057 422.35 24.07 6. Bricks ea. 250 0.27 67.50 7. Lime paste m3 0.028 104.04 2.91 8. Tile ea. 25 0.75 18.75 II. Other materials 8.07 4%- (I) Ill. Labor and others 41.97 20%- (1+11) Total 251.84

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Calculation of Replacement Unit Prices of Brick-Concrete Houses (Houses in Rural Areas) Table 4-5 Description Unit Unit consumption of Unit pice Amount Remarks ______~~~materials (Yuan) (Yuan) ______m. Main constructio 266.48 m aterials______1. Cement t 0.32 269.17 86.13 2. Sand m3 0.62 18 11.16 3. Broken stones m3 0.45 29 13.05 4. Steels t 0.0211 2539.26 53.58 5. Timber m3 0.0362 380 13.76 6. Bricks ea. 250 0.25 62.50 7. Lime paste m3 0.074 104.04 7.70 8. Sliced stone m3 0.62 30 18.60 II. Other materials 5.33 2%* (I) Ill. Others 27.18 10%* (1+11) Total 298.99

Calculation of Replacement Unit Prices of Brick-Wood Houses (Houses in Rural Areas) Table 4-6 Description Unit Unit consumption of Unit prce Amount Remarks ______~m aterials (Yuan) (Yuan) ______I. Main construction materials 183.32 1. Cement t 0.152 269.17 40.91 2. Sand m3 0.582 18 10.48 3. Broken stones m3 0.55 29 15.95 4. Steels t 0.004 2539.26 10.16 5. Timber m3 0.057 380 21.66 6. Bricks Ea. 250 0.25 62.50 7. Lime paste m3 0.028 104.04 2.91 8. Tile Ea. 25 0.75 18.75 II. Other materials 3.67 2%^ (I) IlI.Others 18.70 10%^ (1+11) Total 205.69

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Summary of Compensation Criteria for House and Appendage Relocation Table 4-7 Compensation criteria Description Unit Housing in Housing in Remarks rural area town Bnck-concrete Yuan/M2 300 360 Variabon range: 240-430

0 Brick-wood Yuan/in 210 252 Variabon range: 170-300 o Clay-wood Yuan/inM2 120 144 Variation range: 100-170 Simple house (shed) Yuan/M2 80 96 Alcove Yuan/m2 150 Pens of pigs, etc. Yuan/M2 50 Brick fence Yuan/M2 20 Brick sunning Yuan/M2 15 ground Concrete sunning Yuni 2 2 ground m ~~~~~~Yuan/ Tap water hushl 1500

X Cooking range Yuan/ea. 60 Telephone Yuan/set 150 Air conditioner Yuan/set 120 Cable TV household 70 Methane pool Yuan/ea. 1200 W.C. Yuan/ea. 200

4.3.3. Compensation of infrastructures A. Leveling house plots The rural resettlers will generally relocated by building new houses in their own village groups. According to their own wishes, the plots of the new houses will be leveled by the resettlers themselves. The cost of house plot leveling is on the basis of 1500 Yuan per household. The host area for the urban resettlers will be by the river at the end of the reservoir, where the geological condition is not good. The foundation should be rehabilitated and retaining wall along the river is to be built, the cost of which is tentatively estimated as 450000 Yuan and listed into the budget. B. Power and water supply According to the preliminary planning, the rural resettlers will generally resettled in their own village groups, and the existing water supply facilities of each households will be rationally compensated. In the new house plots, they can use the existing water supply system. At present, the rural power supply network has been completed, and the power supply facilities at the host sites are ready for use. Thus, for this project, it is to connect the water supply pipes and electric wires to respective new houses. The compensation for water and power supply facilities is 800 Yuan per household. The urban resettler households use the water from the urban tap water supply system and will get rational compensation for in-door pipes and facilities. After resettlement, they can use the existing tap water supply system, and use the compensation for in-door arrangement. The urban power system can be used. The resettlers will only complete the in-door wiring arrangement. Each household will receive 500 Yuan for power supply facilities.

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C. Access roads The easy accessibility of the host sites is considered in selection of the host sites. The rural host sites are arranged near the rural roads, and the urban ones close to the laneway of the city. Along with host site leveling, the access roads can be built. No additional compensation will be paid for the access roads.

4.3.4. Moving allowance and temporary transition subsidies The rural resettlers will be relocated in the same village groups, and the new houses will be built before demolishing the old houses. The resettlers can stay in their old houses before moving, thus, no temporary transition subsidies will be paid to the rural households. The urban resettlers will be relocated at the same area and the old houses will be demolished before building new houses. The rural resettlers will temporarily stay somewhere before moving into new houses, and each household will receive the temporary transition subsidies of 60 Yuan per person per month. The transition period is 4 months, the transition subsidy is 240 Yuan each person. The moving allowance covers the expenses of material loss, traffic, medical service and loss of work during transition. For the rural resettlers, only one time of moving is considered, and the allowance id 300 Yuan per household. For the urban resettlers, two times of moving are considered, and the allowance id 600 Yuan per household. For the collectives and enterprises, the moving allowance will settled after consultation between the owners and the project owner.

4.3.5. Compensation of trees and tombs The compensation of the trees will be varied with the species, age and size of different trees. For this project, the compensation criteria for scattered trees are based on the relative regulations of the county and district, as indicated in Table 4-8. Compensation Criteria of Felled Trees Table 4-8 Trees Compensation criteria Variation range Mango 25 5-100 Longan 40 10-400 Litchi 45 10-450 Fruit tree Bananas 10 2-20 Peach 20 5-40 Others 10 5-20 Bamboo 10 5-20 Chinaberry 5 1-10 Other trees Ceiba 10 5-20 Eucalypt 30 5-60 Others 5 1-10

The compensation of tomb moving is estimated 120 Yuan each and listed into the budget. 4.3.6. Compensation of special items According to the features of project impact and local topographical and geological conditions, as well as analysis on the investment of the completed and ongoing similar items,

75 RESETTLEMENT ACTION PLAN the compensation criteria of special items to be rebuilt or relocated are determined as indicated in Table 4-9. The compensation of highway and bridge will be list according to the design. Compensation Criteria of Special Items Table 4-9 Descrption Unit Compensation criteria Remarks 1. Electric facilities 1.1 220/380V transmission line Yuan/km 25000 1.2. 10kV transmission line Yuan/km 50000 1.3.Line crossing rivers YuanAine 50000 2. Telecommunication line Yuan/km 43000 3. Dock 3.1. Simple wharf Yuan/ea. 10000 3.2. Wharf for goods Yuan/ea. 200000 4, Water Conservancy works 4.1 Elect. irrigation station Yuan/kW 450 4.2. Water supply pipe Yuan/km 550000

4.4. Entitlement Matrix All the project affected enterprises and individuals have the following rights as in Table 4-10.

76 RESETTLEMENT ACTION PLAN Entitlement Matrix of Resettlers for Naji Navigation Complex Project Table 4-10 Compensation criteria (Yuan/ea.) Type of Affected Private property objectives The policies of Land Requisition and House Relocation ItemRural and private enterprs e in town Private House- 1. All the houses should be compensated with replacement price without depreciation. The re-useable Brick- concrete 300 360 houses and hold to be materials of the old houses should be owned by the resettled households. They can use these Brck-wood 210 252 appen resettled materials in their new houses. -dage 2. For the rural resettlement households, the Project Resettlement Office should allocate new house Clay-wood 120 144 plot for them in the scope of village group. The resettled household can build their own new houses if Simple house they want to. For the resettlement households in towns, the Project Resettlement Office should entrust hed) 80 96 the qualified construction organizations to level the land, arrange water and power supply facilities and Alcove 150 construction of road with uniform design and house construction. 3. The resettlement plan should respect the willingness of most of the resettled households. In the rural Pens of pigs, 50 area, the houses should be removed by resettlers and new houses built by themselves. In towns, all the etc. house relocation should be caried out in a uniform way, and the resettlers should have the rights to use Brick fence 20 or not use the materials of their old houses. Before completion of the new houses, the resettlers should Brick sunning be allowed to stay in their old houses, and should not be forced to move out before the specified dates. ground 15 4. The affected people should receive the notice of building new houses three months before start of Concrete construction, and should have at least 4 months to build the houses. Time arrangement of building new sunning ground 20 houses should be consulted between the management of villages, town and resettlers, and efforts Tap water should made to arrange it in slack season. Rural resettlers should be granted with the moving p0 0aer allowance of 300 Yuan/household. For the resettlers who choose temporary transition, the moving Cooking range 60 allowance should be 600 Yuan per household, and each resettler is granted with 240 Yuan for Telephone 150 transition. The transition should not exceed 4 months. 5. During implementation, the project resettlement organizations at different levels should adopt Air conditioner 120 effective measures to assist the families, which have special difficulties. For such families, the Cable TV 70 resettlement organizations at town/township and village committees, should, after consulting with the Methane pool 1200 families, assist them to build and move to the new houses. 1200 6. The house compensation should be paid to the resettled households before they start to construct W.C. 200 new houses. If it is paid in installment, the last payment should be paid before completion of the Moving 300/ houses. allowance 3 600 7. The resettlers have the rights to appeal on any aspects of the resettlement, including compensation Transition 240 criteria. And the relevant organizations should treat the appeal free of charge. Land leveling, water and 2300 power supply and road 77 RESETTLEMENT ACTION PLAN Entitlement Matrix of Resettlers for Naji Navigation Complex Project Table 4-10 (to be continued) Compensation criteria (Yuan/ea.) Type of Affected The policies of Land Requisition and House Relocation t Rural ePvate and property objectives Item |priat enterprise private in town Houses & Proper-t 1. All the affected collective-owned enterprises should remove their own old buildings and build The above list shows the compensation appendage y right new buildings in a planned way. The Project Resettlement Office should consult with them on the unit price of different structure type of of owner compensation criteria and time of removing and rebuilding. The cost of removing and rebuilding houses. collective- should be listed into the project investment and paid by the Project Resettlement Office four owned months before correspondingly. If the cost for labor resettlement is incurred, it should be paid enterprise under the physical contingency by the Project Resettlement Office. 2. The moving allowance for those in public-owned housing should be 20 Yuan/ m2 according to the area of the houses. Perma- Property 1. The villages whose land is acquired by the project should be granted with land compensation and Rural nent land right resettlement allowance paid by the organization that acquires the land, and the affected households in Land Type collec-tive Itate-owned acquisition owner this case should be granted with compensation of young crops and attachments on the ground. In land land addition, if the village (group) has made land re-adjustment and developed the land use for the rural affected households, by which the they re-gain the land and production means, the land compensation .Paddy field 13236 9266 and resettlement allowance should be kept and used by the village (group). If the village (group) has 2. Non- means to re-allocate the land and develop the land use, thus, the affected households cannot obtain irrigated any production means, the village (group) should pay the resettlement allowance to the households and land the land compensation should be kept and used by the village (group). 2. Most of the land compensation and resettlement allowance should be used for production ugarcane 12188 8532 restoration, such as for irrigation, rural infrastructures, restructuring of production and improvement of eld crop species. )ther 3. According to the relevant regulation of the Chinese government and requirement of the World Bank, on-irrigated 9680 6776 the compensation multiples for the acquired collective-owned land are set as the followings. 1) For nd paddy fields, seven times of average output value in the local counties (cities, districts) of 3 years before land requisition. 2) For non-irrigated land, garden plots and vegetable plots and fishponds, six Vegetable 19074 13352 times of average output value in the local counties (cities, districts) of 3 years before land requisition. 3) plot For the timber forest, fire wood forest that have already produce profit, four times of average output . Garden value in the local counties (cities, districts) of 3 years before land requisition. 4) For the protection forest lot 14128 9889 and special forest, nine times of that for the non-irrigated land. 5) For the forest land that have not produce profit, two times of that for the non-irrigated land. 6) For waste grassland, waste hills and other 4. Fish 14883 10419 land, one time of average output value in the local counties (cities, districts) of 3 years before land pond requisition. 7) For the old house plots and land of other existing buildings, which will not be used for 5.Forest new buildings, five times of average output value in the local counties (cities, districts) of 3 years before land

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Entitlement Matrix of Resettlers for Naji Navigation Complex Project Table 4-10 (to be continued) Compensation criteria (Yuan/ea.) Type of Affected The policies of Land Requisition and House Relocation Rural property objectves Land Type tate-owned land ln Perma- Property land requisition, and those to be used for new buildings, the compensation should be based on the Special nent land right project land requisition criteria. orest land 11440 8008 acquisition owner The resettlement allowance multiples for the acquired collective-owned land are set per mu as the followings. 1) For plowland (paddy field and non-irrigated land) and vegetable plots, five times of iparse wood 1760 1232 average output value in the local counties (cities, districts) of 3 years before land requisition. 2) Garden and plot and forest land that has produced profits, four times of average output value in the local counties (cities, districts) of 3 years before land requisition. 3) For fishponds and lotus ponds, five times of Brush field 1760 1232 average output value in the local counties (cities, districts) of 3 years before land requisition. 4) For waste hills, wasteland and other land having not profits, the resettlement allowance should be based on 6. Land with the project land requisibon criteria. uild'g 4400 3080 The resettlement allowance and land acquisition of requisitioned state-owned land should be 70% of that of the collective-owned land of same kind. The woods and fruit trees on such land should be 7. Other 880 616 compensated as sparse fruit trees on the basis of each tree. land The yearly average output of different kinds of lands in previous three years (1999-2001) should be analyzed and determined after consultation with local county (district) authorities of land administration, forest management, statistics, as well as the resettlers' representatives. After calculation, the land compensation criteria of different kinds of lands are detailed in the column on the right. 1. The compensation for temporary land acquisition includes the compensation for the output loss and Compensation critena for temporary re-reclaiming of the temporarily acquired land. The average temporary land use for project construction land occupation (Yuan/mu) is tentatively planned for 4 years. And land temporarily used for project of raising and filling will be Paddy field 6412/2206 counted by 2 years. According to the calculation, the compensation criteria are detailed on the right columns of this table. Sugarcane field 6432/2216 Other55016 non-irrgated land 5520/1760 Vegetable plot 8936/ Garden plot 7964/2706 Fishpond 7412/2706 Forest land 5020/

79 RESETTLEMENT ACTION PLAN Entitlement Matrix of Resettlers for Naji Navigation Complex Project Table 4-10 (to be continued) Type of Affected Compensation criteria (Yuan/ea.) property objectives The policies of Land Requisition and House Relocation Compensation for Crtera (range) crops Scattered Property 1. All the owners whose scattered trees will be felled or displaced due to project construction should P trees and right receive cash compensation or receive the displacement fee. 1, Fruit trees tombs owner 2. The owners of the tombs that will be relocated should receive the relocation fee and burying fee. Mango 25(5-100) Longan 40(10-400) Lichee 45(10-450) Banana 10(2-20) Peach 20(5-40) Others 10(5-20) 2. Other trees Bamboo 10(5-20) Chineseberry 5(1-10) Ceiba 10(5-20) Eucalypt 30(5-60) Others 5(1-10) Special Property 1. All the affected special items should be relocated or rebuilt according to the actual condition of items right influence. The Project Resettlement Office will pay compensation of the affected special items to the owner relevant departments according to the investment of respective restoration plans.

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5. RESETTLEMENT AND RESTORATION PLANNING Under the unified organization of Guangxi Xijiang Navigation Development Co. Ltd, this resettlement plan was drafted firstly by each village based on its own economic development characteristics and resources as well as extensively solicited opinions from villagers. Then, the reasonability and feasibility analysis was made by different levels of local people's government together with the resettlement consultant unit (ECIDI) according to the current policy, legal regulations and the requirement of the WB, and the resettlement scheme is finally finalized.

5.1. Targets and Tasks

5.1.1. Targets The target of this resettlement plan is: arrangement of resettler's production, reasonable plan of labor force, restoration of production and living level at least equal to or higher than the original level before resettlement. Based on the actual living criteria in 2002 and in view of the tenth five-year-plan for national and economic development and long-term plan of 2015 of each county (district), the resettlement goal is: (1) Ensure basically self-sufficient of grain, fully explore the land potential to raise land output through agricultural restructuring in the area with limited land resource; (2) Take measures actively to ensure the per capita average income of resettlers families and gradually restore the income level before the resettlement or even higher; (3) Improve public infrastructure facilities, as for school, hospital, social welfare, naturally environmental and traffic condition, etc.

5.1.2. Tasks A. Determination of resettlement level year Based on the general construction schedule, the reservoir impounding will be in 2007. In order to ensure the resettler's benefit and reduce losses and keep up the resettlement implementation progress with the construction progress of main project structure, the year of 2007 is set as resettlement level year and 2003 is design base year. B. Resettlement tasks According to the survey statistics, this project needs to resettle 3243 households, 13125 persons, of which 49 households (241 persons) will be displaced, and the agricultural population that needs to arrange is 1901 persons. According to natural population growth rate of 3.6%o by 2007, the resettlers will actually be 13069 persons (244 persons displaced and 1928 agricultural persons arranged). See Table 5-1 for details

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Resettlement Task of Each Village Table 5-1 Base year (2003) Design level year (2007) County I Township Village Person impacted Pesn to be Agriculture ProimatdbPesnobeAgriculture district (town) by land erson population needs Person impacted by Person to be population needs for

______acquisition rlctd for arrangement ladaqiiinrlctdarrangement Natuo 561 44 44 569 45 45

Napo Nongpo 295 0 8 299 0 8 Laiwang 370 31 70 375 31 71 Subtotal 1226 75 122 1243 76 124 Tianyang Naying 1883 12 360 1910 12 365 Baifeng 698 0 203 708 0 206 Baifeng Wantang 762 0 206 773 0 209 Donghong 774 47 146 785 48 148 Subtotal 4117 59 915 4176 60 928 Total 5343 134 1037 5419 136 1052 Fulian 2408 6 222 2443 6 225 Sitang Guiming 867 0 251 880 0 255 Xinming 138 17 140 0 17 Subtotal 3413 6 490 3463 6 497 Fulu 2770 0 196 2810 0 199 Dahe 1064 0 140 1079 0 142 Youjiang Dawan 66 0 5 67 0 5 Nabi Dawang 53 0 9 54 0 9 Jiangfeng 156 0 22 158 0 22 Donghuai 19 0 2 19 0 2 Subtotal 4128 0 374 4187 0 379 Aixin Street 0 101 0 0 102 0 Total 7541 107 864 7650 108 876 Total 12884 241 1901 13069 244 1928

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5.2. Policy and Principle of Resettlement Planning

5.2.1. Policy of resettlement planning Policy of resettlement plan is to respect and care the habit of production and living of local resettlers, consider fully the wishes of resettlers, not to change the original production and living style. Land-based resettlement should be in original township (town) and village with the consideration of local agriculture restructuring (mainly for planting production) and without change of resettlers' non-agriculture resident status. The resettlement should be set firstly in the foundation of basic living materials and long-term potential of development, fully take the advantage of local resources, and adjust resettlement approaches to suit local conditions to explore the development method. At precondition of agriculture-based resettlement and guaranteeing the peasant grain ration, the industry, forest, husbandry, subsidy production, fishery and the 3r industry should be fully developed to form reasonable industrial structure step by step. The compensation given by the government should be fully used and more scientific and technical means should be adopted to keep the production and living level equal to or higher than before. Efforts should be made to increase the income of resettlers simultaneously with other villagers in the vicinity in order to have a coordinative development of regional economy, maintain the community more stable and safe in long run.

5.2.2. Principle of resettlement planning The reservoir area of Naji Navigation Complex is rich in natural resources. Therefore, the resettlement should be arranged, relying on the local resources, in several ways at different levels to reach the economic target. According to the relative state laws and regulations and policy of involuntary resettlement of the WB, the resettlement of this project should follow the following basic principles: (1) Implementing relative compensation policy to restore the production and living level of affected resettlers at least equal to or even higher than before resettlement. (2) The resettlement planning should be coordinated with the local social development plan and national economy, making overall plan and taking all factors into consideration, treating correctly the relation between state, collective and individuals. (3) The resettlement plan should be compiled based on surveyed land acquisition inventory index and compensation criteria. It is the criteria that the construction criteria and scale of relocated items is to restore them to their original criteria and scale without reserving investment. If the construction criteria and scale is extended as for regional development, the additional investment needed should be made by the local government and relative department.

(4) The decision on resettlement plan and various compensation criteria should be fully consulted with the affected resettlers and ensure the benefit of resettlers; (5) The resettlement will be mainly on the basis of agricultural production and through several channels and ways. Relying on the land and local resources, it is to quicken the agricultural restructuring, improve farmland irrigation condition, raise land utilization rate, strengthen agricultural development strength and increase grain self-sufficient ability. At the same time, at the prerequisite of guaranteeing basic grain ration of resettlers, use fully advantages of local natural resources, develop the enterprises of township and towns as well as the 3rd industries to strengthen local economic forces and keep or raise original production and living level of resettlers; (6) When the resettlers are moved to host site, the layout of new area should be made based on the principle of "favorable for production, convenient living, easy management,

83 RESETTLEMENT ACTION PLAN save of land". The host site ground elevation should not be lower than 20-year-flood level and measures should be made to avoid possible landslip and immersion; (7) The resettlement plan should contain measures for water and soil protection, coordinative development of environment, economic and social benefits, as well as for proper resettlement and protection of environment; (8) The construction and rebuilding of infrastructure in the host site and around reservoir should be planned with existing facilities and be convenient and applicable to the local people; (9) The resettlement should be coordinated with regional construction, development of resource, economic development and environment protection. Timely adjust measures to local conditions, take practical and feasible measures to restore and develop the production and living condition, and create necessary conditions for self-developing of resettlers.

5.3. Overall Scheme of Resettlement Because the design unit had considered fully the destructiveness for local production and living system by the land acquisition during the coarse of selection of normal storage water level and layout of project, optimization the project design and adopting engineering measures to decrease as far as possible the scope of land acquisition and slow down the influence for local production by the construction. In addition, each village has rich land resource and project influence is scattered relatively, less influence to resettler's family. Therefore, the construction of this project will not cause huge damage to original production and living system for each village. During the period of Dec. 2002 to Feb. 2003, the resettlement planning group went to township(town) to convene meeting to discuss the resettlement scheme, and the scheme was made based on resettler's opinion and the actual condition of the village: All resettlers affected should be arranged in the original community so that the original production and living mode can be kept, the habit and social relation be maintained and helpful to strengthen the enthusiasm and adaptability of production and living of resettlers. In order to reduce the impact on production and living of relocated household, the rural household will be dismantled and built by their own force and the old material of house will be freely used by their own will; For the urban household in Baise city, the dismantling and building will be unified according to the city construction planning, and old house material can be also handled freely by their own will. For the production, the land will be adjusted within the villagers group, mainly for agriculture resettlement, improve the water conservancy facility, adjust agricultural planting structure, raise land utilization rate combining with proper economic compensation to ensure to restore or raise resettler's production and living level. 5.4. Resettlement Environmental Capacity Analysis

5.4.1. Natural condition and land resource The project influence area is located at the valley region of Youjiang river, where has mild climate, enough sunshine for crops growth, adequate water source, good land property, mainly red soil suitable for various crops growth and specially for fruit in subtropical and tropical zone. But, the regional economy is poor, the income of peasant family not rich, low agricultural production input, unitary crop type, weak facility of water conservancy, influence of natural calamity of water-logging and drought, lower production level of local peasant and poor harvest by wide-farming for most land. Therefore, if adopt the scientific farming, increase agricultural production input, improve crop planting types, perfect facility of water conservancy, raise flood control criteria, strengthen anti-drought ability, excavate fully potential of existing land and raise production level and unit area output, the natural condition will not become restriction factor of environmental capacity of resettlement.

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After land acquisition, the average land per capita for all villages is over 1mu, for the most land village is Donghuai village 3.23mu and min. land village is Baifeng village 1.04mu. Therefore, in base of perfecting facility of water conservancy and increasing farmland input, the production and living level of each village can be restored or increased a certain. Accordingly, the occupation rate of land resource will not become the restriction factor of environmental capacity. See Table 5-2 farmland condition of each village. Land resources of each village for Naji navigation complex Table 5-2 cut Town- Rural Land Ave. before Ave. after County ('ship Villages popula- tion Total land(mu) acquisi- tion % land land ditct (on pr.(m)acquisition acquisition (town (per.)(u (mu/pers. ) (mu/pers. ) Natuo 1701 2654 62.46 2.4 1.56 1.52 Nongpo 1065 1484 10.03 0.7 1.39 1.38 Laiwang 3048 3526 77.75 2.2 1.16 1.13 Total 25879 31104 150.24 0.5 1.20 1.20 Tianyang Naying 2228 3351 558.90 16.7 1.50 1.25 Baifeng 1580 1934 289.21 15.0 1.22 1.04 Baifeng Wantang 1182 1691 280.62 16.6 1.43 1.19 Dong Hong 980 1565 196.39 12.5 1.60 1.40 Subtotal 10415 14732 1325.12 9.0 1.41 1.29 Total 281498 335505 1475.36 0.4 1.19 1.19 Fulian 3382 4979 326.65 6.6 1.47 1.38 Guimin 2283 5793 776.84 13.4 2.54 2.20 g Xinming 1890 5874 48.48 0.8 3.11 3.08 Subtotal 15558 32617 1151.97 3.5 2.10 2.02 Fulu 2977 3556 240.91 6.8 1.19 1.11 Dahe 2211 5301 312.79 5.9 2.40 2.26 Youjiang Dawan 2822 3006 7.42 0.2 1.07 1.06 Nabi Dawang 2414 2612 9.40 0.4 1.08 1.08 Jiangfen 1987 2476 30.04 1.2 1.25 1.23 Donghuai 1839 5942 5.27 0.1 3.23 3.23 Subtotal 34161 55336 605.83 1.1 1.62 1.60 Total 199246 378331 1757.80 0.5 1.90 1.89 Total 33589 55744 3233.16 5.8 1.66 1.56

5.4.2. Resettlement characteristic and relation between land and population The resettlers affected are mainly of Zhuang and Han nationality. There is no obvious discrepancy as living jointly for many years, but they have formed own unique life habit and society. In this aspect, the resettlers of same nationality have also certain regional discrepancy. In order to not affect its living habit as far as possible, not destroy its social relation network and not increase resettlers original cultivation radius, the resettlers affected will be arranged nearby within the village for the resettlement planning, and the rural resettlers are mainly for planting and aquaculture through perfecting the basic farmland facility, adjusting agricultural structure, improving crop type to strengthen agricultural development strength. Additionally, encourage resettlers to participate in project construction and service to satisfy the need of labor force and living consuming for construction, can also increase the economic income of resettlers; After completion of project,

85 RESETTLEMENT ACTION PLAN the circulation of local agriculture product and byproduct will be accelerated and the development of local economy be promoted. Therefore, the land-based development is stressed in project resettlement planning, encourage the resettlers to engage in original trade, create conditions for the 2nd and 3rd industry, so that the environmental capacity there will be satisfied.

5.4.3. Condition of production and living facilities

(1) Traffic condition After reservoir impounding, partial grade-highway, tractor-ploughing road and partial shortcut in the reservoir area will be flooded, which will bring certain influence to original traffic and production to local residents, but the traffic facility affected will be recovered before impounding; Besides, after construction of the project the waterway can go directly to Nanning and Zhujiang delta area, which can speed up the goods circulation of reservoir area and southwest area and promote the development of local economy. At the same time, along with the implementation of resettlement scheme, the residential environment and traffic facilities etc. will also be improved by different level. Therefore, the traffic will not become the restriction factor of environmental capacity. (2) Water supply condition The project influence zone is located in the valley region of Youjiang river, with rich surface water and groundwater. The groundwater elevation is higher, rural resident living water is mainly from well, running water or pumping water from river. The local resident is facilitated relatively to draw water for production and living, so that the construction will not impact on water supply to local people. Reversibly, it is helpful to local peasant production and irrigation because the water level in reservoir area is raised. Therefore, the water quantity and water source will not become the restriction factor of environmental capacity. At the same time, it can forecast that the production and living condition will also be improved step by step, and the popularization of running water will be higher and higher along with the development of regional economy. (3) Power supply The power transmission facility affected will be recovered with the original criteria and the power supply to the residents will be not affected. On the contrary, 2.48 hundred million kWh power will be delivered to Baise power network each year after completion of the project and the guarantee rate of power supply be increased. (4) Medical, cultural and educational condition This project does not directly affect the medical treatment and educational service and the existing medical treatment and educational facility of each town and village can be also used without inconvenience to local resident to go to hospital and go to school (5) Fuel supply The firewood and coal are main fuel for local resettlers, moreover the land acquisition section is at lower depression area where has few fuels so that the land acquisition of project will not impact on fuel supply to local people.

5.4.4. Economic development and potential in affected area The natural condition in affected area is better, with superior climate condition, suitable for various crop growth with higher economic value of tropics and subtropical zone, and adequate sunshine. The re-planting index of farmland may be increased, for instance, the vegetable planting of one year could be 10 harvests and grain 3 crops per year. Aside, there

86 RESETTLEMENT ACTION PLAN is abundant surplus labor force and rich resource of coal-mine in the affected area, with greater developing potential. In the future development of economy, the advantage of resource and improvement of traffic condition will be fully used, adjusting measures to local conditions and widening production ways, strengthening science and technology input and resettler's intellectual development, raising the production level of the masses and promoting overall development of agriculture, forest, herds, byproduct, trade, tourism and transportation; The resettler's production and living level will be raised be through using land resource and productive development, the project environmental capacity will be enlarged along with development of economy in affected area.

5.5. Resettlement Planning of Rural Resettlers

5.5.1. Restoration plan for production and living During the survey and resettlement planning course, the resettlement working group hold the meetings with township (town) and village cadres, resettlers and partial representatives of villagers in relative country(district), township(town) to discuss the resettlement plan. After the meeting, each village put out the resettlement plan based on its own advantage of resource and actual conditions, which was discussed collectively by two commissions and passed by the villager's representative conference. Finally, compiled and completed the "Preliminary planning for land acquisition and resettlement of XX village affected by Naji Navigation Complex", which was approved by the local govemment and most resettler's representative. According to the relative requirement of guideline of OP4.12 of the WB, after analyzing the environment capacity after land acquisition, it is decided that the resettlers will be arranged within the same community to maintain its original production and living style after resettlement and no change of original social relation. Production restoration planning: The resettlement planning work group analyzed the geography location, possession of land resource, planting crops structural and income of local resident for each village. Based on the opinion of resettler's household and representatives of villagers and respecting fully the option of the most resettlers, the cash compensation will be given directly to resettlers or other productive resuming measures as to reinforce the basic water conservancy facility, raise the disaster resistance ability, adjust the agricultural structure, improve the type of crops, increase the scientific and technical input and raise the agriculture output. The group worked out the production restoration scheme for each village together with the local government. The cash compensated resettlers will get completely the resettlement subsidy for land acquisition, and the village will get the land compensation fee. Because the resettlement scheme of each village was determined according to the opinion of the most resettlers, if individual resettler disagrees on the resettlement scheme and wants to other way, the resettlement organization at all levels should make effort to help to solve it. If individual resettler wishes to have land for agricultural, the resettlement organization of each township(town) and village will help him to get land to develop agricultural production continuously; Contrarily, if resettler wishes get case compensation and abandon farming and go to commercial business meanwhile he has commercial ability and foundation, he can get the case compensation equivalent to the resettlement subsidy after the notarization. Living resettlement planning: According to the resettler's opinion and actual condition of affected area, decrease as far as possible the unfavorable influence to local resident by the land acquisition. The resettlers of this project will be arranged nearby in original community, and the house construction will coordinated with local villages planning or city planning. The rural house will be built before dismantling, so that no temporary house is needed for transition. The urban house relocation

87 RESETTLEMENT ACTION PLAN will be unified, the dismantling is before the new house construction. The project construction unit will offer temporary transitional room subsidy to the resettlers. Because the resource structure and infrastructure condition of each village is not consistent, and land acquisition impact is not the same, therefore, the resettlement scheme of each village is also different. The resettlement plan of each village is described below: A. Resettlement plan of each village of Tianyang County Natuo village Natuo village is located at the right bank of Youjiang river, at Nabi village at the north, at Nongpo village at the south, 4km away to Napo town at the east and linked with Naying village of Baifeng township. The whole village governs 5 natural villages with 10 villagers groups, population of 1701 persons, farmland area 2654mu, in which paddy field 1977mu, dry land 677mu, average land per capita 1.56mu. Napo-Baifeng road is pass through whole village, additionally, the Red Army road linked with 5 naturally villages, and the cement or gravel road to all villages. The power supply, running water and telephone is completely connected to each village, and partial villagers have methane tank, which is a new type of clean energy. The local villager is mainly for planting of paddy, vegetable, sugarcane and mango, the paddy is two-crops normally. Whole village has 8 coal-mines and 1 brick field, which can operate normally for whole year with good benefit. 45% labor force of whole village have jobs in coal mine and brick field, and the average income per capita per year is 8000 Yuan. By the end of 2001, the net income per capita of the village is 1319 Yuan. The project will take over 62.46mu farmland of this village, in which paddy field 16.20mu, dry land 46.26mu, and the land acquisition impact on the 1st group, 2nd group, 3rd group, 4th group, 5t' group. See Table 5-3 for land acquisition of each village. The land acquisition impacts on 141 households with 605 persons, (including the households affected by raising and filling project, hereof the same), of which 11 households with 44 persons for construction of dam.. After the land acquisition, the average land per capita of whole village is 1.52mu decreased, accounting for 2.6%, thus it can be seen that it is evidently, the influence by land acquisition for whole village is small. For the status of each village, the greater influence is for the 2r group, the land decreasing per capita is 9.0%, but the land per capita after the land acquisition is 1.11mu. The land decreasing per capita of other groups is 8% below. Additionally, based on the field survey, the impact of land acquisition for the most families is small, only 0.3-2mu per household accounting for 15% of their contracting land. Land acquisition status of each group of Natuo village Table 5-3 Rural Total land Land Ave. per capita Ave. per capita Land Villagers population area acquisition before land after land reducing group (pperson) (mu) area (cmui) acquisition acquisition percentage (mu/person) (mu/person) (%) whole 1701 2654 62.46 1.56 1.52 2.6 15' group 141 154 6.21 1.09 1.05 3.7

2nd group 111 135 11.52 1.22 1.11 9.0

3rd group 188 262 22.28 1.39 1.28 7.9

4 th group 258 285 7.85 1.10 1.07 2.7 5th group 168 402 14.60 2.39 2.31 3.3

Dec.28, 2002, ECIDI and local resettlement cadres at different levels, divided into three groups, went to villager groups impacted by project to convene symposiums and have

88 RESETTLEMENT ACTION PLAN random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees (villagers' representatives committee and village administrative committee) convene meetings participated by villagers' representatives to discuss the resettlement approach for this village. Finally, it was decided that according to the actual condition of this village, the resettlement measures for resettlers impacted by the land requisition and housing relocation are as followings. Production Resettlement Scheme (1) The cash compensation scheme will be adopted for the household with less impact by the land acquisition. The land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village. (2) Improve the rural water conservancy facility, rebuilt the low-yield field and raise the output of land. It is planned to build a pumping station at 200m downstream of navigation mark to improve the irrigation condition of 500mu land of 1st, 2nd, 3 rd, 4th, 5th and 6th group. It is need to repair 3000m long canal, set one transformer and 600m long power line, which needs about 200000 Yuan. After establishing the pumping station, the land output in this area will be up to 1000 Yuan/mu from 600 Yuan/mu; (3) Set up the comprehensive agricultural development, increase scientific and technical input and develop efficient agriculture. It is planned to set up an agricultural sample zone in Tiandong t village(ls, 2nd, 3d group) with 50mu to develop shedding vegetable for tomato, small pumpkin, etc.. According to the preliminary estimation, the investment of 350000 Yuan is needed. After establishing the sample zone, the annual output per mu will be 8000 Yuan. At the same time, it will drive the enthusiasm of the masses around for adjustment of agricultural structure and create large benefit to promote whole village people to be rich together. Relocation planning. Through the collective discussion of two commissions, 11 households will be distributed with provided house plot in the same village. The villager commission will compensate the property lost according to relative policy and offer necessary living subsidy for relocation and transportation and the cost of house plot to the resettlers. The resettlers will adopt self-dismantling and self-building mode for house construction. During the house construction the village will offer necessary help to resettlers. Nongpo village Nongpo village is located at the right bank of Youjiang river, landforms belonging to half-stone and half-hill, at Youjiang river at the north, at Ganliang village and Nauo village at the east, to Yongchang village at the south and linked with Naying village of Baifeng township at the west. The whole village governs 8 natural villages with 11 villagers groups, population of 1065 persons, famnland area 1484mu, in which paddy field 300mu, dry land 11 84mu, average land per capita 1.39mu. The road is pass through 7 natural villages, power supply for 7 natural villages and running water for 2 natural villages. The local villager is mainly for planting of paddy, sugarcane, maize, mango and cassava, the paddy is two-crops normally. The most people of the village use wide hill slope to plant cassava, 80% labor force of whole village have jobs for agriculture production and 20% for outgoing jobs. By the end of 2001, the net income per capita of the village is 1278 Yuan. The project will take over 10.03mu farmland of this village, in which paddy field 9.21mu, dry land 0.82mu, and the land acquisition impact on the 2nd group and 3rd group. See Table 5-4 for land acquisition of each village. The land acquisition impacts on 71 households with 295 persons, not concerned with house relocation. After the land acquisition, the average land per capita of whole village is 1.38mu decreased, accounting for 0.7%, thus it can be seen that it is evidently, the influence by land acquisition for whole village is small. For the status of each village, the greater influence is for the 2nd group, the land decreasing per capita is 3.6%, but the land per capita after the land acquisition is 1.06mu. The land decreasing per capita of the 3d group is smaller. Additionally, based on the field survey, the

89 RESETTLEMENT ACTION PLAN impact of land acquisition for the most families is small, only 0.5mu per household accounting for 13% of their contracting land. Land acquisition status of each group of Nongpo village Table 5-4 Rural Total land Land Ave. per capita Ave. per capita Land Villagers population area acquisition before land after land reducing group (pperson) (mu) area (cmu) acquisition acquisition percentage (mu/person) (mu/person) (%) Whole 1065 1484 10.03 1.39 1.38 0.7 2 group 231 253 9.08 1.10 1.06 3.6 3 group 91 134 0.71 1.47 1.46 0.7

Jan.10-12, 2003, two village committees convened villagers' meetings respectively in No.2, 3 and 4 groups to discuss the measure of the production restoration. It was decided through collective discussion that, according to the actual condition of this village, it was planned to increase the economic income of resettlers step by step through the project implementation and to adopt following resettlement measures for resettlers impacted by the land requisition. (1) The cash compensation scheme will be adopted for the household with less impact by the land acquisition. The land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. (2) Use partial land compensation fee to repair or increase the rural water conservancy facility, rebuilt the low-yield field and raise the output of land. It is planned to build a pumping station in the 2nd group. It is need to set one transformer and 1km long power line, repair irrigation pipe and rebuild 50mu low yield land, which needs about 50000 Yuan; (3) Improve crop types, introduce new type with high economic value, increase income of farmers. It is planned to introduce quality mango, mainly select red apple-mango, rebuild 50mu low-yield land of the 2nd group and 30mu in the 3rd group. According to the preliminary estimation, the investment of 300 Yuan is needed each mu. After the normal income, based on the present price of mango, the income per mu will be 1500-2000 Yuan; (4) It is planned to adjust the agricultural planting structure, continue to use desolate hillside fields below 25° to enlarge sugarcane planting area or mainly for planting cassava. It is planned to develop 20mu at Nongya and 30mu at Telu of the 2d group. 20000 Yuan is needed to widen the existing village road. It is planned to develop 30mu at Nonghong of the 3rd group and 20mu at Nonghong of the 4h group. 40000 Yuan is needed to widen the existing village road. Laiwang village Laiwang village is located at two banks of Youjiang river, at Nabi village and Natuo village at the north, 9km away to Nongpo town at the south. The whole village governs 9 natural villages with 18 villagers groups, population of 3048 persons, farmland area 3526mu, in which paddy field 2318mu, dry land 1208mu, average land per capita 1.16mu. The power, road and telephone are pass through whole village. The living water for daily life and animal is from well, one well jointly used for 7 households. Partial villagers have methane tank, which is a new type of clean energy. The local villager is mainly for planting of paddy, vegetable, sugarcane and mango, the paddy is two-crops normally; The family breeding aquatics is mainly for pig, slaughtering rate per year about 10 heads. The main income of local farmer is from agriculture and outgoing job-seeking, almost each family has labor for

90 RESETTLEMENT ACTION PLAN

outgoing job-seeking in developed area, mostly in Guangdong province. Annual income is about 10000 Yuan. By the end of 2001, the net income per capita of the village is 1643 Yuan. The project will take over 77.75mu farmland of this village, in which paddy field 5.13mu, dry land 72.62mu, and the land acquisition impact on the 0lth group, 11'h group, 17th group and 18th group. See Table 5-5 for land acquisition of each village. The land acquisition impacts on 91 households with 401 persons, construction for dam impacts on 6 households with 31 persons. After the land acquisition, the average land per capita of whole village is 1.13mu decreased, accounting for 2.6%, thus it can be seen that it is evidently, the influence by land acquisition for whole village is small. For the status of each village, the greater influence is for the I 11tgroup, the land decreasing per capita is 26.8%, but the land per capita after the land acquisition is 0.82mu and paddy field per capita 0.55mu. The land decreasing per capita of other three groups is smaller, about 4%. Additionally, based on the field survey, the impact of land acquisition for the most families is small, only 0.5-lmu per household accounting for 15% of their contracting land. Land Acquisition Status of Each Group of Laiwang Village Table 5-5 RuralTota land Land Ave. per capita Ave. per capita Land Villagers Rural area acquisition before land after land reducing group (popuaton) area acq (uisto acquisition acquisition percentage group( person ) ( mu ) area (mu ) (mu/person) (mu/person) (%) Whole 3048 3526 77.75 1.16 1.13 2.6 group 230 265 3.53 1.15 1.14 0.9 group I______11th group 215 241 65.70 1.12 0.82 26.8

1roup 131 133 1.88 1.02 1.00 2.0 183p 140 149 6.64 1.06 1.02 3.8

g ro up _ _I_ I______I___ _I______I______

Dec. 29, 2002, two village committees convened a symposium participated by villagers' representatives to discuss the production restoration measure of the village. On Feb.25, 2003, ECIDI and local resettlement cadres at different levels went again to No.11 village group (which is much impacted by the project) to solicit opinions of resettlers. After that, the two village committees held a collective discussion, and decided to increase the economic income of farmers by adjusting the agricultural planting structure, raising the multiple cropping index of remaining land and improving the facility conditions, and to adopt the following measures according to the actual conditions of the village. Production Resettlement Scheme (1) The cash compensation scheme will be adopted for the household with less impact by the land acquisition. The land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. (2) Use partial land compensation fee, strengthen scientific input and develop high efficient agriculture. It is planned to build 50mu fruit zone with higher value in the 10' group and 11t group. By the estimate, 1000 Yuan is needed for one mu, but benefit is good and yield. per will be 6000 Yuan; (3) Use fully local superior climate condition and the surplus land resource, increasing the re-planting index of farmland and the yield rate of land, mainly for winter-vegetable;

(4) Use partial land compensation cost about 150000 Yuan to repair village road to speed up the circulation of agriculture byproducts and promote the development of village

91 RESETTLEMENT ACTION PLAN economy; (5) During the construction of dam, encourage the resettlers to engage in the construction and the 3d service industry. Relocation planning. Through the collective discussion of two commissions, 6 households will be distributed with provided house plot in the same village. The villager commission will compensate the property lost according to relative policy and offer necessary living subsidy for relocation and transportation and the cost of house plot to the resettlers. The resettlers will adopt self-dismantling and self-building mode for house construction. During the house construction the village will offer necessary help to resettlers. Naying village Naying village is located at the right bank of Youjiang river, at Natuo village at the east, at Nongpo village at the south, at Baifeng village at the west, at Fulian village in front of the river at the north, about 4km along the Youjiang river. The whole village governs 12 natural villages with 19 villagers groups, population of 2228 persons, farmland area 3351mu, in which paddy field 993mu, dry land 2358mu, average land per capita 1.5mu. The power and telephone are pass through each group and running water to 8 natural villages except 4 villages (by well water for daily life and animal use). Additionally, partial farmer have methane tank, which is a new type of clean energy. The local villager is mainly for planting of paddy, vegetable, sugarcane, banana, maize and mango, the paddy is two-crops normally; 18% of labor force is for outgoing job-seeking and the rest for agriculture production. By the end of 2001, the net income per capita of the village is 1493 Yuan. The project will requisition 558.90mu land of this village, in which paddy field 161.64mu, dry land 397.26mu, and the land acquisition will impact on 18 groups such as the 2nd group, 3 group, 4th group, 5' group, 6 group, 7 group, 8th group, 9t group, 10 ' group, 11 th group, 12'h group, 13'h group, 14'h group, 15'h group, 16th group, 17th group, 18th group and 19th group. See Table 5-6 for the details of each group. The land acquisition will impact on 471 households with 1895 persons, but for relocation only for 4 households with 12 persons. After the land acquisition, the average land per capita of whole village is 1.25mu decreased, accounting for 16.7%, thus it can be seen that it is evidently, though the land decreasing of average per capita is comparatively big, but the average land per capita is more than 1.2mu. Considering increase of re-planting index, the influence by land acquisition for whole village is small. For each group, the bigger impact by land acquisition is on the 8'h group, 10 ' group, 14th group, 17'h group, 18 'h group and 19 th group, the land decrease per capita is respectively for 44.6%, 30.6%, 20.9%, 29.7%, 21.6% and 31.6%, but the average land per capita after the land acquisition is 0.64-1.20mu. The influence for other groups is small and its land decreasing per capita is about 20% or below. Additionally, based on the field survey, only partial land of most families will be flooded because the land was divided into grades when it was distributed so that the rest land of these families has no impact by flooding. Therefore, the impact of land acquisition for the most of families is small and has only a certain level influence for partial households, but through necessary engineering and production measures the supply of grain ration and income level will be guaranteed.

92 RESE7TLEMENT ACTION PLAN

Land acquisition status of each group of Naing village Table 5-6 Rural Total Land Ave. per capita Ave. per capita Land reducing Villagers population land acquisition before land after land percentage group (peon)Vi(esn s (mu)area areara (mu)m) (mu/person)acquisition (mu/person)acquisition % Whole 2228 3351 558.90 1.50 1.25 16.7

2nd group 144 382.7 40.19 2.66 2.38 10.5 3 group 151 375.3 40.19 2.49 2.22 10.8 4th group 108 224.3 38.46 2.08 1.72 17.3 5th group 129 201.9 38.46 1.57 1.27 19.1 6 group 88 203.1 30.97 2.31 1.96 15.2 7 group 76 208.4 30.97 2.74 2.33 15.0 8 group 134 222.2 98.65 1.66 0.92 44.6 g group 49 112.7 19.92 2.30 1.89 17.8 10h group 70 121.2 37.52 1.73 1.20 30.6 11thgroup 98 202.0 26.67 2.06 1.79 13.1 12thgroup 148 132.9 15.96 0.90 0.79 12.2 13th group 141 79.7 9.05 0.57 0.50 12.3 14th group 83 91.5 19.16 1.10 0.87 20.9 15th group 131 136.0 3.11 1.04 1.01 2.9 16thgroup 100 140.3 3.66 1.40 1.37 2.1 17th group 181 164.7 48.76 0.91 0.64 29.7 18th group 139 161.6 34.75 1.16 0.91 21.6 19thgroup 60 70.2 22.45 1.17 0.80 31.6

Jan. 4, 2003, ECIDI and local resettlement cadres at different levels, divided into four groups, went to villager groups extensively impacted by project to convene symposium and had random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened meetings participated by villagers' representatives to discuss the resettlement approach. Finallyly, it was decided to increase the economic income of farmers by adjusting the agricultural planting structure, increasing the multiple cropping index of the remaining land and improving the facility conditions, and adopt the following measures according to the actual conditions of this village. Productive resettlement planning (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village. (2) Improve the rural water conservancy facility, rebuilt the low-yield field and raise the output of land. It is planned to repair the west channel for 3km of Naying reservoir, which needs about 40000 Yuan and is able to water about 600mu land of the 8th group, 9t group, 10th group and 1 1 group. By the preliminary estimate, the land output in this area will be up to 900kg/mu from 650kg/mu after repairing the channel; It is planned to build pumping station at Sidong and Laikui with investment of 35000 Yuan, which can solve the irrigation of 1400mu land of the 2nd, 3rd, 4, 5t, 6h and 7th group. Particularly, the dry land of the 6t and 7"' group can be rebuilt as the field ensuring stable yields despite drought or excessive rain; (3) Set up agricultural comprehensive development, go to the pattern of "company + base + peasant household ", raise land utilization rate and increase peasant economic income. It is planned

93 RESETTLEMENT ACTION PLAN to develop vigorously the grass planting and animal husbandry in whole village, such as to plant grass, foster cattle, fish and goose, etc. It is planned to invest 100000 Yuan to set up 150mu vegetable base without pollution(have built 60mu) at Sidong and Badong to plant hot pepper, tomato, small pumpkin and kidney bean, raising the merchandise rate of vegetable of this village. Use fully the advantage of hillside field resource of this village, and it is planned to invest 150000 Yuan to set up 100mu high quality banana land in the 12th group, 13'h group, 14'h group, 17'h group and 19t' group. It is also planned to transform the low-yield mango garden and introduce high quality kind of red apple-mango; (4) It is planned to invest 50000 Yuan to set up 40 fish mesh-box to foster fish in the branches of reservoir using the experiences of partial farmers. By the present price in the market, the annual income of each mesh-box is 1500 Yuan. Relocation planning. Through collective discussion of the two commissions, 4 households will be removed to the existing resettlement residence zone together. This residence zone is near Gonglou coal mine, where the traffic is convenient, and now the base leveling is finished and available for power and water supply. The residence zone has still capacity to settle other 10 households. The villager commission will compensate the property lost according to relative policy and offer necessary living subsidy for relocation and transportation and the cost of house plot to the resettlers. The resettlers will adopt self-dismantling and self-building mode for house construction. During the house construction the village will offer necessary help to resettlers. Baifeng Village Baifeng village is located at the south bank of Youjiang river, at Nongpo village at the north, at Naying village at the east and linked with Wantang village at the west. The whole village governs 5 natural villages with 13 villagers groups, population of 1580 persons, farmland area 1934mu, in which paddy field 1062mu, dry land 872mu, average land per capita 1.22mu. This village is near Gonglou coal mine, where is the market town of Baifeng township, with convenient traffic condition and large floating population. The power, running water and telephone are pass through each group and the infrastructure facility is developed. The local villager is mainly for planting of paddy, vegetable, sugarcane and mango, the paddy is two-crops normally. Because this village is close to Baifeng town, partial villagers do business on the town, mainly for daily-use small commodities. Besides, the partial villagers invests for vehicle to ship coal or for boat loading and unloading of coal for others or seeking jobs in individual coal mine due to geography advantage of Gonglou coal mine. 5% of labor force is for outgoing job-seeking, 80% for agriculture production and 15% for non-agriculture business as for coal transportation. By the end of 2001, the net income per capita of the village is 1638 Yuan. The project will requisition 289.21mu land of this village, in which paddy field 43.71mu, dry land 245.50mu, and the land acquisition will impact on 6 groups such as the 5th group,6th group, gth group, 10' group, 11th group and 12th group. See Table 5-7 for the details of each group. The land acquisition will impact on 218 households with 698 persons, no house relocation concerned. After the land acquisition, the average land per capita of whole village is 1.04mu decreased, accounting for 14.8%, thus it can be seen that it is evidently, though the land decreasing of average per capita is small. For each group, the bigger impact by land acquisition is on the 9th group, 10th group, 11'h group and 12th group, the land decrease per capita is respectively for 57.7%.36.3%.28.8% and 33.9%, but the average land per capita after the land acquisition isO.63-1.00mu. The influence for other two groups is small and its land decreasing per capita is 5.7% and 13.2%. Additionally, based on the field survey, the impact of land acquisition for the most of families is small and has only a certain level influence for partial households. After analyzing, local villagers think that the rest land resource is able to guarantee their grain ration completely, through adjusting reasonably the agriculture structure, developing desolate hillside fields, increasing land quantity, planting

94 RESETTLEMENT ACTION PLAN economic crop and encouraging actively the resettlers to engage in the 3r industry under the advantage of geographical location near the market town. The economic income of resettlers could be recovered. Land Acquisition Status of Each Group of Baifeng Village Table 5-7 Rural Total Land Ave. per capita Ave. per capita Land Villagers population land acquisition before land after land reducing group (person) area acqu) acquisition acquisition percentage (_person_) (_mu_)_area_(mu)u (mu/person) (mu/person) (%) Whole 1580 1934 289.21 1.22 1.04 14.8

5th group 126 178 10.54 1.41 1.33 5.7 5th group 76 156 20.51 2.05 1.78 13.2

9th group 93 139 80.05 1.49 0.63 57.7 10th group 172 270 97.89 1.57 1.00 36.3

11th group 141 166 47.09 1.18 0.84 28.8

12th group 90 98 33.13 1.09 0.72 33.9

Jan. 6, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to villager groups impacted by project to convene a symposium and have random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened a meeting at No.9 group participated by villagers to discuss the resettlement approach. Finallyly, it was decided to adopt the following measures according to the actual conditions of this village. (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village. (2) Improve the rural water conservancy facility, rebuilt the low-yield field and raise the output of land. It is planned to set up a pumping station at Pingjiang village(10th, 11Ih and 12th group) and build 4000m long aqueduct with smooth surface at 3 sides, which needs about 40000 Yuan. When it is completed, it will solve the irrigation problem of 300mu land and increasing for 80mu new land; (3) Set up comprehensive agricultural development and develop high efficient agricultural. It is planned to set up an agricultural sample zone in Pingjiang village(lOth, 11ih and 12th group) with 55mu to develop shedding vegetable for tomato, small pumpkin, etc.. According to the preliminary estimation, the investment of 220000 Yuan is needed. After establishing the sample zone, the annual output per mu will be 8000 Yuan. At the same time, it will drive the enthusiasm of the masses around for adjustment of agricultural structure and create large benefit; (4) It is planned to set up a goose farm at Tunkou of Pingjiang after impounding of reservoir, and the investment is about 100000 Yuan;

(5) Develop 300mu barren mountain field below 250 in the 9th group to plant sugarcane, and the investment is about 150000 Yuan; (6) Use the location advantage to the market town, encourage actively the local villagers to do business on the town or other non-agriculture production to flourish the market

95 RESETTLEMENT ACTION PLAN and increases the economic income of villagers. Wantang village Wantang village is located at the right bank of Youjiang river, at Gongluo coal mine at the east, at Annongchu village at the south, at Donghong village at the west, at Sitang village in front of the river at the north, about 5km along the Youjiang river. The whole village governs 7 natural villages with 10 villagers groups, population of 1182 petsons, farmland area 1691 mu, in which paddy field 872mu, dry land 819mu, average land per capita 1.43mu. The road, power and telephone are pass through each group and cable TV to the 3d group and 4th group. Additionally, partial farmers have methane tank, which is a new type of clean energy. The local villager is mainly for planting of paddy, vegetable, sugarcane, maize and mango, the paddy is two-crops normally. 10% of labor force is for outgoing job-seeking or house building locally and 90% for agriculture production. By the end of 2001, the net income per capita of the village is 1460 Yuan. The project will requisition 280.62mu land of this village, in which paddy field 91.64mu, dry land 188.98mu, and the land acquisition will impact on 7 groups such as the 1 st group, 2nd group, 3r group, 4t' group, 5th group, 6th and 7th group. and 12t' group. See Table 5-8 for the details of each group. The land acquisition will impact on 182 households with 762 persons, no house relocation concerned. After the land acquisition, the average land per capita of whole village is 1.19mu decreased, accounting for 16.8%, thus it can be seen that it is evidently, though the land decreasing of average per capita is small. For each group, the bigger impact by land acquisition is on the 1st group, 5th group and 6'h group, the land decrease per capita is respectively for 21.1%.59.5% and 27.5%, but the average land per capita after the land acquisition is 0.49-1.35mu. The influence for other groups is small and its land decreasing per capita is 7%-19.1%. Additionally, based on the field survey, the impact of land acquisition for the most of families is small and has only a certain level influence for the 5th group. After analyzing, the rest land resource is able to guarantee their grain ration. Besides, through breeding aquatics in specific water surface, developing maintain resources and planting economic crops, the economic income of resettlers could be recovered step by step. Land Acquisition Status of Each Group of Wantang Village Table 5-8 Rural Total Land Ave. per capita Ave. per capita Land Villagers population land acquisition before land after land reducing group (porson area acqui acquisition acquisition percentage grp(person) (mu) area (mu) (mu/person) (mu/person) (%)

Whole 1182 1691 280.62 1.43 1.19 16.8 1 group 99 169 35.75 1.71 1.35 21.1

2 group 101 155 22.72 1.53 1.31 14.4

3rd group 135 174 11.50 1.29 1.20 7.0

4th group 149 225 28.75 1.51 1.32 12.6

5 th group 144 174 103.36 1.21 0.49 59.5 6th group 84 116 32.10 1.38 1.00 27.5 19.1 7th group 179 244 46.44 1.36 1.10

Jan. 5-7, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to villager groups impacted by project to convene symposiums and have random visit for extensively soliciting the opinion of resettlers on resettlement.method and approach. After that, the two village committees convened a meeting at No. 5 group

96 RESETTLEMENT ACTION PLAN

participated with villagers to discuss and study the resettlement approach by collective. Finally, it was decided to adopt the following resettlement measures according to the actual conditions of this village. (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village. (2) Improve the rural water conservancy facility, rebuilt the low-yield field and raise the output of land. It is planned to repair channel at Wantang village (3rd and 4th group) for 3km long, which needs about 20000 Yuan. When it is completed, it will solve the irrigation problem of 300mu land; Besides, it is planed to invest 35000 Yuan to set up a pumping station near Baiping in the 5th group and build 50mu new land thus the average land per capita is 0.84mu; (3) Combining the policy of handing back the farmland for forest, it is planned to use the barren mountain of whole village for development of economic woods, selecting mainly lemon and eucalyptus trees with higher value and regenerative ability, 300mu in the ls group and 2nd group with investment of 5000 Yuan; 500mu in the 3rd group and 4th group with investment of 10000 Yuan; 200mu in the 6th group with investment of 3500 Yuan; 600mu in the 5th group with investment of 12000 Yuan; 800mu in the 7th group with investment of 20000 Yuan;

(4) Use the rest land to develop 150mu sugarcane in the lst group, 2 nd group, 3rd group and 4th group with investment of 30000 Yuan, and annual income will be 3000-4000 Yuan/mu; In addition, it is planned to improve the type of existing 500mu mango, introduce comparatively good type of golden mango with investment of 100000 Yuan, the annual profit will be 3000-5000 Yuan/mu after improving; (5) It is planned to invest 24000 Yuan to set up 30 fish mesh-box to foster fish in the branches of Youjiang river. Besides, it is planned to inning reservoir bays to breed aquatics in the 5th group; (6) It is planned to invest 50000 Yuan to set up a poultry farm and build 200 m2 house with an area of 1mu. After establishment, 4 batch of poultry could be fostered, 2000 for each batch, and the annual income will be 48000 Yuan. Donghong village Donghong village is located at the south bank of Youjiang river, at Wantang village at the east, at Fulu village at the west, at Dahe village in front of the river at the south, and at Dongyin village at the north. The village is along the Youjiang river for about 3km. The whole village governs 5 natural villages with 8 villagers groups, population of 980 persons, farmland area 1565 mu, in which paddy field 817mu, dry land 748mu, average land per capita 1.6mu. The power and telephone is pass through each group except one village, the running water is not available for whole village and daily life and animal water supply is from well and river. Additionally, partial farmers have methane tank, which is a new type of clean energy. The local villager is mainly for planting of paddy, sugarcane and mango, the paddy is two-crops normally. Because the external traffic condition of this Village is comparatively poor for many years, the agriculture byproducts in the village are not sold out, which is restricted the development of whole Village, the economic condition of peasant is backward relatively. By the end of 2001, the net income per capita of the village is 1393 Yuan. The project will requisition 196.39mu land of this village, in which paddy field 10.18mu, dry land 186.21mu, and the land acquisition will impact on 6 groups such as the 15t group, 2nd group, 3r group, 4t group, 5th group and 6th group. See Table 5-8 for the details of each

97 RESETTLEMENT ACTION PLAN group. The land acquisition will impact on 181 households with 821 persons and relocate 9 households with 47 persons. After the land acquisition, the average land per capita of whole village is 1.40mu decreased, accounting for 12.5%, thus it can be seen that the land acquisition impact on village is small. For each group, the bigger impact by land acquisition is on the 1st group and 2nd group, the land decrease per capita is respectively for 27.9% and 27.7%, but the average land per capita after the land acquisition is 0.98-0.86mu. The influence for other groups is small and its land decreasing per capita is below 19%. Additionally, based on the field survey, the impact of land acquisition for the most of families is small because the land was divided into grades when it was distributed, the most households have still the land for farming. Through adjusting agricultural planting structure, raising re-planting index and increasing the construction of external traffic, the construction of village for diplomatic passageway road, the economic income of local villagers can be restored and increased step by step. Land Acquisition Status of Each Group of Donghong Village Table 5-9 Rural Total land Land Ave. per capita Ave. per capita Land reducing Villagers population area acquisition before land after land percentage group person (mu)(mu) area acquisition acquisition M (mu/person) (mu/person) Whole 980 1565.0 196.39 1.60 1.40 12.5 ISt group 140 189.8 53.15 1.36 0.98 27.9

2 nd group 160 190.8 53.15 1.19 0.86 27.7 3rd group 120 200.1 27.33 1.67 1.44 13.8

4th group 180 203.8 37.46 1.13 0.92 18.6 5th group 115 219.0 7.43 1.90 1.84 3.2

6th group 130 253.0 17.87 1.95 1.81 7.2

Jan.8, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to No. 1 and 2 group (which are greatly impacted by land requisition) and No. 6 group (involved in the removal) respectively to convene symposium and had random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened a meeting participated with villagers' representatives to discuss the resettlement approach. Finally, it was decided to adopt the following resettlement measures according to the actual conditions of this village. Production resettlement planning (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village. (2) Improve the rural water conservancy facility, rebuilt the low-yield field and raise the output of land. It is planned to reconstruct the irrigation canal of the village 2km long with smooth surface at 3 sides, which needs about 30000 Yuan. When it is completed, it will solve the irrigation problem of 500mu land of 6 groups, and put partial funds to repair 4 pumping stations along the river; (3) Combining the policy of handing back the farmland for forest, it is planned to use the barren mountain of whole village for development of economic woods, selecting mainly pine tree, 500mu in the lst group with investment of 50000 Yuan; 500mu in the 2nd group with investment of 50000 Yuan; 200mu in the 3rd group a with investment of 20000 Yuan; 100mu in the 5th group with investment of 10000 Yuan; 200mu in the 6'h group with investment of 20000 Yuan; Besides, it planned to plant economic trees along the toe of hill, mainly for quality mango and longan, 100mu in the 15t group with investment of 20000

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Yuan; 100mu in the 2nd group with investment of 20000 Yuan; 50mu in the 3rd group a with investment of 10000 Yuan; 50mu in the 5th group with investment of 10000 Yuan; 50mu in the 6'h group with investment of 10000 Yuan; (4) It is planned to set up a goose farm at Tunkou of Pingjiang after impounding of reservoir, and the investment is about 100000 Yuan; (5) Develop 300mu barren mountain field below 250 in the gth group to plant sugarcane, and the investment is about 150000 Yuan; (6) Use the location advantage to the market town, encourage actively the local villagers to do business on the town or other non-agriculture production to flourish the market and increases the economic income of villagers. (4) Encourage peasant to adjust actively agriculture structure, raise land re-planting index, change the original "rice-rice " planting pattern, carry out the planting pattern of " rice - rice -vegetable", raise land unit yield and increase the economic income of peasant; (5) It is planned to plant economic crops with higher value under guaranteeing grain yield steady

condition mainly for sugarcane and fruit-sugarcane for 25mu in the 1lt group, 25mu in 2nd group, 20mu in 3d group, 25mu in 4th group, 10mu in 5th group and 10mu in 6'h group; (6) It is planned to invest 20000 Yuan to set up 20 fish mesh-box to foster fish in natural reservoir bays in the 1ls and 2nd group; (7) Perfect the infrastructure of the village, invest 100000 Yuan to repair 5 kilometer village-level road to solve the external transportation problem for large quantities of agriculture byproducts, speed up the circulation of agriculture products to promote peasants to become rich as soon as possible. Relocation planning. Through the collective discussion of two commissions, 9 households will be distributed with the original house plot in the same village. The villager commission will compensate the property lost according to relative policy and offer necessary living subsidy for relocation and transportation and the cost of house plot to the resettlers. The resettlers will adopt self-dismantling and self-building mode for house construction. During the house construction the village will offer necessary help to resettlers. B. Resettlement planning of each village of Youjiang district (I) Resettlement planning of Fulian, Guiming, Fulu and Dahe village Fulian village Fulian village is located at the right bank of Youjiang River, convenient for land and waterway transportation about 10km along the river. The whole village governs 10 natural villages with population of 3382 persons, farmland area 4979mu, in which paddy field 2112mu, dry land 2867mu, average land per capita 1.47mu. The power supply and telephone is completely connected to whole village. The drinking water for daily life and animal is completely from well water, about 80% families having own well, and partial villagers have methane tank, which is a new type of clean energy. The local villager is mainly for planting of paddy, wintertime vegetable, mango, longan and lichee, the paddy is two-crops normally. The total grain yield of whole village is 1885874kg, 4000mu vegetable plot with output of 5966400kg, 6690mu fruit land with output of 1631.8t including 583t mango, 80t lichee and 37t longan. 90% labor force of the whole village has jobs for agriculture and 10% for outgoing job-seeking. This village is near Yongbai grade-l1 road, with better economic condition. By the end of 2001, the net income per capita of the village is 1373 Yuan. The project will requisition 326.65mu land of this village, in which paddy field 99.71mu, dry land 226.94mu, and the land acquisition will impact on 8 natural villages such as Shuce village, Coudong village, Shuihu-l village, Shuihu-2 village, Qiaorui village, Jiangtang village, Xichan village and Napao village. See Table 5-10 for the details of each village. See Table 5-9 for detail of each group. The land acquisition will impact on 619 households with 2414 persons, and house relocation for 1 family with 6 persons. After the land acquisition, the average land per capita of whole village is 1.38mu decreased, accounting for 6.1%, thus it can be seen that the land acquisition impact on village is small. For each village, the bigger impact by land acquisition is on the Shuifu-1 and Jiangtang village, the land decrease per

99 RESETTLEMENT ACTION PLAN capita is respectively for 25.3% and 16.7%, but the average land per capita after the land acquisition is 1.12mu and 1.20mu. The influence for other villages is smaller and the land decrease is between 0.9%-8.3%. Additionally, based on the field survey, the impact of land acquisition for the most of families is small but big for Jiangtang village due to the land occupation by dam construction. After fully survey and analyzing, the rest land resource is still able to ensure the grain ration through adjusting agricultural planting structure, developing the woods land source, planting economic crops, improving the type of crops, using the location advantage that it is near the dam-site, encouraging the villagers to take part in the 3rd industry and dam construction, therefore, the economic income of local villagers can be restored step by step. Land Acquisition Status of Each Group of Fulian Village Table 5-10 Rural Total land Land Ave. per capita Ave. per capita Land Villagers population area acquisition before land after land reducing group (pperson) (mu) area (cmui) acquisition acquisition percentage (mu/person) (mu/person) (%) Whole 3382 4979 326.65 1.47 1.38 6.1 Shuce 407 809 33.78 1.99 1.90 4.5 Coudong 423 426 5.80 1.01 0.99 2.0 Shuihu-l 282 423 107.31 1.50 1.12 25.3 Shuihu-2 443 689 66.99 1.56 1.40 10.3 Qiaorui 293 386 30.44 1.32 1.21 8.3 Jiangtang 269 387 64.19 1.44 1.20 16.7 Xichan 315 351 6.01 1.11 1.10 0.9 Napao 643 718 12.13 1.12 1.10 1.8

Jan. 9-10, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to each involved natural village to convene symposium and had random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, on Feb. 28, 2003, the two village committees convened a meeting at Jiangtang natural village participated by villagers to discuss the resettlement approach. Finally, it was decided to adopt the following resettlement measures according to the actual conditions of this village. Production resettlement planning (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village. (2) Use fully the water surface to develop aquatic product. It is planned to build dike to create pool to breed fish or duck in low-lying field of Shuifu-1 and Shuifu-2 village to increase villager's income; (3) Improve the rural water conservancy facility and rebuilt the low-yield field. It is planned to set up a new pump station with head of 8m to solve the irrigation problem of 700mu land in Coudong village, which needs about 40000 Yuan. (4) Relying on the zoology sample zone in Fulian village, adjusting agricultural planting structure and developing vigorously vegetable planting, it is planned to invest 170000 Yuan set up 600mu vegetable base without pollution in Coudong, Shuihu and Qiaorui village, in which 40000 Yuan is for construction of new pumping station, 100000 Yuan for improving 4000m special channel and 30000 Yuan for leveling of vegetable plot to plant mainly hot pepper, kidney bean, green melon tomato and balsam pear, etc.. After completing, it will plant for 3 crops per

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year and annual income per mu will be 4000-5000; (5) It is planned to reform 200mu mango and lichee in Jiangtang village, introduce quality types and build water tank at field to better the irrigation condition; (6) According to the villager's willing to use partial land compensation fee to set up the construction group in Jiangtang village to export labors and to engage in project contracting work; (7) Perfect the infrastructure of the village, invest 100000 Yuan to repair 11 kilometer village-level road to speed up the circulation of agriculture products to promote peasants to become rich as soon as possible. Relocation planning. Through the collective discussion of two commissions, lhousehold will be distributed with the original house plot in the same village. The villager commission will compensate the property lost according to relative policy and offer necessary living subsidy for relocation and transportation and the cost of house plot to the resettlers. The resettlers will adopt self-dismantling and self-building mode for house construction. During the house construction the village will offer necessary help to resettlers. Guiming village Guiming village is located at the right bank of Youjiang river, at Sitang village at the north, at Fulian village at the east, at Dahe village of Nabi township in the west, at Baifeng village in front of the river at the south. Pingbai grade-l1 road is pass at the north of the village, 5km to head office of the village. The road is linked with each village, but same sections are poor. The whole village governs 6 natural villages with 8 villager groups, 12 groups, population of 2283 persons, farmland area 5793mu, in which paddy field 2516mu, dry land 3277mu, average land per capita 2.54mu. The power and telephone is pass through each group, and daily life and animal water supply is from well and river. Additionally, about 50% farmers have methane tank, which is a new type of clean energy. There are more than 30 water tanks in field to solve the irrigation problem. The local villager is mainly for planting of paddy, vegetable, sugarcane, mango and lichee, the paddy is two-crops normally. Because the external traffic condition of this Village is comparatively poor for many years, the agriculture byproduct in the village was not sold out, which is restricted the development of whole Village, the economic condition of peasant is backward relatively. By the end of 2001, the net income per capita of the village is 1393 Yuan. The total sugarcane yield of whole village is over 12000t, 200000kg lichee and 50000kg mango. 80% labor force of whole village has jobs for agriculture and 20% for outgoing job-seeking. The local resource is relatively rich and the economic income of villagers is relatively rich. By the end of 2001, the net income per capita of the village is 1629 Yuan. The project will requisition 776.84mu land of this village, in which paddy field 429.57mu, dry land 347.27mu, and the land acquisition will impact on 7 groups such as the 6th group, 7th group, 8th group, 9th group, 10th group, 11th and 12th group. See Table 5-11 for the details of each group. The land acquisition will impact on 210 households with 867 persons, no house relocation concerned. After the land acquisition, the average land per capita of whole village is 2.20mu decreased, accounting for 13.4%, thus it can be seen that the land acquisition impact on village is small. For each group, the bigger impact by land acquisition is on the 8th group,9th group, 10th group and 11'h group, the land decrease per capita is for 25.1%, 38.2%, 22.2% and 28.4% but the average land per capita after the land acquisition is 1.68-2.42mu. The influence for other groups is small and its land decreasing per capita is below 17%. Additionally, based on the field survey, the impact of land acquisition for the most families is small because this village has rich land resources, only 0.5-3mu per household accounting for 5% of their contracting land.

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Land Acquisition Status of Each Group of Guiming Village Table 5-11 Ave. per Ave. per Rural Total land Land capita before capita after Land reducing Villager population area acquisition land land perentag group ((pro) person ) ((umu) arearam) mu ) acquisition(mu/person acquisition(mu/person pretg

______) ) _ _ _ Whole 2283 5793 776.84 2.54 2.20 13.4 6th group 197 579.6 86.94 2.94 2.50 15.0 7th group 218 694.9 57.10 3.19 2.93 8.2 8 group 147 463.3 116.58 3.15 2.36 25.1 9' group 179 486.3 185.40 2.72 1.68 38.2

10th group 149 463.3 102.18 3.11 2.42 22.2

11th group 140 463.3 131.60 3.31 2.37 28.4

12th group 150 579.6 96.93 3.86 3.22 16.6

Jan. 11, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to the each group greatly impacted by the project in Damei natural village to convene symposium and had random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened a meeting participated by villagers' representatives to discuss the resettlement approach and protection for Damei River. Finally, it was decided to adopt the following resettlement measures according to the actual conditions of this village. (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village. (2) Use fully the fruit garden area to develop breeding aquatic product. It is planned to breed local chicken, pigeon, duck, pig or livestock etc. or plant Chinese herbal medicine raises land to produce to raise the output of land and use farmhouse fertilizer to increase fruit yield and farmer's income; (3)Adjusting agricultural planting structure, introducing new type of fruit and increasing farmer's income. It is planned to reconstruct 200mu fruit land at Damei and Xiaomei village to graft quality type of golden-king mango and red apple, introduce new type of lichee as Sanyuehong, Jizixiao and Jizuili; It is planned to reform 150mu mango field, and according to the preliminary estimation the investment of mango field per mu is about 450 Yuan and the investment of lichee field per mu is about 500 Yuan. After reforming, the annual mango income per mu will be 1500 Yuan and the annual lichee income per mu will be 2000 Yuan; (4) Invest 100000 Yuan to build 3km long, 3m wide irrigation channel from Xiaomei pumping station to Damei village. It can solve the irrigation problem of 1000mu land of two villages when it is completed and raise the yield of fruit, sugarcane and paddy and increase the income; (5) It is planned to invest 120000 Yuan to build 100 water tanks at field to better the irrigation condition of 1000mu land, at the same time to change 400mu dry land into paddy field in Nalian and Damei village;

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(6) Use fully the water surface of Naji reservoir for aquiculture and invest 25000 Yuan to set up 20 fish mesh-box to foster fish at Damei, Fujiang and Xiaomei village, and also develop sightseeing agriculture in the fruit garden to increase farmer's income; (7)Perfect the infrastructure of the village, invest 150000 Yuan to repair 5 kilometer village-level road to speed up the circulation of agriculture products to promote peasants to become rich as soon as possible. Xinming Village Xinming village is located at the right bank of Youjiang river, Yise grade two road is at the east, Guiming village is at north, Baoan Village is at south and Yongjing Village is at weat. The whole village governs 5 natural villages with 9 villager groups, with a population of 1890 persons, farmland area 5874mu, in which paddy field 1158mu, dry land 4716mu, with a land per capita of 3.1 1mu. The power, tap water and telephone is pass through each group, and country roads are connected between the villages. Additionally, some farmers have methane tank, which is a new type of clean energy. There are more than 30 water tanks in field to solve the irrigation problem. The local villager is mainly for planting of paddy, vegetable, sugarcane and fruits, the paddy is two-crops normally. Nearly all labor forces of the whole village have jobs for agriculture, the most economy income is from agriculture. In the end of 2001, pure income per capita of the villagers was 1860yuan. The project will requisition cultivated land of 48.48mu, in which paddy land 32.27mu, dry land 16.21mu. Land requisition involved Group 1 and Group 3, the details are in Table 5-12. Practically 38 households with 138 persons will be affected by land requisition and housing relocation, no housing removal. After land requisition, cultivated land per capita will reduce to 3.08mu, with a proportion of 1.0%, so the impact on the village is really little. For the villager groups, also little impact, only accounting 1.4% and 7.9% of cultivated land per capita. According to statistics from field survey, land requisition had little impact on most involved households, through overall survey and analysis, the surplus land resource enough to spare except grain ration, moreover, by improving irrigation works, quality of seedings and replanting exponent, their economy income can be rapidly recovered. Land Acquisition Status of Each Group of Xiniming Village Table 5-12 Rural Total land Land Ave. per capita Ave. per capita Land reducing Villager Rulal area acquisition before land after land percentage group (ppersonn) (amu) area mui) acquisition acquisition (mu/person) (mu/person) Total village 1890 5874 48.48 3.11 3.08 1.0 Group 1 89 249 3.15 2.80 2.76 1.4 Group 3 211 584 45.02 2.77 2.55 7.9

Jan. 11, 2003, ECIDI and local resettlement cadres at different levels, went to Group 3, which was greatly impacted by the project, to convene symposium and had random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened a meeting participated by villagers' representatives to discuss the resettlement approach. Finally, it was decided to adopt the following resettlement measures according to the actual conditions of this village. (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. (2). Encourage peasant to adjust actively agriculture structure, raise land re-planting index, change the original "rice-rice " planting pattern, carry

103 RESE7TLEMENT ACTION PLAN out the planting pattern of " rice - rice -vegetable", raise land unit yield and increase the economic income of peasant; (3). Rebuilt the low-yield fields to raise the output of land. It is planned to construct a water pumping station at about 500m lower reach of Linsuandun, changing 30mu dry land into paddy land, and at the same time can irrigate over 150mu cultivated land in Group 1 and Group 3. For this a channel of 2.5km and a transformer with 500m electric lines will be built, totally about 50000 yuan is needed; (4). Perfect the infrastructure of the village, invest 50000 Yuan to repair the village-level road to solve the transportation problem of number of agriculture byproducts and coal and to speed up the circulation of agriculture products to promote peasants to become rich as soon as possible. Fulu village Fulu village is located at the south of Youjiang district, at the right bank of Youjiang river, 6km to the river, linked with Jiangfeng village at the north, at Donghong village and Zhonghua village at the south, in front of Youjiang river at the east, at Donghuai village at the west. Fulu river is pass the territory of the village for 14km, and 5km of backwater of Naji irrigation complex. The whole village governs 10 natural villages with population of 2977 persons, farmland area 3556mu, in which paddy field 1497mu, dry land 2059mu, average land per capita 1.1 9mu. The power, running water and telephone is pass through each group. Additionally, about 25% farmers have methane tank, which is a new type of clean energy. The local villager is mainly for planting of paddy, vegetable, mango, lichee and sugarcane, the paddy is two-crops normally. The Chinese sauerkraut of this village is famous in the district. Because the external traffic condition of this Village is comparatively poor, the economic condition of peasant is backward relatively. By the end of 2001, the net income per capita of the village is 1583 Yuan. The project will requisition 240.91mu land of this village, in which paddy field 38.94mu, dry land 201.97mu, and the land acquisition will impact on 10 groups such as Fulu village, Cile village, Dafa village, Jiubu village, Jiushuo village, Dongxian village, Zhuangdong village, Langxing village, Pingpu village and Naying village. See Table 5-13 for the details of each village. The land acquisition will impact on 210 households with 867 persons, no house relocation concerned. The land acquisition will impact on 672 households with 2770 persons and no house relocate concerned. After the land acquisition, the average land per capita of whole village is 1.11mu decreased, accounting for 6.7%, thus it can be seen that the land acquisition impact on village is small. For each group, the bigger impact by land acquisition is on Liangxing village, the land decrease per capita is for 20.5%, but the average land per capita after the land acquisition is 1.47mu. The influence for other groups is small and its land decreasing per capita is between 2-10.3%. Additionally, based on the field survey, the impact of land acquisition for the most families is small. After fully survey and analyzing, the rest land resource is still able to ensure the grain ration through improving the water conservancy facility, adjusting agricultural planting structure, increasing re-planting index, developing wide woods land source, planting high efficient economic crops, the economic income of local villagers can be restored step by step.

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Land acquisition status of each group of Fulu village Table 5-13 Rural Total land Land Ave. per capita Ave. per capita Land Villager pplto ara aqiton before land after land reducing group (pperson) (mu) area (cmui) acquisition acquisition percentage (mu/person) (mu/person) (%) Whole 2977 3556 240.91 1.19 1.11 6.7 Fulu 758 824 54.91 1.09 1.01 7.3 Cile 300 225 17.63 0.75 0.69 8.0 Dafa 288 321 27.82 1.11 1.02 8.1 Jiubu 403 702 28.57 1.74 1.67 4.0 Jiushuo 149 175 11.66 1.17 1.10 6.0 Dongxian 404 408 6.32 1.01 0.99 2.0 Zhuang- 159 170 6.99 1.07 1.03 3.7 dong _ _ _ _ _ Liangxing 132 244 50.62 1.85 1.47 20.5 Pingpu 240 256 25.26 1.07 0.96 10.3 Naying 144 231 11.13 1.60 1.53 4.4

Jan.15, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to three natural villages of Dafulu, Dongxian and Langxing (which are greatly impacted by the project) to convene symposium and had random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened meetings participated by villagers' representatives to discuss the resettlement approach. Finally, it was decided to adopt the following resettlement measures according to the actual conditions of this village. (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village; (2) Repair or increase the rural water conservancy facility, adjust agricultural planting structure step by step, reform the low-yield field, raise land output; a. It is planned to repair 5km branch canal to link with Cile vegetable base to ensure irrigation for 600mu vegetable plot, and at the same time use Cile Chinese sauerkraut in Baise area to expand 50mu vegetable plot; b. Invest 150000 Yuan to repair Fulu and Dongxian branch canal to ensure the irrigation of 700mu land of two villages. Besides, adjust additionally 200mu land to plant new kind of sugarcane to raise the unit output value of land and increase peasant's income; c. Invest 120000 Yuan to repair 4km Jiubu branch canal to ensure the irrigation of 320mu land in this village. After contacting with the seeds company of the district, adjust 100mu land as the paddy seeds base; d. Invest 20000 Yuan to repair dams in Naying and Liangxing village to ensure the irrigation of 200mu land, and expand 100mu land to plant new kind of sugarcane; (3) Introduce new kind of mango and reform the low-yield field in whole village. It is planed to invest 350000 Yuan to graft new type red apple-mango for 200mu in Dongxian village, 200mu in Jiubu village, 100mu in Liangxing village, 100mu in Cile village and 100mu in Dafa village;

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(4) Perfect the infrastructure of the village, invest 100000 Yuan to repair the village-level road from the village head office to the branch road to speed up the circulation of agriculture products to promote peasants to become rich as soon as possible. Dahe village Dahe village is located at the left bank of Youjiang river, linked with Guiming and Yongjing village at the east, at Fulu and Jiangfeng village at the west, at Shifeng village in front of Youjiang river at the south. The whole village governs 8 natural villages(5 villages along the river) with population of 2211 persons, farmland area 5301 mu, in which paddy field 1555mu, dry land 3746mu, average land per capita 2.4mu. The power and telephone is pass through each village. The road condition of partial village is poor and the drinking water for daily life and animal is mainly from well, and agriculture irrigation is by pumping. Local Village democracy is wanted mainly with planting paddy is two crops normally. The local villager is mainly for planting of sugarcane, paddy, vegetable, longan, litchi and mango, the paddy is two-crops normally. There are 10 individual coal mines in the village, which can operate normally. There are 10 private trucks, autocar and tractors. 60% of labor force is engaged in agriculture production and 40% for outgoing job-seeking or doing trade business. The land resources of this village is rich and has coal mine resources, therefore the economic condition of this village is relatively good. By the end of 2001, the net income per capita of the village is 1888 Yuan. The project will requisition 312.79mu land of this village, in which paddy field 50.47mu, dry land 262.32mu, and the land acquisition will impact on 5 villages such as Baigu village, Jiexiang village, Lalie village, Jiula village and Nashi village. See Table 5-14 for the details of each village. The land acquisition will impact on 266 households with 1064 persons, no house relocation concerned. After the land acquisition, the average land per capita of whole village is 2.26mu decreased, accounting for 5.8%, thus it can be seen that the land acquisition impact on village is small. For each group, the bigger impact by land acquisition is on Lalie village and Nashi village, the land decrease per capita is for 13.9% and 15.2%, but the average land per capita after the land acquisition is 2.11mu and 1.56mu. The influence for other groups is small and its land decreasing per capita is below 10%. Additionally, based on the field survey, the impact of land acquisition for the most families is small because each village has more land and the rest land resource is still able to ensure the grain ration through adjusting agricultural planting structure and improving the type of crops, the economic income of local villagers can be restored step by step. Land Acquisition Status of Each Group of Dahe Village Table 5-14 Rural Total land Land Ave. per Ave. per capita Land reducing Villagerslgerop population area acquisition cptbeoeland acerianafter land percentage group ((person) (mu) area (mu) acquisition (amu/person) pecntg (mu/person) (Wesn % Whole 2211 5301 312.79 2.40 2.26 5.8 Baigu 492 1187 41.01 2.41 2.33 3.3 Jiexiang 400 778 29.83 1.95 1.87 4.1 Naye 222 691 136.00 2.45 2.11 13.9 Jiula 173 421 39.73 2.43 2.20 9.5 Nashi 232 428 66.22 1.84 1.56 15.2

Jan. 13, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to natural villages of Lali and Nashi (which are greatly impacted by the project)

106 RESETTLEMENT ACTION PLAN to convene symposium and had random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened meetings participated by villagers' representatives to discuss the resettlement approach by collective. Finally, it was decided to adopt the following resettlement measures according to the actual conditions of this village: (1) The cash compensation scheme will be adopted mainly, and the land acquisition subsidy will be fully delivered to each family according to the relative policy of the state and the village will not adjust land to him. For the family with big influence of production and living, the land will be readjusted within the village; (2) Increase the scientific and technical input for agricultural production, introduce new type of crops and raise land yield. It is planned to plant 50mu of new type of sugarcane NO.53159 at Jiexiang and Jiula village, and plant 500mu new type of sugarcane NO.25 at Baigu, Jiexiang, Lalie, Jiula and Nashi village. The yield per mu of these two new type of sugarcane is 8-1Ot, which is doubled to the existing type. (3) Improve the irrigation condition of water conservancy to ensure to solve irrigation problem of most dry lands or alter partial dry land into paddy field, reform low-yield field to raise land output. Consolidate continuously 3km channel at Jiexiang village, 2km at Baiju village, 2.5km at Lalie village and 1.5km at Nashi village, for which 110000 Yuan is needed. After the channel consolidation, about 1500mu land in 8 villages will be watered; (4) It is planned to invest 20000 Yuan to build a dam to close the flooded low-lying paddy field for aquiculture at Nashi village; (5) Adjust partial land to plant vegetables to raise land output under the condition of ensuring the grain ratio at Nashi village; (6) Perfect the infrastructure of the village, invest 50000 Yuan to repair the village-level road to solve the transportation problem of number of agriculture byproducts and coal and to speed up the circulation of agriculture products to promote peasants to become rich as soon as possible. (II) Resettlement planning of Dawan, Dawang, Jiangfeng, Shilong and Donghuan village of Youjiang District The land acquisition of 5 administrative villages of Dawan, Dawang, Jiangfeng and Donghuan village is 7.42mu, 9.40mu, 30.04mu, and 5.27mu respectively. After the land acquisition, average land per capita of each village is 0.9%, 0.0%, 1.6%, and 0.0% decreased, so that there is no greater influence for each village, and nor bigger impact on each villager group. Based on the field survey, the land acquisition for each family is about 0.2-0.5mu and no heavy influence. Jan.13-17, 2003, ECIDI and local resettlement cadres at different levels, divided into three groups, went to village groups greatly impacted by the project to convene symposium and haf random visits for extensively soliciting the opinion of resettlers on resettlement method and approach. After that, the two village committees convened meetings participated by villagers' representatives to discuss the resettlement approach. Finally, it was decided to pay the compensation in cash. That means the subsidiary will be fully paid to each household according to the state policies, and the cultivated land in the village will not be re-allotted.

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Land Acquisition Status of Each Village

Table 5-15 Rural Total land Land Ave. per capita Ave. per capita Land Villager population area acquisition before land after land reducing group pplto ara aqiion acquisition acquisition percentage (person) (mu) area (mu) (mu/person) (mu/person) (%) Dawan 2822 3006 7.42 1.07 1.06 0.9 1 216 203.6 0.04 0.94 0.94 0.0 3 214 199.7 0.03 0.93 0.93 0.0 6 145 128.7 0.14 0.89 0.89 0.0 7 157 145.2 0.21 0.92 0.92 0.0 8 236 308.1 6.15 1.31 1.28 2.3 14 142 144.1 0.31 1.01 1.01 0.0 15 141 149.1 0.31 1.06 1.06 0.0 16 185 149.1 0.23 0.81 0.80 1.2 Dawang 2414 2612 9.40 1.08 1.08 0.0 1 293 276.2 0.12 0.94 0.94 0.0 2 212 181.7 0.23 0.86 0.86 0.0 3 174 212.9 0.23 1.22 1.22 0.0 4 302 455.0 0.30 1.51 1.51 0.0 5 183 288.1 1.60 1.57 1.57 0.0 6 254 233.1 6.92 0.92 0.89 3.3 Jiangfeng 1987 2476 30.04 1.25 1.23 1.6 2 142 183 0.79 1.29 1.28 0.8 4 123 161 0.28 1.31 1.31 0.0 5 270 344 0.73 1.27 1.27 0.0 6 122 163 0.79 1.34 1.33 0.7 7 63 88 1.53 1.40 1.37 2.1 9 124 148 0.93 1.19 1.19 0.0 10 273 421 23.03 1.54 1.46 5.2 11 134 178 1.03 1.33 1.32 0.8 12 124 161 0.93 1.30 1.29 0.8 Donghuan 1839 5942 5.27 3.23 3.23 0.0 8 168 605 0.02 3.60 3.60 0.0 9 171 529 1.86 3.09 3.08 0.3 10 150 427 3.39 2.85 2.82 1.1

5.5.2. Investment estimation for production restoration The production restoration for this project is adopted mainly with cash compensation or adjusting the agricultural structure and improving type of crops and the water conservancy

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facilities. By the preliminary estimate, the production restoration investment is 4464000 Yuan, including the investment for adjustment of agriculture structure and water conservancy facilities, and all investment will be paid by the compensation fee for land acquisition. The details are shown in Table 5-16. Cost Estimate for Production Restoration of Each Village Table 5-16 Compensation Adjustment of County/ township Administrative fee for land agriculture Water conservancy Balance district (town) village acuisition structure (104 facilities (104 Yuan) ((104 Yuan (10 Yuan ) Yuan) Natuo 99.8 35 20 44.8 Nongpo 14.2 8.4 5 0.8 Napo Laiwang 118.3 5 15 98.3 Subtotal 232.3 48.4 40.0 143.9 Naying 698.0 30 7.5 660.5 Tianyang Baifeng 378.3 47 4 327.3 Baifeng Wantang 340.5 24.5 5.5 310.5 Donghong 246.5 28 13 205.5 Subtotal 1663.3 129.5 30.0 1503.8 Total 1895.6 177.9 70.0 1647.7 Fulian 425.8 17 31 377.8

Sitang Guiming 1044.3 11.5 37 995.8 Xinming 65.8 5 5 55.8 Subtotal 1535.9 33.5 73.0 1373.6 Fulu 294.5 35 39 220.5 Dahe 404.5 2 16 386.5 Youjiang Dawan 20.4 0 0 20.4 Nabi Dawang 12.2 0 0 12.2 Jiangfeng 45.3 0 0 45.3 Donghuai 9.0 0 0 9.0 Subtotal 785.9 37.0 55.0 693.9 Total 2321.8 70.5 128.0 2067.5 Total 4217.4 248.4 198.0 3715.2

5.5.3. Use of Resettlement Compensation A. Use of resettlement compensation fees The resettlement compensation capital will be controlled by the skeleton economic management organization. Generally, the compensation for house relocation and house auxiliaries will be used by the resettler to ship fumiture and build new house. Based on the land right relationship, the compensation for land acquisition will be managed by the township(town), village or villager group for the production restoration, arrangement of surplus labor and construction of infrastructure, etc..

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(1) The compensation cost of house and affiliated facilities will be paid fully to resettler according to relative policies; (2) The compensation fee for land acquisition and subsidy for labor resettlement will be managed by the township(town), village or villager group not only for the production restoration but also for the following if it is agreed by the villagers group: a. Invest the local infrastructure construction, reinforce farmland production capacity, improve rural irrigation facility, strengthen village road construction and increase traffic ability; b. Invest the construction of public welfare in village; c. Invest the collective enterprise of the secondary and tertiary industry to in increase the employment channel for rural surplus labors. B. Guarantee measures of compensation capital (1) If use land acquisition compensation fee for development of the secondary and tertiary industry items, two commissions should make survey carefully to confirm the market condition, report to the township(town) for approval and pass by the villagers conference; (2) In order to ensure the income level after the land acquisition, the management of new enterprise should be stressed, inspected and audited regularly, solve timely the actual problems(such as technical guidance and product selling, etc.), and prepare necessary regulations to guarantee the enterprise to develop properly; (3) If the periphery investment environment is changed and the secondary and tertiary industry investment scheme does not guarantee resettler's income, the land acquisition compensation fee and subsidy should be firstly deposited in the bank and distribute the annual interests to farmers to guarantee its living level not go down. At the same time, the investment scheme should be re-assessed to decide whether it is needs to continue the investment or change the investment direction.

5.5.4. Farmland occupation and filling balance This project will requisition totally rural collective farmiand(garden field) of 3415.07mu, based on relative stipulations of "Land Management Law of People's Republic China", the land occupation and filling balance plan should be realized. After contacting with the land management department of each county(district), it is agreed that the construction unit should pay land reclamation fee and land management department of each county(district) is responsible for land balance in their domination area.

5.5.5. Infrastructure plan of host site (I) Determination of house plot of rural resettler The new house plot for rural resettler is basically with the same size of original house plot. Based temporarily on relative stipulation of "Implementation method for land management of Guangxi", 150m2 for each household, the house plot will be 14 householdsxl5Om2 /household =2100m2 (about 3.15mu), which will be requisitioned totally from dry land. (II) House plot leveling The relocated household will build house in the original village and select the dry land as house plot. Generally, the geological condition of house plot is relatively good and able to build house after leveling. Resettlers according to their wishes will prepare the house plot. The budget of house plot leveling is 1500 Yuan for each household, if it is insufficient, it will be paid by physical contingency.

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(111) Public facilities Water supply: The most rural resident in the affected area take water from well or by running water. During the field survey, the living facility of well and running water was investigated in detail. The resettler will be resettled in original village and new house is within 500m of original house. The water supply mode is the same as before, digging new well or linking with original running water source. Therefore, the investment of water supply is not listed here. Power supply: The existing power supply facility capacity of each village can satisfy the demand after the land acquisition. The power supply to the resettler households is only by 220V line, and the linking distance is 50 - 500m. Broadcasting and television: Resettlers can use original broadcasting facility and re-install the receiving facilities. At the same time, the resettlers can install again its original television in new place, and the existing television facility in host sites is available. Road and external traffic The host sites are closed to the existing houses and along the road, which is beneficial for transportation, restoration of production and living level after land acquisition. 5.5.6. Disposition of public service facility in host site The host site has no school and medical facilities. The resettlers can use the existing school, clinic and commercial network. The distance from the social service facilities to the host site is almost the same as the original.

5.5.7. Community management and resettler's house construction This project does not concern the outside relocation. Therefore, the existing administrative management system does not change under the administration of original township(town), village control. The construction of new house should consider resettler's residential habit and reserve development space properly. The resettlers may dismantle and built their houses on their own wishes. The compensation will be paid at the replacement price of the original houses according to their structure and size. The resettlers are arranged in the same community, and the new house is within 500m to the original house. New house will be built before removing old house and resettlers can live in their old houses during new house construction.

5.5.8. Implementation and management of resettlement The implementation of reseHtlement plan will be organized by the resettlement leading group. The resettlement office formed by personnel from relative department of affected county (district) should work out the resettlement policy, take the responsibility for relocation, publicity, mobilization, organization and implementation of the resettlement plan. At the same time, the resettlement office is also the major channel of reflecting resettler's problem. The resettlement office should listen and collect resettler's opinions and report to the above in time, and also feedback the solutions timely to resettlers.

5.5.9. Training plan A. Training of resettlement staff In order to implement better the relative involuntary resettlement policy of the WB and to ensure smooth resettlement progress of this project, the project owner - Guangxi Xijiang Navigation Development Co., Ltd. plans to organize related staff from resettlement

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organizations at different levels to have study tour in domestic and overseas project that is successful in resettlement to enhance their professional quality and management quality. B. Technical skill training In order to create an environment for self-dependence and self-development to restore or raise the living level in a period as short as possible, each county (district) resettlement office will organize technical training for resettlers. It is planned to hold agricultural technique training on the one hand, combining the implementation of agriculture restructuring, and invite experts who has experience in planting and aquaculture, for instance, organize relative professionals from agricultural department or fruit production office of county (district) to go to the field for guidance of improving technique of sugarcane, mango, litchi, longan, etc. On the other hand, aiming the development of non-agriculture economy, organize the non-agriculture skill training such as cassava processing, mechanical repairing, and production management etc. 5.6. Urban resettlement planning Due to the affect of backwater of reservoir, 18 households with 101 persons in Aixin Street of Baise city and 2583.25m2 housing for different type should be removed. By the survey on-the-spot, this project impacts only on house relocation and no influence for business operation and labor employment, therefore, the urban resettlement plan is only for house reconstruction. A. Principle of house relocation and rebuilding (1) All house will be compensated at replacement price, and the old house material should be handled freely by the owner. They can use these materials, which should not be deducted from the compensation; (2) In order to be convenient for daily life and minimize the influence to production and economic income of resettlers, the selected house source should be as near as possible to the original community; (3) The houses should be selected with full respect to the resettlers' wishes. The resettlers can live in original housing before moving into new house, and they should not be forced to move out before the specified deadline; (4) The resettlers can select to purchase commercial house or to build new house, and the construction unit should offer them the cheaper house source as far as possible for selection; (5) The resettlers should be noticed at least 3 months before moving, the date of moving should be negotiated with resettlers and could be postponed properly if necessary. The resettlers will get compensation for transportation and work delay loss during the moving period; (6) During the implementation period, the resettlement organization at different levels should take effective measures to help the family with special difficulty (family with old, weak, ill and disable people, and without male-labor). For these households, the project office and street office should offer resettlement house at resettler's wish and help them to move in; (7) The compensation fee and house and its attachments should be paid to resettler by one time or by stages before the signing of the contract of procurement of commercial house or before the completion of house. If the payment of compensation is distributed by stages, the final payment should be settled up before validity of the contract of procurement of commercial house or before the completion of house.

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B. Option of resettlement mode The house relocation for this project will be brought into the urban construction plan. In order to meet the requirement of the urban construction plan, the repetition of construction should be avoided. At the same time, for providing more options, the project resettlement office preliminarily offers two choices to resettlers for selection based on resettler's wishes. One is resettlement by cash, the project owner pays cash to the resettler equivalent to replacement price of the old house based on the type of house structure, and the resettler can then buy the satisfactory commercial house in the market. The other is to build new house at old house site. According to Baise city's urban construction plan, the project owner will entrust through bidding the qualified construction unit to build resettlement houses. When the houses are completed and accepted, the resettler buy the house equivalent to the replacement price. If this resettlement way is used, the floor area of resettlement house will be determined with consideration of that of original house. The house price will be settled up with replacement price of old house and new house. If the floor area of new house is more than the original floor area, the excess portion should be settled up at the cost price of new house. If the original floor area is more than that of the new house, the excess portion of original area should be settled up at replacement price. According to preliminary survey, most of the households are not able to procure commercial house in the city and prefer the second choice. C. Construction of host site The host site is near the Linghe river at the end of reservoir. The deep foundation treatment and retaining wall protection is needed. The old houses should be demolished first and new ones built second. In the next stage, the project owner will entrust the qualified units to carry out the unified planning and construction.

5.7. Relocation Plan of Special Items

5.7.1. Relocation plant of industrial enterprise The inundation impact of Naji Navigaiton Complex will be mainly on Gonglou Coal Mining Co. By the field survey, the main influence after the reservoir impounding is on the coal loading system at Yuejing mine pit and Gonglou mine pit of the company and no impact on coal mining. After consulting with Gonglou Coal Mining Co., the project owner will pay compensation in cash for the coal loading system and the company will rebuild it at other place independently. In addition, according to relevant policies of "Guangxi Zhuang Autonomous Region Mining Resource Administration Stipulations", after consulting with the owner of the small mines, for Wei Wuba's mine, a new safe border of 11 Om from resercoir bank will be made for continuous mining, but the other four mines must be closed and enveloped before reservoir water storage in January, 2007.

5.7.2. Rebuilding plan of special items The special items affected by this project mainly include highway, bridge, power supply facilities, communication facilities, dock and water conservancy works, etc. In Jan. 2003, the responsible department of each special item carried out the survey on-the-spot and made clear the quantity of special items affected. In Feb. 2003, each responsible department put out the preliminary relocation scheme based on the reservoir inundation features and influence extend. For the next stage, each responsible department will go on for detail planning of relocation, and for the large-scale works the project owner will entrust qualified design unit for planning and design. (1) Highway and bridge

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The reservoir will flood 2.8km long Grade-4 road and 4.167km long sub-criteria highway in total. According to the field survey, the flooded sections are scattered, most of them being 50-100m long; therefore, each county (district) traffic department proposed preliminary schemes. For the shorter sections, raise the roadbed above El.1 16.Om and increase the culvert pipe at the drainage area; For the longer sections, re-route the road sections with due consideration of the needs of resettlers in production and living. According to specific design report, 5.22km long grade-4 road and 5km long sub-criteria highway will be relocated. The reservoir will flood 4 large and medium-sized bridges and 29 temporary bridges. According to the field survey, most bridges are necessary for the local peasants in production and living, thus, should be rebuilt. Based on the opinions of local cadres and masses, the new bridges will be built at the original place or nearby. According to specific design report, the restoration length of large and medium-sized bridges is 192 m for stride, and that of temporary bridges is 40 m. (2) Power supply facilities This project will impact mainly on the transmission line, including 115 poles/4944m of 220/380V power line, 46 poles/3711 m of 10kV power line, and ten 10kV river-crossing lines. Each county (district) power department put out the relocation scheme based on the reservoir inundation features: For the river-crossing lines, raise the pole height or set up tower to ensure enough safety; For the power line along the river, relocate the poles to higher places considering the need of production and living of resettlers. According to the preliminary estimation, 5.44km long 220/380V lines will be relocated, and 10kV line 4.08km. In addition, due to influence of dam construction, 0.29km long 220/380kV transmission lines will be relocated, 1.34km long 10kV lines will be relocated. (3) Telecommunication facilities This project will impact mainly on the outdoor overhead telecommunication line, including 107 poles / 6013m. The county (district) telecommunication department put out the relocation scheme based on the reservoir inundation features. Relocate the poles to higher places considering the distribution of resident spots. According to the preliminary estimation, a total of 6.61km long telecommunication lines will be relocated. In addition, due to influence of dam construction, 0.61 km long telecommunication lines will be relocated. (4) Dock The inundation of this project will impact on 4 simple piers owned by individuals and 8 goods-yard piers owned by enterprises. After consulting with the owner of piers, the cash compensation will be paid to the owners of simple piers to rebuild them at other places. For goods-yard piers influenced by reservoir backwater, they should be raised locally and consolidated. (5) Water conservancy works This project will mainly flood 41 pump stations (totally 2226.5kW) and urban water supply pipe (3.6km long) in Tianyang County. In addition, three pump stations ( totally 78.5kW) will be affected by dam construction. For the pump station, after negotiation with each village, the cash compensation will be paid to each village group to raise or rebuild at other places according to the need of production. For the urban water supply pipes, Tianyang Tap Water Company put out a preliminary relocation scheme, in which the flooded sections will be raised above El.116.0m, embedding pipes again. By the preliminary estimation, the relocation length is 4.2km and embedding new pipes 0.6km long.

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5.7.3. Traffic around reservoir restoration plan Due to the reservoir impounding, the traffic at both banks has a certain influence. Considering the conveniences of production and living for the residents at both banks and also for convenience of construction, it is planned to build a bridge near the dam-site, which will be used for construction during the construction period and used as the traffic bridge for local people after the project completion. Additionally, this project will affect the ferry pier of Gonglou coal mine. In order to ensure the safe operation of pier, the project construction unit will entrust the qualified construction unit to rebuild the underwater part and berth part of pier to recover the normal operation of pier according to the relative technical specifications. Aside, based on the field survey after the reservoir impounding, there in no large impact on passenger ferry around the reservoir so that no special treatment and additional passenger ferry is needed.

5.7.4. Reconstruction plan of municipal facilities For the municipal facilities, the reservoir wil flood two wastewater drainage channels of Baise city, i.e. Liutian drainage channel and Simatou drainage channel. Baise municipal planning department will plan to change the course or dredge the channel combining the plan of old city rebuilding.

5.7.5. Cultural relic protection planning The cultural relic in the inundation area is mainly of Neolithic sloping cultural ruins. Now, the project construction unit entrusted the cultural relic department of autonomous region to handle it. The cultural relic department of autonomous region excavated 1000m2 important area of the slope ruins and got some important valuable cultural relics based on the principle of helpful for the protection of cultural relics and project construction, and both for protection and excavation for the key area. 5.7.6. Protection Works Planning After water storage, parts of land along two banks of reservoir will be sumberged. In order to protect cultivated land, reduce inundation loss, relax the influence to production and living of local people, economic development and pressure of resettlement, the project construction unit will select some bank sections or branch river for centralized protection with economic and reasonable engineering measures. Reservoir protection project has 3 forms, which are raising project, filling project and reservoir bank protection. According to reservoir survey and statistics of inundation, cultivated land is centralized, inundation is rather shallow. Protection is comparatively easy for Fulu River, Weidong area and Nayin, which is at upriver of hinge. It is planned to implement raising protect at Fulu River, filling protect at Nayin and Weidong area, and reservoir bank protection measures will be adopted at the sections with hidden trouble of collapse. The details are in the specific report of "Premilinary Design for Naji Navigation Key Reservoir Area Protection Project'. A. Raising project along banks of Fulu River Fulu River is in the reservoir area, right bank of Youjiang River, up of the river there is a Fulu River power station of Grade Five. Along banks of Fulu River, there are large pieces of basic farmland protection area high between 112m and 116m, belonging to inundation scope. The total raising area is 360000m2 (540mu). Determination of raising height: according to backwater calculating results, backwater height of Fulu River mouth is 115.09m, considering raising height of capillary water may be 0.8m to 1.0m, the tilling land may be 0.5m thick, thus the raising height should be 116.39m to 116.59m. To meet the needs of cultivation, the integrated raising height is 116.50m.

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Main project quantity: for the raising project, the cultivated land surface dug away and backfilled is 216000m3 , and 400000m3 is increased for backfill, stone retaining wall 17000m3. B. Nayin and Weidong filling project scheme Nayin and Weidong filling project is located at Weidong gulch, about 1.5km away from the project axis at the right bank, near the old petroleum station of Tianyang County. Nayin filling project is 161150m2, 242mu, to a height of 117.00m, backfill earthwork is 664000m3 . At the side facing water, protecting stone bank will be built, the bank is 1153m long, need 1153m3 slurry and stones, 6100m 3 straining layer, and will excavate earth of 61OOm 3. Weidong filling project is 133600m 2, 200mu, to a height of 117.00m, backfill earthwork is 661400m3. At the side of Nayin filling area, places will be left a drainage ditch. At the facing water side of the filling area, protecting stone bank will be built, which is 1660m, need 15700m3 , straining layer 7450m , and will excavate earth of 6940m3. Land filling for Nayin and Weidong filling project is totally 29500m2 , 442mu. And the earth filling will be 1325400m3 , the protecting stone bank is totally 2815m. C. Slope collapse protection measures According to estimation, after reservoir opration, the bank with poor geological condition is easy to slide, for necessary protection measures will be adopted for the sections with hidden trouble. Based on whether the buildings along the banks will be affected, collapse defending bank is devided into two types: common protecting measures and building retaining wall for protection. According to geology survey, for river bank of 1112 and IV2 type, common protecting project is OK. This type of river bank belongs to step slope, made up by No.4 loose earth, totally 13565m long. The type of slope is generally steep of angle between 450 and 750, and vegetation there is liable to be washed out for normal growth, landslip is very serious. At present, on the backside land of the bank section, there are no facilities like households requiring absolutely necessary protecting measures. So for this king of slope, according to concrete condition, measures of cutting slope, reducing the load and and growing plants will be adopted. For those bank sections which will affection living buildings, if less than 35m from the bank in the reservoir residential area, retaining wall will be built for protection, the precise position is at the district of Zhongdongdan-Baise Palaestra.

5.8. Reservoir bottom cleaning plan The reservoir water surface area is 17.27km2, flooding different type of house and its attachments, grave, woods and scattered fruit tree, special items and other ground buildings. The reservoir bottom should be cleaned in order to avoid these objects remaining in the reservoir to impact on reservoir operation and pollute water quality. According to the requirement of local sanitary department, the pollution source in reservoir area should be sterilized. Including relocation and clearing the buildings below the removing line; sterilize lavatory, manure pit, pig and cattle fence as well as grave; cut trees below the normal storage water level and tree branches and dried woods should be destroyed locally by melting or burning. According to the actual condition of reservoir and the requirement of "Design Specification for Reservoir Inundation Treatment Plan", the bottom cleaning should include the following contents; A. Sanitary epidemic prevention

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The sanitary epidemic prevention should be performed under the guidance of local sanitary epidemic prevention department. (1) Manure pit and methane tank Totally, 13 manure pits and 14 methane tanks will be flooded. The feculence in pit and tank should be shipped out the reservoir area and the pits and tanks be sterilized with lime, 1kg for 1 m2, and filled and tamped with earth. (2) Livestock fence 257.93 m2 of livestock fence will be flooded, and the handling method is the same as the manure pit. (3) Graves Totally, 57 graves will be flooded, in which the grave was buried within 15 years should be moved out. The coffin pit should be sterilized with chloride of lime, 1kg for 1 pit, and filled and tamped with earth. B. Trees clearance The reservoir will flood 167.60mu garden, 4.31mu woods land. Totally, 171.91mu field and 114381 scattered trees should be cleared out. Before the reservoir impounding, all types of surface plants in garden and trees should be felled completely and transported outside the reservoir. When woods are felled, the cutting position should be as near as possible to the ground, and the remaining stub must not exceed 0.3m. The tree branch and dried up wood should be shipped out, or burn it locally or use anti-floating measures before the impounding. C. Removal of buildings Totally, 12962.56m2 of house area should be cleared and it should be dismantled according to different structure of house. The useful material should be fully used and unuseful part could be destroyed artificially, push-down and the remaining part should not exceed 0.5 m above the ground. The easy-floating material should be treated with the requirement of sanitary epidemic prevention criteria. Affiliated building including fence, scattered animal circle, manure pit, well, stove and biogas tank, etc. should be demolished together with house; Wall and affiliated house should be overturned, and well be blocked, filled and covered. D. Removal of special items The special items include communication line of post and telecommunications, power transmission line, bridge, electric pumping station, temporary bridge, and loading and unloading system of coal mine. By the influence of reservoir, it is need to clear 6013m communication line, 8655m power transmission line, 4 bridges of, 29 temporary bridges, 41 pump stations, 2 coal loading systems. The clearance of all special items should be finished before the reservoir impounding.

5.9. Engineering measures for environment protection The environment protection measure for this project is mainly to alleviate or eliminate the unfavorable influence by land acquisition and resettlement to resettlers and the environment protection measures including water and soil protection, water environment protection, terrestrial animal and plant protection, living rubbish handling, crowd health protection, environmental supervision, etc. In Dec. 2002, the Environment Protection Scientific Research Institute of Guangxi Zhuang Autonomous Region and Guangxi Power

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Industry Investigation and Design Research Institute put out the following environment protection measures after their detail analysis based on the field survey, the characteristic of project and local conditions.

5.9.1. Water and soil protection measures The water and soil protection is the prevention first and treatment second, combining with water and soil protection and the safety of project construction. With effective measures of prevention and treatment, the design and construction of water and soil protection facilities should be performed at the same time with the main project to reduce the water and soil loss caused by the construction, improve the regional ecological environment and guarantee the safe operation of main project. The water and soil protection measures are divided mainly as the project measures and biological measures, as well as the construction organization design and construction management during the construction. (1) Prevention measures in main project area The main project design has included the project with water and soil protection function; mortar masonry retaining wall, protection slope and drainage project, etc, basically, there is no water and soil case after completion of the project. The water and soil loss is mainly occurred in the construction period. Therefore, it is mainly to stress the construction management and organize reasonably the construction to reduce the water and soil loss; Protect properly the vegetation in the construction area and along the road; Arrange reasonably construction time and avoid the earth excavation of dam foundation, house base and roadbed in storm season; Take measures as soon as possible to protect new excavation surface to reduce rainwater erosion; Design reasonably the borrow area and try the best to use the excavated earth and rock by the construction. Plant suitable trees and grass at powerhouse area and dam abutments to prevent the water and soil loss. The tree type is large leaf longing-tree, 4320 trees in total and 6.91ha grass area. (2) Construction area for traffic road Set drainage ditch, culvert, retaining wall at road shoulder and protection slope along the road. The protection slope adopts square shape mortar masonry framework covered with greensward. Plant trees along two sides of road, 19.28km long with 4820 trees. Plant the quick-growth grass seeds in excavated area and 1.5m near the road, with planting area of 2.9 ha. (3) Auxiliary works area Because this area is temporary land occupation, basically, there is no water and soil loss during the operation period and happed possibly during the construction and dismantling period. Adopt mainly leveling and compacting and ground in the auxiliary works area, build retaining wall and harden the ground, set drainage ditch and masonry wall of 12866m3. After the completion of construction, clean the pollutants in drainage ditch and afforest 9.06 ha. with 13440 Rendou-trees and grass area of 21.51 ha. (4) Spoil area Because the spoil area of this project is by ditch-storage type and the spoil is mixed with rock and earth, therefore, the retaining wall is used for water and soil protection scheme. The retaining wall is 7m high with drainage hole in quincunx shape. The spoil slope will be cut by

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1: 2. The cut-off ditch will be set upstream the spoil area and drainage ditch at both sides to prevent locally flood erosion. The construction of drainage ditch and retaining wall should be built before spoil stocking and spoil stocking slope be controlled in stable range. When the top of spoil area is formed it is need to take green measures to prevent surface erosion by water and soil loss; Cover 0.4m thick soil on the surface and plant bush and trees of good effect for water storage, with 19219 trees and grass area of 29.2 ha. (5) Borrow area The soil should be excavated horizontally and excavation slope controlled in the stable slope, slope protection on the soft and weak surface and cut-off ditch used near the borrow area. After leveling, plant trees and grass with 1500 trees and grass area of 2.4 ha. (6) Quarry Cut-off ditch should be set near the quarry and the pit backfilled when the construction is finished. Cover 0.4 m thick earth on the surface and plant grass with an area of 1.05 ha after leveling. (7) Host site The design of host site has included the facilities with water and soil protection function as drainage ditch, mortar masonry retaining wall and protection slope, totally, 800m drainage pipe and 1125m3 retaining wall and slope protection works. Plant suitable trees around house and open area as longan and mango etc., with green area of 0.2 ha. If the resettlers open up wasteland or change the dry land into paddy field in the host site, slash and denudation is forbidden and reclamation on the slope over 250 is not allowed. When open up wasteland in gentle slope below 25 degree, the reclamation should be along the contour and determine the width of terraced field and bank according to the specific natural property. Mainly, plant jungle on the low banks and mulberry and tea trees on the place with thick and fertilized layer to intercept precipitation, control soil loss and maintain land fertility; Besides, set cut-off ditch in wasteland at upside of farmland, build erosion-proof woods at upside of cut-off ditch and create small storage pool or small reservoir in low-lying place. At the same time, strengthen the forest management and carry out national regulations strictly; Adjustment the forestry structure to plant reasonably economic forest, shelter-forest and firewood to let the forest resource to be used and developed continuously. (8) Reservoir bank collapse and immersion handling According to the variation condition of bank condition and water level, the protection should be made for key sections that have possibly heavy impact on resident spot, industrial enterprise or reservoir operation. Mainly, it is protected by slope cut with mortar masonry protection and bamboo planting. Dig ditch and set sump pit in immersion area combining with pumping operation to lower the soakage line to avoid the impact on agriculture crops growth, with protection area of 40 ha.

5.9.2. Water environment protection measures The water environmental protection is mainly for protection of water quality during the operation period of the project including: (1) Control the discharge criteria of sewage from each industrial enterprise at Baise city in particular and only the comprehensive discharge criteria meeting the grade-1 or corresponding trade discharge criteria is allowed to discharge into Youjiang river; (2) A new sewage treatment plant with capacity of 34000Vtd will be set in Baise city to handle urban living water and industrial sewage. For the scattered village along the bank, use septic tank to treat living wastewater for fertilizer. For small towns with

119 RESE77LEMENT ACTION PLAN relatively centralized crowd, adopt simple sewage handling device to treat living sewage, and discharge wastewater after meeting the criteria; (3) Perform properly the regular section monitoring and water quality management in reservoir area; (4) All boats should have oil-water filter under normal operation condition. When the oil content of wastewater is over 15mg/L, it should stop automatically for discharge. 5.9.3. Terrestrial animal and plant protection According to the survey of vegetation ecological environmental, the forest vegetation around the reservoir area has fully degenerated. The land utilization is mainly for farming, reclamation intensity of floodplain is big and the service function of ecological environment in reservoir area is dropped obviously. In order to speed the restoration of vegetation, improve the ecological environment and ensure the ecological safety around the reservoir area, take the following measures: (1) Strengthen the construction of ecological shelter-forest system around reservoir area and along Youjiang river; (2) Control land expansion and grip atrophy of forest land; (3) Restore the vegetation on river plain and stop farming on rover plain. In addition, the construction of this project will certainly result damage of survival environment of wild animal in reservoir area and the project construction unit should adopt specific measures; (1) Select comparatively a place with gentle bank slope, wide eyeshot, few human activities to build an artificial pool to increase an area for wading birds for looking for meal; (2) Strengthen the publicity of environment protection to local masses and construction people, and educate the masses not catch the wild animal in reservoir area; (3) Organize patrolling along the river to avoid some person hunting animal, or disturbing too much and try to keep more existing animal to live in reservoir area.

5.9.4. Handling measures for living rubbish The living rubbish of construction area is not allowed to stack at will, which should be centralized for storage, shipped out timely to the rubbish deposit area. The rubbish deposit area should be covered with earth by layers. The rubbish deposit area is set at a gully at 2km to the living area on the left bank. The masonry retaining wall is used to stop the rubbish and sewage discharging into the river; The living rubbish of resident area along the reservoir should also be centralized for storage and removed timely, forbidding strictly to dump living rubbish or sewage into the river.

5.9.5. Health protection measures The health protection measure is aimed to the population in the construction area. The project construction unit will entrust the local sanitary department of epidemic prevention to control efficiently the diffusion of infectious disease. Take following measures mainly: (1) Extinguish mosquito, fly and rat to control the infection source, cut off its diffusion channel and decrease disease; (2) Perform the sanitary quarantine for the people who enter into the construction area and do regular physical examination to prevent and control disease spreading in time. All necessary immunity medicaments should be equipped in the clinic and medical station, and strengthen the prevention of disease; (3) Strengthen the management and supervision of food hygiene in the construction area; (4) Control the quality of drinking water, and educate the construction people to have good sanitary habit, and do not drink un-boiled water in order to avoid disease. Additionally, the project construction unit, supervision unit and construction unit and other units at different levels for construction should set up the safe operation leading group to strengthen the safety education to construction persons, and install visible safety-notice in the dangerous areas.

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5.9.6. Environmental supervision The environment supervision includes two stages of construction period and operation period. Its purpose is to find out the variation level and influence scope of environmental quality in the construction area resulted by the construction, the environmental quality in the operation period, to feedback information in time to the responsible department and to offer the scientific basis for the environmental management of project. The supervision of environmental factors includes water and soil loss, water quality, air, noise, spoil and crowd healthy, etc. The layout of supervision section, position and supervision times should fully reflect the change of pollution source and the change of environment. See "Environmental influence statement" for the specific supervision mode.

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6. COMPENSATION ESTIMATION OF LAND REQUISITION AND RESETTLEMENT The estimated compensation for land requisition and resettlement of Naji Navigation Complex Project is 202.9731 million Yuan, including 115.8426million for reservoir inundation area, 7.6320 million Yuan for construction site, 61.0464 million Yuan for independent cost, and 18.4521 million Yuan for physical contingency. Details are in Table 6-1. Summary of Compensation Estimation Table 6-1 Description Amount (104 Percentage Remarks Yuan) (%) 1. Budgetary compensation forreservoir inundation 11584.26 57.1

area______1. Rural resettlement 6657.78 1.1 House relocation 260.23 1.2 Infrastructures in host area 6.27 1.3 Land requisition 6267.14 1.4 Compensation for land temporarily used for 124.14 raising 141 2. Urban resettlement 337.87 2.1 House relocation 93.00 2.2 Infrastructures in host area 45.90 2.3 House relocation and moving 199.87 3. Rebuilding of special items 4240.36 3.1 Industrial enterpnses 610.00 3.2 Industrial facilities 1252.62 3.3 Traffic restoration in reservoir periphery 10.00 3.4 City infrastructures 482.00 3.5 Historic relics protection 45.24 3.6 Investment for protection works 1840.50 4. Cleaning of reservoir bottom 11.35 4.1 Clearing off existing structures 2.55 4.2 Sanitary cleaning 0.09 4.3 Tomb removing 0.17 4.4 Clearing off woods and stubs 6.81 4.5 Clearing off others and floating prevention 1.73 61. Environmental protection works 336.00 Based on EIA (including resettlement site) II. Construction site 763.20 3.8 1. Rural resettlement 749.36 1.1 House relocation 90.10 1.2 Infrastructures in host area 7.62 1.3 Land requisition 331.87 1.4 Compensation for temporanly used land 319.77 2. Rebuilding of special items 13.84 Ill. Independent expenditures 6104.64 30.1 1. Overhead of project management 728.50 Based on 'Methods of Cost Estimation Prepa- ration and 1.1 Project construction 61.74 Calculation Criteria for Hydropower Projects"

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Summary of Compensation Estimation Table 6-1 (to be continued) Description Amount (104 Percentage Remarks Yuan) (% 1.2 Land requisition and resettlement 407.46 1.3 Supervision 185.21 1.4 Consulting service fee 61.74 1.5 Fee for tech. & economic review 12.35 2. Resettlement monitoring and evaluation 123.47 Based on the rele- vant specification of the WB. 3. Support to vulnerable groups 33.90 4. Overhead for land requisition 138.64 Based on No. 39 circulation doc. of the Region 5. Taxes and other fees 5080.13 5.1. Tax on plowland occupation 1445.83 Based on methods of taxes on plowland occupation 5.2. Fee for plowland reclamation 3633.44 Based on No. 39 circulation Based on [2002] No.73 5.3 Fee for forest restoration 0.86 circulation doc. of MOF and . State Forestry Bureau IV. Total investment 1. Sum of item I and III 18452.10 2. Physical contingency 1845.21 9.1 10% of Item IV 1. 3. Static project investment 20297.31 4. Price contingency 0.00 Not considered. 5. Loan interest in construction period 0.0 Listed in the total project cost 6. Total investment 20297.31 100

6.1. Basis of Cost Estimation Preparation

(1) Land Administration Law of the People's Republic of China (in effect since Jan. 1s' 1999) (2) Interim Regulations of the People's Republic of China on Taxation of Plowland Occupation (3) Implementation Method of Guangxi Zhuang Autonomous Region for Land Administrative Law (Approved by the 2 5 'h Session of the Standing Committee of Ninth

Regional People's Congress on July 2 9 th 2001) (4) Interim Regulations of Guangxi Zhuang Autonomous Region on Levying Four Kinds of Compensation Fees for Requisition and Occupation of Forest Lands (5) Notification on Transmitting "Interim Method of Guangxi Zhuang Autonomous Region for Land Requisition and House Relocation for Key Capital Construction Projects" Prepared by Regional Planning Committee and Other Regional Governmental Departments (circulation document Guy Fa [2000] No.39 issued by the government of Guangxi Zhuang Autonomous Region) (6) Notification on Issuance of Basic Criteria of Average Yearly Output Value and Resettlement Criteria of Guangxi Zhuang Autonomous Region for Requisitioned Land for Capital Construction Projects (Gui Ji Fagui [2002] No.274) (7) The indexes in kind of project-affected objects and data and information provided by

123 RESE7TLEMENT ACTION PLAN the design institute

6.2. Principle of compensation (1) The compensation for land requisition and resettlement compensation should be computed and determined based on the Implementation Method of Guangxi Zhuang Autonomous Region for Land Administrative Law and the Interim Method of Guangxi Zhuang Autonomous Region for Land Requisition and House Relocation for Key Capital Construction Projects" Prepared by Regional Planning Committee and Other Regional Govemmental Departments. (2) The compensation criteria of houses should be based on the replacement price of the local area and that of appendages on the actual prices. (3) The rebuilt special items should be restored to their respective scales, criteria and functions as before relocation, and the compensation should be determined in accordance to the actual restoration.

(4) The compensation criteria of the scattered trees should be determined on the basis of actual value and the cost of transplantation.

6.3. Compensation Estimation The compensation estimation for land requisition and inhabitant resettlement of the project is calculated in two categories, i.e., reservoir inundation area and construction site.

6.3.1. Reservoir inundation area The compensation for the reservoir inundation area includes those for rural resettlement, urban resettlement, rebuilding of special items, cleaning of reservoir bottom and environmental protection works. According to the relevant resettlement policies and regulations, the compensation of above items is detailed as follows. 6.3.1.1. Compensation of rural resettlement The compensation of rural resettlement includes those for house relocation and moving, infrastructure in host areas and land requisition. It is totally 66.5778 million Yuan. A. House relocation (1) Compensation of houses and appendages According to the compensation criteria indicated in Chapter 4 herein, the compensation of houses and appendages in the reservoir inundation area is 915200 Yuan. Details are shown in Table 6-2.

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Compensation of Houses and Appendages in Reservoir Inundation Area Table 6-2 Compensation criteria Compensation Description Unit Quantity C (Yuan per unit) (104 Yuan) Total 91.52 1. House 86.24 1.1. Brick-concrete m2 992.35 300 29.77 1.2. Brick-wood m2 2056.22 210 43.18 1.3. Clay-wood m2 477.79 120 5.73 1.4. Simple house m2 944.86 80 7.56 2. Appendage 5.28 2.1. Pig and cow pen m2 257.93 50 1.29 2.2. Brick fence m2 304.99 20 0.61 2.3. Brick sunning ground m2 0 15 0.00 2.4. Cement sunning ground m2 712.44 20 1.42 2.5. Telephone set set 5 150 0.08 2.6. Cable TV household 5 70 0.04 2.7. Methane pool no. 14 1200 1.68 2.8. W.C. no. 8 200 0.16

(2) Compensation of scattered trees and tombs According to the compensation criteria set in Chapter 4 herein above, the compensation of scattered trees and tombs is estimated to be 1.6763 million Yuan. Details are shown in Table 6-3. Compensation of Scattered Trees and Fruit Trees Table 6-3

Type of trees Unit Quantity Compensation criteria Compensation (104 Yuan) (Yuan per unit) ______1. Fruit tree 146.63 1.1. Longan no. 6653 40 26.61 1.2. Lichee no. 1438 45 6.47 1.3. Mango no. 16974 25 42.44 1.4. Almond no. 116 20 0.23 1.5. Banana 69062 10 69.06 1.6. Others 1824 10 1.82 2. Other Trees 21.00 2.1. Bamboo clump 10850 10 10.85 2.2. Ceiba no. 960 10 0.96 2.3. Eucalypt no. 2377 30 7.13 2.4. Chinaberry no. 1627 5 0.81 2.5. Others no. 2500 5 1.25 Grand total 167.63

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A total of 57 tombs will be removed, compensation for each is 120 Yuan, the total is 6800 Yuan. (3) Moving subsidy The subsidy for household moving includes the goods loss; transport, medical expenses and work delay during moving. For rural displaced household, one time moving is considered, and the subsidy criteria is 300 Yuan per household. For this project, a total of 14 rural households will be relocated, the total compensation is 4200 Yuan. As for the new houses will be built before household moving, the transition subsidy will not considered. B. Infrastructures in host areas (1) Land requisition for new houses According to the preliminary resettlement plan, house plot of 150m2 will be allocated at host areas for each of placed households, a total of 3.15 mu land is required. The house plots will be generally arranged at dry land. The compensation criteria for requisitioned land is 9680 Yuan per mu (relevant taxes and fees added separately), the total land compensation for new houses is 30500 Yuan. (2) Ground leveling The house plots in rural host areas will be leveled by the relocated households according to their wishes. The compensation for ground leveling is tentatively estimated at 1500 Yuan per household, the total is 21000 Yuan.

(3) Electricity and water supply The compensation of electricity and water supply at the host areas is tentatively estimated at 800 Yuan per household, the total is 11200 Yuan.

(4) Access roads for host areas The host sites for displaced households are arranged nearby the rural roads. As the access roads to and from the host site can be built in combination of the ground leveling of the host sites, no separated compensation will be considered. C. Compensation for land requisition The compensation for land requisition for the project mainly cover the land compensation and resettlement compensation, which is totally 62671800 Yuan, Details are shown in Table 6-4.

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Summary of Compensation for Land Requisition in Reservoir Inundation Area Table 6-4

Total Compensation for T,anyang Compensation for Youjiang Type of land compens Rural collective- owned land State-owned land Rural collective-owned land State-owned land ation Sub- total Sub- total Qun'ty Criteria Amount Qun'ty Criteria Amount Qun'ty Criteria Amount Qun'ty Criteria Amount 1. Plowland 5566.80 1993.77 1351.33 1554.88 611.06 438.89 3573.03 1692.84 2006.53 2184.72 1566.50 1.1 Paddyfield 1494.78 440.38 325.87 13236 431.32 9.78 9266 9.06 1054.40 665.99 13236 881.50 186.60 9266 172.90 1.2 Dry land 4072.02 1553.39 1025.46 1123.56 601.28 429.83 2518.63 1026.85 1125.03 1998.12 1393.60 1.2.lSugarcane 1574.56 745.01 521.97 12188 636.18 127.55 8532 108.83 829.55 522.49 12188 636.81 225.9 8532 192.74 field _ _ _ _ 1.2.2 Other dry 2497.46 808.38 503.49 9680 487.38 473.73 6776 321.00 1689.08 504.36 9680 488.22 1772.22 6776 1200.86 land 2. Garden plot 227.19 79.12 54.40 14128 76.86 2.29 9889 2.26 148.07 90.46 14128 127.80 20.5 9889 20.27 3. Fish pond 73.54 22.01 14.79 14883 22.01 0.00 10419 0.00 51.53 25.46 14883 37.89 13.09 10419 13.64 4 Open forest land 0.75 0.35 2.01 1760 0.35 0.00 1232 0.00 0.40 2.30 1760 0.40 0.00 1232 0.00 5. Land with 8.24 3.41 7.61 4400 3.35 0.18 3080 0.06 4.83 2.55 4400 1.12 12.06 3080 3.71 structuresII 6. Other land 390.66 92.63 518.58 880 45.64 762.81 616 46.99 298.03 791.84 880 69.68 3706.92 616 228.35 Grand total 6267.18 2191.29 1948.72 1703.09 1376.34 488.20 4078.52 2607.75 2246.05 5937.29 1832.47

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D. Compensation for land temporarily used for raising By calculation, compensation for this is 1241.4 thousand yuan, the details are in Table6-5. Summary of Compensation for Temporary Land Occupation for Raising Table 6-5 Total of Tianyang county Youjiang distnct Description Unit compensati on Qun'ty Criteria Amount Qun'ty Criteria Amount Total 124.14 187.36 41.36 396.10 82.78 1. Plowland mu 117.85 167.31 35.20 395.70 82.65 (1) Paddy field mu 89.21 124.7 2206 27.51 279.68 2206 61.70 (2) Dry land mu 28.64 42.61 7.69 116.02 20.95 In which: Sugarcane field mu 3.53 4.3 2216 0.95 11.66 2216 2.58 others mu 25.11 38.31 1760 6.74 104.36 1760 18.37 2. Garden plot mu 4.66 14.01 3232 4.53 0.4 3232 0.13 3. Fish pond mu 1.63 6.04 2706 1.63 0 2706 0.00

6.3.1.2. Compensation of urban resettlement The compensation of urban resettlement includes house relocation and infrastructure in host sites. The total compensation is estimated of 3378700 Yuan. A. House relocation The compensation for urban house relocation covers houses of urban households and enterprises and institutions. (1) Houses and appendages of urban households and enterprises and institutions According to the compensation criteria set in Chapter 4 herein above, the compensation of relocated houses and appendages of urban households and enterprises and institutions is 2775200 Yuan, which is detailed in Table 6-6. Compensation for Relocated Urban houses and Appendages Table 6-6 Descnption Unit Quantity Compensation critea Amount ( 104 Yuan ) per unit) Aon 1 un Total 277.52 1. House relocation 89.47 1. Houses 86.43 1.1. Brick-concrete m2 2017.87 360 72.64 1.2. Brick-wood m2 537.25 252 13.54 1.3.. Simple house m2 25.65 96 0.25 2. Appendages 3.04 2.1. Brick sunning ground m2 16.44 20 0.03 2.2. Cement sunning ground m2 0.00 20 0.00 2.3. Tap water Household 17 1500 2.55

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Compensation for Relocated Urban houses and Appendages Table 6-6 (to be continued) Description Unit Quantity Compensation cntera (Yuan Amount ( 104 Yuan) per unit) ______2.4. Cooking range ea.. 15 60 0.09 2.3. Telephone set set 14 150 0.21 2.6. Air conditioner set 4 120 0.05 2.7. Cable TV set 16 70 0.11 II. Enterprise and institution 188.05 1. House 183.87 1.1. Brick-concrete m2 4399.14 360 158.37 1.2. Brick-wood m2 706.13 252 17.79 1.3. Simple house m2 802.82 96 7.71 2. Appendages 4.18 2.1. Alcove m2 42.99 150 0.64 2.2. Brick fence m2 274.6 20 0.55 2.3. Cement sunning ground m2 1445.69 20 2.89 2.4. W.C. no. 5 200 0.10

(2) Subsidy for moving The subsidy for moving includes the goods loss, transport, medical expenses and work delay during moving. For urban household displacement, two times of moving is considered, and the subsidy criteria is 600 Yuan per household. For this project, a total of 18 urban households will be relocated, the total compensation is 10800 Yuan. The subsidy for moving of enterprises and institutions will be finally determined after the project owner consults with each of them. For cost estimation purpose, it is tentatively calculated by 20 Yuan per square meter, and the total is 118200Yuan. (3) transition subsidy As the new houses will be built at the original site and the old houses will be demolished before new ones are built, the resettled urban households will receive transition subsidies. The transition subsidy will be at a rate of 240 Yuan per person. Up to the year designed for house relocation, a total of 102 persons will be displaced, and the total subsidy is 24500 Yuan. B. Infrastructures (1) Land requisition for new houses As the new houses will be built at the original site, no land requisition will occur. (2) Ground leveling The site is by the river at the end of the reservoir, where the geological conditions are in poor condition. Therefore, the ground foundation should be deeply reinforced, together with retaining walls, for which the tentative cost estimation is 450000 Yuan. (3) Electricity and water supply

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Tentatively, 500 Yuan is estimated for each household, totaling 9000 Yuan. 6.3.1.3. Rebuilding of special items By this stage of the project, the project owner has entrusted the competent organizations or design units to work out the preliminary rebuilding schemes of respective special items and the corresponding cost estimate. In accordance with the detail rebuilding design and the budget. The tentative cost estimate thereof is 42403600 Yuan. A. Compensation of enterprise and institution relocation The loading and unloading systems for coal storage at Yaojin and Gonglou pit of the Gonglou Coal Mine are the key items to be inundated by the reservoir. After consultation with the Gonglou Mining Bureau, a total of 5.5 million Yuan will be compensated for rebuilding of the loading/unloading system and moving of useable equipment, etc. In addition, for the individual small mines, compensation of 600 thousand yuan will be paid at a time. So compensation for enterprises and institutions relocation is 6100 thousand yuan. B. Compensation of special items According to the tentative rebuilding schemes of various affected special items, the investment thereof is 12526100 Yuan, which is detailed in Table 6-7. Summary of Compensation for Special Items Table 6-7 Description Unit Quantity Compensation crteria (Yuan/ per Amount unit) ( Yuan) Total 1252.61 1. Highway and bridge 645.00 2. Electricity facility 84.00 2.1 220/380V transmission km 5.44 25000 13.60 line 2.2 10kV transmission line km 4.08 50000 20.40 2.3 Transmission line line 10 50000 50.00 cross- ing river 3. Overhead km 6.61 43000 28.42 telecommunication line 4. Dock 164.00 4.1 Simple-equipped wharf No. 4 10000 4.00 for coal ______4.2 dock for goods No. 8 200000 160.00 5. Irrigation works 331.19 5.1 Electric-driven pump kW 2226.5 450 100.19 station I ______I______5.2 Water supply conduit Ikm 4.2 550000 231.00

C. Compensation for restoration of accessibility around reservoir According to the plan, the restoration of accessibility around the reservoir requires 100000 Yuan, including the access bridge upstream the dam site that is mainly for construction of the project. Therefore, this amount of compensation is included in the cost of main project structures and will not listed in the cost estimation of project resettlement. It is estimated that a compensation of 100000 Yuan will be paid to the Gonglou Coal Mine for rebuilding or treatment of its underwater part of the ferry dock and berthing part.

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D. Compensation for city infrastructures The city infrastructures affected by reservoir inundation will mainly involve two sewage conduits in Baise City. According to the proposed rebuilding scheme of the Baise City Planning Department, a total of 4.82 million Yuan will be compensation for dredging and rebuilding of the conduits. E. Compensation for historic relics protection According to the actual expenses incurred from unearthing and protection of the relics by cultural relics protection group of the Region, the compensation is 452400 Yuan. F. Investment to protection works According to particular layout of the design unit for reservoir protecting project, and on the basis of ration worked out from project budget, total investment for reservoir protection works is 18405 thousand yuan, in which 3787 thousand yuan for Nayin filling project, 4295.5 thousand yuan for Weidong filling project, 9822.5 thousand yuan for Fulu River raising project, and 500 thousand yuan.for bank collapse defending. 6.3.1.4. Reservoir bottom clearance fees Combining with the reservoir bottom clearance program, the reservoir bottom clearance cost is 113500 Yuan, including 25500Yuan of clearance cost for building material, 900 Yuan for sanitary clearance cost, 17000 Yuan for grave clearance cost, 68100 Yuan for woods clearance cost and 17300 Yuan for floating material treatment. See Table 6-8 for details of each item. Cost Estimate for Reservoir Bottom Clearance Table 6-8 [Description Unit Amount Unit price Sum (x 104)

Total 11.35 1. Clearance of building 2.55 1.1 Clearance of brick-concrete house m2 7409.36 1.7 1.26

1.2. Clearance of brick-wood house m2 3299.60 1.5 0.49 1.3. Clearance of earth-wood house m2 480.27 1.4 0.07 1.4. Clearance of simple house m2 1773.33 1.3 0.23 1.5. Clearance of other attachments 1 5000 0.50 2. Clearance of sanitary 0.09 2.1. Manure pit 13 15 0.02 2.2. Methane tank I 14 25 0.04 2.3. Circle m2 257.93 1.2 0.03 3. Clearance of grave 57 30 0.17 4. Clearance of woods 6.81 4.1. Clearance of trees 103531 0.5 5.18 4.2. Clearance of bamboo 10850 1.5 1.63 5. Clearance of other items and floating kM2 17.27 1000 1.73 material kmI 17.27 1000 .73

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6.3.1.5. Environment protection cost According to the estimate made by the Environment Protection and Scientific Research Institute Guangxi Zhuang Autonomous Region and Guangxi Power Industrial Investigation and Design Research Institute, the total investment of this project for environment protection is 3360000 Yuan, including 1200000 Yuan for water and soil protection, 700000 Yuan for water environment protection investment ( excluding the cost for sewage treatment plant), 250000 Yuan for terrestrial animal and plant protection, 140000 Yuan for living rubbish handling, 350000 Yuan for population health protection and 720000 Yuan for the environment supervision. According to the calculation above, the compensation budget for reservoir inundation of Naji Navigation Complex is 11584.26 x104 Yuan. See Table 6-13 for details.

6.3.2. Compensation budget for construction site 6.3.2.1. Compensation for rural resettlers The rural resettlement compensation cost is mainly for removal compensation, fees for construction of infrastructures, land compensation and compensation for temporary land occupation. By calculation, rural resettlement compensation is totally 7493.6 thousand yuan. A. Compensation fee for housing removal (1) Compensation for houses and auxiliary facilities On the basis of the compensation criteria for houses and auxiliaries assured in Chapter 4, the kind of compensation is 745.9 thousand yuan, the details are in Table 6-9. Summary of Compensation for Rural Houses and Auxiliaries Removal Table 6-9 Items Units Quantity Compensation criteria Compensation fund (yuan) (10 thousand yuan) Total 74.59 1. Housing compensation 65.45 1.1. houses of brick mixture m2 479.07 300 14.37 1.2 . houses of brick and m2 1560.36 210 32.77 wood structure 1.3. houses of earth and m2 1516.49 120 18.20 woodm 1.4. simple houses m2 13.63 80 0.11 2. Compensation for auxiliaries 9.14 2.1. pig and cow fence m2 556.93 50 2.78 2.2. brick fence m2 735.9 20 1.47 2.3. brick sunning ground m2 1194.19 15 1.79 2.4. cement sunning ground m2 111.29 20 0.22 2.5. telephones set 11 150 0.17 2.6. cable TV household 1 70 0.01 2.7. methane pool Set 10 1200 1.20 2.8. lavatory Set 10 1500 1.50

(2) Compensation for scattered trees and graves

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On the basis of the compensation criteria assured in Chapter 4, compensation for scattered fruit trees is 113.6 thousand yuan, the details are in Table 6-10. Summary of Compensation for Scattered Fruit Trees Table 6-10 Type Unit Quantity Compensation(yuan) criteria (10Compensation thousand yuan) fund 1. Fruit trees 10.79 1.1. longan Pole 1331 40 5.32 1.2. litchi Pole 74 45 0.33 1.3. mango Pole 1592 25 3.98 1.4. flat peach Pole 61 20 0.12 1.5. banana 735 10 0.74 1.6. others 303 10 0.30 2. Other tree 0.57 2.1. bamboo Cluster 191 10 0.19 2.2. ceiba Pole 57 10 0.06 2.3. eucalypt Pole 0 30 0.00 2.4. Chinaberry Pole 512 5 0.26 2.5. others Pole 110 5 0.06 Total 11.36

For the project construction, 302 graves need to be removed, calculating by 120yuan for each, totally 36.3 thousand yuan. (3) Removal subsidy calculating by 300yuan/household for housing removal compensation, totally 170 households were involved, so the removal subsidy is 5100 yuan. Since it is considered to build new houses before relocation, no transferring subsidy is listed. B. Fees for construction of infrastructures (1) Construction land requisition According to premilinary scheme for resettlement, subsistence homestead of 150m2 will be provided for each household temporarily, requisition criteria is 9680yuan/mu (relevant tax will be listed additionally), totally 37.1 thousand yuan. (2) Ground leveling Based on PAPs' willing, land will be leveled by themselves, temporarily, fees for that will be 1500 yuan per household, totally 25.5 thousand yuan. (3) Water and power supply Fees for that is temporarily 800 yuan per household, totally 13.6 thousand yuan. (4) Construction of external traffic The new subsitence homestead of PAPs is near the country road, combining with land leveling, the problem can be solved, no compensation for this. C. Land compensation

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Compensation for the project land acquisition mainly means land compensation and resettlement subsidy, totally 3318.7 thousand yuan, listed in Table 6-11.

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Summary of Land Compensation Table 6-11 Tianyang Youjiang District Land sort Compens Compens Rural collective land State-owned land Compens Rural collective land State-owned land ation total ation Quantit ation sub-total Quantity Criteria Sum Q Crteria Sum sub-total Quantity Crteria Sum Quantity Crteria Sum 1. cultivated land 247.90 183.46 124.03 124.45 87.08 59.01 64.44 64.96 64.18 0.39 0.26 1.1. paddy land 20.49 15.67 11.84 13236 15.67 0.00 9266 0.00 4.82 3.64 13236 4.82 0.00 9266 0.00 1.2. dry land 227.41 167.79 112.19 108.78 87.08 59.01 59.62 61.32 59.36 0.39 0.26 1.2.1. suga 0.90 0.90 0.74 12188 0.90 0.00 8532 0.00 0.00 0.00 12188 0.00 0.00 8532 0.00 cane land 1.2.2. other land 226.51 166.89 111.45 9680 107.88 87.08 6776 59.01 59.62 61.32 9680 59.36 0.39 6776 0.26 2, garden 52.34 46.83 33.15 14128 46.83 0.00 9889 0.00 5.51 3.90 14128 5.51 0.00 9889 0.00 3, pool 4.85 2.14 1.44 14883 2.14 0.00 10419 0.00 2.71 1.82 14883 2.71 0.00 10419 0.00 4 . scattered 0.00 0.00 0.00 1760 0.00 0.00 1232 0.00 0.00 0.00 1760 0.00 0.00 1232 0.00 wood forest ______5. construction 6.64 6.48 14.47 4400 6.37 0.36 3080 0.11 0.16 0.11 4400 0.05 0.37 3080 0.11 land______6. other land 20.14 14.23 146.05 880 12.85 22.46 616 1.38 5.91 66.71 880 5.87 0.71 616 0.04 Total 331.87 253.14 319.14 192.64 109.90 60.50 78.73 137.50 78.32 1.47 0.41

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D. Compensation for temporary land occupation Compensation for temporary land occupation is 3197.7 thousand yuan, the details are inTable 6-12. Summary of Compensation for Temporary Land Occupation Table 6-12 Total of Tianyang County Youjiang District Items Unit compensati on Quantity Pnce Sum Quantity Price Sum Total 319.77 237.34 166.50 214.45 153.27 1. Cultivated land Mu 105.67 92.81 55.60 82.86 50.07 (1). Paddy land Mu 51.69 32.04 6412 20.54 48.58 6412 31.15 (2). Dry land Mu 53.98 60.77 35.06 34.28 18.92 In which: sugar cane land Mu 10.69 16.62 6432 10.69 6432 0.00 Other dry land Mu 43.29 44.15 5520 24.37 34.28 5520 18.92 2. vegetable land Mu 3.38 3.78 8936 3.38 8936 0.00 3. garden Mu 198.24 123.65 7964 98.47 125.28 7964 99.77 4. fish pool Mu 2.23 1.93 7412 1.43 1.08 7412 0.80 5. woods land Mu 10.25 15.17 5020 7.62 5.23 5020 2.63

6.3.2.2. Compensation for Specific Items Relocation According to premilinary reconstruction scheme provided by relevant unit, for specific items, the investment is initially estimated to be 138.4 thousand yuan, in which 28.8 thousand yuan for telecommunication project, 74.3 thousand yuan for power project and 35.3 thousand yuan for water conservancy. Summing up from above, project compensation budget for construction area is 7632 thousand yuan. 6.3.3. Independent cost The independent cost includes the construction management fee, assessment fee for resettlement supervision, support cost for feeble group, management cost for land acquisition and other tax, etc. A. Management cost for project construction The material cost for project construction includes administrative cost for the project management, land acquisition and resettlement, supervision, consulting service and technical and economic evaluation. Each rate is based on the relative criteria "Budget compilation method and computation criteria of hydropower projects". (1) Administrative fee for project construction The administrative fee for project construction is the management fee for land acquisition and resettlement. It is computed by 0.5% of the sum of item 6.3.1-6.3.2; (2) Administrative fee for land acquisition and resettlement a. Management fee for implementation

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The management fee for implementation means the management fee for land acquisition and resettlement by the resettlement department. It is computed by 3% of the sum of item 6.3.1-6.3.2; b. Technical training fee for resettlement The technical training fee for resettlement means the technical training to resettlers and training to the resettlement cadres in order to raise their professional level. It is computed by 0.5% of the sum of item 6.3.1.1-6.3.2.1; (3) Supervision fee The supervision fee is mainly for the cost for integral supervision of the resettlement by the supervision unit. It is computed by 1.5% of the sum of item 6.3.1-6.3.2; (4) Consulting service cost The consulting service cost is for the consulting service of land acquisition and resettlement. It is computed by 0.5% of the sum of item 6.3.1-6.3.2; (5) Reviewing fee for technical and economic assessment The reviewing fee for technical and economic assessment means the cost for organizing the technical and economic assessment by the project construction unit. It is computed by 0.1% of the sum of item 6.3.1-6.3.2; Assessment fee for resettlement supervision The assessment fee for resettlement supervision means the cost for extemal supervision of resettlement. It is computed by 1% of the sum of item 6.3.1-6.3.2; C. Support fee for feeble group The support fee for feeble group is 0.5% of compensation fee for land acquisition and house/attachments, which is used for supporting of different type of assistance or living of feeble group. D. Management fee for land acquisition It is used for all matters for land acquisition by the land management department. It is computed by 2.1% of land acquisition cost; E. Other duty and expense (1) Land occupation tax Based on relevant stipulations of "Implementation method of land occupation tax of Guangxi Zhuang Autonomous Region", the tax for paddy field (including vegetable plot and fish pool, etc.) is 5 Yuan/m2, dry land (including garden, and other farming field) 3 Yuan/m2. (2) Land reclamation fee Based on relevant stipulations of "Interim Method of Guangxi Zhuang Autonomous Region for Land Requisition and House Relocation for Key Capital Construction Projects", the project construction unit will pay reclamation fee 8500 Yuan/mu for paddy field (including vegetable plot and fish pool, etc.) and 5000 Yuan/mu for dry land (including garden). (3) Forest restoration fee Based on relevant stipulations of "Provisional method for levy of restoration cost for forest vegetation" (CZ[2002]No.73) issued by the Ministry of Finance and State Forestry

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Bureau, the restoration cost is 3 Yuan/M2 for shrubbery.

6.3.4. Physical contingency The physical contingency is 10% of the sum of 6.3.1-6.3.3 to use mainly for expenses all cases of contingency.

6.3.5. Loan interest during construction period Temporarily, this budget does not list the loan interest, which will be listed in the overall budget by the project design unit.

6.3.6. Total budget for compensation The total budget for compensation of land acquisition and resettlement of Naji Navigation Complex is 20297.31 x104 Yuan, which is listed in the total estimation of project and will be born by the project construction unit. See Table 6-13 for each item.

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13 Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum I. Compensation for rural resettlement 6657.78 2355.5 4302.28 1. Compensation for relocation 260.23 117.02 143.21 1.1 Compensation for house and its 91.49 72.74 18.75 attachments 1.1.1 House compensation 86.25 3367.56 68.88 1103.66 17.37 (1) Brick-concrete house m2 29.77 899.59 300 26.99 92.76 300 2.78 (2) Brick-wood house m2 43.18 1589.43 210 33.38 466.79 210 9.8 (3) Earth-wood house m2 5.74 369.71 120 4.44 108.08 120 1.3 (4) Simple house m2 7.56 508.83 80 4.07 436.03 80 3.49 1.1.2 Compensation for attachments 5.24 3.86 1.38 (1) Pig and cow pen m2 1.29 242.73 50 1.21 15.2 50 0.08 (2) Brick fence m2 0.61 157.02 20 0.31 147.97 20 0.3 I. Reservoir (3) Brick sunning ground m2 0 0 15 0 inundation area2 (4) Cement sunning ground m 1.42 712.44 20 1.42 (5) Telephone set i1l 0.08 4 150 0.06 1 150 0.02 (6) Methane tank A- 1.68 6 1200 0.72 8 1200 0.96 (7) Lavatory Set 0.16 7 200 0.14 1 200 0.02 1.2 Compensation for scattered trees 167.64 27071 43.59 87310 124.05 1.2.1 Fruit tree 146.63 20368 32.73 75699 113.9 (1) Longan Pole 26.61 2085 40 8.34 4568 40 18.27 (2) Litchi Pole 6.47 246 45 1.11 1192 45 5.36 (3) Mango Pole 42.43 3457 25 8.64 13517 25 33.79 (4) Flat peach Pole 0.23 57 20 0.11 59 20 0.12 (5) Banana Pole 69.06 14338 10 14.34 54724 10 54.72 (6) Others Pole 1.83 185 10 0.19 1639 10 1.64

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13 (to be continued)

Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum 1.2.2 Othertree 21.01 6703 10.86 11611 10.15 (1) Bamboo cluster 10.85 3362 10 3.36 7488 10 7.49 (2) Ceiba Pole 0.96 312 10 0.31 648 10 0.65 (3) Eucalypt Pole 7.13 2269 30 6.81 108 30 0.32 (4) Chinaberry Pole 0.82 513 5 0.26 1114 5 0.56 (5) Others Pole 1.25 247 5 0.12 2253 5 1.13 1.3 Relocation fee for graves set 0.68 25 120 0.3 32 120 0.38 1.4 Subsidy for relocation household 0.42 13 300 0.39 1 300 0.03 2. Construction fee for infrastructure in host 6.27 5.83 0.44 site 2.1 Land acquisition for construction Mu 3.05 2.93 9680 2.84 0.22 9680 0.21 2.2. Ground leveling Household 2.1 13 1500 1.95 1 1500 0.15 . 2.3 Water and power supply household 1.12 13 800 1.04 1 800 1.Reservoir 0.08 inundation area 3. Compensation for land acquisition 6267.14 3325.06 2191.29 8542.7 4075.85 3.1 Compensation for rural collective land 3946.51 1948.72 1703.09 2605.45 2243.42 3.1.1 Farmland Mu 3561.41 1351.33 1554.88 1692.84 2006.53 (1) Paddy land Mu 1312.82 325.87 13236 431.32 665.99 13236 881.5 (2) Dry land Mu 2248.59 1025.46 1123.56 1026.85 1125.03 In which: sugarcane field Mu 1272.99 521.97 12188 636.18 522.49 12188 636.81 Other dry land Mu 975.6 503.49 9680 487.38 504.36 9680 488.22 3.1.2, garden Mu 204.66 54.4 14128 76.86 90.46 14128 127.8 3.1.3, fish pool Mu 59.9 14.79 14883 22.01 25.46 14883 37.89 3.1.4, woods land Mu 0.75 2.01 0.35 2.3 0.4 (1) scattered woods land Mu 0.75 2.01 1760 0.35 2.3 1760 0.4 3.1.6, land for construction Mu 4.47 7.61 4400 3.35 2.55 4400 1.12 3.1.7 Other land Mu 115.32 518.58 880 45.64 791.84 880 69.68

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13 (to be continued)

Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum 3.2 Compensation for state-owned land 2320.63 1376.34 488.2 5937.25 1832.43 3.2.1 Farmland Mu 2005.4 611.06 438.89 2184.73 1566.51 (1) Paddy land Mu 181.96 9.78 9266 9.06 186.6 9266 172.9 (2) Dry land Mu 1823.44 601.28 429.83 1998.13 1393.61 In which: sugarcane field Mu 301.58 127.55 8532 108.83 225.91 8532 192.75 Other dry land Mu 1521.86 473.73 6776 321 1772.22 6776 1200.86 3.2.2. garden Mu 22.48 2.29 9889 2.26 20.45 9889 20.22 3.2.3. fish pool Mu 13.64 13.09 10419 13.64 3.2.4, land for construction Mu 3.77 0.18 3080 0.06 12.06 3080 3.71 3.2.5. other land Mu 275.34 762.81 616 46.99 3706.92 616 228.35 4. land compensation for damraising area 124.14 187.36 41.36 396.1 82.78 4.1. cultivated land Mu 117.85 167.31 35.2 395.7 82.65 I. Reservoir (1)paddy land Mu 89.21 124.7 2206 27.51 279.68 2206 61.7 inundation area (2) dry land Mu 28.64 42.61 7.69 116.02 20.95 In which: wasteland Mu 3.53 4.3 2216 0.95 11.66 2216 2.58 Other dry land Mu 25.11 38.31 1760 6.74 104.36 1760 18.37 4.2. garden Mu 4.66 14.01 3232 4.53 0.4 3232 0.13 4.3. fish pool Mu 1.63 6.04 2706 1.63 II. Compensation for urban resettlement 338.77 338.77 1. Compensation for relocation 93 93 1.1. Compensation for house and its 89.47 89.47 attachments 1.1.1 House compensation 86.43 2580.77 86.43 (1) Brick-concrete house m2 72.64 2017.87 360 72.64 (2) Brick-wood house m2 13.54 537.25 252 13.54

(3) Simple house m_2 0.25 25.65 96 0.25

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13 (to be continued)

Items Unit Total Tianyang County _Youjiang District Amount price Sum Amount price Sum 1.1.2 Compensation for attachments 3.04 3.04 (1) cement sunning ground m2 0.03 16.44 20 0.03 (2) tap water households Household 2.55 17 1500 2.55 (3) cooking range Set 0.09 15 60 0.09 (4) telephone set Set 0.21 14 150 0.21 (5) air conditioner Set 0.05 4 120 0.05 (6) cable TV set 0.11 16 70 0.11 1.2 Subside for relocation Household 1.08 18 600 1.08 1.3 Cost for temporary transition Person 2.45 102 240 2.45 2. Construction fee for infrastructure at host 45.9 1 45.9 site 2.1 Ground leveling Sort 45 1 450000 45 2.2 Water and power supply Household 0.9 18 500 0.9 1.Reservoir inundation area 3 Compensation for enterprise relocation 199.87 199.87 3.1 Compensation for house and its 188.05 188.05 attachments 3.1.1 House compensation 183.87 5908.09 183.87 (1) Bnck-concrete house m2 158.37 4399.14 360 158.37 (2) Brick-wood house m2 17.79 706.13 252 17.79 (3) simple house m2 7.71 802.82 96 7.71 3.1.2 Compensation for auxiliary facility 4.18 4.18 (1) Arbor m2 0.64 42.99 150 0.64 (2) Brick fence m2 0.55 274.6 20 0.55 (3) Cement sunning ground m2 2.89 1445.69 20 2.89 (4) Lavatory ^1 0.1 5 200 0.1 3.2 Subsidy for relocation m2 11.82 5908.09 20 11.82 Ill. Reconstruction fee for special items 4240.36 915.64 839.22

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13 (to be continued) Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum 1. Construction for reconstruction of mines Sord 610 1 5500000 550 1 600000 60 and enterprises 2. Compensation for reconstruction of 1252.62 310.4 297.22 projects 2.1. road and bridge 645 2.2. electric power project 84 42.25 41.75 2.2.1, 220/380V transmission line km 13.6 3.68 25000 9.2 1.76 25000 4.4 2.2.2. 10kV transmission line km 20.4 1.61 50000 8.05 2.47 50000 12.35 2.2.3. River-crossing transmission line Set 50 5 50000 25 5 50000 25 2.3. Overhead communication line Km 28.42 4.88 43000 20.98 1.73 43000 7.44 2.4. pier 164 1 163 2.4.1. Simple coal pier Set 4 1 10000 1 3 10000 3 2.4.2. Goods-yard pier set 160 8 200000 160 I. Reservoir 2.5. Water conservancy works 331.2 246.17 85.03 inundation area 2.5.1, Pumping station kW 100.2 337 450 15.17 1889.5 450 85.03 2.5.2. Water supply pipe km 231 4.2 550000 231 3. Compensation for traffic restoration around Sort 10 1 100000 10 reservoir 4. Compensation for municipal facilities sert 482 1 4820000 482 5. Cost for cultural relic protection Set 45.24 1 452400 45.24 6. Cost for protective project 1840.5 6.1 . Nayin filling project 378.7 6.2, Weidong filling project 429.55 6.3. Fulu river raising project 982.25 6.4. Retaining wall project m 50 IV.Clearance fee for reservoir bottom 11.35 1. Clearance of building 2.55 2. Sanitary clearance 0.09 .

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13 (to be continued) Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum 3. Grave clearance 0.17 4. Woods clearance 6.81 5. other clearance and floating material 1.73 treatment I V. Cost for environment protection 336 1. Cost for water and soil protection Yuan 120 inundation area 2. Cost for water environment protection Yuan 70 3. Cost for terrestrial animal and plant Yuan 25 protection 4. Cost for living rubbish treatment Yuan 14 5. Cost for population health protection Yuan 35 6. Cost for environment supervision Yuan 72 Total Yuan 11584.26 3271.14 5480.27 I. Compensation for rural resettlement 749.36 514.34 235.02 1. Compensation for relocation 90.1 87.08 3.02 1.1 Compensation for house and its 74.59 74.11 0.48 attachments 1.1.1 House compensation 65.45 3550.77 64.97 18.78 0.48 (1) Brick-concrete house m2 14.37 469.29 300 14.08 9.78 300 0.29 (2) Brick-wood house m 32.77 1551.36 210 32.58 9 210 0.19 II. Construction area (3) Earth-wood house m2 18.2 1516.49 120 18.2 (4) Simple house m 0.11 13.63 80 0.11 1.1.2 Compensation for attachments 9.14 9.14 (1) Pig and cow pen m2 2.78 556.93 50 2.78 (2) Brick fence m2 1.47 735.9 20 1.47 (3) Brick sunning ground m2 1.79 1194.19 15 1.79 (4) Cement sunning ground m2 0.22 111.29 20 0.22 (5)Tap water Household 1.5 10 1500 1.5

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13(to be continued) Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum (6) Telephone set Set 0.17 11 150 0.17 (7) Methane tank Set 1.2 10 1200 1.2 (8) Cable TV Household 0.01 1 70 0.01 1.2 Compensation for scattered trees 11.37 4100 9.11 866 2.26 1.2.1 Fruit tree 10.81 3506 8.7 590 2.11 (1) Longan Pole 5.33 937 40 3.75 394 40 1.58 (2) Litchi Pole 0.33 38 45 0.17 36 45 0.16 (3) Mango Pole 3.99 1466 25 3.67 126 25 0.32 (4) Flat peach Pole 0.12 39 20 0.08 22 20 0.04 (5) Banana Pole 0.74 735 10 0.74 (6) Others Pole 0.3 291 10 0.29 12 10 0.01 1.2.2 Other tree 0.56 594 0.41 276 0.15 (1) Bamboo cluster 0.19 191 10 0.19 II. construction area (2) Ceiba Pole 0.06 27 10 0.03 30 10 0.03

(3) Chinaberry Pole 0.26 331 5 0.17 181 5 0.09 (4) Others Pole 0.05 45 5 0.02 65 5 0.03 1.3. Relocation fee for graves Set 3.63 279 120 3.35 23 120 0.28 1.4, subsidy for removal Household 0.51 17 300 0.51 2. Construction fee for infrastructure in host 7.62 7.62 site 2.1 Land acquisition for construction Mu 3.71 3.83 9680 3.71 2.2. Ground leveling Household 2.55 17 1500 2.55 2.3 Water and power supply Household 1.36 17 800 1.36 3. Compensation for land acquisition 331.87 429.04 253.14 138.97 78.73 3.1 Compensation for rural collective land 270.96 319.14 192.64 137.5 78.32 3.1.1 Farmland Mu 188.63 124.03 124.45 64.96 64.18

_(1) Paddy land Mu 20.49 11.84 13236 15.67 3.64 13236 4.82

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13(to be continued) Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum (2) Dry land Mu 168.14 112.19 108.78 61.32 59.36 In which: sugarcane field Mu 0.9 0.74 12188 0.9 Other dry land Mu 167.24 111.45 9680 107.88 61.32 9680 59.36 3.1.2. garden Mu 52.34 33.15 14128 46.83 3.9 14128 5.51 3.1.3, fish pool Mu 4.85 1.44 14883 2.14 1.82 14883 2.71 3.1.4, Land for construction Mu 6.42 14.47 4400 6.37 0.11 4400 0.05 3.1.5. other land Mu 18.72 146.05 880 12.85 66.71 880 5.87 3.2 Compensation for state-owned land 60.91 109.9 60.5 1.47 0.41 3.2.1X otherdryland Mu 59.27 87.08 6776 59.01 0.39 6776 0.26 3.2.2, construction land Mu 0.22 0.36 3080 0.11 0.37 3080 0.11 3.2.3. other land Mu 1.42 22.46 616 1.38 0.71 616 0.04

4 . compensation for temporary land 319.77 237.34 166.5 214.45 153.27 occupation II. construction area 4.1 x cultivated land Mu 105.67 92.81 55.6 82.86 50.07 (1)paddyland Mu 51.69 32.04 6412 20.54 48.58 6412 31.15 (2) dry land Mu 53.98 60.77 35.06 34.28 18.92 In which: sugar cane land Mu 10.69 16.62 6432 10.69 Other dry land Mu 43.29 44.15 5520 24.37 34.28 5520 18.92 4.2. vegetable field Mu 3.38 3.78 8936 3.38 4.3. garden Mu 198.24 123.65 7964 98.47 125.28 7964 99.77 4.4. fish pool Mu 2.23 1.93 7412 1.43 1.08 7412 0.8 4.5. woods land Mu 10.25 15.17 5020 7.62 5.23 5020 2.63 II. compensation for specific items 13.84 8.63 5.21 1. telecommunication project 2.88 0.67 2.88 0 0 1.1. overhead communication line km 2.88 0.67 43000 2.88 43000 0 2, power project 7.43 1.15 5.75 0.48 1.68

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13(to be continued)

Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum 2.1. 220/380V transmission line km 0.73 25000 0 0.29 25000 0.73 2.2. 1OkV transmission line km 6.7 1.15 50000 5.75 0.19 50000 0.95 II. construction area 3. waterconservancy 3.53 0 0 78.5 3.53 3.1. power station kW 3.53 450 0 78.5 450 3.53 Total 763.2 522.97 240.23 1. Management fee for project construction 728.5 226.81 343.04 1.1 Management fee for project construction 61.74 18.97 28.6 1.2 Management fee for land acquisition and 407.46 128.17 194.31 resettlement 1.2.1 Management fee for implementation 370.42 113.82 171.62 1.2.2 Technical training fee 37.04 14.35 22.69 1.3 Supervision fee 185.21 56.91 85.81 1.4 Consulting service fee 61.74 18.97 28.6 1.5 Fees for technical and economic 12.35 3.79 5.72 assessment 2. Assessment fee for resettlement 123.47 37.94 57.21 III. Independent cost supervision 3. Support fee for feeble group 33.9 12.59 21.31 4, Management fee for land acquisition 138.64 51.39 87.25 5. Other duty and expenses 5080.13 4576.68 1777.03 8201.24 3303.1 5.1. Farmland occupation tax 1445.83 2288.34 506.16 4100.62 939.67 5.1.1 Paddy land(including vegetable plo Mu 420.11 363.72 3333.33 121.24 896.6 3333.33 298.87 and fish pool) 5.1.2 Dry land(including garden and other Mu 1025.72 1924.62 2000 384.92 3204.02 2000 640.8 agriculture land) _ _ _ 5.2 Land reclamation fee 3633.44 2286.33 1270.47 4098.32 2362.97 5.2.1 Paddy land(including vegetable plot Mu 1071.27 363.72 8500 309.16 896.6 8500 762.11 l______and fish pool) I______I_ _ I__ I____1

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Compensation Budget Breakdown for Land Acquisition & Resettlement Table 6-13(to be continued)

Items Unit Total Tianyang County Youjiang District Amount price Sum Amount price Sum 5.2.2 Dry land(including garden) Mu 2562.17 1922.61 5000 961.31 3201.72 5000 1600.86 III. Independent cost 5.3 Restoration fee for forest vegetation 0.86 2.01 2000 0.4 2.3 2000 0.46 Total 6104.64 2105.76 3811.91 Total of item 1. II and III 18452.1 5899.87 9532.41 Physical contingency 1845.21 589.99 953.24 Project static investment 20297.31 6489.86 10485.65 Price contingency 0 0 0 Loan interest during construction period Total investment 20297.31 6489.86 10485.65

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7. IMPLEMENTATION RESETTLEMENT PLAN 7.1. Implementation Procedures (A) Land Requisition and Compensation Land requisition and compensation will be completed by relative organizations in a coordinative way. The detailed procedure is as follows. (1) The maps defining the scope and area of the land to be requisitioned will be provided by the Design Institute; (2) The resettle ment offices apply for planning permission and official 'red-line" land plan drawing to the governmental planning departments, and apply for land requisition to the land administration departments; (3) Apply for official approval; (4) The Project Resettlement Office signs the land compensation agreement respectiviely with the county (district) resettlement offices; (5) The county (district) resettlement offices negotiate on the land compensation with the relative town(ship), village and local land administrations, sign the compensation agreement, and go through the formalities for land use; (6) Disburse the compensation; (7) Go through legal formalities; (8) Implementation of land requisition. Use of land requisition compensation (land compensation and resettlement subsidy): The resettlement subsidy should be directly paid in cash to each affected household in villages. The compensation for the land requisition and the requisition of reserved collective-owned land should be used for the village agricultural production and infrastructure. For those villages with resettlement by land re-adjustment and reclaiming wasteland, most of land requisition compensation should be used to reclaim wasteland, improve fields with low output or restructure agricultural production, etc., and be used as a subsidy for the resettlers during their transitional period. The remaining should be used for development of the village collective production (such as constructing irrigation canal, etc.), and improvement of the rural facilities. For those villages with their land to be adjusted within the village or group, the resettlement subsidy will be directly paid to individuals who are not required to resettle. In general condition, the land requisition compensation should be mainly used for the land development and construction of infrastructure, the remaining should be used for the collective welfares in village enjoyed by most of villagers. If some households in village need to set up small-sized enterprises by loaning from the remaining compensation, they should be approved by the villager conference of the concerned affected village group, otherwise they have to apply for a loan from the local bank. B. Production Resettlement and Rehabilitation The production resettlement and rehabilitation will be implemented by the village committees. The procedure is as follows: (1) Convene meetings participated by villager or villager representatives, study and establish overall schedule of land reclamation, land re-adjustment and allocation, and production restoration. (2) Make publicity of the schedule of land reclamation, re-adjustment and allocation, and

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production restoration; collect comments and suggestions from the villagers. (3) Implement land re-adjustment and allocation (4) Negotiate with the enterprises willing to employ surplus laborers on the job arrangement and sign "Labor Force Resettlement Agreement", or establish a detailed schedule of production rehabilitation and resettlement of labor force. (5) Announce the resettlement schedule for surplus laborers and the name list, accept supervision by the villagers. (6) Implement resettlement for surplus laborers. C. Housing Removal and Moving of Residents The procedure of housing removal of resettlers (1) The Design Institute provides the scope of housing removal; (2) County (district) resettlement offices, together with design institute, relative town(ship) and village, assess the quantity and quality of the houses. (3) County (district) resettlement offices negotiate with relative town(ship), villages and resettling households the compensation criteria of houses and ancillaries, and sign housing removal agreements. (4) Each village, entrusted by county (district) resettlement offices, announces the quantity, compensation criteria and the time schedule for removing and rebuilding houses, and inquires for comments from the PAPs. (5) County (district) resettlement offices sign agreement on housing removal compensation with resettlers. (6) Town(ship)s and villages make ready the new house plots for relocated households and inquire for comments. (7)Town(ship) resettlement offices go through the formalities for use of house plot. (8) The town(ship) resettlement offices entrust relative construction units to carry out the works of road construction, water supply, power supply and land preparation and sign house removal agreement with PAPs. The house plot preparation may be done by PAPs themselves; (9) PAPs receive the compensation fees; (10) PAPs build their new houses; (11) PAPs move into the new houses; (12) Demolish the old houses. D. Restoration of special facilities (items) (1) The design unit will propose the influence scope of each special facility; (2) PRO, together with relevant government departments, investigate into the grades and quantity of affected special facilities; (3) PRO will entrust respective departments to prepare the removal and reconstruction scheme according to resettlement program;

(4) PRO will negotiate the compensation criteria with respective departments, and sign

150 RESETTLEMENT ACTION PLAN

"Compensation Agreement on Restoration of Special Facilities"; (5) PRO will entrust respective departments to carry out the reconstruction of special facilities; (6) Each special facility will be put into operation.

7.2. Progress Schedule The implementation schedule of the land requisition and resettlement will go on according to the planned progress of project construction. The implementation will be based on the following principles. (1) Housing removal in the reservoir area should be completed before filling of the reservoir and that in the project structure site before starting construction of project structures. (2) Housing removal date should be informed to the resettlers at least 3 months ahead of the date, and 4 months (stating from that date to the deadline of relocation) will be allocated to the resettlers to build new houses. The PAPs can stay in their old houses until completion of the new ones. (3) The duration of house rebuilding should be negotiated with the resettlers, and can be extended if necessary. (4) The land requisition should be completed before filling the reservoir or construction of the project. (5) Land re-adjustment should be completed during cropping intervals. (6) Job arrangement for surplus laborers should be completed before land requisition. (7) Cleaning of the reservoir area should be completed before the filling of the reservoir. (8) The restoration and re-building of Infrastructures will be completed before the filling of the reservoir. The progress of land requisition and resettlement will be decided according to the overall scheme, referring to Table 7-1. Scheme of Land Requisition and Resettlement of Naji Navigation Complex Table 7-1 Item Planning progress I. Land requisition 1. Define affected ones for the land requisition 2002.10 2. Preparation of inventory data survey for land requisition and investigation 2002.12-2003.3 3. Negotiate and set up the compensation standards for the land requisition 2003.5-2003.6 4. Payment of land requisition compensation 2003.10-2006.6 5. Go through formalities for land requisition 2003.10-2006.6 II. Production restoration 1. Construction of water conservancy works Before 2006.12 2. Reclamation and improvement of land and adjusting of agricultural plant Before 2006.12 structures (selection of crop nature) 3. Negotiation of land adjustment and allocation scheme Before 2006.12

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Scheme of Land Requisition and Resettlement of Naji Navigation Complex Table 7-1(to be continued) Item Planning progress 4. Adjusting and allocating land Before 2006.12 5. Employment of labor Before 2006.12 IIl. Removal and construction of houses 1. Define the removing objects 2002.10 2. Inventory data survey of removal 2002.12-2003.3 3. Negotiation and setting up of the compensation standards for houses 2003.5-2003.6 4. Payment of house compensation 2004.6-2005.12 5. Selection house plot 2004.4-2005.4 6. Land requisition for house plot 2004.6-2004.8 7. Leveling of house plot 2004.10-2005.12 8. Construction of new houses 2004.10-2005.12 9. Moving into new houses 2004.12-2005.12 10. Demolishing the old houses Before 2006.12 IV. Restoration of special facilities Before 2006.12

7.3. Fund Flow and fund Allocation Schedule

7.3.1. Fund Flow According to the compensation policies and criteria set in the RAP, the PRO will sign an "Compensation Agreement of Land Requisition and Housing Relocation for Construction of Naji Navigation Complex", pay the compensation to each county (district) resettlement office through bank according to agreement. The county (district) resettlement offices will sign "Agreements of Land Requisition and Compensation" with the land administration bureau. The county (district) land management bureau will sign with the affected town(ship) governments and village committees on the compensation of land requisition and attachments. At the same time, the county (district) resettlement offices will sign "Agreement of Removal Compensation of Houses and Attachments" with the Affected Households" and "Compensation and Investment Agreement for Special Facility Restoration" with the competent departments. According to the compensation items, amount, payment time set in the above agreements, the PRO will pay the compensation through the bank to the respective resettlement offices of the affected counties (district). The resettlement offices of the counties (district) will pay the compensation to the resettlement offices of the town(ship)s, who then pay the amount directly to respective- village committees or village groups. The compensation for attachments will be paid to owners through the village committees. The county (district) offices will pay the compensation of agricultural private house to resettlers through the town(ship) offices. The county (district) office will directly pay to relative units the house removal compensation for urban and collective enterprises, and pay the compensation for special facilities restoration to the competent department through the bank or directly pay to the relative construction units. Fund flow is as shown below.

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Flow Chart of the Resettlement Compensation Fund

-Compensation for Land CountFy(district) Villagegommiutee] requisition ] | l PRO and village group I

{di Ci Village committee -|IRelocationRelocation Subsidiaryubsidiary -[l ~-I. PRO and village group

Attachments ] Cony(district) |-| Tonsip) |- 3 AP Compensation Fees for County(district) - hip) V P

-Compensation Fees for Couny-dstrict) 1 1 PP Houses & Appendages H I PRO -[~siJ

- Transportation Allowance for County(district) - PAPS or relative units Removal Ai-E- PRO e -| Charges for Scatted Trees |T sh 1 - TCounty(destrict)her arges o cae ~~~~~~~~PRO owner

- Compensation for agricultural - County(district)| Town(ship) or Village production and living fac ilties PROL ii § _ Compensation Fees for | [ County(district) - | Relative units enterprises I I i I PRO inl

- Compensation Fees for County(district) Competent Construction a: | special facility restoration PRO units

Fee for supporting County(dstrict) Vulnerable peopleo vulnerable group PRO - jhi j jjrbeoe

- Administrative Expenses 3- Relative units Fees of Monitoring & |M 8 E Unit Evaluation

Implementation Administrative |dministrative Organ -Expenses IA XE- Relative tax 73 Relative units

7.3.2. Funds Allocation Plan A. Allocation Principles (1) All costs relative with the land requisition and removal will be listed in the overall resettlement estimation. The compensation for requisition, removal and other expenditures will be paid to relative enterprises and individuals through the county (district) resettlement offices. (2) The land requisition fee will be paid by the county (district) office to each administrative village through the bank and be directly used for the production restoration of the affected village or village groups with resettlers to be resettled. (3) Prior to construction of the new houses, the compensation fees should be paid to house removal households. If house compensation is paid in instalment, the last instalment should be paid before completion of the house construction; (4) The payment of other compensation fees for land requisition should be paid three months before the requisition; (5) In order to guarantee the smooth implementation of the removal and resettlement, the financial and supervision departments should be established at different levels by the

153 RESETTLEMENT ACTION PLAN project office to make sure for timely funds allocation. B. Departments Responsible for Resettlement Finances (1) For land requisition compensations, the county (district) resettlement office, land administration, township(town) government and villager committee will be the departments in charges of the finances in different level. (2) For rural houses relocation compensations and special facility compensation, the county (district) resettlement office will be the department in charges of the finances. (3) The resettlement compensation fees will be transferred from higher level to lower level; correspondingly, each department should strictly implement stipulations in finance accounting and audit system. The utilization and transferring status of compensation fees should be periodically checked and reported, thus the adjustment plan and remedial measures for unexpected event can be worked out. (4) The compensation fee should be guaranteed to use for special purpose, but not used for other purpose nor be carved up by any unit.

154 RESE7TLEMENT ACTION PLAN

8. INSTITUTIONAL ORGANIZATION

8.1. Establishing of Organizations In order to compile the and implement the RAP in a smooth and effective manner, a resettlement organizational network from higher to lower governmental levels will be established, which will be vested with responsibility for planning, coordination and monitoring of resettlement activities. The following institutions are established for or involved in land requisition and resettlement of the project. A. Project Leading Group for Resettlement B. Project Resettlement Office C. Baise City Leading Group for Resettlement D. County (district) Leading Group for Resettlement E. County (district) Project Resettlement Office (PRO) F Town (ship) Resettlement Work Group G. Village Committee and Villager Group H. Project Design Institute I. External Independent Monitoring Organization

8.2. Responsibilities A. Project Leading Group for Resettlement In order to ensure the resettlement work to be implemented smoothly, the Project Leading Group for Resettlement is membered by the responsible leaders from Guangxi Zhuang Autonomous Regional Traffic Bureau, Regional Foreign Affair Office, Guangxi Xijiang Navigation Construction Development Co. Ltd., etc. The purpose of establishment of the Group is to strengthen the leadership over the project. The Leading Group is responsible for formulating project resettlement policy, coordinating the activities between resettlement organizations at different levels. Project Resettlement Office (PRO) is subordinate to the Leading Group for treatment of daily issues, and with its office at the headquarter of Guangxi Xijiang Navigation Construction Development Co.Ltd. B. Project Leading Group for Resettlement The Leading Group for Resettlement consists of the responsible leaders from the Guangxi Xijiang Navigation Construction Development Co.Ltd and experienced staff with resettlement work. Their responsibilities are mainly: (1) Compile the resettlement policies for the land requisition (2) Entrust the design units to define the project affecting scope and to conduct socio-economic survey and statistics and to file up the data; (3) Apply to the relative departments for Plan Permission Certificate and Construction Permission Certificate for land use; (4) Assume responsibility for training of key resettlement cadres; (5) Organize and coordinate preparation and implementation of the RAP; (6) Assume responsibility for managing and monitoring payment of resettlement

155 RESETTLEMENT ACTION PLAN compensation and its use; (7) Instruct, coordinate and monitor the resettlement implementation progresses performed by resettlement offices; (8) Take charge of and check the internal monitoring activities, prepare the progress report of the land requisition and removal; (9) Decide the extemal monitoring organization and assist in the extemal monitoring activities; C. Baise City Leading Group for Resettlement City Leading Group for Resettlement, headed by the responsible leader of local city government, is membered by responsible leaders from state land administration bureau, city resettlement bureau, water conservancy bureau, traffic bureau, city construction bureau, and tourism bureau, etc.. The main responsibility is to strengthen the leadership over actual implementation of resettlement in the city, coordinate among the resettlement organizations involved and take care of relationship between the state, collective and individual, so as to ensure a smooth project construction, and land requisition and inhabitant reseKtlement within the (city). D. County (district) resettlement working office Leading Group for Resettlement, headed by the responsible leaders of local county (district) government, is membered by responsible leaders from the state land administration bureau, traffic bureau, finance bureau, construction bureau, communication bureau and power company in the county, etc.. The main responsibility is to strengthen the leadership over actual implementation of resettlement within the county, coordinate among the resettlement organizations involved and take care of relationship between the state, collective and individual, so as to ensure a smooth project construction, and land requisition and inhabitant resettlement within the county. E. Town (ship) resettlement working office The office is composed of full-time staff from land administration bureau and part-time staff from each department. Its main responsibility is: (1) Assist the design unit to define the project impacting scope, make survey and statistics on social economy and keep the data; (2) Assist to prepare the RAP and be responsible for the implementation; (3) Be responsible for sending the key personal involved in the resettlement work to participate training; (4) Organize public consultation and popularize the resettlement policies; (5) Instruct, coordinate and supervise the implementation of resettlement work with involved unit and departments. (6) Be responsible for resettlement work and pay compensation according to agreements. (7) Make coordination for the adjusting of land used for the production and go through relevant formalities for land requisition and resettlement. (8) Implement the intemal monitoring actives and compile the extemal independent monitoring report and submit periodic reports to PRO. (9) Assist the external monitoring actives.

156 RESETTLEMENT ACTION PLAN

F. Town(ship) Resettlement Work Group It is led by the relevant responsible leaders in the affected town(ship), and composed of the staff from local land management office, police station and administration section as well as main cadres for each village. The main responsibility is: (1) Participate in the project investigation and assist in preparation of the RAP; (2) Organize public participation and popularize the resettlement policies; (3) Execute, inspect, monitor and record the resettlement activities within the town(ship); (4) Go through the formalities for housing relocation; (5) Be responsible for payment and management of compensation fund; (6) Supervise the land requisition, removal and construction of houses and ancillaries; (7) Report to county resettlement office the progress of land requisition, housing removal and inhabitant resettlement; (8) Solve problems during RAP implementation in a coordinate way. G. Village Committee and Villager Group The resettlement work group of village committee and villager groups is composed of the main cadres of the village and villager group. The main responsibility is: (1) Participate in investigation on social economy and project impact; (2) Organize public consultation and popularize the land requisition and removal policies; (3) Select the host area and provide the house plots for the resettled households; (4) Execute the land reclamation, readjustment and allocation, and organize activities for production development; (5) Be responsible for funds management and allocation; (6) Report to the higher authorities about comments and proposals from the resettlers; (7) Report the resettlement implementation progress; (8) Help vulnerable households in resettlement. H. Project Design Unit The project design units are Guangxi Zhuang Autonomous Regional Traffic Planning and Design Institute and Guanxi Water Conservancy & Hydropower Design Institute. The main responsibility is: (1) Design the project; (2) Define the scope of land requisition and resettlement; (3) Conduct an inventory survey for the land requisition and removal. 1. External Independent Monitoring Institutions The external independent monitoring institution for this project is the East China Investigation and Design Institute (ECIDI), and its main responsibility is: (1) Observe every aspect of resettlement schedule and implementation, and fumish the

157 RESE7LEMENT ACTION PLAN resettlement monitoring evaluation report to the World Bank through Project Resettlement Office. This responsibility will be described in detail in a separate section of the RAP herein dealing with external independent monitoring and evaluation. (2) Provide technical advice to Project Resettlement Office on survey and data processing.

8.3. Staffing A. Project leading, arrangement and resettlement institution In order to ensure a smooth implementation of resettlement, the Project Resettlement Office arranged full-time staff for the work, and form a channel for the informatiori flowing from and to. The staff is consisted of special technical persons and administration persons with a certain level and experiences for the local resettlement. Each town(ship) has established the special resettlement organization with the special staff. Staff in Resettlement Organizations

Table 8.1 Name Unit Position Positon in Organization project Li Shangyan Guangxi Autonomous Regional Traffic Deputy director Leader of bureau roject Project____BureauLiao Xiaopo Guangxi Autonomous Regional Traffic Deputy director ResetlemntfiaoXiop Bureau of bureau Leading Office Lin Guoguang Xijiang Navigation Construction Development President Lin_Guoguang Co. Ltd. Ning Ziqiu Xijiang Navigation Construction Development Vice president Chief Co. Ltd. ______Project Office Chen Jinhe Xijiang Navigation Construction Development Chief ______C o. Ltd.______Tang Chao Xijiang Navigation Construction Development Vice president ______Co. Ltd. Project Fan Youning Xijiang Navigation Construction Development PRoeceteet FnCo. Ltd.______Resettlement Liang Fukang Xijiang Navigation Construction Development

Ofic Li n k n C o. Ltd.______

B. Institution and Staff Guangxi Xijiang Navigation Construction Development Co.Ltd. has invited East China Investigation and Design Institute (ECIDI) to act as institution for supervising the overall resettlement operations. ECIDI will perform all basic supervising work by providing technical assistance through PRO, resettlement investigation and survey of PAPs' living standard. ECIDI was appraised as one of the top hundred institutes in the country in terms of comprehensive strength through the nationwide comparison. In Dec. 1996, ECIDI also obtained the verification certificate for GB/T19000 quality system of the Intemational Organization for Standardization (ISO). Having completed resettlement work for more than twenty (20) large hydropower projects in China, ECIDI has accumulated abundant experiences in resettlement design. Since 1990, it has been undertaking resettlement monitoring and evaluation work for the World Bank financed projects; it is also the first institute in China to conduct resettlement monitoring and evaluation work following Operation Directives OD4.30 of the World Bank. ECIDI has engaged in independent resettlement monitoring and evaluation for the WB financed Shuikou Hydroelectric Power Project in Fujian Province, Electric Power Development Project in Zhejiang Province, Beilung Secondary Stage Cost Salving Transmission Project, East China/Jiangsu 500kV Transmission Project, Tongbai Pumped Storage Project and its complement project, Tianhuangping Cost Loan

158 RESE7TLEMENT ACTION PLAN

Salving Project, City Construction Environmental Protection Project in Zhejiang Province, small-sized hydro-power project in Hubei Province, Grade IIl Highway in Xinjiang Autonomous Region, and Grade 11Highway in Anhui in the previous ten years. ECIDI has a group of experts and professionals with advanced expertise. Most of them have engaged in resettlement monitoring and evaluation work for the projects loaned by the World Bank, among whom four participated in the seminar on resettlement held by the World Bank and received the certificates after completing all seminar courses. Two of them was invited to work with the World Bank mission for inspection and evaluation of resettlement work of several domestic highway projects, and to give lecture in the seminar held by the World Bank on resettlement monitoring and evaluation. In ECIDI, a work team specially established for the resettlement monitoring and evaluation work of Naji Navigation Complex, is now involved in the work. The details of the standing members of the team are shown in Table 8.2. The number of the team members will be increased at the working peak duration as scheduled. Key Members of External Monitoring and Evaluation Working Group Table 8.2 Name Titles Experience Position Gong Senior Vice Chief of Environmental Evaluation and Resettlement Institute of ECIDI, Consultan Heping Engineer reservoir resettlement expert, is a main participant for the independent t resettlement monitoring & evaluation works of Shuikou Hydropower Project in Fujian Province and the Electric Power Development Project in Zhejiang Province. He participated the high seminar held by the World Bank and got the certificates after completed whole courses of the resettlement monitoring and evaluation works, and lectured the courses on the seminar held by the World Bank. Entrusted by the World Bank, he was invited to work with the World Bank mission for inspection of several domestic projects. He is a well known and qualified expert for projects loaded by the World Bank. Bian Senior a Chief Engineer of Resettlement institute of ECIDI, He held or took part in Group Bingqian Engineer the many resettlement design works for large and medium size hydropower head projects, he also participated the seminar held by the World Bank and got the certificates, main participant of RAP preparation and supervision evaluation of projects financed by the WB, such as East China/Jiangsu 500kV Transmission, Beilung Secondary Stage Cost Salving Transmission Project, Tongbai Pumped Storage Project and its complement project, and Tianhuangping Cost Salving Project. He lectured the courses on the seminar held by the World Bank and has rich experiences on resettlement of projects financed by the WB. Zhou Engineer He is a main participant of resettlement supervision evaluation of East Chief in Jianxin China/Jiangsu 500kV Transmission project, as well as RAP preparation and charge of supervision evaluation of projects financed by the WB, such as the Electric project Power Development Project in Zhejiang Province, Beilung Secondary Stage Cost Salving Transmission Project, Tongbai Pumped Storage Project and its complement project, Tianhuangping Cost Salving Project, Grade III highway in Xinjiang. He was in charge of the RAP preparation and post-monitoring and evaluation for Hubei small-sized hydro-power stations, preparation of RAP for Grade 11highway in Anhui, and has experiences on resettlement of projects financed by the WB. Qiu Engineer He has took part RAP preparation and monitorihg evaluation in several Member Qingson projects of Electric Power Development Project in Zhejiang Province, Beilung 9 Secondary Stage Cost Salving Transmission Project, Tianhuangping Cost Salving Project, Tongbai Pumped Storage Project and its complement project, Grade III highway in Xinjiang. He has some experiences on resettlement of projects financed by the WB. Chen Assistant He has participated the resettlement design for several reservoirs with Member Sen Engineer medium- and large-sized hydropower projects, resettlement supervision evaluation of East China/Jiangsu 500kV Transmission project, and has certain experiences in monitoring and evaluation work for projects loaned by the World Bank.

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8.4. Working Relation between Organizations During the preparation and implementation of land requisition and resettlement, in order to make the working contents and responsibilities for each organization clearly, the Project Office has signed the agreement of working task, entrusted agreement and contract with the project resettlement office, each county (district) resettlement office, design unit, monitoring and evaluation unit. The project resettlement office should be in charge of land requisition and resettlement overall. In the course of implementation, the project resettlement office will sign agreements of land requisition and resettlement compensation with organizations at different levels. The process of signing agreement is as follows: (1) The project office will sign the task agreement of "Land Requisition and Resettlement for Land Requisition and Resettlement for Naji Navigation Project" with PRO. (2) PRO will sign the task agreement of "Land Requisition and Resettlement for Naji Navigation Project" with Guangxi Zhuang Nationality Autonomous Regional Traffic Planning Design Institute and Guanxi Water Conservancy & Hydro-Power Investigation & Design Institute. (3) PRO and ECIDI will sign the entrusted letter of "Independent Monitoring Evaluation of Land Requisition and Resettlement for Naji Navigation Complex". (4) Project Resettlement Office will sign "Contract of Land Requisition, Housing Demolishing and Inhabitants Resettlement for Naji Navigation Complex" with each county (district) Resettlement Office; (5) County Resettlement Office will sign "Contract of Housing Demolishing and Inhabitants Resettlement" with each town(ship); (6) County Resettlement Office will sign "Contract of Land Requisition and Compensation" with each town(ship); (7) Town(ship) Resettlement Group will sign " Agreement of Land Requisition and Compensation" with village or village group or households, and "Agreement of Housing Demolishing and Compensation" with households. In the above task letter, entrusted agreement and contract, it should define the working contents, responsibility, right and duty clearly. The Working Relation between Organizations all each level is as follow:

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Leading Group of Project Resettlement

Project Resentlement Office (registered with name of Guangxi Xijiang Navigation Construction Development Co. Ltd.) Resettlement Leading Group Cof (aiseCity _I. Guangxi TrafficInficegation Design( Institute and Guanxi Hydro-Power Investigation & Design.lnstitute (design unit) Resettlement Leading Group of Country (district) County (district) Resettlement Office (registered with name of state land source bureau) I Town(ship) Resettlement Working Group

( Village Commiiteeland mar pbVillager Group G

I F - PAPsl Fig. 8-1 Organization Chart

8.5. Measures for Enhancing Capacity of Organizations (1) Staffing The resettlement unitst all levels will be manned with administrative and professional personnel who are qualified with professional skill and managerial ability. (2) Training a. Organize the key personnel of the units at all levels to participate in training so that they have a bemter understanding of the national resettlement policies and relative requirements of the World Bank. b. Organize professional training for the staff of the town(ship) resettlement offices to enhance their professional skill and capability of solving problems. (3) Guarantee fully on funds and facilities. (4) Establish database and ensure the information flow from and to the units at all levels, major problems will be solved and decided by the Leading Group. (5) Strengthen reporting and internal monitoring system, and solve problems timely. (6) Develop mechanism of external monitoring and evaluation, and set up predicting and alarm system.

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9. PUBLIC PARTICIPATION AND CONSULTATION

9.1. Public participation During formulating resettlement policy, drawing up the RAP and resettlement implementation, the relevant authorities have paid and will pay special attention to the participation and consultation of the PAPs, solicit opinions widely from social organization, governmental department, community and resettlers, encourage them participating resettlement and rebuilding. During feasibility study, PRO and design institute have solicited opinions and proposals for several times on altemative of dam site and normal water level, resettlement way and method from people's congress, People's Political Consultative Conference, social bodies, town(ship) government, representatives of the mass. In preparation of the RAP, the PRO has once again solicited the opinions from local governments at all levels and the resettlers' representatives on the resettlement and compensation. With cooperation of local govemments at all levels, this RAP is complied. In the implementation stage, the resettlement offices at all levels will further encourage the public participation in the resettlement and rehabilitation.

9.1.1. Public Participation During the feasibility study stage, the project office actively encouraged the public participation in the work. (1) In Jan. 2003, the relative technical staff of autonomous region traffic bureau, construction unit and design institute solicited opinions widely from people in the affected county (district), and define the normal water level and affected scope. At the same time, the county (district) govemment office invited the leaders from traffic, planning, land administration, water conservancy, forest, environment, hydro-power, power supply and post office under its jurisdiction to discuss and consult the resettlement way and method, environmental protection in the reservoir area and restoration of special facilities in the reservoir area, and they proposed the preliminary scheme according to the development plan of the local social economy. (2) In Dec. 2002, with arrangement of the County (district) government, the colloquia, participated by the town(ship) leaders and cadres of the villages, were held to understand the importance of the project construction, setting down the resettlement works. (3) In order to make publicity of the project and collect comments from cadres and public on the project construction and resettlement, the PRO and resettlement consulting unit of ECIDI held meetings in the affected town(ship) and village groups, participated by the town(ship) and village cadres and representatives of resettlers. At the meetings, the necessity of construction of the project and resettlement policies were made known to all the involved, and opinions for resettlement are collected.

9.1.2. Participation In RAP Preparation During preparation of the RAP, the local governments at all levels and resettlers were involved in the following activities. (1) Resettlement offices at all levels, administration of villages and villager groups, and resettlers' representatives participated in the inventory survey in the affected areas. (2) The PRO and town(ship) resettlement offices at all levels held meetings, participated by the local cadres at all levels and the PAPs, to make known to them the relative resettlement policies issued by the state, province and district, as well as the requirements of the World Bank, and meanwhile, to collect their opinions and suggestions on the way of

162 RESETTLEMENT ACTION PLAN reducing project impact, method of resettlement and compensation criteria in different areas, and to conduct extensive consultation with them. (3) During period from Dec. 2002 to Feb. 2003 and for the planning of resettlement program, county (district) resettlement offices and consulting unit (ECIDI) again go to each village and village group, held colloquias participated by village cadres and representatives of resettlers or by random visiting, further solicit suggestions and opinions from them on resettlement (including requirements and suggestions concerning selection of host site, measures of production restoration, compensation policies for house relocation and land requisition). Meetings were held for 30 times, participated by 200 persons/times, with random visiting up to 200 persons. The detail contents are referred to Attachment 2 - Visiting Records. Relevant contents are detailed in Attachment 1l---summary of visit record. (4) During social economic survey of project impacting, the local govemment, project effecting villages and resettlers provided a great supporting and cooperation. In the preparation of " Resettlement Action Plan ", they have participated in this work. (5) In order to further strengthen project propaganda, and understand opinions on the project construction and resettlement from cadres and masses of all, before the RAP was prepared, the PRO and survey design institutions had conducted a wide-range soci-economic survey to solicit opinions on the project construction and resettlement from the affected persons, relevant villages and villager groups by a way of question and answer survey. Totaling efficient answers: 110 copies of survey form for resettlers' opinions, and 55 copies of public participation survey form. The surveying scope is basically covering all town (ship)s and villages affected by land requisition and removal, and the surveyed persons have a extensive representative. The investigated results are confidence with a higher level and can truly reflect the wishes of local resettlers. The survey results are indicated in Table 9-1 and the survey results for public participation are indicated in Table 9-2. From the survey results indicated in Table 9-1, it shows that the most of resettlers know the project will be constructed, and hope the project construction will be started as soon as possible; 98.2% of surveyed households are willing to have land to be requisitioned, house relocated and to be resettled and are already for land requisition and removal. Most of them chose to work in enterprise after the land requisition or engage in other occupation Hf conditions allow. 81.8% rural households chose a way of house removal/rebuilding by themselves. By survey, it shows that fairly partial farming households still do not know the relevant compensation policies of the land requisition and removal and hope the compensation can be carried out according to the relevant documents of country and autonomous region. Through extensive propaganda, the most of resettlers have understood their own legal rights and interests and that they can make complaint through the legal channel after infestation of their rights. From the opinion inquiry statistical results of the public in Table 9 - 2, it shows that now the major problem of restricting economic development in the project affecting area is worse traffic condition, then the development for the natural resource is not in high level and the agricultural water conservancy facilities being in weak, etc.. 97.4% surveyed persons think that the local navigation conditions can be improved after the completion of the project, the transportation cost for coal resource will be reduced, and the local economy will be developed fast. By the resettlement plan, it can also improve the traffic condition of local highway, be convenience for the local agricultural product to be sent out, promote the prosperity of market, and create the favorable conditions for living and the production of farmer, accelerate steps of the farmers in this area away from poor and becoming rich. It is necessary to construct the project, and they are willing to support the construction of project with actual action.

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Statistics of Resettlers' Opinions Table 9.1 No. Question Answer Results Do you know the project will be constructed? (1) Yes 85.5 1 (2) A little 11.8 (3) No 2.7

Are you in favor of the project construction? (1) Yes 92.8 2 (2) No 2.7 (3) So, so. 4.5

Who will be benefited from the project construction (a A. State 97.3 3 multiple- choices item)? B. Collective 88.2 B. Individual 67.3

Do you know the compensation policies of land (1) Yes 56.4 4 requisition and resettlement for the project? (2) No 43.6

Are you willing to have your land to be requisitioned, (1) Yes 98.2 5 house relocated and to be resettled? (2) No 1.8

What will you chose after the land requisition? (1) Non-agriculture 1.8 (2) Work in township enterprise 91.8 6 (1) Go on farming 7.3 (2) Others 9.1

If your legal right is interfered, do you know you can (1) Yes 97.3 7 lodge an appeal? (2) No 2.7

8 Which way of house removal / rebuilding do you (1) By yourself 81.8 prefer? (2) By organization 18.2

Remark: (1) For this form, the PAPs were requested to mark"n" behind one of the selective answers. (2) One person above 15 year-old from one household was selected to fill the above form. For Item 3, more than one choice can be choose.

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Statistics of Public Opinions

Table 9-2 Survey contents Answer Result (%) Power 12.8 Traffic condition 51.3 1. What is the main problem on effecting the local economic Water conservancy 35.9 development? Natural source 33.3 Other 15.4 Not know 0.0

2. Do you know that the project will be constructed? know 100 Not know 0.0

3. Do you think whether the project construction will be Yes 97.4 favorable for improving the regional economic development? No 2.6 Not know 0.0

4. Do you think whether it is necessary to have the project Yes 97.4 construction? No 0.0 Not know 2.6 favorable 61.5 5. Whether the impacted on the local residents and society by No favorable 5.1 the land requisition and removal is favorable or not favorable? Both favorable & not favorable 33.4 Not know 0.0

6. Do you think that you should support the state Yes 100 construction? No 0.0 Not know 0.0 Questions 1. What impacts will be on your family and society by the project construction ?

The surveyed persons think that the negative impact on their families and society by the project construction will be less. But the local navigation conditions can be improved after the completion of the project, the transportation cost for coal resource will be reduced, and the local economy will be developed fast. By the resettlement, it can also improved the traffic condition of local highway, will be convenience for the local agricultural product to be sent out, promote the prosperity of market, and create the favorable conditions for living and the production of farmer, accelerate steps of the farmers in this area away from poor and becoming rich. 2. How do you support the project construction ?

The surveyed persons think: They should actively support the project construction, and the office should propaganda the land requisition and resettlement well, make out practical and feasible resettlement plan, implement resettlement task carefully and service for the project construction. 3. Your suggestions and opinions on the land requisition and removal for the project construction.

The surveyed persons think: according to the legal regulations of state and based on soliciting the resettlers' opinions extensively, the offices make out practical and feasible compensation policies and preferential policies of resettlement, offer the convenience for production and living of resettiers in various way. In resettlement, the land requisition and removal should be implemented in a way of equity, fair and open. The resettlement compensation and subsidy cost should go to position in time, and strictly be forbidded to be used for others or carved. To increase the investment on the science and technology of agricultural production of resettlers, accelerate the adjustment of agricultural industrial structure, and raise the production and living level of resettlers.

(6) In the next stages of resettlement, the PRO and the resettlement offices at all levels will further popularize the resettlement policies and encourage public participation by the following ways.

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Public notices In order to make known to all the PAPs the details of the resettlement and its progresses, the inventory of project affected items and compensation criteria will be informed to the resettled households in form of public notices. (1) Before the end of Apr. 2003, "RAP", with liaison name, telephone number and fax, be shown in Baise City Library and Tianyang County Library for readers to look up. And also " Notice of Looking up" should be published on " Baise Daily Paper. (2) After sorting, the resettlement information through the evaluation of the World Bank will be publicized in the affected areas or issued through broadcast, and sent to each resettler at the evaluation meeting after it made into book. The contents of resettlement information include: lose on property, compensate standards, compensate amount and resettlement policies, resettlers' rights and interests, opinion feedback and complaint channel. Public Meetings Public meetings will be held to explain the relative policies, laws and rules and compensation criteria before implementation of land requisition and resettlement, so that the PAPs can know them early and get ready for resettlement. The project components, progress and resettlement policies will be made known through television, broadcast and newspaper. 9.1.3. Participation in Implementation of RAP The resettlers will participate in the whole process of implementation of the RAP. (1) Participation in House Reconstruction A. Housing compensation criteria The compensation criteria for housing will directly affect the interests of the resettlers. Before the houses relocated, the relevant resettlement authority will consult and sign an agreement with the resettlers on the compensation criteria for the houses. The consulting results will be declared publicly before the agreement signed, so as to put the resettlement under public supervision. B. Resettlement host sites and house reconstruction At the RAP preparation stage, the relevant authority carried out survey on the resettlement host sites and the way of house reconstruction. According to the survey, most of them are willing to have their houses relocated in their own groups and by themselves. The local governments at all levels will give a helping hand at different stages for house relocation. C. Disposal of Old Houses All the old houses to be relocated will be compensated at replacement cost. Within a specified time period, resettlers can, on their will, demolish their old houses first and then rebuild the new houses or vice-versa. The salvageable material from the old houses can be used by resettlers themselves without deduction from compensation. (2) Participation in Production Rehabilitation The re-adjusting and allocation of the land, and starting of other agricultural development items should be participated by the all villagers from each village group and an attention should be paid to the special requirements on the land from the resettlers. (3) Participation in Using Land Compensation

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The land compensation will be paid to the village and should not be carved up or used for other purpose. The compensation will be used in a planned way and for specific items planned. The use of the money will be approved by the villager congress and under the supervision of the villager representatives. (4) Participation in Project Construction The project construction will cause certain impact on the local community. In order to ensure the PAPs to get benefit from the project construction, the local people will be encouraged to take part in the construction, and favorable conditions will be created to use local materials and local labor force.

9.2. Responding to Grievance and Appeal The public participation is always encouraged in the process of compiling and implementing of the RAP. There will be some unforeseeable problems occurring in the process. In order to solve problems effectively and ensure the project construction and land requisition to be carried out successfully, a transparent and effective appeal channel has been set up respectively for resettlement, in addition to the existing appeal method through People' Letter Office of the local government at all levels. The procedures are described as follows. Stage 1: If any resettler is aggrieved in any aspect of the resettlement, he/she can appeal to the village committee and the township (town) resettlement office orally or in written form. If an oral appeal is made, the village will record it on paper and process it. Village committee or township (town) resettlement office will make decision on or resolve it in two weeks. Stage 2: If the aggrieved resettler is not satisfied with the decision in stage 1, he/she can appeal to the town(ship) resettlement office after receiving the decision; the county (refecturen) resettlement office will reach a decision in two weeks. Stage 3: If the aggrieved resettler is still not satisfied with the decision of the town (district) resettlement office, he/she will appeal to the PRO after receiving the decision, the PRO will reach a decision in two weeks. Stage 4: If the PAP is still dissatisfied with the decision of the PRO, he/she will appeal to the civil division of a people's court according to the civil procedural law after receiving the decision of the PRO. The resettlers can appeal on any respect of the resettlement, including compensation criteria. The resettlers will know their rights of lodging appeal during participation in the public meetings and by other ways. At the same time, the appeal processes will be publicized among the PAPs through media. The relative authorities will sort out the opinions and proposals of the PAPs and the resettlement offices at all levels will process the information in a timely and effective manner. The organizations accept the appeals and grievance of the PAPs free of charge, and the expenses incurred therefrom will be paid by the PRO under project contingency.

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10. MONITORING AND REPORTING In order to guarantee that the RAP can be smoothly implemented and the resettlement target suitably realized, the follow-up fact-finding and monitoring will be carried out in whole process. Monitoring on the resettlement will be divided into two parts, i.e., internal monitoring (by the resettlement offices) and the extemal independent monitoring. 10.1. Internal Monitoring 10.1.1. Target and Tasks The target of internal monitoring is to maintain responsibility of the resettlement organs as specified in RAP during implementation, and ensure that the project can be constructed smoothly and the resettlers' legal rights will not be impaired. The auditing department of the city and county (district) government will independently exercise the auditing monitoring function over concerning units under its jurisdiction in accordance with the laws and regulations. The superior units assume the responsibilities for monitoring their subordinates so that the RAP principles and schedule can be followed.

10.1.2. Institution and Staff The internal monitoring will be organized by the PRO, and be performed by the resettlement groups in towns and village groups. To ensure an effective internal monitoring, full-time professionals have been assigned for each resettlement offices. All of them have participated in preparation and implementation of the RAP, and they will also carry out internal monitoring and control of the resettlement progress according to the RAP.

10.1.3. Indicators to be Monitored They are mainly as follows: (1) Allocation and utilization of the resettlement compensation (2) Selection and allocation of the plots for new house (3) Rebuilding of private houses (4) Support to vulnerable group (5) Employment of the PAPs (6) Restoration and re-construction of irrigation and water conservancy works (7) Adjusting quantity of agricultural structure and selection of crop types (8) Adjusting and allocation of land (9) Reconstruction of enterprise and restoration of production (10)Restoration of infrastructure (11)Scheduling of the work above mentioned (12) Implementation of the policies in RAP (13) Public participation and consultation during implementation (14)Staffing, training, work schedule and working effectiveness of resettlement offices in each level.

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10.1.4. Monitoring procedures The PRO has developed an internal monitoring framework to supervise the resettlement activities, and established a database for the land requisition, housing relocation and resettlement, and will monitor through the resettlement offices the whole process of the resettlement. During the implementation stage, the resettlement offices at each level will establish relevant sections of the database and renew them. They will also timely transfer the on-going activity records and implementation progress to resettlement office above the level so that a continuous monitoring can be realized. In the above internal monitoring system, a set of formats of information lists have been drawn up so as to realize the continuous massage flows from the village to the PRO. The PRO and town(ship) resettlement groups are important chains in the internal monitoring system, and their work will be periodically checked and inspected.

10.2. External Independent Monitoring and Evaluation

10.2.1. Target and Tasks The external monitoring and evaluation (M&E) by an institution independent to the resettlement execution institutions is to monitor and evaluate whether the target of the land requisition, resettlement and relocation activities are realized, by which evaluation opinions and proposals will be put forward on the resettlement, housing relocation and restoration of the resettler's living standards, and to provide predicting alarm system to the project management, and reflecting channel to the resettlers. The external independent monitoring institution will be the consultant both for the Project Leading Group for Resettlement and the PRO, it will conduct follow-up investigation, monitoring and evaluation of the resettlement activities according to the RAP and provide advice for decision-making.

10.2.2. Main Indicators to be Monitored and Evaluated A. Main Indicators for Monitoring (1) Progress: including preparation, implementation of land requisition, housing relocation and resettlement. (2) Quality: including civil construction quality and degree of resettlers' satisfaction. (3) Investment: including allocation and use of the funds. B. Main Indicators for Evaluation (1) Resettlers a. Economic conditions: household economic development before and after resettlement, including assets, production materials, subsistence materials, income, etc.. b. Environmental conditions: living environment before and after resettlement, including traffic, culture and education, sanitation, commercial service facilities, etc.. c. Employment: change in employment, including employment rate, assistance to the different PAPs, especially the vulnerable PAPs and minority. d. Development in community: local economy in resettlement host sites, environmental development, neighborhood relation, and public opinions after resettlement.

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(2) Infrastructure Changes in infrastructure in the affected area before and after the implementation (3) Enterprises Changes in business environment and condition of enterprises, and working and living environment of staff before and after resettlement.

10.2.3. Monitoring and Evaluation Measures Monitoring and evaluation will be performed on the basis of the survey data provided by the survey design institution and resettlement implementation institution. With an overall understanding of the situation, the evaluation will be performed by sampling survey and quick evaluation. Typical samples (resettled households/villages) which has the representativeness will be selected to establish evaluation index system for different types of PAPs. Experienced experts will be invited to decide in a back-to-back way the weights for different indexes. Referring to the updated research output on living quality both in China and abroad, the indexes will be non-dimensionally treated, and the survey results are analyzed and the computation results are evaluated and compared. Monitoring and evaluation unit will also carry out the following work. A. Survey of resettlers' living standards The base-line survey will be conducted for this project, the selected samples of the base-line production and living standards of the resettlers will be collected (The preliminary samples will be randomly collected). The living standard will be investigated once or twice a year to monitor the variation in the resettlers' production and living standards. The necessary data can be obtained by periodical survey, random interview and site visit, based on which statistical analysis and evaluation are performed. The survey comprises of various indicators of judging the production and living standards. One indicator will be used for weighing the dynamic variation of production and living standards before and after the land requisition and resettlement. The selected indicators will be checked to see whether they are reasonable in reflecting the actual production and living levels in the base-line survey and are subject to modification according to the actual conditions, so as to guarantee the message obtained to reflect the quality and quantity of the real situation. Sampling scale: resettlers: 5%, and villages influenced by the land requisition: 20%. B. Public Consultation The independent monitoring and evaluation institution will participate in the public consultation conferences held by the village and town(ship). By this method, the institution can evaluate the effectiveness the public participation and the cooperative attitude of the resettlers towards the RAP. Such activities will be conducted during and after the resettlement implementation. C. Resettlers' opinions The independent monitoring and evaluation institution will often interview the resettlement offices at town (ship) and village level to know the opinions collected from the resettlers and interview the resettlers who have aggrievance. The institution will timely transfer the opinions and requests to the PRO from individuals and collective enterprises affected by the project, and provide advice for improvement, so that the resettlement implementation can be more smooth and effective. D. Other responsibilities

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The independent monitoring and evaluation institution will monitor the following activities in the process of implementation. (1) Selection of resettlement site, (2) House construction, (3) Production arrangement and rehabilitation, (4) Support to the vulnerable group, (5) Enterprise restoration and reconstruction, (6) Infrastructure restoration and reconstruction, (7) Payment and amount of the compensation, (8) Resettlers' transfer, (9) Employment of laborers, (10)Training, (11) Scheduling of the items above mentioned, (12) Organizational network for the resettlement, (13)Use of compensation of the collective-owned land and resettlers' income, and (14)Employment of the surplus laborers and income increase of them.

10.2.4. Working Processes (1) Preparation of monitoring and evaluating programs, (2) Developing computer programs for monitoring and evaluating of the resettlement, (3) Drafting the investigation outline, survey forms, and record cards for sample villages and sample households, (4) Design of the sampling survey, (5) Base-line survey, (6) Establishing the information system for monitoring and evaluation (7) Investigation for monitoring -- Community socio-economic survey

-- Resettlement implementation institutions

-- Sample villages survey

-- Sample households survey

-- Other sample survey (8) Sorting of monitoring information and establishment of database (9) Comparison analysis (10) Preparing a monitoring and evaluation report each year

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11. Report Compiling Plan

11.1. 1Resettlement report The RAP draft was completed before March 20, 2003. During March 24 to 28, 2003, at the meeting of project anticipating evaluation, it was submitted to specialists of the World Bank, according to whose modifying opinions and requirements, the modified draft was completed in July, 2003, and it is planned to submit it to the World Bank Project Group for evaluation. 11.2. Progress report A. Reporting circle After starting of the resettlement implementation, working reports will be submitted at least once every three (3) months from the resettlement office at each level to their above level. The project resettlement office, according to progress reports from the resettlement offices at each level, submit the report of "Resettlement Progress of Naji Navigation Complex" to the World Bank before July 31 of each year, with the reporting circle of once a year. B. Format of Report The format of the working report of the PRO will be prepared to meet the requirements of the World Bank. The format of the report usually comprises of two parts: a) the context describing in detail the land requisition, relocation and compensation, progress, problems and difficulties met in the implementation, and the corresponding resolution and measures; b) forms and lists mainly showing statistical data of previous six (6) months, which reflect the progress by comparison of the actual and planned land requisition, house removal/reconstruction and use of compensation. The formats refer to the Table 11-1 and 2.

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Tablell-1 Progress Report of Land Requisition and Resettlement Department: Deadline for Reporting Contents: Date Month Year Fill-up Date: Date Month Year Items Unit Planned Completed Accumulated Proportion ______I amount Cmltdtotal Fund allocation PAPs moved to new housing _ Old houses demolition _ Reconstructed public buildings Communication lines restoration = Road reconstruction______Canal reconstruction = _ i Land requisition Land readjustment = LLabor force employment Reporter: Signature(Person-in-charge): Official seal:

Table 11-2 Implementation Progress of Resettlement Compensation and Subsidies Town(ship) w Data up to: Date Month Year Date of fon fillinc: Date Month Year Affected unit Description Unit] Quantity Investment required Compensation /Subsidy received (Y) (Y)

V illage______

Reporter: Signature(person-in-charge): Official seal: Notes: 'Description" will be filled with such as construction of irrigation facilities (canal (m), pump station (no.), domestic animals farming (such as pigs, chickens, ducks and fishes (mu), land improvement (dry land to paddy field (mu), construction of infrastructure, establishing of enterprises and labor force employment, etc.).

11.3. Reporting ECIDI will report on the work that they undertake within one month after completion of the work. PRO will submit the resettlement progress report to the Bank annually, which attached with the reports received from ECIDI. A. Periodicity In accordance with the World Bank requirement, after commencement of the resettlement, the monitoring and evaluation survey will be carried out once a year, starting in Aug. of every year. Prior to December 31, a resettlement monitoring and evaluation report will be submitted. The work for land requisition, housing demolition and resettlement of this project will be started or basically completed by the first half year of 2004. The work for independent monitoring and evaluation will be conducted for four times respectively in 2004, 2005, 2006 and 2007. Before the end of March 2004, the monitoring and evaluation program will be submitted, and sample selection of land requisition and resettlement, collection of base-line information, and establishing of database should be completed. B. Contents

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(1) Resettlement base-line survey (2) Land requisition, housing relocation and resettlement schedule (3) Production restoration and rehabilitation (4) Housing demolition, relocation and reconstruction (5) Implementation progress of special infrastructure (6) Resettlers' living standards (7) Availability and utilization of the resettlement funds (8) Evaluation of operation and efficiency of the resettlement implementation institutions (9) Support to vulnerable group (10)Function of resettlement implementation institution (11)Problems and proposals.

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Attachment 1: List of Villages Impacted by Project List of Villages Impacted by Project

County Town Quantity of (Distct) (hip) administrative Village Land requisition ( District) (ship ) villages Natuo(5), Nongpo (2), Collective-owned land and Napo 3 Laiwang (4), state-owned land

Nayin (18), Baifeng (6), Collective-owned land and Tianyang Baifeng Wantang (7), Donghong (6) state-owned land

Total 7 Collective-owned land and state-owned land Fulian (8), Guiming (7), Xinming Collective-owned land and Sitang (2) state-owned land Fulu (10), Dahe(5), Dawang (8), Collective-owned land and Nabi 6 Dawang (6), Jiangfeng (9), state-owned land Youjiang Shilong (1), Donghui (3) Baise State-owned land

Total 9 Collective-owned land and state-owned land 106 village groups (number in Total 5 16 bracket is for village groups and natural villages)

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Attachment 2: Visiting Records

Colloquia held with resettlers: Time: 15:30, Dec.28, 2002 Place: at home of Lu Dazuo in No.4 Group, Natuo village, Napo township of Tianyang county Resettlers' representatives: Name Sex Age Nationality Name Sex Age Nationality Lu Dachu M 45 Han Lu Daguan M 36 Han Lu Er M 18 Han Lu Dazu M 52 Han Huang F 47 Han Huang Huiling M 32 Han Lanfang I Lu Dagang M 38 Han Huang Wuchun M 36 Han Wang Bing WangBing M 33 Han Fan Youning M 44 Han nan

Most of them know that the project is a key one of the state, express they will actively support the construction of the project. At early stage, cadres of village, the leaders of village groups and the land contracted households concerned with the project, together with the investigation institute, have participated in the inventory survey, and confirm the inventory index. Now the submergence scope of the reservoir is basically clear. Though, this area is a region with a minority nationality and has minority nationality inhabited, different nationalities have a close relation on the production and living for a long-term and they intermarry mutually. The relation between nationalities is very harmonious, and there is no language obstacle among them. In production and daily life, they have paid less attention on the their nationality habits, and different nationalities live together more and more. About the compensation for the land requisition, they express that it should be carried out according to the relevant policies of state and autonomous region, and it is better to directly pay the compensation cost to the impacted households by the land requisitioning unit. They hope to reduce transitional organization as far as possible, and avoid the holding and deducting of compensation fund. For production resettlement, some of them hope that the cultivated land for the family basic life should be ensured through land adjustment as they are farmers, it is to use the partial compensation fund to construct the facility of water conservancy, improve the field with low and middle output so as to raise the output of grain, and adjust the industrial structures (improving the nature of mango trees) so as to increase the economic benefit from the agricultural products. And same other villagers hope that they can improve their living standards by a way of going outside to work and engaging in business. The representatives of young age and women hope that the relevant compensation fund is paid to individuals. Then the group cadres and decommission soldiers hope that the fund can be used to improve the produce conditions and popularize the scientific farming technology, and the fund be made as a hematopoiesis instead of compensation fund only.

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Colloquia held with resettlers: Time: 10:00, Jan.6, 2003 Place: Pingjing natural village, Baifeng Village, Baifeng township, Tianyang county Resettlers' representatives: Name Sex Age Nationality Name Sex Age Nationality Huang M 52 Han Huang Xiantao M 42 Han Wenxue Teng Xiulian F 40 Zhuang Huang Zuoyou M 32 Han Deng Xiuying F 40 Han Huang Zuoheng M 55 Han LungjiaoHuang F 40 Han Huang Jinguo M 47 Zhuang Huang M 28 Han Liang Xinhui M 23 Han Yongguang____

Guokuang M 60 Zhuang Huang Meiqiu M 50 Han Huang M 56 Han Y oukang ______

They think that traffic condition of village and peripheral areas of the reservoir can be improved by the raising the water level of river course after the construction of navigation complex, it is a good thing of the people to be noble and country prosperous. They express that they will actively support the state construction. As the partial houses of villagers are built on the terrace by the river, they worry whether the house foundation will be influenced as rising of the water level. Therefore, they hope the conceming professional department to have the demonstration for it and to adopt the necessary protection measure in dangerous section so as to ensure the safety of person and property. There are over 500 persons in Pingjing Village, the income of households is mainly from agriculture, and persons of going out for work are not much more. There is no collective enterprise in the village. 13 households engage in coal transportation as Gonglou Coal Mine near and convenient, and 5 households engage in the processing of rice milling and rice-flour. The live-stock and domestic fowl raised are mainly for self-sufficient. They have two times of rice harvest from the paddy field in a year, with the output about 450kg for one time, and plant sugarcane and corn in the dry land as well as Dongcai once in winter. Now the surface for connecting road from the village to outside of village is poor, it is not convenience for traffic, but the irrigation facility of water conservancy is better. Zhuang and Han nationality live together in a same village, the different nationalities are completely harmonious and have no difference in customs and habit. About resettlement scheme and compensation cost, all of they said: it is better to adjust the land within village group for reasons of that the reserved collective land is less and quantity of submergence land for each household is different. The compensation cost for farmers or for village collective should be defined in the document clearly and be allocated to each person according to the population with responsibility field or is used to construct the road in the village. During implementation of compensation, the account must be publicized and cost should be paid to each person or used for the road construction completely.

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Colloquia held with resettlers: Time: 10: 30, Jan.8, 2003 Place: No.7 Group, Wantang village, Baifeng township, Tianyang county Resettlers' representatives: Name Sex Age Nationality Name Sex Age Nationality Lu Wenming M 70 Zhuang Xiang Xiaolong F 37 Zhuang Yao Baojie M 35 Zhuang Lu Pankang M 33 Zhuang Zhou Xiangjiang F 35 Zhuang Xiang Xiaoping F 38 Zhuang Lu Hanxiang M 56 Zhuang Ren Rixing M 52 Zhuang Lu Hanhui M 54 Zhuang Su Qishen M 38 Zhuang

In the village, the cultivated land per capita is over 1 Mu. No. 7 group has less paddy field (about 0.5 mu/person), and more reclaiming land (about 2mu/ person). The persons in the village are all Zhuang nationality. The most of their income is from the agricultural production of sugarcane and paddy rice, a few of villagers engage in the transportation service or go outside to work. They plant two seasons of rice in a year (not plant in the winter), 500 kilogram from the early rice and 400 kilogram from the late rice, which can meet the requirement of self-sufficient. A few of them plant Dongcai in winter so as to increase their income. The cost for irrigation, farming chemical, chemical fertilizer and machine cultivating is about 130 RMB Yuan/Mu for a year. There are sugar refineries in Tianyang and Baise, which can guarantee sugarcane to be sold. So that the non-irrigated land and reclaiming wasteland in this village is planted with sugarcane mainly, and sugarcane is the major economic income source of farmers in this viliage group. But the quality of non-irrigated land and reclaiming wasteland is comparatively poor, and average output is only 6 ton/Mu. The sugarcane output can reach to 8-1 Oton/Mu for land with good quality. Now the price is about 170 RMB Yuan/ton and the production cost of chemical and chemical fertilizer is about 240 RMB Yuan/mu. The income from it is better than income from planting rice. The most mountain area in this group is with stones and there has not much area can be developed. The selling condition for fruits of mango, litchi and longan in recent years is not ideal and costs can not be withdrawn for reasons of that tree nature is poor, traffic is inconvenience, selling scale is small and the engaging households in scatter. They have not put more investment on the fruit trees. Raising pigs and chicken is also a part of family economic income source. Each household raises 4-8 pigs for a year and will have income of 600-700 RMB Yuan/ea. excluding the grain cost. The cultivated land is near the village, about 3km, the reclaiming wasteland is far away, with a distance of 4-5km, so it is not convenient for farming. They express that though there is no benefit to their village from the construction of Naji Navigation Complex at recently, they will support the construction of the state by the personal benefit submitted to the country and collective one overall. At less, after the construction completed, the navigation condition of this region can be improved, construction of other infrastructures will be brought, and the development of local economy will be promoted. For resettlement, they suggest that it should be started from the work of improving land, and adjusting agricultural industrial structures and land, strengthening the agricultural technical training for resettlers, planting the vegetables and fruit tress with a high and good benefit so as to increase the income level.

178 RESETTLEMENT ACTION PLAN

Colloquia held in resettlers: Time: Morning 10:00, Jan.10, 2003 Place: No.3 Group, Fulian village, Sitang township, Youjiang district of Baise city Resettlers' representatives: Name Sex Age Nationality Name Sex Age Nationality Huang Jianyi M 38 Han Huang Jiankuan M 37 Han Huang Jianshuai M 27 Han Huang f 36 Han Huang Seqin M 46 Han

There are 19 village groups in the whole village, with 3500 people. The most of them are the Han nationality, No.1, 4 and 5 group has people of Zhuang nationality. The relation between Han and Zhuang is harmonious, and the two nationalities have no difference in food, dress and holiday. This village is at area with valley and plain, an ecological demonstration village in Baise city and a vegetable base without pollution. The fuel for them mainly is biogas, and 80% of households in the village have the biogas tank constructed. The average land per capita in the village is 1.2mu (0.6 mu of paddy field and non-irrigated land for each), a less difference between village groups. The major income is from vegetable for most of villagers. In the paddy field, they plant two seasons of rice for a year so as to guarantee the grain ration for their family and plant Dongcai in winter. In the non-irrigated land they plant vegetable all a year, with 3 - 4 harvests for different vegetables. The vegetables are white gourd, green pepper, cucumber, bean, tomato, eggplant, pumpkin and Chinese cabbage, etc. and they plant those according to market demands. In order to guarantee the output of vegetable, besides strengthening field management, the interval plant should be adopted. During period of planting vegetable, a season of corn is planted. Generally, the income from a season of vegetable is up to 2000 RMB Yuan/mu, but the different of technical manage level and investment will directly affect the output and quality of vegetable, and the income will also be different. The cost for vegetables is about 300 - 400 RMB Yuan /Mu for each season, including that for seed, chemical fertilizer and chemical. As vegetables have leaves after selling which can be used as feed, the villagers raise pigs and ducks. Each household raises 10 pigs a year to sell and they also raise over 200-300 ducks. In the hillside fields, they plant the fruit trees of mango. As nature of those trees is not good and the price is very lower, now no more person has put strength on management and no income is from fruit trees. In general, the construction of Naji Navigation Complex has no great the impacted on the village, they will actively support the construction of state. For land compensation and resettlement, they hope that concerning department should strength the supervisory and guarantee the land compensation cost to be paid to resettlers in time according to relevant standards. As this village has no the land resource that can be developed, they should put effort on the plant and livestock breeding after local adjustment of land. By encouraging farmers to plant vegetables with new nature, improve the nature of fruit trees, develop livestock breeding by taking use of original conditions and technology, the income of farmers can be increased on the one hand. In another hand, the manure of those can be fertilizer for vegetables, the vegetable output and quality raised, and be used as a raw material of biogas. To fish in gulf of reservoir is also a good ideal.

179 RESETTLEMENT ACTION PLAN

Visiting a person passing by: Time: morning 11:30, January 10, 2003 Place: at road side of Fulian village, Sitang township, Youjiang district of Baise city Visited: Huang Youli (male, 35 years, Han nationality, and graduated for a junior middle school), a villager in No. 2 group of Fulian village. Now there are 4 persons in the family, himself, his parents and younger brother. He does not marry. Their village is at the plain near the river, there has no mountain forest, the average land per capita is also not much, the average cultivated land per capita is 1.2mu (0.6mu of paddy field and non-irrigated land for each) in the village. His family possess the land of 4mu (2 Mu of paddy field and 2mu of non-irrigated land). In which 1 Mu of non-irrigated land is altered as a fish pond, fish is sold except for themselves, and they can get over 2000 RMB Yuan from it every year. They have lMu of orchard. Originally it was planted with mango, 0.5 mu mango trees were cut down and now is planted with litchi for reasons of mango price being low in previous years. Now the orchard has no fruit harvest of litchi yet. The rice grown in the paddy field is enough for them. They plant 2 mu of vegetables in the non-irrigated land as those in the village, and can have 4000-5000 RMB Yuan for each year. They have a mill to mill rice for villager nearby, with approximately income of 3000 RMB Yuan. Expense is mainly of cost for the daily life, and gift cost for relatives and friends. In the daily life, expense for cigarette and wine is larger. As the family burden is light, the living level is not bad as compared with those in this village, and in middle-high level. That construction of power station is benefit to state, collective and individuals. The quantity of submerged land per household for the construction of reservoir will is not much, not average. He though that it need not to adjust the land in the whole village or whole group. If the most of villagers agree, only local adjustment is required. For the recovery of income level of villagers after land requisition, he thought that key problem is that compensation fund should go to position and village should adopt a effective measure after soliciting public opinions so as to avoid villagers in unsatisfied and affect the production development.

180 RESETTLEMENT ACTION PLAN

Colloquia held with resettlers: Time: 10: 00, Jan.11, 2003 Place: No.3 Group, Damei natural village, Guiming village, Sitang township, Youjiang district of Baise city Resettlers' representatives: Name Sex Age Nationality Name Sex Age Nationality Lu Hanwei M 34 Zhuang Lu Shuntuan M 30 Zhuang Lu Meiqun F 38 Zhuang Lu Anling F 63 Zhuang Huang Wanhe M 64 Zhuang Lu Xiuhua f 55 Zhuang Tan Fuli M 49 1 Zhuang II I__ There are 5 natural villages of Damei, Xiaomei, Fujiang, Nalian and Liuji in the administrative village, totaling with 12 village groups. No. 8-12 groups are in Damei, No. 1-4 in Nalian, No. 5 group in Fujiang, No. 6 group in Xiaomei, No. 7 group in Liuji. Excluding No. 7 group, 11 Villages will be involved in the submergence of reservoir for Naji Navigation Complex. The submergence area is more for No. 9 group, then for No. 8 group secondly. This village has much cultivated land, with the paddy field of 1.2 - 1.5 Mu per capita, the non-irrigated land of 1.5 mu per capita, and the garden 3Mu per capita. They plant rice in paddy field to satisfy the grain demands of themselves, other land is grown with economic crops of sugarcane and fruit (litchi in mostly), which is the main income source of villagers. In recently two years, the price of mango is very low, but the price of litchi is not bad, about 1.2 - 1.5 RMB Yuan/0.5 kilogram. This village has orchard with more litchi and a few of mango. Usually, litchi can be harvested after the trees growing 4 - 5 years. With difference of production investment and the growth time of fruit tree, the outputs are different. They harvest 500-1000 kilogram /mu from normal and 1500-2000 kilogram /mu from high output land, and the production cost is about 700 RMB Yuan. They plant two seasons of rice in paddy field for a year with the output of 600 kilogram/mu, and plant Dongcai or not plant any in the winter. They are in self-sufficient for grain, and plant sugarcane and one season of corn or soybean in the non-irrigated land. The sugarcane is sold to Baise Sugar Refinery. Most of households raise 4-6 pigs according to the actual condition of family. Some special households raise 10-20 pigs at once. Now the price for the pig is 2.8 - 2.9 RMB Yuan/0.5 kilogram, and the total price for a pig can be up to 500-600 RMB Yuan. The road from the village to Sitang township is about 10 kilometer, which is repaired by villagers in different forms every year, but the investment is limited. Now, the road is still in concave, which has affected sales and the transportation of agricultural products of sugarcane, fruit, etc.. As for burben of farmers, the township people's government has implemented the national policies, and specifications in Sizhengfa Document No. 18 [2002] issued by Shitang Township People's Government of Baise City. In the document it is specified that overall cost is reduced to 13 RMB Yuan/person (4 RMB Yuan for militia, 2 RMB Yuan for family planning, 4 RMB Yuan for village cadres and 3 RMB Yuan for five-guaranteed households) from original 16 RMB Yuan/person. They all express that project construction is benefit to the development of the regional economy, they all actively support the state construction. They require that after the land requisition, it should take a good use of and allot the land compensation. By ways of improving traffic condition and fruit nature, adjusting the agricultural industrial structure, etc., the economic income of villagers will be restored step by step.

181 RESETTLEMENT ACTION PLAN

Interview with a person passing by: Time: 11: 50, January 11, 2003 Place: Damei natural village, Guiming village, Sitang township, Youjiang district of Baise city Visited person: Lu Hong (male, 47 year-old, Zhuang nationality, graduated from junior middle school), a villager of No. 12 village group There are 4 persons in his family, himself, wife and two daughters. The elder daughter is 20 year-old and younger daughter is 19 year-old. He and his wife farm the land at home. His elder daughter goes to work in a factory of Guangzhou at the first half of the year (year of 2002) with others, and younger daughter has studies in Agricultural Technical School in Wuzhou of Guangxi for 4 years and will be graduated after a half year. They have 4.9 Mu paddy field, 2 mu non-irrigated land, and 12 mu reclaimed wasteland (planted with litchi). The time of reclamation wasteland by his family is comparatively early, the.area of reclamation land is more, now no more wasteland can be reclaimed. They do not plant the rice in this year for reasons of profit from paddy rice not well. They plant sugarcane in 6.9 Mu land and not harvested yet, and he does not know how many ton sugarcane will be harvested for this year. By a part harvesting, he thought that he may harvest 8 ton/Mu from the paddy field, 6ton/mu from the non-irrigated land, totaling 50t. According to the price of 175 RMB Yuan /t, the gross income of sugarcane will be up to 9000 RMB Yuan. Among 12 mu orchard, there are two mu with litchi trees for more than 10 years, other 10 mu mango garden is altered into the litchi one which is the first time to harvest. The income of litchi for this year is 7200RMB Yuan, with the cost about 1400-1500 RMB Yuan. His elder daughter just goes outside to work, has not much more wage for not having a good work and only can have self-sufficient. As Comparing with other villagers, the income of his family is still good. But his younger daughter studies at a school now and cost required by her is higher. The expense of his daughter is about 4000 RMB Yuan for a term, the income of his family only can satisfy the family demand. They have two rooms of 7-8 years, one with brick and other with earth-wood structure. Now they have no more money to reconstruct the house and are going to reconstruct after graduation of the younger daughter. About resettlement and land compensation cost: he thought that at the first, the relevant department will determine reasonable compensation unit price according to relevant policies of state, the cost should be paid to farmers if it belongs to the farmers. As for a part of households greatly influenced by the submergence, the land should be allotted to them within the village or group on the basis of soliciting their opinion. The village should propose the allocation scheme of land compensation. How to use this compensation for developing production should be decided by the villagers themselves.

182 RESETTLEMENT ACTION PLAN

Visiting a household: Nong Zheng, man, 36 year old, Zhuang Nationality, graduated from senior middle school Place: Weidong natural village, Nongpo Village, Napo township, Tianyang county Time: January 12, 2003 There are 4 persons in his family, himself, his wife, father and son. His father is 84 year-old in this year, son is 12 year-old and studied in a primary school. They have contracted 13mu land, in which 3 Mu is for paddy field, 10 Mu for the non-irrigated land. The area of orchard is about 12mu (mango of 10 Mu, longan of lmu, and litchi of lmu). The economic income source of family is mainly from sugarcane and fruit. They plant two seasons of rice in 3 Mu paddy field, in which 2 Mu land they plant one season of kidney bean or pumpkin in winter. In the non-irrigated land, they all plant sugarcane, the harvest (totally of 40 ton) was not well because of rainy day in the last year. The nature of partial mango of his family is called "Red Ivory", the nature is better, the price is also high and is 0.35 RMB Yuan/kilogram. The price of mango with other nature is not well, totaling 2000 RMB Yuan for a year. The output is 300-350kilogram/mu for litchi and only 400 kilogram/mu for longan. The income is over 2000RMB Yuan from mango, 500-600 RMB Yuan from litchi, and 300 RMB Yuan from longan. Now they have raised 1 sow (A sow would bear pigs twice at a year, withl0 - 12 pigs for each time), and 2 pigs, a cow (for cultivating land), a few of chicken (for self-demand). They will also sell 4 grown pigs every year. The income from those is about 4000 RMB Yuan. The total income is 13000 RMB Yuan, with cost up to 20- 30%. The main expense is for daily life, the expense of wine and cigarette is more. They can save 1000 RMB Yuan for a year, and have surplus in recent years. The construction of Naji power station will flood his paddy field of 2 mu, which is less as compared with that in whole village. The impact on his production and life will not be great. He is waiting for the scheme proposed by village. If the scheme is fair, reasonable and operatable, all will support and carry out it. The key point is that: fund should be guaranteed and finance should be publicized.

183 RESETTLEMENT ACTION PLAN

Visiting a household: Liu Zhenglu, man, 40 years old, Zhuang nationality, graduated from the senior middle school. Place: Podou nature village, Dawang village, Nabi township, Youjiang district, Baise city. Time: afternoon, January 13, 2003. There are three persons in his family, himself, his wife and a daughter of 10 year-old. His daughter studies in a primary school. His family was moved from Chengbihu reservoir (a local hydropower station) in 1962, his family has contracted the land of 2.3Mu, in which 1.8 Mu is for paddy field, 0.5 Mu for the non-irrigated land, 10 Mu land for reclaiming wasteland at the river bank, no orchard and forest land. It is not for all households to have the reclaiming land, but he has more for reasons of he reclaiming wasteland early. At early stage, no one reclaimed the flood plain. 6 years ago, he fished at the river and found there has a large area of land exposed near the river bank, he had ideal to reclaim it. Afterwards, he discovered that land in a high location could be used as the cultivated land in most of time except the flood season. Then he reclaimed about 1OMu land near the river bank. Afterwards, other people all did so, and now the wasteland at beach of river is all reclaimed. During dry season, the area near river bank is grown with vegetables, this land is not contracted. The village is near the urban area of Baise city, the income of farmers are mainly from vegetables. His family plants rice in the paddy field, and vegetables in the contracted non-irrigated land and reclaimed wasteland. The vegetables are bean, cucumber, Chinese cabbage, pumpkin, tomato and eggplant, etc.. The vegetables are planted according to different season and market conditions. In general condition, per Mu vegetable can have an income of 3000 - 4000 RMB Yuan/mu. With much the wasteland reclaimed near the river bank, his income from vegetables reached to 40000 RMB Yuan for a year. Most of submerging land for the construction of power station was reclaimed wasteland near the river bank and not the contracting land, thus it will not have a great impact on the village. He hopes the compensation should be paid reasonable according to relevant policies for this part of land.

184 RESETTLEMENT ACTION PLAN

Colloquia held with resettlers: Time: 10:30, Jan. 15, 2003 Place: Dongxian natural village, Fulu village, Nabi township of Youjiang district in Baise City Resettlers' representatives:

Namei SexM Age | _Nationality HuName Sex Age Nationality Huang Xinhua M 31 Han Huang Liue SeF A48 NHana l

Huang Shuzhi - 58 Han Huang Rongzhen F 60 Han Li Caijin F 44 Han Huang Xiaolin F 35 Han Huang Xiujin F 36 Han Li Xiaoxi F 28 Han Deng Qiumei f 35 Han Huang Junzhong m 32 Han

There are 22 village groups within 10 natural villages, most of them are in the Han nationality. In the year of 2001, the flood washed away the houses at the river bank, they built new houses on the cultivated land (per household provides 0.38 mu cultivated land for the house plot) with the financial aid of government. The contracted land in the village is not more, farmers reclaim the wasteland on the mountains. Each household has reclaimed wasteland in more or less, which is planted with trees of mango, longan, litchi, sydney, peach, etc.. The income from fruit trees is not more for reasons of that nature of mango is not well and no fund for grafting and improving. The contract land is planted of rice and vegetables. The vegetables are mainly of Chinese sauerkraut -- a local product of Fulu village. The harvests for Chinese sauerkraut are 5 times in a year. The income from Chinese sauerkraut for a season is 1000 - 1200 RMB Yuan/mu, with the cost of 40 RMB Yuan for seed, 300 RMB Yuan for the chemical and chemical fertilizer, 10 RMB Yuan for water, and 90 RMB Yuan for processing. Though, income of Chines sauerkraut is good, the requirements of technology are higher, more manpower is required, and a certain price risk of the market exists. It is not planted in a large-scale. Most of labor forces in the village are engaging in the agricultural production, and some go outside to work in a part time, engage in the transportation or business. There is not television in the village and telephone popularity rate is of 30%, the running water only reach to each crossing of road and not go into each household because lack of fund. The traffic condition is poor, the road in village is soil one, in village there has a primary school, in the Baise City there has the middle school, about 10 kilometer away from the village. Originally, it is decided that a part of resettlers for Baise Water Conservancy Project will be resettled in the village. In this case, requisition land will be 50 Mu for the living and 500 Mu for production land, and the construction of Naji power station will flood partial land in the natural village, the land will be less. They said that the impact on its production and living will be great, now the village reflect it to relevant department, suggest to change the host-area for Baise water conservancy project, and cancel the host-area in the village. The area for wasteland that can be reclaimed is not very much. After the land requisition, they should make efforts on mountain area such as to improve the nature of fruit tree (especially mango) with land compensation cost, develop the economic forest for raising the income, buy perfume and bonus Ping Mang with 8 - 10 RMB Yuan /ea. from market, and invite the technical people to graft it for original mango trees being harvested after two years.

185 RESETTLEMENT ACTION PLAN

Attachment 3: Summary of Agricultural Population to Be Resettled (Basic Situation of Village Group) Grouping Sheet of Agricultural Population to be Resettled

Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be village) paddy field land capita paddy field d land resettled Tianyang Napo Natuo 1 141 154 117 37 1.09 6.21 0.00 6.21 6 2 III 135 109 26 1.22 11.52 0.00 11.52 9

3 188 262 210 52 1.39 22.28 6.71 15.57 16

4 258 285 189 96 1.10 7.85 3.33 4.52 7 5 168 402 190 212 2.39 14.60 6.16 8.44 6 Total in 10 1701 2654 1977 677 1.56 62.46 16.20 46.26 44

villag e______Nongpo 2 231 253 96.7 156.2 1.10 9.08 8.51 0.57 8 3 91 134 23.5 110.5 1.47 0.71 0.46 0.25 0

4 92 134 24.4 109.6 1.46 0.00 0.00 0.00 0 Total in 11 1065 1484 300 1184 1.39 10.03 9.21 0.82 8 village Laiwang 10 230 265 211 54 1.15 3.53 0.00 3.53 3

lI 215 241 135 106 1.12 65.70 5.13 60.57 59

17 131 133 92 41 1.02 1.88 0.00 1.88 2

18 140 149 102 47 1.06 6.64 0.00 6.64 6 Total in 18 3048 3526 2318 1208 1.16 77.75 5.13 72.62 70

Total In 14 215 25879 31104 13855 17249 1.20 150.24 30.54 119.70 122 tow n I ____I__ I____I___I1

186 RESETTLEMENT ACTION PLAN

To be continued Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be village) paddy field land capita paddy field d land resettled Baifeng Naying 2 144 382.7 80.8 301.9 2.66 40.19 14.34 25.85 15 3 151 375.3 82.9 292.4 2.49 40.19 14.34 25.85 16 4 108 224.3 59.5 164.8 2.08 38.46 21.00 17.46 18 5 129 201.9 56.3 145.6 1.57 38.46 21.00 17.46 24 6 88 203.1 70.2 132.9 2.31 30.97 0.00 30.97 13

7 76 208.4 75.5 132.9 2.74 30.97 0.00 30.97 11

8 134 222.2 75.5 146.7 1.66 98.65 19.42 79.23 59 9 49 112.7 48.9 63.8 2.30 19.92 1.87 18.05 9 10 70 121.2 38.3 82.9 1.73 37.52 2.37 35.15 22 I l 98 202.0 38.3 163.7 2.06 26.67 11.03 15.64 13

12 148 132.9 62.7 70.2 0.90 15.96 6.81 9.15 18 13 141 79.7 52.1 27.6 0.57 9.05 4.83 4.22 16 14 83 91.5 64.9 26.6 1.10 19.16 12.80 6.36 17 15 131 136.0 56.3 79.7 1.04 3.11 3.11 0.00 3

16 100 140.3 . 60.6 79.7 1.40 3.66 3.62 0.04 3

17 181 164.7 79.7 85.0 0.91 48.76 9.29 39.47 54

18 139 161.6 1 87.2 74.4 1.16 34.75 4.16 30.59 30 19 60 70.2 48.9 21.3 1.17 22.45 11.65 10.80 19 Total in 2228 3351 993 2358 1.50 558.90 161.64 397.26 360 village 2228 3351 993 2358 ____ 360

187 RESETTLEMENT ACTION PLAN

To be continued Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be village) paddy field land capita paddy field d land resettled Baifeng 5 126 178 109 69 1.41 10.54 0.00 10.54 7

6 76 156 49 107 2.05 20.51 16.96 3.55 10

9 93 139 0 139 1.49 80.05 0.00 80.05 54 10 172 270 122 148 1.57 97.89 16.74 81.15 62

l l 141 166 88 78 1.18 47.09 5.65 41.44 40

12 90 98 44 54 1.09 33.13 4.36 28.77 30 Total in 13 1580 1934 1062 872 1.22 289.21 43.71 245.50 203 ______v illa g e ______Wantang I 99 169 94 75 1.71 35.75 1.12 34.63 21 2 101 155 86 69 1.53 22.72 2.08 20.64 15

3 135 174 101 73 1.29 11.50 0.00 11.50 9 4 149 225 124 101 1.51 28.75 1.62 27.13 19

5 144 174 110 64 1.21 103.36 65.97 37.39 85 6 84 116 72 44 1.38 32.10 20.85 11.25 23

7 179 244 141 103 1.36 46.44 0.00 46.44 34 Total in 10 1182 1691 872 819 1.43 280.62 91.64 188.98 206

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To be continued Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural T d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be _ _ _ _ _ village)_ paddy field land capita paddy field d land resettled Donghong I 140 189.8 98.8 91 1.36 53.15 0.69 52.46 39 2 160 190.8 98.8 92 1.19 53.15 0.69 52.46 45 3 120 200.1 79.1 121 1.67 27.33 6.90 20.43 16

4 180 203.8 98.8 105 1.13 37.46 0.22 37.24 33

5 115 219.0 112.0 107 1.90 7.43 0.00 7.43 4

6 130 253.0 112.0 141 1.95 17.87 1.68 16.19 9 Total in 8 980 1565.0 817.0 748 1.60 196.39 10.18 186.21 146 village ______Total in 7 95 10415 township 14732 5699 9033 1.41 1325.12 307.17 1017.95 915 Total in county 15 151 2261 281498 335505 153948 181557 1.19 1475.36 337.71 1137.65 1037 Youjiang Sitang Fuliang Laice 407 809 220 589 1.99 33.78 8.89 24.89 17

Coudong 423 426 233 193 1.01 5.80 2.77 3.03 6 Shuibul 282 423 210 213 1.50 107.31 62.78 44.53 72 Shuibu2 443 689 303 386 1.56 66.99 13.38 53.61 43 Qiaorui 293 386 203 183 1.32 30.44 8.25 22.19 23 Jiangtang 269 387 171 216 1.44 64.19 3.64 60.55 45

Xichan 315 351 183 168 1.11 6.01 0.00 6.01 5

Napao 643 718 371 347 1.12 12.13 0.00 12.13 l Total in 8 3382 4979 2112 2867 1.47 326.65 99.71 226.94 222

189 RESETTLEMENT ACTION PLAN

To be continued Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be village) paddy field land capita paddy field d land resettled Guiming 6 197 579.6 251.6 328 2.94 86.94 11.46 75.48 30 7 218 694.9 301.9 393 3.19 57.10 0.36 56.74 18

8 147 463.3 201.3 262 3.15 116.58 64.45 52.13 37

9 179 486.3 211.3 275 2.72 185.40 126.20 59.20 68

10 149 463.3 201.3 262 3.11 102.18 82.36 19.82 33

I1 140 463.3 201.3 262 3.31 131.60 73.25 58.35 40

12 150 579.6 251.6 328 3.86 96.93 71.49 25.44 25 Total in 13 2283 5793 2516 3277 2.54 776.84 429.57 347.27 251 village Xinming l 89 252.0 51 201 2.83 3.15 2.84 0.31 3 211 595.0 192 403 2.82 45.02 29.43 15.59 16 Total in 9 1890 5874.0 1158 4716 3.11 48.48 32.27 16.21 17 village Total in 7 95 15558 32617 13223 19394 2.10 1151.97 561.55 590.42 490 tow n ______Nabi Fulu Fulu 758 824 390 434 1.09 54.91 3.15 51.76 50

Cile 300 225 87 138 0.75 17.63 1.09 16.54 24

Dafa 288 321 138 183 1.11 27.82 0.00 27.82 25

Jiubu 403 702 302 400 1.74 28.57 24.86 3.71 16

Jiusuo 149 175 53 122 1.17 11.66 0.41 11.25 10

Dongxiang 404 408 161 247 1.01 6.32 2.88 3.44 6 Zhuandong 159 170 62 108 1.07 6.99 0.00 6.99 7

190 RESEMTLEMENT ACTION PLAN

To be continued Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be village) paddy field land capita paddy field d land resettled Langxing 132 244 129 115 1.85 50.62 2.66 47.96 27

Pingfu 240 256 97 159 1.07 25.26 3.80 21.46 24 Nayin 144 231 78 153 1.60 11.13 0.09 11.04 7

Total in 10 2977 3556 1497 2059 1.19 240.91 38.94 201.97 196 ______v illage ______Dahe Baigu 492 1187 281 906 2.41 41.01 0.00 41.01 17 Jiexiang 400 778 290 488 1.95 29.83 0.00 29.83 15

Lalie 408 998 321 677 2.45 136.00 29.78 106.22 56 Jiula 173 421 138 283 2.43 39.73 2.55 37.18 16 Nashi 232 428 104 324 1.84 66.22 18.14 48.08 36 Total in 8 2211 5301 1555 3746 2.40 312.79 50.47 262.32 140 village 1 216 203.6 132.9 70.7 0.94 0.04 0.00 0.04 0

3 214 199.7 138.8 60.9 0.93 0.03 0.00 0.03 0 6 145 128.7 93.5 35.2 0.89 0.14 0.00 0.14 0

7 157 145.2 74.6 70.6 0.92 0.21 0.00 0.21 0

8 236 308.1 158.3 149.8 1.31 6.15 0.00 6.15 5

14 142 144.1 71.1 73.0 1.01 0.31 0.00 0.31 0 15 141 149.1 76.1 73.0 1.06 0.31 0.00 0.31 0

16 185 149.1 76.1 73.0 0.81 0.23 0.00 0.23 0

: n * 16 2822 3006 1682 1324 1.07 7.42 0.00 7.42 5

191 RESETTLEMENT ACTION P'LAN

To be continued Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be village) o paddy field land capita paddy field d land resettled Dawan I 293 276.2 145.0 131.2 0.94 0.12 0.00 0.12 0 2 212 181.7 90.5 91.2 0.86 0.23 0.00 0.23 0

3 174 212.9 85.2 127.7 1.22 0.23 0.00 0.23 0

4 302 455.0 210.0 245.0 1.51 0.30 0.00 0.30 0 5 183 288.1 132.6 155.5 1.57 1.60 0.00 1.60 1

6 254 233.1 121.6 111.5 0.92 6.92 0.00 6.92 8 Total in 10 2414 2612 1160 1452 1.08 9.40 0.00 9.40 9 village Jiangfeng 2 142 183 116 67 1.29 0.79 0.00 0.79 1

4 123 161 67 94 1.31 0.28 0.00 0.28 0 5 270 344 107 237 1.27 0.73 0.00 0.73 1

6 122 163 103 60 1.34 0.79 0.00 0.79 I

7 63 88 52 36 1.40 1.53 0.00 1.53 l 9 124 148 39 109 1.19 0.93 0.00 0.93 1

10 273 421 131 290 1.54 23.03 14.72 8.31 15

II 134 178 95 83 1.33 1.03 0.00 1.03 1

12 124 161 76 85 1.30 0.93 0.00 0.93 1 Total in 12 1987 2476 1103 1373 1.25 30.04 14.72 15.32 22

192 RESETTLEMENT ACTION PLAN

To be continued Village Total cultivated land area Cultivate Requisitioned cultivated land Agri. County Town Administ. group Agricultural d land Population (district) (ship) village (natural population Total In which: Non-irrigated per Total In which: Non-irrigate to be village) paddy field land capita paddy field d land resettled Donghuai 8 168 605 115 490 3.60 0.02 0.00 0.02 0 9 171 529 115 414 3.09 1.86 1.84 0.02

10 150 427 110 317 2.85 3.39 2.11 1.28 1 Total in 10 1839 5942 1150 4792 3.23 5.27 3.95 1.32 2 ______village______Total in 16 182 34161 55336 17576 37760 1.62 605.83 108.08 497.75 374

Total in district 12 116 1276 199246 378331 107888 270443 1.90 1757.80 669.63 1088.17 864

Total in 187 36834 59353 24638 34715 1.61 3233.16 1007.34 2225.82 1901

193