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RP174 V. 6 April 1, 2003 Public Disclosure Authorized Resettlement Action Plan of Xiniu Navigation Complex on the Lianjiang River Public Disclosure Authorized Public Disclosure Authorized Guangdong Provincial Waterway Bureau Guangzhou Academy of Social Sciences April 1, 2003 Public Disclosure Authorized Compiling Consultants of the RAP Mai Zhiquan Director of Guangdong Provincial Waterway Bureau Li Minghua Director of Guangzhou Academy of Social Sciences Compilers Chen Zhichao Deputy director of Guangdong Provincial Waterway Bureau Mai Junjie Chief of the Planning office of Guangdong Provincial Waterway Bureau Xiao Youji Director of the project office of Guangdong Provincial Waterway Bureau Jia Yunping Vice research fellow of Guangzhou Academy of Social Sciences Li Dahua Research fellow, doctor of Guangzhou Academy of Social Sciences Liu Mengqing Vice research fellow of Guangzhou Academy of Social Sciences Li Yan Doctor of Guangzhou Academy of Social Sciences Miao Xingzhuang Vice research fellow of Guangzhou Academy of Social Sciences Wu Weijiang Planning office of Guangdong Provincial Waterway Bureau Chen Weibin Project office of Guangdong Provincial Waterway Bureau Integrators Xiao Youji Jia Yunping 2 Contents 1 Basic Situation of the Project 1.1 Project Background 1.2 General Situation of the Project 1.3 Benefit Area of the Project 1.4 Measures Adopted in Xiniu Works 1.5 Project Organization and Preparation for the Resettlement Action Plan 1.5.1 Project Organizations 1.5.2 Preparation for Resettlement Action Plan 2 Socioeconomic Situations in Project Area 2.1 Nature, Society and Economy Background of Regions Involved in the Project 2.2 Socioeconomic Situation of Towns to Be Impacted by the Project 2.3 Socioeconomic Situation of Villages to Be Impacted by the Project 2.4 Economic Situation of the Rural Households to Be Impacted by the project 2.4.1 Distribution of Samples in the Survey of Social Impact on Households 2.4.2 Contents of Family Situations Survey 2.4.3 The Housing Situation of the Villagers' Families in the Land Acquisition Area 2.4.4 Household Economy: Types, Modes and Scales 2.4.5 Income and Expense of Families with Land to be Acquired 2.4.6 Household Income Structure 2.5 The Vulnerable Rural Households 2.5.1 Poverty-Stricken Families to be Impacted by Land Acquisition 2.5.2 Families with a Member Loses Work Ability 3 Impacts of the Project 3.1 Scopes under the Impacts of Land Acquisition for the Project 3.1.1 Scopes under the Impacts 3.1.2 The Impact Contents (Practicality Indexes) 3.2 The Situation of Land Acquisition for the Project 3.2.1 Types of Lands to be Acquired 3.2 2 Property Rights and Operating Mode of Land to Be Acquired 3.2.3 Details of the Land to be Acquired 3.3 The Area of Lands to be Acquired for the Project 3.3.1 Land to be Inundated by Reservoir 3.3.2 The Permanently Acquired Lands for the Construction of Supporting Facilities of the Project 3.4 Description of Land to be Used Temporarily 3.5 Impacts of Land Acquisition on Households' Income 3.5.1 Villager's Groups and Rural Households with Lands to be Acquired 3.5.2 Decrease in Households' Income Caused by Land Acquisition 3.6 Impacts of Land Acquisition for the Project on Rural Economy 3.7 Impacts of the Project on Public Facilities 3.8 Relation of Reservoir Submerge and the Seasonal Flood Hazard 4 Legitimate Framework 4.1 The Legitimate Framework of Resettlement Policy 4.2 The Resettlement Policy Applicable to this Project 4.3 Compensation Rate (refer to Table 8) 4.4 Resettlement Objective and Principle 5 Estimation of the Resettlement Costs 5.1 Compensation Standards for Land Acquisition 5.2 Costs for Land Acquisition Compensation 5.2.1 Costs of land Acquisition 5.2.2 Costs for Green Crops Compensation 5.2.3 Costs for Land Used Temporarily 5.3 Taxes for Land Acquisition 5.4 Monitoring Costs 5.5 Total resettlement expenses 5.6 Flow of the Funds 6 Action Plan for Resettlement and Recovery 6.1 Land Acquisition Settlement Measures in the Past 6.1.1 Measures for Highway Projects in the Past 6.1.2 The Settlement Measures of Land Acquisition for City Construction 6.1.3 Villagers' Choices for Settlement Measures 6.2 The Settlement Plan of This Project for Affected Villagers 2 6.2.1 The Establishment of the Resettlement Plan 6.2.2 The Characteristics and Measures of the Resettlement Plan 6.3 Settlement for Farmers with Land to Be Acquired in Zhengnan, Yuzui and Dongling Village 6.4 Settlement for Farmers with Land to Be Acquired in Xiaowan Village 6.5 Settlement for Farmers with Land Acquired in Xilian Village 6.5.1 Cash Compensation 6.5.2 Land Adjustment 6.5.3 Process of Land Adjustment 6.5.4 The Production Resumption Measure in Xilian Village: Investment Plan and Anticipated Benefit 6.6 Settlement Measures for Farmers Whose Land to Be Used Temporarily for Construction 6.6.1 Economic Compensation for Land Temporarily Rent 6.6.2 Measures for Recovering Cultivation of Land Temporarily Used 6.7 Measures for Vulnerable Groups Settlement 6.8 Protection of Women's Their Rights and Interests 6.9 Monitoring the Use of Compensation Funds for Land Acquisition 6.10 The Impact of Xiniu Construction Site and the Management Measures 6. 11 Resumption of Other Facilities 6.12 Implementation Plan of Resettlement (Schedule in Table 17) 7 Organization Structure 7.1 The Responsible Organizations of the Planning, Management, Implementation, and Monitoring of the Project Resettlement 7.2 Liabilities 7.2.1 Resettlement team of World Bank Financial Office of Guangdong Provincial Waterway Bureau 7.2.2 Yingde Municipal Resettlement Offices 7.2.3 Resettlement Offices of Xiniu and Hanguang Towns 7.2.4 Village Administrations 7.2.5 Survey Design Organization (Guangzhou Academy of Social Sciences) 7.2.6 Independent Monitoring Organization(Guangzhou Academy of Social Sciences) 3 7.3 Staffing 7.4 The Institutional Strengthening Measures 8 Participation and Negotiation 8.1 The Purposes of the Public Participation and Negotiation 8.2 The Objects of Public Participation and the Organization 8.2.1 The Organization of Public Participation 8.2.2 Participation in the Negotiation of the PAPs 8.3 The Mechanism and Plan of Negotiation 8.3.1 In the Stage of Planning the Project 8.3.2 In the Stage of Preparing the Project 8.3.3 Project Implementation Stage 9 Complaints and Appeals 9.1 The Organization Receiving Complaints and Appeals 9.2 Complaint Channels 9.2.1 Ordinary Complaint Channels 9.2.2 Further Complaint Channels 9.2.3 Extensive Complaint Channels 9.2.4 Lawsuit 9.3 Experience and Study 10 Monitoring 10.1 Intemal Monitoring and Checking 10.1.1 Implementation Procedures 10.1.2 Monitoring Contents 10.1.3 Staff 10.1.4 Objectives and Liabilities 10.2 Independent Monitoring 10.2.1 Independent Monitoring Organization 10.2.2 Liabilities 10.2.3 The Timetable of Independent Monitoring Office 10.2.4 The Frequency and Reporting of the Independent Monitoring 11 Rights Matrix Appendix I. Details of the Rural Grass Root Organizations in Xiniu Town 4 II. Rural Labor Resources and Composition in Xiniu Town III. Area of Cultivated Land in Xiniu Town IV. Registration Form of Land Contracting Operation Rights of the Villager's Committee of Zhangwu Village and Shangwei Village V. Questionnaire Used in Surveying Situation of Residents to Be Affected by the Guangdong Component of IWW4 Project of China 5 1. Basic Situation of the Project 1.1 Project Background Xiniu Navigation Complex on the Liangjiang River is one of the three sub-projects of the Guangdong Component of IWW4 Project of China. The background of this project is to promote the development and the aid-the-poor work of the poverty-stricken mountain district in the Liangjiang River drainage area. The adjacent area of the Liangjiang River is the main distribution area of limestone mountain area in Guangdong, dotted with a large amount of poverty-stricken villages and population. Liannan, Yangshan, Lianshan, Qingxin and Yingde in the Liangjiang River drainage area are the poorest areas in Guangdon. Wherein, seven towns around the Lianjiang River of Yingde City, Yunling, Qingkeng, Boluo, Jiulong, Shihuipu, Yanbei and Mingjing, have 31 villages with a population of more than 150,000 who are suffering from poverty. In many villages and towns, the number of poverty-stricken families account for over 30% of the total families. The per capita GDP of Guangdong Province in 2000 was 12,855 Yuan, while Qingyuan district around the Lianjiang River was only 3,900 Yuan, about 31% of the average level of the province. The figures of Yingde, Liannan and Yangshan, which are under Qingyuan's administration, were even lower, among which Liannan and Yangshan were only 21% and 25% respectively of the provincial average. The hinterland of Lianjiang River has severe natural conditions and backward transportation infrastructure. Within the drainage area, there is a poverty-stricken minority population of about 172,100. Some minority villages are not open to traffic yet. Peasants there have to carry their agricultural and sideline products by shoulder for sale. Because of the complicated terrain structure, the development of highway is largely limited. The investment environment cannot be improved. And the poverty situation cannot be totally eliminated. Therefore, Guangdong Provincial Government drew up the 10th Five-Year Transportation Development Plan -- by constructing the waterway in the mountain area, the infrastructure and the investment environment of the mountain area will be improved; the regional economic scale and the total economic volume will be expanded; the national economy will be promoted; as a result, the poverty of the region will be eliminated.