STAATSKOERANT, 15 AUGUSTUS 2012 No.35593 3

BOARD NOTICES

BOARD NOTICE 135 OF 2012 FINANCIAL SERVICES BOARD

FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 (ACT NO 37 OF 2002)

AMENDMENT NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA AND QUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2008

I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, after consultation with the Advisory Committee on Financial Services Providers, hereby under paragraph 5(1)(a) of Part V of the Determination of Fit and Proper Requirements for Financial Services Providers, 2008, amend Annexure 2 to the Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, Number 1 of 2008, as set out in the Schedule to this Notice.

This Notice is called the Amendment Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, No. 1 of 2012.

GE ANDERSON, Deputy Registrar of Financial Services Providers 4 No.35593 GOVERNMENT GAZETTE, 15 AUGUST 2012

SCHEDULE

AMENDMENTS NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA AND QUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2012

Definition 1. In this Schedule "the Notice" means the Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, Number 1 of 2008, as published by Board Notice 105 of 2008 in Government Gazette No. 31514 of 15 October 2008.

Amendment of the index of Annexure 2 to the Notice 2. Annexure 2 of the Schedule to the Notice is hereby amended by the substitution of the index of Annexure 2 for the following index:

"ANNEXURE 2: QUALIFICATIONS LIST List 1: Qualifications recognised for Category I FSPs List 2: Specified subject(s} I module(s} I unit standard(s) based qualifications recognised for Category I and IV FSPs List 3: Qualifications recognised for Category I FSPs for the transitional period only List 4: Qualifications recognised for Category II & IIA FSPs List 5: Qualifications recognised for Category Ill FSPs List 6: Qualifications recognised for Category Ill FSPs for the transitional period only List 7: Qualifications recognised for Category IV FSPs List 8: Qualifications recognised for Category IV FSPs for the transitional period only List 9: Qualifications recognised for Category II and I lA FSPs for the transitional period only"

3. Amendment of Annexure 2 to the Notice Annexure 2 of the Schedule to the Notice is hereby amended by the substitution for Annexure 2 of the following Annexure: ' List 1: Qualifications recognised for Category I FSPs

0 z :e 0 c ... z c 0 c c 0 9 ',j:; 0 "' .. ',j:; 8 ~ j = Category 1 [Sub Categories Below) ...... = ~ l !E l§ t; I.J "ii .. ~ .E I :I .E ~ C1

112 3 4 5 6 718 9 10 11112113 14 15 16 17 18 19 20 Kl NATIONAL DIPLOMA IN FINANCIAL 1 MARKETS L INSTITUTIONS 23653 6 G G G G s s s G G G G G G G G (J) POSTGRADUATE DIPLOMA: FINANCIAL ~ 9 PLANNING UNIVERSITY OF STELLENBOSCH 71690 G s G s G G G ~ POSTGRADUATE DIPLOMA: FINANCIAL NELSON MANDELA METROPOLITAN (J) 9 PLANNING UNIVERSITY 66096 7 G G G G G G G G G :tttj 8 POSTGRADUATE DIPLOMA: FINANCIAL m ::.0 9 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 s s G s G G G G G s G G G G G G G )> 11 BACHELOR OF COMMERCE: FINANCE 13 RAU 3117 6 432 G G G G G G G G G G G G G G G G G G G G z _-i FURTHER EDUCATION AND TRAINING 14 CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 49835 I 66609 4 140 G G G -- G ------G G G 0'1 -- - )> FURTHER EDUCATION AND TRAINING c 14 CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 49835 4 140 G G SP - - G ------G G G G) - 1- - c FURTHER EDUCATION AND TRAINING (J) 14 CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 66609 4 1 G -- G ------G G G c-i NATIONAL CERTIFICATE: FINANCIAL (J) I 16 SERVICES 52 SGB ALL INSTITUTIONS 49089 3 1 ------I\) -- - - 0.... NATIONAL CERTIFICATE: FINANCIAL I\) 17 SERVICES 52 SGB ALL INSTITUTIONS 48783 2 120 G G G G G G G G G G G G G G G G G :IG G G FURTHER EDUCATION AND TRAINING 18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G G G G G G G G G G G G G G G G G G G G G FURTHER EDUCATION AND TRAINING 18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 49929 4 150 G - . - - G --- - s - --- G G G - G FURTHER EDUCATION AND TRAINING 19 CERTIFICATE: LONG-TERM INSURANCE 52 SGB ALL INSTITUTIONS 49649 4 140 G G SP G G G G G G G G G G G G G G G G SP G NATIONAL CERTIFICATE: WEALTH 22 MANAGEMENT 57608 5 120 G G IG G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: WEALTH 22 MANAGEMENT 1::0LLEGE 57608 5 120G il G G G G G G G G G G G G G G G G G G

(11 z 0 List 1: Qualifications recognised for Category I FSPs (.,) 01 01 <0 (.,) 0 Ill z ~ 0 c ... z c 0 c c 0 Ill 0 0 ... e Qj .t:: ...... :I > 'a Category 1 [Sub Categories Below] "'u u :I .t:: ~ Ill !!! :e 5"' .t:: t; cc .... u ;:; ;:; t; .E a a .E "'

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl

G) 23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 6 360 G G G G G G G G G G G G G G G G G G G G G 0 FURTHER EDUCATION AND TRAINING m< 24 CERTIFICATE: WEALTH MANAGEMENT 52 SGB ALL INSTITUTIONS 57917 I 66613 4 150 G - G ------G - G JJ z 25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 240 G G G G G G G G G G G G G G G G G G G G G s:: NATIONAL CERTIFICATE: WEALTH m 28 MANAGEMENT 69 INSET A 5 120 G z 57608 G G G G G G G G G G G G G G G G G G G G -i 29 CERTIFICATE: FINANCIAL PRODUCTS 4 MILPARK BUSINESS SCHOOL 62809 4 120 s G s G G G G G G G G G G G G G G G G SP G G) 29 CERTIFICATE: FINANCIAL PRODUCTS 47 DAMELIN 21166 4 120 s G s s G G G G G G G G G G G G - - - G G ~ BACHELOR OF COMMERCE: GENERAL m 30 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G G G G G G G G G G G G G G G G G ::j BACHELOR OF COMMERCE HONOURS: m

33 BANKING 5 UNIVERSITY OF PRETORIA 7215 7 200 G G G G G G G G G G G G G G G G G G G G G 01 BACHELOR OF COMMERCE: BANKING )> MANAGEMENT c 34 47 DAMELIN 58005 6 363 G G G G G G G G G G G G G G G G G G G G G G) BACHELOR OF COMMERCE: BANKING c en 34 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 360 G G G G G G G G G G G G G G G G G G G G G -i BACHELOR OF COMMERCE: INVESTMENT 0 35 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 3137 7 160 G G G G G G G G G G G G G G G G G G G G G "'.... BACHELOR OF COMMERCE: INVESTMENT "' 35 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16386 6 473 G G G G G G G G G G G G G G G G G G G G G MASTER OF COMMERCE: INVESTMENT 36 MANAGEMENT 13 RAU 3135 8 240 G G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: BANKING SERVICES 37 ADVICE 52 SGB ALL INSTITUTIONS 48533 5 120 G G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: BANKING SERVICES 37 ADVICE 4 MILPARK BUSINESS SCHOOL 62811 5 131 G G G G G G G G G G G G G G G G G G G G G

38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240 G G G G G G G s s s s s s G G G G G G G G 39 CERTIFICATE: FINANCIAL PLANNING 47 DAME UN 57998 5 120 G G SP SP SP G G G G G G G G SP G G G G G SP G Ust 1: Qualifications recognised for Category I FSPs

0 .!! z ;:'! 0 I: .. z c c I: 5! -8 'ii ;:'!"' -8ftl ~ .e :I "CC Category 1 [Sub Categories Below] .. ftl ..:I ;:'! l!! II: .. ;:'! t; ~ <.J 'i 1i t; .5 i s s .5

1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl NIOR MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA FSB 027 0 OG G G G G G G G G G G G G G G G G G G G G

URSE IN FUNDAMENTALS OF BANKING (/) 42 AND RISK MANAGEMENT 1 UNISA FSB0138 0 OG G ...... G G . BACHELOR OF BUSINESS SCIENCE : ~ 46 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G G G G G G G G G G G !G G G G G G G ~ ASSOCIATION OF ACCOUNTING 47 DIPLOMA IN ACCOUNTING TECHNICIAN 63 TECHNICIANS 20402 5 252 G G G G G G G G G G G G G G IG G G G G G G 8m ::0 48 CERTIFICATE IN BANK CREDIT 4 MILPARK BUSINESS SCHOOL 59829 5 120 G G G G G G G G G G G G G G G G G G G G G )> BACHELOR OF COMMERCE HONOURS: z 50 TAXATION 13 RAU 3093 7 160 G G G G G G G G G G G G G G G G G G G G :-1 I ()1 )> 51 BACHELOR OF COMMERCE: ACCOUNTING 15 IUNIVERSITY OF WESTERN CAPE 7259 6 36016 IG G G G G G G G G G G G G G G G G G G G c Gl 51 BACHElOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 3095 6 360 G G G G G G G G G G G G G G G G G G IG G G c POSTGRADUATE DIPLOMA: MANAGEMENT: I ~ c RETIREMENT FUNDS 92 MONASH SOUTH AFRICA 71826 7 120. . . G . G ...... (/) PROGRAMME: BANKING 1 UNISA 75892 6 96 G G G G G G G G G G G G G G G G G G G G G 1\) ~ .....0 1\) PROGRAMME IN INVESTMENT ANALYSIS 55 AND PORTFOLIO MANAGEMENT 1 UNISA 71064 6 48 G G G . . . G G G G G G G - - - G . - ADVANCED PROGRAMME IN PROPERTY 56 FINANCE 1 UNISA FSB0139 7 . . . . G . . . . . - ...... BANKING ASSOCIATION OF SOUTH AFRICA 57 MASTER OF COMMERCE IN BANKING 78 (BASA) 4807 130016 G G G G G G G G G G G G G G G G G G G G BACHELOR OF SCIENCE: MATHEMATICAL 59 STATISTICS 172 UNIVERSITY OF ZULUlAND 62469 6 360 G G G G G G G G G G G G G G G G G G G G G CHARTERED ALTERNATIVE INVESTMENT 62 ALTERNATIVE INVESTMENT SPECIALIST 93 ANALYST ASSOCIATION (CAIA) FSB0177 0 OG . G G G . G G G G G G G G G " G G . G G 63 BACHELOR OF ACCOUNTING SCIENCE 1 UNISA 5535 6 408 G G G G G G G G G G G G G G G G G G G G G Ust 1: Qualifications retognlsed for Category I FSPs

0 z 0 ! z c c c 0 .2 .2 (5 ., 5! .t::.. .. 16 :I 1 '1:1 Category 1(Sub Categories Below] ...... 1::: Cll I! "' !E t: i .... u ~ iii i .E "' s s .E

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19IZOIK1 ...... G) 66 DIPLOMA IN INSURANCE (SHORT TERM ) 1 UNISA 20412 6 120 G G G G G s G - - 0 67 DOCTOR OF COMMERCE: BANKING B 300 G G G G G G ERSITY OF PRETORIA 16574 G G G G G G G G G G G G G 83 DIPLOMA IN INSURANCE(LONG TERM) 20412 G G G . G . c ~NCE INS11TUTE OF SA {liSA) - - G) 87 BACHELOR OF ARTS 14352 6 G G G IG G G G G G G G c 87 BACHELOR OF ARTS ALL INSTITUTIONS 123375 6 IG G G G G -Hmt- G G G (/) -1 87 BACHELOR OF ARTS ERSITY OF THE WITWATERSRAND 19051 6 36 G G G G G G G G G G G G G G G G G 1\) .....0 1\) 89 ADVANCED PROGRAMME IN BANK CREDIT 1 UNISA 75906 7 96 G G G G G G G G G G G G G G G G G G G G G DOCTOR OF COMMERCE:INVESTMENT 90 MANAGEMENT 13 RAU 3133 •8 360 G G G G G G G G G G G G G G G G G G G G G CERTIFICATE: MANAGEMENT 91 DEVELOPMENT 11 UNIVERSITY OF FREE STATE 22151 5 120 G G G G G G G G G G G G G G G G G G

92 MARKETING DIPLOMA 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G G G G G G G G G G G G G G G 94 BACHELOR OF MILITARY SCIENCE UUNIVERSITY OF STEllfNBOSCH 19669 6 360 G G G G G G G G G G G G G DIPLOMA IN INSURANCE( CHARTERED 95 INSURANCE INSTITUTE) THE INSURANCE INSTITUTE OF ZIMBABWE FSB0103 0 OG G G G G tttt: G G G G G !1G list 1: Qualifications recognised for Category I FSPs

0 z E 0 ... z l: c l: e ..,0 'ii l! "CC <0 j > Category 1 [Sub Categories Below] ~...... ~ .3 ! !E !E lie: t; 1.1 ii t; .5 t ii :I .5 a C1

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl THE GRADUATE INSTITUTE OF 6 120 G G G G G G G G G G G G 97 CERTIFICATE:BUSINESS MANAGEMENT 106 MANAGEMENT AND TECHNOLOGY 36045 G G G G G G G G G (/) ASSOCIATE OF INSTITUTE OF BUILDING 99 SOCIETY 3 INSTITUTE OF BANKERS FSB0084 5 120 G G G G G G G G G G G G G G G G G G ~ 100 DIPLOMA IN FINANCIAL PLANNING 66 KAPLAN UNIVERSITY FSB0178 0 OG G G G G G G G G G G G G G G ~ 100 DIPLOMA IN FINANCIAL PLANNING 3 INSTITUTE OF BANKERS 76970 5 240- G G G G G G G G G G G G G G ~« 'G HIGHER DIPLOMA IN BUSINESS m 6m JJ 104 MANAGEMENT 47 DAMELIN FSB0104 0 OG G G G G G G G G G G G G G G G G G G G G )> _..,z BACHELOR OF SOCIAL SCIENCE:ECONOMICS 109 AND ECONOMIC HISTORY 12 UNIVERSITY OF KWAZULU-NATAL 2961 7 384 G G G G G G G G G G G G G G G G G 01 )> 114 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 7 528 G G G*GG G G G G G G G G G G G G G G G G c 114 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G G G G G G G G G G G G G G G G G G G) liSA PROGRAMME IN RETIREMENT FUND c 116 MANAGEMENT 1 UNISA 76511 5 120 G G G G G G G G G G G G G G G G G G G G G ~ c MANAGEMENT COLLEGE OF SOUTH AFRICA (/) 117 BACHELOR OF BUSINESS ADMINISTRATION 76 (MANCOSA) 62116 7 360 G G G G G G G G G G G G G G G G G G G G G .....~ 1\) G G G G G G G G G 117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 61700 6 36~iHG G G G G G G G G G G 119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G G G G G G G G G G G G G G G G NATIONAL DIPLOMA MARKETING AND 120 SALES MANAGEMENT 129 TECHNIKON SA FSB0085 6 360 G G G G G G G G G G G G G G G G G G G G G

MASTER OF BUSINESS MANAGEMENT COLLEGE OF SOUTH AFRICA 121 ADMINISTRATION:TOURISM DEVELOPMENT 76 (MANCOSA) 36072 9 440 G G G G G G G G G G G G G G G G G G G G G

122 CERTIFICATE EMPLOYEE HEALTH BENEFITS 5 UNIVERSITY OF PRETORIA FSB0105 0 0- - - - . - - - . . - - . G - - - - . 125 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE : MANAGEMENT 127 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G G G G G G G G G G G G G G G G G G ..... 0

List 1: Qualifications recognised for Category I FSPs

0 2 z .1:: 0 ~ z c c c 0 0 .e c ·.;:; e .~ ...... :1 'a Category 1 [Sub Categories Below] "' ... ~ ll:: 2! :E !i"' ll:: t; 1 u ;;; ;;; t; .5 ~ a a:1 .5

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17118119 20 Kl 131 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 8543 6 536 G G G G G G G G G G G G G G G G G G G G G G) 131 BACHELOR OF COMMERCE 1 UNISA 5563 6 384 G G G G G G G G G G G G G 0 131 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY 7849 6 360 G G G G G G G G G < ijtf~ m 131 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWA2ULU-NATAL 15337 G G G G G G G ~ lJ G G G G G G "utG G G G z 131 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WllWATERSRAND 9843 ~m~ G G G ~ $:: BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT EliZABETH 6153 6 360 G G G G G G G G G G G G G G G G G m NATIONAL BANKING CERTIFICATE: WEALTH z -1 132 MANAGEMENT 71 ACADEMY OF FINANCIAL MARKETS 20186 5 • G G - . - G G G G G G G - G G G G G G) ~ 134 ACt DEALING CERTIFICATE 114 ACt THE FINANCIAL MARKET ASSOCIATION FSB0134 lW0 OG G G G G G G G G G G G G G G G G G G m ~ 134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB070 0 OG G G G G G G ~: G G G G G G G G G G G G m FURTHER EDUCATION AND TRAINING 139 CERTIFICATE: BANKING 52 SGB ALL INSTITUTIONS 20185 4 120 G G G G G G G G G G G G G G G G G G G G G 140 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE FSB0110 6 536 G G G G G G G G G G G G G G G G G G .§._ BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY T 142 AUDITING 72 FREE STATE 65341 7 480 G G G G G G G G G G G G G G G G G G G G G ~ELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G G G G G G G G G G G G G G G ELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 7055 430 G G G G G G G G G G G G G G I 6 m~ G*G 144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6~G G G G G G G G G G G G G G G G 147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 48913 7 6 G G G G G G G G G G G G G G G G Gffl POSTGRADUATE DIPLOMA: MANAGEMENT 148 FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 15497 7 120 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF AGRICULTURAL 151 MANAGEMENT 12 UNIVERSITY OF KWA2ULU-NATAL 2483 6384 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: BUSINESS 152 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7043 7 431 :tl G G G G G G G G G G G G G G 153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE 8613 6 536 G G G G G G G G G G G G G G G G G G G* G G G 153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 9209 7 476 G G G G G G G G G G G G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

z0 5! .j Category 1 [Sub Categories Below] ~.e i

1 2 3 41 S 6 7 8 9 10 11 12 13114 1!¥ 17 18119 20 Kl 154 BACCALAUREU5PROCURATIONIS Is UNIVERSITY OF PRETORIA 72822 ~ G ~G G G G G G G G G G G_.::_ G G G G G 154 BACCALAUReus PROCURATIONIS Tls'+-uNc:.I..;..V;;;;.ERS.;;;..;.,;ITY.:....:::o..;..F.;..w;..;.E;;.;.ST.;;;E;;;;.R;;...N:....c_A_PE----+80;;,;1;;:1::.___ t-l-7 480 G 'G ~G G G G G G G G G G G G IG IG G i.f. (/) CERTIFICATE: TECHNOLOGY MANAGEMENT I I ~ 155 AND INNOVATION RNERSTONE PERFORMANCE SOLUTIONS 59449 5 120 G G G G G G G G G G G G G G G jG IG G G G ~ ON INSTITUTE OF BUSINESS SCIENCE II I (/) 156 CERTIFICATE: WEALTH MANAGEMENT 91 (GIBS) 73350 6 120 G G G G G G G G G G G G G G G G G G G ~ THE INSTITUTE OF ADMIN AND COMMERCE 6m :n 157 DIPLOMA: MANAGEMENT 131 OF SOUTH AFRICA 35957 6 420G G G G G G G G G G G G G G a G G G G G > 158 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G G G G G G G G G G G G G G G G G G z .-1 158 BACHELOR OF LAWS 1 UNISA 6009 7 480G G G G G G G G G G G G _l§__j§_ G G G G G G G 158 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7480G G G G G G G G G G G G]GJG G G G G G G G 0'1 158 BACHELOR OF LAWS 52 SGBALL INSTITUTIONS 22993 7480G G G G G G G G G G G G G G G G G G G G G >c INTERNATIONAL COMPLIANCE G'J 159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 ASSOCIATION FSB010 0 OG G G G G G G G G G G G G G G G G G G G G c 164 BACHELOR OF COMMERCE: LAW 11 UNIVERSITY OF FREE STATE 9843 6 360G G G G G G G G G G G G G G G G G G G G G ~ c 164 BACHELOR OF COMMERCE: LAW 5 UNIVERSITY OF PRETORIA 7092 6 424 G G G G G G G G G G G G G G G G G G G G G (/) BACHELOR OF COMMERCE: ECONOMICS I\) 0 165 AND LAW 9 UNIVERSITY OF CAPE TOWN 6 432 G G G G G G G G G G G G G G G G G G G G .... 4427 G I\)

166 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 73772 6 432 G G G G G G G G G G G G G G G G G G G G G

166 BACHELOR OF COMMERCE: ACCOUNTING 13 RAU 3095 6 432 G G G G G G G G G G G G G G G G G G G G G

166 BACHELOR OF COMMERCE: ACCOUNTING 11 UNIVERSITY OF FREE STATE 16910 6 608G G G G G G G G G G G G G G G G G G G G G

166 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 432 G G G G G G G G G G G G G G G G G G G G G 168 BACHELOR OF SCIENCE: GEOLOGY 14 UNIVERSITY OF PORT ELIZABETH 17281 6 360 • G • • • • · • • ------169 NATIONAL DIPLOMA: MARKETING 38 MANGOSUTHU TECHNIKON 72251 6 360 G G G G G G G G G G G G G G G G G G G G G CENTRAL UNIVERSITY OF TECHNOlOGY 169 NATIONAL DIPLOMA: MARKETING 72 FREE STATE 65306 6 360 G G G G G G G G G G G G G G G G G G G G G ...... 1\) z 0 List 1: Qualifications recognised for Category I FSPs w CJ1 CJ1 CD 0 ..!! w z .~ 0 c .. z c 0 c c 0 S! 0 0 Qj :1:::"' ...... ;:, -a > Category 1 [Sub Categories Below) u ..;:, .~ "' u ~ ~ 2! ~ "' t; C( u iii :e ~ .5 Ill a iiia .5

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl 169 NATIONAL DIPLOMA: MARKETING 11 UNIVERSITY OF FREE STATE 1327 6 360 G G G G G G G G G G G G G G G G G G G G G G) 169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON 87131 6 360 G G G G G G G G G G G G G G G G G G G G G 0 169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72613 6 360 G G G G G G G G G G G G G G G G G G G G G m< CHARTERED ACCOUNTANT: FINANCIAL Jl 170 MANAGEMENT 6 SAICA 48912 7 698 G G G G G G G G G G G G G G G G G G G G G z ~ zm 171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 5191 7 120 G G G G G G G G G G G G G G G G G G G G G -1 MANAGEMENT DEVELOPMENT G) 174 PROGRAMME 10 UNIVERSITY OF STELLENBOSCH FSB017S 5 162 G G G G G G G G G G G G G G G G G G G G G F:j MANAGEMENT DEVELOPMENT m 174 PROGRAMME 11 UNIVERSITY OF FREE STATE FSB0164 0 OG G G G G G G G G G G G G G G G G G G G G ~ MANAGEMENT DEVELOPMENT m

174 PROGRAMME 1 UNISA FSB0163 0 OG G G G G G G G G G G G G G G G G G G G G CJ1 NATIONAL CERTIFICATE: FINANCIAL )> c 175 PLANNING 69 INSET A 57695 6 120 G G G G G G G G G G G G G G G G G G G G G G) NATIONAL CERTIFICATE: FINANCIAL c (/) 175 PLANNING 4 MILPARK BUSINESS SCHOOL 62795 6 120 G G G SP SP G G G G G G G G G G G G G G G G -1 BACHELOR OF COMMERCE: BANKING 1\J 0 176 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 363 G G s G G G G G G G G G G G G G G G G G - 1\J BACHELOR OF COMMERCE: BANKING 176 MANAGEMENT 47 DAMELIN 58005 6 363 G G G G G G G G G G G G G G G G G G G G G 177 BACHELOR ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G G G G G G G G G G G G G G G G G G G

178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITTEE OF TECHNIKON PRINCIPALS 2165 6 360 G G G G G G G G G G G G G G G G G G G G G SOUTH AFRICAN INSTITUTE OF 179 DIPLOMA: BUSINESS MANAGEMENT 165 MANAGEMENT 67690 5 250 G G G G G G G G G G G G G G G G G G G G G 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS S8341 5 240 G G G G G G G G G G G G G G G G G G G G G 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 15506 6 384 G G G G G G G G G G G G G G G G G G G G G POSTGRADUATE CERTIFICATE: ADVANCE 181 TAXATION 1 UNISA 14547 7 240 G G G G G G G G G G G G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

0 .!!! z 0 c ! z c c c ., .!i! e ;!:: .. .!i! ~ "1:'1 rJ i ..:I Category 1 [Sub Categories Below) u 1 I!! !E ;!:: i i ... 1.1 iii i t; .5 6 sIll .5 "'

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl 183 ADVANCED DIPLOMA: MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62270 6 120 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF BUSINESS MANAGEMENT 186 AND ADMINISTRATION HONOURS 10 UNIVERSITY OF STELLENBOSCH 15370 7 150 G G G G G G G G G G G G G G G G G G G G G DIPLOMA TREASURY: INTERNATIONAL 192 BANKING 3 INSTITUTE OF BANKERS 20334 5 240 G G G jG G G G G G G G G G G G G G G G G G MASTER OF BUSINESS MANAGEMENT AND 193 ADMINISTRATION 10 UNIVERSITY OF STELLENBOSCH 19608 8 G G G G G G G G G G G G G G G G G G G 194 DIPLOMA: INVESTMENT MANAGEMENT I 13IRAU 3139 5 . . - G G G G G G G G . - G G . G G BACHELOR OF COMMERCE: ACCOUNTING 197 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19584 G G G G G G G G G G G G G G G G 199 CERTIFICATE: LOCAL GOVERNMENT 2 INSTITUTE OF ADMINISTRATION 23616 G G G G G G G G G G G G G G G G G G 200 BACHELOR OF COMMERCE: MARKETING d 11 UNIVERSITY OF FREE STATE 16915 6 ;rG G G G G G G G G G G G G IG G G G G NATIONAL CERTIFICATE: BUSINESS STUDIES: 201 BUSINESS MANAGEMENT 82 ·m· IG G DEPARTMENT OF EDUCATION 22452 5 120 G G G G G Gil G G G G G G G G G G BACHELOR OF COMMERCE MARKETING 203 AND BUSINESS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73780 7 432 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE MARKETING 203 AND BUSINESS MANAGEMENT 1 UNISA 83291 7 360 G G G G G G G G G G G G G G G G G G G G G 204 BACHELOR OF ACCOUNTING HONOURS 12 UNIVERSITY OF KWAZULU·NATAL 2559 7 128 G G G G G G G G G G G G G G G G G G G G G HIGHER CERTIFICATE IN FINANCIAL MARKETS AND INSTRUMENTS (HISTORICAL 205 QUALIFICATION) 71 ACADEMY OF FINANCIAL MARKETS FSB 028 0 OG G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: INSURANCE 206 ADMINISTRATION 82 DEPARTMENT OF EDUCATION 14653 2 120 G G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: COLLECTIVE 209 INVESTMENT SCHEMES 52 SGB ALL INSTITUTIONS 20638 4 120 G IG IG G lr. r. lr. G G G G G G G G G G G G G G NATIONAL CERTIFICATE: HEALTHCARE BENEFITS ADMINISTRATION: CLAIMS 210 ASSESSING 52 SGB ALL INSTITUTIONS 20639 4 120 G G G G G G G G G G G G G G G G G G G G G z 0 List 1: Qualifications recognised for Category I FSPs w (J1 (J1 0 ..!!! (0 z 0 w ·"==.. z c c c 0 0 c e 0 0 'ii ·"=="' ...... ~ "0 Category 1 [Sub Categories Below] u ..~ ii u ~ _, .. !E"' "' < !!: ·"==t; i ., u iii iii .E ~ a a~ .E

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl NATIONAl CERTIFICATE: SHORT-TERM G) 212 INSURANCE 52 SGB All INSTITUTIONS 21796 4 120 G G G G G G G G G G G G G G G G G G G G G 0 NATIONAl CERTIFICATE: SHORT-TERM m< 212 INSURANCE 52 SGB All INSTITUTIONS 57918 5 120 G G G G G G G G G G G G G G G G G G G G G llz NATIONAl CERTIFICATE: RISK s:: 213 MANAGEMENT 52 SGB All INSTITUTIONS 24396 4 140- s - -- s ------s m NATIONAl CERTIFICATE: FINANCIAl z -j 214 SERVICES MANAGEMENT 52 SGB All INSTITUTIONS 48640 4 150 G G G G G G G G G G G G G G G G G G G G G G) FURTHER EDUCATION AND TRAINING ~ 218 CERTIFICATE: SHORT TERM INSURANCE 52 SGB All INSTITUTIONS 66610 4 150 G s - -- s ------G G G - G m FURTHER EDUCATION AND TRAINING ::j CERTIFICATE: SHORT-TERM RISK m SGB All INSTITUTIONS 4 160------219 MANAGEMENT 52 57613 s - -- s ------s (J1 DIPlOMA IN BUSINESS MANAGEMENT :t> 221 (HISTORICAl QUAliFICATION) 47 DAME liN FSB 041 5 OG G G G G G G G G G G G G G G G G G G G G c G) ASSOCIATESHIP CERTIFICATE: BUilDING c (f) SOCIETIES INSTITUTE OF SOUTH AFRICA -j 222 (HISTORICAl QUAliFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 042 5 OG G G G G G G G G G G G G G G G G G G G G I'J 0 I'J 223 NATIONAl HIGHER CERTIFICATE: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPAlS 1213 5 240 G G G G G G G G G G G G G G G G - G G G G 224 NATIONAl CERTIFICATE: BANKING 52 SGB All INSTITUTIONS 61589 5 120 G G G G G G G G G G G G G G G G G G G G G DIPlOMA: ROAD TRANSPORT 225 MANAGEMENT FREIGHT 13 RAU 3215 5 240- G - - - G ------226 liSA PROGRAMME: liFE INSURANCE 1 UNISA 71501 5 120 G - G G G - G G G G G G G G - - -- G G G 228 DIPlOMA: BANKING 1 UNISA 14373 5 384 G G G G G G G G G G G G G G G G G G G G G

229 CERTIFICATE: MANAGEMENT lEADERSHIP 11 UNIVERSITY OF FREE STATE 17001 5 120 G G G G G G G G G G G G G G G G G G G G G HIGHER CERTIFICATE: SHORT-TERM 232 INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA) 20411 5 120 G s G G G s G G G G G G G G ------G List 1: Qualifications recognised for category I FSPs

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1 2 3 4 :s 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl HIGHER CERTIFICATE: SHORT-TERM 232 INSURANCE 4 MILPARK BUSINESS SCHOOL 83526 5 120 G SP G G G s G - - - . - G G G G - G - - (/) HIGHER CERTIFICATE: LONG-TERM 233 INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA) 20411 5 120 G G G G G G G G G G G G G G G G G G G G G ~ (/) ADVANCED CERTIFICATE: INTERNATIONAL INTERNATIONAL TRADE INSTITUTE OF :A 0 236 TRADE (EXPORTS/IMPORTS) 169 SOUTHERN AFRICA 24356 5 284 G G G G G G G G G G G G G G G G G G G G G m ~ 237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMTSCHOOLOF BUSINESS (PTY) LTD 36047 5 120 G G G G G G G G G G G G G G G G G G G G G z .-1

NATIONAL DIPLOMA: FINANCIAL SERVICES 0'1 )> 239 LONG TERM RISK ASSESSMENT 52 SGB ALL INSTITUTIONS 49860 5 245 G G G G G G G G G G G G G G G G G G G G G c NATIONAL CERTIFICATE: BANKING {;) 240 (FINANCIAL SERVICES) 4 MILPARK BUSINESS SCHOOL 62794 5 120 G G G G G G G G G G G G G G G G G G G G G c NATIONAL CERTIFICATE: BANKING ~ ' c 240 (FINANCIAL SERVICES) 47 DAMELIN 57639 5 120 G G G G G G G G G G G G G G G G G G G G G (/) NATIONAL CERTIFICATE: BANKING SERVICE 1\) 0 242 ADVICE 4 MILPARK BUSINESS SCHOOL 62811 5 131 G G G G G G G G G G G G G G G G G G G G G ..... 1\) NATIONAL CERTIFICATE: BANKING SERVICE 242 ADVICE 47 DAMEUN 58002/50353 5 131 G G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: GENERIC 244 MANAGEMENT 52 SGB ALL INSTITUTIONS 59201 5 162 G G G G G G G G G G G G G G G G G G G G G REGISTERED FINANCIAL PLANNER PROVIDED UNDERLYING QUALIFICATION IS ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59234 5 120 s G s s s G G G G G G G G s G s G G s G G Lffi !CERTIFICATE: BANK CREDIT I 47 DAMELIN 59829 5 120 G G G G G G G G G G G G G G G G G G G G G 247 CERTIFICATE: BANK CREDIT 4 MIL PARK BUSINESS SCHOOL 62813 5 120 G G G G G G G G G G G G G G G G G G G G G

248 NATIONAL CERTIFICATE: LOSS ADJUSTING 52 SGB All INSTITUTIONS 61529 5 120- G - - - G . - - - - 1- 1- - . . - - - G

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1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl NATIONAL DIPLOMA: ECONOMIC G) 251 MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS 961 6 360 G G G G G G G G G G G G G G G G G G G G G 0 m< 252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 977 6 360 G G G G G G G G G G G G G G G G s s G G G ll z NATIONAL DIPLOMA: COST AND :;:: 253 MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72220 6 360 G G G G G G G G G G G G G G G G G G G G G m NATIONAL DIPLOMA: COST AND z -1 253 MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1061 6 360 G G G G G G G G G G G G G G G G G G G G G G) NATIONAL DIPLOMA: COST AND ~ 253 MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY 72723 6 360 G G G G G G G G G G G G G G G G G G G G G m 254 BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 2549 6 384 G G G G G G G G G G G G G G G G G G G G G ::j m 255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL 2961 6 384 G G G G G G G G G G G G G G G G G G G G G C11 BACHELOR OF COMMERCE: INDUSTRIAL )> G G G G c 256 PSYCHOLOGY 13 RAU 3255 6 432 G G G G G G G G G G G G G G G G G G) BACHELOR OF COMMERCE: INDUSTRIAL c (/) 256 PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG 73775 6 432 G G G G G G G G G G G G G G G G G G G G G -1 BACHELOR OF COMMERCE: INDUSTRIAL 1\) 0 256 PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G G G G G G G G G G G G G G G G G G G 1\) 259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE 16913 6 536 G G G G G G G G G G G G G G G G G G G G G 259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 7039 6 536 G G G G G G G G G G G G G G G G G G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G G G G G G G G G G G G G G G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 5563 6 360 G G G G G G G G G G G G G G G G G G G G G 261 BACHELOR OF ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: MONETARY 262 ECONOMICS 140 VISTA UNIVERSITY 7895 6 360 G G G G G G G G G G G G G G G G G G G G G 263 BACHELOR OF LAWS 13 RAU 3403 7 592 G G G G G G G G G G G G G G G G G G G G G 264 BACHELOR OF COMMERCE: LAW 8 UNIVERSITY OF JOHANNESBURG 73778 6 448 G G G G G G G G G G G G G G G G G G G G G 264 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G G G G G G G G G G G G G G G G G G G G 265 BACHELOR OF BANKING 1 UNISA 14375 6 504 G G G G G G G G G G G G G G G G G G G G G list 1: Qualifications recognised for category I FSPs

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1 2 3 4 5 61718 9 10 11 12 13 14 15 16 17 18 19120 Kl

266 BACHELOR OF COMMERCE: ACCOUNTANcY 12 UNIVERSITY OF KWAZULU-NATAL 14779 6 384 G G G G G G G G G G G G G G G (/)

267 BACHELOR OF SCIENCE: ACTUARIAL SCIENCE 12 UNIVERSITY OF KWAZULU-NATAL 16253 6 384 G G G G G G G IG G G G ~ :t± G# ~ BACHELOR OF COMMERCE: AGRIBUSINESS m (/) G- G 269 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16441 6 421 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: GENERAL ~ m6 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G G G G G G G G G G G G G G G G G :D 270 )> BACHELOR OF COMMERCE: AGRICULTURAL z _-I 271 ECONOMICS 11 UNIVERSITY OF FREE STATE 16927 6 568 G G G G G G G G G G G G G G G G G G G G G 273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16991 5~G G G G G G G G G G G G G G G G G G G G Ul )> BACHELOR OF COMMERCE: MANAGEMENT c 274 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G G G G G G G G G G G G G G G G G G (j) BACHELOR OF ECONOMICS: ECONOMICS c 275 AND MANAGEMENT 10 UNIVERSITY OF STELLENBOSCH 19592 6 370IG G G G G G G G G G G G G G G G G G G lG G c~ (/) DIPLOMA: INSURANCE (SPECIALISATION IN 1\) 0 277 LONG-TERM INSURANCE) 1 UNISA 20412 6 120 G G G G G - - - G G G ..... ------1\)

DIPLOMA: INSURANCE (SPECIALISATION IN 278 SHORT-TERM INSURANCE) 1 UNISA 20412 6 120- - - G ------DIPLOMA: ACCOUNTING AND BUSINESS Gt- I I 280 ADMINISTRATION 171 ICESA CITY CAMPUS 24326 6 360 G G G G G G G G G G G G G G IG G G G 281 DIPLOMA: MARKETING 3 INSTITUTE OF BANKERS 20332 5 240 G G G G G G G G G G G G G G G G G G G G -G 281 DIPLOMA: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G G G G G G G G G G G G G G G G :-- G THE INSTITUTE OF ADMIN AND COMMERCE z 282 DIPLOMA: MANAGEMENT 131 OF SOUTH AFRICA 35957 6 420 G G G G G G G G G G G G G G G G G G G G G ~ w Ul Ul <0w ... (10 z 0 List 1: Qualifications recognised for Category I FSPs w U1 U1 <0 0 Ill z ±! 0 w c ... z c c c 0 5! .2 0 0 ... 'ii .~ ...... :I > "1::1 Category 1 [Sub Categories Below] "'.... :I .~ ~ .!!l I!! !E "' .'!:! t; ;,; u ;;; !6;;; t; .5 :I .5 a C1

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl ASSOCIATE FINANCIAL PLANNER (AFP) G) PROVIDED UNDERLYING QUALIFICATION IS 0 287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59233 6 120 G G G G G G G G G G G G G G < s s s s s s s m 288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL 62814 6 240 G G G G G G G G G G G G G G G G G G G G G ll 288 HIGHER DIPLOMA: BANKING 47 DAMELIN 59830 6 240 G G G G G G G G G G G G G G G G G G G G G z ~ m G G z 289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA 5561 6 384 G G G G G G G G G G G G G G G G G G G -i G) 289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB ALL INSTITUTIONS 59850 6 360 G G G G G G G G G G G G G G G G G G G G G ~ 291 NATIONAL DIPLOMA :MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72249 6 360 G G G G G G G G G G G G G G G G G G G G G m 291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G G G G G G G G G G G G G G G G G :::j 291 NATIONAL DIPLOMA :MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G G G G G G G G G G G G G G G G m

REGISTERED PERSONS EXAM: EQUITIES SOUTH AFRICAN INSTITUTE OF FINANCIAL U1 293 MARKET 51 MARKETS (SAIFM) FSB 030 6 0------s G G G G G G G - -- - - G )> c REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL G) 294 MARKET (COMPLIANCE) 51 MARKETS (SAIFM) FSB 031 6 OG G G G G G G G G G G s G G G G G G G G G c (f) REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL -i 295 MARKET (TRADER) 51 MARKETS (SAIFM) FSB 032 6 0- G G s G s G G G -- G 1\l ------0 REGISTERED PERSONS EXAM: FUTURES SOUTH AFRICAN INSTITUTE OF FINANCIAL ..... 1\l 296 MARKET 51 MARKETS (SAIFM) FSB 033 6 0------s G G G G s G G - --- - G REGISTERED PERSONS EXAM: YIELD SOUTH AFRICAN INSTITUTE OF FINANCIAL 297 MARKET 51 MARKETS (SAIFM) FSB 034 6 0------G G G G G s G G - - -- - G

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL 298 DERIVATIVES MARKET (ADVICE) 51 MARKETS (SAIFM) FSB 035 6 0------s G G G G s G G - - -- - G

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL 299 DERIVATIVES MARKET (TRADER) 51 MARKETS (SAIFM) FSB 036 6 0------G G G G G s G G - - -- - G REGISTERED PERSONS EXAM: FOREX SOUTH AFRICAN INSTITUTE OF FINANCIAL 300 MARKET 51 MARKETS (SAIFM) FSB 037 6 OG G G G G G G G G G G G G G s G G G G G G list 1: Qualifications recognised for Category I FSPs

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl

liSA PROGRAMME IN ADVANCE INSURANCE (J) 304 PRACTICE: SHORT TERM INSURANCE 1 UNISA FSB044 6 120 G G G G G G ------G G G ~ liSA PROGRAMME IN ADVANCE INSURANCE c;j 305 PRACTICE: LONG TERM INSURANCE 1 UNISA FSB045 6 120 G G G G G ------. G G G BACHELOR OF SCIENCE: MATHEMATICAL 6m JJ 306 STATISTICS 21 UNIVERSITY OF VENDA 17398 6 408 G G G G G G G G G G G G G G G G G G G G G > r:r~ACHELOR OF COMMERCE: FINANCIAL z .-1 PLANNING 14 UNIVERSITY OF PORT ELIZABETH 66093 6 366 G G G G G G G G G G G G G G G G G G G G G 308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB All INSTITUTIONS 57202 7 480 G G G G G G G G G G G G G G G G G G G G G 01 >c 309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72429 7 480 G G G G G G G G G G G G G G G G G G G G G Gl c :!; 309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1325 7 480 G G G G G G G G G G G G G G G G G G G G G c (J) POSTGRADUATE DIPLOMA: FINANCE 1\l 0 310 BANKING AND INVESTMENT MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2629 7 128 G G G G G G G G G G G G G G G G G G G G G ..... 1\l

311 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 120 G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 313 ACCOUNTING 13 RAU 3093 7 160 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 315 INVESTMENT MANAGEMENT 13 RAU 3137 7 160 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF BUSINESS SCIENCE: 316 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G G G G G G G G G G G G G G G G G G ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE 318 GOVERNANCE 1 UNISA 71102 7 96 G G G G G G G G G G G G G G G G G G G G

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1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl BACHELOR OF COMMERCE HONOURS: NATIONAL UNIVERSITY OF SCIENCE AND G) 319 BANKING 30 TECHNOLOGY FSB068 0 OG G G G G G G G G G G G G G G G G G G G G 0 POSTGRADUATE CERTIFICATE: ADVANCED m< 320 TAXATION 1 UNISA 14547 7 240 G G G G G G G G G G G G G G G G G G G G G zJJ BACHELOR OF BUSINESS SCIENCE: s: 321 ECONOMICS 177 UNIVERSITY OF NATAL 14784 7 544 G G G G G G G G G G G G G G G G G G G G G m BACHELOR OF ARTS HONOURS: z -I 322 INTERNATIONAL TRADE AND FINANCE 13 RAU 14860 7 160 G G G G G G G G G G G G G G G G G G G G G G) BACHELOR OF ARTS HONOURS: TRADE AND ~ 324 DEVELOPMENT 13 RAU 15475 7 160 G G G G G G G G G G G G G G G G G G G G G m BACHELOR OF COMMERCE HONOURS: ~ 325 FINANCIAL MANAGEMENT SCIENCES 5 UNIVERSITY OF PRETORIA 16400 7 180 G G G G G G G G G G G G G G G G G G G G G JTI BACHELOR OF COMMERCE HONOURS: 01 326 AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16486 7 160 G G G G G G G G G G G G G G G G G G G G G c> G) 327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G G G G G G G G G G G G G G G G G G G G c (f) BACHELOR OF COMMERCE HONOURS: -I 328 FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G G G G G G G G G G G G G G G G G G G G 1\l .....0 1\l POSTGRADUATE DIPLOMA: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 331 ACCOUNTANT IN PRACTICE so PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G G G G G G G G G G G G G G G G G G POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 332 ACCOUNTANT IN BUSINESS so PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G G G G G G G G G G G G G G G G G G G G 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTO 36050 7 240 G G G G G G G G G G G G G G G G G G G G G POSTGRADUATE DIPLOMA: FINANCIAL 334 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G G G G G G G G G G G G G G G G G G G G ADVANCED POSTGRADUATE DIPLOMA: 335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G G G G G G G G G G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl BACHELOR OF COMMERCE HONOURS: 337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G G G G G G G G G G G G G G G G G G G en BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY :;! 338 AUDITING 72 FREE STATE 65341 7 480 G G G G G G G G G G G G G G G G G G G G G en~ CERTIFIED FINANCIAL PLANNER PROVIDED 340 UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59235 7 120 s G s s s G G G G G G G G s G s G G s s s m6 ~ PROFESSIONAL POSTGRADUATE z .-1 QUALIFICATION: COMPANY SECRETARIAL ..... 341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G G G G G G G G G G G G G G G G G G G (J1 )> DOCTOR OF COMMERCE: INVESTMENT c 342 MANAGEMENT 13 RAU 3133 8 360 G G G G G G G G G G G G G G G G G G G G G G> 343 MASTER OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 4807 8 300 G G G G G G G G G G G G G G G G G G G G G c MASTER OF BUSINESS ADMINISTRATION: ~ c 346 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19606 8 288 G G G G G G G G G G G G G G G G G G G G G en MASTER: BUSINESS ADMINISTRATION: MANAGEMENT COLLEGE OF SOUTH AFRICA 1\) 0 349 GENERAL 76 (MANCOSA) 36078 9 200 G G G G G G G G G G G jG jG G G G G G G G G ..... 1\) 350 MASTER: BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G G G G G G G G G G G G G G G G G G CHARTERED FINANCIAL ANALYST(FOREIGN 351 QUALIFICATION) 98 CFA INSTITUTE FSB001 0 OS G 5 s s s s s G 's s s s G Gff- Is ALTERNATIVE INVESTMENT SPECIALIST CHARTERED ALTERNATIVE INVESTMENT w i 352 (CAIA) (FOREIGN QUALIFICATION) 93 ANALYST ASSOCIATION (CAIA) FSB 002 0 0. . - - . . . G G G G G G G . . - CHARTERED INSURANCE INSTITUTE: r ,- t-n CERTIFICATE IN INSURANCE (FOREIGN 353 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 003 0 0 G G . - G ------. - G G CHARTERED INSURANCE INSTITUTE: DIPLOMA IN INSURANCE (FOREIGN 354 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB004 0 OG G G G . G - - . - - . - . . G . - G G G N N z List 1: Qualifications recognised for category I FSPs ~ 01 "'01 (0 0 GJ z ::2 0 c .. z c c c 0 9 "' .2 0 0 Qj -~ ...... ;, > "0 Category 1 [Sub Categories Below] "'u ..;, .~ ~ GJ I!! !E -~"' ~ t; .... u :!: t; ~ iS iS .5 a;, a .5

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl CHARTERED INSURANCE INSTITUTE: Gl ADVANCED DIPLOMA IN INSURANCE 0 355 (FOREIGN QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 005 0 OG G G G - G - -- - G - - G G G -- --- m< FELLOWSHIP OF THE CHARTERED zJJ INSURANCE INSTITUTE (FOREIGN s:: 356 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 006 0 OG G G G G G G G G G G G G G G G G G G G G m ASSOCIATESHIP OF THE CHARTERED z -I INSURANCE INSTITUTE (FOREIGN Gl 357 QUALIFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 007 0 OG G G G G G G G G G G G G G G G G G G G G ~ INTERNATIONAL CERTIFICATE IN FINANCIAL m 359 ADVICE 176 SECURITIES AND INVESTMENT INSTITUTE FSB 009 0 OG G G G G G G G G G G G G G G G G G G G G ::j REGISTERED PERSONS EXAM: MONEY SOUTH AFRICAN INSTITUTE OF FINANCIAL m

386 MARKET 51 MARKETS (SAIFM) FSB 038 6 OG G G G G G G G s G G G G G G G G G G G G 01 REGISTERED PERSONS EXAM: SOUTH AFRICAN INSTITUTE OF FINANCIAL )> 387 AGRICULTURAL PRODUCTS 51 MARKETS (SAIFM) FSB 039 6 0- G G G G G G G G - - - - G G c ------Gl c (J) 391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL 14789 7 576 G G G G G G G G G G G G G G G G G G G G G -I DOCTOR OF COMMERCE: INSURANCE 1\) 0 397 SCIENCE 5 UNIVERSITY OF PRETORIA 4887 8 144 G G G G G G G G G G G G G G G G G G G G G 1\) BACHELOR OF COMMERCE: RISK 405 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16936 6 528 G G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: FINANCIAL 406 MARKETS AND INSTRUMENTS 52 SGB ALL INSTITUTIONS 50481 6 120 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HUMAN 414 RESOURCES MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: RISK 415 MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE FSB 047 6 OG G G G G G G G G G G G G G G G G G G G G NATIONAL DIPLOMA:BUSINESS 416 MANAGEMENT 82 DEPARTMENT OF EDUCATION FSB 048 0 OG G G G G G G G G G G G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

0 z ! 0 c: .. z c: 0 s: c: 0 g ·:; 0 0 ,~ el ..5 .. i Category 1 [Sub Categories Below] = tf 1 0 ~ i .5 i a ~a .5

112 3 4 5 6 7 8 9 10 11 12 13114 18 19 20 Kl BACHELOR OF SCIENCE:BUSINESS 417 MATHEMATICS AND INFORMATICS 52 SGB ALL INSTITUTIONS 35954 61360 G G G G G G G G G G G G G G G G ~17 (/) BACHELOR OF COMMERCE INDUSTRIAL AND 418 ORGANISATIONAL PSYCHOLOGY 1 UNISA 15563 6384 G .§.__ G G G t G G G G G ~ ~ ~ 419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA 5563 6 384 G IT: 1..- !..- 1,. G G G G G G G IG IG G G G BACHELOR OF AGRICULTURE HONOURS: 6m G G G G G G G G G G G G Jl 422 AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16911 A1201G G G G IG G G G G )> BACHELOR OF COMMERCE: _..,z 423 INTRAPRENEURIAL MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73715 6 426 G G G G G G G G G G G G G G G G G G G G MANAGEMENT ADVANCEMENT 01 )> 425 PROGRAMME 59 WITS BUSINESS SCHOOL FSB0153 0 OG G G G G G G G G G G G G G G G G G G G G c BACHELOR OF COMMERCE (HONOURS) G'l 5 UNIVERSITY OF PRETORIA 7137 7 160 G G G G G G G G G G G G G G G G G G G G G c 426 HUMAN RESOURCE MANAGEMENT (/) 427 BACHELOR OF PHARMACY 52 SGB ALL INSTITUTIONS 65130 - 1------G - - - G -i ------c BACHELOR OF COMMERCE:MARKETING (/) 429 AND BUSINESS MANAGEMENT 47 DAMELIN 58003 6 360 G G G G IG G G G G G G G G G G IG IG G G G G 1\) 0 BACHELOR OF COMMERCE: SPORTS .... 1\) 432 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73782 6 472 G G G G G G G G G G iG G G G G G G G G G G NATIONAL TEACHER'S DIPLOMA: 434 COMMERCE 82 DEPARTMENT OF EDUCATION FSB 051 6 360 G G G G G G G G G G G G G G G G G G G G G

435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 62342 8 480 G G G G G G G G G G G G G G G G G G G G G 436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION 7 6 360 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: INDUSTRIAL 438 COMMUNICATION 17 UNIVERSITY OF NORTH WEST 72774 751~G G G G G G G G G G G G IG G G G G G BACHELOR OF COMMERCE: QUANTITATIVE 6 376 G G G G G G G G G G G 440 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 15379 G G G .§._ r-- BACHELOR OF ACCOUNTING SCIENCE - 441 HONOURS 1 UNISA 5669 7 120 G G G G G G G G G G G G :tt ~ G G bG II) olllo

pz List 1: Qualifications recognised for Catesory I FSPs c.v (11 (11 0 .!! <0 z .1::: 0 c.v c ... z c c c 0 9 ~ 0 .. ~ Ill.. i !i j ~ ] Catesory 1 [Sub catesorles Below) !E t: lu "iii :E § .5 ~ a "iiia .5

1 2 3 4 5 6 7 442 BACHELOR OF COMMERCE: GENERAL 15 UNIVERSITY OF WESTERN CAPE 19408 6 360 G G G G G G G G G G G G G G G G G G Gl 0 PROFESSIONAL ADVANCED QUAUFICA TION: CHARTERED SECRETARIES SOUTHERN N CERTIFICATE IN OFFSHORE FINANCE AND INSTITUTE OF CHARTERED SECRETARIES m 448 ADMINISTRATION 143 AND ADMINISTRATORS FSB 056 6 OG G G G G G G G G G G G G G G G G G G G G ~ NATIONAL DIPLOMA IN PENSIONS ZIMBABWE MINISTRY OF HIGHER _m _.. 449 MANAGEMENT 168 EDUCATION AND TECHNOlOGY FSB 053 5 OG G G G G G G G G G G G G (11 BACHELOR OF COMMERCE: ECONOMIC )> 450 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19586 c Gl FELLOW OF CHARTERED INSTITUTE OF c 451 BANKERS IN SCOTLAND FSB054 (/) -1 453 ADVANCED EXECUTIVE PROGRAMME FSB058 1\) BACHELOR OF COMMERCE HONOURS 0_.. 1\) DEGREE IN INSURANCE AND RISK NATIONAL UNIVERSITY OF SCIENCE AND 454 MANAGEMENT 30 TECHNOLOGY FSB 059 G G G G G G G G G G G G G G G G G G G G 455 DIPLOMA: BUSINESS MANAGEMENT 47 DAMELIN 67300 G G G G G G G G G G G G G G G G G G G G GLOBAL ASSOCIATION OF RISK 458 FINANCIAL RISK MANAGER 111 PROFESSIONAL F$6055 G G G G G G G G G G G BACHELOR OF TECHNOLOGY: BUSINESS 462 ADMINISTRATION 123 BORDER TECHNIKON 1065 G G G G G G G G G G MASTER OF TECHNOLOGY: BUSINESS 463 ADMINISTRATION ITTEE OF TECHNIKON PRINCIPALS 1069 G G G G G G G G G G G 465 CERTIFICATE OF FINANCIAL ADVISING FSB 67 G G G G G G G G G G List 1: Qualifications recognised for category I FSPs

0 ..!! z .'!:: 0 ... z c: .2 '.Ps .§ Iii e :! 1 , category 1 (Sub categories Below) I! 'lil.... .3 I!! !iii !iii ~ I u iii iii t: .5 I :J :I .5 c:J c:J

1 z 3 4 5 6 7 8 9 10 11 1Z 13 14 15 16 17 18 19 zo Kl ADVANCED DIPLOMA: TRUST AND ESTATE 466 PLANNING 3 INSTITUTE OF BANKERS 76968 6 240 G G G G G G G G G G G G G G G G G G G G G 467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS 76966 6 240 G G G G G G G G G G G G G G G G G G G G G ADVANCED DIPLOMA IN FINANCIAL 468 PLANNING 3 INSTITUTE OF BANKERS 76964 6 240 G G G G G G G G G G G G G G G G G G G G G FELLOW OF ACTUARIAL SOCIETY OF SOUTH 469 AFRICA (FASSA) 118 ACTURIAL SOCIETY OF SOUTH AFRICA FSB062 8 OG G G G G G G G G G G G G G G G G G G G G 471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 76969 6 240 G G G G G G G G G G G G G G G G G G G G G 1472 DIPLOMA: CREDIT 3 INSTITUTE OF BANKERS 20331 5 240 G G G G G G G G G G G G G G G G G G G G G I I 473 DIPLOMA: TRUST: ESTATE ADMINISTRATION 3 INSTITUTE OF BANKERS 20335 5 240 G G G G G G G G G G G G G G G G G G G G G (Jl )> PROFESSIONAL QUALIFICATION: c 478 GOVERNANCE AND ADMINISTRATION 52 SGB ALL INSTITUTIONS 60653 5 130 G G G G G G G G G G G G G G G G G G G G G G) PROFESSIONAL QUALIFICATION: c (/) 479 MANAGEMENT AND ADMINISTRATION 52 SGB ALL INSTITUTIONS 60651 S 125 G G IG G G G G G G G G G G G G G G G G G G c-! BACHELOR OF COMMERCE: MARKETING (/) MANAGEMENT S UNIVERSITY OF PRETORIA 7099 6 445 G G G G G G G G G G G G G G G G G G G G G 1\) 0 ~ GORDON INSTITUTE OF BUSINESS SCIENCE .... 1\) 484 MCCARTHY MANAGEMENT PROGRAMME ~IBS) FSB063 5 120 G G G G G G G G G G G G G G G G G G G G G 485 BACHELOR OF COMMERCE NIVERSITY OF KWA2ULU-NATAL 79006 6 384 G G G G G G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: COMMERCIAL 487 PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72561 6 360 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: 488 COMMUNICATION MANAGEMENT 5 UNIVERSITY OF PRETORIA 7047 6 455 G G G G G G G G G G G G G G G G G G G!G 489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE 8853 6 480 G G G G G G G G G G G G G G G G G G G G SAFEXJUNIOR CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES DEALER SOUTH AFRICAN INSTITUTE OF FINANCIAL 490 QUALIFICATION) 51 MARKETS (SAIFM) FSB064 0 0- - . - - . - G G G G G G - . - - - - - . QUALIFIED STOCKBROKER SAIS BOARD SOUTH AFRICAN INSTITUTE OF 491 EXAMINATION 120 STOCKBROKERS FSB065 0 0- -- - . - - G G G G G G -- - - . - - 1\) Ol z List 1: Qualifications recognised for Category I FSPs ~ (,) 01 01 0 (0 z ! 0 (,) c .. z c 0 c c .e .g e iii l! ...... g ::1 Category 1 [Sub Categories Below) tO 3 u !E ~= ~ ;;; !E ·a s ;;; t! .5 ~ a= a .5

1 2 3 4 5 6 7 8 NATIONAL CERTIFICATE: FINANCIAL 495 SERVICES WEALTH MANAGEMENT 48493 G G GJ 0 BACHELOR OF COMMERCE: FINAN m< 503 MANAGEMENT NIVERSITY OF VENDA JJ s:z MINIST UNIVERSITY OF PRETORIA m z -i 504 MASTER OF BUSINESS ADMINISTRATION 11 UNIVERSITY OF FREE STATE 16972. 9 240 G G G G G G G G G G G G G G G G G GJ )> N 504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 5047 8 120 G G G G G G G G G G G G G G G G G G G G G m -i -i 504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G G G G G G G G G G G G G G G G G G m

01 508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 9267 8 120 G G G G G G G G )> BACHELOR OF SCIENCE: ECONOMICS, c GJ 51 MATHEMATICS, STATISTICS ERSITY OF KWA2ULU-NATAL 3059 G G G G G c s H MANAGEMEN 73350 G G G G G (/} -i 1\) CERTIFICATE: FOUNDATION MANAGEMENT 0 1\) 522 DEVELOPMENT PROGRAMME S UNIVERSITY OF PRETORIA 67249 G G G G G G G G G G G G G G G G G G CERTIFICATE: MIDDLE MANAGEMENT 523 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67189 6 120 G G G G G G G G G G G G G G G G G G G G G CERTIFICATE: SENIOR MANAGEMENT 524 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67215 7 120 G G G G G G G G G G G G G G G G G G BACHELOR OF PERSONNEL LEADERSHIP 525 HONOURS 11 UNIVERSITY OF FREE STATE 16963 G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS 526 FINANCIAL MANAGEMENT 18974 G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

0 .!! z ... Cl c .. z c 0 c: c 0 e "il !! .e ..:I , 'i ..8 Category 1 [Sub Categories Below) 1i! :I t I!! E !6 i .... u jij 'li i .5 i 8 a .5

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl

BACHELOR OF ADMINISTRATION: PUBLIC 529 SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 17240 6 384 G G G G G G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: FINANCIAL 530 INFORMATION SYSTEMS 8 1 UNIVERSITY OF JOHANNESBURG 74088 6 360 G G G G G G G G G G G G G G G G G G G G G 532 DIPLOMA: FINANCIAL MANAGEMENT 162 REGENT BUSINESS SCHOOL (PTY) LTD 71779 5 240 G G G G G G G G G G G G G G G G G G G G G

CERTIFICATE: ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 15179 S 120 G G G G~G c:; !c:; c:; G G G G G jG G G G G G i r BACHELOR OF COMMERCE IN MARKETING 534 AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G G G G G G G G G G G G G G G G G G G (11 )> 535 UCENSIATE DIPLOMA BANKING 3 INSTITUTE OF BANKERS FSB0165 0 OG G G G G G G G G G G G G G G G G G G c 536 BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OFTHE WITWATERSRAND 13975 6 360 G G G H~ G G G G G G G G G G G G G G G G) BACHELOR OF ECONOMIC SCIENCE c 537 HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9857 8 160 G G G G G G G G G G G G G G G G G G c~ DIPLOMA: BUSINESS INFORMATION rJ) 538 TECHNOLOGY 94 ROSEBANK BUSINESS COLLEGE 35966 5 240 G G G G G G G G J:]: G G G G G G G G G G 1\) 0 NATIONAL DIPLOMA: HUMAN RESOURCES ..... 1\) 540 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 74093 6 360 G G G G G G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: HUMAN RESOURCES 541 MANAGEMENT 52 SGB ALL INSTITUTIONS 49692 s 249 G G G G G G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: HUMAN RESOURCES 541 MANAGEMENT 38 MANGOSUTHU TECHNIKON 72299 6 360 G G G G G G G G G G G G G G G G G G G G G 543 ILPA 163 ILPA FSB0119 0 OG G G G G G G G G G G G G G G G G G G G G ADVANCED DIPLOMA IN TREASURY AND 549 INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 76963 6 240 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS NATIONAL UNIVERSITY OF SCIENCE AND 550 DEGREE IN FINANCE 30 TECHNOLOGY FSB069 0 OG G G G G G G G G G G G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

0 .!! z ~ 0 c ... z c: 0 c: c: 0 !:! ~ 0 ~ ~"' 1 Category 1 [Sub Categories Below] "'u i = ~ ~ .!1 1 lE !E ~ t: ~ ;; ;; .5 ""' a a ~

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl

SAFEX ORDINARY C

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1 2 3 4 5 6 7 8 9 10 11 12113114 15 16 17 18 19 20 Kl HIGHER CERTIFICATE: COMMERCE:

602 FINANCIAL PLANNING 47 DAME UN 21181 G G G G G G G G G G G G G G G (/) 5WG ~ 603 BACHELOR OF SCIENCE (MAJOR STATISTICS) SGB All INSTITUTIONS 35954 6 G G !r.; r:: !r. G G G G G G G G G G G ~G G ~ ASSOCIATE CHARTERED INSTITUTE OF THE CHARTERED INSTITUTE OF BUSINESS ! (/) 604 BUSINESS MANAGEMENT 128 MANAGEMENT FSB071 I o G G G G G G G G G G G G G G 6 m m J] 605 BACHELOR OF TECHNOLOGY: MARKETING 37 DURBAN UNIVERSITY TECHNOLOGY 72150 7 480G G G G G_ G G G G G G G G G G G G G )> 610 BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G G iG G G G G G G G G G G G G G G G G z ~ .-1 CERTIFICATE IN SECURITIES AND CHARTERED INSTITUTE SECURITIES FOR 614 INVESTMENTS 85 INVESTMENT FSB072 0 OG G G G G G G G G G G G G G G G G G G G G 01 )> THE CHARTERED ASSOCIATION OF c 615 DIPLOMA: FINANCIAL MANAGEMENT 138 CERTIFIED ACCOUNTANTS FSB073 0 OG G G G G G G G G G G G G G G G G G G G G (;) c NATIONAL HIGHER CERTIFICATE: (/) 617 ACCOUNTANCY 37 DURBAN UNIVERSITY TECHNOLOGY 72272 5 240 G G G G G G G G G G G G G G G G G G G G G c-1 BACHELOR OF COMMERCE: TOURISM (/) 619 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7113 6 426 G G G G G G G G G G G G G ~ ADVANCED DIPLOMA IN BUSINESS SOUTH AFRICAN INSTITUTE OF .... 1\J 620 MANAGEMENT 16S MANAGEMENT 67689 6 400 G G G G G G G ~·G G G G G G G G G ~: G G ~ NATIONAL HIGHER CERTIFICATE: 621 ACCOUNTANCY 1 UNISA 62418 5 240 G G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE N6 MARKETING 622 MANAGEMENT 82 DEPARTMENT OF EDUCATION 22467 5 240 G G G G G G G G G G G G G G G G G G G G G

623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72149 7 480 G G G G G G G G G G G G G G G G G G G G G

624 NATIONAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1023 6 360 G G G G G G G G G G G G G G G G G G G G G 624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE INSURANCE 625 SCIENCE 5 UNIVERSITY OF PRETORIA 7075 6 468 G G G G G G G ~ G G G G G G G G G G G G G Col 0

List 1.: Qualifications recognised for Category I FSPs

0 ..9! z .t:: 0 c .. z c 0 c c 0 5! :;:::; ....0 0 :g 'ii :t! Ill :;:::; > "CC Category 1 [Sub Categories Below] ... Ill :I .t:: ., !E .t:: t: .,~ !I u.. ;;; !E;;; t: .5 :I .5 a C1

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl NATIONAL DIPLOMA: ADMINISTRATIVE G.l 627 MANAGEMENT FINANCIAL 1 UNISA 62368 6 360 G G G G G G G G G G G G G G G G G G G G G 0 630 NATIONAL DIPLOMA TAXATION 1 UNISA 62415 6 360 G G G G G G G G G G G G G G G G G G G G G m< BACHELOR OF COMMERCE: ECONOMIC ll z 631 SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G G G G G G G G G G G G G G G G G G G s: BACHELOR OF COMMERCE: HUMAN mz 634 RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G G G G G G G G G G G G G G G G -1 BACHELOR OF COMMERCE: HUMAN G.l 634 RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 16925 6 520 G G G G G G G G G G G G G G G G G G G G G ~ NATIONAL DIPLOMA: FINANCE AND m 635 ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNIKON 72295 6 360 G G G G G G G G G G G G G G G G G G G G G ~ CERTIFICATE IN HUMAN RESOURCES m 636 ADMINISTRATION 49 INTEC COLLEGE 21045 4 120 G G G G G G G G G G G G G G G G G G G G G CJ1 NATIONAL DIPLOMA: FINANCIAL cl> 637 ACCOUNTING 79 THE INSTITUTE OF CERTIFIED BOOKKEEPERS 20366 6 280 G G G G G G G G G G G G G G G G G G G G G G.l 639 ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 15179 5 120 G G G G G G G G G G G G G G G G G G G G G c C/) 641 CERTIFICATE: BANKING 47 DAMELIN 21164 5 120 G G G G G G G G G G G G G G G G G G G G G -1 643 BACHELOR OF COMMERCE: LAW 7 UNIVERSITY OF THE WITWATERSRAND G G G G 1\) FSB0112 0 OG G G G G G G G G G G G G G G G G 0 ...... POSTGRADUATE CERTIFICATE IN MANAGEMENT COLLEGE OF SOUTH AFRICA 1\) 653 MANAGEMENT STUDIES 76 (MANCOSA) 57206 6 120 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 662 INTERNATIONAL TRADE AND FINANCE 13 RAU 15415 7 160 G G G G G G G G G G G G G G G G G G G G G liSA PROGRAMME IN SHORT-TERM 669 INSURANCE 1 UNISA 76546 5 60 G G G G G G G G G G G G G G G G G G G G G 672 PRACTICAL LEGAL TRAINING COURSE 17 UNIVERSITY OF NORTH WEST FSB0107 0 OG G G G G G G G G G G G G G G G G G G G G 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G G G G G G G G G G G G G G G G G G G G 678 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G G G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: TECHNICAL FINANCIAL 682 ACCOUNTING 52 SGB ALL INSTITUTIONS 36213 5 251 G ------G - - 685 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G G G G G G G G G G G G G G G G G G Ust 1: Qualifications recognised for category I FSPs

0 Cll z 0 c i z 0 c c 0 ~ e 1i .t:"' :I > "CC category 1 [Sub Categories Below] 5 I! !E i ~ v ii i 1 I a Ia .5

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18119 20 Kl BACHELOR OF COMMERCE FINANCIAL RAU 18974 G G G G G 691 MANAGEMENT 13 G G G G G G G G G G G G IG IG IG (f) BACHELOR OF TECHNOLOGY: BUSINESS ~ 694 ADMINISTRATION UNIVERSITY OF JOHANNESBURG 173811 : 4JG G G G G G G G G G G G G G G G G G IG IG IG ::; BACHELOR OF TECHNOLOGY: BUSINESS (f) 694 ADMINISTRATION 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78684 7 480 G G G G G G G G G G G G G G G Gli 6 m m JJ 698 BACHELOR OF COMMERCE: MANAGEMENT 15 UNIVERSITY OF WESTERN CAPE 7281 6 360 G G G G G G G G G G G G G G G G G G G G G )> BACHELOR OF COMMERCE: FINANCE AND z .-1 703 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G G G G G G G G G G G G G G G G G G G G (./1 )> 704 !HIGHER CERTIFICATE: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 79866 0 OG G G G G G G G G G G G G G G G G G G G G c CERTIFICATE IN MANAGEMENT (FINANCIAL G) c 717 PLANNING) 57 SOUTHERN BUSINESS SCHOOL 36197 5 120 G G G G G G G G G G G G G G G G G G G G G (f) NATIONAL DIPLOMA: MANAGEMENT ~ 718 (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G G G G G G G G G G G G G G G G (f) NATIONAL ADVANCED DIPLOMA IN 1\l 0 719 MANAGEMENT {FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 79586 7 120 G G G G G G G G G G G G G IG G G G G G G G .... 1\l i 731 CERTIFICATE: ASSOCIATE IN MANAGEMENT 112 UCT GRADUATE SCHOOL OF BUSINESS 15179 5 120 G G G G G G G G G G G G G G G G G G G G G MASTERS DEGREE IN BUSINESS 757 ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM FSB0088 0 OG G G G G G G G G G G jG G G G G G G G G G

MASTER OF BUSINESS ADMINISTRATION 758 {MAJOR IN HEALTH CARE ADMINISTRATION} 151 NATIONAL UNIVERSITY, CALIFORNIA, USA FSB0089 0 OG G G G G G G G G G G G G G G G G G G G G

760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 7069 6 452 G G G G G G G G G G G G G G G G G G G G G

MASTER OF BUSINESS ADMINISTRATION 763 (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY FSB0090 0 OG G G G G G G G G G G G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

0 z 0 c ~ z c s: s: 0 0 .... e '1ii ~ ~ .... :I "1:1 Category 1 (Sub Categories Below) G :1:: 2! !E j t; ~ u ;;; ~ t; .5 I a aell .5

1 2 3 4 5 6 7 8 9 10 11112113 14 15 16 17 18 19 20 Kl POST GRADUATE DIPLOMA IN BUSINESS G (j') 764 ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 76924 G G G G G G G G G G G G 0 BACHELOR OF COMMERCE (HONS) IN NATIONAL UNIVERSITY OF SCIENCE AND < 767 FINANCE 30 TECHNOLOGY FSB0091 G G G G G G Gm1G G G G G G G G G G m ::0 CERTIFICATION IN INTERNATIONAL RETAIL INTERNATIONAL ACADEMY OF RETAIL z 769 BANKING 153 BANKING FSB0092 0 G G G G G G G G G G G G G G G s: zm -i MASTERS OF BUSINESS ADMINISTRATION ( (j') 770 Heriot-Watt University) 1S4 HERIOT-WATT UNIVERSITY FSB0093 0 OG G G G G G G G G G G G G G G G G G G G G ~ NATIONAL CERTIFICATE IN BANKING ( m 771 BANKING SALES PEOPLE) 52 SGB ALL INSTITUTIONS 61589 5 120 G G G G G G G G G G G G G G G G G G G G G ::j THE INSTITUTE OF ADMIN AND COMMERCE m ..... 774 DIPLOMA IN LIFE UNDERWRITING 131 OF SOUTH AFRICA FSB0099 6~G G G G G G G G G G G G G G G G G en BACHELOR OF COMMERCE LOGISTICS )> 775 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73779 7 432 G G G G G G G G G G G G G G G G c (j') c BACHElOR OF COMMERCE IN ECONOMICS ~ 780 AND INTERNATIONAl TRADE 17 UNIVERSITY OF NORTH WEST 72773 7 360 G G G G G G G G G G G G G G G G G 1\) 782 BACHELOR OF SCIENCE (ECONOMICS) RSITY OF BATH FSB0111 0 OG G G G G G G G G G G G G G 0..... BACHElOR OF BUSINES SCIENCE: 1\) 784 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 8 576 G G G G G G G G G G G G G G G G G G G G G

BACHELOR OF SCIENCE: OPERATIONS 785 RESEARCH AND INFORMATION SYSTEMS 1 UNISA 6059 G G G G G G G G G G G G G G BACHELOR OF SCIENCE: ACTUARIAL AND 787 FINANCIAL MATHEMATICS 5 UNIVERSITY OF PRETORIA IFSB0182 7imEG736 G G G G G G G G G IG G G G G G G G BACHELOR OF COMMERCE: FINANCIAL 788 ACCOUNTING UNIVERSITY OF PRETORIA 17059 7 47 G G G G G G G G G G G G G G G List 1: Qualifications recognised for Category I FSPs

0 ..! z :1:! 0 ... z c c c 0 9 j 0 5! "il ~ nl 'a Category 1 [Sub Categories Below] ... i... j ~ .§ Gl !E !E t: u.. ii ;; t: .E i a:J a .E

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl BACHELOR OF COMMERCE HONOURS: FINANCIAL ANALYSIS AND PORTFOLIO (/) 789 MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19960 7 120 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF TECHNOLOGY IN ii ~ 790 MANAGEMENT SERVICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72428 7 480 G G G G G G G G G G G G G G G G G G G G G (/) MASTER OF SCIENCE: MATHEMATICS OF 792 FINANCE 9 UNIVERSITY OF CAPE TOWN 21390 8 120 G G G G G G G G G IG IG 6m 793 BACHELOR OF HEALTH SCIENCES 7 UNIVERSITY OF THE WITWATERSRAND 49915 G G G G G G G ll Gff.IG IG )> 795 BACHELOR OF LAWS 158 MAI 1799 MATHEMATICS) 28 UNIVERSITY OF HAMPSHIRE FS80116 0 OG G G G l!!!G G G G G G G G G G G G G G G G G c 0 DIPLOMA IN BUSINESS MANAGEMENT AND c (/) 800 ENTREPRENEURSHIP 77 INDEPENDENT INSTITUTE OF EDUCATION 58671 5 260 G G G G G G G G G G G G G G G G G G G G G c-i MASTER OF SCIENCE: FINANCIAL (/) 802 MANAGEMENT 173 UNIVERSITY OF LONDON FSB0126 0 OG G G G G G G G G G G G G G G G G G G G G 1\) 0..... 1\) 803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF I

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl NATIONAL DIPLOMA: RETAIL BUSINESS G) 812 MANAGEMENT 7S TECHNIKON WITWATERSRAND FSB0109 6 360 G G G G G G G G G G G G G G G G G G G G G 0 BACHELOR OF BUSINESS ADMINISTRATION m< 816 HONOURS 57 SOUTHERN BUSINESS SCHOOL 71930 8 132 G G G G G G G G G G G G G G G G G G G G G zll 817 BACHELOR OF BUSINESS MANAGEMENT 28 UNIVERSITY OF HAMPSHIRE FSB0187 0 OG G G G G G G G G G G G G G G G G G G G G s:: SOUTHERN ADVENTIST UNIVERSITY, m 817 BACHELOR OF BUSINESS MANAGEMENT 181 COLLEGEDALE, TENNESSEE FSB0189 0 OG G G G G G G G G G G G G G G G G G G G G z -i CHARTERED INSTITUTE OF BANKERS IN G) 819 CHARTERED BANKER 160 SCOTLAND FSB0188 0 OG G G G G G G G G G G G G G G G G G G G G ~ BACHELOR OF COMMERCE: ECONOMICS m 820 AND FINANCE 9 UNIVERSITY OF CAPE TOWN 4445 7 432 G G G G G G G G G G G G G G G G G G G G G ::j m

01 :r> c G) c ~ 1\) 0 1\) List 2: Specified subject(s) I module(s) I unit standard(s) based qualifications recognised for Category I and IV FSP's

0 z 0 1: ~ z c c 1: 9 0 0 ~ l! Specified subjects/modules/unit standards based qualifications recognised for ".;::l :::J l ., ~ ... ~ .t: ~ .. Category! !§ "' .t: t; !I l:i .. !§ ',;; ..e ~ 6 a ..e 11 2 I 3141 s 16 I 7 Is I 9I10111112IUI1411SI16I17I18I19120I KIIIV Please note: The SAQA ID for qualification 20185, Further Education and Training Certificate: Banking is the same as for the National Certificate: Banking (20185) NQF Level 4. We thus recognise both qualifications in the same manner. Further Education and Training Certificate: Cornerstone Performance 139 73 20185 4 120 G G G G G G G G G G G G G G G G G G G G G G Banking Solutions · This qualification is recognised if it contains the followhig unit standards: 230071,230075,242655,252203,242815, 110028,242658,242657,120127, 13379,117156,114759,243137,252191,7223, 14963, 12456, en 117709,242584,242593 ~ · To be recognised for short-term Insurance the following electives will apply: 120011, 119679, 242653, 120114, 243137, 117121 ~ · To be recognised for long-term Insurance the following electives will apply: 117126, 119261, 11713, 119478, 118011 en · To be recognised for short-term and long-term~the following electives will apply: 7223,7231,7236,114759, 117156 Further Education and Training Certificate: 6 139 179 Learnsys 20185 4 120 G G G G G G G G G G G G G G G G G G G G G G m Banking ll )> The qualification offered via Learnsys is recognised if it contains the following unit standards in the core and elective grouping: z Core unit standards: 10017, 10022, 7254, 7223, 7219, 7255 .-I ..... Elective unit standards: 7244, 7237, 7250 01 )> c Further Education and Training Certificate: G) 139 180 20185 4 120 G G G G G G G G G G G G G G G G G G G G G G Banking c c~ The qualification offered via First Rand Bank limited is recognised if it contains the following unit standards in the core and elective grouping: en · Core unit standards: 13416, 252196, 252217, 13379,7242, 114759, 252193 1\) · Elective unit standards: 252203, 12763, 12755, 12759 0..... 1\) Further Education and Training 139 182 The Facilitation Workshop 20185 4 120 G G G G G G G G G G G G G G G G G G G G G G Certificate:Banking

The qualification offered via The Facilitation Workshop is recognised if it contains the following unit standards in the elective grouping: · Elective unit standards: 7236, 114756, 252210 224 National Certificate: Banking 178 BANKSETA 20186 5 120 G - G G - - G G G G G G G - - G G G G G G

This qualification is recognised if it contains the following unit standards: 12886, 12887, 12888, 12937, 12883,7343, 230071, 230075, 7334, 7356,7361, 13948, 242614

Cornerstone Performance 224 National Certificate: Sanking 73 61589 5 120 G G G G G G G G G G G G G G G G G G G G G G Solutions The qualification offered via Cornerstone Performance Solutions is recognised if it contains the following unit standards in the elective grouping: · Elective unit standards: 115821, 15236, 116365,7880,117781,7340,10045,7316 w Ol z 0 List 3: Qualifications r~cognised for Category I FSPs for the transitional period only w U1 U1 0 Gl (!J z E 0 w c .. z c 0 c c 0 e :;:: 0 0 :;:: 'ii .'!:::"' :;:: :I "CC Ill Ill :;:: :> Category 1 [Sub Categories Below] u u :I ~ ~ Gl Gl .'!::: t; ... .. !E !E Ill< v iii iii t; .5 a:I a .5 1 z 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 zo Kl liSA PROGRAMME IN ADVANCED 13 INSURANCE PRACTICE 1 UNISA 0-71536 6 120 G G G G G G G G G G G G G G G G G G G G G G) 0 ICSA PROGRAMME IN STRATEGIC < MANAGEMENT AND CORPORATE m JJ 52 GOVERNANCE 1 UNISA 7110 2 7 96 G G G G G G G G G G G G G G G G G G G G G z ADVANCED PROGRAMME IN FINANCIAL ~ m 82 PLANNING AND ESTATES 1 UNISA 7592 2 7 96 G - G G G - G G G G G G G G - - G G G G G z 93 PROGRAMME IN RISK MANAGEMENT 1 UNISA 75949 6 108 G G G G G G G G G G G G G G G G G G G G G -1 G) SAIM PROGRAMME IN BUSINESS ~ 182 MANAGEMENT 1 UNISA 71242 6 72G G G G G G G G G G G G G G G G G G G G G m CERTIFICATE OF PROFICIENCY: BASICS OF ::j 364 RETIREMENT FUNDS 62 INSURANCE INSTITUTE OF SA (liSA) FSB 016 4 0------G ------m

U1 CERTIFICATE OF PROFICIENCY: LONG-TERM )> 365 BASIC (CATEGORY B PROGRAMME) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 017 4 OG G ------G G c ------G) FUNDAMENTALS OF BANKING AND RISK c (/) 366 MANAGEMENT 1 UNISA 7217 6 5 30 G - G ------G G - G G -1 1\) 0 G G G G G G G G G G G 367 CERTIFICATE IN FINANCIAL MANAGEMENT 80 LYCEUM COLLEGE FSB 019 6 60 G G G G G G G G G G 1\) 368 PROGRAMME: BANKING 1 UNISA FSB 020 6 96 G G G G G G G G G G G G G G G G G G G G G 369 PROGRAMME: RISK MANAGEMENT 1 UNISA 75949 6 108 G G G G G G G G G G G G G G G G G G G G G ADVANCED PROGRAMME: PROPERTY 372 FINANCE 1 UNISA 75914 7 96------G ------

ADVANCED PROGRAMME: INTERNATIONAL 373 AND CENTRAL BANKING 1 UNISA FSB 024 7 108 G - G G G - G G G G G G G G - - G G G G G ADVANCED PROGRAMME: FINANCIAL 374 PLANNING AND ESTATES 1 UNISA 7592 2 7 96 G - G G G - G G G G G G G G - - G G G G G List 3: Qualifications recognised for Category I FSPs for the transitional period only i ~ 0 c ... z c 0 c c 0 J:! ':;:: e ll i :::1 "1:1 Category 1 [Sub Categories Below] ... til... ;t:! ~ ] f u ., v i ~= I .5 "' :::1 .5 a Cl 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Kl

375 ADVANCED PROGRAMME: BANK CREDIT 3 INSTITUTE OF BANKERS FSB026 7 96 G G G G G G G G G G G G G G G G G G G G G BUSINESS MANAGEMENT DEVELOPMENT (/) 486 PROGRAMME 75 TECHNIKON WITWATERSRAND FSB064 7 OG G G G G G G G G G G G G G G G IG G G G ~ IG (ij 595 FINANCIAL MANAGEMENT PROGRAMME 1 UNISA 7127 7 6 96 G G G G G G G G G G G G G G G G G G G G 0 628 FUNDAMENTALS OF BANKING 1 UNISA 7217 6 5 15 G G G G G G G G G G G G G G G G G G G G G "'m PROGRAMME IN ADVANCED BANK J] 813 MANAGEMENT 1 UNISA FSB0181 7 96 G G G G G G G G G G G G G G G G G G G G G >z .-i

(11 >c (j) c c~ (/) I\) .....0 I\) w Q)

List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill z 0 c ! z c c c .2 e ~ .2 0 ... !! Ill ... :a:; :I "CC Ill Category 2 [Sub Categories Below) u u :I ... f !E l§ ~ 1 u iii ~ .5 ~ a aIll .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl NATIONAL DIPLOMA IN FINANCIAL 1 MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240 G G G G G s s s s s s G G G G G G POSTGRADUATE DIPLOMA: FINANCIAL 9 PLANNING NIVERSITY OF STELLENBOSCH 71690 s G G [G G POSTGRADUATE DIPLOMA: FINANCIAL NELSON MANDELA METROPOLITAN !UllfttG 9 PLANNING 25 UNIVERSITY 66096 rn s s G G G G G G G POSTGRADUATE DIPLOMA: FINANCIAL 9 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 s s s s G G G G G G s G G G G G G 11 BACHELOR OF COMMERCE: FINANCE 13 RAU 3117 6 432 G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: FINANCIAL 17 SERVICES 52 SGB ALL INSTITUTIONS 48783 2 120 G G G G G G G G G G G G G G G G G FURTHER EDUCATION AND TRAINING .... 0'1 18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G G G G G G G G G G G G G G G G G )> c IG G) 23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 6 360 G G G G G G G G G G G G G c (/) 25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 240 G w~ G G G G G G G G G G G G G -f 29 CERTIFICATE: FINANCIAL PRODUCTS 47IDAMELIN 21166 4 120 G G G G G G G G G G G G G G G G G 1\) .....0 BACHELOR OF COMMERCE: GENERAL 1\) 30 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 33 BANKING 5 UNIVERSITY OF PRETORIA 7215 7 200 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: BANKING 34 MANAGEMENT DAMELIN 58005 6 363 IG G G G G G G ~G G G G G G G G BACHELOR OF COMMERCE: BANKING 34 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 360 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: INVESTMENT 35 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 3137 7 160 G G G G G G G G G G G G G G G G G Ust 4: Qualifications recognised for Category II & IIA FSPs

0 011 z :E 0 c .... z c 0 c c 0 9 ;: 0 Gi ~ ;: .e ~ "CI Ill Ill ... Category 2 [Sub Categories Below] u u .t= 2! l5 .e u s u Ill l5 u ..e ~ a aIll ..e 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl BACHELOR OF COMMERCE: INVESTMENT 35 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16386 6 473 G G G G G G G G G G G G G G G G G MASTER OF COMMERCE: INVESTMENT (/) 36 MANAGEMENT 13 RAU 3135 8 240 G G G G G G G G G G G G G G G G G ~ NATIONAL CERTIFICATE: BANKING SERVICES ~ 37 ADVICE 52 SGB ALL INSTITUTIONS 48533 5 120 G G G G G G G G G G G G G G G G G 6m JJ 38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240G G G G G s s s s s s G G G G G G )> z 39 CERTIFICATE: FINANCIAL PLANNING 47 DAMELIN 57998 5 120 G G G G G G G G G G G G G G G G G .-! 40 SENIOR MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA FSB 027 0 OG G G G G G G G G G G G G G G G G ..... U1 BACHELOR OF BUSINESS SCIENCE ; )> 46 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN c 4403 7 576 G G G G G G G G G G G G G G G G G G) BACHELOR OF COMMERCE HONOURS: c 50 TAXATION 13 RAU 3093 7 160 G G G G G G G G G G G G G G G G G c~ (/) 51 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 3095 6 360 G G G G G G G G G G G G G G G - - 1\) 0..... 1\) 51 BACHELOR OF COMMERCE: ACCOUNTING 15 UNIVERSITY OF WESTERN CAPE 7259 6 360 G G G G G G G G G G G G G G G G G POSTGRADUATE DIPLOMA: MANAGEMENT: 53 RETIREMENT FUNDS 92 MONASH SOUTH AFRICA 11826 7 120- - - G ------BANKING ASSOCIATION OF SOUTH AFRICA 57 MASTER OF COMMERCE IN BANKING 78 (BASA) 4807 8 300 G G G G G G G G G G G G G G G G G BACHELOR OF SCIENCE: MATHEMATICAL 59 STATISTICS 172 UNIVERSITY OF ZULULAND 62469 6 360 G G G G G G G G G G G G G G G G G CHARTERED ALTERNATIVE INVESTMENT 62 ALTERNATIVE INVESTMENT SPECIALIST 93 ANALYST ASSOCIATION (CAIA) FSB0177 0 OG G G G G G G G G G G G G G G G G 63 BACHELOR OF ACCOUNTING SCIENCE 1 UNISA 5535 6 408 G G G G G G G G G G G G G G G G G z List 4: Qualifications recognised for Category II & IIA FSPs ~ w CJ1 0 .!! CJ1 z 0 (0 c ~ z c w 0 c c 0 E 0 0 ':i:l 'ii =:"' ':i:l ':i:l ::I "1:1 ':i:l .... > Cll Category 2 [Sub Categories Below] "'...... "' ::I ':i:l ~ ~ .. 5 !E =:.... ~ u iii iii ..:"' ::I ::I ..:"' a a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl 67 DOCTOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 16574 8 300 G G G G G G G G G G G G G G G G G G) 0 FURTHER EDUCATION AND TRAINING m< 69 CERTIFICATE: MEDICAL CLAIMS ASSESSING 52 SGB ALL INSTITUTIONS 49356 4 150 G G G G G G G G G G G G G G G G G Jl BACHELOR OF BUSINESS z ~ 77 SCIENCE:ACTUARIAL SCIENCE 177 UNIVERSITY OF NATAL 16253 6 360 G G G G G G G G G G G G G G G G G m z BACHELOR OF BUSINESS -1 77 SCIENCE:ACTUARIAL SCIENCE 9 UNIVERSITY OF CAPE TOWN 4411 6 360 G G G G G G G G G G G G G G G G G G) 83 DIPLOMA IN INSURANCE(LONG TERM) 62 INSURANCE INSTITUTE OF SA (liSA) 20412 6 120 G G - G G ------G G ~ m 87 BACHELOR OF ARTS 1 UNISA 14352 6 360 G G G G G G G G G G G G G G G G G ::j 87 BACHELOR OF ARTS 52 SGB ALL INSTITUTIONS 23375 6 360 G G G G G G G G G G G G G G G G G m 87 BACHELOR OF ARTS 7 UNIVERSITY OF THE WITWATERSRAND 9051 6 360 G G G G G G G G G G G G G G G G G CJ1 DOCTOR OF COMMERCE:INVESTMENT )> c 90 MANAGEMENT 13 RAU 3133 8 360 G G G G G G G G G G G G G G G G G G) c (/) 92 MARKETING DIPLOMA 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G G G G G G G G G G G G G G -1 1\) 94 BACHELOR OF MILITARY SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19669 6 360 G G G G G G G G G G G G G G G G G 0 THE GRADUATE INSTITUTE OF 1\) 97 CERTIFICATE:BUSINESS MANAGEMENT 106 MANAGEMENT AND TECHNOLOGY 36045 6 120 G G G G G G G G G G G G G G G G G 100 DIPLOMA IN FINANCIAL PLANNING 66 KAPLAN UNIVERSITY FSB0178 0 OG G G G G G G G G G G G G G G G G

BACHELOR OF SOCIAL SCIENCE:ECONOMICS 109 AND ECONOMIC HISTORY 12 UNIVERSITY OF KWAZULU-NATAL 2961 7 384 G G G G G G G G G G G G G G G G G 114 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 7 528 G G G G G G G G G G G G G G G G G 114 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G G G G G G G G G G G G G G G

117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 61700 6 360 G G G G G G G G G G G G G G G G G List 4: Qualifications recognised for category II & IIA FSPs

0 Cl z 0 c = z c 0 =c c 0 g 0 0 Gi .{! :I "a ftl Ill = > Category 2 [Sub Categories Below] =u :I .'!::: =u = t; 3 I!! !E !E ~Ill u iii ii... ..e a iiia ..e 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl MANAGEMENT COLLEGE OF SOUTH AFRICA 117 BACHELOR OF BUSINESS ADMINISTRATION 76 (MANCOSA) 62116 7 360 G G G G G G G G G G G G G G G G G (/) 119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G G G G G G G G G G G G G );! NATIONAL DIPLOMA MARKETING AND ~ 120 SALES MANAGEMENT 129 TECHNIKON SA FSB0085 6 360 G G G G G G G G G G G G G G G G G (/) 6 MASTER OF BUSINESS MANAGEMENT COLLEGE OF SOUTH AFRICA m Jl 121 ADMINISTRATION:TOURISM DEVELOPMENT 76 (MANCOSA) 36072 9 440 G G G G G G G G G G G G G G G G G )> z 125 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G G G G G G G G G G G G G G G G .-I BACHELOR OF COMMERCE : MANAGEMENT ..... C1l 127 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G G G G G G G G G G G G G - )> c: 131 BACHELOR OF COMMERCE 1 UNISA 5563 6 384 G G G G G G G G G G G G G G G G G G) 131 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY 7849 6 360 G G G G G G G G G G G G G G c: G G G (/) 131 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 8543 6 536 G G G G G G G G G G G G G G G G G c:-I 131 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 15337 6 384 G G G G G G G G G G G G G G G G G (/) 1\) 131 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WITWATERSRAND 9843 6 360 G G G G G G G G G G G G G G G G G 0.... 131 BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT ELIZABETH 6153 6 360 G G G G G G G G G G G G G G G G G 1\)

134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB0134 0 OG G G G G G G G G G G G G G G G G

134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB070 0 OG G G G G G G G G G G G G G G G G 140 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE FSBOllO 6 536 G G G G G G G G G G G G G G G G G BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY 142 AUDITING 72 FREE STATE 65341 7 480 G G G G G G G G G G G G G G G G G 144 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G G G G G G G G G G G G G G 144 BACHELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 7055 6 430 G G G G G G G G G G G G G G G G - 144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G G G G G G G G G G G G G G z 0 Ust 4: Qualifications recognised for category II & IIA FSPs (;) 01 01 0 2 0 ~ c: i 2 c 0 c c 0 g ...... 'ii ,R :8ro s Category 2 [Sub categories Below) rJ u ~ ~ ] 2! !E !E ·l:i ~ ~ u iii iii Ill ..5 a:I a ..5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl 147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 48913 7 679 G G G G G G G G G G G G G G G G G

POSTGRADUATE DIPLOMA: MANAGEMENT 2m 148 FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 15497 7 120 G G G G G G G G G G G G G G G G G zJJ BACHELOR OF AGRICULTURAL !:: 151 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2483 6 384 G G G G G G G G G G !G G G G G G G zm BACHELOR OF COMMERCE: BUSINESS I -i 152 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7043 7 431 G G G G G G G G G G G G G G G G G 153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE 8613 6 536 G G G G G G G G G G G G G G G G G m~ 153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 9209 7 476 G G G G G G G G G G G G G G G G G 154 BACCALAUREUS PROCURATIONIS 5 UNIVERSITY OF PRETORIA 72822 7 480 G G G G G G G G G G G G G G G G G ~..... 154 BACCALAUREUS PROCURATIONIS 15 UNIVERSITY OF WESTERN CAPE 8011 7 480 G G G G G G G G G G G G G G G G G 01 GORDON INSTITUTE OF BUSINESS SCIENCE c> 156 CERTIFICATE: WEALTH MANAGEMENT 91 (GIBS) 73350 6 120 G G G G G G G G G G G G G G G G G G) 158 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G G G G G G G G G G G G G G G G c 158 BACHELOR OF LAWS 1 UNISA 6009 7 480 G G G G G G G G G G G G G G G G G ~ I\) 158 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G G G G G G G G G G G G G G G G 0..... 158 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G G G G G G G G G G G G G G G I\) INTERNATIONAL COMPLIANCE 159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 ASSOCIATION FSB 010 0 OG G G G G G G G G G G G G G G G G 164 BACHELOR OF COMMERCE: LAW 11 UNIVERSITY OF FREE STATE 9843 6 360 G G G G G G G G G G G G G G G G G 164 BACHELOR OF COMMERCE: LAW 5 UNIVERSITY OF PRETORIA 7092 6 424 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: ECONOMICS 165 AND LAW 9 UNIVERSITY OF CAPE TOWN 4427 6 432 G G G G G G G G G G G G G G G G G .

166 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 73772 6 432 G G G G G G G G G G G G G G G G G Ust 4: Qu91ifications recognised for Category II & IIA FSPs

0 .!!! z ;t:e 0 c .. z c 0 c c 0 :;::i 0 0 :;::i e &! :::1 1 ., Category 2 (Sub Categories Below] B ~ ;t:e I!! !E t: 3 u iii iiii ="' .5 i :::1 .e a a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl

166 BACHELOR OF COMMERCE: ACCOUNTING 13 RAU 3095 6 432 G G G G G G G G G G G G G G G G G (/)

166 BACHELOR OF COMMERCE: ACCOUNTING 11 UNIVERSITY OF FREE STATE 16910 6 608 G G G G G G G G G G G G G G G G G ~ (;5 =" 166 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 432 G G G G G G G G G G G G G G G G G 0 m 169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72613 6 360 G G G G G G G G G G G G G G G G G JJ )> 169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON 87131 6 360 G G G G G G G G G G G G G G G G G z 169 NATIONAL DIPLOMA: MARKETING 38 MANGOSUTHU TECHNIKON 72251 6 360 G G G G G G G G G G G G G G G G G .-! ..... CENTRAL UNIVERSITY OF TECHNOLOGY (.1'1 169 NATIONAL DIPLOMA: MARKETING FREE STATE )> 72 65306 6 360 G G G G G G G G G G G G G G G G G c CHARTERED ACCOUNTANT: FINANCIAL G) 170 MANAGEMENT 6 SAICA 48912 7 698 G G G G G G G G G G G G G G G G G c ~ 171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 5191 7 120 G G G G G G G G G G G G G G G G G (/) MANAGEMENT DEVELOPMENT .....~ 174 PROGRAMME 11 UNIVERSITY OF FREE STATE FSB0164 0 OG G G G G G G G G G G G G G G G G 1\) MANAGEMENT DEVELOPMENT 174 PROGRAMME 1 UNISA FSB0163 0 OG G G G G G G G G G G G G G G G G MANAGEMENT DEVELOPMENT 174 PROGRAMME 10 UNIVERSITY OF STELLENBOSCH FSB0175 5 162- -- - G ------NATIONAL CERTIFICATE: FINANCIAL 175 PLANNING 4 MILPARK BUSINESS SCHOOL 62795 6 120 G SP SP G G G G G G G G G G G G G G NATIONAL CERTIFICATE: FINANCIAL 175 PLANNING 69 INSET A 57695 6 120 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: BANKING 176 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 363 G G G G G G G G G G G G G G G G G z List 4: Qualifications recognised for Category II & IIA FSPs 9 w 0'1 0 Gl 0'1 ';:l C!J z +:: 0 c z c w 0 c c 0 0 0 +:: e .'!:::"' +:: +:: :I "ii ra ra +:: > "CC Category 2 [Sub Categories Below] u u :I .'!::: ~ Gl .'!::: t; ct ~ .. !E !E Ill u iii iii t; ..5 :I ..5 cJ a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl BACHELOR OF COMMERCE: BANKING 176 MANAGEMENT 47 DAME LIN 58005 6 363 G G G G G G G G G G G G G G G G G G) 0 177 BACHELOR ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G G G G G G G G G G G G G G G m< Jlz 178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITTEE OF TECHNIKON PRINCIPALS 2165 6 360 G G G G G G G G G G G G G G G G G s:: 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS 58341 5 240 G G G G G G G G G G G G G G G G G mz 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 15506 6 384 G G G G G G G G G G G G G G G G G -f POSTGRADUATE CERTIFICATE: ADVANCE G) 181 TAXATION 1 UNISA 14547 7 240 G G G G G G G G G G G G G G G G G ~ m 183 ADVANCED DIPLOMA: MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62270 6 120 G G G G G G G G G G G G G G G G G ::j BACHELOR OF BUSINESS MANAGEMENT _m 186 AND ADMINISTRATION HONOURS 10 UNIVERSITY OF STELLENBOSCH 15370 7 150 G G G G G G G G G G G G G G G G G 0'1 MASTER OF BUSINESS MANAGEMENT AND )> c 193 ADMINISTRATION 10 UNIVERSITY OF STELLENBOSCH 19608 8 120 G G G G G G G G G G G G G G G G G G) BACHELOR OF COMMERCE: ACCOUNTING c en 197 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19584 6 386 G G G G G G G G G G G G G G G G G -f 200 BACHELOR OF COMMERCE: MARKETING UNIVERSITY OF FREE STATE 1\) 11 16915 6 536 G G G G G G G G G G G G G G G G G 0_.. NATIONAL CERTIFICATE: BUSINESS STUDIES: 1\) 201 BUSINESS MANAGEMENT 82 DEPARTMENT OF EDUCATION 22452 5 120 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE MARKETING 203 AND BUSINESS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73780 7 432 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE MARKETING 203 AND BUSINESS MANAGEMENT 1 UNISA 83291 7 360 G G G G G G G G G G G G G G G G G 204 BACHELOR OF ACCOUNTING HONOURS 12 UNIVERSITY OF KWAZULU-NATAL 2559 7 128 G G G G G G G G G G G G G G G G G HIGHER CERTIFICATE IN FINANCIAL MARKETS AND INSTRUMENTS (HISTORICAL 205 QUALIFICATION) 71 ACADEMY OF FINANCIAL MARKETS FSB 028 0 OG G G G G G G G G G G G G G G - - Ust 4: Qualifications recognised for Category II & IIA FSPs

0 ILl z 0 c i z c 0 c c 0 ;: .g ;: e ! .g :I 1 ., Category 2 [Sub Categories Below] u"' u"' :I ~ 3 ~ i !E ~.... t; u I'll .5 i a iiia .5"' 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl NATIONAL CERTIFICATE: INSURANCE 206 ADMINISTRATION 82 DEPARTMENT OF EDUCATION 14653 2 120 G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: COLLECTIVE en 209 INVESTMENT SCHEMES 52 SGB ALL INSTITUTIONS 20638 4 120 G G G G G G G G G G G G G G G G G ~ NATIONAL CERTIFICATE: HEALTHCARE en~ BENEFITS ADMINISTRATION: CLAIMS 210 ASSESSING 52 SGB ALL INSTITUTIONS 20639 4 120 G G G G G G G G G G G G G G G G G 6m lJ NATIONAL CERTIFICATE: SHORT-TERM )> z 212 INSURANCE 52 SGB ALL INSTITUTIONS 57918 5 120 G G G G G G G G G G G G G G G G G .-1 NATIONAL CERTIFICATE: SHORT-TERM ..... 01 212 INSURANCE 52 SGB ALL INSTITUTIONS 21796 4 120 G G G G IG iG G G G G G G G G )> NATIONAL CERTIFICATE: FINANCIAL I c I I (j) 214 SERVICES MANAGEMENT 52 SGB ALL INSTITUTIONS 48640 4 150 G G G G G G G G G G G G G G G G G c en c-1 223 NATIONAL HIGHER CERTIFICATE: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1213 5 240 G G G G G G G G G G G G G G G G G en 228 DIPLOMA: BANKING 1 UNISA 14373 5 384 G G G G G G G G G G G G G G G G G f\) .....0 f\) 229 CERTIFICATE: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 17001 5 120 G G G G G G G G G G G G G G G G G

ADVANCED CERTIFICATE: INTERNATIONAL INTERNATIONAL TRADE INSTITUTE OF 236 TRADE (EXPORTS/IMPORTS) 169 SOUTHERN AFRICA 24356 5 284 G G G G G G G G G G G G G G G G G

237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36047 5 120 G G G G G G G G G G G G G G G G G

NATIONAL DIPLOMA: FINANCIAL SERVICES 239 LONG TERM RISK ASSESSMENT 52 SGB ALL INSTITUTIONS 49860 5 245 G G G G G G G G G G G G G G G G G z List 4: Qualifications recognised for Category II & IIA FSPs ~ w 01 0 cu 01 z :2 0 "1:1 u nl .~ Category 2 [Sub Categories Below] u :I ~ ~ 2! !E !E .~.... t; ~ u ii ii Ul ..5 :I :s ..5 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl NATIONAL CERTIFICATE: GENERIC 244 MANAGEMENT 52 SGB ALL INSTITUTIONS 59201 5 162 G G G G G G G G G G G G G G G G G G) 0 247 CERTIFICATE: BANK CREDIT 4 MILPARK BUSINESS SCHOOL 62813 5 120 G G G G G G G G G G G G G G G G G < NATIONAL DIPLOMA: ECONOMIC m JJz 251 MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS 961 6 360 G G G G G G G G G G G G G G G G G s:: m z 252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 977 6 360 G G G G G G G G G G G G G G G G G -I NATIONAL DIPLOMA: COST AND G) 253 MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72220 6 360 G G G G G G G G G G G G G G G G G ~ m NATIONAL DIPLOMA: COST AND :::j 253 MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1061 6 360 G G G G G G G G G G G G G G G G G m NATIONAL DIPLOMA: COST AND 01 253 MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY 72723 6 360 G G G G G G G G G G G G G G G G G )> 254 c BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 2549 6 384 G G G G G G G G G G G G G G G G G G) c CIJ 255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL 2961 6 384 G G G G G G G G G G G G G G G - G -I 1\) BACHELOR OF COMMERCE: INDUSTRIAL ....0 256 PSYCHOLOGY 13 RAU 3255 6 432 G G G G G G G G G G G G G G G G G 1\) BACHELOR OF COMMERCE: INDUSTRIAL 256 PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG 73775 6 432 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: INDUSTRIAL 256 PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G G G G G G G G G G G G G G G 259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE 16913 6 536 G G G G G G G G G G G G G G G G G 259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 7039 6 536 G G G G G G G G G G G G G G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G G G G G G G G G G G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 5563 6 360 G G G G G G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill z i! 0 c .. z c 0 c c ;:: 0 :8 e 'ij R '.;:::1 :I ., 111 1!1 ·8 .'!::: category 2 [Sub Categories Below] !E a ... acc 3 "' !E"' 11'1 s "ii "ii i .5"' 5 a:I .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl BACHELOR OF COMMERCE: MONETARY 262 ECONOMICS 140 VISTA UNIVERSITY 7895 6 360 G G G G G G IG G G G G G G G G G G . (f) 263 BACHELOR OF lAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G G G G G IG G G G G G G G G - );! 263 BACHELOR OF lAWS 12 UNIVERSITY OF KWAZUlU-NATAl 73013 7 512 G G G G G G G G G G G G G G G . - ~ 263 BACHELOR OF lAWS 11 UNIVERSITY OF FREE STATE 8877 6 480 G G G G G G G G G G G G G G G - (f) 263 BACHELOR OF lAWS 140 VISTA UNIVERSITY 13783 6 360 G G G G G G G G G G G G G G G - - 6 263 BACHELOR OF lAWS 17 UNIVERSITY OF NORTH WEST 8389 6 384 G G G G G G G G G G G - - m GHG JJ 263 BACHELOR OF lAWS 8 UNIVERSITY OF JOHANNESBURG 13783 360 G G G G G G G G G G G G G - - )>z 263 BACHELOR OF lAWS 177 UNIVERSITY OF NATAl 2863 7 480 G G G G G G G G G G G G G G G . - :-1 20992 6 348 G G G G G G ... 263 BACHELOR OF LAWS 20 UNIVERSITY OF liMPOPO G G G G G G G G G - - 01 263 BACHELOR OF lAWS 13 RAU 3403 7 592 G G G G G G G G G G G G G G )> IGiHG c 263 BACHELOR OF lAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G G G G G G G G G G G G IG - - Gl BACHELOR OF COMMERCE: lAW 6 448 G G G c 264 8 UNIVERSITY OF JOHANNESBURG 73778 G G G G G G G G G G G G G G (f) 264 BACHELOR OF COMMERCE: lAW 10 UNIVERSITY OF STEllENBOSCH 15594 6 369 G G G G G G G G G G G G G -1 GmG c 265 BACHELOR OF BANKING 1 UNISA 14375 6 504 G G G G G G G G G G G G G G G G (f) 1'1:) 0... 266 BACHELOR OF COMMERCE: ACCOUNTANCY 12 UNIVERSITY OF KWAZUlU-NATAl 14779 6 384 G G G G G G G G G G G G G G G G G 1'1:)

267 BACHELOR OF SCIENCE: ACTUARIAl SCIENCE 12 UNIVERSITY OF KWAZUlU-NATAl 16253 6 384 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: AGRIBUSINESS 269 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16441 6 421 G G G G G G G G G G G G G s G G G BACHELOR OF COMMERCE: GENERAl 270 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: AGRICUlTURAl 271 ECONOMICS 11 UNIVERSITY OF FREE STATE 16927 6 568 G G G IG G G G G G G G G G G G G G 273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16991 5 240 G G G IG G G G G G G G G G G G G G z 0 List 4: Quiilifications recognised for Category II & IIA FSPs w (]1 0 Gl lil z 0 w c 5 z c 0 c c 0 9 <:: 0 0 <:: "ii :!::"' ra <:: <:: :1 > "CC Category 2 [Sub Categories Below] ...... ra :1 :!:: ~ Gl Gl i: .'!:: ... ASSOCIATE FINANCIAL PLANNER (AFP) G) PROVIDED UNDERLYING QUALIFICATION IS c (/) 287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59233 6 120 G s s s G G G G G G G s G G G G G -! 1\) 288 HIGHER DIPLOMA: BANKING 47 DAME LIN 59830 6 240 G G G G G G G G G G G G G G G G G ....0 288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL 62814 6 240 G G G G G G G G G G G G G G G G G 1\)

289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA 5561 6 384 G G G G G G G G G G G G G G G - G

289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB ALL INSTITUTIONS 59850 6 360 G G G G G G G G G G G G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72249 6 360 G G G G G G G G G G G G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G G G G G G G G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G G G G G G G G G G - G REGISTERED PERSONS EXAM: EQUITIES SOUTH AFRICAN INSTITUTE OF FINANCIAL 293 MARKET 51 MARKETS (SAIFM) FSB 030 6 OG G G G s G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 Ql z 0 c ! z c 0 c c 0 ... 0 0 e ~ :g ~ "CC Category 2 [Sub Categories Below] u iu ~ ~ 1 f t: .... u l§ .E i li nl t a a .E 1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 Kl REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL 294 MARKET (COMPLIANCE) 51 MARKETS (SAIFM) FSB 031 6 OG G G G ~ G G G s G G G G G G G G en REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL ~ 295 MARKET (TRADER) 51 MARKETS (SAIFM) FSB 032 6 OG G G G ::1 G s G s G G G G G G G G :!:j REGISTERED PERSONS EXAM: FUTURES SOUTH AFRICAN INSTITUTE OF FINANCIAL en 296 MARKET 51 MARKETS (SAIFM) FSB 033 6 OG G G G G G G s G s G G G G G G G 6 SOUTH AFRICAN INSTITUTE OF FINANCIAL m JJ 297 REGISTERED PERSONS EXAM: YIELD MARKET 51 MARKETS (SAIFM) FSB 034 6 OG G G G G G G G IG s G G G G G G G )>z :-1 ..... REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL U1 298 DERIVATIVES MARKET (ADVICE) 51 MARKETS (SAIFM) FSB 035 6 OG G tG G G G G G G s G G G G G G G )> c i Gl c:: REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL en 299 DERIVATIVES MARKET (TRADER) 51 MARKETS (SAIFM) FSB 036 6 OG G G G G G G G G s G G G G G G G c-1 REGISTERED PERSONS EXAM: FOREX SOUTH AFRICAN INSTITUTE OF FINANCIAL en 1\) 300 MARKET 51 MARKETS (SAIFM) FSB 037 6 OG G G G G G G G G G G G G G G G G .....0 BACHELOR OF SCIENCE: MATHEMATICAL 1\) 306 STATISTICS 21 UNIVERSITY OF VENDA 17398 6 408 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: FINANCIAL 307 PLANNING 14 UNIVERSITY OF PORT ELIZABETH 66093 6 366 G G G G G G G G G G G G G G G G G 308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB ALL INSTITUTIONS 57202 7 480 G G G G G G G G G G G G G G G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72429 7 480 G G G G G G G G G G G G G G G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1325 7 480 G G G G G G G G G G G G G G G G G (II 0 z 0 List 4: Qualifications recognised for Category II & IIA FSPs t.l 01 0 .!! 01 0 CD z .'!::: t.l c ..c z c 0 c 0 e ; 0 0 ; Qj -~ nl ; ; :I "1:1 u nl Category 2 [Sub Categories Below] u :I ;.. cc~ _; 2! !E !E 5 Cll u iii iii .5"' :I :I .5"' CJ CJ 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl

POSTGRADUATE DIPLOMA: FINANCE G) 0 310 BANKING AND INVESTMENT MANAGEMENT UNIVERSITY OF KWAZULU-NATAL 12 2629 7 128 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: NATIONAL UNIVERSITY OF SCIENCE AND G) 319 BANKING 30 TECHNOLOGY FSB068 0 OG G G G G G G G G G G G G G G G G c (J) POSTGRADUATE CERTIFICATE: ADVANCED -1 1\) 320 TAXATION 1 UNISA 14547 7 240 G G G G G G G G G G G G G G G G G ....0 BACHELOR OF BUSINESS SCIENCE: 1\) 321 ECONOMICS 177 UNIVERSITY OF NATAL 14784 7 544 G G G G G G G G G G G G G G G G G BACHELOR OF ARTS HONOURS: 322 INTERNATIONAL TRADE AND FINANCE 13 RAU 14860 7 160 G G G G G G G G G G G G G G G G G BACHELOR OF ARTS HONOURS: TRADE AND 324 DEVELOPMENT 13 RAU 15475 7 160 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 325 FINANCIAL MANAGEMENT SCIENCES 5 UNIVERSITY OF PRETORIA 16400 7 180 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 326 AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16486 7 160 G G G G G G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill z 0 c:: I z c c c:: 9 0 0 ~ :;:1 :;:1 t Category 2 [Sub Categories Below) i Ill :2 .:1: f !IE"' !E"' .:1: 'Ill 1 u iii 'Ill .5 i a iiia .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl

327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: I 328 FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G G G G G G G G G G G G G G G G

POSTGRADUATE DIPLOMA: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 331 ACCOUNTANT IN PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G G G G G G G G G G G G G G POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 332 ACCOUNTANT IN BUSINESS 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G G G G G G G G G G G G G G G G (]J 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36050 7 240 G G G G G G G G G G G G G G G G G c> POSTGRADUATE DIPLOMA: FINANCIAL Gl 334 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G G G G G G G G G G G G G G G G c ADVANCED POSTGRADUATE DIPLOMA: c~ 335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G G G G G G G G G G G G G G G (/) BACHELOR OF COMMERCE HONOURS: 1\) 0..... 337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G G G G G G G G G G G G G G G 1\) BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY 338 AUDITING 72 FREE STATE 65341 7 480 G G G G G G G G G G G G G G G G G

CERTIFIED FINANCIAL PLANNER PROVIDED 340 UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59235 7 120 G s s s G G G G G G G s G G G - G

PROFESSIONAL POSTGRADUATE QUALIFICATION: COMPANY SECRETARIAL 341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G G G G G G G G G G G G G G G

Ul..... z List 4: Qualifications recognised for Category II Be IIA FSPs 0 (,.) CJ1 0 ..!! CJ1 z 0 (0 ~ z c (,.) c c 0 0 0 c ·o::; 9 +:l 0 Gi ~ Ill +:l :s "CI Ill +:l > Gl Category 2 [Sub Categories Below] u u :s .~ ~ ~ ... !E !E .~ t: INSURANCE INSTITUTE (FOREIGN c Gl 356 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 006 0 OG G G G G G G G G G G G G G G G G c ASSOCIATESHIP OF THE CHARTERED ~ INSURANCE INSTITUTE (FOREIGN 1\) 0...... 357 QUALIFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 007 0 OG G G G G G G G G G G G G G G G G 1\) REGISTERED PERSONS EXAM: MONEY SOUTH AFRICAN INSTITUTE OF FINANCIAL 386 MARKET 51 MARKETS (SAIFM) FSB 038 6 OG G G G G G G G G G G G G G G G G REGISTERED PERSONS EXAM: SOUTH AFRICAN INSTITUTE OF FINANCIAL 387 AGRICULTURAL PRODUCTS 51 MARKETS (SAIFM) FSB 039 6 OG G G G G G G G G G G G G G G G G

391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL 14789 7 576 G G G G G G G G G G G G G G G G G POSTGRADUATE DIPLOMA IN ACCOUNT SOUTH AFRICAN INSTITUTE OF 392 PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G G G G G G G G G G G G - G List 4: Qu~lifications recognised for Category II & IIA FSPs

0 z ~ 0 c ... z c c c 0 .,0 0 e 1! .9 ~ 1! Category 2 [Sub Categories Below] 13 ~ ~ 'i !E !E ~ i u.. ii ii t: .5 ~ 6 6 .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl DOCTOR OF COMMERCE: INSURANCE 397 SCIENCE 5 UNIVERSITY OF PRETORIA 4887 8 144 G G G G G G G G G G G G G G G G G Ul BACHELOR OF COMMERCE: RISK :;;! 6 528 G G G G G G 405 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16936 G G G G G G G G G G G ~ NATIONAL CERTIFICATE: FINANCIAL Ul 406 MARKETS AND INSTRUMENTS 52 SGB ALL INSTITUTIONS 50481 6 120 G G G G G G G G G G G G G G G G G 6m BACHELOR OF COMMERCE HUMAN JJ 414 RESOURCES MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G G G G G G G G G G G G )>z BACHELOR OF COMMERCE HONOURS: RISK .:-1 ..... 415 MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE FSB 047 6 OG G G G !G G G G G G G G G G G G G ()1 i )> BACHELOR OF SCIENCE:BUSINESS c 417 MATHEMATICS AND INFORMATICS 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G G G G G G G G G G G G G G Gl c BACHELOR OF COMMERCE INDUSTRIAL AND Ul 418 ORGANISATIONAL PSYCHOLOGY 1 UNISA 5563 6 384 G G G G G G G G G G G G G G G G G c-1 Ul 1\) 419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA 5563 6 384 G G G G G G G G G G G G G G G G - ....0 BACHELOR OF AGRICULTURE HONOURS: i 1\) 422 AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16911 7 120 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: 423 INTRAPRENEURIAL MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73715 6 426 G G G G G G G G G G G G G G G G G MANAGEMENT ADVANCEMENT 425 PROGRAMME 59 WITS BUSINESS SCHOOL FSB0153 0 OG G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE (HONOURS} 426 HUMAN RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7137 7 160 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE:MARKETING 429 AND BUSINESS MANAGEMENT 47 DAME LIN 58003 6 360 G G G G G G G G G G G G G G G G G z 0 List 4: Qualifications recognised for Category II & IIA FSPs (.,) (11 (11 0 .!! <0 z ~ 0 (.,) c .... z c 0 c c 0 9 Ill ~ 0 '.i:l 'ii .~ Ia :8 ~ :I > ., Category 2 [Sub Categories Below] ...... Ia :I .~ ....Cll Cll !E !E ~ t: i., u.. iii iii ..Ill .: :I :I .: a a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl NATIONAL TEACHER'S DIPLOMA: 434 COMMERCE 82 DEPARTMENT OF EDUCATION FSB 051 6 360 G G G G G G G G G G G G G G G G G G) 0 m< 435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 62342 8 480 G G G G G G G G G G G G G G G G G JJ 436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION 14697 6 360 G G G G G G G G G G G G G G G G G z ~ BACHELOR OF COMMERCE: INDUSTRIAL mz 438 COMMUNICATION 17 UNIVERSITY OF NORTH WEST 72774 7 512 G G G G G G G G G G G G G G G G G -1 BACHELOR OF COMMERCE: QUANTITATIVE G) 440 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 15379 6 376 G G G G G G G G G G G G G G G G G ~ m BACHELOR OF ACCOUNTING SCIENCE ::j 441 HONOURS 1 UNISA 5669 7 120 G G G G G G G G G G G G G G G G G m 442 BACHELOR OF COMMERCE: GENERAL 15 UNIVERSITY OF WESTERN CAPE 19408 6 360 G G G G G G G G G G G G G G G G G ..... (11 c~ PROFESSIONAL ADVANCED QUALIFICATION: CHARTERED SECRETARIES SOUTHERN G) 443 GOVERNANCE AND ADMINISTRATION 90 AFRICA 60655 6 120 G G G G G G G G G G G G G G G G G c (/) 445 BACHELOR OF SCIENCE 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G G G G G G G G G G G G G G -1 r\) CHARTERED INSTITUTE OF MANAGEMENT 0..... 446 CHARTERED MANAGEMENT ACCOUNTING 110 ACCOUNTING (CIMA) FSB0176 7 OG G G G G G G G G G G G G G G G G r\) CERTIFICATE IN OFFSHORE FINANCE AND INSTITUTE OF CHARTERED SECRETARIES 448 ADMINISTRATION 143 AND ADMINISTRATORS FSB 056 6 OG G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: ECONOMIC 450 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G G G G G G G G G G G G G G G FELLOW OF CHARTERED INSTITUTE OF CHARTERED INSTITUTE OF BANKERS IN 451 BANKERS IN SCOTLAND 160 SCOTLAND FSB 054 6 OG G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS DEGREE IN INSURANCE AND RISK NATIONAL UNIVERSITY OF SCIENCE AND 454 MANAGEMENT 30 TECHNOLOGY FSB 059 7 OG G G G G G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 ..!!! z .t: 0 c .... z c c 0 0 0 c E :;::; ·.;:; 0 :;::; R B B l! Category 2 [Sub Categories Below] l5 ~.... i 3 ~ Ill l5 ..5 i Ill :I :I .5 a a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl GLOBAL ASSOCIATION OF RISK 458 FINANCIAL RISK MANAGER 111 PROFESSIONAL FSB 055 6 OG G G G G G G G G G G G G G G G G {/) BACHELOR OF TECHNOLOGY: BUSINESS 462 ADMINISTRATION 123 BORDER TECHNIKON 1065 7 480 G G G G G G G G G G G G G G G G G ~ MASTER OF TECHNOLOGY: BUSINESS {/) A 463 ADMINISTRATION 68 COMMITTEE OF TECHNIKON PRINCIPALS 1069 8 120 G G G G G G G G G G G G G G G G G 0 ADVANCED DIPLOMA: TRUST AND ESTATE m ::0 466 PLANNING 3 INSTITUTE OF BANKERS 76968 6 240 G G G G G G G G G G G G G G G G G )>z 467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS 76966 6 240 G G G G G G G G G G G G G G G G G :-1 .... ADVANCED DIPLOMA IN FINANCIAL G c FELLOW OF ACTUARIAL SOCIETY OF SOUTH G) AFRICA (FASSA) c 469 118 ACTURIAL SOCIETY OF SOUTH AFRICA FSB 062 8 OG G G G G G G G G G G G G G G G G {/) 471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 76969 6 240 G G G G G G G G G G G G G G G G G c-! BACHELOR OF COMMERCE: MARKETING {/) 1\) 482 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7099 6 445 G G G G G G G G G G G G G G G G G .....0 485 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G G G G G G G G G G G G G G G G 1\) NATIONAL DIPLOMA: COMMERCIAL 487 PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72561 6 360 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: 488 COMMUNICATION MANAGEMENT 5 UNIVERSITY OF PRETORIA 7047 6 455 G G G G G G G G G G G G G G G G - 489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE 8853 6 480G G G G G G G G G G G G G G G G G SAFEX JUNIOR CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES DEALER SOUTH AFRICAN INSTITUTE OF FINANCIAL 490 QUALIFICATION) 51 MARKETS (SAIFM) FSB 064 0 0- - - - G G G G G G - - - -- QUALIFIED STOCKBROKER SAIS BOARD SOUTH AFRICAN INSTITUTE OF 491 EXAMINATION 120 STOCKBROKERS FSB 065 0 0- - - - G G G G G G ------

Ul Ul z 0 List 4: Qualifications recognised for Category II & IIA FSPs (A) 01 01 0 .!! (0 z .~ 0 c .... z c (A) 0 c c 0 9 0 0 +I a; .~ +I +I :I "CC u .1::! > Gl Category 2 [Sub Categories Below] "' u ~...... ~ ~ .. "' Ill !E !E :;:l Ill< u ii Ill .E a iia .E 1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 Kl BACHELOR OF COMMERCE: FINANCIAL 503 MANAGEMENT 21 UNIVERSITY OF VENDA 22854 6 424 G G G G G G G G G G G G G G G G G G) 0 m< 504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G G G G G G G G G G G G G G ::D z :!:: 504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 5047 8 120 G G G G G G G G G G G G G G G G G m z -i 504 MASTER OF BUSINESS ADMINISTRATION 11 UNIVERSITY OF FREE STATE 16972 9 240 G G G G G G G G G G G G G G G G G G) )> N m 504 MASTER OF BUSINESS ADMINISTRATION 5 UNIVERSITY OF PRETORIA 4909 9 300 G G G G G G G G G G G G G G G G G m~ 508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 9267 8 120 G G G G G G G G G G G G G G G G G 01 BACHELOR OF SCIENCE: ECONOMICS, )> c 516 MATHEMATICS, STATISTICS 12 UNIVERSITY OF KWAZULU-NATAL 3059 6 390 G G G G G G G G G G G G G G G G G G) 519 CERTIFICATE: WEALTH MANAGEMENT 5 UNIVERSITY OF PRETORIA 73350 6 120 G G G G G G G G G G G G G G G G G c (/) CERTIFICATE: MIDDLE MANAGEMENT -i 1\) 523 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67189 6 120 G G G G G G G G G G G G G G G G G .....0 CERTIFICATE: SENIOR MANAGEMENT 1\) 524 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67215 7 120 G G G G G G G G G G G G G G G G G BACHELOR OF PERSONNEL LEADERSHIP 525 HONOURS 11 UNIVERSITY OF FREE STATE 16963 8 120 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS 526 FINANCIAL MANAGEMENT 13 RAU 18974 7 160 G G G G G G G G G G G G G G G G G

BACHELOR OF ADMINISTRATION: PUBLIC 529 SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 17240 6 384 G G G G G G G G G G G G G G G G G List 4: Qualifications recognised for category II & IIA FSPs

0 Ill z 0 c i z c 0 c c .2 .2 9 .:! +l ...:I ., Ill ...Ill :8 Category 2 [Sub Categories Below) j ·Z ~ l.... P! ii"' !E"' ::; u Ill t: .5"' a '7ia .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl NATIONAL DIPLOMA: FINANCIAL 530 INFORMATION SYSTEMS 8 UNIVERSITY OF JOHANNESBURG 74088 6 360 G G G G G G G G G G G G G G G G G

BACHELOR OF COMMERCE IN MARKETING en 534 AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G G G G G G G G G G G G G G G ~ ~ 535 UCENSIATE DIPLOMA BANKING 3 INSTITUTE OF BANKERS FSB0165 0 OG G G G G G G G G G G G G G G G G en A 536 BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OF THE WITWATERSRAND 13975 6 360 G G G G G G G G G G G G G G G G G 0 BACHELOR OF ECONOMIC SCIENCE m :0 537 HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9857 8 160 G G G G G G G G G )> G G G G G G G G z NATIONAL DIPLOMA: HUMAN RESOURCES .:-1 540 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 74093 6 360 G G G G G G G G G G G G G G G G G ..... 0'1 NATIONAL DIPLOMA: HUMAN RESOURCES )> c 541 MANAGEMENT 38 MANGOSUTHU TECHNIKON 72299 6 360 G G G G G G G G G G G G G G) ILPA 163 ILPA FSB0119 0 G G c 543 OG G G G G G um~ G G G G G en ADVANCED DIPLOMA IN TREASURY AND c-! 549 INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 76963 6 240 G G G G G G G G G G G G G G G G G en BACHELOR OF COMMERCE HONOURS NATIONAL UNIVERSITY OF SCIENCE AND 1\) 0..... 550 DEGREE IN FINANCE 30 TECHNOLOGY FSB 069 0 OG G G G G G G G G G G G G G G G G 1\) SAFEX ORDINARY CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES SA INSTITUTE OF FINANCIAL MARKETS 559 DEALER QUALIFICATION) 103 (SAIFM) FSB 081 0 0- -- - G G G G G G -- - - G HIGHER DIPLOMA IN EDUCATION- 564 COMMERCE 10 UNIVERSITY OF STELLENBOSCH FSB 082 6 480 G G G G G G G G G G G G G G G G G 573 CERTIFIED INTERNAL AUDITOR {CIA) 89 INSTITUTE OF INTERNAL AUDITORS FSB 083 0 OG G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE INDUSTRIAL AND 579 ORGANISATIONAL PSYCHOLOGY 1 UNISA 5563 6 360 G G G G G G G G G G G G G G G G G 580 MASTER OF BUSINESS LEADERSHIP 1 UNISA 5789 9 360 G G G G G G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 I'll z Ii 0 c c z c 0 c 0 e 0 ~ 'ii .~ ~ ~ .2 :::1 "0 IU IU Category 2 [Sub Categories Below] u u ~ ~ ~ !E 5 .~ 'Iii .,cc 3 iV "iU 'Iii .5 :::1 .5 a a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl

581 NATIONAL DIPLOMA CREDIT MANAGEMENT 1 UNISA 62380 6 360 G G G G G G G G G G G G G G G G G G.l DIPLOMA: COST AND MANAGEMENT 2m 583 ACCOUNTING 52 SGB ALL INSTITUTIONS 67694 G G G G G G G G G G G G G G G ~G zJJ BACHELOR OF COMMERCE: I I s: 5563 6 360 G G G G G G G G G G G G G G G G G m 585 ENTREPRENEURSHIP 1 UNISA z MASTER OF SCIENCE IN INVESTMENT -1 589 MANAGEMENT 87 CITY BUSINES SCHOOL LONDON FSB0109 0 OG G G G G G G G G G G G G G G G G G.l BACHELOR OF COMMERCE HONOURS ~ 593 INSURANCE AND RISK MANAGEMENT 29 MIDLANDS STATE UNIVERSITY FSB0132 0 OG G G G G G G G G G G G G G G G G 9 NATIONAL DIPLOMA: RETAIL BUSINESS .fT1 594 MANAGEMENT 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78666 6 360 G G G G G G G G G G G G G G G G G .... 01 598 BACHELOR OF COMMERCE HONOURS 17 UNIVERSITY OF NORTH WEST 72758 7 120 G G G G G G G G G G G G G G G G G )> c 600 BACCALAUREUS COMPUTATIONIS 1 UNISA 5535 6 408 G G G G G G G G G G G G G G G G G G.l 601 BACHELOR OF COMMERCE HONOURS 1 UNISA 5687 8 120 G G G G G G G G G G G G G G G G c G en 601 BACHELOR OF COMMERCE HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9851 7 120 G G G G G G G G G G G G G G G G - -1 I\:) ....0 603 BACHELOR OF SCIENCE (MAJOR STATISTICS) 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G G G G G G G G G G G G G G I\:) ASSOCIATE CHARTERED INSTITUTE OF THE CHARTERED INSTITUTE OF BUSINESS 604 BUSINESS MANAGEMENT 128 MANAGEMENT FSB071 0 OG G G G G G G G G G G G G G G G G

605 BACHELOR OF TECHNOLOGY: MARKETING 37 DURBAN UNIVERSITY TECHNOLOGY 72150 7 480 G G G G G G G G G G G G G G G G G 610 BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G G G G G G G G G G G G G G G G CERTIFICATE IN SECURITIES AND CHARTERED INSTITUTE SECURITIES FOR 614 INVESTMENTS 85 INVESTMENT FSB072 0 OG G G G G G G G G G G G G G G G - THE CHARTERED ASSOCIATION OF 615 DIPLOMA: FINANCIAL MANAGEMENT 138 CERTIFIED ACCOUNTANTS FSB073 0 OG G G G G G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill z E 0 c .... z c c c 0 ~ e ~ ~ :I "C"' nl += l Category 2 [Sub Categories Below) ~ .1::! I!! .e ...... ~ .! u !! !§"" .. .5 a aIll .5 "' 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl BACHELOR OF COMMERCE: TOURISM 619 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7113 6 426 G G G G G G G G G G G G G G G G G ADVANCED DIPLOMA IN BUSINESS SOUTH AFRICAN INSTITUTE OF 620 MANAGEMENT 165 MANAGEMENT 67689 6 400- G G G G G G G G G G fG G G G G G

623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72149 7 480 G G G G G G G G G G G G G G G G G 624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G G G G G G G G G G G G G -

624 NATIONAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNII c NATIONAL DIPLOMA: ADMINISTRATIVE Gl 627 MANAGEMENT FINANCIAL 1 UNISA 62368 6 360 G G G G G G G G G G G G G G G G - c 630 NATIONAL DIPLOMA TAXATION 1 UNISA 62415 6 360 G G G G IG G G G G G G G G G G G - c~ BACHELOR OF COMMERCE: ECONOMIC en 631 SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G G G G G G G G G G G G G G G 1\l ...... 0 BACHELOR OF COMMERCE: HUMAN 1\l 634 RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: HUMAN 634 RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 16925 6 520 G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: FINANCE AND 635 ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNII Category 2 [Sub Categories Below] u u :II ~ 2! !E !E t; i., u ii ii ti .5 :II .5 a Cl 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl BACHELOR OF COMMERCE HONOURS: G) 662 INTERNATIONAL TRADE AND FINANCE 13 RAU 15415 7 160 G G G G G G G G G G G G G G G G G 0 liSA PROGRAMME IN SHORT-TERM m< 669 INSURANCE 1 UNISA 7654 6 5 60 G G G G G G G G G G G G G G G G G ll z 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G G G G G G G G G G G G G G G G s:: m 678 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G G G G G G G G G G G s G G z 685 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G G G G G G G G G G G G G G -i G) BACHELOR OF COMMERCE FINANCIAL > 691 MANAGEMENT 13 RAU 18974 8 160 G G G G G G G G G G G G G G G G G mN BACHELOR OF TECHNOLOGY: BUSINESS ::j 694 ADMINISTRATION 8 UNIVERSITY OF JOHANNESBURG 73811 7 480 G G G G G G G G G G G G G G G G G .fT1

BACHELOR OF TECHNOLOGY: BUSINESS 01 694 ADMINISTRATION 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78684 7 480 G G G G G G G G G G G G G G G G G c> G) 698 BACHELOR OF COMMERCE: MANAGEMENT 15 UNIVERSITY OF WESTERN CAPE 7281 6 360 G G G G G G G G G G G G G G G G G c BACHELOR OF COMMERCE: FINANCE AND ~ 1\) 703 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G G G G G G G G G G G G G G G G ....0 NATIONAL DIPLOMA: MANAGEMENT 1\) 718 (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G G G G G G G G G G G G NATIONAL ADVANCED DIPLOMA IN 719 MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 79586 7 120 G G G G G G G G G G G G G G G G G MASTERS DEGREE IN BUSINESS 757 ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM FSB0088 0 OG G G G G G G G G G G G G G G G G

MASTER OF BUSINESS ADMINISTRATION 758 (MAJOR IN HEALTH CARE ADMINISTRATION) 151 NATIONAL UNIVERSITY, CALIFORNIA, USA FSB0089 0 OG G G G G G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 0 z ~ z c &: c 0 0 c e ;!:::... +i .g -a Category 2 [Sub categories Below] iu G :I 41 !E ;!::: 1 v... ii :5 ~.E ~ IQ a B ~ 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl

760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 7069 6 452 G G G G G G G G G G G G G G G G G

MASTER OF BUSINESS ADMINISTRATION 763 (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY FSB0090 0 OG G G G G G G G G G G G G G G G G POST GRADUATE DIPLOMA IN BUSINESS 764 ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 76924 7 160 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE (HONS) IN NATIONAL UNIVERSITY OF SCIENCE AND 767 FINANCE 30 TECHNOLOGY FSB0091 0 o!G G G G G G G G G G G G G G G G G

CERTIFICATION IN INTERNATIONAL RETAIL INTERNATIONAL ACADEMY OF RETAIL (J'! 769 BANKING 153 BANKING FSB0092 0 OG G G G G G G G G G G G G G )> G G G c G1 MASTERS OF BUSINESS ADMINISTRATION ( c 770 Heriot-Watt University) 154 HERIOT-WAn UNIVERSITY FSB0093 0 OG G G G G G G G G G G G G G G G G c~ THE INSTITUTE OF ADMIN AND COMMERCE C/) 1\) 774 DIPLOMA IN LIFE UNDERWRITING 131 OF SOUTH AFRICA FSB0099 6 240 G G G G G G G G G G G G G G G G G ....0 BACHELOR OF COMMERCE LOGISTICS 1\) 775 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73779 7 432 G G G G G G G G G G G G G G G G G

BACHELOR OF COMMERCE IN ECONOMICS 780 AND INTERNATIONAL TRADE 17 UNIVERSITY OF NORTH WEST 72773 7 360 G G G G G G G G G G G G G G G G G 782 BACHELOR OF SCIENCE (ECONOMICS) 157 THE UNIVERSITY OF BATH FSB0111 0 OG G G G G G G G G G G G G G G G G BACHELOR OF BUSINES SCIENCE: 784 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 8 576 G G G G G G G G G G G G G G G G G

BACHELOR OF SCIENCE: OPERATIONS 785 RESEARCH AND INFORMATION SYSTEMS 1 UNISA 6059 7 360 G G G G G G G G G G G G G G G G G

0'1... z List 4: Qualifications recognised for Category II & ItA FSPs !=> (,.) 01 0 Cll 01 z :E 0 (() c ... z c c.u 0 c c 0 0 :;:l 5! a; .t::"' ~ :;:l 0 ftl ::1 > "0 Category 2 [Sub Categories Below] u uftl ~ ~ ~ !l Cll !e !e ~ t; u.. iii t; .5 ~ a iiia .5 1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 Kl BACHELOR OF SCIENCE: ACTUARIAL AND 787 FINANCIAL MATHEMATICS 5 UNIVERSITY OF PRETORIA FSB0182 7 360 G G G G G G G G G G G G G G G G G Gl 0 BACHELOR OF COMMERCE: FINANCIAL < m 788 ACCOUNTING 5 UNIVERSITY OF PRETORIA 7059 7 479 G G G G G G G G G G G G G G G G G ll BACHELOR OF COMMERCE HONOURS: z ~ FINANCIAL ANALYSIS AND PORTFOLIO mz 789 MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19960 7 120 G G G G G G G G G G G G G G G G G -i BACHELOR OF TECHNOLOGY IN Gl 790 MANAGEMENT SERVICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72428 7 480 G G G G G G G G G G G G G G G G G ~ m MASTER OF SCIENCE: MATHEMATICS OF ::j 792 FINANCE 9 UNIVERSITY OF CAPE TOWN 21390 8 120 G G G G G G G G G G G G G G G G G m 793 BACHELOR OF HEALTH SCIENCES 7 UNIVERSITY OF THE WITWATERSRAND 49915 6 360 G G G G G G G G G G G G G G G G G 01 795 BACHELOR OF LAWS 158 MAKERERE UNIVERSITY, UGANDA FSB0101 0 OG G G G G G G G G G G G G G G G G )> BACHELOR OF BUSINESS SCIENCE IN c Gl 796 INFORMATION SYSTEMS 9 UNIVERSITY OF CAPE TOWN FSB0115 0 OG G G G G G G G G G G G G G G G G c (/) BACHELOR OF ARTS (SPECIALISATION IN -i 799 MATHEMATICS) 28 UNIVERSITY OF HAMPSHIRE FSB0116 0 OG G G G G G G G G G G G G G G G G 1\) .....0 MASTER OF SCIENCE: FINANCIAL 1\) 802 MANAGEMENT 173 UNIVERSITY OF LONDON FSB0126 0 OG G G G G G G G G G G G G G G G G

803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 79009 6 416 G G G G G G G G G G G G G G G G G BACHELOR OF TECHNOLOGY: HUMAN 804 RESOURCES MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0127 0 OG G G G G G G G G G G G G G G G G BTEC NATIONAL CERTIFICATE IN BUSINESS 807 AND FINANCE 175 BOURNEMOUTH AND POOLE COLLEGE FSB0131 0 0------G ASSOCIATESHIP OF THE CHARTERED 808 INSURANCE INSTITUTE 61 CHARTERED INSURANCE INSTITUTE FSB0133 0 OG G G G G G G G G G G G G G G G G List 4: Qualifications recognised for Category II & IIA FSPs

0 z ~ z0 c c c 0 c .g e '.;::1 0 0 "' '.;::1 '.;::1 ::1 'i :6 Category 2 [Sub Categories Below] "'u "'u ::1 .1::! 3 I!! l§ !E .1::! t; u ii t; .5 ~ d"' d .5 1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 Kl 809 DIPLOMA: INSURANCE STUDIES 62 INSURANCE INSTITUTE OF SA {liSA) 20351 7 120 G G G G G G G G G G G G G G G G G BACHELOR OF BUSINESS ADMINISTRATION: (/) 810 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19597 6 384 G G G G G G G G G G G G G G G G G 811 BACHELOR OF LAWS: OLD CURRICULUM 5 UNIVERSITY OF PRETORIA 6877 6 528 G G G G G G G G G G G G G G G G G ~ ~ NATIONAL DIPLOMA: RETAIL BUSINESS (/) 812 MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0109 6 360 G G G G G G G G G G G G G G G G G 6 BACHELOR OF BUSINESS ADMINISTRATION m :::0 G )> 816 HONOURS 57 SOUTHERN BUSINESS SCHOOL 71930 8 132 G G G G G G G G G G G G G G G G z 817 BACHELOR OF BUSINESS MANAGEMENT iS UNIVERSITY OF HAMPSHIRE FSS0187 0 OG G G G G G G G G G G G G G G G G .-t SOUTHERN ADVENTIST UNIVERSITY, 0'1 817 BACHELOR OF BUSINESS MANAGEMENT 181 COLLEGEDALE, TENNESSEE FSB0189 0 OG G G G G G G G G G G G G G G G G )> c: CHARTERED INSTITUTE OF BANKERS IN G) 819 FSB0188 G c: CHARTERED BANKER 160 SCOTLAND 0 OG G G G G G G G G G G G G G G G CJ) -t BACHELOR OF COMMERCE: ECONOMICS c: 820 AND FINANCE 9 UNIVERSITY OF CAPE TOWN 4445 7 432 G G G G G G G G G G G G G G G G G CJ) 1\) 0..... 1\) List 5: Qualifications recognised for Category Ill FSPs

0 ..! z ~ 0 ..... z c c c .., 0 0 c e :;:::l 0 j Cii ... :;:::l :;:::l ;:; Rl = Category 3 [Sub Categories Below] ~ u ..... ~ ~ _,ii f !E !E = t: :,; u ii u .5 a iia .E 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl NATIONAL DIPLOMA IN FINANCIAL G) 1 MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240 G G G G G G G G G G G G G G G G POSTGRADUATE DIPLOMA: FINANCIAL 2m JJ 9 PLANNING 10 UNIVERSITY OF STELLENBOSCH 71690 7 120 G G G G G G G G G G G G .§... z POSTGRADUATE DIPLOMA: FINANCIAL NELSON MANDELA METROPOLITAN G»- ~ m 9 PLANNING 25 UNIVERSITY 66096 7 120 G G G G G G G G G G G G G G ,G G z -l POSTGRADUATE DIPLOMA: FINANCIAL 9 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G G G G G G G G G G G G G G G ~ 11 BACHELOR OF COMMERCE: FINANCE 13 RAU 3117 6 432 G G G G G G G G G G G G G G G G m NATIONAL CERTIFICATE: FINANCIAL ~ 17 SERVICES 52 SGB ALL INSTITUTIONS 48783 2 120 G G G G G G G G G G G G G G G G ...... 01 FURTHER EDUCATION AND TRAINING )> c 18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G G G G G G G G G G G G G G G G G) c {I) 23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 6 360 G G G G G G G G G G G G G G G G -l 1\) 25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 22 6 240 G G G G G G G G G G G G G G G G .....0 29 CERTIFICATE: FINANCIAL PRODUCTS 47 DAME LIN 21166 4 120 G G G G G G G G G G G G G G G G 1\) BACHELOR OF COMMERCE: GENERAL 30 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 33 BANKING 5 UNIVERSITY OF PRETORIA 7215 7 200 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: BANKING 34 MANAGEMENT 47 DAMELIN 58005 6 363 G G G IG G G G G G G G G G G G G BACHELOR OF COMMERCE: BANKING 34 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 360 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 Ql z 1:! 0 c:: ... z c:: 0 c:: c 9 :;::; :;::;0 0 :8 "ii ~ :;::; :a 'a Category 3 [Sub Categories Below] B Illu :a ... ~ !E !E ;!:: i ~ s 5 iii iii u .5 a:a a .5 1 2 3 4 5 6 7 .8 9 10 11 12 13 14 15 Kl BACHELOR OF COMMERCE: INVESTMENT 35 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 3137 7 160 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: INVESTMENT 35 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16386 6 473 G G G G G G G G G G G G G G G G MASTER OF COMMERCE: INVESTMENT 36 MANAGEMENT 13 RAU 3135 8 240 G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: BANKING SERVICES 37 ADVICE 52 SGB ALL INSTITUTIONS 48533 5 120 G G G G G G G G G G G G G G G G

38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 5GB ALL INSTITUTIONS 23653 6 240 G G G G G G G G G G G G G G G G 39 CERTIFICATE: FINANCIAL PLANNING 47 DAME LIN 57998 5 120 G G G G G G G G G G G G G G G G 40 SENIOR MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA FSB 027 0 0 G G G G G G G G G G G G G G G G BACHELOR OF BUSINESS SCIENCE: 46 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: so TAXATION 13 RAU 3093 7 160 G G G G G G G G G G G G G G G G

51 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 3095 6 360 G G G G G G G G G G G G G G G G

51 BACHELOR OF COMMERCE: ACCOUNTING 15 UNIVERSITY OF WESTERN CAPE 7259 6 360 G G G G G G G G G G G G G G G G POSTGRADUATE DIPLOMA: MANAGEMENT: 53 RETIREMENT FUNDS 92 MONASH SOUTH AFRICA 71826 7 120 - - - G ------BANKING ASSOCIATION OF SOUTH AFRICA 57 MASTER OF COMMERCE IN BANKING 78 (BASA) 4807 8 300 G G G G G G G G G G G G G G G G z 0 List 5: Qualifications recognised for Category Ill FSPs t.l 01 0 cu 01 z i! 0 (!) c .. z c t.l 0 c c 0 ;; 0 0 ;; e 'ii .'!::"' ca ;; ;; :::s > "CC Category 3 [Sub Categories Below] ca ~ cu :::s ~ ~ ... !E"' !:"' .~ .. c( u iii t: .E"' VI a iiia .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl BACHELOR OF SCIENCE: MATHEMATICAL G) 59 STATISTICS 172 UNIVERSITY OF ZULU LAND 62469 6 360 G G G G G G G G G G G G G G G G 0 CHARTERED ALTERNATIVE INVESTMENT m< 62 ALTERNATIVE INVESTMENT SPECIALIST 93 ANALYST ASSOCIATION (CAIA) FSB0177 0 OG G G G G G G G G G G G G G G G zll 63 BACHELOR OF ACCOUNTING SCIENCE s:: 1 UNISA 5535 6 408 G G G G G G G G G G G G G G G G m 67 DOCTOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 16574 8 300 G G G G G G G G G G G G G G G G z -1 G) FURTHER EDUCATION AND TRAINING ~ m 69 CERTIFICATE: MEDICAL CLAIMS ASSESSING 52 SGB ALL INSTITUTIONS 49356 4 150 G G G G G G G G G G G G G G G G ::j BACHELOR OF BUSINESS m 77 SCIENCE:ACTUARIAL SCIENCE 177 UNIVERSITY OF NATAL 16253 6 360 G G G G G G G G G G G G G G G G ..... 01 BACHELOR OF BUSINESS )> c 77 SCIENCE:ACTUARIAL SCIENCE 9 UNIVERSITY OF CAPE TOWN 4411 6 360 G G G G G G G G G G G G G G G G G) c 83 DIPLOMA IN INSURANCE(LONG TERM) 62 INSURANCE INSTITUTE OF SA (liSA) 20412 6 120 G G - G G ------G G (/) 87 BACHELOR OF ARTS 52 SGB ALL INSTITUTIONS 23375 6 360 G G G G G G G G G G -1 G G G G G G 1\l 87 BACHELOR OF ARTS 1 UNISA 14352 6 360 G G G G G G G G G G G G G G G G .....0 1\l 87 BACHELOR OF ARTS 7 UNIVERSITY OF THE WITWATERSRAND 9051 6 360 G G G G G G G G G G G G G G G G DOCTOR OF COMMERCE:INVESTMENT 90 MANAGEMENT 13 RAU 3133 8 360 G G G G G G G G G G G G G G G G

92 MARKETING DIPLOMA 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G G G G G G G G G G G G G 94 BACHELOR OF MILITARY SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19669 6 360 G G G G G G G G G G G G G G G G THE GRADUATE INSTITUTE OF 97 CERTIFICATE:BUSINESS MANAGEMENT 106 MANAGEMENT AND TECHNOLOGY 36045 6 120 G G G G G G G G G G G G G G G G 100 DIPLOMA IN FINANCIAL PLANNING 66 KAPLAN UNIVERSITY FSB0178 0 0 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 cu z i: 0 ... z c c c 0 0 0 c ;: 9 ;: ;: 0 Qj ~ ca ;: ::I "a Category 3 [Sub Categories Below) B u ::I .1::: ~ _,ii !E .'!:! ...Ill e !E ~ v ia Ill .5 :'i a iiia .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl

BACHELOR OF SOCIAL SCIENCE:ECONOMICS 109 AND ECONOMIC HISTORY 12 UNIVERSITY OF KWAZULU·NATAL 2961 7 384 G G G G G G G G G G G G G G G G 114 BACHELOR OF LAWS 52 5GB ALL INSTITUTIONS 22993 7 480 G G G G G G G G G G G G G G 114 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 7 528 G G G G G G G G G G G G G G u 117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 61700 6 360 G G G G G G G G G G G G G G G G MANAGEMENT COLLEGE OF SOUTH AFRICA 117 BACHELOR OF BUSINESS ADMINISTRATION 76 (MANCOSA) 62116 7 360 G G G G G G G G G G G G G G G G ..... 01 119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G G G G G G G G G G G G )> c NATIONAL DIPLOMA MARKETING AND G) c 120 SALES MANAGEMENT 129 TECHNIKON SA FSB0085 6 360 G G G G G G G G G G G G G G G G (/) c-l MASTER OF BUSINESS MANAGEMENT COLLEGE OF SOUTH AFRICA (/) 1\:) 121 AOMINISTRATION:TOURISM DEVELOPMENT 76 (MANCOSA) 36072 9 440 G G G G G G G G G G G G G G G G .....0 1\:) 125 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 GG G G G G G G G G G G G G G G BACHELOR OF COMMERCE :MANAGEMENT 127 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G G G G G G G G G G G G G 131 BACHELOR OF COMMERCE 1 UNISA 5563 6 384 G G G G G G G G G G G G G G G G 131 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 8543 6 536 GG G G G G G G G G G G G G G G 131 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 15337 6 384 G G G G G G G G G G G G G G G G 131 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WITWATERSRAND 9843 6 360 G G G G G G G G G G G G G G G G 131 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY 7849 6 360 G G G G G G G G G G G G G G G iG z 0 131 BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT ELIZABETH 6153 6 360 G G G G G G G G G G G G G G G G c.u 134 ACI DEALING CERTIFICATE 0 FSB 012 0 0 G G G G G G G G G G G G G G G G 01 ~ coOl z 0 List 5: Qualifications recognised for Category Ill FSPs w 01 0 Ill 01 z E 0 CD c .... z c w 0 c c 0 0 Ill .:; 0 0 .:; Qj .... .:; .:; :I :g Ill Ill ;!:! > Category 3 [Sub Categories Below] u u :I .... ~ ~ Gl !E !E .'!::: Ill u.. iii t; .E ~ iii .E a a:I 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl

G) 134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB0134 0 OG G G G G G G G G G G G G G G G 0 BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY FREE N m 142 AUDITING 72 STATE 65341 7 480 G G G G G G G G G G G G G G G G ~ 144 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G G G G G G G G G G G G G m 144 BACHELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 7055 6 430 G G G G G G G G G G G G G G G G ..... 01 144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G G G G G G G G G G G G G )> c 147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 48913 7 679 G G G G G G G G G G G G G G G G G) c (/) -1 POSTGRADUATE DIPLOMA: MANAGEMENT 1\) 148 FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 15497 7 120 G G G G G G G G G G G G G G G G .....0 1\) BACHELOR OF AGRICULTURAL 151 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2483 6 384 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: BUSINESS 152 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7043 7 431 G G G G G G G G G G G G G G G G 153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE 8613 6 536 G G G G G G G G G G G G G G G G 153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 9209 7 476 G G G G G G G G G G G G G G G G 154 BACCALAUREUS PROCURATIONIS 5 UNIVERSITY OF PRETORIA 72822 7 480 G G G G G G G G G G G G G G G G 154 BACCALAUREUS PROCURATIONIS 15 UNIVERSITY OF WESTERN CAPE 8011 7 480 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 Gl z :e 0 c .... z c 0 c c 0 :;::; 0 0 :;::; e .'!:::: :;::; :;::; ::s Qi "" Rl Rl ::s :!::! ""'e Category 3 [Sub Categories Below] !E"' !E"' :!::! t; ~ u iii iii 1;; .5 ~ a::s a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl GORDON INSTITUTE OF BUSINESS SCIENCE 156 CERTIFICATE: WEALTH MANAGEMENT 91 {GIBS) 73350 6 120 G G G G G G G G G G G G G G G G en 158 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G G G G G G G G G G G G G G G ~ 158 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G G G G G G G G G G G G GIGIG ~en 158 BACHELOR OF LAWS 1 UNISA 6009 7 480 G G G G G G G G G G G G G G G G 158 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G G G G G G G G G G G G G G m6 ll )>z 159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 INTERNATIONAL COMPLIANCE ASSOCIATION FSB 010 0 OG G G G G G G G G G G G G G G G .-1 164 BACHELOR OF COMMERCE: LAW 11 UNIVERSITY OF FREE STATE 9843 6 360 G G G G G G G G G G G G G G G G .... 01 164 BACHELOR OF COMMERCE: LAW 5 UNIVERSITY OF PRETORIA 7092 6 424 G G G G G G G G G G G G G G G G )> c BACHELOR OF COMMERCE: ECONOMICS G) c 165 AND LAW 9 UNIVERSITY OF CAPE TOWN 4427 6 432 G G G G G G G G G G G G G G G G en c-i 166 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 73772 6 432 G G G G G G G G G G G G G G G G en !\) 0.... 166 BACHELOR OF COMMERCE: ACCOUNTING 177 UNIVERSITY OF NATAL 14780 6 416 G G G G G G G G G G G G G G G G !\)

166 BACHELOR OF COMMERCE: ACCOUNTING 11 UNIVERSITY OF FREE STATE 16910 6 608 G G G G G G G G G G G G G G G G

166 BACHELOR OF COMMERCE: ACCOUNTING 13 RAU 3095 6 432 G G G G G G G G G G G G G IG G G

• 166 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 432 G G G G G G G G G G G G G G G G 169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72613 6 360 G G G G G G G G G G G G G G G G z 169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON 87131 6 360 G G G G G G G G G G G G G G G G 0 (.U 169 NATIONAL DIPLOMA: MARKETING 11 UNIVERSITY OF FREE STATE 1327 6 360 G G G G G G G G G G G G G G G G 01 01 (0 (.U ...... 0 z List 5: Qualifications recognised for Category Ill FSPs 9 (.U 01 0 Ill 01 z ~ 0 (!) c .... z c (.U 0 c c 0 Ill :;::; 0 0 :;::; e 'ii .'!::: Ill :;::; :;::; :I "C u Ill .'!::: > Ill Category 3 (Sub Categories Below] u :I ~ ~ !E !E .'!::: t: ;,; u.. iii .... .E :I iii "' a 8 .E 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl 169 NATIONAL DIPLOMA: MARKETING 38 MANGOSUTHU TECHNIKON 72251 6 360 G G G G G G G G G G G G G G G G G) CENTRAL UNIVERSITY OF TECHNOLOGY FREE 0 169 NATIONAL DIPLOMA: MARKETING 72 STATE 65306 6 360 G G G G G G G G G G G G G G G G m< CHARTERED ACCOUNTANT: FINANCIAL llz 170 MANAGEMENT 6 SAICA 48912 7 698 G G G G G G G G G G G G G G G G s:: zm -i 171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 5191 7 120 G G G G G G G G G G G G G G G G G) MANAGEMENT DEVELOPMENT ~ m 174 PROGRAMME 1 UNISA FSB0163 0 OG G G G G G G G G G G G G G G G :::j MANAGEMENT DEVELOPMENT m 174 PROGRAMME 11 UNIVERSITY OF FREE STATE FSB0164 0 OG G G G G G G G G G G G G G G G .... 01 NATIONAL CERTIFICATE: FINANCIAL cl> 175 PLANNING 4 MILPARK BUSINESS SCHOOL 62795 6 120 G SP SP G G G G G G G G G G G G G G) c NATIONAL CERTIFICATE: FINANCIAL en 175 PLANNING 69 INSET A 57695 6 120 G G G G G G G G G G G G -i G G G G 1\) BACHELOR OF COMMERCE: BANKING 0.... 1\) 176 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 363 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: BANKING 176 MANAGEMENT 47 DAME UN 58005 6 363 G G G G G G G G G G G G G G G G 177 BACHELOR ADMIN ISTRATI ON 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G G G G s G G G G G G G G G

178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITIEE OF TECHNIKON PRINCIPALS 2165 6 360 G G G G G G G G G G G G G G G G 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS 58341 5 240 G G G G G G G G G G G G G G G G 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 15506 6 384 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 Gl z 0 c E z c 0 c c 0 Ill 0 0 +=l e .:!:: +=l +=l :::J ., I'CI I'CI +=l Category 3 [Sub Categories Below] ~ u :::J .:!:: 1.... !!! 5 !E .:t:! t; u ii ii t; .5 ~ :::J .5 C1 a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl POSTGRADUATE CERTIFICATE: ADVANCE

181 TAXATION 1 UNISA 14547 7 240 G G G G G G G G G G G G G G G G (/) 183 ADVANCED DIPLOMA: MANAGEMENT 4 MILPARK BUSINESS SCHOOL 622.70 6 120 G G G G G G G G G G G G G G )! BACHELOR OF BUSINESS MANAGEMENT ~ ~ (/) 186 AND ADMINISTRATION HONOURS 10 UNIVERSITY OF STELLENBOSCH 15370 7 150 G G G G G G G G G G G G G G G G MASTER OF BUSINESS MANAGEMENT AND m6 ll 193 ADMINISTRATION 10 UNIVERSITY OF STELLENBOSCH 19608 8 120 G G G G G G G G G G G G G s G G )> BACHELOR OF COMMERCE: ACCOUNTING z .-1 197 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19584 6 386 G G G G G G G G G G G G G G G G 01 200 BACHELOR OF COMMERCE: MARKETING 11 UNIVERSITY OF FREE STATE 16915 6 536 G G G G G G G G G G G G G G G G )> c NATIONAL CERTIFICATE: BUSINESS STUDIES: G) 201 c BUSINESS MANAGEMENT 82 DEPARTMENT OF EDUCATION 22452 5 120 G G G G G G G G G G G G G G G G (/) BACHELOR OF COMMERCE MARKETING c-1 203 AND BUSINESS MANAGEMENT 1 UNISA 83291 7 360 G G G G G G G G G G G G G G G G (/) 1\) BACHELOR OF COMMERCE MARKETING ...... 0 203 AND BUSINESS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73780 7 432 GG G G G G G G G G G G G G G G 1\) 204 BACHELOR OF ACCOUNTING HONOURS 12 UNIVERSITY OF KWAZULU·NATAL 2559 7 128 GG G G G G G G G G G G G G G G HIGHER CERTIFICATE IN FINANCIAL MARKETS AND INSTRUMENTS (HISTORICAL 205 QUALIFICATION} 71 ACADEMY OF FINANCIAL MARKETS FSB 028 0 0 G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: INSURANCE 206 ADMINISTRATION 82 DEPARTMENT OF EDUCATION 14653 2 120 G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: COLLECTIVE z 209 INVESTMENT SCHEMES 52 SGB ALL INSTITUTIONS 20638 4 120 G G G G G G G G G G G G G G G G ? w 01 01 ~ z 9 List 5: Qualifications recognised for Category Ill FSPs w 01 0 Cll 01 z E 0 <0w c ... z c c Cll 0 c 0 e ';l 0 0 ·~ a; .'!:::: ';l ';l :I "CC I'CI I'CI > Category 3 [Sub Categories Below] u u :I :!::: ~ ~ ..Cll !E !: .'!:::: t: :'i u ii ii t: .E :I :I .E C1 C1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl NATIONAL CERTIFICATE: HEALTHCARE G'J BENEFITS ADMINISTRATION: CLAIMS 0 210 ASSESSING 52 SGB ALL INSTITUTIONS 20639 4 120 G G G G G G G G G G G G G G G G m< ll NATIONAL CERTIFICATE: SHORT-TERM z s:: 212 INSURANCE 52 SGB ALL INSTITUTIONS 57918 5 120 G G G G G G G G G G G G G G G G m NATIONAL CERTIFICATE: SHORT-TERM ...,z 212 INSURANCE 52 SGB ALL INSTITUTIONS 21796 4 120 G G G G G G G G G G G G G G G G G'J NATIONAL CERTIFICATE: FINANCIAL ~ m 214 SERVICES MANAGEMENT 52 SGB ALL INSTITUTIONS 48640 4 150 G G G G G G G G G G G G G G G G ~ m G G G .... 223 NATIONAL HIGHER CERTIFICATE: BANKING 68 COMMITIEE OF TECHNIKON PRINCIPALS 1213 5 240 G G G G G G G G G G G G G 01 228 DIPLOMA: BANKING 1 UNISA 14373 5 384 G G G G G G G G G G G G G G G G c> G'J c 229 CERTIFICATE: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 17001 5 120 G G G G G G G G G G G G G G G G ...,(/) 1\) ADVANCED CERTIFICATE: INTERNATIONAL INTERNATIONAL TRADE INSTITUTE OF ....0 1\) 236 TRADE (EXPORTS/IMPORTS) 169 SOUTHERN AFRICA 24356 5 284 G G G G G G G G G G G G G G G G

237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36047 5 120 G G G G G G G G G G G G G G G G

NATIONAL DIPLOMA: FINANCIAL SERVICES 239 LONG TERM RISK ASSESSMENT 52 SGB ALL INSTITUTIONS 49860 5 245 G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: GENERIC 244 MANAGEMENT 52 SGB ALL INSTITUTIONS 59201 5 162 G G G G G G G G G G G G G G G G 247 CERTIFICATE: BANK CREDIT 4 MILPARK BUSINESS SCHOOL 62813 5 120 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 ell z 0 c ~ z c 0 c c 0 ; 0 0 ; e a; .~ ; ; ::1 "CC I'll I'll .... Category 3 [Sub Categories Below) ~ (,1 ~ e! !E !E E i .!i u "ii u .E ~ 6 "iia .E 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl NATIONAL DIPLOMA: ECONOMIC

251 MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS 961 6 360 G G G G G G G G G G G G G G G G (/)

252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 977 6 360 G G G G G G G G G G G G G G G G ~ NATIONAL DIPLOMA: COST AND Cii 253 MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1061 6 360 G G G G G G G G G G G G G G G G 6m JJ NATIONAL DIPLOMA: COST AND )> 253 MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72220 6 360 G G G G G G G G G G G z G G G G G .-f. NATIONAL DIPLOMA: COST AND ..... (JT 253 MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY 72723 6 360 G G G G G G G G G G G G G G G G )> c 254 BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 2549 6 384 G G G G G G G G G G G G G G G G G) c U'J 255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL 2961 6 384 G G G G G G G G G G G G G G G G c-f BACHELOR OF COMMERCE: INDUSTRIAL U'J 256 PSYCHOLOGY 13 RAU 3255 6 432 G G .G G G G G G G G G G G G G G ~... BACHELOR OF COMMERCE: INDUSTRIAL II,) 256 PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG 73775 6 432 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: INDUSTRIAL 256 PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 72773 6360 G G G G G G G G G G G G G G G G 259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE 16913 6 536 G G G G G G G G G G G G G G G G 259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 7039 6 536 G G G G G G G G G G u G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G G G G G G G G G G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 5563 6 360 G IG G G G G G G G G G G G G G G BACHELOR OF COMMERCE: MONETARY 262 ECONOMICS 140 VISTA UNIVERSITY 7895 6 360 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 Gl z E 0 c .... z c 0 c c 0 0 0 :1:1 e ~ :1:1 :1:1 :II "0 Ill :1:1 Category 3 [Sub Categories BelowJ ~ u :II ~ !E !E z: i :'Ji 1 ll iii iii t: .5 8 B .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl 263 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G G G G G G G G G G G G G G G G) 263 BACHELOR OF LAWS 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G G G G G G G G G G G G G G G 0 263 BACHELOR OF LAWS 11 UNIVERSITY OF FREE STATE 8877 6 480 G G G G G G G G G G G G G m< ll 263 BACHELOR OF LAWS 140 VISTA UNIVERSITY 13783 6 360 G G G G G G G G G G G G G z 263 BACHELOR OF LAWS 17 UNIVERSITY OF NORTH WEST 8389 6 384 G G G G G G G G G G G G G ~Hi m~ 20 UNIVERSITY OF LIMPOPO 20992 6 348 G G G G G G G G G G G G G G G G z 263 BACHELOR OF LAWS -i 263 BACHELOR OF LAWS 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G G G G G G G G G G G G G G G G) 263 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G G G G G G G G G G G G G G G ~ m 263 BACHELOR OF LAWS 13 RAU 3403 7 592 G G G G G G G G G G G G G G G G =1 263 BACHELOR OF LAWS 177 UNIVERSITY OF NATAL 2863 7 480 G G G G G G G G G G G G G G G G m ..... 264 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 369 G G G G G G G G G G G G G G G G (J1 G )> 264 BACHELOR OF COMMERCE: LAW 8 UNIVERSITY OF JOHANNESBURG H*H 448 G G G G G G G G G G G G G G G c 265 BACHELOR OF BANKING 1 UNISA 14375 6504 G G G G G G G G G G G G G G G G G) c 266 BACHELOR OF COMMERCE: ACCOUNTANCY 12 UNIVERSITY OF KWAZULU-NATAL 14779 6 384 G G G G G G G G G G G G G G G G ~ rg.... !\) 267 BACHELOR OF SCIENCE: ACTUARIAL SCIENCE 12 UNIVERSITY OF KWAZULU·NATAL 16253 6 384 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: AGRIBUSINESS 269 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16441 6 421 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: GENERAL 270 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: AGRICULTURAL 271 ECONOMICS 11 UNIVERSITY OF FREE STATE 16927 6 568 G G G G G G G G G G G G G G G 273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16991 5 240 G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 !1.1 z i! 0 c ... z c 0 c c 0 :;::; .2 :;::; e Qj ~"' ... :::1 "C Category 3 (Sub Categories Below] G Ill :8:::1 ~ ~ u .t:: t; ...... I!! !E !E ~U'l v ti iii t: .5 6 8 .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl BACHELOR OF COMMERCE: MANAGEMENT 274 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G G G G G G G G G G G G G en BACHELOR OF ECONOMICS: ECONOMICS );! 275 AND MANAGEMENT 10 UNIVERSITY OF STELLENBOSCH 19592 6 370 G G G G G G G G G G G G G G G G ~ DIPLOMA: ACCOUNTING AND BUSINESS en 280 ADMINISTRATION 171 ICESA CITY CAMPUS 24326 6 360 G G G G G G G G G G G G G G G G 6m ::0 I I )> z 281 DIPLOMA: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G G G G G G G G G G G G G .-+ THE INSTITUTE OF ADMIN AND COMMERCE .... (JT 282 DIPLOMA: MANAGEMENT 131 OF SOUTH AFRICA 35957 6 420 G G G G G G G G G G G G G G G G )> c GRADUATE SCHOOL OF MANAGEMENT AND Gl 283 CERTIFICATE: BUSINESS MANAGEMENT 139 TECHNOLOGY 36045 6 120 G G G G G G G G G G G G G G G G c ASSOCIATE FINANCIAL PLANNER (AFP) c~ PROVIDED UNDERLYING QUALIFICATION IS en 1\) 287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59233 6 120 G G G G G G G G G G G G G G G G 0.... 288 HIGHER DIPLOMA: BANKING 47 DAMEUN 59830 6240 G G G G G G G G G G G G 1\) GmG 288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL 62814 6 240 G G G G G G G G G G G G G G

289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA 5561 6 384 G G G G G G G G G G G G G G G G

289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB ALL INSTITUTIONS 59850 6 360 G G G G G G G G G G G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72249 6 360 G G G G G G G G G G G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G G G G G G G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G G G G G G G G G G G z ? List 5: Qualifications recognised for Category Ill FSPs c.u 01 0 cu 01 z i! 0 Category 3 [Sub Categories Below] u u ::I ;; ~ _,cu cu .... Ill c( .. !E !E •t; Ill u iii iii .5 a::I a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl

REGISTERED PERSONS EXAM: EQUITIES SOUTH AFRICAN INSTITUTE OF FINANCIAL (j) 293 MARKET 51 MARKETS (SAIFM) FSB 030 6 OG G G G S G G G S S G G G G G G 0 < REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL m JJ 294 MARKET (COMPLIANCE) 51 MARKETS (SAIFM) FSB 031 6 OG G G G G G G G G G G G G G G G z s:: REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL m z 295 MARKET (TRADER) 51 MARKETS (SAIFM) FSB 032 6 OG G G G G G G G s s G G G G G G -I REGISTERED PERSONS EXAM: FUTURES SOUTH AFRICAN INSTITUTE OF FINANCIAL (j) 296 MARKET 51 MARKETS (SAIFM) FSB 033 6 OG G G G G G G s G S G G G G G G ~ m SOUTH AFRICAN INSTITUTE OF FINANCIAL :j 297 REGISTERED PERSONS EXAM: YIELD MARKET 51 MARKETS (SAIFM) FSB 034 6 OG G G G G G G G G S G G G G G G m ..... 01 )> REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL c 298 DERIVATIVES MARKET (ADVICE) 51 MARKETS (SAIFM) FSB 035 6 0 G G G G G G G G G S G G G G G G (j) c (J) -I REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL 1\) 0 299 DERIVATIVES MARKET (TRADER) 51 MARKETS (SAIFM) FSB 036 6 0 G G G G G G G G G S G G G G G G ..... 1\) REGISTERED PERSONS EXAM: FOREX SOUTH AFRICAN INSTITUTE OF FINANCIAL 300 MARKET 51 MARKETS (SAIFM) FSB 037 6 0 G G G G G G G G G G G G G G G G BACHELOR OF SCIENCE: MATHEMATICAL 306 STATISTICS 21 UNIVERSITY OF VENDA 17398 6 408 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: FINANCIAL 307 PLANNING 14 UNIVERSITY OF PORT ELIZABETH 66093 6 366 G G G G G G G G G G G G G G G G 308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB ALL INSTITUTIONS 57202 7 480 G G G G G G G G G G G G G G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72429 7 480 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

Q 411 z E Q c ... z c Q c c Q Q :c e Qj tl i :c ::s :0 Category 3 [Sub Categories Below] .... Ill.... ~ .'!::! ~ l!! !E .1::: ....., < ~ u !E t; "; iii .E "' a:I a:I .E 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl

309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1325 7 480 G G G G G G G G G G G G G G G G (/) ~ POSTGRADUATE DIPLOMA: FINANCE @ 310 BANKING AND INVESTMENT MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2629 7 128 G G G G G G G G G G G G G G G G 6m 311 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 120 G G G G G G G G G G G G G G G G ll )>z BACHELOR OF COMMERCE HONOURS: _-l 313 ACCOUNTING 13 RAU 3093 7 160 G G G IG G G G G G G G G G G G G _. ()'t BACHELOR OF COMMERCE HONOURS: )> c: 315 INVESTMENT MANAGEMENT 13 RAU 3137 7 160 G G G G G G G G G G G G G G G G Gl c: BACHELOR OF BUSINESS SCIENCE: (/) -1 316 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G G G G G G G G G G G G G c: BACHELOR OF COMMERCE HONOURS: NATIONAL UNIVERSITY OF SCIENCE AND (/) 1\) 319 BANKING 30 TECHNOLOGY FSB068 0 0 G G G G G G G G G G G G G G G G 0_. POSTGRADUATE CERTIFICATE: ADVANCED 1\) 320 TAXATION 1 UNISA 14547 7 240 G G G G ~G G G G G G G G G G BACHELOR OF BUSINESS SCIENCE: 321 ECONOMICS 177 UNIVERSITY OF NATAL 14784 7 544 G G G G G G G G G G G G G G G G BACHELOR OF ARTS HONOURS: 322 INTERNATIONAL TRADE AND FINANCE 13 RAU 14860 7 160 G G G G G G G G G G G G G G G BACHELOR OF ARTS HONOURS: TRADE AND 324 DEVELOPMENT 13 RAU 15475 7 160 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 325 FINANCIAL MANAGEMENT SCIENCES 5 UNIVERSITY OF PRETORIA 16400 7 180 G G G G G G G G G G G G G G G G z ~ List 5: Qualifications recognised for Category Ill FSPs w (J1 0 Cll (J1 ;; 0 (0 z ;:; z c w c c c 0 .e .e 0 ;:; e "ii :!:::"' ...... ;:; :I ., IIJ IIJ Category 3 (Sub categories Below] u u :I :!:::: ....i: ...Cll !E !E :!::: ... u ii ... .5"' ~ a iia .E"' 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl BACHELOR OF COMMERCE HONOURS: G) 326 AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16486 7 160 G G G G G G G G G G G G G G G G 0 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTO 36050 G G G G G G G) c POSTGRADUATE DIPLOMA: FINANCIAL CJ) PLANNING -i 334 11 UNIVERSITY OF FREE STATE 48866 G G G G G G 1\J f ~ 0 ADVANCED POSTGRADUATE DIPLOMA: ... m 1\J 335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G G G G G G G G G G G G G G BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY FREE 338 AUDITING 72 STATE 65341 7 480 G G G G G G G G G G G G G G G G

PROFESSIONAL POSTGRADUATE QUALIFICATION: COMPANY SECRETARIAL 341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G G G G G G G G G G G G G G List 5: Qua.lifications recognised for Category Ill FSPs

0 Gl z E 0 c ... z c c c 0 9 .2 0 0 :;; 'ii .~ :;; :;; ::s 'a ftl > Category 3 [Sub Categories Below] ! u ::s ... ~ .!'J e! !E !E ~ tl ~ u ii ii t: .E a::s a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl DOCTOR OF COMMERCE: INVESTMENT 342 MANAGEMENT 13 RAU 3133 8 360 G G G G G G G G G G G G G G G G 343 MASTER OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 4807 8 300 G G G G G G G G G G G G G G G G MASTER OF BUSINESS ADMINISTRATION: 346 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19606 8 288 G G G G G G G G G G G G G G G G MASTER: BUSINESS ADMINISTRATION: MANAGEMENT COLLEGE OF SOUTH AFRICA 349 GENERAL 76 (MANCOSA) 36078 9 200 G G G G G G G G G G G G G G G G 350 MASTER: BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G G G G G G G G G G G G G CHARTERED FINANCIAL ANALYST(FOREIGN _.. Ql 351 QUALIFICATION) 98 CFA INSTITUTE FSBOOl 0 OG G G G G G G G G G G G G G G G )> ALTERNATIVE INVESTMENT SPECIALIST CHARTERED ALTERNATIVE INVESTMENT c cGJ 352 (CAIA) (FOREIGN QUALIFICATION) 93 ANALYST ASSOCIATION (CAIA) FSB 002 0 0 G G G G G G G G G G G G G G G G en FELLOWSHIP OF THE CHARTERED c-I INSURANCE INSTITUTE (FOREIGN en 1\) 356 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 006 0 0 G G G G G G G G G G G G G G G G 0.... ASSOCIATESHIP OF THE CHARTERED 1\) INSURANCE INSTITUTE (FOREIGN 357 QUALIFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 007 0 0 G G G G G G G G G G G G G G G G REGISTERED PERSONS EXAM: MONEY SOUTH AFRICAN INSTITUTE OF FINANCIAL 386 MARKET 51 MARKETS (SAIFM) FSB 038 6 0 G G G G G G G G G G G G G G G G REGISTERED PERSONS EXAM: SOUTH AFRICAN INSTITUTE OF FINANCIAL 387 AGRICULTURAL PRODUCTS 51 MARKETS (SAIFM) FSB 039 6 0 G G G G G G G G G G G G G G G G

391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL 14789 7 576 G G G G G G G G G G G G G G G G (II) 0 z List 5: Qualifications recognised for Category Ill FSPs 9 c.u (]1 0 cu (]1 0 co z ::e c.u t: ... z t: 0 c c 0 0 Ill 0 0 Qi ... ..::I ..Ill :> :a ..Ill .... Category 3 [Sub Categories Below) u ..::I u .... ~ ~ ~ !E !E i :,; u iii iii u .5 a::I a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl POSTGRADUATE DIPLOMA IN ACCOUNT SOUTH AFRICAN INSTITUTE OF G) 392 PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G G G G G G G G G G G G G 0 < DOCTOR OF COMMERCE: INSURANCE m 397 SCIENCE 5 UNIVERSITY OF PRETORIA 4887 8 144 G G G G G G G G G G G G G G G G zJl 403 CERTIFIED FINANCIAL PLANNER (CFP) FINANCIAL PLANNING INSTITUTE 59235 7 120 G G G ~ 46 G G G G G G G G G G G G G m BACHELOR OF COMMERCE: RISK z -1 405 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16936 6 528 G G G G G G G G G G G G G G G G G) NATIONAL CERTIFICATE: FINANCIAL ~ m 406 MARKETS AND INSTRUMENTS 52 SGB ALL INSTITUTIONS 50481 6 120 G G G G G G G G G G G G G G G G ::j BACHELOR OF COMMERCE HUMAN m 414 RESOURCES MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G G G G G G G G G G G ..... (]1 BACHELOR OF COMMERCE HONOURS: RISK )> c 415 MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE FSB 047 6 0 G G G G G G G G G G G G G G G G G) BACHELOR OF SCIENCE:BUSINESS c ~ 417 MATHEMATICS AND INFORMATICS 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G G G G G G G G G G G G G 1\) BACHELOR OF COMMERCE INDUSTRIAL AND 0..... 1\) 418 ORGANISATIONAL PSYCHOLOGY 1 UNISA 5563 6 384 G G G G G G G G G G G G G G G G

419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA 5563 6 384 G G G G G G G G G G G G G G G G BACHELOR OF AGRICULTURE HONOURS: 422 AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16911 7 120 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: 423 INTRAPRENEURIAL MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73715 6 426 G G G G G G G G G G G G G G G G MANAGEMENT ADVANCEMENT 425 PROGRAMME 59 WITS BUSINESS SCHOOL FSB0153 0 0 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 ':;::; z ;:;"' 0 c z c c c 0 ., .S! 0 0 ;:; e "iii ~ ;:; ::J > "1:1 category 3 [Sub Categories Below] 5 iu ::J ~ ~ !e !E ~ u < s 0 -a -a u .5 VI a a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl BACHELOR OF COMMERCE (HONOURS)

426 HUMAN RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7137 7 160 G G G G G G G G G G G G G G G G (/) BACHELOR OF COMMERCE:MARKETING 429 AND BUSINESS MANAGEMENT 47 DAME UN 58003 6 360 G G G G G_bJG G G G G G G G G G ~ BACHELOR OF COMMERCE: SPORTS ~ 432 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73782 6 472 G G G G G G G G G G G G G G G G 6m NATIONAL TEACHER'S DIPLOMA: ::0 )>z 434 COMMERCE 82 DEPARTMENT OF EDUCATION FSB 051 6 360 G G G G G G G G G G G G G G G G _-I . _.. (11 435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 62342 8 480 G G G G G G G G G G G G )> GffiG c: 436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION 360 G G G G G G G G G G G G G G (j) ~ c: BACHELOR OF COMMERCE: INDUSTRIAL (/) 438 COMMUNICATION 17 UNIVERSITY OF NORTH WEST 72774 7 512 G G G G G G G G G G G G G G G G c:-1 BACHELOR OF COMMERCE: QUANTITATIVE (/) 1\) 440 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 15379 6 376 G G G G G G G G G G G G G G G G 0_.. BACHELOR OF ACCOUNTING SCIENCE 1\) 441 HONOURS 1 UNISA 5669 7 120 G G G G G G G G G G G G G G G G 442 BACHELOR OF COMMERCE: GENERAL 15 UNIVERSITY OF WESTERN CAPE 19408 6 360 G G G G G G G G G G G G G G G G

PROFESSIONAL ADVANCED QUALIFICATION: CHARTERED SECRETARIES SOUTHERN 443 GOVERNANCE AND ADMINISTRATION 90 AFRICA 60655 6 120 G G G G G G G G G G G G G G G G 445 BACHELOR OF SCIENCE 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G G G G G G G G G G G G G CHARTERED INSTITUTE OF MANAGEMENT 446 CHARTERED MANAGEMENT ACCOUNTING 110 ACCOUNTING (CIMA) FSB0176 7 0 G G G G G G G G G G G G G G G G

...co List 5: Qualifications recognised for Category Ill FSPs

0 Gl z ;e 0 c .... z c c 0 Ill 0 0 c e ~ 0 ~ .'!:: ~ ::I "C Ill Ill ~ Category 3 [Sub Categories Below] u u ::I 5 ~ ...Gl !E .'!:: Ill c( 1 !E .... Cll u iV iV Ill .5 a::I a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl CERTIFICATE IN OFFSHORE FINANCE AND INSTITUTE OF CHARTERED SECRETARIES G) 448 ADMINISTRATION 143 AND ADMINISTRATORS FSB 056 6 OG G G G G G G G G G G G G G G G 0 BACHELOR OF COMMERCE: ECONOMIC m< 450 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G G G G G G G G G G G G G G zlJ s:: FELLOW OF CHARTERED INSTITUTE OF CHARTERED INSTITUTE OF BANKERS IN m 451 BANKERS IN SCOTLAND 160 SCOTLAND FSB 054 6 OG G G G G G G G G G G G G G G G z -I BACHELOR OF COMMERCE HONOURS G) DEGREE IN INSURANCE AND RISK NATIONAL UNIVERSITY OF SCIENCE AND F;j m 454 MANAGEMENT 30 TECHNOLOGY FSB 059 7 OG G G G G G G G G G G G G G G G GLOBAL ASSOCIATION OF RISK m~ 458 FINANCIAL RISK MANAGER 111 PROFESSIONAL FSB 055 6 OG G G G G G G G G G G G G G G G ...... 01 BACHELOR OF TECHNOLOGY: BUSINESS :r> c 462 ADMINISTRATION 123 BORDER TECHNIKON 1065 7 480 G G G G G G G G G G G G G G G G G) c MASTER OF TECHNOLOGY: BUSINESS (/) -I 463 ADMINISTRATION 68 COMMITIEE OF TECHNIKON PRINCIPALS 1069 8 120 G G G G G G G G G G G G G G G G 1\) 0 ADVANCED DIPLOMA: TRUST AND ESTATE ...... 1\) 466 PLANNING 3 INSTITUTE OF BANKERS 76968 6 240 G G G G G G G G G G G G G G G G 467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS 76966 6 240 G G G G G G G G G G G G G G G G ADVANCED DIPLOMA IN FINANCIAL 468 PLANNING 3 INSTITUTE OF BANKERS 76964 6 240 G G G G G G G G G G G G G G G G FELLOW OF ACTUARIAL SOCIETY OF SOUTH 469 AFRICA {FASSA) 118 ACTURIAL SOCIETY OF SOUTH AFRICA FSB 062 8 0 G G G G G G G G G G G G G G G G 471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 76969 6 240 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: MARKETING 482 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7099 6 445 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 Q,l z 1! 0 c ... 2 c 0 c c 0 9 Ul 0 0 ;:1 'ii .~ i :::s "1:1 Category 3 [Sub categories Below] u ~ .~ 2! !E !E i t: ~ u ii ii t: .s ~ a:::s a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl 485 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: COMMERCIAl en 487 PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72561 6 360 G G G G G G G G G G G G G G G G );! BACHELOR OF COMMERCE: en~ 488 COMMUNICATION MANAGEMENT 5 UNIVERSITY OF PRETORIA 7047 6 455 G G G G G G G G G G G G G G G G 489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE 8853 6 480 G G G G G G G G G G G G G G G G 6m :0 SAFEX JUNIOR CERTIFICATE EXAMINATION )> z (JSE EQUITY DERIVATIVES DEAlER SOUTH AFRICAN INSTITUTE OF FINANCIAl .-1 ..... 490 QUALIFICATION) 51 MARKETS (SAIFM) FSB 064 0 0- - - - G G G G G G - - - - - (11 )> QUALIFIED STOCKBROKER SAIS BOARD SOUTH AFRICAN INSTITUTE OF c 491 EXAMINATION 120 STOCKBROKERS FSB 065 0 0- - - G G G G G G - - - - - Gl - - c BACHELOR OF COMMERCE: FINANCIAL ~ 503 MANAGEMENT 21 UNIVERSITY OF VENDA 22854 6 424 G G G G G G G G G G G G G G G G c en 1\) 504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G G G G G G G G G G G G G .....0 1\)

504 MASTER OF BUSINESS ADMINISTRATION 5 UNIVERSITY OF PRETORIA 4909 9 300 G G G G G G G G G G G G G G G G

504 MASTER OF BUSINESS ADMINISTRATION 11 UNIVERSITY OF FREE STATE 16972 9 240 G G G G G G G G G G G G G G G G

504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 5047 8 120 G G G G G G G G G G G G G G G G

508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 9267 8 120 G G G G G G G G G G G G G G G G BACHELOR OF SCIENCE: ECONOMICS, 516 MATHEMATICS, STATISTICS 12 UNIVERSITY OF KWAZULU-NATAL 3059 6 390 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 cu z ~ 0 .... z c c c 0 .2 0 c e .... ;; .2 :g ~ Ill .... ., Category 3 (Sub Categories Below] u Illu ::J :!:: 1_, I!! !E !E :!::.... t:: u "1i iii lit .E i :I .E a CJ 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl

519 CERTIFICATE: WEALTH MANAGEMENT 5 UNIVERSITY OF PRETORIA 73350 6 120 G G G G G G G G G G G G G G G G G) 0 CERTIFICATE: MIDDLE MANAGEMENT < 523 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67189 6 120 G G G G G G G G G G G G G m ::0 CERTIFICATE: SENIOR MANAGEMENT Grt z 524 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67215 7 120 G G G G G G G G G G G G G G G G ~m z BACHELOR OF PERSONNEL LEADERSHIP -1 525 HONOURS 11 UNIVERSITY OF FREE STATE 16963 8 120 G G G G G G G G G G G G G G G G G) BACHELOR OF COMMERCE HONOURS m~ 526 FINANCIAL MANAGEMENT 13 RAU 18974 7 160 G G G G G G G G G G G G G G G G ~ ...m BACHELOR OF ADMINISTRATION: PUBLIC (}1 )> 529 SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 17240 6 384 G G G G G G G G G G G G G G G G c NATIONAL DIPLOMA: FINANCIAL G) 'G c 530 INFORMATION SYSTEMS 8 UNIVERSITY OF JOHANNESBURG 74088 6 360 G G G G G G G G G IG en l$_ -l JI 1\) 0 BACHELOR OF COMMERCE IN MARKETING ... 1\) 534 AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G G G G G G G G G G G G G G 535 LICENSIATE DIPLOMA BANKING 3 INSTITUTE OF BANKERS FSB0165 0 0 G G G G G G G G G G G G G G G G 536 BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OF THE WITWATERSRAND 13975 6 360 G G G G G G G G G G G G G G G G BACHELOR OF ECONOMIC SCIENCE 537 HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9857 8 160 G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: HUMAN RESOURCES 540 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 74093 6 360 G G G G G G G G G G G NATIONAL DIPLOMA: HUMAN RESOURCES Gm:tG 541 MANAGEMENT 38 MANGOSUTHU TECHNIKON 72299 6 360 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 Gl z ::e 0 c ... z c 0 c c 0 5! 0 0 o; ~ o; o; "CC 111 .... Category 3 [Sub Categories Below] ~ u = ~ !! :!:: ti 573 CERTIFIED INTERNAl AUDITOR (CIA) 89 INSTITUTE OF INTERNAL AUDITORS FSB 083 0 0 G G G G G G G G G G G G G G G G G) c BACHElOR OF COMMERCE INDUSTRIAL AND ('J) 579 ORGANISATIONAL PSYCHOlOGY 1 UNISA 5563 6 360 G G G G G G G G G G G G G G G G c-1 580 MASTER OF BUSINESS LEADERSHIP 1 UNISA 5789 9 360 G G G G G IG GIG G G G G G G G G ('J) 1\) .....0 581 NATIONAl DIPLOMA CREDIT MANAGEMENT 1 UNISA 62380 6 360 G G G G G G G G G G G G G G G G 1\) DIPLOMA: COST AND MANAGEMENT 583 ACCOUNTING 52 SGB ALL INSTITUTIONS 67694 6 240 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: 585 ENTREPRENEURSHIP 1 UNISA 5563 6 360 GG G G G G G G G G G G G G G G I MASTER OF SCIENCE IN INVESTMENT 589 MANAGEMENT 87 CITY BUSINES SCHOOL LONDON FSB0109 0 0 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS 593 INSURANCE AND RISK MANAGEMENT 29 MIDLANDS STATE UNIVERSITY FSB0132 0 0 G G G G G G G G G G G G G G G G z List ? 5: Qualifications recognised for Category Ill FSPs w 01 0 cu 01 z E 0 CD .... z c w c c 0 0 0 c e ~ .2 ~ .t! ra ~ra !j ::ll "0 Category 3 [Sub Categories Below] u .:t:: l_, !E !E t: b iii ~ .5 ~ a iiia .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl NATIONAL DIPLOMA: RETAIL BUSINESS G) 594 MANAGEMENT 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78666 6 360 G G G G G G G G G G G G G 0 598 BACHELOR OF COMMERCE HONOURS UNIVERSITY OF NORTH WEST 72758 7 120 G G G G G G G c 610 BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G G G G G G G G G G G G G G G G) c CERTIFICATE IN SECURITIES AND CHARTERED INSTITUTE SECURITIES FOR (/) 614 INVESTMENT -1 INVESTMENTS 85 FSB072 0 0 G G G G G G G G G G G G G 1\) THE CHARTERED ASSOCIATION OF CERTIFIED illJ 0..... 1\) 615 DIPLOMA: FINANCIAL MANAGEMENT 138 ACCOUNTANTS FSB073 0 0 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: TOURISM 619 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7113 6 426 G G G G G G G G G G G G G G G G ADVANCED DIPLOMA IN BUSINESS SOUTH AFRICAN INSTITUTE OF 620 MANAGEMENT 165 MANAGEMENT 67689 6 400 G G G G G G G G G G G G G G G G

623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72149 7 480 G G G G G G G G G G G G G G G G 624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G G G G G G G G G G G G G list 5: Qualifications recognised for Category Ill FSPs

0 Ill z 0 c ! z c 0 c c 0 9 -..:.; .2 0 -..:.; .t:"' ra ... -..:.; :I 1 'a Category 3 [Sub Categories Below] u ura :I .t: ~ Ill .t: tl <( ~ 2! !E !E Ill v iii iii tl = B B .E 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl

624 NATIONAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1023 6 360 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE INSURANCE 625 SCIENCE 5 UNIVERSITY OF PRETORIA 7075 6 468 G G G G G G G G G G G G G G G G NATIONAL DIPLOMA: ADMINISTRATIVE 627 MANAGEMENT FINANCIAL 1 UNISA 62368 6 360 G G G G G G G G G G G G G G G G 630 NATIONAL DIPLOMA TAXATION 1 UNISA 62415 6 360 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: ECONOMIC 631 SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G G G G G G G G G G G G G G .... C1l BACHELOR OF COMMERCE: HUMAN )> c 634 RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G G G G G G G G G G G Q BACHELOR OF COMMERCE: HUMAN c 634 RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 16925 6 520 G G G G G G G G G G G G G G G G ~ NATIONAL DIPLOMA: FINANCE AND (J) 1\) 635 ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNIKON 72295 6 360 G G G G G G G G G G G G G G G G ....0 NATIONAL DIPLOMA: FINANCIAL 1\) 637 ACCOUNTING 79 THE INSTITUTE OF CERTIFIED BOOKKEEPERS 20366 6 280 G G G G G G G G G G G G G G G G 643 BACHELOR OF COMMERCE: LAW 7 UNIVERSITY OF THE WITWATERSRAND FSB0112 0 0 G G G G G G G G G G G G G G G G POSTGRADUATE CERTIFICATE IN MANAGEMENT COLLEGE OF SOUTH AFRICA 653 MANAGEMENT STUDIES 76 (MANCOSA) 57206 6 120 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS: 662 INTERNATIONAL TRADE AND FINANCE 13 RAU 15415 7 160 G G G G G G G G G G G G G G G G liSA PROGRAMME IN SHORT-TERM 669 INSURANCE 1 UNISA 76546 5 60 G G G G G G G G G G G G G G G G 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G G G G G G G G G G G G G G G c:a c:a z 9 List 5: Qualifications recognised for Category Ill FSPs c.> 01 Q.l 01 0 c ... z c c 0 c Ill 0 0 c ~ 0 ~ 'ii .'!::: Ill ~ ~ :I "C Category 3 [Sub Categories Below] u Illu :I .'!::: ~ ii .'!::: t; 12 G G G G G G G G G G c NATIONAL DIPLOMA: MANAGEMENT (j) c 718 (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G G G G G G G G G G G (/) -1 NATIONAL ADVANCED DIPLOMA IN 1\) 719 MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 79586 7 120 G G G G G G G G G G G G G G G G ....0 1\) MASTERS DEGREE IN BUSINESS 757 ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM FSB0088 0 0 G G G G G G G G G G G G G G G G

MASTER OF BUSINESS ADMINISTRATION 758 (MAJOR IN HEALTH CARE ADMINISTRATION) 151 NATIONAL UNIVERSITY, CALIFORNIA, USA FSB0089 0 0 G G G G G G G G G G G G G G G G

760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 7069 6 452 G G G G G G G G G G G G G G G G List 5: Qualifications recognised for Category Ill FSPs

0 .! z .~ 0 c .... z c 0 c c 0 ... .2 0 e "iii :!::: ... "0 ...ftl ... :s Category 3 (Sub Categories Below] 3 ... :::J :!::: ~ ....~ 2! !E !E :!::: t: :,; u iii t: :::J iii -= a a .5 1 2 3 4 5 6 7 8 g 10 11 12 13 14 15 Kl

MASTER OF BUSINESS ADMINISTRATION en 763 (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY FSB0090 0 OG G G G G G G G G G G G G G G G it POST GRADUATE DIPLOMA IN BUSINESS en~ 764 ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 76924 7 160 G G G G G G G G G G G G G G G G A 0 BACHELOR OF COMMERCE (HONS) IN NATIONAL UNIVERSITY OF SCIENCE AND m 767 FINANCE 30 TECHNOLOGY FSB0091 0 OG G G G G G G G G G G G G G G G JJ )>z CERTIFICATION IN INTERNATIONAL RETAIL INTERNATIONAL ACADEMY OF RETAIL .-i 769 BANKING 153 BANKING FSB0092 0 OG G G G G G G G G G G G G G .... IG IG (11 i . )> c MASTERS OF BUSINESS ADMINISTRATION ( G) c 770 Heriot-Watt University) 154 HERIOT-WAIT UNIVERSITY FSB0093 0 OG G G G G G G G G G G G G G G G en THE INSTITUTE OF ADMIN AND COMMERCE c-i 774 DIPLOMA IN LIFE UNDERWRITING 131 OF SOUTH AFRICA FSB0099 6 240 G G G G G G G G G G G G G G G en IG 1\) BACHELOR OF COMMERCE LOGISTICS i ....0 1\) 775 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73779 7 432 G G G G G G G G G G G G G G G G

BACHELOR OF COMMERCE IN ECONOMICS 780 AND INTERNATIONAL TRADE 17 UNIVERSITY OF NORTH WEST 72773 7 360 G G G G G G G G G G G G G G G G 782 BACHELOR OF SCIENCE (ECONOMICS) 157 THE UNIVERSITY OF BATH FSBOlll 0 0 G G G G G G G G G G G G G G G G BACHELOR OF BUSINES SCIENCE: 784 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 8 576 G G G G G G G G G G G G G G G G z 0 BACHELOR OF SCIENCE: OPERATIONS c.u 785 RESEARCH AND INFORMATION SYSTEMS 1 UNISA 6059 7 360 G G G G G G G G G G G G G G G G ~ z 0 List 5: Qualifications recognised for Category Ill FSPs (A) 01 0 GJ 01 z :e 0 (() c .. z c (A) 0 c c 0 8 Ill ;:: ;::0 0 ;:: Qj :!::: ra ra ;:: ::I "1:1 Category 3 [Sub Categories Below] u u ::I .~ ~ ii ...GJ !E !E :!::: t; c( ... u iii t; .5 ::I iii "' a a .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl BACHELOR OF SCIENCE: ACTUARIAL AND G) 787 FINANCIAL MATHEMATICS 5 UNIVERSITY OF PRETORIA FSB0182 7 360 G G G G G G G G G G G G G G G G 0 BACHELOR OF COMMERCE: FINANCIAL c 795 BACHELOR OF LAWS 158 MAKERERE UNIVERSITY, UGANDA FSB0101 0 OG G G G G G G G G G G G G G G G G) c BACHELOR OF BUSINESS SCIENCE IN Ul 796 -I INFORMATION SYSTEMS 9 UNIVERSITY OF CAPE TOWN FSB0115 0 0 G G G G G G G G G G G G G G G G 1\) BACHELOR OF ARTS (SPECIALISATION IN ....0 1\) 799 MATHEMATICS) 28 UNIVERSITY OF HAMPSHIRE FSB0116 0 0 G G G G G G G G G G G G G G G G MASTER OF SCIENCE: FINANCIAL 802 MANAGEMENT 173 UNIVERSITY OF LONDON FSB0126 0 0 G G G G G G G G G G G G G G G G

803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 79009 6 416 G G G G G G G G G G G G G G G G BACHELOR OF TECHNOLOGY: HUMAN 804 RESOURCES MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0127 0 0 G G G G G G G G G G G G G G G G ASSOCIATESHIP OF THE CHARTERED 808 INSURANCE INSTITUTE 61 CHARTERED INSURANCE INSTITUTE FSB0133 0 0 G G G G G G G G G G G G G G G G List 5: Qu<\lifications recognised for Category Ill FSPs

0 Ill z i! 0 c .... z c 0 c c 0 0 0 e "ii ~ ..:I "1:1 ..ca > Category 3 [Sub Categories Below] ..:I i!:! 5 w ~ ~ 2:! !E !E :!:: t; ~ v ii ...Ill .5 a iia .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl 809 DIPLOMA: INSURANCE STUDIES 62 INSURANCE INSTITUTE OF SA (liSA) 20351 7 120 G G G G G G G G G G G G G G G G

BACHELOR OF BUSINESS ADMINISTRATION: (/) 810 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19597 6 384 G G G G G G G G G G G G G G G G 6877 6 528 G G G G ~ 811 BACHELOR OF LAWS: OLD CURRICULUM 5 UNIVERSITY OF PRETORIA G G G G G G G G G G G G ~ NATIONAL DIPLOMA: RETAIL BUSINESS 812 MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0109 6 360 G G G G G G G G G G G G G G G G 6m BACHELOR OF BUSINESS ADMINISTRATION ~ z 816 HONOURS 57 SOUTHERN BUSINESS SCHOOL 71930 8 132 G G G G G G G G G G G G G G G G .-1 G .... 817 BACHELOR OF BUSINESS MANAGEMENT 28 UNIVERSITY OF HAMPSHIRE FSB0187 0 0 G G G G G G G G G G G G G G G 0'1 SOUTHERN ADVENTIST UNIVERSITY, c)> 817 BACHELOR OF BUSINESS MANAGEMENT 181 COLLEGEDALE, TENNESSEE FSB0189 0 0 G G G G G G G G G G G G G G G G G) CHARTERED INSTITUTE OF BANKERS IN c ~ 819 CHARTERED BANKER 160 SCOTLAND FSB0188 0 0 G G G G G G G G G G G G G G G G c (/) BACHELOR OF COMMERCE: ECONOMICS 1\) 820 AND FINANCE 9 UNIVERSITY OF CAPE TOWN 4445 7 432 G G G G G G G G G G G IG G G G G 0.... 1\)

.....CD List 6: Qualifications recogDised for Category Ill FSPs for the transitional period only z 0 0 Gl ';::; 0 c.> z :;:l (J1 c z c (J1 0 c c 0 9 II) co :;:l 0 0 :;:l ~ c.> :;:l :I Ill Ill :;:l -a Category 3 [Sub Categories Below) u u :I ~ .... <( 1..J I! !e !E i v "ii.i i c VI a "ii.ia ..5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Kl liSA PROGRAMME IN ADVANCED

13 INSURANCE PRACTICE 1 UNISA 0-71536 6 120 G G G G G G G G G G G G G G G G G) 0 ICSA PROGRAMME IN STRATEGIC < MANAGEMENT AND CORPORATE m llz 52 GOVERNANCE 1 UNISA 71102 7 96------G - s: m CERTIFICATE: TECHNOLOGY z 246 MANAGEMENT AND INNOVATION 113 DA VINCI INSTITUTE 59449 5 120 G G G G G G G G G G G G G G G G -1 G) 281 DIPLOMA: MARKETING 3 INSTITUTE OF BANKERS 20332 5 240 G G G G G G G G G G G G G G G G ~ ICSA PROGRAMME IN STRATEGIC m MANAGEMENT AND CORPORATE m~ 318 GOVERNANCE 1 UNISA 7110 2 7 96 G G G G G G G G G G G G G G G G .... (J1 c~ 367 CERTIFICATE IN FINANCIAL MANAGEMENT 80 LYCEUM COLLEGE FSB 019 6 60 G G G G G G G G G G G G G G G G G) 369 PROGRAMME: RISK MANAGEMENT 1 UNISA 75949 6 108 G G G G G G G G G G G G G G G G c ~ ADVANCED PROGRAMME: FINANCIAL J\) 374 PLANNING AND ESTATES 1 UNISA 7592 2 7 96 G G G G G G G G G G G G G G G G .....0 J\) BUSINESS MANAGEMENT DEVELOPMENT 486 PROGRAMME 75 TECHNIKON WITWATERSRAND FSB 064 7 OG G G G G G G G G G G G G G G G

595 FINANCIAL MANAGEMENT PROGRAMME 1 UNISA 7127 7 6 96 G G G G G G G G G G G G G G G G PROGRAMME IN ADVANCED BANK 813 MANAGEMENT 1 UNISA FSB0181 7 96 G G G G G G G G G G G G G G G G c.> (J1 (J1 rco List 7: Qualifications recognised for Category IV FSPs 0 J! z :: 0 c .. z c:: c:: c:: g Category 4 [Sub ~ 0 ~ 1:! I'll ;:: ;, "tl Categories t ;, ~ f s :: i ! u Below) 7ii t: .5 :'i a ~a .5 1 Kl 1 NATIONAL DIPLOMA IN FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240 G G 9 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 10 UNIVERSITY OF STELLENBOSCH 71690 7 120 G G 9 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G 9 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 25 NELSON MANDELA METROPOLITAN UNIVERSITY 66096 7 120 G G

11 BACHELOR OF COMMERCE: FINANCE 13 RAU 3117 6 432 G G (./) 14 FURTHER EDUCATION AND TRAINING CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 49835 4 140 G G 14 FURTHER EDUCATION AND TRAINING CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 49835 I 66609 4 140 G G ~ 14 FURTHER EDUCATION AND TRAINING CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSmUTIONS 66609 4 140 G G (./) 17 NATIONAL CERTIFICATE: FINANCIAL SERVICES 52 SGB ALL INSTITUTIONS 48783 2 120 G G 18 FURTHER EDUCATION AND TRAINING CERTIFICATE: SHORTTERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G G m8 19 FURTHER EDUCATION AND TRAINING CERTIFICATE: LONG-TERM INSURANCE 52 SGB ALL INSTITUTIONS 49649 4 140 G G 'll )> 22 NATIONAL CERTIFICATE: WEALTH MANAGEMENT 49 INTEC COLLEGE 57608 5 120G G z 22 NATIONAL CERTIFICATE: WEALTH MANAGEMENT 69 INSET A 57608 5 120 G G _-1

23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 G (11 25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 G )> 28 NATIONAL CERTIFICATE: WEALTH MANAGEMENl 69 INSET A 57608 G c G) 29 CERTIFICATE: FINANCIAL PRODUCTS 4 MILPARK BUSINESS SCHOOL 62809 a=4 120 G G c 29 CERTIFICATE: FINANCIAL PRODUCTS 47 DAMELIN 21166 4 120 G G (./) -1 30 BACHELOR OF COMMERCE: GENERAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G c 3 BACHELOR OF COMMERCE HONOURS: BANKING 5 UNIVERSITY OF PRETORIA 7215 7 200 G G (./) 1\J 34 BACHELOR OF COMMERCE: BANKING MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 360 G G ....0 34 BACHELOR OF COMMERCE: BANKING MANAGEMENT 47 DAME LIN 58005 6 363 G G 1\J 35 BACHELOR OF COMMERCE: INVESTMENT MANAGEMENT 5 UNIVERSITY OF PRETORIA 16386 6 473 G G 35 BACHELOR OF COMMERCE: INVESTMENT MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 3137 7 160 G G 36 MASTER OF COMMERCE: INVESTMENT MANAGEMENT 13 [RAU 313S 8 240 G G 37 NATIONAL CERTIFICATE: BANKING SERVICES ADVICE 4[1\t11LPARK BUSINESS SCHOOL 62811 5 131 G G 37 NATIONAL CERTIFICATE: BANKING SERVICES ADVICE 52 SGB ALL INSTITUTIONS 48533 5 120 G G 38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS 23653 240 G G ~ICATE: FINANCIAL PLANNING 47 DAMELIN 57998 ~ 120 G G R MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA FSB027 0 OG G 46 BACHELOR OF BUSINESS SCIENCE : MANAGEMENT STUDIE5 9 UNIVERSITY OF CAPE TOWN 4403 . 7 S76 G G 47 DIPLOMA IN ACCOUNTING TECHNICIAN 63 ASSOCIATION OF ACCOUNTING TECHNICIANS 20402 5 252 G G 48 CERTIFICATE IN BANK CREDIT 4 MILPARK BUSINESS SCHOOl 59829 5 120 G G 50 BACHELOR OF COMMERCE HONOURS: TAXATION 13 RAU 3093 7 160 G G List 7: Qualifications recognised for Category IV FSPs 0 ~ 0 z .... z c c c c Category 4 [Sub ~ e "ii ...."' i .a > '6 Categories u _,41 ~ !5t il u Below] i 'ii .s I 5 5 I 1 Kl 51 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 3095 6 360 G G 51 BACHELOR OF COMMERCE: ACCOUNTING 15 UNIVERSITY OF WESTERN CAPE 7259 6 360 G G 54 PROGRAMME: BANKING 1 UNISA 6 96 G G 57 MASTER OF COMMERCE IN BANKING 8 300 G G ~OCIATION OF SOUTH AFRICA (BASAl G) =:[BACHELOR OF SCIENCE' MATHEMATICAL STATIST 87 BACHELOR OF ARTS ~STITUTIONS G c 89 ADVANCED PROGRAMME IN BANK CREDIT G) G c 90 DOCTOR OF COMMERCE:INVESTMENT MANAGEMENT u G (/) 91 CERTIFICATE: MANAGEMENT DEVELOPMENT llJUNIVERSITY OF FREE STATE G G -1 1\) 92 MARKETING DIPLOMA ~DUATE SCHOOL OF MARKETING G G 0_. 94 BACHELOR OF MILITARY SCIENCE TY OF STELLENBOSCH g G G 1\) 95 DIPLOMA IN INSURANCE(CHARTERED INSURANCE INSTITUTE) RANCE INSTITUTE OF ZIMBABWE FSB0103 0 0 G G 97 CERTIFICATE:BUSINESS MANAGEMENT 106 THE GRADUATE INSTITUTE OF MANAGEMENT AND TECHNO LOG~ 36045 6 120 G G 99 ASSOCIATE OF INSTITUTE OF BUILDING SOCIETI 3 INSTITUTE OF BANKERS FSB0084 5 120 G G 100 DIPLOMA IN FINANCIAL PLANNING 3 INSTITUTE OF BANKERS 76970 5 240 G G 100 DIPLOMA IN FINANCIAL PLANNING KAPLAN UNIVERSITY FSB0178 0 OG G 104 HIGHER DIPLOMA IN BUSINESS MANAGEMENT FSB0104 0 OG G 109 BACHELOR OF SOCIAL SCIENCE:ECONOMICS AND ECONOMIC HISTOR~ WAZULU-NATAL 2961 7 384 G G 114 BACHELOR OF LAWS RETORIA 6875 G 114 BACHELOR OF LAWS IONS 22993 G 116 liSA PROGRAMME IN RETIREMENT FUND MANAGEMENT 76511 G G 117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 61700 $.I)j- G Ust 7: Qualifications recognised for Category IV FSPs 0 ..!! z ;!::: 0 c: ..c: z c: 0 = e .. Category 4 [Sub i .@ ~ Categories ... ~ ::1 .. .!:::! i i ~ Below] i t; .5 VI ~ a •a .5 1 Kl 117 BACHELOR OF BUSINESS ADMINISTRATION 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA) 62116 7 360 G G 119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G I'TIONAL DIPLOMA MARKETING AND SALES MANAGEMENl 129 TECHNIKON SA FSB0085 6 360 G G MASTER OF BUSINESS ADMINISTRATION:TOURISM DEVELOPMENT 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA) 36072 9 440 G G BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G (/) r¥. BACHELOR OF COMMERCE : MANAGEMENT SCIENCE~ 10 UNIVERSITY OF STELLENBOSCH 19587 G 1 BACHELOR OF COMMERCE 1 UNISA 5563 G ~ 1 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WITWATERSRAND 9843 G ~ 13 1 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 8543 :~ 536 G G 13 1 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 6 384G G 6m 13 1 BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT ELIZABETH 6 360 G G ll )> G 13 1 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY I 61360 G _....,z 13 2 NATIONAL BANKING CERTIFICATE: WEALTH MANAGEMENl 71 ACADEMY OF FINANCIAL MARKETS 12Dl8: 5 120 G G .... IEEAUNG CERTIFICATE ( FSB012 0 OG G 01 EALING CERTIFICATE !ACI THE FINANCIAL MARKET ASSOCIATION FSB0134 0 OG G )> c: EAUNG CERTIFICATE IACI THE FINANCIAL MARKET ASSOCIATION FSB070 0 OG G Gl ELOR OF COMMERCE HONOURS: INFORMATION SYSTEM5 ~ UNIVERSITY OF CAPE TOWN 19970 7 120- G c: 139 FURTHER EDUCATION AND TRAINING CERTIFICATE: BANKING 52 SGB ALL INSTITUTIONS 20185 4 120 G G ~ 140 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE FSBOllO __!'! 536 G G c: (/) 142 BACHELOR OF TECHNOLOGY: INTERNAL AUDITING 72 CENTRAL UNIVERSITY OF TECHNOLOGY FREE STATE 65341 OG G 1\) 144 BACHELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 7055 OG G ....0 144 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 G 1\) 144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 ~~ G 147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 48913 7 679 G G 148 POSTGRADUATE DIPLOMA: MANAGEMENT FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 15497 7 120 G G 151 BACHELOR OF AGRICULTURAL MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2483 6 384 G G 152 BACHELOR OF COMMERCE: BUSINESS MANAGEMENl 5 UNIVERSITY OF PRETORIA 17043 ~1G G 153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE 18613 6G G 153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 9209 7 476 G G 154 BACCALAUREUS PROCURATIONIS 5 UNIVERSITY OF PRETORIA 72822 7 480 G G ~LAUREUS PROCURATIONIS 15 UNIVERSITY OF WESTERN CAPE 8011 7 480 G G 155ICERTIFICATE: TECHNOLOGY MANAGEMENT AND INNOVATION ~CORNERSTONE PERFORMANCE SOLUTIONS 59449 G G 1S6 CERTIFICATE: WEALTH MANAGEMENT GORDON INSTITUTE OF BUSINESS SCIENCE (GIBS) 73350 ~~ tG G 157 DIPLOMA: MANAGEMENT THE INSTITUTE OF ADMIN AND COMMERCE OF SOUTH AFRICil 35957 6 420 G G (0 en z Ust 7: Qualifications recognised for Category IV FSPs 0 0 Gl z E 0 01 .. z c "'01 c c 0 ., (0 0 0 c :;::; 5! Category 4 [Sub :;::; :;::; 0 Qj :!:: :;::; :I > "'0 Categories "'u u :I ~ .....Gl Gl "' !E"' ~ < Q Below) ~ iii i .5 "' a a .5 1 Kl 158 BACHELOR OF LAWS 1 UNISA 6009 7 480 G G 158 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G 158 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G 158 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G) 159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 INTERNATIONAL COMPLIANCE ASSOCIATION FSB 010 0 OG 0 G < 164 BACHELOR OF COMMERCE: LAW 5 UNIVERSITY OF PRETORIA 7092 6 424 G G m 164 BACHELOR OF COMMERCE: LAW 11 UNIVERSITY OF FREE STATE 9843 6 360 G G llz 165 BACHELOR OF COMMERCE: ECONOMICS AND LAW 9 UNIVERSITY OF CAPE TOWN 4427 6 432 G G s:: 166 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 73772 6 432 G G mz 166 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 432 G G -i 166 BACHELOR OF COMMERCE: ACCOUNTING 11 UNIVERSITY OF FREE STATE 16910 6 608 G G G) 166 BACHELOR OF COMMERCE: ACCOUNTING 13 RAU 3095 6 432 G G F:j 166 BACHELOR OF COMMERCE: ACCOUNTING 177 UNIVERSITY OF NATAL 14780 6 416 G G m 168 BACHELOR OF SCIENCE: GEOLOGY 14 UNIVERSITY OF PORT ELIZABETH 17281 6 360- G ::j 169 NATIONAL DIPLOMA: MARKETING 11 UNIVERSITY OF FREE STATE 1327 6 360 G G m 169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON 87131 6 360 G G 01 169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72613 6 360 G G )> 169 NATIONAL DIPLOMA: MARKETING 38 MANGOSUTHU TECHNIKON 72251 6 360 G G c G) 169 NATIONAL DIPLOMA: MARKETING 72 CENTRAL UNIVERSITY OF TECHNOLOGY FREE STATE 65306 6 360 G G c 170 CHARTERED ACCOUNTANT: FINANCIAL MANAGEMENT 6 SAICA 48912 7 698 G G (/) -i 171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 5191 7 120 G G 1\l 174 MANAGEMENT DEVELOPMENT PROGRAMME 1 UNISA FSB0163 0 OG G ....0 174 MANAGEMENT DEVELOPMENT PROGRAMME 10 UNIVERSITY OF STELLENBOSCH FSB0175 5 162 G G 1\l 174 MANAGEMENT DEVELOPMENT PROGRAMME 11 UNIVERSITY OF FREE STATE FSB0164 0 OG G 175 NATIONAL CERTIFICATE: FINANCIAL PLANNING 4 MILPARK BUSINESS SCHOOL 62795 6 120 G G 175 NATIONAL CERTIFICATE: FINANCIAL PLANNING 69 INSET A 57695 6 120 G G 176 BACHELOR OF COMMERCE: BANKING MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 363 G G 176 BACHELOR OF COMMERCE: BANKING MANAGEMENT 47 DAME LIN 58005 6 363 G G 177 BACHELOR ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G 178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITTEE OF TECHNIKON PRINCIPALS 2165 6 360 G G 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS 58341 5 240 G G 179 DIPLOMA: BUSINESS MANAGEMENT 165 SOUTH AFRICAN INSTITUTE OF MANAGEMENT 67690 5 250 G G 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 15506 6 384 G G 181 POSTGRADUATE CERTIFICATE: ADVANCE TAXATION 1 UNISA 14547 7 240 G G List 7: Qualifications recognised for Category IV FSPs 0 Gl z 0 c ~ z 0 c:: c .§ category 4 [Sub 0 0 ... e R 4:1 4:1 :I "0 ... Gl Categories ~ "' :I ~ :e" ti <... 1 a Below] i iii = 6 6 I 1 Kl 183 ADVANCED DIPLOMA: MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62270 6 120 G G 186 BACHELOR OF BUSINESS MANAGEMENT AND ADMINISTRATION HONOUR~ 10 UNIVERSITY OF STELLENBOSCH 15370 7 150 G G 192 DIPLOMA TREASURY: INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 20334 G 193 MASTER OF BUSINESS MANAGEMENT AND ADMINISTRATION 10 UNIVERSITY OF STELLENBOSCH 19608 G 194 DIPLOMA: INVESTMENT MANAGEMENT 13 RAU 3139 G en 197 BACHELOR OF COMMERCE: ACCOUNTING SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19584 ~·6 386 G G ~ 199 CERTIFICATE: LOCAL GOVERNMENT 2 INSTITUTE OF ADMINISTRATION 23616 5 120 G G ~ 200 BACHELOR OF COMMERCE: MARKETING 11 UNIVERSITY OF FREE STATE 16915 6 536 G G en 201 NATIONAL CERTIFICATE: BUSINESS STUDIES: BUSINESS MANAGEMENl 82 DEPARTMENT OF EDUCATION 22452 5 120 G G 203 BACHELOR OF COMMERCE MARKETING AND BUSINESS MANAGEMENl 1 UNISA G 6m 203 BACHELOR OF COMMERCE MARKETING AND BUSINESS MANAGEMENl 5 UNIVERSITY OF PRETORIA ~GSG G :0 ~ )> 203 BACHELOR OF COMMERCE MARKETING AND BUSINESS MANAGEMENl 8 UNIVERSITY OF JOHANNESBURG 73780 7 432 G G z 204 BACHELOR OF ACCOUNTING HONOURS 12 UNIVERSITY OF KWAZULU-NATAL 2559 7 128 G G .-l HIGHER CERTIFICATE IN FINANCIAL MARKETS AND INSTRUMENTS (HISTORICAL 0'1 205 QUALIFICATION) 71 ACADEMY OF FINANCIAL MARKETS FSB 028 )> - c 206 NATIONAL CERTIFICATE: INSURANCE ADMINISTRATION 82 DEPARTMENT OF EDUCATION 14653 G G) 209 NATIONAL CERTIFICATE: COLLECTIVE INVESTMENT SCHEM~ 52 SGB ALL INSTITUTIONS 20638 ~~ G c ~ 210 NATIONAL CERTIFICATE: HEALTHCARE BENEFITS ADMINISTRATION: CLAIMS ASSESSING 52 SGB ALL INSTITUTIONS 120639 4 120 G G c 212 NATIONAL CERTIFICATE: SHORT-TERM INSURANCE 52 SGB All INSTITUTIONS 21796 4 120 G G en ~ 212 NATIONAL CERTIFICATE: SHORT-TERM INSURANCE 52 SGB ALL INSTITUTIONS 57918 5 120 G 0..... 214 NATIONAL CERTIFICATE: FINANCIAL SERVICES MANAGEMENl 52 SGB ALL INSTITUTIONS 48640 4 150 G ~ 218 FURTHER EDUCATION AND TRAINING CERTIFICATE: SHORTTERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G 221 DIPLOMA IN BUSINESS MANAGEMENT (HISTORICAL QUALIFICATION! 47 DAMELIN FSB041 5 OG t=G ASSOCIATESHIP CERTIFICATE: BUILDING SOCIETIES INSTITUTE OF SOUTH AFRICA 222 (HISTORICAL QUALIFICATION) 62 INSURANCE INSTITUTE OF SA {liSA) FSB042 5 OG G 223 NATIONAL HIGHER CERTIFICATE: BANKING 68 COMMimE OF TECHNIKON PRINCIPALS 1213 5 240 G G 224 NATIONAL CERTIFICATE: BANKING 52 SGB All INSTITUTIONS 61589 5 120 G 225 DIPLOMA: ROAD TRANSPORT MANAGEMENT FREIGH1 13 RAU 3215 5 240 G 226 liSA PROGRAMME: LIFE INSURANCE 1 UNISA 71501 5 120 G t= 228 DIPLOMA: BANKING 1 UNISA 14373 5 384G G 1229 CERTIFICATE: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 17001 5 120 G G 23..! HIGHER CERTIFICATE: SHORT-TERM INSURANCE 4 MILPARK BUSINESS SCHOOL 83526 5 120 G G 232 HIGHER CERTIFICATE: SHORT-TERM INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA) 20411 5 120 G G z list 7: Qualifications recognised for Category IV FSPs 0 0 .!! z .t:: 0 w .. z c 01 c 01 0 c c 0 8 Category 4 [Sub ; 0 0 ; Gi :!::"' tO .. ; ; :1 > "CC Categories w u u.. :1 .. .t:: ...... !E !E i Ill~ v Below] ;;; ;;; t; .5 a a .5 1 Kl 233 HIGHER CERTIFICATE: LONG-TERM INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA) 20411 5 120 G G 234 CERTIFICATE: MANAGEMENT DEVELOPMENT 4 MILPARK BUSINESS SCHOOL 62269 5 120 G G 236 ADVANCED CERTIFICATE: INTERNATIONAL TRADE (EXPORTS/IMPORTS) 169 INTERNATIONAL TRADE INSTITUTE OF SOUTHERN AFRICJI 24356 5 284 G G 237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36047 S 120 G G Gl 239 NATIONAL DIPLOMA: FINANCIAL SERVICES LONG TERM RISK ASSESSMENl 52 SGB ALL INSTITUTIONS 49860 5 245 G G 0 240 NATIONAL CERTIFICATE: BANKING (FINANCIAL SERVICES) 4 MILPARK BUSINESS SCHOOL 62794 5 120 G G < m 240 NATIONAL CERTIFICATE: BANKING (FINANCIAL SERVICES) 47 DAMELIN 57639 5 120 G G ll 4 MILPARK BUSINESS SCHOOL 62811 5 131 G G z 242 NATIONAL CERTIFICATE: BANKING SERVICE ADVICE s:: 242 NATIONAL CERTIFICATE: BANKING SERVICE ADVICE 47 DAMELIN 58002/50353 5 131 G G m 244 NATIONAL CERTIFICATE: GENERIC MANAGEMEN1 52 SGB ALL INSTITUTIONS 59201 5 162 G G z -1 245 REGISTERED FINANCIAL PLANNER PROVIDED UNDERLYING QUALIFICATION IS ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59234 5 120 G G Gl 113 DA VINCI INSTITUTE 59449 5 120 G ~ 246 CERTIFICATE: TECHNOLOGY MANAGEMENT AND INNOVATION - m 247 CERTIFICATE: BANK CREDIT 4 MILPARK BUSINESS SCHOOL 62813 5 120 G G :::j 247 CERTIFICATE: BANK CREDIT 47 DAME LIN 59829 5 120 G G m 249 CERTIFICATE: SALES: BANKING SERVICES 4 MILPARK BUSINESS SCHOOL 65170 5 120 G - 251 NATIONAL DIPLOMA: ECONOMIC MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS 961 6 360 G G 01 )> 252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 977 6 360 G G c 253 NATIONAL DIPLOMA: COST AND MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72220 6 360 G G Gl 1061 G c 253 NATIONAL DIPLOMA: COST AND MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 6 360 G (/) 253 NATIONAL DIPLOMA: COST AND MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY 72723 6 360 G G -1 1\) 254 BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 2549 6 384 G G 0 255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL 2961 6 384 G G 1\) 256 BACHELOR OF COMMERCE: INDUSTRIAL PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG 73775 6 432 G G 256 BACHELOR OF COMMERCE: INDUSTRIAL PSYCHOLOGY 13 RAU 3255 6 432 G G 256 BACHELOR OF COMMERCE: INDUSTRIAL PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G 259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 7039 6 536 G G 259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE 16913 6 S36 G G 260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 5563 6 360 G G 260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G 262 BACHELOR OF COMMERCE: MONETARY ECONOMICS 140 VISTA UNIVERSITY 7895 6 360 G G 263 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G 263 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G 263 BACHELOR OF LAWS 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G Ust 7: Qualifications recognised for Category IV FSPs 0 Ql z .. 0 +I c: z 0 c c 5! ... Category 4 (Sub ;:; 0 0 :: ;:; j -a Categories ..u rJ !i ~ Gl :: t: 1 u.. Below] ; ; .5 ~ B B ~ 1 Kl 263 BACHELOR OF LAWS 11 UNIVERSITY OF FREE STATE 8877 6 480 G G 263 BACHELOR OF lAWS 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G 263 BACHELOR OF LAWS 13 RAU 3403 7 592 G G 263 BACHELOR OF LAWS 17 UNIVERSITY OF NORTH WEST 8389 6 384G G 263 BACHELOR OF LAWS 20 UNIVERSITY OF LIMPOPO 20992 6 348 G G (/) 263 BACHELOR OF LAWS 140 VISTA UNIVERSITY 13783 6 360 G G ~ 263 BACHELOR OF LAWS 177 UNIVERSITY OF NATAL 2863 7 480 G G ~ 264 BACHELOR OF COMMERCE: LAW 8 UNIVERSITY OF JOHANNESBURG 73778 6 448 G G (/) 264 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G 265 BACHELOR OF BANKING 1 UNISA 14375 6 504 G G 6m 266 BACHELOR OF COMMERCE: ACCOUNTANCY 12 UNIVERSITY OF KWAZULU-NATAL 14779 6 384 G G :0 )> 267 BACHELOR OF SCIENCE: ACTUARIAL SCIENCE 12 UNIVERSITY OF KWAZULU-NATAL 16253 6 384 G G z .-1 269 BACHELOR OF COMMERCE: AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16441 6 421 G G ..... 270 BACHELOR OF COMMERCE: GENERAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G 0'1 271 BACHELOR OF COMMERCE: AGRICULTURAL ECONOMICS 11 UNIVERSITY OF FREE STATE 16927 6 568 G G )> c: 273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16991 5 240 G G Gl 274 BACHELOR OF COMMERCE: MANAGEMENT SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G c: 275 BACHELOR OF ECONOMICS: ECONOMICS AND MANAGEMENT 10 UNIVERSITY OF STELLENBOSCH 19592 6 370 G G ~ 280 DIPLOMA: ACCOUNTING AND BUSINESS ADMINISTRATION 171 ICESA CITY CAMPUS 24326 6 360 G G c: (/) [281 DIPLOMA: MARKETING 3 INSTITUTE OF BANKERS 20332 5 240 G G 1\) 1 281 DIPLOMA: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G .....0 282 DIPLOMA: MANAGEMENT 131 THE INSTITUTE OF ADMIN AND COMMERCE OF SOUTH AFRICji 35957 G 1\) 283 CERTIFICATE: BUSINESS MANAGEMENl 139 GRADUATE SCHOOL OF MANAGEMENT AND TECHNOLOGY 36045 G ASSOCIATE FINANCIAL PLANNER (AFP) PROVIDED UNDERLYING QUALIFICATION IS 287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59233 6 120G G 288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL 62814 6 240 G G 288 HIGHER DIPLOMA: BANKING 47 DAME LIN 59830 6 240 G G 289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA 5561 6 384 G 289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB All INSTITUTIONS 59850 6 360 G 291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G t= 291 NATIONAL DIPLOMA :MANAGEMENT tiURI!AN UNIVERSilYTECHNOLOGY 72249 6 360 G G 291 NATIONAL DIPLOMA :MANAGEMENT OUTHERN BUSINESS SCHOOL 57222 6 360 G G 293 REGISTERED PERSONS EXAM: EQUITIES MARKEl OUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ FSB030 6 OG G 294 REGISTERED PERSONS EXAM: BOND MARKET (COMPLIANCE) OUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ FSB031 6 OG G .... 0 0

List 7: Qualifications recognised for Category IV FSPs 0 til z E... 0 c c z c ., 0 0 c .2 e Category 4 [Sub :;:; 0 ... 'ii .t:: i :I "CC Categories u ..u ~ a: I!! ~ :e ~ i ... v Below] .. '1i ~ .E a a .E "' 1 Kl 295 REGISTERED PERSONS EXAM: BOND MARKET (TRADER) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: FSB 032 6 OG G 296 REGISTERED PERSONS EXAM: FUTURES MARKEl 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: FSB 033 6 OG G 297 REGISTERED PERSONS EXAM: YIELD MARKET 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: FSB 034 6 OG G 298 REGISTERED PERSONS EXAM: CURRENCY DERIVATIVES MARKET (ADVICE) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: FSB 035 6 OG G Gl 299 REGISTERED PERSONS EXAM: CURRENCY DERIVATIVES MARKET (TRADER) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: FSB 036 6 OG G 0 300 REGISTERED PERSONS EXAM: FOREX MARKEl 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: FSB 037 6 OG G m< 306 BACHELOR OF SCIENCE: MATHEMATICAL STATISTIC~ 21 UNIVERSITY OF VENDA 17398 6 408 G G zlJ 307 BACHELOR OF COMMERCE: FINANCIAL PLANNING 14 UNIVERSITY OF PORT ELIZABETH 66093 6 366 G G s:: 308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB ALL INSTITUTIONS 57202 7 480 G G m 309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72429 7 480 G G z ~ 309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1325 7 480 G G Gl 310 POSTGRADUATE DIPLOMA: FINANCE BANKING AND INVESTMENT MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2629 7 128 G G ~ 311 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 120 G G m 313 BACHELOR OF COMMERCE HONOURS: ACCOUNTING 13 RAU 3093 7 160 G G ::j 315 BACHELOR OF COMMERCE HONOURS: INVESTMENT MANAGEMENT 13 RAU 3137 7 160 G G m 316 BACHELOR OF BUSINESS SCIENCE: MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G 01 318 ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE GOVERNANCE 1 UNISA 7110 2 96 G G 7 )> 319 BACHELOR OF COMMERCE HONOURS: BANKING 30 NATIONAL UNIVERSITY OF SCIENCE AND TECHNOLOGY FSB068 0 OG G c Gl 320 POSTGRADUATE CERTIFICATE: ADVANCED TAXATION 1 UNISA 14547 7 240 G G c 321 BACHELOR OF BUSINESS SCIENCE: ECONOMICS 177 UNIVERSITY OF NATAL 14784 7 544 G G (/) 322 BACHELOR OF ARTS HONOURS: INTERNATIONAL TRADE AND FINANCE 13 RAU 14860 7 160 G G ~ 1\) 324 BACHELOR OF ARTS HONOURS: TRADE AND DEVELOPMENT 13 RAU 15475 7 160 G G 0_., 325 BACHELOR OF COMMERCE HONOURS: FINANCIAL MANAGEMENT SCIENCE~ 5 UNIVERSITY OF PRETORIA 16400 7 180 G G 1\) 326 BACHELOR OF COMMERCE HONOURS: AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16486 7 160 G G 327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G 328 BACHELOR OF COMMERCE HONOURS: FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G

331 POSTGRADUATE DIPLOMA: PROFESSIONAL ACCOUNTANT IN PRACTICE 50 SOUTH AFRICAN INSTITUTE OF PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL ACCOUNTANT IN 332 BUSINESS 50 SOUTH AFRICAN INSTITUTE OF PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36050 7 240 G G 334 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G 335 ADVANCED POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G 337 BACHELOR OF COMMERCE HONOURS: FINANCIAL PLANNING 13 RAU 50148 7 120 G G List 7: Qualifications recognised for category IV FSPs 0 z E... z0 c c c 0 0 c e Category 4 (Sub ;I "' i... l'j i categories i 1 u Below] ; !E .5 I a iia I ' BACHELOR OF TECHNOLOGY: INTERNAL AUDITING 72 CENTRAL UNIVERSITY OF TECHNOLOGY FREE STATE 65341 7 480 338 G=te

340 CERTIFIED FINANCIAL PLANNER PROVIDED UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59235 G PROFESSIONAL POSTGRADUATE QUALIFICATION: COMPANY SECRETARIAL AND fG 341 GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 OG G Ul 342 DOCTOR OF COMMERCE: INVESTMENT MANAGEMENT 13 RAU 3133 8 360 G G ~ 343 MASTER OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 4807 8 300 G G ~ 344 DOCTOR OF COMMERCE: SPECIALISATION IN INSURANCE SCIENCE 5 UNIVERSITY OF PRETORIA 4887 8 144 G G Ul 346 MASTER OF BUSINESS ADMINISTRATION: TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19606 8 288 G G 349 MASTER: BUSINESS ADMINISTRATION: GENERAL 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA) 36078 9 200 G G 6m I350IMASTER: BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G :n z)> 352 ALTERNATIVE INVESTMENT SPECIALIST (CAIA) (FOREIGN QUALIFICATION) 93 CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION (CAIA) FSB002 0 OG G .-t CHARTERED INSURANCE INSTITUTE: CERTIFICATE IN INSURANCE (FOREIGN (J1 353 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB003 0 OG G )> § 354 CHARTERED INSURANCE INSTITUTE: DIPLOMA IN INSURANCE (FOREIGN QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 004 0 OG G c Ul CHARTERED INSURANCE INSTITUTE: ADVANCED DIPLOMA IN INSURANCE (FOREIGN -t 355 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 005 0 OG G c Ul 1\) 356 FELLOWSHIP OF THE CHARTERED INSURANCE INSTITUTE (FOREIGN QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 006 0 OG G .....0 1\) 357 ASSOCIATESHIP OF THE CHARTERED INSURANCE INSTITUTE (FOREIGN QUALIFICATION) 62 INSURANCE INSTITUTE OF SA {liSA) FSB 007 0 OG G 359 INTERNATIONAL CERTIFICATE IN FINANCIAL ADVICE 176 SECURITIES AND INVESTMENT INSTITUTE FSB009 0 OG G 386 REGISTERED PERSONS EXAM: MONEY MARKEl 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ FSB038 6 OG G 387 REGISTERED PERSONS EXAM: AGRICULTURAL PRODUCTS 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ FSB 039 = 6 OG G 391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL 14789 7 576 G G 397 DOCTOR OF COMMERCE: INSURANCE SCIENCE ~OF PRETORIA 4887 8 144 G G 405 BACHELOR OF COMMERCE: RISK MANAGEMENT OF FREE STATE 16936 6 528 G G 406 NATIONAL CERTIFICATE: FINANCIAL MARKETS AND INSTRUMENTI 52 SGB ALL INSTITUTIONS 50481 6 120 G G 2629 7 128 G G z 407 POSTGRADUATE DIPLOMA: FINANCE BANKING AND INVESTMENT BANKING 177 UNIVERSITY OF NATAL 9 412 CHARTERED FINANCIAL ANALYST (CFA)(FOREIGN QUALIFICATION) 0 FSB 001 0 OS s w 41 CHARTERED INSURANCE INSTITUTE (CII): FELLOWSHIP (FOREIGN QUALIFICATION) 0 FSB006 0 G (J1 OG (J1 !414 BACHELOR OF COMMERCE HUMAN RESOURCES MANAGEMENT S UNIVERSITY OF PRETORIA 7067 7 455 G G <0w ...... Q ... s

Ust 7: Qualifications recognised for Category IV FSPs 0 z 0 i z 1: s:: s:: Category 4 [Su~ 0 1: e ~ .!:! -; ~ ta i Categories u '5 := !§ 5 := t; 3 ~ Below] ta t; .s ~ a ~a .s 1 Kl 415 BACHELOR OF COMMERCE HONOURS: RISK MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE FSB 047 6 OG G 416 NATIONAL DIPLOMA:BUSINESS MANAGEMENT 82 DEPARTMENT OF EDUCATION FSB 048 0 OG G 417 BACHELOR OF SCIENCE:BUSINESS MATHEMATICS AND IN FORMA TIC~ 52 SGB ALL INSTITUTIONS 35954 6 360 G G ~BACHELOR OF COMMERCE INDUSTRIAL AND ORGANISATIONAL PSYCHOLOG) 1 UNISA 5563 6 384 G (j) 419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA 5563 6 384 G 0 422 BACHELOR OF AGRICULTURE HONOURS: AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16911 7 120 G m< 423 BACHELOR OF COMMERCE: INTRAPRENEURIAL MANAGEMENT UNIVERSITY OF JOHANNESBURG 73715 6 llz 425 MANAGEMENT ADVANCEMENT PROGRAMME WITS BUSINESS SCHOOL FSB0153 0 s: 426 BACHELOR OF COMMERCE {HONOURS) HUMAN RESOURCE MANAGEMENT UNIVERSITY OF PRETORIA 7 1 (137 m SGB ALL INSTITUTIONS 7 4 z 427 BACHELOR OF PHARMACY -1 429 BACHELOR OF COMMERCE:MARKETING AND BUSINESS MANAGEMENl 47 DAMELIN 6 360 G G (j) 432 BACHELOR OF COMMERCE: SPORTS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73782 6 472 G G F;; 434 NATIONAL TEACHER'S DIPLOMA: COMMERCE 82 DEPARTMENT OF EDUCATION FSB 051 6 360 G G m 435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 62342 8 480 G G ~ 436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION 6 360 G G JT1 438 BACHELOR OF COMMERCE: INDUSTRIAL COMMUNICATION 17 UNIVERSITY OF NORTH WEST 7 512 G 01 440 BACHELOR OF COMMERCE: QUANTITATIVE SCIENCES 10 UNIVERSITY OF STELLENBOSCH E 6 376 G > 441 BACHELOR OF ACCOUNTING SCIENCE HONOURS 1 UNISA 5669 7 120 G c (j) 442 BACHELOR OF COMMERCE: GENERAl UNIVERSITY OF WESTERN CAPE 19408 6 360 G c w 443 PROFESSIONAL ADVANCED QUALIFICATION: GOVERNANCE AND ADMINISTRATION 90 CHARTERED SECRETARIES SOUTHERN AFRICA 60655 6 120 G -1 rv 445 BACHELOR OF SCIENCE 52 SGB All INSTITUTIONS 35954 6 360 G .....0 446 CHARTERED MANAGEMENT ACCOUNTING 110 CHARTERED INSTITUTE OF MANAGEMENT ACCOUNTING (CIMAJ FSB0176 7 OG G rv 447 ABSA MANAGEMENT PROGRAMME (AMP) 91 GORDON INSTITUTE OF BUSINESS SCIENCE (GIBS) FSB 061 5 OG G 448 CERTIFICATE IN OFFSHORE FINANCE AND ADMINISTRATION 143 INSTITUTE OF CHARTERED SECRETARIES AND ADMINISTRATOR~ FSB 056 6 OG G 449 NATIONAl DIPLOMA IN PENSIONS MANAGEMENT 168 ZIMBABWE MINISTRY OF HIGHER EDUCATION AND TECHNOLOGY FSB 053 5 OG G 450 BACHELOR OF COMMERCE: ECONOMIC SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G 451 FELLOW OF CHARTERED INSTITUTE OF BANKERS IN SCOTLAND 160 CHARTERED INSTITUTE OF BANKERS IN SCOTLAND FSB 054 6 OG G 453 ADVANCED EXECUTIVE PROGRAMME 1 UNISA 7 OG

454 BACHELOR OF COMMERCE HONOURS DEGREE IN INSURANCE AND RISK 30 NATIONAL UNIVERSITY OF SCIENCE AND TECHNOLOGY 7 OG 455 DIPLOMA: BUSINESS MANAGEMENT 6 360 G 458 FINANCIAL RISK MANAGER 1111,GLOBAL ASSOCIATION OF RISK PROFESSIONAl !. .. 6 OG 462 BACHELOR OF TECHNOLOGY: BUSINESS ADMINISTRATION 123 BORDER TECHNIKON 1065,~ 7 480 G ~ List 7: Qualifications recognised for Category IV FSPs 0 G! z 0 ~ z c c c ,g 0 0 c e .. Category 4 [Sub l:l ... a; ~ l:l :8 "CC Categories 5 ..u _,t l!! !!i ~ v Below} .. =ti ~ .5 I a a .5 1 Kl 463 MASTER OF TECHNOLOGY: BUSINESS ADMINISTRATION 68 COMMITTEE OF TECHNIKON PRINCIPAlS 1069 8 120 G G 465 CERTIFICATE OF FINANCIAL ADVISING 161 IFS UK FSB67 0 OG G 466 ADVANCED DIPLOMA: TRUST AND ESTATE PlANNING 3 INSTITUTE OF BANKERS 76968 6 240 G G 467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS 76966 6 240 G G ~ANCED DIPLOMA IN FINANCIAL PlANNING 3 INSTITUTE OF BANKERS 76964 G (/) OW OF ACTUARIAL SOCIETY OF SOUTH AFRICA (FASSA) 118 ACTURIAL SOCIETY OF SOUTH AFRICA FSB 062 G 471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 76969 ;1241 G '-1~ 472 DIPLOMA: CREDIT 3 INSTITUTE OF BANKERS 20331 5 240 G IG (/) 473 DIPLOMA: TRUST: ESTATE ADMINISTRATION 3 INSTITUTE OF BANKERS 5 240 G (0335 IG 478 PROFESSIONAL QUALIFICATION: GOVERNANCE AND ADMINISTRATION 52 SGB All INSTITUTIONS G 8m 479 PROFESSIONAL QUALIFICATION: MANAGEMENT AND ADMINISTRATION 52 SGB ALL INSTITUTIONS G :D ~~: )> 482 BACHELOR OF COMMERCE: MARKETING MANAGEMENT WUNIVERSITY OF PRETORIA 7099 6 445 G G z MCCARTHY MANAGEMENT PROGRAMME :-1 484 91 GORDON INSTITUTE OF BUSINESS SCIENCE (GIBS) FSB063 5 120 G G ..... 485 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G (J'1 487 NATIONAL DIPLOMA: COMMERCIAL PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72561 6 360 G )> 488 BACHELOR OF COMMERCE: COMMUNICATION MANAGEMENT c 5 UNIVERSITY OF PRETORIA 7047 6 455 G G) 489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE 18853 6 480 G $ c (/) SAFEX JUNIOR CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES DEALER -1 490 QUALIFICATION) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM} FSB064 G c (/) 491 QUALIFIED STOCKBROKER SAIS BOARD EXAMINATION 120 SOUTH AFRICAN INSTITUTE OF STOCKBROKERS FSB065 ~~ G !495 NATIONAL CERTIFICATE: FINANCIAL SERVICES WEALTH MANAGEMENT 52 SGB ALL INSTITUTIONS 48493 4 140 G G .....~ j503 BACHELOR OF COMMERCE: FINANCIAL MANAGEMENT 21 UNIVERSITY OF VENDA 22854 6 424 G G 1\) 504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G 504 MASTER OF BUSINESS ADMINISTRATION 5 UNIVERSITY OF PRETORIA 4909 G f::#300G 504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 5047 120 G G 504 MASTER OF BUSINESS ADMINISTRATION 11 UNIVERSITY OF FREE STATE 16972 240 G G 508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 9267 8j120IG G 516 BACHELOR OF SCIENCE: ECONOMICS, MATHEMATICS, STATISTIC~ 12 UNIVERSITY OF KWAZULU-NATAL 3059 6 390 IG G 519 CERTIFICATE: WEALTH MANAGEMENT 5 UNIVERSITY OF PRETORIA 73350 120G G 522 CERTIFICATE: FOUNDATION MANAGEMENT DEVELOPMENT PROGRAMME S UNIVERSITY OF PRETORIA 67249 120 G G 523 CERTIFICATE: MIDDLE MANAGEMENT DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67189 =t! 120 G G 524 CERTIFICATE: SENIOR MANAGEMENT DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67215 7 120 G G 525 BACHELOR OF PERSONNEL LEADERSHIP HONOURS 11 UNIVERSITY OF FREE STATE 16963 8 120 G G 526 BACHELOR OF COMMERCE HONOURS FINANCIAL MANAGEMENT 13 RAU 18974 7 160 G G List 7: Qualifications recognised for CategOry IV FSPs 0 z :; 0 ... 1: c c z 0 c e category 4 [Sub -8 .2 i t! ..... i !I .:!::! ] 1 Categories $ $ ... t: 0 Below] ii .5 i a iia I l Kl

529 BACHELOR OF ADMINISTRATION: PUBLIC SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 17240 6 384 G G 530 NATIONAL DIPLOMA: FINANCIAL INFORMATION SYSTEMS 8 UNIVERSITY OF JOHANNESBURG 74088 6 360 G G 532 DIPLOMA: FINANCIAL MANAGEMENT 162 REGENT BUSINESS SCHOOL (PTY) LTD 71779 5 240 G G Gl 533 CERTIFICATE: ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 15179 5 120 G G 534 BACHELOR OF COMMERCE IN MARKETING AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G m~ AN KING 3 INSTITUTE OF BANKERS 0 OG G ::0z BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OF THE WITWATERSRAND 6 360 G G s::: 537 BACHELOR OF ECONOMIC SCIENCE HONOURS I 71UNIVERSITY OF THE WITWATERSRAND 9857 8 160 G G mz 538 DIPLOMA: BUSINESS INFORMATION TECHNOLOGY NESS COLLEGE 35966 S 240 G G -1 S40 NATIONAL DIPLOMA: HUMAN RESOURCES MANAGEMENT OHANNESBURG 74093 6 360 G G Gl 541 NATIONAL DIPLOMA: HUMAN RESOURCES MANAGEMENT 38 MANGOSUTHU TECHNIKON 72299 6 360 G G F:i 541 NATIONAL DIPLOMA: HUMAN RESOURCES MANAGEMENT 52 SGB ALL INSTITUTIONS 49692 5 249 G G m 543 ILPA 163 ILPA FSB0119 0 OG G ::j 549 ADVANCED DIPLOMA IN TREASURY AND INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 76963 6 240 G G m 550 BACHELOR OF COMMERCE HONOURS DEGREE IN FINANCE ~NAL UNIVERSITY OF SCIENCE AND TECHNOLOGY FSB 069 G SAFEX ORDINARY CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES DEALER 559 QUALIFICATION) TITUTE OF FINANCIAL MARKETS (SAIFM) FSB081 G 564 HIGHER DIPLOMA IN EDUCATION- COMMERCE I 10IUNIVERSITY OF STELLENBOSCH FSB082 G G 573 CERTIFIED INTERNAL AUDITOR (CIA) ~OF INTERNALAUOITORS FSB 083 G 579 BACHELOR OF COMMERCE INDUSTRIAL AND ORGANISATIONAL PSYCHOLOG~ 5563 G 580 MASTER OF BUSINESS LEADERSHIP 5789 a9 360 G G 581 NATIONAL DIPLOMA CREDIT MANAGEMENT 1 UNISA 62380 6 360 G G 582 CERTIFICATE: COMMERCE: FINANCIAL ACCOUNTING 49 INTEC COLLEGE 21166 4 120 G G 583 DIPLOMA: COST AND MANAGEMENT ACCOUNTING 2 INSTITUTE OF ADMINISTRATION 67709 6 420 G G 583 DIPLOMA: COST AND MANAGEMENT ACCOUNTING 52 5GB ALL INSTITUTIONS 67694 6 240 G G 585 BACHELOR OF COMMERCE: ENTREPRENEURSHIP 1 UNISA 5563 6 360 G G 589 MASTER OF SCIENCE IN INVESTMENT MANAGEMENT ~OOLLONOON G 593 BACHELOR OF COMMERCE HONOURS INSURANCE AND RISK MANAGEMENT TE UNIVERSITY FSB0132FSOOl~. 0 G G 594 NATIONAL DIPLOMA: RETAIL BUSINESS MANAGEMENT LA UNIVERSITY TECHNOLOGY 78666 360 G G 598 BACHELOR OF COMMERCE HONOURS NORTHWEST 72758 G 600 BACCALAUREUS COMPUTATION IS 1 UNISA 5535 601 BACHELOR OF COMMERCE HONOURS 1 UNISA 5687 ~ 601 BACHELOR OF COMMERCE HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9851 I 7I120IG G list 7: Qualifications recognised for category IV FSPs 0 Gl z .. 0 c .. z c 0 c c Category 4 [Sub .g e t:.. :8 .g :I "£I categories ""l'J l'J :I ~ ..Gl t: i :'i 1 u Below] ii ii tl ..5 & & .5 1 Kl 602 HIGHER CERTIFICATE: COMMERCE: FINANCIAL PLANNING 47 DAMELIN 21181 5 160 G G 603 BACHELOR OF SCIENCE (MAJOR STATISTICS) 52 SGB ALL INSTITUTIONS 35954 6 360 G G 604 ASSOCIATE CHARTERED INSTITUTE OF BUSINESS MANAGEMENT 128 THE CHARTERED INSTITUTE OF BUSINESS MANAGEMENT FSB071 0 OG G ~ACHELOR OF TECHNOLOGY: MARKETING 37 DURBAN UNIVERSITY TECHNOLOGY 72150 7 480 G G

BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G (/) 614 CERTIFICATE IN SECURITIES AND INVESTMENTS 85 CHARTERED INSTITUTE SECURITIES FOR INVESTMENT FSB072 0 OG G );! 615 DIPLOMA: FINANCIAL MANAGEMENT 138 THE CHARTERED ASSOCIATION OF CERTIFIED ACCOUNTANT~ FSB073 0 OG G 617 NATIONAL HIGHER CERTIFICATE: ACCOUNTANCY 37 DURBAN UNIVERSITY TECHNOLOGY 72272 S 240 G G (/)~ 619 BACHELOR OF COMMERCE: TOURISM MANAGEMENT 5 UNIVERSITY OF PRETORIA 7113 6 426 G G 620 ADVANCED DIPLOMA IN BUSINESS MANAGEMENT 165 SOUTH AFRICAN INSTITUTE OF MANAGEMENT 67689 6 400 G G m6 621 NATIONAL HIGHER CERTIFICATE: ACCOUNTANCY 1 UNISA 62418 5 240 G G ~ 622 NATIONAL CERTIFICATE N6 MARKETING MANAGEMENT 82 DEPARTMENT OF EDUCATION 22467 G z 623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72149 ~~ G _-! 624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 G 01 ~NAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1023 G )> LOR OF COMMERCE INSURANCE SCIENCE 5 UNIVERSITY OF PRETORIA 7075 '1'!91: G c: Gl 627 NATIONAL DIPLOMA: ADMINISTRATIVE MANAGEMENT FINANCIAl 1 UNISA 62368 6 360 G G c: 630 NATIONAL DIPLOMA TAXATION 1 UNISA 62415 6 360 G G ~ 631 BACHELOR OF COMMERCE: ECONOMIC SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G c: 634 BACHELOR OF COMMERCE: HUMAN RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G (/) 1\) 634 BACHELOR OF COMMERCE: HUMAN RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 16925 6 520 G G 0.... 635 NATIONAL DIPLOMA: FINANCE AND ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNIKON 72295 6 3~G G 1\) 636 CERTIFICATE IN HUMAN RESOURCES ADMINISTRATION 49 INTEC COLLEGE 21045 G 637 NATIONAL DIPLOMA: FINANCIAL ACCOUNTING 79 THE INSTITUTE OF CERTIFIED BOOKKEEPERS 20366 4~G6 G G 639 ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 15179 5 120 G G 641 CERTIFICATE: BANKING 47 DAMELIN 21164 5 120 G G 643 BACHELOR OF COMMERCE: LAW 7 UNIVERSITY OF THE WITWATERSRAND FSB0112 0 OG G 653 POSTGRADUATE CERTIFICATE IN MANAGEMENT STUDIES 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA) 57206 6 120 G G 662 BACHELOR OF COMMERCE HONOURS: INTERNATIONAL TRADE AND FINANCE 13 RAU 15415 7 160 G G 669 liSA PROGRAMME IN SHORT-TERM INSURANCE 1 UNISA 76546 5 60 G G 672 PRACTICAL LEGAL TRAINING COURSE 17 UNIVERSITY OF NORTH WEST FSB0107 0 OG G 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G 678 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G 685 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G ~=i ... en0

list 7: Qualifications recognised for tatesory IV FSPs CP z0 :e c: ... ~ 1: c: 0 Category 4 (Sut ~ 0 j e Q; .t! ... :s > "t:: Categories ~ ~ !l CP !E a i 0 Below] 1i !!.. ti .5 ~ a a .5 1 Kl 691 BACHELOR OF COMMERCE FINANCIAL MANAGEMENT 13 RAU 18974 8 160 G G 694 BACHELOR OF TECHNOLOGY: BUSINESS ADMINISTRATION 8 UNIVERSITY OF JOHANNESBURG 73811 7 480 G G 694 BACHELOR OF TECHNOLOGY: BUSINESS ADMINISTRATION 36 CAPE PENINSULA UNIVERSITY TECHNOLOGV 78684 7 480 G G 698 BACHELOR OF COMMERCE: MANAGEMENT 15 UNIVERSITY OF WESTERN CAPE 7281 6 360 G G Gl 703 BACHELOR OF COMMERCE: FINANCE AND MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G 0 704 HIGHER CERTIFICATE: MARKETING 01 IMM GRADUATE SCHOOL OF MARKETING 79866 m< 717 CERTIFICATE IN MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL s zJJ 718 NATIONAL DIPLOMA: MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 6 s:: 719 NATIONAL ADVANCED DIPLOMA IN MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL lt!= 7 120 m 731 CERTIFICATE: ASSOCIATE IN MANAGEMENT 112 UCT GRADUATE SCHOOL OF BUSINESS 15179 5 120 G z 'h -1 757 MASTERS DEGREE IN BUSINESS ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM FSB0088 0 OG G Gl ~ 758 MASTER OF BUSINESS ADMINISTRATION (MAJOR IN HEALTH CARE ADMINISTRATION) 151 NATIONAL UNIVERSITY, CALIFORNIA, USA FSB0089 0 OG G m 760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 7069 6 452 G G ::j 763 MASTER OF BUSINESS ADMINISTRATION (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY FSB0090 0 OG G m 764 POST GRADUATE DIPLOMA IN BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 76924 7 160 G G 01 765 BACCALAUREUS TECHNOLOGY: HUMAN RESOURCES MANAGEMENT 1 UNISA 62328 7 480- G )> 767 BACHELOR OF COMMERCE {HONS) IN FINANCE -NAL UNIVERSITY OF SCJENC£ AND TECHNOLOGY FSB0091 c Gl CERTIFICATION IN INTERNATIONAL RETAIL BANKING NATIONAL ACADEMY OF RETAIL BANKING FSB0092 0 0 G c MASTERS OF BUSINESS ADMINISTRATION (Heriot-Watt Unlversitv) T-WATT UNIVERSITY FSB0093 rn 771 NATIONAL CERTIFICATE IN BANKING (BANKING SALES PEOPLE) 52 SGB ALL INSTITUTIONS 61589 'ffi~ 120 -1 774 DIPLOMA IN LIFE UNDERWRITING 131 THE INSTITUTE OF ADMIN AND COMMERCE OF SOUTH AFRICJl FSB0099 6 240 G G .....~ 775 BACHELOR OF COMMERCE LOGISTICS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73779 7 432 G G 1\) 780 BACHELOR OF COMMERCE IN ECONOMICS AND INTERNATIONAL TRADE 17 UNIVERSITY OF NORTH WEST 72773 7 360 G G 782 BACHELOR OF SCIENCE (ECONOMICS) 157 THE UNIVERSITY OF BATH FSB0111 0 OG G 784 BACHELOR OF BUSINES SCIENCE: MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 8 576 G G 785 BACHELOR OF SCIENCE: OPERATIONS RESEARCH AND INFORMATION SYSTEM~ 1 UNISA 6059 7 360 G G 787 BACHELOR OF SCIENCE: ACTUARIAL AND FINANCIAL MATHEMATICS FSB0182 7 360 G G 788 BACHELOR OF COMMERCE: FINANCIAL ACCOUNTING =ITOFP~RIAITY OF PRETORIA 7059 7 479 G G BACHElOR OF COMMERCE HONOURS: FINANCIAL ANALYSIS AND PORTFOLIO 789 MANAGEMENT TY OF CAPE TOWN 19960 7 120 G G 790 BACHELOR OF TECHNOLOGY IN MANAGEMENT SERVICE E UNIVERSITY OF TECHNOLOGY 72428 7 480 G G 792 MASTER OF SCIENCE: MATHEMATICS OF FINANCE TY OF CAPE TOWN 21390 8 120 G G 793 BACHElOR OF HEALTH SCIENCES 7 UNIVERSITY OF THE WITWATERSRAND 49915 6 360 G G Ust 7: Qualifications recognised for category IV FSPs 0 Ill z i z0 c: Category 4 [Su~ j j e 'ii :!:::.. ~ :I > "1:1 Categories I... B :!::: 41 41 :§ t! .... 0 ... :!!... i .5 i Below) a a .5 1 Kl 795 BACHELOR OF LAWS 158 MAKERERE UNIVERSITY, UGANDA FSB0101 0 OG G 796 BACHELOR OF BUSINESS SCIENCE IN INFORMATION SYSTEM~ 9 UNIVERSITY OF CAPE TOWN FSB0115 0 OG G 799 BACHELOR OF ARTS (SPECIALISATION IN MATHEMATICS] 28 UNIVERSITY OF HAMPSHIRE FSB01l6 0 OG 800 DIPLOMA IN BUSINESS MANAGEMENT AND ENTREPRENEURSHIP 77 INDEPENDENT INSTITUTE OF EDUCATION 58671 5 260 G 802 MASTER OF SCIENCE: FINANCIAL MANAGEMENT 173 UNIVERSITY OF LONDON FSB0126 0 OG f= 803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF KWA2ULU-NATAL 79009 6 416 G G 804 BACHELOR OFTECHNOLOGY: HUMAN RESOURCES MANAGEMENT 75 TECHNIKON WITWATERSRAND 0 OG G 807 BTEC NATIONAL CERTIFICATE IN BUSINESS AND FINANCE 175 BOURNEMOUTH AND POOLE COLLEGE l 0 OG G ~E CHARTERED INSURANCE INSTITUTE 61 CHARTERED INSURANCE INSTITUTE FSB0133 0 OG G ESTUDIES ~NCE INSTITUTE OF SA (liSA) 20351 7 120 G G 810 BACHELOR OF BUSINESS ADMINISTRATION: TELEMATIC ERSITY OF POTCHEFSTROOM 19597 6 384 G G 811 BACHELOR OF LAWS: OLD CURRICULUM 5 UNIVERSITY OF PRETORIA 6877 6 528 G G 812 NATIONAL DIPLOMA: RETAIL BUSINESS MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0109 6 360 G G 816 BACHELOR OF BUSINESS ADMINISTRATION HONOURS 57 SOUTHERN BUSINESS SCHOOL 71930 8 132 G G 01 )> 817 BACHELOR OF BUSINESS MANAGEMENT 28 UNIVERSITY OF HAMPSHIRE FSB0187 0 OG G c 817 BACHELOR OF BUSINESS MANAGEMENT 181 SOUTHERN ADVENTIST UNIVERSITY, COLLEGEDALE, TENNESSEE FSB0189 0 OG (j) 819 CHARTERED BANKER 160 CHARTERED INSTITUTE OF BANKERS IN SCOTLAND FSB0188 0 OG c (J) 820 BACHELOR OF COMMERCE: ECONOMICS AND FINANCE 9 UNIVERSITY OF CAPE TOWN 4445 7 432 G i=i c-i (J) 1\) 0..... 1\)

z 0 c.u ~ (,0 c.u .... 0 ()) z p List 8: Qualifications recognised for Category IV FSPs for the transitional period only w (11 (11 0 (0 z 0 w c z c Category4 c 0 g Ill 0 -.:; Qj .:!::: (Sub :8 Qualification title -.:; :::J "CC u :::J .:!::: ii Ql "' ~ ...I Categories !E .:!::: ...Ill c( u.. "ii t; .5 Ill Below] a .5 1 Kl 13 USA PROGRAMME IN ADVANCED INSURANCE PRACTICE 1 UNISA 0-71536 6 120 G G G) 0 52 ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE GOVERNANCE 1 UNISA 71102 7 96 G G m< 82 ADVANCED PROGRAMME IN FINANCIAL PLANNING AND ESTATES 1 UNISA 75922 7 96 G G lJz 93 PROGRAMME IN RISK MANAGEMENT 1 UNISA 75949 6 108 G G 1: 182 SAIM PROGRAMME IN BUSINESS MANAGEMENT 1 UNISA 71242 6 72 G G mz 365 CERTIFICATE OF PROFICIENCY: LONG-TERM BASIC (CATEGORY B PROGRAMME) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 017 4 0 G - ...; G) 366 FUNDAMENTALS OF BANKING AND RISK MANAGEMENT 1 UNISA 7217 6 5 30 G G ~ 367 CERTIFICATE IN FINANCIAL MANAGEMENT 80 LYCEUM COLLEGE FSB 019 6 60 G G m 368 PROGRAMME: BANKING 1 UNISA FSB 020 6 96 G - ~ 369 PROGRAMME: RISK MANAGEMENT 1 UNISA 7594 9 6 108 G - 373 ADVANCED PROGRAMME: INTERNATIONAL AND CENTRAL BANKING 1 UNISA FSB 024 7 108 G G 374 ADVANCED PROGRAMME: FINANCIAL PLANNING AND ESTATES 1 UNISA 75922 7 96 G G 375 ADVANCED PROGRAMME: BANK CREDIT 3 INSTITUTE OF BANKERS FSB 026 7 96 G G 457 FAIS ACT FOR KEY INDIVIDUALS AND REPRESENTATIVES 8 UNIVERSITY OF JOHANNESBURG FSB 060 5 14 G G 486 BUSINESS MANAGEMENT DEVELOPMENT PROGRAMME 75 TECHNIKON WITWATERSRAND FSB 064 7 0 G G 595 FINANCIAL MANAGEMENT PROGRAMME 1 UNISA 71277 6 96 G G 628 FUNDAMENTALS OF BANKING 1 UNISA 72176 5 15 G G 813 PROGRAMME IN ADVANCED BANK MANAGEMENT 1 UNISA FSB0181 7 96 G G List 9: Qualifications recognised for Category II & IIA FSPs for the transitional period only

0 z 0 c z c 0 c 0 e ;! Qualification title ~ ~ "1:1 Category 2 [Sub Categories Below} 5 :I ~ Gl !E :!:: t: 1 u... ii t: .5 ~ e .5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Kl 13 liSA PROGRAMME IN ADVANCED INSURANCE PRACTICE 1 UNISA 0-71536 6 120 G G G G G G G G G G G G G G G G G ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE 318 GOVERNANCE 1 UNISA 7110 2 7 96 G G G G G G G G G G G G G 367 CERTIFICATE IN FINANCIAL MANAGEMENT 80 LYCEUM COLLEGE FSS 019 6 60 G G G G G G G G G G G C/) 368 PROGRAMME: BANKING FSB020 6 96- -- - - . - . - . - ~ PROGRAMME: RISK MANAGEMENT ~ 75949 6 108 G G G G G G G G G G G ;..;~ 3 MME: FINANCIAL PLANNING AND ESTATES 1 UNISA 75922 7 96 G G G G G G G G G . G C/) A 486 BUSINESS MANAGEMENT DEVELOPMENT PROGRAMME 75 TECHNIKON WITWATERSRAND FSB064 7 OG G G G ••G G G G G G G 0 595 FINANCIAL MANAGEMENT PROGRAMME 1 UNISA 71277 6 96 G G G G G G G G G G G G G m ::0 813 PROGRAMME IN ADVANCED BANK MANAGEMENT 1 UNISA FSB0181 7 96 G G G G G G G G G G G G G G G G G )> _..,z

01 )> c G) c ..,C/) c C/) 1\) 0..... 1\)