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THE UNIVERSITY OF CHICAGO
THE RECONSTRUCTION OF OTOPAMEAN (MEXICO)
A DISSERTATION SUBMITTED TO
THE FACULTY OF THE DIVISION OF THE HUMANITIES
IN CANDIDACY FOR THE DEGREE OF
DOCTOR OF PHILOSOPHY
DEPARTMENT OF LINGUISTICS
BY
DORIS AILEEN BARTHOLOMEW
CHICAGO, ILLINOIS
DECEMBER 1965
i
THE UNIVERSITY OF CHICAGO
THE RECONSTRUCTION OF OTOPAMEAN (MEXICO)
A DISSERTATION SUBMITTED TO
THE FACULTY OF THE DIVISION OF THE HUMANITIES
IN CANDIDACY FOR THE DEGREE OF
DOCTOR OF PHILOSOPHY
DEPARTMENT OF LINGUISTICS
BY
DORIS AILEEN BARTHOLOMEW
CHICAGO, ILLINOIS
SEPTEMBER, 1965
TABLE OF CONTENTS
TABLE OF CONTENTS TABLE OF CONTENTS...... iii PREFACE...... v CHAPTER I INTRODUCTION...... 1 Previous Contributions to the Reconstruction of Otopamean ...... 6 Sources of Data...... 7 CHAPTER II FEATURE SURVEY OF THE PHONOLOGIES OF THE OTOPAMEAN LANGUAGES.. 8 Mazahua...... 9 Group 1 ...... 13 Group II ...... 18 Group III ...... 20 Sample Derivations...... 22 List of Forms on Which the Analysis Is Based ...... 23 Examples with Emphatic Person Markers”...... 25 North Pame ...... 28 Phonology of the Other Otopamean Languages...... 39 CHAPTER III THE RECONSTRUCTION OF STEM INITIAL CONSONANTS...... 43 POP Developments ...... 45 North Pame Developments ...... 45 Chichimeco Developments ...... 47 Consonant Alternations in North Pame and Chichimeco Kinship Terms...... 48 Otomian Developments...... 50 Mazahua Developments...... 52 Matlatzinca and Ocuilteco Developments...... 53 Summary...... 57 CHAPTER IV THE RECONSTRUCTION OF SYLLABLE NUCLEI OF ROOTS...... 58 Reflexes of POP Single Vowels...... 61 Reflexes of POP Vowel Clusters ...... 69 Distinctive Feature Rules for the Reflexes of POP Vowels and Vowels Clusters...... 81 The Otomian subgroup...... 82 Central Otomian...... 82 Southern Otomian ...... 86 The Pamean Subgroup ...... 92 North Pame ...... 92 Chichimeco ...... 93 The Glottal Elements of POP Sylable Nuclei ...... 95 CHAPTER V THE RECONSTRUCTION OF POP STEM FORMATIVE CONSONANTS...... 98 Developments in the Otomian Subgroup ...... 100 Rules for the Developments in Otomi...... 101 Rules for the Developments in Mazahua...... 102 Rules for the Developments in Matlatzinca and Ocuilteco ...... 103 Developments in the Pamean Subgroup...... 104 The Second Element of Compounds...... 109 CHAPTER VI THE RECONSTRUCTION OF PERSON AND NUMBER MORPHEMES ...... 114 CHAPTER VII THE RECONSTRUCTION OF POP TONE ...... 118 Synchronic Tone Systems ...... 118 Chichimeco, Matlatzinca, and Ocuilteco ...... 118
iii North Pame and South Pame...... 119 Otomi and Mazahua...... 119 Reconstruction of POP Tone...... 120 Reconstruction of Otomi Mazahua Tone ...... 128 Matlatzinca Ocuilteco Tone...... 131 Otopamean Tone...... 131 Pamean Rules...... 134 CHAPTER VIII THE RECONSTRUCTION OF POP PREFIXES ...... 137 The Noun Prefixes ...... 138 The Verb Prefixes ...... 144 CHAPTER IX OTOPAMEAN AND OTOMANGUEAN ...... 148 Proto Otopamean and Proto Popolocan Mixtecan ...... 150 Otopamean Popolocan Mixtecan Cognate Sets ...... 153 Appendix A NORTH PAME VERB PARADIGMS ...... 157 Appendix B NORTH PAME NOUN PARADIGMS ABCD PATTERN ...... 161 Appendix C NORTH PAME NOUN PARADIGMS EFEF PATTERN ...... 162 Appendix D CHICHIMECO VERB PARADIGMS...... 164 Appendix E CHICHIMECO NOUN PARADIGMS ABCD PATTERN ...... 169 Appendix F CHICHIMECO NOUN PARADIGMS EFEF PATTERN ...... 171 Appendix G CHICHIMECO NOUN PARADIGMS NO CHANGE...... 172 Appendix H OCUILTECO AND MAZAHUA NOUN PARADIGMS ...... 173 Appendix I NORTH PAME AND CHICHIMECO COGNATE SETS FOR NONPARADIGMATIC MATERIAL...... 175 Appendix J OTOMI AND MAZAHUA COGNATE SETS FOR TONE RECONSTRUCTION ...... 179 Appendix K COGNATE SETS FOR OTOPAMEAN TONE ...... 187 APPENDIX L LIST OF ALL COGNATE SETS...... 198 APPENDIX M LANGUAGES REPRESENTED IN THE COGNATE SETS ...... 279 Otomian and Pamean ...... 279 Otomian ...... 279 Otomi and Mazahua...... 280 Matlatzinca and Ocuilteco ...... 280 Pamean...... 280 BIBLIOGRAPHY...... 281 General...... 281 Otomi ...... 283 Mazahua...... 289 Matlatzinca and Ocuilteco ...... 290 Pame ...... 292 Chichimeco ...... 294
PREFACE
PREFACE
This study grew out of a curiosity about dialect differences in Otomi, the language which I was studying under the auspices of the Summer Institute of Linguistics, Inc. From there, I did a comparative study of Otomi and Pame (just those two) for my Master’s thesis at the University of Pennsylvania in 1959. Several residual problems in that reconstruction impelled me to expand my study to take in all six languages of the Otopamean family.
I am indebted to many people for their contributions to this study. Chapter I lists those who supplied language data. Published sources are included in the Bibliography. I profited much from my studies at Chicago under Professor Eric P. Hamp. Professor Hamp’s interest in the study, his direction and crucial suggestions, and his constant encouragements have made this dissertation possible. I am indebted to James D. McCawley for an introduction to generative phonology (in spite of my own imperfect grasp of it).
Grateful acknowledgement is made for University of Chicago tuition scholarships for the years 1963 64 and 1964 65. Two colleagues of the Summer Institute of Linguistics helped in the preparation of the final copy: Joyce Goerz with typing and Lucille Schneider with proofreading.
v
LIST OF TABLES
LIST OF TABLES
Table 1 DISTRIBUTION AND POPULATION FIGURES FOR THE OTOPAMEAN LANGUAGES 1950 CENSUS ...... 1 Table 2 COGNATE PERCENTAGES Manrique ...... 4 Table 3 COGNATE PERCENTAGES BARTHOLOMEW ...... 5 Table 4 DISTINCTIVE FEATURE MATRIX FOR THE MORPHOPHONEMIC SEGMENTS OF MAZAHUA ...... 11 Table 5 RELATION OF MAZAHUA PHONEMES TO MORPHOPHONEMES NONGLOTTAL CONSONANTS...... 27 Table 6 RELATION OF MAZAHUA PHONEMES TO MORPHOPHONEMES GLOTTAL CONSONANTS...... 28 Table 7 DISTINCTIVE FEATURE MATRIX FOR THE MORPHOPHONEMES OF NORTH PAME ...29 Table 8 RELATION OF NORTH PAME PHONEMES TO MORPHOPHONEMES...... 38 Table 9 PHONEMES OF THE OTOPAMEAN LANGUAGES...... 39 Table 10 PITCH PHONEMES OF THE OTOPAMEAN LANGUAGES ...... 41 Table 11 POP STEM ALTERNANTS ...... 45 Table 12 NORTH PAME STEM ALTERNANTS...... 46 Table 13 CHICHIMECO STEM ALTERNANTS...... 47 Table 14 OTOMIAN STEM ALTERNANTS...... 51 Table 15 MAZAHUA STEM ALTERNANTS...... 52 Table 16 OTOPAMEAN STEM INITIAL CONSONANT CORRESPONDENCES...... 53 Table 17 REFLEXES OF POP SINGLE VOWELS...... 61 Table 18 REFLEXES OF POP CLUSTERS INVOLVING *a and *o...... 69 Table 19 REFLEXES OF POP CLUSTERS INVOLVING *a and *i...... 72 Table 20 REFLEXES FOR POP CLUSTERS INVOLVING *I, *O, AND *E...... 77 Table 21 FEATURE SPECIFICATIONS FOR POP VOWELS AND CLUSTERS...... 82 Table 22 FEATURE SPECIFICATIONS FOR OTOMI AND MAZAHUA VOWELS...... 83 Table 23 FEATURE SPECIFICATIONS FOR MATLATZINCA AND OCUILTECO VOWELS ...... 87 Table 24 REFLEXES OF POP STEM FORMATIVE CONSONANTS...... 99 Table 25 OTOPAMEAN PERSON MARKERS...... 114 Table 26 OTOPAMEAN NUMBER MARKERS ...... 116 Table 27 TONE PATTERNS IN NOUN PARADIGMS IN NORTH PAME AND CHICHIMECO ...... 126 Table 28 TONE PATTERNS IN VERB PARADIGMS IN NORTH PAME AND CHICHIMECO...... 127 Table 29 TONE CORRESPONDENCES BETWEEN NORTH PAME AND CHICHIMECO...... 127 Table 30 STEWART’s RECONSTRUCTION OF PROTO OTOMI TONE...... 128 Table 31 STEWART’s RECONSTRUCTION OF OTOMI MAZAHUA TONE...... 129 Table 32 TONE CORRESPONDENCES BETWEEN OTOMI AND MAZAHUA ...... 129 Table 33 OTOMI MAZAHUA TONE RECONSTRUCTION COMPARISON OF THE TWO RECONSTRUCTIONS ...... 130 Table 34 TONE CORRESPONDENCES BETWEEN OTOMIAN AND PAMEAN...... 131 Table 35 OTOPAMEAN TONE RECONSTRUCTIONS...... 133 Table 36 NORTH PAME SINGULAR NOUN PREFIXES...... 139 Table 37 NORTH PAME PLURAL NOUN PREFIXES ...... 139 Table 38 OTOMI AND MAZAHUA NOUN PREFIXES...... 141 Table 39 PREFIXES FOR NORTH PAME AND CHICHIMECO KINSHIP TERMS...... 143
vii Table 40 OTOMIAN POSSESSOR PREFIXES ...... 143 Table 41 NORTH PAME AND CHICHIMECO VERB PREFIX CORRESPONDENCES...... 144 Table 42 MATLATZINCA VERB PREFIXES MARKING NUMBER...... 146 Table 43 NORTH PAME AND CHICHIMECO VERB PREFIXES MARKING NUMBER ...... 146 Table 44 SOME VERB PREFIXES IN OTOMI, MAZAHUA, AND MATLATZINCA...... 147
LIST OF FIGURES
LIST OF FIGURES
Fig. 1. The morphological composition of Mazahua verbs...... 12 Fig. 2. Distinctive Feature Matrix of POP Vowels...... 60 Fig. 3. Distinctive Features Matrix of Chichimeco Vowels...... 60 Fig. 4. Derivation of Otomian Tones ...... 133 Fig. 5. The Derivation of Otomi Tones...... 134 Fig. 6. The derivation of Mazahua Tones ...... 134 Fig. 7. The Derivation of Pamean Tones ...... 135 Fig. 8. The Derivation of Pame Tones ...... 135 Fig. 9. The Derivation of Chichimeco Tones...... 136 Fig. 10. Phoneme inventories of Popolocan Mixtecan and Otopamean...... 151
ix
CHAPTER I INTRODUCTION
The scope of this dissertation is the reconstruction of Proto Otopamean. 1 The Otopamean languages are divided into two subgroups, Otomian and Pamean. Otomian is subdivided into Central Otomian and Southern Otomian. Central Otomian consists of Otomi (with at least three major dialects) and Mazahua (which has much less dialectal diversity). Southern Otomian includes Matlatzinca and Ocuilteco. Pamean consists of North and South Pame and Chichimeco Jonaz.
The Otopamean languages are spoken in Central Mexico, clustered around Mexico City chiefly in the states of México and Hidalgo and extending north to the state of San Luis Potosí and somewhat west to Querétaro and Guanajuato. The locations and population figures for the Otopamean languages according to the 1950 census are given in Table 1.
TABLE 1 DISTRIBUTION AND POPULATION FIGURES FOR THE OTOPAMEAN LANGUAGES 1950 CENSUS
Language States Where Spoken Number of Speakers Otomí Guanajuato, Hidalgo, 2 185,656 México, Puebla, Querétaro, San Luis Potosí, Tlaxcala, Veracruz
1 Otopamean refers to the same group of languages as those in Jacques Soustelle, “La Famille Otomi Pame du Mexique Central,” Travaux et Memoires de l’Institut d’Ethnologie de l’Université de Paris , No. 26 (Paris: Institut d’Ethnologie, 1937), pp. xvi 571. I am indebted to Morris Swadesh for the term Otopamean which he uses in “The Oto Manguean Hypothesis and Macro Mixtecan,” IJAL , XXVI (1960), 79 111. 2 Hidalgo has 84,935 speakers; México has 79,077 speakers. The other states account for the remaining 21, 644. The 1960 census (which lists only monolingual speakers) gives 14 for the Federal District, 134 for Guanajuato, 27,856 for Hidalgo, 18, 835 for México, 6 for Morelos, 8 for Nayarit, 2 for Oaxaca, 1,302 for Puebla, 4,437 for Querétaro, and 5,127 for Veracruz. The total of monolingual Otomi speakers is 57,721.
6/9/2010 1 The Reconstruction of Otopamean 2
Mazahua México, Michoacán 3 84,125
Matlatzinca México, (Michoacán) 4 250
Ocuilteco México 550
North Pame San Luis Potosí 1,178 5
South Pame Hidalgo 66
Chichimeco Guanajuato 501 7
The subgrouping of Otopamean outlined in the first paragraph is essentially that of Soustelle in 1937. 8 On the basis of shared vocabulary he groups the languages into two subdivisions: Otomi Matlatzinca and Pame Chichimeco. He notes that Matlatzinca is more closely related to Pame Chichimeco than is Otomi and that Pame presents more similarities with Otomi than does Chichimeco. He says that Otomi and Chichimeco constitute the two extremities of the chain of languages, those that present the least number of similarities. He is not content to base statements of relationship on vocabulary alone, however, and so he turns to grammatical features such as the stem alternants, use of prefixes or suffixes (typological), occurrence of a distinct form for third person plural (not based on third person singular), and affixation versus juxtaposition. Such considerations confirm the grouping made on the basis of vocabulary, but there are a few contradictory isoglosses. He asserts that the contrastive third person plural form occurs in nouns and verbs in the Northern languages (Pamean) but not in the Southern ones (Otomian). (The form occurs in Otomi and Mazahua verbs but with the function of a pseudo passive, i.e., impersonal subject, rather than third person plural. Soustelle apparantly missed this little feature.) A distinctive third person plural occurs in the independent pronouns of all the languages and thus serves no diagnostic purpose. Matlatzinca shares with Pame the habit of juxtaposing the
3 México has 77,790 speakers; Michoacán has 6,335 speakers. The 1960 census lists 15,721 monolingual Mazahua speakers, all in the state of México. 4 Matlatzinca used to be spoken in Michoacán by a group which had migrated from the state of México. The population figures for Matlatzinca and Ocuilteco are from the field notes of Juan Hasler. 5 Lorna Gibson reports that by the 1960 census the number of North Pame speakers had risen to 2,000. This figure probably includes bilinguals because the official census books list only 1,022 monolinguals in S.L.P. under the category “otros” (i.e., not Hausteco nor Aztec). 6 Leonardo Manrique lists one speaker for Pacula, Hidalgo, and four or five speakers for Jiliapan, Hidalgo (“Structural Sketch of South Pame [Jiliapan Dialect],” to appear in Handbook of Middle American Indians , ed. N. A. McQuown.) 7 The 1960 monolingual figure for non Otomí speakers of indigenous languages in Guanajuato is 164. 8 Soustelle, loc. Cit ., p. 414.
3 I Introduction personal pronoun, but this isogloss is considered to be an indication of the essential unity of all of Otopamean rather than a basis for subgrouping.
In 1960, Morris Swadesh 9 suggested a rather different subgrouping of Otopamean: A Chichimeco Jonaz, B Pame Matlatzinca, and C Otomian (Otomi and Mazahua). His subgrouping is based on percentage of cognates in non cultural basic vocabulary and the lexico statistic interpretation in minimum centuries of divergence. Swadesh’s innovation is that of grouping Matlatzinca with Pame into a subgroup and the separation of Chichimeco and Pame, thus dissolving the old Pamean subgroup. Leonardo Manrique has computed the internal relationships of Otopamean on the basis of revised lexico statistic counts (subsequent to Swadesh’s 1960 article) and in a more conservative way groups the languages into five groups: I Otomi Mazahua, II South Pame, III North Pame, IV Matlatzinca Ocuilteco, and V Chichimeco. 10 Although he resists grouping Pame and Matlatzinca in a single sub group, he sharply distinguishes between North Pame and South Pame (which is probably justified) but he specifically isolates Chichimeco from the other languages.
The somewhat closer relationship in vocabulary between Matlatzinca and North Pame that between other Northern and Southern languages was noted by Soustelle, as we have already seen. His figures for cognate percentages, though not restricted to non cultural vocabularies, still clearly group Matlatzinca with Otomi rather than with Pame:
Matlatzinca and Otomi……………………………66 per cent Atzinca (Ocuilteco) and Otomi……………………58 per cent
Matlatzinca and North Pame………………………35 per cent Matlatzinca and South Pame………………………35 per cent
Atzinca and North Pame…………………………..34 per cent Atzinca and South Pame…………………………..26 per cent
Matlatzinca and Chichimeco………………………25 per cent Atzinca and Chichimeco…………………………..20 per cent
Otomi and Pame (NP and SP)…………………….33 per cent Otomi and Chichimeco……………………………21 per cent
9 Ibid ., p. 83. 10 Manrique, Leonardo, “Structural Sketch of South Pame (Jiliapan Dialect),” to appear in Handbook of Midddle American Indians , ed. N. A. McQuown, pp. 2 and 3 of manuscript. See also Leonardo Manrique, “Sobre la Classificatión del Otomí Pame,” Actas del 33 o Congreso Internacional de Americanistas , II (San Jose, Costa Rica: n.p., 1958), 551 59.
The Reconstruction of Otopamean 4
Manrique’s figures, reproduced in Table 2, show Mtz Oc sharing 40 per cent of the basic vocabulary with SP and 32 per cent with NP as opposed to only 26 per cent with Ot Maz. My cognate counts, based on substantially the same lists, differ with those of Manrique in several crucial places. My figures are given in Table 3. They show about the same percentage of cognates between Mtz Oc and NP SP (39 per cent with SP, 40 per cent with NP), but they show a much higher figure for cognates between Mtz Oc and Ot Maz (50 per cent with Otomi and 43 or 49 per cent with Mazahua). Manrique’s figures for cognates between North and South Pame and Chichimeco are low (only 35 per cent for each pairing), 5 per cent less than his figure of 40 per cent cognate between SP and Mtz. My figures, however, show 47 per cent cognate between SP and Ch and 50 per cent cognate between NP and Ch as opposed to 39 per cent cognate between SP and Mtz or 40 per cent between NP and Mtz. Manrique’s figures for cognates between Chichimeco and Ot Maz and Mtz Oc are very low (19 per cent), whereas my figures show 39 per cent cognate between Ot and Ch, 37 per cent cognate between Maz and Ch, and 38 per cent cognate between Mtz and Oc.
My figures tend to contradict those of Manrique at those points which are crucial to his subgrouping. To adequately justify my counts would involve reproducing all the lists on which the counts are based and a detailed discussion of each decision as to cognacy. I do not consider it important to do this in this introductory chapter because the criterion for subgrouping is not so much shared retentions (including percentage of cognates) but rather shared innovations.
TABLE 2 COGNATE PERCENTAGES 11 MANRIQUE
Ot Maz Mtz Oc SP NP Ch Ot Maz 26 33 25 19 Mtz Oc 40 32 19 SP 59 35 NP 35 Shared innovations, however, cannot be determined until the proto structure has been reconstructed on the basis of the testimony of all of the constituent languages. Once the features of the proto language are determined, then ordered rules can be formulated to specify the developments in each daughter language. The rules specify only the innovations, not the retentions, because they rewrite the input symbol as something else, not itself.
11 In his article, Manrique’s figures are stated in minimum centuries. The cognate percentages are recovered according to a table for computing minimum centuries from percentages of cognates, prepared by Manrique. The table is published in Evangelina Arana Osnaya, “Relaciones Internas del Mixteco Trique,” INAH-A, XII (1959 60), 219 273.
5 I Introduction
TABLE 3 COGNATE PERCENTAGES BARTHOLOMEW
Ot Maz Mtz SP NP Ch Ot 74 50 34 39 39 Maz 43/49 37 34 37 Mtz 39 40 38 SP 65 47 NP 50 The point at issue in the subclassification of Otopamean is the place of Matlatzinca Ocuilteco, whether it belongs with the Northern (Pamean) or with the Southern (Otomian) subgroup. The development of the stem initial consonants does not tell us much about this because Mtz Oc have eliminated all alternations of initial consonants within noun and verb paradigms and preserve the B, C, or D form only in nouns derived from verbs, or occasionally in a verb stem where the C form has been generalized. Perhaps Mtz Oc and Ot Maz shared the merger of B and C forms before Mtz Oc proceded to eliminate the ABCD alternations altogether, but duplicate merger may have taken place rather than a shared innovation. Phonetically, Mtz Oc share with Ot Maz the palatalization of *s to š and the desyllabification of a C form metathesized *i to y. Mtz Oc specifically does not share the NP Ch voicing of a weakened *t in clusters with * and *h.
Mtz Oc share with Ot Maz the centralization of *i and *o to and ø in the environment of the centralizing element HC and also the coalescence of *io to . They share the desyllabification of *i and *o to y and w in certain environments. Mtz Oc and Ch both have rules which delete the second member of a vowel cluster. These rules do not constitute a shared innovation, however, because the rules are similar only in form, not in their placement with respect to the other rules in each language nor in the statement of environments in which the rules operate. The Ch rules for deletion of the second vowel are context free, for example, whereas the Mtz Oc rules are context sensitive.
Mtz Oc share with Ot Maz the insertion of the vowel i after the stem formative consonants. This important innovation is responsible for the greater retention of stem formative consonants in Otomian and the resultant greater similarities in the forms of Otomian stems in contrast to the Pamean stems.
Mtz Oc and Ot Maz share the deletion of glottal stop from root nuclei and from stem formative suffixes.
Finally, Mtz Oc and Ot Maz share the development of the segment w in the dual suffix wi and *i.
Swadesh and Manrique both give an isolated position to Chichimeco whereas the traditional grouping of Chichimeco with Pame is marked by shared innovations
The Reconstruction of Otopamean 6 as well as by distinctive retentions. Both Ch and NP voice weakened *t in clusters with * and *H (Ch has r, NP has l). Both Ch and NP accord full vocalic status to the metathesized *i of C forms.
The rules for stem formative consonants are almost completely shared between Ch and NP. The Ch deletion of stem formative presupposes the mergers whose results are seen in NP .
Ch and NP clearly group together in the developments from POP tone in contrast to the developments in Ot Maz.
Previous Contributions to the Reconstruction of Otopamean Apart from the early collections of material on Mexican languages by people like Pimentel 12 and Belmar, 13 the most thorough collection of material of Otopamean languages is that of Jacques Soustelle whose good sized volume contains lots of information and extensive comparison of the Otopamean languages. 14
The first attempt at a reconstruction of the parent language was done by Newman and Weitlaner 15 in 1950. They reconstructed Proto Otomi and Proto Otomi Mazahua. In 1953, Weitlaner published the reconstruction of Proto Otomi Matla tzinca. 16 In 1960, Juan Hasler published the reconstruction of Matlatzinca Ocuilteco. 17 Also in 1960, my revision of Proto Otomi consonants was published. 18
In 1959, I submitted to the University of Pennsylvania a master’s thesis reconstructing Proto Otomi Pame, i.e., the language underlying those two specific languages. The present study is the first attempt to reconstruct the parent language of Otopamean as a whole.
12 Francisco Pimental, Obras Completas (5 vols.; México: Tipografía Económica, 1903). Also, Cuadro Descriptivo y Comparativo de las Lenguas Indígenas de México, o Tratado de Filología Mexicana (3 vols.; México: Tipografía Isidoro Epstein, 1874). 13 Francisco Belmar, Glotología Indígena Mexicana (México: n.p., 1921) 14 Soustelle, loc. Cit. 15 Stanley Newman and Robert J. Weitlaner, “Central Otomian I: Proto Otomi Reconstructions,” IJAL, XVI (1950), 1 19. “Central Otomian II: Primitive Central Otomian Reconstructions,” IJAL , XVI (1950), 73 81 16 Robert J. Weitlaner, “Proto Otomi Matlatzinca: Reconstrucciones del Proto Otomi III,” Memorias del Congreso Científico Mexicano, IV Centenario de la Universidad Autónoma de México , XII (México: n.p., 1953), 199 206. 17 Juan Hasler, “Reconstrucciones Matlatzinca Ocuiltecas,” INAH-A, XIII (1960), 269 79. 18 Doris Bartholomew, “Some Revisions of Proto Otomi Consonants,” IJAL , XXVI (1960), 317 29.
7 I Introduction
The reconstruction of Otopamean will provide some of the controls necessary for incorporating it into the reconstruction of Proto Otomanguean along with Mixtecan, Popolocan, Amuzgo, Chinantecan, Zapotecan, and Chiapanec Mangue.
Sources of Data In addition to published sources and unpublished manuscripts, which are listed in the bibliography, I have made use of materials supplied by the following people. A full description of the materials supplied would be prohibitively long. Instead, I simply indicate the language(s) for which material has been contributed with a brief note of the nature of those materials. Henrietta Andrews: Matlatzinca (a long lexical list), Otomi (a sizable Santa Clara word list). Lorna F. Gibson: North Pame (lexical material, paradigmatic noun and verb forms), Chichimeco (notebook of a short field trip). Vola Griste: Eastern Otomi (ms. Dictionary). Juan Hasler: Matlatzinca, Ocuilteco (word lists). Harwood Hess: Mezquital Otomi (word lists, grammatical notes). Joyce Jenkins: Eastern Otomi (word list, grammatical notes). Leonardo Manrique: South Pame (long Swadesh list). Moisés Romero: Chichimeco (long Swadesh list). Donald and Isabel Sinclair: Mezquital Otomi (word list). Hazel Spotts: Mazahua (word list, grammatical notes). Donald Steward: Mazahua (word list, material on tone and stem initial consonant alternations). Oscar Uribe: Matlatzinca (short word list, phonemic chart). Katherine Voigtlander: Eastern Otomi (word list). Robert J. Weitlaner: North and South Pame, Otomi, Mazahua, Ocuilteco (word lists).
CHAPTER II FEATURE SURVEY OF THE PHONOLOGIES OF THE OTOPAMEAN LANGUAGES
The purpose of this chapter is to survey the phonological systems of the Otopamean languages in order to provide a basis for interpreting the forms listed in the cognate sets. For some of the languages a listing of the phonemes is adequate. For others, specifically Mazahua and North Pame, it is important to explain the recent phonological developments within the particular language.
The model which lends itself to the specification of phonological rules is that of generative transformational grammar, originated by Noam Chomsky. In this model it is assumed that the best description of a language is in terms of a set of rules that will specify (generate) the set of all the grammatical sentences. The grammar that will do this has several components: the syntactic component, the phonological component, 19 and the semantic component. The phonological component builds on the output of the syntactic component, namely on the sequences of morphemes in the surface syntactic structure. Each morpheme is specified by a phonological matrix which consists of the distinctive features of the string of segments which constitute the morpheme. Morphological features which are idiosyncratic for that morpheme are also specified. A set of ordered rules performs various operations on the string of segments produced by the juxtaposition of morphemes and specifies the correct sequence of segments and features for the systematic phonetic representation of the spoken chain. Further rules convert the systematic phonetic representation into the true phonetic features, including various phonetic details.
Certain aspects of a complete generative treatment have of necessity been modified in these brief sketches. The scope has been narrowed to that part of the morphophonemics which reflects relatively recent processes. The older layer of morphophonemics found in the stem alternants is not treated here because those phenomena belong to Otopamean as a whole and will be treated in the chapter on stem initial consonants. The present sketches begin with the morphophonemic
19 Morris Halle is chiefly responsible for the development of the phonological component: “Phonology in Generative Grammar,” Word , XVIII (1962), 54 72. See also “On the Bases of Phonology,” The Structure of Language , ed. Jerry A. Fodor and Jerrold J. Katz (Englewood Cliffs: Prentice Hall, 1964), pp. 324 33. Current developments in generative phonology have not yet been widely published. The treatment in this study is based on materials presented in lectures by James D. McCawley at the University of Chicago, 1964 1965.
6/9/2010 8 9 II Feature Survey of Phonologies segments necessary for distinguishing the stem alternants without attempting to explain the phonological relations between them.
The generative model provides a set of rules which will specify the distributional restrictions of segments and features within the morpheme. The redundant features due to these restrictions are not specified in the phonological matrix assigned to a given morpheme. The matrix contains only the nonredundant information necessary for distinguishing that morpheme from all others. The redundant features are filled in by rules called morpheme structure rules. An example of a morpheme structure rule is the one that specifies that a consonantal segment preceding a stop in an English word is a sibilant. The present sketches will not attempt to state the morpheme structure rules but will start with the complete feature specifications necessary for the operation of the morphophonemic rules. In other words, they will build on the output of the morpheme structure rules.
For various reasons it is infeasible to have generative treatments of all the Otopamean languages at this time. It is desirable, therefore, to have some means of specifying the relationship between the output of the generative morphophonemic rules and the phonemes of Mazahua and North Pame. This will be done via a chart like that devised by Hoenigswald to specify the relationships between the phonemes of the parent language and those of the daughter language. The morphophonemes will be listed across the top of the chart on the analogy of the phonemes of the parent language. The phonemes of the specific language are listed down the left hand side. The number of the rule responsible for a given phoneme “reflex” of the morphophoneme will be specified in the intersecting cells.
Rather than treating the languages in some logical or geographical order, I will first describe Mazahua and North Pame in the generative model and then I will take up the remaining languages. The phoneme inventories of the other languages will be presented along with appropriate comments on specific rules or phenomena parallel to those found in the generative descriptions of the first two languages.
Mazahua In 1951, Eunice Pike described the tone contrasts in Mazahua and the correlations between them and the intonational contrasts found on stem final syllables when they were phrase final. 20 In 1953, Hazel Spotts described the vowel harmony which operates in the stem formative syllables and the consonant clusters which result from the deletion of the stem formative vowel before certain other suffixes. 21 In a footnote, Spotts expressed the intention to publish a paper later
20 Eunice V. Pike, “Tonemic Intonemic Correlation in Mazahua (Otomi),” IJAL , XVII (1951), 37 41. 21 Hazel Spotts, “Vowel Harmony and Consonant Sequences in Mazahua (Otomi),” IJAL , XIX (1953), 253 58.
The Reconstruction of Otopamean 10
“describing the rather intricate morphophonemics of Mazahua.” 22 Unfortunately, that paper has not yet appeared.
The present sketch of Mazahua phonology in terms of distinctive features and morphophonemic rules is based on data in Spott’s article, supplemented by data supplied by her and her colleagues Donald and Shirley Stewart, all members of the Summer Institute of Linguistics.
The phonemes of Mazahua, as listed by Spotts, are as follows: (Phonemes preceded by * are not necessary for specifying the base forms of morphemes.) p, t, k, *k w, *b, *d, *g, *g w, *c, * , s, š, *z, * , m, n, *ñ, w, *r, *l, y, i, e, , , ø, a, u, o, ö, , , , ã, , and õ. The phoneme l occurs in Spanish loan words and in onomatopoetic words. The other starred phonemes are the result of phonological rules.
The segments to which generative phonology assigns distinctive features are those which are necessary to distinguish the base forms of morphemes before the application of the morphophonemic rules. The number of contrastive morpho phonemic segments is often substantially less than the number of segments needed to handle the phonemic contrasts of the language, especially if the morphophonemic rules are at all extensive. Only enough features are specified for the segments to distinguish each segment from every other segment. The acoustic or articulatory properties of the segments are one consideration for assigning features to segments, but equally important is the structural consideration of assigning some common feature to the segments which behave alike in the rules. Thus, the distinctive features make possible a compact statement of the morphophonemic rules.
The features chosen to specify the morphophonemic segments of Mazahua are: consonantal (cns), vocalic (voc), grave (grv), compact (cmp), continuant (cnt), nasal (nas), glottal (gtl), diffuse (dff), and flat (flt). The presence of a feature is marked with a. plus (+); the absence of a feature is marked with a minus ( ) The blank cells in the matrix indicate that the specification of that feature is irrelevant for distinguishing the morphophonemes or for stating the rules. Table 4 shows the distinctive features assigned to the specific segments. The segments w and y are marked +consonantal and +vocalic in this treatment. McCawley marks w and y as –consonantal and –vocalic. The w and y belong to the syllable onset in Mazahua, but they are derived from elements of the syllable nucleus of POP.
In stating the rules, segments are specified by the minimum number of features which will unambiguously identify them. The features specified to the right of the arrow are only those which are different from those on the left. The arrow, , is to be read “rewrite as” or “becomes.” Features belonging to the same segment are enclosed in square brackets [ ]. Optional features or segments are enclosed in parentheses ( ). Reference to a choice between two specifications for the operation of a rule is symbolized by placing those items in curly brackets { }. Zero
22 Ibid ., p. 256.
11 II Feature Survey of Phonologies is symbolized by ø. Word juncture is symbolized by #; morpheme juncture is symbolized by &. Degree of morpheme juncture is marked by a subscript, e.g., & 2.
TABLE 4 DISTINCTIVE FEATURE MATRIX FOR THE MORPHOPHONEMIC SEGMENTS OF MAZAHUA
p t k s š w y m n h cns + + + + + + gtl – – – – – – – – – + + cnt – – – + + – + nas – – – – + + grv + – + – + + – + – voc – – + + cmp – +
i e ø a u o ö voc + + + + + + + + + nas – – – – – – – – – flt – – – + + + grv – – – + + + + + + cmp – – + – – + – – + dff + – + – + –