2009R0407 — EN — 22.05.2009 — 000.001 — 1

This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents

►B COMMISSION REGULATION (EC) No 407/2009 of 14 May 2009 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein (OJ L 123, 19.5.2009, p. 3)

Corrected by:

►C1 Corrigendum, OJ L 139, 5.6.2009, p. 35 (407/2009) 2009R0407 — EN — 22.05.2009 — 000.001 — 2

▼B COMMISSION REGULATION (EC) No 407/2009 of 14 May 2009 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (1), and in particular Article 19(3) thereof,

Whereas:

(1) Regulation (EC) No 338/97 lists animal and plant species in respect of which trade is restricted or controlled. Those lists incorporate the lists set out in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora, hereinafter ‘the CITES Convention’.

(2) The following species have been added to Appendix III to the CITES Convention at the request of China: Corallium elatius, Corallium japonicum, Corallium konjoi and Corallium secundum.

(3) The species Crax daubentoni, Crax globulosa, Crax rubra, Ortalis vetula, Pauxi pauxi, Penelopina nigra, Arborophila campbelli, Arborophila charltonii, Lophura erythrophthalma, Lophura ignita, Semnornis ramphastinus, Baillonius bailloni, Pteroglossus castanotis, Ramphastos dicolorus and Selenidera maculirostris – which are currently included in Annex B to the Annex to Regulation (EC) No 338/97 – are not subject to levels of international trade that might be incompatible with its survival but are included in Appendix III to the CITES Convention at the requests of Colombia, Costa Rica, Guatemala, Honduras, Malaysia and Argentina, and should therefore be transferred from Annex B to Annex C to the Annex to Regulation (EC) No 338/97.

(4) The species Phyllomedusa sauvagii, Leptodactylus laticeps, Limnonectes macrodon, Rana shqiperica, Ranodon sibiricus, Bolitoglossa dofleini, Cynops ensicauda, Echinotriton andersoni, Pachytriton labiatus, Paramesotriton spp., Sala­ mandra algira and Tylototriton spp. – which are currently not listed in the Annex to Regulation (EC) No 338/97 – are being imported into the Community in such numbers as to warrant monitoring. Those species should therefore be included in Annex D to the Annex to Regulation (EC) No 338/97.

(5) At the 14th Conference of the Parties to CITES in June 2007 new nomenclatural references for animals were adopted. Some incon­ sistencies between the CITES Appendices and the scientific names in those nomenclatural references as regards the species Asarcornis scutulata and Pezoporus occidentalis, the families Rheobatrachidae and Phasianidae as well as the order Scandentia were discovered. Since those inconsistencies also appear in the Annex to Regulation (EC) No 338/97, it should be adapted accordingly.

(6) In view of the extent of the amendments it is appropriate, for clarity purposes, to replace the Annex to Regulation (EC) No 338/97 in its entirety.

(1) OJ L 61, 3.3.1997, p. 1. 2009R0407 — EN — 22.05.2009 — 000.001 — 3

▼B

(7) The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora established pursuant to Article 18 of Regulation (EC) No 338/97,

HAS ADOPTED THIS REGULATION:

Article 1

The Annex to Regulation (EC) No 338/97 is replaced by the text in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the third day following its publication in the Official Journal of the European Union. This Regulation shall be binding in its entirety and directly applicable in all Member States. 2009R0407 — EN — 22.05.2009 — 000.001 — 4

▼B ANNEX ‘ANNEX

Notes on interpretation of Annexes A, B, C and D 1. Species included in these Annexes A, B, C and D are referred to: (a) by the name of the species; or (b) as being all of the species included in a higher taxon or designated part thereof. 2. The abbreviation “spp.” is used to denote all species of a higher taxon. 3. Other references to taxa higher than species are for the purposes of infor­ mation or classification only. 4. Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Council Directive 79/409/EEC (“Birds Directive”) or Council Directive 92/43/EEC (“Habitats Directive”). 5. The following abbreviations are used for plant taxa below the level of species: (a) “ssp.” is used to denote subspecies; (b) “var(s).” is used to denote variety (varieties); and (c) “fa” is used to denote forma. 6. The symbols “(I)”, “(II)” and “(III)” placed against the name of a species or higher taxon refer to the Appendices of the Convention in which the species concerned are listed as indicated in notes 7 to 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention. 7. (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention. 8. (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention. 9. (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated. 10. Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to the provisions of this Regu­ lation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes. 11. When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t) of this Regulation, the symbol “#” followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of the Regulation as follows: #1 Designates all parts and derivatives, except: (a) seeds, spores and pollen (including pollinia); (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; (c) cut flowers of artificially propagated plants; and (d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla. #2 Designates all parts and derivations, except: (a) seeds and pollen; and (b) finished products packaged and ready for retail trade. 2009R0407 — EN — 22.05.2009 — 000.001 — 5

▼B #3 Designates whole and sliced roots and parts of roots.

#4 Designates all parts and derivatives, except:

(a) seeds, except those from Mexican cacti originating in Mexico, and pollen;

(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c) cut flowers of artificially propagated plants;

(d) fruits and parts and derivatives thereof of naturalised or artificially propagated plants; and

(e) separate stem joints (pads) and parts and derivatives thereof of naturalised or artifically propagated plants of the genus Opuntia subgenus Opuntia.

#5 Designates logs, sawn wood and veneer sheets.

#6 Designates logs, sawn wood, veneer sheets and plywood.

#7 Designates logs, wood-chips, powder and extracts.

#8 Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.

#9 Designates all parts and derivatives, except those bearing a label “Produced from Hoodia spp. material obtained through controlled harvesting and production in collaboration with the CITES Management Authorities of Botswana/Namibia/South Africa under agreement No BW/NA/ZA xxxxxx”

#10 Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

#11 Designates logs, sawn wood, veneer sheets, plywood, powder and extracts

12. As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with the provisions of Article 4.1 of the Regulation, this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to the provisions of the Regulation.

13. Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to the provisions of the Regulation.

14. In respect of fauna species listed in Annex D, the provisions shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and deriva­ tives are also covered:

§1Any whole, or substantially whole, skins, raw or tanned.

§2Any feathers or any skin or other part with feathers on it.

15. In respect of flora species listed in Annex D, the provisions shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:

§3Dried and fresh plants, including, where appropriate; leaves, roots/­ rootstock, stems, seeds/spores, bark and fruits.

§4Logs, sawn wood and veneer sheets 2009R0407 — EN — 22.05.2009 — 000.001 — 6

▼B

Annex A Annex B Annex C Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA Mammals ARTIODACTYLA Antilocapridae Pronghorn Antilocapra Mexican pronghorn americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) Bovidae Antelopes, cattle, duikers, gazelles, goats, sheep etc. Addax nasomaculatus Addax (I) Ammotragus lervia Barbary sheep (II) Antilope cervicapra Blackbuck (III Nepal) Bison bison atha­ Wood bison bascae (II) Bos gaurus (I) Gaur (Excludes the domes­ ticated form referenced as Bos frontalis which is not subject to the provisions of this Regulation) Bos mutus (I) Wild yak (Excludes the domes­ ticated form referenced as Bos grunniens which is not subject to the provisions of this Regulation) Bos sauveli (I) Kouprey Bubalus arnee (III Wild Asiatic buffalo Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to the provisions of this Regulation) Bubalus depressi­ Lowland anoa cornis (I) Bubalus mindorensis Tamarau (I) Bubalus quarlesi (I) Mountain anoa Budorcas taxicolor Takin (II) Capra falconeri (I) Markhor Capricornis milneed­ Chinese serow wardsii (I) Red serow 2009R0407 — EN — 22.05.2009 — 000.001 — 7

▼B

Annex A Annex B Annex C Common name

Capricornis rubidus (I) Capricornis suma­ Sumatran serow traensis (I) Capricornis thar (I) Himalayan serow Cephalophus Brooke's duiker brookei (II) Cephalophus Bay duiker dorsalis (II) Cephalophus jentinki Jentink's duiker (I) Cephalophus ogilbyi Ogilby's duiker (II) Cephalophus silvi­ Yellow-backed duiker cultor (II) Cephalophus zebra Zebra duiker (II) Damaliscus Bontebok pygargus pygargus (II) Gazella cuvieri (I) Cuvier's gazelle Gazella dorcas (III Dorcas gazelle Algeria/Tunisia) Gazella leptoceros (I) Slender-horned gazelle Hippotragus niger Giant sable antelope variani (I) Kobus leche (II) Lechwe Naemorhedus baileyi Red goral (I) Naemorhedus Long-tailed goral caudatus (I) Naemorhedus goral Himalayan goral (I) Naemorhedus griseus Chinese goral (I) Nanger dama (I) Dama gazelle Oryx dammah (I) Scimitar-horned oryx Oryx leucoryx (I) Arabian oryx Ovis ammon (II) Argali (Except for the subspecies included in Annex A) Ovis ammon Tibetan argali hodgsonii (I) Ovis ammon nigri­ Kara Tau argali montana (I) Ovis canadensis (II) Mexican bighorn sheep (Only the popu­ lation of Mexico; no other population is included in the Annexes to this Regulation) Ovis orientalis ophion Cyprus mouflon (I) Ovis vignei (II) Urial (Except for the subspecies included in Annex A) 2009R0407 — EN — 22.05.2009 — 000.001 — 8

▼B

Annex A Annex B Annex C Common name

Ovis vignei vignei (I) Ladakh urial Pantholops hodgsonii Chiru (I) Philantomba Blue duiker monticola (II) Pseudoryx nghetin­ Siola hensis (I) Rupicapra pyrenaica Abruzzo chamois ornata (I) Saiga borealis (II) Mongolian saiga Saiga tatarica (II) Steppe saiga Tetracerus quadri­ Four-horned antelope cornis (III Nepal) Camelidae Camels, guanaco, vicuña Lama glama Guanaco guanicoe (II) Vicugna vicugna (I) Vicugna vicugna Vicuña (Except for the popu­ (II) (Only the popu­ lations of: Argentina lations of [the population of the Argentina (1) [the Provinces of Jujuy population of the and Catamarca and Provinces of Jujuy the semi-captive popu­ and Catamarca and lations of the the semi-captive Provinces of Jujuy, populations of the Salta, Catamarca, La Provinces of Jujuy, Rioja and San Juan]; Salta, Catamarca, Bolivia [the whole La Rioja and San population]; Chile Juan]; Bolivia (2) [population of the [the whole popu­ Primera Región]; and lation]; Chile (3) Peru [the whole popu­ [population of the lation]; which are Primera Región]; included in Annex B) Peru (4) [the whole population]; all other populations are included in Annex A) Cervidae Deer, huemuls, muntjacs, pudus Axis calamianensis (I) Calamian deer Axis kuhlii (I) Bawean deer Axis porcinus anna­ Indochina hog deer miticus (I) Blastocerus Marsh deer dichotomus (I) Cervus elaphus Bactrian deer bactrianus (II) Cervus elaphus Barbary deer barbarus (III Algeria/Tunisia) Cervus elaphus Hangul hanglu (I) Dama dama mesopo­ Persian fallow deer tamica (I) Hippocamelus spp. (I) Huemuls Mazama temama Central American red cerasina (III brocket Guatemala) Black muntjac 2009R0407 — EN — 22.05.2009 — 000.001 — 9

▼B

Annex A Annex B Annex C Common name

Muntiacus crinifrons (I) Muntiacus vuquan­ Giant muntjac gensis (I) Odocoileus virgi­ Guatemalan white-tailed nianus mayensis deer (III Guatemala) Ozotoceros Pampas deer bezoarticus (I) Pudu mephisto­ Northern pudu philes (II) Pudu puda (I) Southern pudu Rucervus duvaucelii Barasingha (I) Rucervus eldii (I) Eld's deer Hippopotamidae Hippopotamuses Hexaprotodon liber­ Pygmy hippopotamus iensis (II) Hippopotamus Common hippopotamus amphibius (II) Moschidae Musk deer Moschus spp. (I) Moschus spp. (II) Musk deer (Only the populations (Except for the of Afghanistan, populations of Bhutan, India, Afghanistan, Myanmar, Nepal and Bhutan, India, Pakistan; all other Myanmar, Nepal populations are and Pakistan, which included in Annex B) are included in Annex A) Suidae Babirusa, hogs, pigs Babyrousa babyrussa Buru babirusa (I) Babyrousa bolaba­ Bola Batu babirusa tuensis (I) Babyrousa celebensis North Sulawesi (I) babirusa Babyrousa togea­ Malenge babirusa nensis (I) Sus salvanius (I) Pygmy hog Tayassuidae Peccaries Tayassuidae spp. Peccaries (II) (Except for the species included in Annex A and excluding the popu­ lations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation) Catagonus wagneri (I) Chacoan peccary CARNIVORA Ailuridae Ailurus fulgens (I) Red panda Canidae Dogs, foxes, wolves Golden jackal 2009R0407 — EN — 22.05.2009 — 000.001 — 10

▼B

Annex A Annex B Annex C Common name Canis aureus (III India) Canis lupus (I/II) Canis lupus (II) Grey wolf (All populations (Populations of except those of Spain Spain north of the north of the Duero Duero and Greece and Greece north of north of the 39th the 39th parallel. parallel) Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II.) Canis simensis Ethiopian wolf Cerdocyon thous Crab-eating fox (II) Chrysocyon Maned wolf brachyurus (II) Cuon alpinus (II) Dhole Lycalopex culpaeus Culpeo (II) Lycalopex fulvipes Darwin's fox (II) Lycalopex griseus South American grey (II) fox Lycalopex gymno­ Pampas fox cercus (II) Speothos venaticus (I) Bush dog Vulpes bengalensis Bengal fox (III India) Vulpes cana (II) Blanford's fox Vulpes zerda (II) Fennec fox Eupleridae Cryptoprocta ferox Fossa (II) Eupleres goudotii Falanouc (II) Fossa fossana (II) Malagasy civet Felidae Cats, cheetahs, leopards, lions, tigers etc. Felidae spp. (II) Cats (Except for the species included in Annex A. Specimens of the domesticated form are not subject to the provisions of this Regulation) Acinonyx jubatus (I) Cheetah (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject 2009R0407 — EN — 22.05.2009 — 000.001 — 11

▼B

Annex A Annex B Annex C Common name to the provisions of Article 4.1 of this Regulation.) Caracal caracal (I) Asian Caracal (Only the population of Asia; all other populations are included in Annex B) Catopuma temminckii Asian golden cat (I) Felis nigripes (I) Black-footed cat Felis silvestris (II) Wild cat Leopardus geoffroyi Geoffroy's cat (I) Leopardus jacobitus Andean mountain cat (I) Leopardus pardalis (I) Ocelot Leopardus tigrinus (I) Oncilla Leopardus wiedii (I) Margay Lynx lynx (II) Eurasian lynx Lynx pardinus (I) Iberian lynx Neofelis nebulosa (I) Clouded leopard Panthera leo persica Asiatic lion (I) Panthera onca (I) Jaguar Panthera pardus (I) Leopard Panthera tigris (I) Tiger Pardofelis marmorata Marbled cat (I) Prionailurus benga­ Bengal leopard cat lensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B.) Prionailurus iriomo­ Iriomote cat tensis (II) Prionailurus planiceps Flat-headed cat (I) Prionailurus rubi­ Rusty-spotted cat ginosus (I) (Only the population of India; all other populations are included in Annex B) Puma concolor coryi Florida cougar (I) Puma concolor cost­ Costa Rican cougar aricensis (I) Puma concolor Eastern cougar couguar (I) Puma yagouaroundi Jaguarundi (I) (Only the popu­ lations of Central and North America; all other populations are included in Annex B) Uncia uncia (I) Snow leopard 2009R0407 — EN — 22.05.2009 — 000.001 — 12

▼B

Annex A Annex B Annex C Common name Herpestidae Mongooses Herpestes fuscus (III Indian brown mongoose India) Herpestes edwardsi Indian grey mongoose (III India) Herpestes javanicus Small Indian mongoose auropunctatus (III India) Herpestes smithii Ruddy mongoose (III India) Herpestes urva (III Crab-eating mongoose India) Herpestes vitticollis Stripe-necked (III India) mongoose Hyaenidae Aardwolf, hyenas Proteles cristata (III Aardwolf Botswana) Mephitidae Skunks Conepatus Humboldt's hog-nosed humboldtii (II) skunk Mustelidae Badgers, martens, weasels etc. Lutrinae Otters Lutrinae spp. (II) Otters (Except for the species included in Annex A) Aonyx capensis Cameroon clawless microdon (I) (Only otter the populations of Cameroon and Nigeria; all other populations are included in Annex B) Enhydra lutris nereis Southern sea otter (I) Lontra felina (I) Marine otter Lontra longicaudis (I) Neotropical otter Lontra provocax (I) Southern river otter Lutra lutra (I) European otter Lutra nippon (I) Japanese otter Pteronura brasiliensis Giant otter (I) Mustelinae Grisons, martens, tayra, weasels Eira barbara (III Tayra Honduras) Galictis vittata (III Greater grison Costa Rica) Martes flavigula (III Yellow-throated marten India) Martes foina Stone marten intermedia (III India) Martes gwatkinsii Nilgiri marten (III India) Mellivora capensis Honey badger (III Botswana) 2009R0407 — EN — 22.05.2009 — 000.001 — 13

▼B

Annex A Annex B Annex C Common name

Mustela nigripes (I) Black-footed ferret Odobenidae Walrus Odobenus rosmarus Walrus (III Canada) Otariidae Fur seals, sealions Arctocephalus spp Fur seals (II) (Except for the species included in Annex A) Arctocephalus Juan Fernández fur seal philippii (II) Arctocephalus Guadalupe fur seal townsendi (I) Phocidae Seals Mirounga leonina Southern elephant seal (II) Monachus spp. (I) Monk seals Procyonidae Coatis, olingos Bassaricyon gabbii Olingo (III Costa Rica) Bassariscus sumi­ Cacomistle chrasti (III Costa Rica) Nasua narica (III White-nosed coati Honduras) Nasua nasua South Brazilian coati solitaria (III Uruguay) Potos flavus (III Kinkajou Honduras) Ursidae Bears Ursidae spp. (II) Bears (Except for the species included in Annex A) Ailuropoda mela­ Giant panda noleuca (I) Helarctos malayanus Sun bear (I) Melursus ursinus (I) Sloth bear Tremarctos ornatus (I) Spectacled bear Ursus arctos (I/II) Brown bear (Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II). Ursus thibetanus (I) Asian black bear Viverridae Binturong, civets, linsangs, otter-civet, palm civet Arctictis binturong Binturong (III India) African civet 2009R0407 — EN — 22.05.2009 — 000.001 — 14

▼B

Annex A Annex B Annex C Common name Civettictis civetta (III Botswana) Cynogale bennettii Otter civet (II) Hemigalus Banded palm civet derbyanus (II) Paguma larvata (III Masked palm civet India) Paradoxurus Asian palm civet hermaphroditus (III India) Paradoxurus Jerdon's palm civet jerdoni (III India) Prionodon linsang Banded linsang (II) Prionodon pardicolor Spotted linsang (I) Viverra civettina (III Malabar large-spotted India) civet Viverra zibetha (III Large Indian civet India) Viverricula indica Small Indian civet (III India) CETACEA Cetaceans (dolphins, porpoises, whales) CETACEA spp. (I/ Cetaceans II) (5) CHIROPTERA Phyllostomidae Broad-nosed bats Platyrrhinus White-lined bat lineatus (III Uruguay) Pteropodidae Fruit bats, flying foxes Acerodon spp. (II) Flying foxes (Except for the species included in Annex A) Acerodon jubatus (I) Golden-capped fruit bat Pteropus spp. (II) Flying foxes (Except for the species included in Annex A) Pteropus insularis (I) Ruck flying fox Pteropus livingstonii Comoro flying fox (II) Pteropus loochoensis Japanese flying fox (I) Pteropus mariannus Marianas flying fox (I) Pteropus molossinus Caroline flying fox (I) Pteropus pelewensis Pelew flying fox (I) Pteropus pilosus (I) Large Pelew flying fox Pteropus rodricensis Rodrigues flying fox (II) Pteropus samoensis Samoan flying fox (I) 2009R0407 — EN — 22.05.2009 — 000.001 — 15

▼B

Annex A Annex B Annex C Common name

Pteropus tonganus (I) Pacific flying fox Pteropus ualanus (I) Kosrae flying fox Pteropus voeltzkowi Pemba flying fox (II) Pteropus yapensis (I) Yap flying fox CINGULATA Dasypodidae Armadillos Cabassous centralis Northern naked-tailed (III Costa Rica) armadillo Cabassous tatouay Greater naked-tailed (III Uruguay) armadillo Chaetophractus Andean hairy armadillo nationi (II) (A zero annual export quota has been estab­ lished. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly) Priodontes maximus Giant armadillo (I) DASYUROMORPHIA Dasyuridae Dunnarts, marsupial mice, planigales Sminthopsis longi­ Long-tailed dunnart caudata (I) Sminthopsis psam­ Sandhill dunnart mophila (I) Thylacinidae Tasmanian wolf, thylacine Thylacinus cynoce­ Thylacine phalus (possibly extinct) (I) DIPROTODONTIA Macropodidae Kangaroos, wallabies Dendrolagus inustus Grizzled tree-kangaroo (II) Dendrolagus Ursine tree-kangaroo ursinus (II) Lagorchestes hirsutus Rufous hare-wallaby (I) Lagostrophus Banded hare-wallaby fasciatus (I) Onychogalea fraenata Bridled nail-tail wallaby (I) Onychogalea lunata Crescent nail-tail (I) wallaby Phalangeridae Cuscus Phalanger intercas­ Eastern common cuscus tellanus (II) Phalanger mimicus Southern common (II) cuscus Phalanger orientalis Northern common (II) cuscus 2009R0407 — EN — 22.05.2009 — 000.001 — 16

▼B

Annex A Annex B Annex C Common name Spilocuscus Admiralty Island cuscus kraemeri (II) Spilocuscus Common spotted cuscus maculatus (II) Spilocuscus Waigeou cuscus papuensis (II) Potoroidae Rat-kangaroos Bettongia spp. (I) Bettongs Caloprymnus Desert rat-kangaroo campestris (possibly extinct) (I) Vombatidae Wombats Lasiorhinus krefftii (I) Northern hairy-nosed wombat LAGOMORPHA Leporidae Hares, rabbits Caprolagus hispidus Hispid hare (I) Romerolagus diazi (I) Volcano rabbit MONOTREMATA Tachyglossidae Echidnas, spiny anteaters Zaglossus spp. (II) Long-beaked echidnas PERAMELE­ MORPHIA Chaeropodidae Bandicoots Chaeropus ecaudatus Pig-footed bandicoot (possibly extinct) (I) Peramelidae Perameles Western barred bougainville (I) bandicoot Thylacomyidae Macrotis lagotis (I) Greater bilby Macrotis leucura (I) Lesser bilby PERISSODACTYLA Equidae Horses, wild asses, zebras Equus africanus (I) African ass (Excludes the domes­ ticated form referenced as Equus asinus, which is not subject to the provisions of this Regulation) Equus grevyi (I) Grévy's zebra Equus hemionus (I/II) Asiatic wild ass (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I) Equus kiang (II) Kiang Equus przewalskii (I) Przewalski's horse Equus zebra hart­ Hartmann's mountain mannae (II) zebra 2009R0407 — EN — 22.05.2009 — 000.001 — 17

▼B

Annex A Annex B Annex C Common name

Equus zebra zebra (I) Cape mountain zebra Rhinocerotidae Rhinoceroses Rhinocerotidae spp. Rhinoceroses (I) (Except for the subspecies included in Annex B) Ceratotherium Southern white simum simum (II) rhinoceros (Only the popu­ lations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing interna­ tional trade in live animals to appro­ priate and acceptable desti­ nations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly) Tapiridae Tapirs Tapiridae spp. (I) Tapirs (Except for the species included in Annex B) Tapirus terrestris South American tapir (II) PHOLIDOTA Manidae Pangolins Manis spp. (II) Pangolins (A zero annual export quota has been established for Manis crassi­ caudata, Manis culionensis, Manis javanica and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes) PILOSA Bradypodidae Three-toed sloths Bradypus variegatus Brown-throated sloth (II) Megalonychidae Two-toed sloth Choloepus Hoffmann's two-toed hoffmanni (III Costa sloth Rica) Myrmecophagidae American anteaters Giant anteater 2009R0407 — EN — 22.05.2009 — 000.001 — 18

▼B

Annex A Annex B Annex C Common name Myrmecophaga tridactyla (II) Tamandua Northern tamandua mexicana (III Guatemala) PRIMATES Primates (apes and monkeys) PRIMATES spp. Primates (II) (Except for the species included in Annex A) Atelidae Howlers, spider monkeys Alouatta coibensis (I) Coiba Island howler Alouatta palliata (I) Mantled howler Alouatta pigra (I) Guatemalan black howler Ateles geoffroyi Black-browed spider frontatus (I) monkey Ateles geoffroyi pana­ Red spider monkey mensis (I) Brachyteles Southern muriqui arachnoides (I) Brachyteles hypox­ anthus (I) Oreonax flavicauda Yellow-tailed woolly (I) monkey Cebidae Marmosets, tamarins, New-world monkeys Callimico goeldii (I) Goeldi's marmoset Callithrix aurita (I) Buffy-tufted marmoset Callithrix flaviceps (I) Buffy-headed marmoset Leontopithecus spp. Lion tamarins (I) Saguinus bicolor (I) Pied tamarin Saguinus geoffroyi (I) Geoffroy's tamarin Saguinus leucopus (I) White-footed tamarin Saguinus martinsi (I) Saguinus oedipus (I) Cottontop tamarin Saimiri oerstedii (I) Central American squirrel monkey Cercopithecidae Old-world monkeys Cercocebus galeritus Tana River mangabey (I) Cercopithecus diana Diana monkey (I) Cercopithecus Roloway monkey roloway (I) Cercopithecus solatus Sun-tailed monkey (II) Colobus satanas (II) Black colobus Macaca silenus (I) Lion-tailed macaque Mandrillus leuco­ Drill phaeus (I) Mandrillus sphinx (I) Mandrill Nasalis larvatus (I) Proboscis monkey 2009R0407 — EN — 22.05.2009 — 000.001 — 19

▼B

Annex A Annex B Annex C Common name

Piliocolobus foai (II) Central African red colobus Piliocolobus Uzungwa red colobus gordonorum (II) Piliocolobus kirkii (I) Zanzibar red colobus Piliocolobus pennantii Pennant's red colobus (II) Piliocolobus preussi Preuss's red colobus (II) Piliocolobus rufomi­ Tana River red colobus tratus (I) Piliocolobus Ugandan red colobus tephrosceles (II) Piliocolobus tholloni Thollon's red colobus (II) Presbytis potenziani Mentawai langur (I) Pygathrix spp. (I) Douc langurs Rhinopithecus spp. (I) Snub-nosed monkeys Semnopithecus ajax Kashmir grey langur (I) Semnopithecus Southern Plains grey dussumieri (I) langur Semnopithecus Northern Plains grey entellus (I) langur Semnopithecus hector Tarai grey langur (I) Semnopithecus hypo­ Black-footed grey leucos (I) langur Semnopithecus priam Tufted grey langur (I) Semnopithecus schis­ Nepal grey langur taceus (I) Simias concolor (I) Simakobou Trachypithecus Delacour's langur delacouri (II) Trachypithecus François's langur francoisi (II) Trachypithecus geei Gee's golden langur (I) Trachypithecus hatin­ Hatinh langur hensis (II) Trachypithecus johnii Nilgiri langur (II) Trachypithecus laotum Laotian langur (II) Trachypithecus Capped langur pileatus (I) Trachypithecus polio­ White-headed langur cephalus (II) Trachypithecus short­ Shortridge's langur ridgei (I) Cheirogaleidae Dwarf lemurs and mouse-lemurs Cheirogaleidae spp. Dwarf lemurs and (I) mouse lemurs Daubentoniidae Aye-aye 2009R0407 — EN — 22.05.2009 — 000.001 — 20

▼B

Annex A Annex B Annex C Common name

Daubentonia mada­ Aye-aye gascariensis (I) Hominidae Chimpanzees, gorillas, orang-utan Gorilla beringei (I) Eastern gorilla Gorilla gorilla (I) Western gorilla Pan spp. (I) Chimpanzee and bonobo Pongo abelii (I) Sumatran orangutan Pongo pygmaeus (I) Bornean orangutan Hylobatidae Gibbons Hylobatidae spp. (I) Gibbons Indriidae Indri, sifakas and woolly lemurs Indriidae spp. (I) Indri, sifakas and woolly lemurs Lemuridae Large lemurs Lemuridae spp. (I) Large lemurs Lepilemuridae Sportive lemurs Lepilemuridae spp. (I) Sportive lemurs Lorisidae Lorises Nycticebus spp. (I) Slow lorises Pitheciidae Uacaris, titis, sakis Cacajao spp. (I) Uacaris Callicebus barbarab­ Barbara Brown's Titi rownae (II) Callicebus melanochir Coastal Black-handed (II) Titi Callicebus nigrifrons Black-fronted Titi (II) Callicebus personatus Atlantic titi (II) Chiropotes albinasus White-nosed saki (I) Tarsiidae Tarsiers Tarsius spp. (II) Tarsiers PROBOSCIDEA Elephantidae Elephants Elephas maximus (I) Asian elephant Loxodonta africana (I) Loxodonta africana African elephant (Except for the popu­ (II) lations of Botswana, (Only the popu­ Namibia, South lations of Africa and Botswana, Namibia, Zimbabwe, which are South Africa and included in Annex B) Zimbabwe (6); all other populations are included in Annex A) RODENTIA Chinchillidae Chinchillas Chinchilla spp. (I) Chinchillas (Specimens of the domesticated form are not subject to the provisions of this Regulation) 2009R0407 — EN — 22.05.2009 — 000.001 — 21

▼B

Annex A Annex B Annex C Common name Cuniculidae Pacas Cuniculus paca (III Lowland paca Honduras) Dasyproctidae Agoutis Dasyprocta Central American punctata (III agouti Honduras) Erethizontidae New-world porcupines Sphiggurus Mexican hairy dwarf mexicanus (III porcupine Honduras) Sphiggurus spinosus Paraguaian hairy dwarf (III Uruguay) porcupine Hystricidae Old-world porcupines Hystrix cristata Crested porcupine Muridae Mice, rats Leporillus conditor (I) Greater stick-nest rat Pseudomys fieldi Shark Bay mouse praeconis (I) Xeromys myoides (I) False water rat Zyzomys pedunculatus Central Australian rock (I) rat Sciuridae Ground squirrels, tree squirrels Cynomys mexicanus Mexican prairie dog (I) Marmota caudata Long-tailed marmot (III India) Marmota hima­ Himalayan marmot layana (III India) Ratufa spp. (II) Giant squirrels Sciurus deppei (III Deppe’s squirrel Costa Rica) SCANDENTIA SCANDENTIA spp. Tree shrews (II) SIRENIA Dugongidae Dugong Dugong dugon (I) Dugong Trichechidae Manatees Trichechidae spp. (I/ Manatees II) (Trichechus inunguis and Trichechus manatus are listed in Appendix I. Trichechus senega­ lensis is listed in Appendix II.) AVES Birds ANSERIFORMES Anatidae Ducks, geese, swans etc. Anas aucklandica (I) Auckland Islands teal Anas bernieri (II) Madagascar teal Anas chlorotis (I) Brown teal Anas formosa (II) Baikal teal 2009R0407 — EN — 22.05.2009 — 000.001 — 22

▼B

Annex A Annex B Annex C Common name

Anas laysanensis (I) Laysan duck Anas nesiotis (I) Campbell Island teal Anas oustaleti (I) Marianas mallard Anas querquedula Garganey Asarcornis scutulata White-winged duck (I) Aythya innotata Madagascar pochard Aythya nyroca Ferruginous duck Branta canadensis Aleutian goose leucopareia (I) Branta ruficollis (II) Red-breasted goose Branta sandvicensis Nene (I) Cairina moschata Muscovy duck (III Honduras) Coscoroba Coscoroba swan coscoroba (II) Cygnus melan­ Black-necked swan coryphus (II) Dendrocygna West Indian whistling- arborea (II) duck Dendrocygna Black-bellied whistling- autumnalis (III duck Honduras) Dendrocygna Fulvous whistling-duck bicolor (III Honduras) Mergus octosetaceus Brazilian merganser Oxyura jamaicensis Ruddy duck Oxyura leucocephala White-headed duck (II) Rhodonessa caryo­ Pink-headed duck phyllacea (possibly extinct) (I) Sarkidiornis Comb duck melanotos (II) Tadorna cristata Crested shelduck APODIFORMES Trochilidae Hummingbirds Trochilidae spp. (II) Hummingbirds (Except for the species included in Annex A) Glaucis dohrnii (I) Hook-billed hermit CHARADRII­ FORMES Burhinidae Thick-knees Burhinus bistriatus Double-striped thick- (III Guatemala) knee Laridae Gulls, terns Larus relictus (I) Relict gull Scolopacidae Curlews, greenshanks Numenius borealis (I) Eskimo curlew Numenius tenuirostris Slender-billed curlew (I) Tringa guttifer (I) Nordmann's greenshank 2009R0407 — EN — 22.05.2009 — 000.001 — 23

▼B

Annex A Annex B Annex C Common name CICONIIFORMES Ardeidae Egrets, herons Ardea alba Great egret Bubulcus ibis Cattle egret Egretta garzetta Little egret Balaenicipitidae Shoebill, whale-headed stork Balaeniceps rex (II) Shoebill Ciconiidae Storks Ciconia boyciana (I) Oriental stork Ciconia nigra (II) Black stork Ciconia stormi Storm's stork Jabiru mycteria (I) Jabiru Leptoptilos dubius Greater adjutant stork Mycteria cinerea (I) Milky stork Phoenicopteridae Flamingos Phoenicopteridae Flamingos spp. (II) (Except for the species included in Annex A) Phoenicopterus ruber Greater flamingo (II) Threskiornithidae Ibises, spoonbills Eudocimus ruber Scarlet ibis (II) Geronticus calvus (II) Bald ibis Geronticus eremita (I) Waldrapp Nipponia nippon (I) Crested ibis Platalea leucorodia Eurasian spoonbill (II) Pseudibis gigantean Giant ibis COLUMBIFORMES Columbidae Doves, pigeons Caloenas nicobarica Nicobar pigeon (I) Claravis godefrida Purple-winged ground- dove Columba livia Rock pigeon Ducula mindorensis Mindoro zone-tailed (I) pigeon Gallicolumba Luzon bleeding-heart luzonica (II) Goura spp. (II) Crowned-pigeons Leptotila wellsi Grenada dove Nesoenas mayeri Pink pigeon (III Mauritius) Streptopelia turtur European turtle-dove CORACIIFORMES Bucerotidae Hornbills Aceros spp. (II) Hornbills (Except for the species included in Annex A) Aceros nipalensis (I) Rufous-necked hornbill 2009R0407 — EN — 22.05.2009 — 000.001 — 24

▼B

Annex A Annex B Annex C Common name Anorrhinus spp. (II) Hornbills

Anthracoceros spp. Hornbills (II) Berenicornis spp. Hornbills (II) Buceros spp. (II) Hornbills (Except for the species included in Annex A) Buceros bicornis (I) Great hornbill Penelopides spp. Hornbills (II) Rhinoplax vigil (I) Helmeted hornbill Rhyticeros spp. (II) Hornbills (Except for the species included in Annex A) Rhyticeros subrufi­ Plain-pouched hornbill collis (I) CUCULIFORMES Musophagidae Turacos Tauraco spp. (II) Turacos (Except for the species included in Annex A) Tauraco bannermani Bannerman's turaco (II) FALCONIFORMES Diurnal birds of prey (eagles, falcons, hawks, vultures) FALCONIFORMES Diurnal birds of prey spp. (II) (Except for the species included in Annex A and for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation) Accipitridae Hawks, eagles Accipiter brevipes (II) Levant sparrowhawk Accipiter gentilis (II) Northern goshawk Accipiter nisus (II) Eurasian sparrowhawk Aegypius monachus Cinereous vulture (II) Aquila adalberti (I) Adalbert's eagle Aquila chrysaetos (II) Golden eagle Aquila clanga (II) Greater spotted eagle Aquila heliaca (I) Imperial eagle Aquila pomarina (II) Lesser spotted eagle Buteo buteo (II) Common buzzard Buteo lagopus (II) Rough-legged buzzard Buteo rufinus (II) Long-legged buzzard Cuban hook-billed kite 2009R0407 — EN — 22.05.2009 — 000.001 — 25

▼B

Annex A Annex B Annex C Common name

Chondrohierax uncinatus wilsonii (I) Circaetus gallicus (II) Short-toed snake-eagle Circus aeruginosus Western marsh-harrier (II) Circus cyaneus (II) Northern harrier Circus macrourus (II) Pallid harrier Circus pygargus (II) Montagu's harrier Elanus caeruleus (II) Black-winged kite Eutriorchis astur (II) Madagascar serpent- eagle Gypaetus barbatus Lammergeier (II) Gyps fulvus (II) Eurasian griffon Haliaeetus spp. (I/II) Sea-eagles (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II) Harpia harpyja (I) Harpy eagle Hieraaetus fasciatus Bonelli's eagle (II) Hieraaetus pennatus Booted eagle (II) Leucopternis occi­ Grey-backed hawk dentalis (II) Milvus migrans (II) Black kite Milvus milvus (II) Red kite Neophron perc­ Egyptian vulture nopterus (II) Pernis apivorus (II) European honey- buzzard Pithecophaga jefferyi Great Philippine eagle (I) Cathartidae New world vultures Gymnogyps califor­ California condor nianus (I) Sarcoramphus papa King vulture (III Honduras) Vultur gryphus (I) Andean condor Falconidae Falcons Falco araeus (I) Seychelles kestrel Falco biarmicus (II) Lanner falcon Falco cherrug (II) Saker falcon Falco columbarius Merlin (II) Falco eleonorae (II) Eleonora's falcon Falco jugger (I) Laggar falcon Falco naumanni (II) Lesser kestrel Falco newtoni (I) Newton's kestrel (Only the population of the Seychelles) Falco pelegrinoides Barbary falcon (I) Falco peregrinus (I) Peregrine falcon 2009R0407 — EN — 22.05.2009 — 000.001 — 26

▼B

Annex A Annex B Annex C Common name

Falco punctatus (I) Mauritius kestrel Falco rusticolus (I) Gyrfalcon Falco subbuteo (II) Eurasian hobby Falco tinnunculus Common kestrel (II) Falco vespertinus (II) Red-footed falcon Pandionidae Ospreys Pandion haliaetus Osprey (II) GALLIFORMES Cracidae Crax fasciolata Bare-faced Curassow Crax alberti (III Blue-knobbed curassow Colombia) Crax blumenbachii (I) Red-billed curassow Crax daubentoni Yellow-knobbed (III Colombia) curassow Crax globulosa (III Wattled curassow Colombia) Crax rubra (III Great currasow Colombia, Costa Rica, Guatemala and Honduras) Mitu mitu (I) Alagoas curassow Oreophasis derbianus Horned guan (I) ►C1 _____ ◄ ►C1 Ortalis vetula Plain chachalaca (III Guatemala/ Honduras) ◄ ►C1 _____ ◄ ►C1 Pauxi pauxi Helmeted curassow (III Colombia) ◄ Penelope albipennis White-winged guan (I) Penelope purpur­ Crested guan ascens (III Honduras) Penelopina nigra Highland guan (III Guatemala) Pipile jacutinga (I) Black-fronted piping guan Pipile pipile (I) Trinidad piping guan Megapodiidae Megapodes, scrubfowl Macrocephalon maleo Maleo (I) Phasianidae Grouse, guineafowl, partridges, pheasants, tragopans Arborophila Grey-breasted partridge campbelli (III Malaysia) Arborophila Chestnut-necklaced charltonii (III partridge Malaysia) Argusianus argus Great argus (II) Caloperdix oculeus Ferruginous partridge (III Malaysia) 2009R0407 — EN — 22.05.2009 — 000.001 — 27

▼B

Annex A Annex B Annex C Common name

Catreus wallichii (I) Cheer pheasant Colinus virginianus Masked bobwhite ridgwayi (I) Crossoptilon cross­ White eared-pheasant optilon (I) Crossoptilon Brown eared-pheasant mantchuricum (I) Gallus sonneratii Grey junglefowl (II) Ithaginis cruentus Blood pheasant (II) Lophophorus Himalayan monal impejanus (I) Lophophorus lhuysii Chinese monal (I) Lophophorus sclateri Sclater's monal (I) Lophura edwardsi (I) Edwards' pheasant Lophura Crestless fireback erythrophthalma (III Malaysia) Lophura hatinhensis Vietnamese fireback Lophura ignita (III Crested fireback Malaysia) Lophura imperialis (I) Imperial pheasant Lophura swinhoii (I) Swinhoe's pheasant Melanoperdix niger Black partridge (III Malaysia) Meleagris ocellata Ocellated turkey (III Guatemala) Odontophorus Gorgeted wood-quail strophium Ophrysia superciliosa Himalayan quail Pavo muticus (II) Green peafowl Polyplectron bical­ Grey peacock-pheasant caratum (II) Polyplectron Germain's peacock- germaini (II) pheasant Polyplectron Mountain peacock- inopinatum (III pheasant Malaysia) Polyplectron Malayan peacock- malacense (II) pheasant Polyplectron napo­ Palawan peacock- leonis (I) pheasant Polyplectron Bornean peacock- schleiermacheri (II) pheasant Rheinardia ocellata Crested argus (I) Rhizothera duli­ Hose's partridge tensis (III Malaysia) Rhizothera longir­ Long-billed partridge ostris (III Malaysia) Rollulus rouloul (III Crested partridge Malaysia) Syrmaticus ellioti (I) Elliot's pheasant Syrmaticus humiae (I) Hume's pheasant 2009R0407 — EN — 22.05.2009 — 000.001 — 28

▼B

Annex A Annex B Annex C Common name

Syrmaticus mikado (I) Mikado pheasant Tetraogallus caspius Caspian snowcock (I) Tetraogallus tibetanus Tibetan snowcock (I) Tragopan blythii (I) Blyth's tragopan Tragopan caboti (I) Cabot's tragopan Tragopan melanoce­ Western tragopan phalus (I) Tragopan satyra (III Satyr tragopan Nepal) Tympanuchus cupido Attwater's prairie- attwateri (I) chicken GRUIFORMES Gruidae Cranes Gruidae spp. (II) Cranes (Except for the species included in Annex A) Grus americana (I) Whooping crane Grus canadensis (I/II) Sandhill crane (The species is listed in Appendix II but subspecies Grus cana­ densis nesiotes and Grus canadensis pulla are listed in Appendix I) Grus grus (II) Common crane Grus japonensis (I) Red-crowned crane Grus leucogeranus (I) Siberian crane Grus monacha (I) Hooded crane Grus nigricollis (I) Black-necked crane Grus vipio (I) White-necked crane Otididae Bustards Otididae spp. (II) Bustards (Except for the species included in Annex A) Ardeotis nigriceps (I) Indian bustard Chlamydotis Macqueen's bustard macqueenii (I) Chlamydotis undulata Houbara bustard (I) Houbaropsis benga­ Bengal florican lensis (I) Otis tarda (II) Great bustard Sypheotides indicus Lesser florican (II) Tetrax tetrax (II) Little bustard Rallidae Coots, rails Gallirallus sylvestris Lord Howe rail (I) Rhynochetidae Kagu Rhynochetos jubatus Kagu (I) 2009R0407 — EN — 22.05.2009 — 000.001 — 29

▼B

Annex A Annex B Annex C Common name PASSERIFORMES Atrichornithidae Scrub-birds Atrichornis clamosus Noisy scrub-bird (I) Cotingidae Cotingas Cephalopterus Amazonian umbrella ornatus (III bird Colombia) Cephalopterus Long-wattled umbrella penduliger (III bird Colombia) Cotinga maculata (I) Banded cotinga Rupicola spp. (II) Cocks-of-the-rock Xipholena atro­ White-winged cotinga purpurea (I) Emberizidae Cardinals, tanagers Gubernatrix cristata Yellow cardinal (II) Paroaria capitata Yellow-billed cardinal (II) Paroaria coronata Red-crested cardinal (II) Tangara fastuosa Seven-coloured tanager (II) Estrildidae Mannikins, waxbills Amandava formosa Green avadavat (II) Lonchura fuscata Timor sparrow Lonchura oryzivora Java sparrow (II) Poephila cincta Southern black-throated cincta (II) finch Fringillidae Finches Carduelis cucullata (I) Red siskin Carduelis yarrellii Yellow-faced siskin (II) Hirundinidae Martins Pseudochelidon White-eyed river-martin sirintarae (I) Icteridae New-world blackbirds Xanthopsar flavus (I) Saffron-cowled blackbird Meliphagidae Honey-eaters Lichenostomus Helmeted honeyeater melanops cassidix (I) Muscicapidae Old-world flycatchers Acrocephalus roder­ Rodrigues brush- icanus (III Mauritius) warbler Cyornis ruckii (II) Rueck's blue-flycatcher Dasyornis broadbenti Western rufous bris­ litoralis (possibly tlebird extinct) (I) Dasyornis longirostris Western bristlebird (I) Garrulax canorus Melodious laughing­ (II) thrush 2009R0407 — EN — 22.05.2009 — 000.001 — 30

▼B

Annex A Annex B Annex C Common name Leiothrix argen­ Silver-eared mesia tauris (II) Leiothrix lutea (II) Red-billed leiothrix Liocichla omeiensis Omei Shan liocichla (II) Picathartes gymnoce­ White-necked rockfowl phalus (I) Picathartes oreas (I) Grey-necked rockfowl Terpsiphone bour­ Mascarene paradise- bonnensis (III flycatcher Mauritius) Paradisaeidae Birds of paradise Paradisaeidae spp. Birds of paradise (II) Pittidae Pittas Pitta guajana (II) Banded pitta Pitta gurneyi (I) Gurney's pitta Pitta kochi (I) Whiskered pitta Pitta nympha (II) Fairy pitta Pycnonotidae Bulbuls Pycnonotus Straw-headed bulbul zeylanicus (II) Sturnidae Mynas Gracula religiosa Hill myna (II) Leucopsar rothschildi Bali myna (I) Zosteropidae White-eyes Zosterops albogularis White-chested white- (I) eye PELECANIFORMES Fregatidae Frigatebirds Fregata andrewsi (I) Christmas frigatebird Pelecanidae Pelicans Pelecanus crispus (I) Dalmatian pelican Sulidae Boobies Papasula abbotti (I) Abbott's booby PICIFORMES Capitonidae Barbets Semnornis Toucan barbet ramphastinus (III Colombia) Picidae Woodpeckers Campephilus Imperial woodpecker imperialis (I) Dryocopus javensis Tristram's woodpecker richardsi (I) Ramphastidae Toucans Baillonius bailloni Saffron toucanet (III Argentina) Pteroglossus Black-necked aracari aracari (II) Pteroglossus Chestnut-eared aracari castanotis (III Argentina) 2009R0407 — EN — 22.05.2009 — 000.001 — 31

▼B

Annex A Annex B Annex C Common name Pteroglossus viridis Green aracari (II) Ramphastos Red-breasted toucan dicolorus (III Argentina) Ramphastos Keel-billed toucan sulfuratus (II) Ramphastos toco Toco toucan (II) Ramphastos tucanus Red-billed toucan (II) Ramphastos Channel-billed toucan vitellinus (II) Selenidera maculir­ Spot-billed toucanet ostris (III Argentina) PODICIPEDI­ FORMES Podicipedidae Grebes Podilymbus gigas (I) Atitlan Grebe PROCELLARII­ FORMES Diomedeidae Albatrosses Phoebastria albatrus Short-tailed albatross (I) PSITTACIFORMES Cockatoos, lories, macaws, parakeets, parrots etc. PSITTACIFORMES Parrots, etc. spp. (II) (Except for the species included in Annex A and excluding Agapornis rosei­ collis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation) Cacatuidae Cockatoos Cacatua goffini (I) Tanimbar cockatoo Cacatua haematur­ Philippine cockatoo opygia (I) Cacatua moluccensis Salmon-crested (I) cockatoo Cacatua sulphurea (I) Yellow-crested cockatoo Probosciger aterrimus Palm cockatoo (I) Loriidae Lories, lorikeets Eos histrio (I) Red and blue lory Vini spp. (I/II) (Vini Blue lorikeets ultramarina is listed in Appendix I, the other species are listed in Appendix II) 2009R0407 — EN — 22.05.2009 — 000.001 — 32

▼B

Annex A Annex B Annex C Common name Psittacidae Amazons, macaws, parakeets, parrots Amazona arausiaca Red-necked parrot (I) Amazona auropalliata Yellow-naped parrot (I) Amazona barbadensis Yellow-shouldered (I) parrot Amazona brasiliensis Red-tailed parrot (I) Amazona finschi (I) Lilac-crowned parrot Amazona guildingii (I) St Vincent parrot Amazona imperialis Imperial parrot (I) Amazona leuco­ Cuban parrot cephala (I) Amazona oratrix (I) Yellow-headed parrot Amazona pretrei (I) Red-spectacled parrot Amazona rhodo­ Red-browed parrot corytha (I) Amazona tucumana (I) Tucuman parrot Amazona versicolor Saint Lucia parrot (I) Amazona vinacea (I) Vinaceous parrot Amazona viridigenalis Green-cheeked parrot (I) Amazona vittata (I) Puerto Rican parrot Anodorhynchus spp. Blue macaws (I) Ara ambiguus (I) Great green macaw Ara glaucogularis (I) Blue-throated macaw Ara macao (I) Scarlet macaw Ara militaris (I) Military macaw Ara rubrogenys (I) Red-fronted macaw Cyanopsitta spixii (I) Spix's macaw Cyanoramphus cookii Norfolk Island parakeet (I) Cyanoramphus forbesi Chatham Island yellow- (I) fronted parakeet Cyanoramphus novae­ Red-fronted parakeet zelandiae (I) Cyanoramphus Red-crowned parakeet saisseti (I) Cyclopsitta Coxen's double-eyed fig diophthalma coxeni (I) parrot Eunymphicus cornutus Horned parakeet (I) Guarouba guarouba Golden parakeet (I) Neophema chryso­ Orange-bellied parrot gaster (I) Ognorhynchus Yellow-eared parrot icterotis (I) Pezoporus occi­ Night parrot dentalis (possibly extinct) (I) 2009R0407 — EN — 22.05.2009 — 000.001 — 33

▼B

Annex A Annex B Annex C Common name

Pezoporus wallicus (I) Ground parrot Pionopsitta pileata (I) Pileated parrot Primolius couloni (I) Blue-headed macaw Primolius maracana Blue-winged macaw (I) Psephotus chrysop­ Golden-shouldered terygius (I) parrot Psephotus dissimilis Hooded parrot (I) Psephotus Paradise parrot pulcherrimus (possibly extinct) (I) Psittacula echo (I) Mauritius parakeet Pyrrhura cruentata (I) Blue-throated parakeet Rhynchopsitta spp. (I) Thick-billed parrots Strigops habroptilus Kakapo (I) RHEIFORMES Rheidae Rheas Pterocnemia pennata Lesser rhea (I) (Except Pter­ ocnemia pennata pennata which is included in Annex B) Pterocnemia Lesser rhea pennata pennata (II) Rhea americana (II) Greater rhea SPHENISCIFORMES Spheniscidae Penguins Spheniscus Jackass penguin demersus (II) Spheniscus humboldti Humboldt penguin (I) STRIGIFORMES Owls STRIGIFORMES Owls spp. (II) (Except for the species included in Annex A) Strigidae Owls Aegolius funereus Boreal owl (II) Asio flammeus (II) Short-eared owl Asio otus (II) Long-eared owl Athene noctua (II) Little owl Bubo bubo (II) Eurasian eagle-owl Glaucidium Eurasian pygmy-owl passerinum (II) Heteroglaux blewitti Forest owlet (I) Mimizuku gurneyi (I) Lesser eagle-owl Ninox natalis (I) Christmas hawk-owl Ninox novaesee­ Norfolk boobook landiae undulata (I) Nyctea scandiaca (II) Snowy owl Otus ireneae (II) Sokoke scops-owl 2009R0407 — EN — 22.05.2009 — 000.001 — 34

▼B

Annex A Annex B Annex C Common name

Otus scops (II) Eurasian scops-owl Strix aluco (II) Tawny owl Strix nebulosa (II) Great grey owl Strix uralensis (II) Ural owl Surnia ulula (II) Northern hawk owl Tytonidae Barn owls Tyto alba (II) Barn owl Tyto soumagnei (I) Soumagne's owl STRUTHIONI­ FORMES Struthionidae Ostrich Struthio camelus (I) Ostrich (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other popu­ lations are not included in the Annexes to this Regu­ lation) TINAMIFORMES Tinamidae Tinamous Tinamus solitarius (I) Solitary tinamou TROGONIFORMES Trogonidae Quetzals Pharomachrus Resplendent quetzal mocinno (I) REPTILIA Reptiles CROCODYLIA Alligators, caimans, crocodiles CROCODYLIA Alligators, caimans, spp. (II) (Except for crocodiles the species included in Annex A) Alligatoridae Alligators, caimans Alligator sinensis (I) Chinese alligator Caiman crocodilus Rio Apaporis spectacled apaporiensis (I) caiman Caiman latirostris (I) Broad-nosed caiman (Except for the popu­ lation of Argentina, which is included in Annex B) Melanosuchus niger Black caiman (I) (Except for the population of Brazil, which is included in Annex B, and popu­ lation of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been 2009R0407 — EN — 22.05.2009 — 000.001 — 35

▼B

Annex A Annex B Annex C Common name approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group) Crocodylidae Crocodiles Crocodylus acutus (I) American crocodile (Except for the popu­ lation of Cuba, which is included in Annex B) Crocodylus cata­ African slender-snouted phractus (I) crocodile Crocodylus inter­ Orinoco crocodile medius (I) Crocodylus mind­ Philippine crocodile orensis (I) Crocodylus moreletii Morelet's crocodile (I) Crocodylus niloticus Nile crocodile (I) (Except for the populations of Botswana, Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1 600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B) Crocodylus palustris Mugger crocodile (I) Crocodylus porosus Estuarine crocodile (I) (Except for the populations of Australia, Indonesia and Papua New Guinea, which are included in Annex B) Crocodylus rhombifer Cuban crocodile (I) Crocodylus siamensis Siamese crocodile (I) Osteolaemus tetraspis West African dwarf (I) crocodile Tomistoma schlegelii False gharial (I) Gavialidae Gavial or gharial Gavialis gangeticus Gharial (I) RHYNCHOCE­ PHALIA Sphenodontidae Tuataras Sphenodon spp. (I) Tuataras 2009R0407 — EN — 22.05.2009 — 000.001 — 36

▼B

Annex A Annex B Annex C Common name SAURIA Agamidae Spiny-tailed lizards (Agamas, mastigures) Uromastyx spp. (II) Spiny-tailed lizards Chamaeleonidae Chameleons Bradypodion spp. Dwarf chameleons (II) Brookesia spp. (II) Dwarf chameleons (Except for the species included in Annex A) Brookesia perarmata Dwarf spiny chameleon (I) Calumma spp. (II) Madagascar chameleons Chamaeleo spp. (II) Chameleons (Except for the species included in Annex A) Chamaeleo European chameleon chamaeleon (II) Furcifer spp. (II) Madagascar chameleons Cordylidae Spiny-tailed lizards Cordylus spp. (II) Girdled lizards Gekkonidae Geckos Cyrtodactylus Serpent Island gecko serpensinsula (II) Hoplodactylus spp. Sticky-toed geckos (III New Zealand) Naultinus spp. New Zealand tree (III New Zealand) geckos Phelsuma spp. (II) Day geckos (Except for the species included in Annex A) Phelsuma guentheri Round Island day gecko (II) Uroplatus spp. (II) Flat-tailed geckos Helodermatidae Gila monster and beaded lizard Heloderma spp. (II) Gila monster and (Except for the beaded lizard subspecies included in Annex A) Heloderma horridum Guatemalan beaded charlesbogerti (I) lizard Iguanidae Iguanas Amblyrhynchus Galapagos marine cristatus (II) iguana Brachylophus spp. (I) Fiji iguanas Conolophus spp. Galapagos land iguanas (II) Cyclura spp. (I) Ground iguanas Iguana spp. (II) Iguanas Phrynosoma Coast horned lizard coronatum (II) Sauromalus varius (I) San Esteban Island chuckwalla 2009R0407 — EN — 22.05.2009 — 000.001 — 37

▼B

Annex A Annex B Annex C Common name Lacertidae Lizards Gallotia simonyi (I) Hierro giant lizard Podarcis lilfordi (II) Lilford's wall lizard Podarcis pityusensis Ibiza wall lizard (II) Scincidae Skinks Corucia zebrata (II) Prehensile-tailed skink Teiidae Caiman lizards, tegu lizards Crocodilurus Dragon lizard amazonicus (II) Dracaena spp. (II) Caiman lizards Tupinambis spp. (II) Tegus Varanidae Monitor lizards Varanus spp. (II) Monitor lizards (Except for the species included in Annex A) Varanus bengalensis Indian monitor (I) Varanus flavescens (I) Yellow monitor Varanus griseus (I) Desert monitor Varanus komodoensis Komodo dragon (I) Varanus nebulosus (I) Clouded monitor Varanus olivaceus (II) Gray's monitor Xenosauridae Chinese crocodile lizard Shinisaurus croco­ Chinese crocodile lizard dilurus (II) SERPENTES Snakes Boidae Boas Boidae spp. (II) Boas (Except for the species included in Annex A) Acrantophis spp. (I) Madagascar ground boas Boa constrictor occi­ Argentine boa dentalis (I) constrictor Epicrates inornatus (I) Puerto Rican boa Epicrates monensis (I) Virgin Island tree boa Epicrates subflavus (I) Jamaican boa Eryx jaculus (II) Spotted sand boa Sanzinia madagascar­ Madagascar tree boa iensis (I) Bolyeriidae Round Island boas Bolyeriidae spp. (II) Round Island boas (Except for the species included in Annex A) Bolyeria multo­ Round Island boa carinata (I) Casarea dussumieri Round Island keel- (I) scaled boa Colubridae 2009R0407 — EN — 22.05.2009 — 000.001 — 38

▼B

Annex A Annex B Annex C Common name Typical snakes, water snakes, whip snakes Atretium schistosum Olive keel-back (III India) Cerberus rynchops Dog-faced water snake (III India) Clelia clelia (II) Mussurana Cyclagras gigas (II) False cobra Elachistodon Indian egg-eating snake westermanni (II) Ptyas mucosus (II) Common rat snake Xenochrophis Checkered keel-back piscator (III India) Elapidae Cobras, coral snakes Hoplocephalus Broad-headed snake bungaroides (II) Micrurus diastema Atlantic coral snake (III Honduras) Micrurus nigro­ Central American coral cinctus snake (III Honduras) Naja atra (II) Chinese spitting cobra Naja kaouthia (II) Monocellate cobra Naja mandalayensis Burmese spitting cobra (II) Naja naja (II) Indian cobra Naja oxiana (II) Central Asian cobra Naja philippinensis North Philippine (II) spitting cobra Naja sagittifera (II) Andaman cobra Naja samarensis (II) South-east Philippine spitting cobra Naja siamensis (II) Indochinese spitting cobra Naja sputatrix (II) South Indonesian spitting cobra Naja sumatrana (II) Golden spitting cobra Ophiophagus King cobra hannah (II) Loxocemidae Mexican dwarf boa Loxocemidae spp. Mexican dwarf boa (II) Pythonidae Pythons Pythonidae spp. (II) Pythons (Except for the subspecies included in Annex A) Python molurus Indian python molurus (I) Tropidophiidae Wood boas Tropidophiidae spp. Wood boas (II) Viperidae Vipers Crotalus durissus Neotropical rattlesnake (III Honduras) Crotalus durissus Aruba rattlesnake unicolor 2009R0407 — EN — 22.05.2009 — 000.001 — 39

▼B

Annex A Annex B Annex C Common name Daboia russelii Russell's viper (III India) Vipera latifii Latifi's viper Vipera ursinii (I) Orsini's viper (Only the population of Europe, except the area which formerly constituted the USSR; these latter popu­ lations are not included in the Annexes to this Regu­ lation) Vipera wagneri (II) Wagner's viper TESTUDINES Carettochelyidae Pig-nosed turtles Carettochelys Pig-nosed turtle insculpta (II) Chelidae Austro-American sideneck turtles Chelodina mccordi Roti snake-necked turtle (II) Pseudemydura Western swamp turtle umbrina (I) Cheloniidae Sea turtles Cheloniidae spp. (I) Sea turtles Chelydridae Snapping turltes Macrochelys Alligator snapping turtle temminckii (III United States of America) Dermatemydidae Central American river turtle Dermatemys mawii Central American river (II) turtle Dermochelyidae Leatherback turtle Dermochelys coriacea Leatherback turtle (I) Emydidae Box turtles, freshwater turtles Chrysemys picta Painted turtle Glyptemys insculpta Wood turtle (II) Glyptemys muhlen­ Bog turtle bergii (I) Graptemys spp. Map turtles (III United States of America) Terrapene spp. (II) Box turtles (Except for the species included in Annex A) Terrapene coahuila (I) Aquatic box turtle Trachemys scripta Red-eared terrapin elegans Geoemydidae Batagur baska (I) Batagur Callagur Painted terrapin borneoensis (II) 2009R0407 — EN — 22.05.2009 — 000.001 — 40

▼B

Annex A Annex B Annex C Common name Cuora spp. (II) Asian box turtles Geoclemys hamiltonii Black pond turtle (I) Geoemyda spengleri Black-breasted leaf (III China) turtle Heosemys Yellow-headed temple annandalii (II) turtle Heosemys depressa Arakan forest turtle (II) Heosemys grandis Giant Asian turtle (II) Heosemys spinosa Spiny turtle (II) Kachuga spp. (II) Roofed turtles Leucocephalon Sulawesi forest turtle yuwonoi (II) Malayemys macro­ Snail-eating turtle cephala (II) Malayemys Ricefield turtle subtrijuga (II) Mauremys anna­ Annam pond turtle mensis (II) Mauremys iversoni Fujian pond turtle (III China) Mauremys megalo­ Big-headed pond turtle cephala (III China) Mauremys mutica Yellow pond turtle (II) Mauremys nigricans Red-necked turtle (III China) Mauremys Pritchard's pond turtle pritchardi (III China) Mauremys reevesii Reeves's turtle (III China) Mauremys sinensis Chinese stripe-necked (III China) turtle Melanochelys Three-keeled land tricarinata (I) tortoise Morenia ocellata (I) Burmese swamp turtle Notochelys Malayan flat-shelled platynota (II) turtle Ocadia glyphistoma Notch-mouthed stripe- (III China) necked turtle Ocadia philippeni Philippen's stripe- (III China) necked turtle Orlitia borneensis Malayan giant turtle (II) Pangshura spp. Roofed turtles (Except for the species included in Annex A) Pangshura tecta (I) Indian roofed turtle Sacalia bealei Beal's eyed turtle (III China) Sacalia pseudo­ Chinese false-eyed cellata (III China) turtle Four-eyed turtle 2009R0407 — EN — 22.05.2009 — 000.001 — 41

▼B

Annex A Annex B Annex C Common name Sacalia quadrio­ cellata (III China) Siebenrockiella Black marsh turtle crassicollis (II) Siebenrockiella Philippine pond turtle leytensis (II) Platysternidae Big-headed turtle Platysternon mega­ Big-headed turtle cephalum (II) Podocnemididae Afro-American sideneck turtles Erymnochelys Madagascar sideneck madagascariensis turtle (II) Peltocephalus Big-headed sideneck dumerilianus (II) turtle Podocnemis spp. Sideneck turtles (II) Testudinidae Tortoises Testudinidae spp. Tortoises (II) (Except for the species included in Annex A; a zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes.) Astrochelys radiata (I) Radiated tortoise Astrochelys yniphora Angonoka (I) Chelonoidis nigra (I) Galapagos giant tortoise Gopherus flavomar­ Bolson tortoise ginatus (I) Malacochersus Pancake tortoise tornieri (II) Psammobates geome­ Geometric tortoise tricus (I) Pyxis arachnoides (I) Madagascar spider tortoise Pyxis planicauda (I) Madagascar flat-shelled tortoise Testudo graeca (II) Spur-thighed tortoise Testudo hermanni Hermann's tortoise (II) Testudo kleinmanni (I) Egyptian tortoise Testudo marginata Marginated tortoise (II) Trionychidae Softshell turtles, terrapins Amyda cartilaginea Southeast Asian soft- (II) shelled turtle Apalone spinifera atra Cuatro Cienagas soft- (I) shell turtle Aspideretes gang­ Indian soft-shell turtle eticus (I) 2009R0407 — EN — 22.05.2009 — 000.001 — 42

▼B

Annex A Annex B Annex C Common name

Aspideretes hurum (I) Peacock soft-shell turtle Aspideretes nigricans Black soft-shell turtle (I) Chitra spp. (II) Narrow-headed softshell turtles Lissemys punctata Indo-Gangetic flapshell (II) turtle Lissemys scutata (II) Burmese flapshell turtle Palea steindachneri Wattle-necked softshell (III China) turtle Pelochelys spp. (II) Giant softshell turtles Pelodiscus axenaria Hunan softshell turtle (III China) Pelodiscus maackii Amur softshell turtle (III China) Pelodiscus parvi­ Chinese softshell turtle formis (III China) Rafetus swinhoei Yangtze softshell turtle (III China) AMPHIBIA Amphibians ANURA Frogs and toads Bufonidae Toads Altiphrynoides spp. (I) Malcolm's Ethiopian toad Atelopus zeteki (I) Golden frog Bufo periglenes (I) Golden toad Bufo superciliaris (I) Cameroon toad Nectophrynoides spp. African viviparous (I) toads Nimbaphrynoides spp. Nimba toads (I) Spinophrynoides spp. Osgood's Ethiopian toad (I) Dendrobatidae Poison frogs Allobates femoralis Brilliant-thighed poison (II) frog Allobates zaparo Sanguine poison frog (II) Cryptophyllobates Sky-blue poison frog azureiventris (II) Dendrobates spp. Poison-arrow frogs (II) Epipedobates spp. Poison-arrow frogs (II) Phyllobates spp. (II) Poison-arrow frogs Mantellidae Mantella frogs Mantella spp. (II) Mantella frogs Microhylidae Tomato frogs Dyscophus antongilii Tomato frog (I) Scaphiophryne Red rain frog gottlebei (II) Ranidae Frogs Conraua goliath Goliath frog Six-fingered frog 2009R0407 — EN — 22.05.2009 — 000.001 — 43

▼B

Annex A Annex B Annex C Common name Euphlyctis hexa­ dactylus (II) Hoplobatrachus Tiger frog tigerinus (II) Rana catesbeiana American bullfrog Rheobatrachidae Gastric brooding frogs Rheobatrachus spp. Gastric brooding frog (II) (Except for the species included in Annex A) Rheobatrachus silus Platypus frog (II) CAUDATA Ambystomatidae Axolotls Ambystoma Lake Patzcuaro sala­ dumerilii (II) mander Ambystoma Axolotl mexicanum (II) Cryptobranchidae Giant salamanders Andrias spp. (I) Giant salamanders ELASMO­ Sharks and rays BRANCHII LAMNIFORMES Cetorhinidae Basking sharks Cetorhinus maximus Basking shark (II) Lamnidae Great white shark Carcharodon Great white shark carcharias (II) ORECTOLOBI­ FORMES Rhincodontidae Whale sharks Rhincodon typus (II) Whale shark RAJIFORMES Pristidae Sawfishes Pristidae spp. (I) Sawfishes (Except for the species included in Annex B) Pristis microdon (II) Freshwater sawfish (For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable aquaria for primarily conser­ vation purposes. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly) ACTINOPTERYGII Fish 2009R0407 — EN — 22.05.2009 — 000.001 — 44

▼B

Annex A Annex B Annex C Common name ACIPENSERI­ FORMES ACIPENSERI­ Sturgeons and FORMES spp. (II) paddlefish (Except for the species included in Annex A) Acipenseridae Sturgeons Acipenser brevir­ Shortnose sturgeon ostrum (I) Acipenser sturio (I) Common sturgeon ANGUILLIFORMES Anguillidae Freshwater eels Anguilla anguilla European eel (II) (This inclusion will enter into force on 13 March 2009) CYPRINIFORMES Catostomidae Cui-ui Chasmistes cujus (I) Cui-ui Cyprinidae Blind carps, plaeesok Caecobarbus geertsi African blind barb fish (II) Probarbus jullieni (I) Ikan temoleh OSTEOGLOSSI­ FORMES Osteoglossidae Arapaimas, bony­ tongues Arapaima gigas (II) Arapaima Scleropages formosus Asian arowana (I) PERCIFORMES Labridae Wrasses Cheilinus undulatus Humphead wrasse (II) Sciaenidae Totoabas Totoaba macdonaldi Totoaba (I) SILURIFORMES Pangasiidae Pangasid catfish Pangasianodon gigas Giant catfish (I) SYNGNATHI­ FORMES Syngnathidae Pipefishes, seahorses Hippocampus spp. Seahorses (II) SARCOPTERYGII Lungfishes CERATODONTI­ FORMES Ceratodontidae Australian lungfishes Neoceratodus Australian lungfish forsteri (II) COELACANTHI­ FORMES Latimeriidae Coelacanths 2009R0407 — EN — 22.05.2009 — 000.001 — 45

▼B

Annex A Annex B Annex C Common name

Latimeria spp. (I) Coelacanths

ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)

HOLOTHUROIDEA Sea cucumbers ASPIDOCHIROTIDA Stichopodidae Sea cucumbers Isostichopus fuscus Brown sea cucumber (III Ecuador)

ARTHROPODA (ARTHROPODS)

ARACHNIDA Spiders and scorpions ARANEAE Theraphosidae Red-kneed tarantulas, tarantulas Aphonopelma albiceps (II) Aphonopelma Chihuahua rose-grey pallidum (II) tarantula Brachypelma spp. Central American (II) tarantulas SCORPIONES Scorpionidae Scorpions Pandinus dictator (II) Pandinus Giant Senegalese gambiensis (II) scorpion Pandinus imperator Emperor scorpion (II) INSECTA Insects COLEOPTERA Beetles Lucanidae Stag beetles Colophon spp. Cape stag beetles (III South Africa) LEPIDOPTERA Butterflies Papilionidae Birdwing and swal­ lowtail butterflies Atrophaneura Sri Lankan rose jophon (II) Atrophaneura palu Palu swallowtail butterfly Atrophaneura Malabar rose pandiyana (II) Bhutanitis spp. (II) Swallowtail butterflies Graphium Apo swallowtail sandawanum butterfly Graphium stre­ Seram swallowtail semanni Ornithoptera spp. Birdwing butterflies (II) (except for the species included in Annex A) Ornithoptera alex­ Queen Alexandra's andrae (I) birdwing Papilio benguetanus Papilio chikae (I) Luzon peacock swal­ lowtail 2009R0407 — EN — 22.05.2009 — 000.001 — 46

▼B

Annex A Annex B Annex C Common name Papilio esperanza

Papilio homerus (I) Homerus swallowtail Papilio hospiton (I) Corsican swallowtail Papilio moron­ Madagascan emperor davana swallowtail Papilio neumoegeni Parides ascanius Fluminense swallowtail butterfly Parides hahneli Hahnel's amazonian swallowtail butterfly Parnassius apollo (II) Mountain apollo Teinopalpus spp. Kaiser-I-Hind butterflies (II) Trogonoptera spp. Birdwing butterflies (II) Troides spp. (II) Birdwing butterflies

ANNELIDA (SEGMENTED WORMS AND LEECHES)

HIRUDINOIDEA Leeches ARHYNCHOB­ DELLIDA Hirudinidae Leeches Hirudo medicinalis Medicinal leech (II)

MOLLUSCA (MOLLUSCS)

BIVALVIA Bivalve molluscs (clams, mussels etc.) MYTILOIDA Mytilidae Marine mussels Lithophaga European date mussel lithophaga (II) UNIONOIDA Unionidae Freshwater mussels, pearly mussels Conradilla caelata (I) Birdwing pearly mussel Cyprogenia aberti Western fanshell mussel (II) Dromus dromas (I) Dromedary pearly mussel Epioblasma curtisii (I) Curtis' pearly mussel Epioblasma florentina Yellow-blossom pearly (I) mussel Epioblasma sampsonii Wabash riffleshell (I) Epioblasma sulcata White catspaw mussel perobliqua (I) Epioblasma torulosa Green-blossom pearly gubernaculum (I) mussel Epioblasma Northern riffleshell torulosa rangiana (II) Epioblasma torulosa Turbercled-blossom torulosa (I) pearly mussel Epioblasma turgidula Turgid-blossom pearly (I) mussel 2009R0407 — EN — 22.05.2009 — 000.001 — 47

▼B

Annex A Annex B Annex C Common name

Epioblasma walkeri Tan riffleshell (I) Fusconaia cuneolus Fine-rayed pigtoe pearly (I) mussel Fusconaia edgariana Shiny pigtoe pearly (I) mussel Lampsilis higginsii (I) Higgins' eye pearly mussel Lampsilis orbiculata Pink mucket pearly orbiculata (I) mussel Lampsilis satur (I) Sandback pocketbook mussel Lampsilis virescens (I) Alabama lamp pearly mussel Plethobasus cica­ White warty-back tricosus (I) pearly mussel Plethobasus coop­ Orange-footed erianus (I) pimpleback mussel Pleurobema clava Clubshell pearly mussel (II) Pleurobema plenum Rough pigtoe pearly (I) mussel Potamilus capax (I) Fat pocketbook pearly mussel Quadrula intermedia Cumberland monkey- (I) face pearly mussel Quadrula sparsa (I) Appalachian monkey- face pearly mussel Toxolasma cylin­ Pale lilliput pearly drellus (I) mussel Unio nickliniana (I) Nicklin's pearly mussel Unio tampicoensis Tampico pearly mussel tecomatensis (I) Villosa trabalis (I) Cumberland bean pearly mussel VENEROIDA Tridacnidae Giant clams Tridacnidae spp. (II) Giant clams GASTROPODA Slugs, snails and conches ARCHAEOGAS­ TROPODA Haliotidae Abalones Haliotis midae Midas ear abalone (III South Africa) MESOGAS­ TROPODA Strombidae Conches Strombus gigas (II) Queen conch STYLOMMA­ TOPHORA Achatinellidae Agate snails, oahu tree snails Achatinella spp. (I) Little agate shells Camaenidae Green tree snail Papustyla Manus green tree snail pulcherrima (II) 2009R0407 — EN — 22.05.2009 — 000.001 — 48

▼B

Annex A Annex B Annex C Common name

CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)

ANTHOZOA Corals, sea anemones ANTIPATHARIA ANTIPATHARIA Black corals spp. (II) GORGONACEAE Coralliidae Corallium elatius (III China) Corallium japonicum (III China) Corallium konjoi (III China) Corallium secundum (III China) HELIOPORACEA Helioporidae Blue coral Helioporidae spp. Blue coral (II) (Includes only the species Heliopora coerulea)(7) SCLERACTINIA SCLERACTINIA Stony corals spp. (II) (7) STOLONIFERA Tubiporidae Organpipe corals Tubiporidae spp. Organpipe corals (II) (7) HYDROZOA Sea ferns, fire corals, stinging medusas MILLEPORINA Milleporidae Wello fire corals Milleporidae spp. Wello fire corals (II) (7) STYLASTERINA Stylasteridae Lace corals Stylasteridae spp. Lace corals (II) (7)

FLORA

AGAVACEAE Agaves Agave parviflora (I) Santa Cruz striped agave Agave victoriae- Queen Victoria agave reginae (II) #1 Nolina interrata (II) Dehesa bear-grass AMARYLLIDACEAE Amaryllids Galanthus spp. (II) Snowdrops #1 Sternbergia spp. (II) Sternbergias #1 APOCYNACEAE Dogbanes Hoodia spp. (II) #9 Hoodia 2009R0407 — EN — 22.05.2009 — 000.001 — 49

▼B

Annex A Annex B Annex C Common name Pachypodium spp. Elephant trunks (II) (Except for the species included in Annex A) #1 Pachypodium ambongense (I) Pachypodium baronii (I) Pachypodium decaryi (I) Rauvolfia Snake-root devil-pepper serpentina (II) #2 ARALIACEAE Aralias Panax ginseng (II) Asian ginseng (Only the popu­ lation of the Russian Federation; no other population is included in the Annexes to this Regulation) #3 Panax quinquefolius American ginseng (II) #3 ARAUCARIACEAE Araucarias Araucaria araucana Monkey-puzzle tree (I) BERBERIDACEAE Barberries Podophyllum Himalayan may-apple hexandrum (II) #2 BROMELIACEAE Air plants, bromelias Tillandsia harrisii Harris' tillandsia (II) #1 Tillandsia kammii Kamm's tillandsia (II) #1 Tillandsia kautskyi Kautsky's tillandsia (II) #1 Tillandsia Maury's tillandsia mauryana (II) #1 Tillandsia spren­ Sprengel's tillandsia geliana (II) #1 Tillandsia sucrei (II) Sucre tillandsia #1 Tillandsia xero­ Xerographic tillandsia graphica (II) #1 CACTACEAE Cacti CACTACEAE spp. Cacti (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (8)#4 Ariocarpus spp. (I) Living rock cacti Astrophytum asterias Star cactus (I) Aztekium ritteri (I) Aztec cactus Coryphantha werder­ Jobali pincushion cactus mannii (I) Discocactus spp. (I) Discocacti 2009R0407 — EN — 22.05.2009 — 000.001 — 50

▼B

Annex A Annex B Annex C Common name

Echinocereus Lindsay's hedgehog ferreirianus ssp. cacti lindsayi (I) Echinocereus Lamb's-tail cactus schmollii (I) Escobaria minima (I) Nelle's cactus Escobaria sneedii (I) Sneed's pincushion cactus Mammillaria pecti­ Conchilinque nifera (I) Mammillaria soli­ Pitayita sioides (I) Melocactus conoideus Conelike Turk's-cap (I) cactus Melocactus deina­ Wonderfully-bristled canthus (I) Turk's cap cactus Melocactus glau­ Woolly waxy-stemmed cescens (I) Turk's-cap cactus Melocactus Few-spined Turk's-cap paucispinus (I) cactus Obregonia denegrii (I) Artichoke cactus Pachycereus militaris Grenadier's cap (I) Pediocactus bradyi (I) Brady's pincushion cactus Pediocactus Knowlton's cactus knowltonii (I) Pediocactus paradinei Houserock valley cactus (I) Pediocactus peeble­ Peebles's Navajo cactus sianus (I) Pediocactus sileri (I) Siler's pincushion cactus Pelecyphora spp. (I) Pine cane cactus Sclerocactus brevi­ Tobusch fishhook hamatus ssp. cactus tobuschii (I) Sclerocactus erecto­ Needle-spined centrus (I) pineapple cactus Sclerocactus glaucus Uinta Basin hookless (I) cactus Sclerocactus maripo­ Mariposa cactus sensis (I) Sclerocactus mesae- Mesa Verde cactus verdae (I) Sclerocactus nyensis Tonopah fishook cactus (I) Sclerocactus papyra­ Grama-grass cactus canthus (I) Sclerocactus Great-Basin fishhook pubispinus (I) cactus Sclerocactus wrightiae Wright's fishhook (I) cactus Strombocactus spp. (I) Peyote Turbinicarpus spp. (I) Turbinicarps Uebelmannia spp. (I) Uebelmann cacti CARYOCARACEAE Ajos 2009R0407 — EN — 22.05.2009 — 000.001 — 51

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Annex A Annex B Annex C Common name Caryocar costar­ Ajillo icense (II) #1 COMPOSITAE Asters, daisies, costus (ASTERACEAE) Saussurea costus (I) Costus (also known as S. lappa or Aucklandia costus) CRASSULACEAE Dudleyas, crassulas Dudleya stolonifera Laguna beach dudleya (II) Dudleya traskiae Santa Barbara Island (II) dudleya CUPRESSACEAE Cypresses Fitzroya cupressoides Alerce (I) Pilgerodendron Pilgerodendron uviferum (I) CYATHEACEAE Tree ferns Cyathea spp. (II) #1 Tree ferns CYCADACEAE Cycads CYCADACEAE Cycads spp. (II) (Except for the species included in Annex A) #1 Cycas beddomei (I) Beddome's cycad DICKSONIACEAE Tree ferns Cibotium barometz (II) #1 Dicksonia spp. (II) Tree ferns (Only the popu­ lations of the Americas; no other populations are included in the Annexes to this Regulation: includes Dicksonia berteriana, D. externa, D. sell­ owiana and D. stuebelii)#1 DIDIEREACEAE Didiereas DIDIEREACEAE Alluaudias, didiereas spp. (II) #1 DIOSCOREACEAE Yams Dioscorea deltoidea Elephant's foot (II) #1 DROSERACEAE Sundews Dionaea muscipula Venus fly-trap (II) #1 EUPHORBIACEAE Spurges Euphorbia spp. (II) Euphorbias (Except for the species included in Annex A; succulent species only; artifi­ cially propagated specimens of cultivars of Euphorbia trigona, artificially 2009R0407 — EN — 22.05.2009 — 000.001 — 52

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Annex A Annex B Annex C Common name propagated, crested, fan-shaped or colour mutants of Euphorbia lactea, when grafted on artificially propagated root stock of Euphorbia neriifolia and artifi­ cially propagated specimens of cultivars of Euphor­ bia“Milii” when they are traded in shipments of 100 or more plants and readily recognisable as artificially propagated specimens, are not subject to the provisions of this Regulation) #1 Euphorbia ambovom­ bensis (I) Euphorbia capsainte­ mariensis (I) Euphorbia cremersii (I) Euphorbia cylin­ drifolia (I) Euphorbia decaryi (I) Euphorbia francoisii (I) Euphorbia handiensis (II) Euphorbia lambii (II) Euphorbia moratii (I) Euphorbia parvi­ cyathophora (I) Euphorbia quartzi­ ticola (I) Euphorbia stygiana (II) Euphorbia tulearensis (I) FOUQUIERIACEAE Ocotillos, boojums Fouquieria Boojum tree columnaris (II) #1 Fouquieria fasciculata Arbol del barril (I) Fouquieria purpusii (I) GNETACEAE Joint firs Gnetum montanum (III Nepal) #1 JUGLANDACEAE Walnuts, gavilan Oreomunnea pter­ Gavilàn ocarpa (II) #1 LEGUMINOSAE Legumes (FABACEAE) Brazil wood 2009R0407 — EN — 22.05.2009 — 000.001 — 53

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Annex A Annex B Annex C Common name Caesalpinia echinata (II) #10 Dalbergia nigra (I) Brazilian rosewood Dalbergia retusa Black rosewood (III population of Guatemala) #5 Dalbergia Honduras rosewood stevensonii (III population of Guatemala) #5 Dipteryx pana­ Almendro mensis (III Costa Rica/Nicaragua) Pericopsis elata (II) Afrormosia #5 Platymiscium Quira macawood pleiostachyum (II) #1 Pterocarpus Red sandalwood santalinus (II) #7 LILIACEAE Lilies Aloe spp. (II) Aloes (Except for the species included in Annex A and Aloe vera, also known as Aloe barba­ densis, which is not included in the Annexes to this Regulation) #1 Aloe albida (I) Aloe albiflora (I) Aloe alfredii (I) Aloe bakeri (I) Aloe bellatula (I) Aloe calcairophila (I) Aloe compressa (I) Aloe delphinensis (I) Aloe descoingsii (I) Aloe fragilis (I) Aloe haworthioides (I) Aloe helenae (I) Aloe laeta (I) Aloe parallelifolia (I) Aloe parvula (I) Aloe pillansii (I) Aloe polyphylla (I) Aloe rauhii (I) Aloe suzannae (I) Aloe versicolor (I) Aloe vossii (I) MAGNOLIACEAE Magnolias Magnolia liliifera Safan var. obovata (III Nepal) #1 MELIACEAE Mahoganies 2009R0407 — EN — 22.05.2009 — 000.001 — 54

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Annex A Annex B Annex C Common name Cedrela odorata Spanish cedar (III Population of Colombia, Popu­ lation of Guatemala, Popu­ lation of Peru) #5 Swietenia humilis Honduras mahogany (II) #1 Swietenia macro­ Big-leaf mahogany phylla (II) (Popu­ lation of the Neotropics — includes Central and South America and the Caribbean) #6 Swietenia mahagoni Caribbean mahogany (II) #5 NEPENTHACEAE Pitcher plants (old- world) Nepenthes spp. (II) Tropical pitcher plants (Except for the species included in Annex A) #1 Nepenthes khasiana Indian pitcher plant (I) Nepenthes rajah (I) Giant tropical pitcher plant ORCHIDACEAE Orchids ORCHIDACEAE Orchids spp. (II) (Except for the species included in Annex A) (9)#1 For all of the following Annex A species, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers, are not subject to the provisions of this Regulation. Aerangis ellisii (I) Cephalanthera Hooded helleborine cucullata (II) Cypripedium Lady's slipper orchid calceolus (II) Dendrobium cruentum (I) Goodyera macro­ Madeiran lady's-tresses phylla (II) Laelia jongheana (I) Laelia lobata (I) Liparis loeselii (II) Fen orchid Ophrys argolica (II) Eyed bee orchid Ophrys lunulata (II) Crescent ophrys Orchis scopulorum Madeiran orchid (II) Asian slipper orchids 2009R0407 — EN — 22.05.2009 — 000.001 — 55

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Annex A Annex B Annex C Common name

Paphiopedilum spp. (I) Peristeria elata (I) Holy ghost orchid Phragmipedium spp. South American slipper (I) orchids Renanthera Red vanda imschootiana (I) Spiranthes aestivalis Summer lady's-tresses (II) OROBANCHACEAE Broomrapes Cistanche deser­ Desert cistanche ticola (II) #1 PALMAE Palms (ARECACEAE) Beccariophoenix Manarano madagascariensis (II) #1 Chrysalidocarpus Butterfly palm decipiens (I) Lemurophoenix Hovitra varimena halleuxii (II) Marojejya darianii Ravimbe (II) Neodypsis decaryi Triangle palm (II) #1 Ravenea louvelii (II) Lakamarefo Ravenea rivularis Gora (II) Satranala decus­ Satranabe silvae (II) Voanioala gerardii Voanioala (II) PAPAVERACEAE Poppies Meconopsis regia Himalayan poppy (III Nepal) #1 PINACEAE Pine family Abies guatemalensis Guatemalan fir (I) PODOCARPACEAE Podocarps Podocarpus nerii­ Yellow wood folius (III Nepal) #1 Podocarpus parlatorei Parlatore's podocarp (I) PORTULACACEAE Portulacas, purslanes Anacampseros spp. Purslanes (II) #1 Avonia spp. #1 Lewisia serrata (II) Saw-toothed lewisia #1 PRIMULACEAE Primulas, cyclamens Cyclamen spp. Cyclamens (II) (10)#1 PROTEACEAE Proteas Orothamnus zeyheri Marsh-rose (II) #1 Protea odorata (II) Ground-rose #1 2009R0407 — EN — 22.05.2009 — 000.001 — 56

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Annex A Annex B Annex C Common name RANUNCULACEAE Buttercups Adonis vernalis (II) Yellow adonis #2 Hydrastis cana­ Golden seal densis (II) #8 ROSACEAE Roses, cherries Prunus africana (II) African cherry #1 RUBIACEAE Ayugue Balmea stormiae (I) Ayugue SARRACENIACEAE Pitcher plants (new world) Sarracenia spp. (II) Pitcher plants (Except for the species included in Annex A) #1 Sarracenia oreophila Green pitcher plant (I) Sarracenia rubra ssp. Alabama canebrake alabamensis (I) pitcher plant Sarracenia rubra ssp. Mountain sweet pitcher jonesii (I) plant SCROPHULAR­ Figworts IACEAE Picrorhiza kurrooa Indian gentian (II) (excludes Picrorhiza scrophu­ lariiflora)#2 STANGERIACEAE Stangerias (cycads) Bowenia spp. (II) #1 Cycads Stangeria eriopus (I) Stangeria TAXACEAE Yews Taxus chinensis (II) Chinese yew #2 Taxus cuspidata Japanese yew (II) (11)#2 Taxus fuana (II) #2 Tibetan yew Taxus sumatrana Sumatran yew (II) #2 Taxus wallichiana Himalayan yew (II) #2 THYMELEACEAE Agarwood, ramin (AQUILARIACEAE) Aquilaria spp. (II) Agarwood #1 Gonystylus spp. (II) Ramin #1 Gyrinops spp. (II) Agarwood #1 TROCHODEN­ Tetracentrons DRACEAE Tetracentron (TETRACEN­ sinense (III Nepal) TRACEAE) #1 VALERIANACEAE Valerians Nardostachys grandiflora #2 WELWIT­ Welwitschias SCHIACEAE Welwitschia Welwitschia mirabilis (II) #1 2009R0407 — EN — 22.05.2009 — 000.001 — 57

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Annex A Annex B Annex C Common name ZAMIACEAE Cycads ZAMIACEAE spp. Cycads (II) (Except for the species included in Annex A) #1 Ceratozamia spp. (I) Horncones Chigua spp. (I) Encephalartos spp. (I) Bread palms Microcycas calocoma Palm corcho (I) ZINGIBERACEAE Ginger lilies Hedychium philip­ Philippine garland- pinense (II) #1 flower ZYGOPHYLLACEAE Lignum-vitae Guaiacum spp. (II) Lignum-vitae #2 Bulnesia sarmientoi Guaiacwood (III Argentina) #11

(1) Population of Argentina (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in derived manufactured products and other handicraft artefacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-ARGENTINA”. Other products must bear a label including the logotype and the designation “VICUÑA-ARGENTINA-ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. (2) Population of Bolivia (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-BOLIVIA”. Other products must bear a label including the logotype and the designation “VICUÑA-BOLIVIA- ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. (3) Population of Chile (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-CHILE”. Other products must bear a label including the logotype and the desig­ nation “VICUÑA-CHILE-ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. (4) Population of Peru (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3 249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-PERU”. Other products must bear a label including the logotype and the designation “VICUÑA-PERU-ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. (5) All species are listed in Appendix II except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Sotalia spp, Sousa spp, Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena phocaenoides, Phocoena sinus, Physeter catodon, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes. (6) Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B): For the exclusive purpose of allowing: a) trade in hunting trophies for non-commercial purposes; b) trade in live animals to appropriate and acceptable destinations as defined in Res. Conf. 11.20 for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; c) trade in hides; d) trade in hair; e) trade in leather goods for commercial or non- commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non commercial purposes for Zimbabwe; g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP14) concerning domestic manufacturing and trade; iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; iv) Raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at COP12 which are 20 000 kg (Botswana), 10 000 kg (Namibia), 30 000 kg (South Africa); v) In addition to the quantities agreed at COP12, government-owned ivory from Botswana, Zimbabwe, Namibia and South Africa registered by the 31st of January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in g) iv) in a single sale per destination under strict supervision of the Secretariat; vi) the proceeds of the trade are used exclusively for elephant conservation 2009R0407 — EN — 22.05.2009 — 000.001 — 58

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Annex A Annex B Annex C Common name

and community conservation and development programmes within or adjacent to the elephant range; and vii) The additional quantities specified in g) v) shall be traded only after the Standing Committee has agreed that the above conditions have been met; h) No further proposals to allow trade in elephant ivory from populations already on Annex B shall be submitted to the Conference of the Parties for the period from COP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraph g) i), g) ii), g) iii), g) vi) and g) vii). In addition, such further proposals shall be dealt with in accordance with Decisions 14.77 and 14.78. On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. (7) The following are not subject to the provisions of this Regulation: Fossils Coral sand, that is to say material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae Coral fragments (including gravel and rubble), that is to say unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm in diameter. (8) Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation: Hatiora x graeseri Schlumbergera x buckleyi Schlumbergera russelliana x Schlumbergera truncata Schlumbergera orssichiana x Schlumbergera truncata Schlumbergera opuntioides x Schlumbergera truncata Schlumbergera truncata (cultivars) Cactaceae spp. colour mutants lacking chlorophyll, grafted on the following grafting stocks: Harrisia“Jusbertii”, Hylocereus trigonus or Hylocereus undatus Opuntia microdasys (cultivars) (9) Artificially propagated hybrids of the following genera are not subject to the provisions of this Regulation, if conditions, as indicated in paragraphs a) and b) below, are met: Cymbidium, Dendrobium, Phalaenopsis and Vanda: a) Specimens are readily recognisable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and b) i) when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or ii) when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification. Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents. (10) Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers. (11) Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text “artificially propagated”, are not subject to the provisions of this Regulation 2009R0407 — EN — 22.05.2009 — 000.001 — 59

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Annex D Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA Mammals CARNIVORA Canidae Dogs, foxes, wolves Vulpes vulpes griffithi (III India) §1 Red fox Vulpes vulpes montana (III India) §1 Red fox Vulpes vulpes pusilla (III India) §1 Red fox Mustelidae Badgers, martens, weasels etc. Mustela altaica (III India) §1 Mountain weasel Mustela erminea ferghanae Stoat (III India) §1 Mustela kathiah (III India) §1 Yellow-bellied weasel Mustela sibirica (III India) §1 Siberian weasel DIPROTODONTIA Macropodidae Kangaroos, wallabies Dendrolagus dorianus Doria's tree-kangaroo Dendrolagus goodfellowi Goodfellow's tree-kangaroo Dendrolagus matschiei Huon tree-kangaroo Dendrolagus pulcherrimus Golden-mantled tree-kangaroo Dendrolagus stellarum Seri's tree-kangaroo AVES Birds ANSERIFORMES Anatidae Ducks, geese, swans Anas melleri Meller's duck COLUMBIFORMES Columbidae Doves, pigeons Columba oenops Peruvian pigeon Didunculus strigirostris Tooth-billed pigeon Ducula pickeringii Grey imperial-pigeon Gallicolumba crinigera Mindanao bleeding-heart Ptilinopus marchei Flame-breasted fruit-dove Turacoena modesta Black cuckoo-dove GALLIFORMES Cracidae Chachalacas, currassows, guans Crax alector Black curassow Pauxi unicornis Horned curassow Penelope pileata White-crested guan Megapodiidae Megapodes, scrubfowl Eulipoa wallacei Moluccan scrubfowl Phasianidae Grouse, guineafowl, partridges, pheasants, tragopans Arborophila gingica White-necklaced partridge Lophura bulweri Bulwer's pheasant Lophura diardi Siamese fireback Lophura inornata Salvadori's pheasant Lophura leucomelanos Kalij pheasant Syrmaticus reevesii §2 Reeves's pheasant 2009R0407 — EN — 22.05.2009 — 000.001 — 60

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Annex D Common name PASSERIFORMES Bombycillidae Waxwings Bombycilla japonica Japanese waxwing Corvidae Crows, magpies, jays Cyanocorax caeruleus Azure jay Cyanocorax dickeyi Tufted jay Cotingidae Cotingas Procnias nudicollis Bare-throated bellbird Emberizidae Cardinals, seedeaters, tanagers Dacnis nigripes Black-legged dacnis Sporophila falcirostris Temminck's seedeater Sporophila frontalis Buffy-throated seedeater Sporophila hypochroma Grey-and-chestnut seedeater Sporophila palustris Marsh seedeater Estrildidae Mannikins, waxbills Amandava amandava Red avadavat Cryptospiza reichenovii Red-faced crimson-wing Erythrura coloria Red-eared parrotfinch Erythrura viridifacies Green-faced parrotfinch Estrilda quartinia (Frequently traded Yellow-bellied waxbill as Estrilda melanotis) Hypargos niveoguttatus Peters's twinspot Lonchura griseicapilla Grey-headed silverbill Lonchura punctulata Scaly-breasted munia Lonchura stygia Black munia Fringillidae Finches Carduelis ambigua Black-headed greenfinch Carduelis atrata Black siskin Kozlowia roborowskii Tibetan rosefinch Pyrrhula erythaca Grey-headed bullfinch Serinus canicollis Cape canary Serinus citrinelloides hypostictus East African citril (Frequently traded as Serinus citri­ nelloides) Icteridae New-world blackbirds Sturnella militaris Pampas meadowlark Muscicapidae Old-world flycatchers, thrushes Cochoa azurea Javan cochoa Cochoa purpurea Purple cochoa Garrulax formosus Red-winged laughingthrush Garrulax galbanus Yellow-throated laughingthrush Garrulax milnei Red-tailed laughing thrush Niltava davidi Fujian niltava Stachyris whiteheadi Chestnut-faced babbler Swynnertonia swynnertoni (Also Swynnerton's robin referenced as Pogonicichla swyn­ nertoni) Turdus dissimilis Black-breasted thrush Pittidae Pittas Pitta nipalensis Blue-naped pitta Pitta steerii Azure-breasted pitta 2009R0407 — EN — 22.05.2009 — 000.001 — 61

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Annex D Common name Sittidae Nuthatches Sitta magna Giant nuthatch Sitta yunnanensis Yunnan nuthatch Sturnidae Mynas, starlings Cosmopsarus regius Golden-breasted starling Mino dumontii Yellow-faced myna Sturnus erythropygius White-headed starling REPTILIA Reptiles TESTUDINES Geoemydidae Freshwater turtles Melanochelys trijuga Indian black turtle SAURIA Cordylidae Spiny-tailed lizards Zonosaurus karsteni Karsten's girdled lizard Zonosaurus quadrilineatus Four-lined girdled lizard Gekkonidae Geckos Rhacodactylus auriculatus New Caledonia bumpy gecko Rhacodactylus ciliatus Guichenot's giant gecko Rhacodactylus leachianus New Caledonia giant gecko Teratoscincus microlepis Small-scaled wonder gecko Teratoscincus scincus Common wonder gecko Scincidae Skinks Tribolonotus gracilis Crocodile skink Tribolonotus novaeguineae New Guinea helmet skink SERPENTES Colubridae Typical snakes, water snakes, whip snakes Elaphe carinata §1 Taiwan stink snake Elaphe radiata §1 Radiated rat snake Elaphe taeniura §1 Taiwan beauty snake Enhydris bocourti §1 Bocourt's water snake Homalopsis buccata §1 Masked water snake Langaha nasuta Northern leafnose snake Leioheterodon madagascariensis Madagascar menarana snake Ptyas korros §1 Indochinese rat snake Rhabdophis subminiatus §1 Redneck keelback Hydrophiidae Sea snakes Lapemis curtus (Includes Lapemis Shaw's sea snake hardwickii)§1 Viperidae Vipers Calloselasma rhodostoma §1 Malayan pit viper AMPHIBIA ANURA Frogs and toads Hylidae Tree frogs Phyllomedusa sauvagii Waxy monkey tree frog Leptodactylidae Neotropical frogs Leptodactylus laticeps Red spotted burrow frog Ranidae True frogs Limnonectes macrodon Rana shqiperica Albanian pool frog 2009R0407 — EN — 22.05.2009 — 000.001 — 62

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Annex D Common name CAUDATA Hynobiidae Asiatic salamanders Ranodon sibiricus Semirechensk salamander / Central Asian salamander / Siberian salamander Plethodontidae Lungless salamanders Bolitoglossa dofleini Giant palm salamander Salamandridae Newts and salamanders Cynops ensicauda Sword-tailed newt Echinotriton andersoni Anderson’s salamander Pachytriton labiatus Paddletail newt Paramesotriton spp. Warty newt Salamandra algira North African fire salamander Tylototriton spp. Crocodile newts ACTINOPTERYGII Fish PERCIFORMES Apogonidae Pterapogon kauderni Banggai cardinalfish

ARTHROPODA (ARTHROPODS)

INSECTA Insects LEPIDOPTERA Butterflies Papilionidae Birdwing and swallow-tail butterflies Baronia brevicornis Short-horned baronia Papilio grosesmithi Papilio maraho Broad-tailed swallowtail

FLORA

AGAVACEAE Agaves Calibanus hookeri Dasylirion longissimum Beargrass ARACEAE Arums Arisaema dracontium Green dragon Arisaema erubescens Arisaema galeatum Arisaema nepenthoides Arisaema sikokianum Arisaema thunbergii var. urashima Arisaema tortuosum Biarum davisii ssp. marmarisense Biarum ditschianum COMPOSITAE (ASTERACEAE) Asters, daisies, costus Arnica montana §3 Mountain tobacco Othonna cacalioides Othonna clavifolia Othonna hallii Othonna herrei Othonna lepidocaulis Othonna retrorsa ERICACEAE Heathers, rhododendrons Arctostaphylos uva-ursi §3 Bearberry 2009R0407 — EN — 22.05.2009 — 000.001 — 63

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Annex D Common name GENTIANACEAE Gentians Gentiana lutea §3 Great yellow gentian LEGUMINOSAE (FABACEAE) Legumes Dalbergia granadillo §4 Black rosewood Dalbergia retusa (Except for the Black rosewood populations which are included in Annex C) §4 Dalbergia stevensonii (Except for the Honduras rosewood populations which are included in Annex C) §4 LYCOPODIACEAE Clubmosses Lycopodium clavatum §3 Stagshorn clubmoss MELIACEAE Mahoganies Cedrela fissilis §4 Cedrela lilloi (C. angustifolia)§4 Cedrela montana §4 Cedrela oaxacensis §4 Cedrela odorata (Except for the Spanish cedar populations which are included in Annex C) §4 Cedrela salvadorensis §4 Cedrela tonduzii §4 MENYANTHACEAE Bogbeans Menyanthes trifoliata §3 Bogbean PARMELIACEAE Parmelioid lichens Cetraria islandica §3 Icelandic moss PASSIFLORACEAE Desert roses Adenia glauca Desert rose Adenia pechuelli Desert rose PORTULACACEAE Portulas, purslanes Ceraria carrissoana Ceraria fruticulosa LILIACEAE Lilies Trillium pusillum Dwarf wakerobin Trillium rugelii Illscented wakerobin Trillium sessile Sessile-flowered wakerobin wood-lily PEDALIACEAE Sesame, devil's claw Harpagophytum spp. §3 Devil's claw SELAGINELLACEAE Clubmosses, spikemosses Selaginella lepidophylla Rose of Jericho’