Exchange-Traded Products Linked to Nasdaq Global Indexes 2

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Nasdaq Global Indexes has been creating innovative, market-leading, transparent indexes since 1971.

Today, our index offering spans geographies and asset classes and includes diverse families such as the Dividend and Income (includes Dividend AchieversTM), Global Equity, Fixed Income (includes BulletShares®), Nasdaq Dorsey Wright, Green Economy, Nordic, and Commodity Indexes.

We are one of the largest providers of smart beta indexes by benchmarked assets, and continuously offer new opportunities for financial product sponsors across a wide- spectrum of investable products and for asset managers to measure risk and performance.

We have a robust advisor services program and provide custom index solutions to clients worldwide.

Combined with our comprehensive ETP listing services, our full-service offering is unparalled and sets us apart from the competition.

WWW.BUSINESS.NASDAQ.COM/INDEXES 3

NASDAQ GLOBAL INDEXES AT A GLANCE

Financial products on 309+ EXCHANGE-TRADED Nasdaq Indexes are issued in PRODUCTS currently track Nasdaq Indexes 31 COUNTRIES

THE LARGEST Multi-Asset Smart beta ETPs based on ETF family in the U.S. tracks our index Nasdaq Indexes are now $60B+ in AUM ETPs listed on 23 EXCHANGES in 19 COUNTRIES With NASDAQ ACROSS ASSET CLASSES DORSEY WRIGHT, we have a suite of best-in-class relative strength indexes, 30 of which have ETPs tied to them We are the underlying benchmarks for 8 of THE TOP 10 LARGEST ETP PROVIDERS IN THE WORLD The Nasdaq Stock Market is the SINGLE LARGEST U.S. equity exchange by market share, working with the TOP Total ETP AUM that track Nasdaq 5 ETP ISSUERS GLOBALLY Global Indexes is $140B+

As of June 1, 2017 4 4 5

ASIA

DIVIDEND & INCOME

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ Asia ex Japan DAAXJPHKD BMO Asia High Dividend ETF 3145 HK Equity 3145 Hong Kong Dividend Achievers HKD

US CLASSIC

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Capital NASDAQ Biotechnology NASDAQ Biotechnology NBI 00678 TT Equity 00678 Taiwan Index Exchang Traded Fund

NASDAQ Biotechnology NBI Mirae Asset TIGER Nasdaq BIO ETF 203780 KS Equity 203780 Korea SE

NDX BMO NASDAQ 100 ETF 3086 HK Equity 3086 Hong Kong

ChinaAMC Direxion NASDAQ-100 NDX 7331 HK Equity 7331 Hong Kong Daily (-1x) Inverse

ChinaAMC Direxion NASDAQ-100 NDX 7261 HK Equity 7261 Hong Kong Daily (2x) Leveraged

NDX Fubon NASDAQ-100 ETF 00662 TT Equity 00662 Taiwan

NDX GF NASDAQ-100 ETF 159941 CH Equity 159941 Shenzhen

NASDAQ-100 NDX Guotai NASDAQ 100 ETF 513100 CH Equity 513100 Shanghai

NDX iShares Nasdaq-100 Index ETF-HK 2834 HK Equity 2834 Hong Kong

NDX Lyxor ETF NASDAQ-100 Singapore NDX SP Equity NDX Singapore

Mirae MAPS Tiger NASDAQ 100 NDX 133690 KS Equity 133690 Korea SE ETF

MOSTNDX IN NDX MOSt Shares NASDAQ-100 MOSTNDX Natl India Equity

NDX Nomura Next Funds NASDAQ-100 1545 JP Equity 1545 Osaka

Fubon NASDAQ-100 2X Leveraged NASDAQ-100 Leveraged Index NDXL 00670L TT Equity 00670L Taiwan Index ETF

Fubon NASDAQ-100 -1X Inverse NASDAQ-100 1x Short Index NDXS1 00671R TT Equity 00671R Taiwan Index ETF

NASDAQ Hong Kong Banks NQHKBANKHKD BMO Hong Kong Banks ETF 3143 HK Equity 3143 Hong Kong HKD 4 5 5

AUSTRALIA

GLOBAL

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Nasdaq Australia Completion BetaShares Australian Ex-20 NQAUCC EX20 AU Equity EX20 ASX Cap Index Portfolio Diversifier ETF

Nasdaq Future Global BetaShares Global Sustainability NQFGSL ETHI AU Equity ETHI ASX Sustainability Leaders Index Leaders ETF

NQXAUAGRAUDNMH Monthly Betashares Global Agriculture NQXAUAGRAUDNMH FOOD AU Equity FOOD ASX Currency Hedged Companies ETF - Currency Hedged

NQXAUBAUDNMH Monthly Betashares Global Banks NQXAUBAUDNMH BNKS AU Equity BNKS ASX Currency Hedged Companies ETF - Currency Hedged

NQXAUEAUDNMH Monthly BetaShares Global Energy NQXAUEAUDNMH FUEL AU Equity FUEL ASX Currency Hedged Companies ETF - Currency Hedged

NQXAUGLDAUDNMH Monthly Betashares Global Gold Miners NQXAUGLDAUDNMH MNRS AU Equity MNRS ASX Currency Hedged Companies ETF - Currency Hedged

NQXAUHAUDNMH Monthly Betashares Global Healthcare NQXAUHAUDNMH DRUG AU Equity DRUG ASX Currency Hedged Companies ETF - Currency Hedged

US CLASSIC

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ-100 NDX BetaShares NASDAQ 100 ETF NDQ AU Equity NDQ ASX

Nasdaq CTA Cybersecurity Betashares Global Cybersecurity NQCYBRT HACK AU Equity HACK ASX Index ETF 6 6 7

EUROPE

ALPHADEX

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

First Trust Switzerland SIX Swiss NASDAQ AlphaDEX Switzerland Index NQDXCHCHFN FTSZ SW Equity FTSZ AlphaDEX UCITS ETF Ex

First Trust Germany NASDAQ AlphaDEX Germany Index NQDXDE FTGG GR Equity FTGG Xetra ETF AlphaDEX UCITS ETF

First Trust Emerging NASDAQ AlphaDEX EM Index NQDXEM Markets AlphaDEX UCITS FEM LN Equity FEM London ETF

First Trust Eurozone NASDAQ AlphaDEX Eurozone Index NQDXEURO FEUZ LN Equity FEUZ London AlphaDEX UCITS ETF

First Trust United Kingdom NQDXGB FKU LN Equity FKU London AlphaDEX UCITS ETF NASDAQ AlphaDEX United Kingdom Index First Trust United Kingdom NQDXGB AlphaDEX UCITS ETF - FKUD LN Equity FKUD London Distributing

First Trust Japan AlphaDEX NASDAQ AlphaDEX Japan JPY TR Index NQDXJPJPYT FJP FP Equity FJP EN Paris UCITS ETF

First Trust US Large Cap NQDXUSLC Core AlphaDEX UCITS ETF - FEX LN Equity FEX London Accumulating Nasdaq AlphaDEX Large Cap Core Index First Trust US Large Cap NQDXUSLC Core AlphaDEX UCITS ETF - FEXD LN Equity FEXD London Distributing

First Trust US Small Cap Nasdaq AlphaDEX Small Cap Core Index NQDXUSSC FYX LN Equity FYX London Core AlphaDEX UCITS ETF

ISE

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

ETFS ISE Cyber Security GO ISE Cyber Security UCITS NTR Index HURNTR ISPY LN Equity ISPY London UCITS ETF 6 7 7

DIVIDEND & INCOME

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

PowerShares Global NASDAQ Global Buyback Achievers NTR DRBGN Buyback Achievers UCITS BUYB LN Equity BUYB London Index ETF

NASDAQ US Buyback Achievers Select iShares US Equity Buybacks DRBSN BACS LN Equity BACS London NTR Index Achievers UCITS ETF

First Trust Global Equity NQGIHEI Income UCITS ETF - FGBL FP Equity FGBL EN Paris Nasdaq Global High Equity Income Accumulating Index First Trust Global Equity NQGIHEI Income UCITS ETF - GINC LN Equity GINC London Distributing

First Trust US Equity Nasdaq US High Equity Income Index NQUSHEI UINC LN Equity UINC London Income UCITS ETF

NASDAQ COMMODITY

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Boost Brent Oil 3x Leverage NQCICBER 3BRL IM Equity 3BRL BrsaItaliana Daily ETP

NASDAQ Commodity Brent Crude Index ER Boost Brent Oil 3x Short NQCICBER 3BRS IM Equity 3BRS BrsaItaliana Daily ETP

NQCICBER Boost Brent Oil ETP BRND IM Equity BRND BrsaItaliana

Boost WTI Oil 1x Short Daily NQCICLER OILZ IM Equity OILZ BrsaItaliana ETP

Boost WTI Oil 2x Leverage NQCICLER 2OIL IM Equity 2OIL BrsaItaliana Daily ETP

Boost WTI Oil 2x Short Daily NQCICLER 2OIS IM Equity 2OIS BrsaItaliana NASDAQ Commodity Crude Oil Index ER ETP Boost WTI Oil 3x Leverage NQCICLER 3OIL LN Equity 3OIL London Daily ETP

Boost WTI Oil 3x Short Daily NQCICLER 3OIS LN Equity 3OIS London ETP

NQCICLER Boost WTI Oil ETP WTID IM Equity WTID BrsaItaliana

Boost Gold 1x Short Daily NQCIGCER 1GOS LN Equity 1GOS London ETP NASDAQ Commodity Gold Index ER Boost Gold 2x Leverage NQCIGCER 2GOL LN Equity 2GOL London Daily ETP 8 8 9

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Boost Gold 2x Short Daily NQCIGCER 2GOS LN Equity 2GOS London ETP

Boost Gold 3x Leverage NQCIGCER 3GOL LN Equity 3GOL London NASDAQ Commodity Gold Index ER Daily ETP Boost Gold 3x Short Daily NQCIGCER 3GOS LN Equity 3GOS London ETP

NQCIGCER Boost Gold ETP GLD IM Equity GLD BrsaItaliana

Boost Copper 3x Leverage NQCIHGER 3HCL LN Equity 3HCL London Daily ETP NASDAQ Commodity HG Copper Index ER Boost Copper 3x Short Daily NQCIHGER 3HCS LN Equity 3HCS London ETP

Boost Natural Gas 2x NQCINGER 2NGL LN Equity 2NGL London Leverage Daily ETP

Boost Natural Gas 2x Short NQCINGER 2NGS LN Equity 2NGS London Daily ETP

NASDAQ Commodity Natural Gas Index ER Boost Natural Gas 3x NQCINGER 3NGL LN Equity 3NGL London Leverage Daily ETP

Boost Natural Gas 3x Short NQCINGER 3NGS LN Equity 3NGS London Daily ETP

NQCINGER Boost Natural Gas ETP GASD IM Equity GASD BrsaItaliana

Boost Palladium 1x Short NQCIPAER 1PAS LN Equity 1PAS London Daily ETP NASDAQ Commodity Palladium Index ER Boost Palladium 2x Leverage NQCIPAER 2PAL LN Equity 2PAL London Daily ETP

Boost Silver 2x Leverage NQCISIER 2SIL LN Equity 2SIL London Daily ETP

Boost Silver 2x Short Daily NQCISIER 2SIS LN Equity 2SIS London ETP NASDAQ Commodity Silver Index ER Boost Silver 3x Leverage NQCISIER 3SIL LN Equity 3SIL London Daily ETP

Boost Silver 3x Short Daily NQCISIER 3SIS LN Equity 3SIS London ETP 8 9 9

NASDAQ KBW

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

KBW Nasdaq Financial Technology NNR Source KBW NASDAQ KFTXNNR70 FTEK LN Equity FTEK London 70 Index Fintech UCITS ETF

NORDIC/BALTIC

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

H25ETF FH OMX Helsinki 25 OMXH25 Seligson OMXH25 H25ETF Helsinki Equity

OMX Iceland 8 Cap OMXI8CAP Landsbref Equity LEQ IR Equity LEQ Reykjavik

SPBEAOMX SS OMXS30 SpotR Bear OMXS30 SPBEAOMX Stockholm Equity

SPBULOMX SS OMXS30 SpotR Bull OMXS30 SPBULOMX Stockholm Equity

SPOTROMX SS OMXS30 SpotR OMXS30 SPOTROMX Stockholm Equity

XACBEAR SS OMXS30 XACT Bear XACBEAR Stockholm Equity OMX Stockholm 30 XABEAR2 SS OMXS30 XACT Bear 2 XABEAR2 Stockholm Equity

XACBULL SS OMXS30 XACT Bull XACBULL Stockholm Equity

XABULL2 SS OMXS30 XACT Bull 2 XABULL2 Stockholm Equity

XACTOMX SS OMXS30 XACT OMXS30 XACTOMX Stockholm Equity

iShares OMX Stockholm OMX Stockholm Benchmark Cap GI OMXSBCAPGI OM3X GR Equity OM3X Xetra ETF Capped UCITS ETF

XACTSBX SS OMX Stockholm Benchmark OMXSBGI XACT OMXSB XACTSBX Stockholm Equity

XACTVINX SS OMX VINX-30 VINX30 XACT Nordic 30 XACTVINX Stockholm Equity 10 10 11

US CLASSIC

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Source NASDAQ Biotech UCITS NASDAQ Biotechnology NBI SBIO LN Equity SBIO London ETF

NASDAQ-100 NDX Amundi ETF NASDAQ 100 ANX FP Equity ANX EN Paris

NASDAQ-100 NDX ComStage ETF NASDAQ-100 CBNDX GR Equity CBNDX Xetra ETF

CSNDX SW NASDAQ-100 NDX iShares NASDAQ 100 UCITS ETF CSNDX SIX Swiss Ex Equity

NASDAQ-100 NDX iShares NASDAQ-100 NDXEX GR Equity NDXEX Xetra ETF

NASDAQ-100 NDX Lyxor ETF NASDAQ-100 LYMS GR Equity LYMS Xetra ETF

NASDAQ-100 NDX PowerShares EQQQ EQQQ IM Equity EQQQ BrsaItaliana

NASDAQ-100 Currency Hedged EUR Amundi ETF NASDAQ-100 EUR NDXERNRH NDXH FP Equity NDXH EN Paris Net Total Return Hedged Daily

NASDAQ-100 Leveraged Notional Net Lyxor UCITS ETF NASDAQ-100 XNDXNNRL LQQ FP Equity LQQ EN Paris Return DAILY LEVERAGE

NASDAQ-100 3x Leveraged Notional Boost NASDAQ 100 3X Leverage XNDXNNRL3 QQQ3 LN Equity QQQ3 London Net Return Daily ETP

Boost NASDAQ 100 3X Short NASDAQ-100 3x Inverse Total Return XNDXS3 QQQS LN Equity QQQS London Daily ETP 10 11 11

MIDDLE EAST / AFRICA

DIVIDEND & INCOME

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ US Buyback Achievers Index, NASDAQ International DRB, DRBXUS Psagot Sal Composite 5 PSGT234 IT Equity PSGT234 Tel Aviv BuyBack Achievers Index

DRBTR KSM NASDAQ Buyback Achievers KSBY146 IT Equity KSBY146 Tel Aviv

KSM NASDAQ Buyback Achievers DRBTR KSBY143 IT Equity KSBY143 Tel Aviv ILS NASDAQ US Buyback Achievers Index DRBTR Psagot Sal US Buyback PDRB162 IT Equity PDRB162 Tel Aviv

DRBTR Psagot Sal US BUYBACK ILS PDRB171 IT Equity PDRB171 Tel Aviv

DRBTR Tachlit US BuyBack ILS TCUSBYB IT Equity TCUSBYB Tel Aviv

NASDAQ International KSM Nasdaq International DRBXUS KMBY170 IT Equity KMBY170 Tel Aviv BuyBack Achievers Index BUYBACK ILS

NASDAQ International Psagot Sal NASDAQ International DRBXUS PSGT256 IT Equity PSGT256 Tel Aviv BuyBack Achievers Index BuyBack NTR Ils

ISE

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

HXR HAREL SYBER 204 HRCY204 IT Equity HRCY204 Tel Aviv ISE Cyber Security Index HXR Tachlit ISE Cyber Security TCCB137 IT Equity TCCB137 Tel Aviv

NORDIC/BALTIC

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

OMX Stockholm 30 OMXS30 KSM Nasdaq OMX 30 KSMOMX IT Equity KSMOMX Tel Aviv 12 12 13

US CLASSIC

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ Golden Dragon China Tachlit NASDAQ Golden Dragon HXC TCDR107 IT Equity TCDR107 Tel Aviv Index China ILS

NASDAQ Biotechnology NBI Tachlit NASDAQ BioTech TCNBI8 IT Equity TCNBI8 Tel Aviv

NASDAQ Biotechnology NBI Tachlit NASDAQ Biotechnology ILS TCBI105 IT Equity TCBI105 Tel Aviv

NDX Harel Sal NASDAQ 100 NIS HRNDX49 IT Equity HRNDX49 Tel Aviv

NDX Harel Sal NDX HRNSD26 IT Equity HRNSD26 Tel Aviv

NDX Index NASDAQ 100 INDNDX6 IT Equity INDNDX6 Tel Aviv

NDX KSM Basket US Equity KSMCM39 IT Equity KSMCM39 Tel Aviv

NDX KSM NASDAQ 100 KSMNSDQ IT Equity KSMNSDQ Tel Aviv

NDX KSM NASDAQ 100 KSNAS91 IT Equity KSNAS91 Tel Aviv

NASDAQ-100 NDX KSM NASDAQ 100 Long X3 KSNAS51 IT Equity KSNAS51 Tel Aviv

NDX KSM NASDAQ 100 Short X3 KSNAS54 IT Equity KSNAS54 Tel Aviv

NDX Meitav NASDAQ 100 MTVNS1 IT Equity MTVNS1 Tel Aviv

NDX Psagot Sal NASDAQ 100 PSNAS48 IT Equity PSNAS48 Tel Aviv

NDX Psagot Sal NASDAQ 100 NIS PNASD62 IT Equity PNASD62 Tel Aviv

NDX Tachlit NASDAQ 100 TCNSX5 IT Equity TCNSX5 Tel Aviv

NDX Tachlit NASDAQ 100 ILS TCNSD37 IT Equity TCNSD37 Tel Aviv

NASDAQ-100, NASDAQ US NDX, DRB KSM COMPOSITE 3 EQ USA 100% KSMCM45 IT Equity KSMCM45 Tel Aviv Buyback Achievers Index

NASDAQ Q-50 NXTQ HARELNASQ50 206 HRNQ206 IT Equity HRNQ206 Tel Aviv 12 13 13

NORTH AMERICA

ALPHADEX

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ AlphaDEX Asia Pac Ex- First Trust Asia Pacific Ex-Japan NQDXASPAXJP FPA US Equity FPA NASDAQ GM Japan Index AlphaDEX Fund

NASDAQ AlphaDEX Australia First Trust Australia AlphaDEX NQDXAU FAUS US Equity FAUS NYSE Arca Index Fund

NASDAQ AlphaDEX Brazil Index NQDXBR First Trust Brazil AlphaDEX Fund FBZ US Equity FBZ NASDAQ GM

NASDAQ AlphaDEX Canada Index NQDXCA First Trust Canada AlphaDEX Fund FCAN US Equity FCAN NASDAQ GM

NASDAQ AlphaDEX Switzerland First Trust Switzerland AlphaDEX NQDXCH FSZ US Equity FSZ NASDAQ GM Index Fund

NASDAQ AlphaDEX China Index NQDXCN First Trust China AlphaDEX Fund FCA US Equity FCA NASDAQ GM

NASDAQ AlphaDEX Germany First Trust Germany AlphaDEX NQDXDE FGM US Equity FGM NASDAQ GM Index Fund

NASDAQ AlphaDEX DM Ex-US First Trust Developed Markets Ex- NQDXDMXUS FDT US Equity FDT NASDAQ GM Index US AlphaDEX Fund

NASDAQ AlphaDEX DM Ex-US First Trust Developed Markets Ex- NQDXDMXUSSC FDTS US Equity FDTS NASDAQ GM Small Cap Index US Small Cap AlphaDEX Fund

First Trust Emerging Markets NASDAQ AlphaDEX EM Index NQDXEM FEM US Equity FEM NASDAQ GM AlphaDEX Fund

NASDAQ AlphaDEX EM Small Cap First Trust Emerging Markets Small NQDXEMSC FEMS US Equity FEMS NASDAQ GM Index Cap AlphaDEX Fund

NASDAQ AlphaDEX Europe Index NQDXEU First Trust Europe AlphaDEX Fund FEP US Equity FEP NASDAQ GM

NASDAQ AlphaDEX Eurozone NQDXEURO First Trust Eurozone AlphaDEX ETF FEUZ US Equity FEUZ NASDAQ GM Index

NASDAQ AlphaDEX United First Trust United Kingdom NQDXGB FKU US Equity FKU NASDAQ GM Kingdom Index AlphaDEX Fund

NASDAQ AlphaDEX Hong Kong First Trust Hong Kong AlphaDEX NQDXHK FHK US Equity FHK NASDAQ GM Index Fund

NASDAQ AlphaDEX Japan Index NQDXJP First Trust Japan AlphaDEX Fund FJP US Equity FJP NASDAQ GM

NASDAQ AlphaDEX South Korea First Trust South Korea AlphaDEX NQDXKR FKO US Equity FKO NASDAQ GM Index Fund

NASDAQ AlphaDEX Latin America First Trust Latin America AlphaDEX NQDXLA FLN US Equity FLN NASDAQ GM Index Fund

NASDAQ AlphaDEX Taiwan Index NQDXTW First Trust Taiwan AlphaDEX Fund FTW US Equity FTW NASDAQ GM

NASDAQ AlphaDEX Total US First Trust Total US Market NQDXUSB TUSA US Equity TUSA NASDAQ GM Market Index AlphaDEX ETF

Nasdaq AlphaDEX Large Cap Core First Trust Large Cap Core NQDXUSLC FEX US Equity FEX NASDAQ GM Index AlphaDEX Fund 14 14 15

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Nasdaq AlphaDEX Large Cap First Trust Large Cap Growth NQDXUSLCG FTC US Equity FTC NASDAQ GM Growth Index AlphaDEX Fund

Nasdaq AlphaDEX Large Cap First Trust Large Cap Value NQDXUSLCV FTA US Equity FTA NASDAQ GM Value Index AlphaDEX Fund

Nasdaq AlphaDEX Mid Cap Core First Trust Mid Cap Core AlphaDEX NQDXUSMC FNX US Equity FNX NASDAQ GM Index Fund

Nasdaq AlphaDEX Mid Cap Growth First Trust Mid Cap Growth NQDXUSMCG FNY US Equity FNY NASDAQ GM Index AlphaDEX Fund

Nasdaq AlphaDEX Mid Cap Value First Trust Mid Cap Value AlphaDEX NQDXUSMCV FNK US Equity FNK NASDAQ GM Index Fund

First Trust Mega Cap AlphaDEX Nasdaq AlphaDEX Mega Cap Index NQDXUSMEGA FMK US Equity FMK NASDAQ GM Fund

Nasdaq AlphaDEX Multi Cap First Trust Multi Cap Growth NQDXUSMLTCG FAD US Equity FAD NASDAQ GM Growth Index AlphaDEX Fund

Nasdaq AlphaDEX Multi Cap Value First Trust Multi Cap Value NQDXUSMLTCV FAB US Equity FAB NASDAQ GM Index AlphaDEX Fund

Nasdaq AlphaDEX Small Cap Core First Trust Small Cap Core NQDXUSSC FYX US Equity FYX NASDAQ GM Index AlphaDEX Fund

Nasdaq AlphaDEX Small Cap First Trust Small Cap Growth NQDXUSSCG FYC US Equity FYC NASDAQ GM Growth Index AlphaDEX Fund

Nasdaq AlphaDEX Small Cap Value First Trust Small Cap Value NQDXUSSCV FYT US Equity FYT NASDAQ GM Index AlphaDEX Fund

BULLETSHARES

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ BulletShares USD Guggenheim BulletShares 2017 BSCH US BSCBH BSCH NYSE Arca Corporate Bond 2017 Index Corporate Bond ETF Equity

NASDAQ BulletShares USD Guggenheim BulletShares 2018 BSCBI BSCI US Equity BSCI NYSE Arca Corporate Bond 2018 Index Corporate Bond ETF

NASDAQ BulletShares USD Guggenheim BulletShares 2019 BSCBJ BSCJ US Equity BSCJ NYSE Arca Corporate Bond 2019 Index Corporate Bond ETF

NASDAQ BulletShares USD Guggenheim BulletShares 2020 BSCK US BSCBK BSCK NYSE Arca Corporate Bond 2020 Index Corporate Bond ETF Equity

NASDAQ BulletShares USD Guggenheim BulletShares 2021 BSCBL BSCL US Equity BSCL NYSE Arca Corporate Bond 2021 Index Corporate Bond ETF

NASDAQ BulletShares USD Guggenheim BulletShares 2022 BSCM US BSCBM BSCM NYSE Arca Corporate Bond 2022 Index Corporate Bond ETF Equity 14 15 15

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ BulletShares USD Guggenheim BulletShares 2023 BSCN US BSCBN BSCN NYSE Arca Corporate Bond 2023 Index Corporate Bond ETF Equity

NASDAQ BulletShares USD Guggenheim BulletShares 2024 BSCO US BSCBO BSCO NYSE Arca Corporate Bond 2024 Index Corporate Bond ETF Equity

NASDAQ BulletShares USD Guggenheim BulletShares 2025 BSCP US BSCBP BSCP NYSE Arca Corporate Bond 2025 Index Corporate Bond ETF Equity

NASDAQ BulletShares USD Guggenheim BulletShares 2026 BSCQ US BSCBQ BSCQ NYSE Arca Corporate Bond 2026 Index Corporate Bond ETF Equity

NASDAQ BulletShares USD High Guggenheim BulletShares 2017 BSJH US BSJKH BSJH NYSE Arca Yield Corporate Bond 2017 Index High Yield Corporate Bond ETF Equity

NASDAQ BulletShares USD High Guggenheim BulletShares 2018 BSJKI BSJI US Equity BSJI NYSE Arca Yield Corporate Bond 2018 Index High Yield Corporate Bond ETF

NASDAQ BulletShares USD High Guggenheim BulletShares 2019 BSJKJ BSJJ US Equity BSJJ NYSE Arca Yield Corporate Bond 2019 Index High Yield Corporate Bond ETF

NASDAQ BulletShares USD High Guggenheim BulletShares 2020 BSJK US BSJKK BSJK NYSE Arca Yield Corporate Bond 2020 Index High Yield Corporate Bond ETF Equity

NASDAQ BulletShares USD High Guggenheim BulletShares 2021 BSJKL BSJL US Equity BSJL NYSE Arca Yield Corporate Bond 2021 Index High Yield Corporate Bond ETF

NASDAQ BulletShares USD High Guggenheim BulletShares 2022 BSJM US BSJKM BSJM NYSE Arca Yield Corporate Bond 2022 Index High Yield Corporate Bond ETF Equity

NASDAQ BulletShares USD High Guggenheim BulletShares 2023 BSJN US BSJKN BSJN NYSE Arca Yield Corporate Bond 2023 Index High Yield Corporate Bond ETF Equity

NASDAQ BulletShares USD High Guggenheim BulletShares 2024 BSJO US BSJKO BSJO NYSE Arca Yield Corporate Bond 2024 Index High Yield Corporate Bond ETF Equity

NASDAQ LadderRite 0-5 year USD PowerShares LadderRite 0-5 Year NASDAQ LDRIG05 LDRI US Equity LDRI Corporate Bond Index Corporate Bond Portfolio GM

PowerShares LadderRite U.S. 0-5 NASDAQ LadderRite 0-5 year USD LDRIG05 Year Corporate Bond Index ETF - USB CN Equity USB Toronto Corporate Bond Index CAD

PowerShares LadderRite U.S. 0-5 NASDAQ LadderRite 0-5 year USD USB/U CN LDRIG05 Year Corporate Bond Index ETF - USB.U Toronto Corporate Bond Index Equity USD

CUSTOM

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

BullMark LatAm Select Leaders BMLA US NASDAQ BMLASL BullMark LatAm Select Leaders ETF BMLA Index Equity GM 16 16 17

DIVIDEND & INCOME

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ US Broad Dividend PowerShares Dividend Achievers NASDAQ DAATR PFM US Equity PFM Achievers Index Portfolio GM

NASDAQ International Dividend PowerShares International Dividend NASDAQ DATTR PID US Equity PID Achievers Index Achievers Portfolio GM

NASDAQ US Dividend Achievers 50 PowerShares High Yield Equity NASDAQ DAYTR PEY US EQUITY PEY Index Dividend Achievers Portfolio GM

NASDAQ US Buyback Achievers PowerShares Buyback Achievers NASDAQ DRBTR PKW US Equity PKW Index Portfolio GM

NASDAQ International BuyBack PowerShares International BuyBack IPKW US NASDAQ DRBXUS IPKW Achievers Index Achievers Portfolio Equity GM

NASDAQ US Dividend Achievers Vanguard U.S. Dividend Appreciation DVGCAD VGG CN Equity VGG Toronto Select CAD Index Index ETF

NASDAQ US Dividend Achievers Vanguard U.S. Dividend Appreciation DVGCADH VGH CN Equity VGH Toronto Select Currency Hedged CAD Index Index ETF (CAD-hedged)

Nasdaq International Dividend Vanguard International Dividend NASDAQ DVGI VIGI US Equity VIGI Achievers Select Index Appreciation ETF GM

NASDAQ US Dividend Achievers DVGTR Vanguard Dividend Appreciation ETF VIG US Equity VIG NYSE Arca Select Index

NASDAQ/Ryan 1-30 Laddered PowerShares 1-30 Laddered NASDAQ MRTSYA PLW US Equity PLW Treasury Index Treasury Portfolio GM

NASDAQ US Technology Dividend First Trust NASDAQ Technology NASDAQ NQ96DIVUS TDIV US Equity TDIV Index Dividend Index Fund GM

NASDAQ Select Canadian Dividend PowerShares Canadian Dividend NQCADIV PDC CN Equity PDC Toronto Achievers Index Index ETF

NASDAQ Select Canadian Preferred PowerShares Canadian Preferred NQCAPFD PPS CN Equity PPS Toronto Share Index Share Index ETF

NASDAQ US Rising Dividend First Trust NASDAQ Rising Dividend RDVY US NASDAQ NQDVRIS RDVY Achievers Index Achievers Equity GM

NASDAQ Global Risk Managed First Trust Global Risk Managed NQGRMICT ETP CN Equity ETP Toronto Income CAD TR Index Income Index ETF

NASDAQ Global Risk Managed First Trust Global Risk Managed ETP/A CN NQGRMICT ETP.A Toronto Income CAD TR Index Income Index ETF - ADV Equity

NASDAQ US Multi-Asset Diversified First Trust Multi-Asset Diversified MDIV US NASDAQ NQMAUS MDIV Income Index Income Index Fund Equity GM

NASDAQ International Multi-Asset First Trust International Multi-Asset NASDAQ NQMAXUS YDIV US Equity YDIV Diversified Income Index Diversified Income Index Fund GM

Credit Suisse NASDAQ Gold Credit Suisse Gold Shares Covered NASDAQ QGLDITR GLDI US Equity GLDI FLOWS103 Total Return Index Call ETN GM

Credit Suisse NASDAQ Silver Credit Suisse Silver Shares Covered SLVO US NASDAQ QSLVOTR SLVO FLOWS 106 Total Return Index Call ETN Equity GM

Credit Suisse NASDAQ WTI Crude Credit Suisse Crude Oil Shares NASDAQ QUSOITR USOI US Equity USOI Oil FLOWS 106 Total Return Index Covered Call ETN GM 16 17 17

DORSEY WRIGHT

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Dorsey Wright Developed Markets PowerShares DWA Developed NASDAQ DWADMNTR PIZ US Equity PIZ Technical Leaders Index Markets Momentum Portfolio GM

Dorsey Wright Emerging Markets PowerShares DWA Emerging NASDAQ DWAEMNTR PIE US Equity PIE Technical Leaders Index Markets Momentum Portfolio GM

Dorsey Wright Fixed Income SPDR Dorsey Wright Fixed DWFI US NASDAQ DWAFIR DWFI Allocation Index Income Allocation ETF Equity GM

Dorsey Wright Global Technical PowerShares DWA Global DWG CN Aequitas DWAGTLCADT DWG Leaders CAD TR Index Momentum Index ETF Equity NEO

PowerShares DWA Global Dorsey Wright Global Technical DWG/F CN Aequitas DWAGTLCADT Momentum Index ETF - Currency DWG.F Leaders CAD TR Index Equity NEO Hedged

Dorsey Wright Global Technical PowerShares DWA Global DWG/U CN Aequitas DWAGTLCADT DWG.U Leaders CAD TR Index Momentum Index ETF - USD Equity NEO

Dorsey Wright Multi Asset Income PowerShares DWA Tactical Multi- DWIN US NASDAQ DWAMAI DWIN Index Asset Income Portfolio Equity GM

Dorsey Wright Multi-Factor Global PowerShares DWA Momentum & DWLV US NASDAQ DWAMFGE DWLV Equity Index Low Volatility Rotation Portfolio Equity GM

BMO Elkhorn DWA MLP Select BMLP US NASDAQ DWA MLP Select Index DWAMLP BMLP Index ETN Equity GM

Dorsey Wright Dynamic Focus Five First Trust Dorsey Wright NASDAQ DWANQDFF FVC US Equity FVC Index Dynamic Focus 5 ETF GM

First Trust Dorsey Wright Focus NASDAQ Dorsey Wright Focus Five Index DWANQFF FV US Equity FV 5 ETF GM

Dorsey Wright International Focus First Trust Dorsey Wright NASDAQ DWANQIFF IFV US Equity IFV Five Index International Focus 5 ETF GM

Dorsey Wright NASDAQ Technical PowerShares DWA NASDAQ DWAQ US NASDAQ DWANQTL DWAQ Leaders Index Momentum Portfolio Equity GM

Dorsey Wright Sector 4 Total Return PowerShares DWA Tactical DWTR US NASDAQ DWASECTOR4T DWTR Index Sector Rotation Portfolio Equity GM

Dorsey Wright Small Cap Technical PowerShares DWA SmallCap DWAS US NASDAQ DWATLSCT DWAS Leaders Index Momentum Portfolio Equity GM

First Trust Dorsey Wright Dorsey Wright US Sector Focus Five DWAUSDFFT Dynamic U.S. Sector Focus Five FSR CN Equity FSR Toronto Total Return Index Index ETF (CAD-Hedged)

Dorsey Wright Technical Leaders PowerShares DWA Basic PYZ US NASDAQ DWBMTR PYZ Basic Materials Index Materials Momentum Portfolio Equity GM

Dorsey Wright Technical Leaders PowerShares DWA Consumer NASDAQ DWCCTR PEZ US Equity PEZ Consumer Cyclicals Index Cyclicals Momentum Portfolio GM

Elkhorn Dorsey Wright Commodity DWAC US NASDAQ DWCOMMOD Dorsey Wright Commodity ETF DWAC Rotation Index Equity GM

Dorsey Wright Technical Leaders PowerShares DWA Consumer NASDAQ DWCSTR PSL US Equity PSL Consumer Staples Index Staples Momentum Portfolio GM 18 18 19

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Dorsey Wright Technical Leaders PowerShares DWA Energy NASDAQ DWENTR PXI US Equity PXI Energy Index Momentum Portfolio GM

Dorsey Wright Technical Leaders PowerShares DWA Financial NASDAQ DWFNTR PFI US Equity PFI Financials Index Momentum Portfolio GM

Dorsey Wright Technical Leaders PowerShares DWA Healthcare PTH US NASDAQ DWHCTR PTH Healthcare Index Momentum Portfolio Equity GM

Dorsey Wright Technical Leaders PowerShares DWA Industrials PRN US NASDAQ DWIDXTR PRN Industrials Index Momentum Portfolio Equity GM

Dorsey Wright Technical Leaders PowerShares DWA Momentum PDP US NASDAQ DWTL PDP Index Portfolio Equity GM

Dorsey Wright Technical Leaders PowerShares DWA Technology NASDAQ DWTYTR PTF US Equity PTF Technology Index Momentum Portfolio GM

Dorsey Wright US Sector Momentum ALPS Dorsey Wright Sector SWIN US NASDAQ DWUSSR SWIN Index Momentum ETF Equity GM

Dorsey Wright Technical Leaders PowerShares DWA Utilities NASDAQ DWUTTR PUI US Equity PUI Utilities Index Momentum Portfolio GM

AdvisorShares Dorsey Wright AADR US NASDAQ N/A N/A AADR ADR ETF Equity GM

DWAT US NASDAQ N/A N/A Arrow DWA Tactical ETF DWAT Equity GM

GREEN

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

PowerShares Global Water NASDAQ NASDAQ OMX Global Water Index GRNWATERL PIO US Equity PIO Portfolio GM

PowerShares Water Resources PHO US NASDAQ NASDAQ OMX US Water Index GRNWATUSL PHO Portfolio Equity GM 18 19 19

ISE

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

BIGD US ISE Big Data TR Index BGDTR PureFunds ISE Big Data ETF BIGD NYSE Arca Equity

BICK US NASDAQ ISE BICK Index BIQ First Trust BICK Index Fund BICK Equity GM

First Trust ISE Cloud Computing SKYY US NASDAQ ISE Cloud Computing Index CPQ SKYY Index Fund Equity GM

ISE Global Engineering & Construction First Trust ISE Global Engineering FLM US CVL FLM NYSE Arca Index & Construction Index Fund Equity

Direxion Daily Natural Gas Related GASX US ISE Revere Natural Gas Index FUM GASX NYSE Arca Bear 3X Shares Equity

Direxion Daily Natural Gas Related GASL US ISE Revere Natural Gas Index FUM GASL NYSE Arca Bull 3x Shares Equity

First Trust ISE-Revere Natural Gas ISE Revere Natural Gas Index FUM FCG US Equity FCG NYSE Arca Index Fund

GAMR US Video Game Tech Index GMR PureFunds Video Game Tech ETF GAMR NYSE Arca Equity

First Trust ISE Global Wind Energy FAN US ISE Global Wind Energy Index GWE FAN NYSE Arca Index Fund Equity

FIW US ISE Water Index HHO First Trust ISE Water Index Fund FIW NYSE Arca Equity

Direxion Daily Cyber Security & IT HAKK US ISE Cyber Security Index HXR HAKK NYSE Arca Bull 2X Shares Equity

HACK US ISE Cyber Security Index HXR PureFunds ISE Cyber Security ETF HACK NYSE Arca Equity

ISE Chindia Index ICK First Trust ISE Chindia Index Fund FNI US Equity FNI NYSE Arca

PureFunds ISE Mobile Payments IPAY US ISE Mobile Payments Index IPAY IPAY NYSE Arca ETF Equity

ETRACS Monthly Reset HOML US ISE Homebuilders TR Index RUFTR 2xLeveraged ISE Exclusively HOML NYSE Arca Equity Homebuilders ETN

ETRACS Monthly 2x Leveraged CEFL US ISE High Income Index YLDA CEFL NYSE Arca Closed End Fund ETN Equity

YYY US ISE High Income Index YLDA YieldShares High Income ETF YYY NYSE Arca Equity

PureFunds ISE Junior Silver (Small SILJ US ISE Jr Silver Small Cap Index ZIR SILJ NYSE Arca Cap Miners/Explorers) ETF Equity 20 20 21

NASDAQ IBIS

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ IBIS Canadian Preservation FTB CN NQICPCADT First Trust Tactical Bond Index ETF FTB Toronto CAD TR Index Equity

NASDAQ KBW

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

KBWB US NASDAQ KBW Nasdaq Bank Index BKXTR PowerShares KBW Bank Portfolio KBWB Equity GM

KBW Nasdaq Financial Sector PowerShares KBW High Dividend KBWD US NASDAQ KDXTR KBWD Dividend Yield Index Yield Portfolio Equity GM

KBW Nasdaq Property & Casualty PowerShares KBW Property and KBWP US NASDAQ KPXTR KBWP Index Casualty Insurance Portfolio Equity GM

PowerShares KBW Regional KBWR US NASDAQ KBW Nasdaq Regional Banking Index KRXTR KBWR Banking Portfolio Equity GM

KBW Nasdaq Premium Yield Eq. REIT PowerShares KBW Premium Yield KBWY US NASDAQ KYXTR KBWY Index Equity REIT Portfolio Equity GM

NASDAQ VICTORY

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Nasdaq Victory Dividend VictoryShares Dividend VSDA US NASDAQ NQVDIV VSDA Accelerator Index Accelerator ETF Equity GM

US CLASSIC

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ OMX ABA Community First Trust NASDAQ ABA Community QABA US NASDAQ ABQI QABA Bank Bank Index Fund Equity GM

CBOE NASDAQ-100 BuyWrite Recon Capital NASDAQ 100 Covered Call QYLD US NASDAQ BXN QYLD Index ETF Equity GM

First Trust NASDAQ Clean Edge Green QCLN US NASDAQ NASDAQ Clean Edge Green Energy CELS QCLN Energy Index Fund Equity GM

QQQC US NASDAQ NASDAQ OMX China Technology CHXN9000 Global X NASDAQ China Technology ETF QQQC Equity GM

Fidelity NASDAQ Composite Index ONEQ US NASDAQ NASDAQ Composite COMP ONEQ Tracking Stock ETF Equity GM 20 21 21

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ Golden Dragon China PowerShares Golden Dragon China NASDAQ HXC PGJ US Equity PGJ Index Portfolio GM

NASDAQ NBI iShares Nasdaq Biotechnology ETF IBB US Equity IBB GM

NASDAQ NBI ProShares Ultra Nasdaq Biotechnology BIB US Equity BIB GM

ProShares UltraPro Nasdaq UBIO US NASDAQ NASDAQ Biotechnology NBI UBIO Biotechnology Equity GM

ProShares UltraProShort Nasdaq NASDAQ NBI ZBIO US Equity ZBIO Biotechnology GM

ProShares UltraShort Nasdaq NASDAQ NBI BIS US Equity BIS Biotechnology GM

Horizons BetaPro NASDAQ-100 Bear NDX HQD CN Equity HQD Toronto Plus ETF

Horizons BetaPro NASDAQ-100 Bull NDX HQU CN Equity HQU Toronto Plus ETF

NDX Horizons NASDAQ-100 Index ETF HXQ CN Equity HXQ Toronto

NASDAQ NDX PowerShares QQQ QQQ US Equity QQQ GM NASDAQ-100 NDX ProShares Short QQQ PSQ US Equity PSQ NYSE Arca

NDX ProShares Ultra QQQ QLD US Equity QLD NYSE Arca

TQQQ US NASDAQ NDX ProShares UltraPro QQQ TQQQ Equity GM

SQQQ US NASDAQ NDX ProShares UltraPro Short QQQ SQQQ Equity GM

NDX ProShares UltraShort QQQ QID US Equity QID NYSE Arca

NASDAQ-100 Currency Hedged NDXCADH BMO NASDAQ 100 Hedged ETF ZQQ CN Equity ZQQ Toronto CAD

NASDAQ-100 Currency Hedged iShares NASDAQ-100 Index Fund (CAD NDXCADH XQQ CN Equity XQQ Toronto CAD Hedged)

NASDAQ-100 Currency Hedged PowerShares QQQ (CAD Hedged) Index QQC/F CN NDXCADH QQC.F Toronto CAD ETF Equity

NASDAQ-100 Equal Weighted Direxion NASDAQ-100 Equal Weighted QQQE US NDXE QQQE NYSE Arca Index Index Shares Equity

NASDAQ-100 Equal Weighted First Trust NASDAQ-100 Equal Weighted QQEW US NASDAQ NDXE QQEW Index Index Fund Equity GM

First Trust NASDAQ-100-Technology QTEC US NASDAQ NASDAQ-100 Technology Sector NDXT QTEC Sector Index Fund Equity GM

First Trust NASDAQ-100 Ex-Technology QQXT US NASDAQ NASDAQ-100 Ex-Tech Sector NDXX QQXT Sector Index Fund Equity GM

Nasdaq US Insider Sentiment Total NQBUYT Guggenheim Insider Sentiment ETF NFO US Equity NFO NYSE Arca Return Index 22 22 23

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

NASDAQ The Capital Strength Index NQCAPSTT First Trust Capital Strength ETF FTCS US Equity FTCS GM

First Trust NASDAQ CEA Cybersecurity NASDAQ Nasdaq CTA Cybersecurity Index NQCYBRT CIBR US Equity CIBR ETF GM

Nasdaq Global Millennial GENY US NASDAQ NQGMOI Principal Millennials Index ETF GENY Opportunity Index Equity GM

Nasdaq US Health Care Innovators Principal Healthcare Innovators Index BTEC US NASDAQ NQHCIN BTEC Index ETF Equity GM

NASDAQ Nasdaq US Price Setters Index NQPRCE Principal Price Setters Index ETF PSET US Equity PSET GM

Nasdaq US Shareholder Yield NASDAQ NQSHYL Principal Shareholder Yield Index ETF PY US Equity PY Index GM

Nasdaq US Smart Banks Total FTXO US NASDAQ NQSSBAT First Trust Nasdaq Bank ETF FTXO Return Index Equity GM

Nasdaq US Smart Food & Beverage FTXG US NASDAQ NQSSFBT First Trust Nasdaq Food & Beverage ETF FTXG Total Return Index Equity GM

Nasdaq US Smart Oil & Gas Total FTXN US NASDAQ NQSSOGT First Trust Nasdaq Oil & Gas ETF FTXN Return Index Equity GM

Nasdaq US Smart Pharmaceuticals FTXH US NASDAQ NQSSPHT First Trust Nasdaq Pharmaceuticals ETF FTXH Total Return Index Equity GM

Nasdaq US Smart Retail Total FTXD US NASDAQ NQSSRET First Trust Nasdaq Retail ETF FTXD Return Index Equity GM

Nasdaq US Smart Semiconductor NASDAQ NQSSSET First Trust Nasdaq Semiconductor ETF FTXL US Equity FTXL Total Return Index GM

Nasdaq US Smart Transportation FTXR US NASDAQ NQSSTRT First Trust Nasdaq Transportation ETF FTXR Total Return Index Equity GM

NASDAQ Chaikin Power US Small CSML US NASDAQ NQUSCHK IQ Chaikin U.S. Small Cap ETF CSML Cap TR Index Equity GM

Nasdaq US Small Cap Select NASDAQ NQUSSLT Principal U.S. Small Cap Index ETF PSC US Equity PSC Leaders TR Index GM

PowerShares Global Agriculture PAGG US NASDAQ NASDAQ OMX Global Agriculture QAGR PAGG Portfolio Equity GM

First Trust NASDAQ Global Auto Index CARZ US NASDAQ NASDAQ OMX Global Auto QAUTO CARZ Fund Equity GM

NASDAQ OMX CEA Smartphone First Trust NASDAQ CEA Smartphone FONE US NASDAQ QFON FONE Index Index Fund Equity GM

NASDAQ OMX Global Gold & PowerShares Global Gold and Precious PSAU US NASDAQ QGLD PSAU Precious Metals Metals Portfolio Equity GM

NASDAQ OMX Clean Edge Smart First Trust NASDAQ Clean Edge Smart NASDAQ QGRD GRID US Equity GRID Grid Infrastructure Grid Infrastructure Index Fund GM

NASDAQ NASDAQ Internet QNET PowerShares NASDAQ Internet Portfolio PNQI US Equity PNQI GM 22 23 23

INDEX BLOOMBERG EXCHANGE INDEX NAME SYMBOL ETF NAME TICKER TICKER EXCHANGE

Direxion Daily Semiconductor Bear 3x SOXS US PHLX Semiconductor SOX SOXS NYSE Arca Shares Equity

Direxion Daily Semiconductor Bull 3x SOXL US PHLX Semiconductor SOX SOXL NYSE Arca Shares Equity

SOXX US NASDAQ PHLX Semiconductor SOX iShares PHLX Semiconductor ETF SOXX Equity GM

Pacer NASDAQ-100 Trendpilot PTNQ US XNDXTRND Pacer Trendpilot 100 ETF PTNQ BATS Index Equity

@NASDAQINDEXES / WWW.BUSINESS.NASDAQ.COM/INDEXES

INDEX LICENSING LISTING ETFS ROBERT HUGHES PAUL ROLAND VICE PRESIDENT OF INDEX & ADVISOR SOLUTIONS PRODUCT DEVELOPMENT & U.S. EQUITIES PRODUCT MANAGEMENT [email protected] [email protected] + 1 212 401 8987 +1 215 496 5209

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