l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 Return of Organization Exempt From Income Tax OMB No 1545-0047 Form 990 Under section 501 ( c), 527, or 4947 ( a)(1) of the Internal Revenue Code ( except private foundations) 2O1 3 Do not enter Social Security numbers on this form as it may be made public By law, the IRS Department of the Treasury Open generally cannot redact the information on the form Internal Revenue Service Inspection - Information about Form 990 and its instructions is at www.IRS.gov/form990
For the 2013 calendar year, or tax year beginning 09-01-2013 , 2013, and ending 08-31-2014 C Name of organization B Check if applicable D Employer identification number THE BOARD OF TRUSTEES OF THE LE LAND STANFORD F Address change JUNIOR UNIVERSITY 94-1156365 Doing Business As F Name chang e STANFORD UNIVERSITY fl Initial return Number and street (or P 0 box if mail is not delivered to street address) Room/suite E Telephone number 3145 PORTER DRIVE F_ Terminated Suite (650)725-1732 (- Amended return City or town, state or province, country, and ZIP or foreign postal code PALO ALTO, CA 94304 F_ Application pending G Gross receipts $ 30,106,358,334
F Name and address of principal officer H(a) Is this a group return for John Hennessy subordinates? fl Yes F No Building 10 Stanford, CA 94305 H(b) Are all subordinates fl Yes (- No included? I Tax-exempt status F 501(c)(3) 1 501(c) ( ) I (insert no (- 4947(a)(1) or F_ 527 If "No," attach a list (see instructions)
J Website : 1- WWW STANFORD EDU H(c) Group exemption number 0-
K Form of organization F Corporation 1 Trust F_ Association (- Other 0- L Year of formation 1885 M State of legal domicile CA Summary 1 Briefly describe the organization's mission or most significant activities STANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION, AND RESEARCH - CONT'D SCH 0 w
2 Check this box Of- if the organization discontinued its operations or disposed of more than 25% of its net assets
3 Number of voting members of the governing body (Part VI, line 1a) ...... 3 35 of :' 4 Number of independent voting members of the governing body (Part VI, line 1 b) . . . . 4 25 5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) . 5 34,698 6 Total number of volunteers (estimate if necessary) 6 11,000 7aTotal unrelated business revenue from Part VIII, column (C), line 12 . 7a 13,793,521 b Net unrelated business taxable income from Form 990-T, line 34 ...... 7b -62,561,524 Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) . 1,719,795,101 1,821,722,630 9 Program service revenue (Part V I I I , l i n e 2g) ...... 2,042,740,583 2,201,349,358 N 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) . . . 1,069,740,558 1,579,276,073 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 104,233,612 114,675,185 12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) ...... 4,936,509,854 5,717,023,246 13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) 390,384,372 413,338,102 14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 0 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 2,498,157,422 2,659,609,408 16a Professional fundraising fees (Part IX, column (A), line 11e) 645,950 763,836
b Total fundraising expenses (Part IX, column (D), line 25) 0-82,049,632 LLJ 17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) . . . . 1,411,601,424 1,567,849,260 18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 4,300,789,168 4,641,560,606 19 Revenue less expenses Subtract line 18 from line 12 . 635,720,686 1,075,462,640 Beginning of Current End of Year Year -A 20 Total assets (Part X, l i n e 1 6 ) ...... 31,539,947,659 35,227,473,556 M % TS 21 Total l i a b i l i t i e s (Part X, l i n e 2 6 ) ...... 5,816,842,431 6,006,332,328 ZLL 22 Net assets or fund balances Subtract line 21 from line 20 . 25,723,105,228 29,221,141,228 lijaW Signature Block Under penalties of perjury, I declare that I have examined this return, includin my knowledge and belief, it is true, correct, and complete Declaration of preps preparer has any knowledge
Signature of officer Sign Here M SUZANNE CALANDRA SR ASSOCIATE VP FOR FINANCE Type or print name and title
Print/Type preparer's name Preparers signature ROBERT W FRIZ Paid Firm's name 1- PricewaterhouseCoopers LLP Pre pare r Use Only Firm's address 0-2 COMMERCE SQ17002001 MARKET ST PHILADELPHIA, PA 19103 May the IRS discuss this return with the preparer shown above? (see instructs
For Paperwork Reduction Act Notice, see the separate instructions. Form 990 ( 2013) Page 2 Statement of Program Service Accomplishments Check if Schedule 0 contains a response or note to any line in this Part III .F 1 Briefly describe the organization 's mission STANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION, AND RESEARCH - CONT-D SCH 0
2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ? ...... fl Yes F No If "Yes," describe these new services on Schedule 0 3 Did the organization cease conducting , or make significant changes in how it conducts, any program services? ...... F Yes F No If "Yes," describe these changes on Schedule 0 4 Describe the organization 's program service accomplishments for each of its three largest program services , as measured by expenses Section 501(c)(3) and 501( c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses , and revenue , if any, for each program service reported
4a (Code ) (Expenses $ 1,492,359,889 including grants of $ 34,980,642 (Revenue $ 719,761,507 INSTRUCTION AND DEPARTMENTAL RESEARCH - SEE SCH 0
4b (Code ) ( Expenses $ 1,075,576,597 including grants of $ 21,843,993 (Revenue $ 230,055,514 ORGANIZED RESEARCH - REVENUE AMOUNT REPORTED ON LINE 4B DOES NOT INCLUDE $1,036,090,761 IN FEDERAL RESEARCH SUPPORT CONT-D SCH 0
4c (Code ) ( Expenses $ 896,358,713 including grants of $ 1,254,656 ) (Revenue $ 848 ,817,699 UNIVERSITY AUXILIARY ACTIVITIES - SEE SCH 0
4d Other program services ( Describe in Schedule 0 (Expenses $ 644,217,432 including grants of $ 355,258, 811 ) (Revenue $ 402,714,638
4e Total program service expenses 1- 4,108,512,6 31 Form 990 (2013) Form 990 (2013) Page 3 Checklist of Required Schedules Yes No 1 Is the organization described in section 501(c)(3) or4947(a)(1) (other than a private foundation)? If "Yes," Yes complete Schedule As ...... 1 2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? . . 2 No 3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to No candidates for public office? If "Yes,"complete Schedule C, Part Is ...... 4 Section 501 ( c)(3) organizations . Did the organization engage in lobbying activities, or have a section 501(h) Yes election in effect during the tax year? If "Yes,"complete Schedule C, Part II ...... 4 5 Is the organization a section 501 (c)(4), 501 (c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, N o Part HIS ...... 5 6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes,"complete Yes Schedule D, Part I ...... 6 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, No the environment, historic land areas, or historic structures? If "Yes,"complete Schedule D, Part IIS . . 7 8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," Yes complete Schedule D, Part III IN ...... 8 9 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt No negotiation services? If "Yes," complete Schedule D, Part IV ...... 9
10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 Yes permanent endowments, or quasi-endowments? If "Yes, " complete Schedule D, Part V . 11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable a Did the organization report an amount for land, buildings, and equipment in Part X, line 10? Yes If "Yes," complete Schedule D, Part VI...... lla b Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more of Yes its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIS ...... llb c Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more of No its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII ...... llc d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets No reported i n Part X, l i n e 16? If "Yes," complete Schedule D, Part IX' ...... lld e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X lle Yes f Did the organization's separate or consolidated financial statements for the tax year include a footnote that llf Yes addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X...... 12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete Schedule D, Parts XI and XII ...... 12a N o b Was the organization included in consolidated, independent audited financial statements for the tax year? If 12b Yes "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional IN I 13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes,"completeScheduleE 13 Yes 14a Did the organization maintain an office, employees, or agents outside of the United States? . 14a Yes b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV ...... 14b Yes 15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or 15 Yes for any foreign organization? If "Yes," complete Schedule F, Parts II and IV 95 1 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other Yes assistance to or for foreign individuals? If "Yes," complete Schedule F, Parts III and IV . . 16 17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part 17 Yes IX, column (A), lines 6 and Ile? If "Yes," complete Schedule G, PartI (seeinstructions) . . . . 95 1 18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part Yes VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II ...... 18 19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If 19 No "Yes," complete Schedule G, Part III ......
20a Did the organization operate one or more hospital facilities? If "Yes,"completeScheduleH . . 20a No b If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? 20b Form 990 (2013) Form 990 (2013) Page 4 Checklist of Required Schedules (continued) 21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If "Yes, "complete Schedule I, Parts I and II . . . IN 22 Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and III ...... S 23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's Yes current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," 23 complete Schedule J ...... IN 24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If"Yes," answer lines 24b through 24d Yes and complete Schedule K. If "No,"go to line 25a ...... 24a
b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? 24b N o c Did the organization maintain an escrow account other than a refunding escrow at any time during the year No to defease any tax-exempt bonds? . 24c d Did the organization act as an on behalf of issuer for bonds outstanding at any time during the year? 24d No 25a Section 501(c)( 3) and 501 ( c)(4) organizations . Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ...... 25a N o b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If 25b N o "Yes," complete Schedule L, Part I ...... S 26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? 26 Yes If so, complete Schedule L, Part II ...... 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family 27 Yes member of any of these persons? If "Yes," complete Schedule L, Part III ...... S 28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions) a A current or former officer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part IV ...... IN 28a N o b A family member of a current or former officer, director, trustee, or key employee? If "Yes," Yes complete Schedule L, Part IV ...... 28b c A n entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was Yes an officer, director, trustee, or direct or indirect owner? If "Yes ," complete Schedule L, Part IV . . . 28c 29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes,"completeScheduleM . 29 Yes 30 Did the organization receive contributions of art, historical treasures , or other similar assets, or qualified Yes conservation contributions? If "Yes," complete Schedule M ...... 30 31 Did the organization liquidate, terminate , or dissolve and cease operations? If "Yes," complete Schedule N, No PartI ...... 31 32 Did the organization sell, exchange , dispose of, or transfer more than 25% of its net assets? If "Yes, " complete No Schedule N, Part II ...... 32 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations Yes sections 301 7701-2 and 301 7701-3? If "Yes," complete Schedule R, PartI ...... IN 33 34 Was the organization related to any tax-exempt or taxable entity? If "Yes,"complete Schedule R, Part II, III, orIV, Yes and Part V, line 1 ...... 95 34 35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? 35a Yes b If'Yes'to line 35a, did the organization receive any payment from or engage in any transaction with a controlled 35b Yes entity within the meaning of section 512 (b)(13 )? If "Yes,"complete Schedule R, Part V, line 2 . . . 36 Section 501(c)( 3) organizations . Did the organization make any transfers to an exempt non-charitable related Yes organization? If "Yes," complete Schedule R, Part V, line2 ...... IS 36 37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization No and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI 37 38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 1 lb and 19? Yes Note . All Form 990 filers are required to complete Schedule 0 ...... 38 Form 990 (2013) Form 990 (2013) Page 5 Statements Regarding Other IRS Filings and Tax Compliance MEW- Check if Schedule 0 contains a res p onse or note to an y line in this Part V .F Yes No la Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable . la 28,560 b Enter the number of Forms W-2G included in line la Enter -0- if not applicable lb 0 c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ...... 1c Yes 2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered by this return ...... 2a 34,698 b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? 2b Yes Note . If the sum of lines la and 2a is greater than 250, you may be required to e-file (see instructions)
3a Did the organization have unrelated business gross income of $ 1,000 or more during the year? . . 3a Yes b If"Yes," has it filed a Form 990-T for this year? If "No"to line 3b, provide an explanation in Schedule 0 . . 3b Yes 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ...... 4a Yes
b If "Yes," enter the name of the foreign country 0- See instructions for filing requirements for Form TD F 90-22 1, Report of Foreign Bank and Financial Accounts
5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . . 5a N o
b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b N o c If "Yes," to line 5a or 5b, did the organization file Form 8886-T? 5c 6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the 6a N o organization solicit any contributions that were not tax deductible as charitable contributions? . . b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? . 6b 7 Organizations that may receive deductible contributions under section 170(c). a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and 7a Yes services provided to the payor? . b If "Yes," did the organization notify the donor of the value of the goods or services provided? . . 7b Yes c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 82827 . 7c Yes d If "Yes," indicate the number of Forms 8282 filed during the year 7d 7
e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . 7e N o f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 7f N o g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? . 7g h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? . 7h Yes 8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year? . 8 No 9 Sponsoring organizations maintaining donor advised funds. a Did the organization make any taxable distributions under section 4966? . . 9a N o b Did the organization make a distribution to a donor, donor advisor, or related person? . . 9b No 10 Section 501(c)( 7) organizations. Enter a Initiation fees and capital contributions included on Part VIII, line 12 . 10a b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club 10b facilities 11 Section 501(c)( 12) organizations. Enter a Gross income from members or shareholders ...... 11a b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them ) ...... 11b
12a Section 4947( a)(1) non -exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? 12a b If "Yes," enter the amount of tax-exempt interest received or accrued during the year ...... 12b 13 Section 501(c)( 29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in more than one state? 13a Note . See the instructions for additional information the organization must report on Schedule 0 b Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans 13b c Enter the amount of reserves on hand 13c 14a Did the organization receive any payments for indoor tanning services during the tax year? . . . 14a No b If "Yes," has it filed a Form 720 to report these payments? If "No,"provide an explanation in Schedu le 0 . 14b Form 990 (2013) Form 990 ( 2013) Page 6 Lam Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 1Ob below, describe the circumstances, processes, or changes in Schedule 0. See instructions. Check if Schedule 0 contains a response or note to any line in this Part VI .F Section A . Governing Body and Management Yes No la Enter the number of voting members of the governing body at the end of the tax la 35 year . . If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule 0 b Enter the number of voting members included in line la, above, who are independent ...... lb 25 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? 2 Yes 3 Did the organization delegate control over management duties customarily performed by or under the direct 3 No supervision of officers, directors or trustees, or key employees to a management company or other person? 4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...... 4 No 5 Did the organization become aware during the year of a significant diversion of the organization's assets? 5 No 6 Did the organization have members or stockholders? 6 No 7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ...... 7a No b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, 7b No or persons other than the governing body? 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following a The governing body? ...... 8a Yes b Each committee with authority to act on behalf of the governing body? 8b Yes 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization's mailing address? If "Yes,"provide the names and addresses in Schedule 0 ...... 9 No Section B. Policies ( This Section B requests information about p olicies not required b y the Internal Revenue Code.) Yes No 10a Did the organization have local chapters, branches, or affiliates? 10a No b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? 10b 11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ...... 11a Yes b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990 12a Did the organization have a written conflict of interest policy? If "No,"go to line 13 . 12a Yes b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...... 12b Yes c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule 0 how this was done . 12c Yes 13 Did the organization have a written whistleblower policy? 13 Yes 14 Did the organization have a written document retention and destruction policy? . 14 Yes 15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director, or top management official 15a Yes b Other officers or key employees of the organization 15b Yes If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions) 16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ...... 16a No b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? ...... 16b Section C. Disclosure 17 List the States with which a copy of this Form 990 is required to be filed- CA 18 Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable ), 990, and 990 -T (501(c) (3 )s only) available for public inspection Indicate how you made these available Check all that apply F Own website fl Another' s website F Upon request fl Other ( explain in Schedule O ) 19 Describe in Schedule 0 whether ( and if so, how) the organization made its governing documents , conflict of interest policy , and financial statements available to the public during the tax year 20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization -CHRISTOPHER CANELLOS 3145 PORTER DRIVE Palo AIto, CA 94304 (650) 7 25-173 2 Form 990 (2013) Form 990 (2013) Page 7 Compensation of Officers, Directors , Trustees, Key Employees , Highest Compensated Employees, and Independent Contractors Check if Schedule 0 contains a response or note to any line in this Part VII .F Section A. Officers, Directors, Trustees, Kev Employees, and Highest Compensated Employees la Complete this table for all persons required to be listed Report compensation for the calendar year ending with or within the organization's tax year * List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation Enter-0- in columns (D), (E), and (F) if no compensation was paid * List all of the organization's current key employees, if any See instructions for definition of "key employee " * List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations * List all of the organization's former officers, key employees, or highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations * List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations List persons in the following order individual trustees or directors, institutional trustees, officers, key employees, highest compensated employees, and former such persons fl Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee
(A) (B) (C) (D) ( E) (F) Name and Title Average Position (do not check Reportable Reportable Estimated hours per more than one box, unless compensation compensation amount of other week (list person is both an officer from the from related compensation any hours and a director/trustee) organization (W- organizations from the for related 0 = T 2/1099-MISC) (W- 2/1099- organization and organizations fD 3]Z a MISC) related below . m_ art organizations dotted line) ca: 4 rD 0
(D 7
Form 990 (2013) Form 990 (2013) Page 8 Section A. Officers, Directors , Trustees , Key Employees , and Highest Compensated Employees (continued)
(A) (B) (C) (D) ( E) (F) Name and Title Average Position (do not check Reportable Reportable Estimated hours per more than one box, unless compensation compensation amount of other week (list person is both an officer from the from related compensation any hours and a director/trustee) organization (W- organizations (W- from the for related 0- ;rl M= T 2/1099-MISC) 2/1099-MISC) organization and organizations - boo a related below 74 m_ organizations dotted line) C: 7. SL ! fD
a ;3 ur
lb Sub-Total ...... 0- c Total from continuation sheets to Part VII, Section A . . . . 0- d Total ( add lines lb and 1c) ...... 0- 18,581,949 0 5,639,071 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization-5,458
Yes I No Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line la? If "Yes," complete Schedule Jfor such individual ...... 3 Yes 4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,0007 If "Yes," complete Schedule -7 for such individual ...... 4 Yes Did any person listed on line la receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule Jfor such person ...... 5 No
Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization Report compensation for the calendar year ending with or within the organization's tax year (A) (B) (C) Name and business address Description of services Compensation THE WHITING-TURNER CONTRACTING CO, PO BOX 17596 BALTIMORE MD 212971596 CONSTRUCTION 253,778,029 DEVCON CONSTRUCTION INC, 690 GIBRALTAR DR MILPITAS CA 95035 CONSTRUCTION 87,913,728 VANCE BROWN INC, 3197 PARK BOULEVARD PALO ALTO CA 94306 CONSTRUCTION 75,006,070 LEVEL 10 CONSTRUCTION LP, 1050 ENTERPRISE WAY 250 SUNNYVALE CA 94089 CONSTRUCTION 22,529,416 HATHAWAY DINWIDDIE CONSTRUCTION CO, 565 LAURELWOOD RD SANTA CLARA CA 950542419 CONSTRUCTION 22,276,387 2 Total number of independent contractors ( including but not limited to those listed above) who received more than $100,000 of compensation from the organization 0-820 Form 990 (2013) Form 990 (2013) Page 9 Statement of Revenue Check if Schedule 0 contains a response or note to any line in this Part VIII . F (A) (B) (C) (D) Total revenue Related or Unrelated Revenue exempt business excluded from function revenue tax under revenue sections 512-514 Z la Federated campaigns . la r = b Membership dues . . . . lb 6- 0 0 E c Fundraising events . . . . 1c 1,264,337
d Related organizations . ld tJ' E e Government grants (contributions) le 1,036,090,761
f All other contributions, gifts, grants , and 1f 784,367,532 ^ similar amounts not included above
Noncash contributions included in lines 245,018,382 g la -If $ h Total . Add lines la -1f ...... 1,821,722,630
Business Code
2a STUDENT INCOME 900099 782,538,051 782,538,051
a2 b NONGOVERNMENT RESEARCH 900099 230,055,514 230,055,514
a' c PATIENT CARE 900099 697,504,797 697,504,797
d SPECIAL PROGRAMS 900099 490,234,483 490,234,483
e DRIVING RANGE 713910 642,461 642,461
f All other program service revenue 374,052 374,052
g Total . Add lines 2a -2f ...... 0- 2,201,349,358 3 Investment income ( including dividends , interest, and other similar amounts ) ...... 297,273,970 8,811,276 288,462,694 4 Income from investment of tax- exempt bond proceeds 102,837 102,837
5 Royalties 8,483,958 8,483,958 (i) Real (ii) Personal 6a Gross rents 144,742,099 b Less rental 41,117,682 expenses c Rental income 103,624,417 0 or (loss) d Net rental inco me or ( loss) . lim- 103,624,417 103,624,417 (i) Securities (ii) Other 7a Gross amount from sales of 25,625,153,848 2,487,988 assets other than inventory b Less cost or other basis and 24,342,810,460 2,932,110 sales expenses c Gain or (loss) 1,282,343,388 -444,122
d Net gain or ( loss) . lim- 1,281,899,266 3,965,732 1,277,933,534 8a Gross income from fundraising W events ( not including $ 1,264,337 of contributions reported on line 1c) W See Part IV, line 18
L a 137,722
s b Less direct expenses . b 628,639 c Net income or (loss ) from fundraising events 0- -490,917 -490,917 9a Gross income from gaming activities See Part IV, line 19 . . a b Less direct expenses . b c Net income or (loss) from gaming acti vities . . .- 0 10a Gross sales of inventory, less returns and allowances . a 4,903,924
b Less cost of goods sold . b 1,846,197 c Net income or (loss ) from sales of inventory . lim- 3,057,727 3,057,727 Miscellaneous Revenue Business Code 11a b
C d All other revenue . . e Total .Add lines 11a-11d 0- 0 12 Total revenue . See Instructions 0- 1 5,717,023,246 2,200,332,845 13,793,521 1,681,174,250 Form 990 (2013) Form 990 (2013) Page 10 Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A) Check if Schedule 0 contains a response or note to any line in this Part IX ...... (C) (D) Do not include amounts reported on lines 6b, ( A) (B) Program service Management and Fundraising Total expenses 7b, 8b, 9b, and 10b of Part VIII . expenses general expenses expenses 1 Grants and other assistance to governments and organizations in the United States See Part IV, line 21 20,085,970 20,085,970
2 Grants and other assistance to individuals in the United States See Part IV, line 22 382,738,678 382,738,678
3 Grants and other assistance to governments, organizations, and individuals outside the United States See Part IV, lines 15 and 16 10,513,454 10,513,454 4 Benefits paid to or for members 0
5 Compensation of current officers, directors , trustees, and key employees 11,887,400 4,160,590 6,775,818 950,992 6 Compensation not included above, to disqualified persons (as defined under section 4958( f)(1)) and persons described in section 4958(c)(3)(B) 589,017 376,971 212,046 7 Other salaries and wages 2,133,284,126 1,958,311,594 127,263,432 47,709,100 8 Pension plan accruals and contributions ( include section 401(k) and 403(b) employer contributions ) 129 ,471,136 108,967,174 16,914,329 3,589,633 9 Other employee benefits 264,920,140 222,965,519 34,609,616 7,345,005
10 Payroll taxes 119,457,589 100,539,443 15,606,142 3,312,004 11 Fees for services ( non-employees)
a Management 2,721,168 2,412,299 308,869
b Legal 11,223 ,044 1,652,748 9,523,709 46,587
c Accounting 2,256,704 167,859 2,088,393 452
d Lobbying 59,007 6,072 52,905 30
e Professional fundraising services See Part IV, line 17 763,836 763,836
f Investment management fees 26,867,551 26,867,551
g Other ( If line 11g amount exceeds 10 % of line 25, column ( A) amount, list line 11g expenses on Schedule 0 ) . 206,554,184 168,591,563 34,904,989 3,057,632 12 Advertising and promotion 5,520,735 5,340,742 104,726 75,267
13 Office expenses 248,210,879 228,065,230 15,374,104 4,771,545
14 Information technology 21,287,944 11,349,086 9,489,240 449,618
15 Royalties 15,242,687 9,747,921 5,492,744 2,022
16 Occupancy 194,143,873 175,441,414 16,739,708 1,962,751
17 Travel 72,998,109 67,675,271 3,435,430 1,887,408 18 Payments of travel or entertainment expenses for any federal, state, or local public officials 7 ,094 7,094 19 Conferences , conventions , and meetings 11,877,366 10,689,951 1,015,815 171,600
20 Interest 74,859,807 73,678,184 976,148 205,475 21 Payments to affiliates 0
22 Depreciation, depletion, and amortization 310,958,429 275,691,574 34,116,828 1,150,027
23 Insuran ce 18, 462, 011 4,199, 881 14, 247, 297 14,833 24 Other expenses Itemize expenses not covered above (List miscellaneous expenses in line 24e If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule 0 a EQUIPMENT RENT & MAINTENANCE 9,334,390 8,358,763 843,829 131,798
b PRINTING &PUBLICATION 10,883,950 8,412,795 1,463,227 1,007,928 c SLAC NON-SALARY EXPENSE 153,190,413 153,132,605 57,703 105
d RESEARCH SUBAWARDS 66,004,302 65,999,575 4,573 154
e All other expenses 105,185,613 29,239,705 72,714,124 3,231,784
25 Total functional expenses. Add lines 1 through 24e 4,641,560,606 4,108,512,631 450,998,343 82,049,632 26 Joint costs. Complete this line only if the organization reported in column ( B) joint costs from a combined educational campaign and fundraising solicitation Check here F- if following SOP 98-2 (ASC 958-720)
Form 990 (2013) Form 990 (2013) Page 11 Balance Sheet Check if Schedule 0 contains a response or note to any line in this Part X F (A) (B) Beginning of year End of year 1 Cash-non-interest-bearing 167,491 1 197,773
2 Savings and temporary cash investments ...... 784,275,739 2 630,016,595
3 Pledges and grants receivable, net 644,811,377 3 711,795,169
4 Accounts receivable, net ...... 440,131,767 4 540,899,348 5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees Complete Part II of Schedule L . . 4,560,843 5 10,146, 687 6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L 0 6 0
7 Notes and loans receivable, net ...... 527,206,208 7 578,481,451
8 Inventories for sale or use 6,051,425 8 5,613,335
9 Prepaid expenses and deferred charges . 56,171,680 9 62,255,758 10a Land, buildings, and equipment cost or other basis Complete Part VI of Schedule D 10a 8,154,354,561 b Less accumulated depreciation . . . . 10b 3 ,595,441,527 4,207,926,735 10c 4,558,913,034
11 Investments-publicly traded securities . 5,545,012,603 11 7,118,193,718
12 Investments-other securities See Part IV, line 11 19,323,631,791 12 21,010,960,688 13 Investments-program-related See Part IV, line 11 0 13 0 14 Intangible assets 0 14 0 15 Other assets See Part IV, line 11 0 15 0
16 Total assets. Add lines 1 through 15 (must equal line 34) . 31,539,947,659 16 35,227,473,556
17 Accounts payable and accrued expenses ...... 1,602,081,261 17 1,443,948,910 18 Grants payable ...... 0 18 0
19 Deferred revenue ...... 584, 067, 049 19 616, 574, 642
20 Tax-exempt bond liabilities ...... 1,466,079,607 20 1,501,429,376 21 Escrow or custodial account liability Complete Part IV of Schedule D . 0 21 0 22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons Complete Part II of Schedule L ...... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties 1,632,353,400 23 1,763,206,815 24 Unsecured notes and loans payable to unrelated third parties 0 24 0 25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24) Complete Part X of Schedule D . 532, 261,114 25 681,172, 585
26 Total liabilities. Add lines 17 through 25 . 5,816,842,431 26 6,006,332,328 Organizations that follow SFAS 117 ( ASC 958), check here 1- F and complete lines 27 through 29, and lines 33 and 34.
C5 27 Unrestricted net assets 13,485,416,232 27 15,467,693,876 M 28 Temporarily restricted net assets 6,612,755,241 28 7,844,163,298 ca 29 Permanently restricted net assets ...... 5,624,933,755 29 5,909,284,054 r_ Organizations that do not follow SFAS 117 (ASC 958), check here 1- fl and complete lines 30 through 34. 30 Capital stock or trust principal, or current funds 30 31 Paid-in or capital surplus, or land, building or equipment fund 31 32 Retained earnings, endowment, accumulated income, or other funds 32
33 Total net assets or fund balances 25,723,105,228 33 29,221,141,228 z 34 Total l i a b i l i t i e s and net assets/fund balances ...... 31,539,947,659 34 35,227,473,556 Form 990 (2013) Form 990 (2013) Page 12 « Reconcilliation of Net Assets Check if Schedule 0 contains a response or note to any line in this Part XI . F
1 Total revenue (must equal Part VIII, column (A), line 12) . . 1 5,717,023,246 2 Total expenses (must equal Part IX, column (A), line 25) . . 2 4,641,560,606 3 Revenue less expenses Subtract line 2 from line 1 3 1,075,462,640 4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) 4 25,723,105,228 5 Net unrealized gains (losses) on investments 5 2,389,402,583 6 Donated services and use of facilities 6 7 Investment expenses . . 7 8 Prior period adjustments . . 8 9 Other changes in net assets or fund balances (explain in Schedule 0) 9 33,170,777 10 Net assets or fund balances at end of year Combine lines 3 through 9 (must equal Part X, line 33, column (B)) 10 29,221,141,228 Financial Statements and Reporting Check if Schedule 0 contains a response or note to any line in this Part XII F
Yes No
1 Accounting method used to prepare the Form 990 fl Cash F Accrual (Other If the organization changed its method of accounting from a prior year or checked " Other," explain in Schedule 0 2a Were the organization 's financial statements compiled or reviewed by an independent accountant? 2a No If'Yes,'check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both fl Separate basis fl Consolidated basis fl Both consolidated and separate basis b Were the organization 's financial statements audited by an independent accountant? 2b Yes If'Yes,'check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both fl Separate basis F Consolidated basis fl Both consolidated and separate basis c If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? 2c Yes If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0 3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and 0 MB Circular A-1 33? 3a Yes b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the 3b Yes required audit or audits, explain why in Schedule 0 and describe any steps taken to undergo such audits Form 990 (2013) Additional Data
Software ID: Software Version: EIN: 94 -1156365 Name : THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
Form 990, Part VII - Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors (A) (B) (C) (D) (E) (F) Name and Title Average Position (do not check Reportable Reportable Estimated amount hours per more than one box, unless compensation compensation of other week (list person is both an officer from the from related compensation any hours and a director/trustee) organization (W- organizations (W- from the for related - = 2/1099-MISC) 2/1099-MISC) organization and -n organizations EL 'ID boo LD related below c (D re E3 organizations dotted line) c
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JOHN HENNESSY 50 0 X X 805,963 0 331,213 PRESIDENT/TRUSTEE FRED W ALVAREZ 2 0 X TRUSTEE Robert M Bass 2 0 X Trustee, appointed 10/01/2013 William R Brody 2 0 X Trustee, until 05/31/2014 BROOK H BYERS 2 0 X TRUSTEE James E Canales 2 0 X Trustee ROANN COSTIN 2 0 X TRUSTEE James G Coulter 2 0 X Trustee DEBORAH A DECOTIS 2 0 X TRUSTEE Steven A Denning 2 0 X Trustee Bruce W Dunlevie 2 0 X Trustee Armando Garza 2 0 X Trustee John A Gunn 2 0 X Trustee 2 0 GAIL B HARRIS 2 0 X TRUSTEE Christine U Hazy 2 0 X Trustee Ronald B Johnson 2 0 X Trustee 2 0 LATONIA G KARR 2 0 X TRUSTEE Frank D Lee 2 0 X Trustee 2 0 BERNARD LIAUTAUD 2 0 X TRUSTEE Susan R McCaw 2 0 X Trustee LLOYD M METZ 2 0 X TRUSTEE Hamid R Moghadam 2 0 X Trustee Paul A Ormond 2 0 X Trustee Ruth M Porat 2 0 X Trustee LAURENE POWELL JOBS 2 0 X TRUSTEE Form 990, Part VII - Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors (A) (B) (C) (D) (E) (F) Name and Title Average Position (do not check Reportable Reportable Estimated amount hours per more than one box, unless compensation compensation of other week (list person is both an officer from the from related compensation any hours and a director/trustee) organization (W- organizations (W- from the for related 0 ,o = 2/1099-MISC) 2/1099-MISC) organization and -n organizations _ related below m 0 organizations dotted line) i c rt `
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JEFFREY S RAIKES 2 0 X TRUSTEE MINDY B ROGERS 2 0 X Trustee, appointed 12/01/2013 Victoria B Rogers 2 0 X Trustee Kavitark Ram Shriram 2 0 X Trustee RONALD P SPOGLI 2 0 X TRUSTEE SRINDA SRINIVASAN 2 0 X Trustee, appointed 4/01/2014 Isaac Stein 2 0 X Trustee 5 Thomas F Steyer 2 0 X Trustee GENE SYKES 2 0 X TRUSTEE, appointed 02/01/2014 Vaughn C Williams 2 0 X Trustee 2 0 Jerry Yang 2 0 X Trustee JOHN ETCHEMENDY 50 0 X 610,604 0 359,127 PROVOST RANDALL LIVINGSTON 50 0 X 553,511 0 197,000 VP BUS AFFAIRS/CFO MARTIN SHELL 50 0 X 661,415 0 150,642 VP DEVELOPMENT DEBRA ZUMWALT 50 0 X 575,158 0 185,240 VP GENERAL COUNSEL ROBERT C REIDY 50 0 X 1,366,832 0 1,483,978 VP LAND, BUILDINGS & REAL EST DAVID DEMAREST 50 0 X 345,910 0 105,968 VP PUBLIC AFFAIRS HOWARD WOLF 50 0 X 381,493 0 199,117 PRES OF STANFORD ALUM ASSOC WILLIAM MADIA 38 0 X 469,145 0 28,712 VP SLAG NAL DAVID JONES 50 0 X 339,892 0 48,477 VP HUMAN RESOURCES JOHN POWERS 50 0 X 2,292,110 790,351 PRESIDENT, STANFORD MGNT CO LLOYD B MINOR 50 0 X 1,727,637 375,607 DEAN, SCHOOL OF MEDICINE 4 0 RICHARD SALLER 50 0 X 545,440 36,413 DEAN, SCHOOL OF HUM & SCIENCES GARY STEINBERG 50 0 X 1,289,496 46,915 CHAIR, NEUROSURGERY THOMAS KRUMMEL 50 0 X 1,031,725 0 54,929 CHAIR, SURGERY 2 0 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors (A) (B) (C) (D) (E) (F) Name and Title Average Position (do not check Reportable Reportable Estimated amount hours per more than one box, unless compensation compensation of other week ( list person is both an officer from the from related compensation any hours and a director/trustee ) organization (W- organizations (W- from the for related 0 ,o = 2/1099-MISC) 2/1099-MISC ) organization and -n organizations _ related below m 0 organizations dotted line ) i c rt `
LEI
CD
DAVID SHAW 50 0 X 1,720,219 504,216 COACH FRANK HANLEY 50 0 X 1,891,602 0 46,932 CHIEF, PED CARDIOTHORACIC JOHNNY DAWKINS 50 0 X 1,278,444 513,499 COACH PHILIP A PIZZO 50 0 X 695,353 0 180,735 PROF & FORMER DEAN, SCH OF MED 2 0 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 OMB No 1545-0047 SCHEDULE A Public Charity Status and Public Support (Form 990 or 990EZ) Complete if the organization is a section 501(c)( 3) organization or a section 4947(a)(1) nonexempt charitable trust. 2013 Department of the Oil Attach to Form 990 or Form 990-EZ. Oil See separate instructions . Open Public Treasury Oil Information about Schedule A (Form 990 or 990- EZ) and its instructions is at Internal Revenue Service Ins pe cti o n www.irs. g ov Iform 990. Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY I^A ,, MIMM" Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization is not a private foundation because it is (For lines 1 through 11, check only one box) 1 1 A church, convention of churches, or association of churches described in section 170 ( b)(1)(A)(i). 2 F A school described in section 170 (b)(1)(A)(ii). (Attach Schedule E ) 3 1 A hospital or a cooperative hospital service organization described in section 170 ( b)(1)(A)(iii). 4 1 A medical research organization operated in conjunction with a hospital described in section 170 (b)(1)(A)(iii). Enter the hospital's name, city, and state 5 1 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170 ( b)(1)(A)(iv ). (Complete Part II ) 6 1 A federal, state, or local government or governmental unit described in section 170 ( b)(1)(A)(v). 7 1 An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170 ( b)(1)(A)(vi ). (Complete Part II ) 8 fl A community trust described in section 170(b)(1)(A)(vi ) (Complete Part II ) 9 1 An organization that normally receives (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions-subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975 See section 509( a)(2). (Complete Part III ) 10 1 An organization organized and operated exclusively to test for public safety See section 509(a)(4). 11 1 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509 ( a)(1) or section 509(a)(2) See section 509( a)(3). Check the box that describes the type of supporting organization and complete lines Ile through 11 h a fl Type I b fl Type II c fl Type III - Functionally integrated d fl Type III - Non -functionally integrated e (- By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509 ( a)(1 ) or section 509(a)(2) f If the organization received a written determination from the IRS that it is a Type I, Type II, orType III supporting organization, check this box F g Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons? (i) A person who directly or indirectly controls , either alone or together with persons described in (ii) Yes No and (iii) below, the governing body of the supported organization? 11g(i) (ii) A family member of a person described in (i) above? 11g(ii) (iii) A 35% controlled entity of a person described in (i) or (ii) above? 11g(iii) h Provide the following information about the supported organization(s)
(i) Name of (ii) EIN (iii) Type of (iv) Is the (v) Did you notify (vi) Is the (vii) Amount of supported organization organization in the organization organization in monetary organization (described on col (i) listed in in col (i) of your col (i) organized support lines 1- 9 above your governing support? in the U S ? or IRC section document? (see instructions)) Yes No Yes No Yes No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ . Cat No 11285F ScheduleA(Form 990 or 990-EZ)2013 Schedule A (Form 990 or 990-EZ) 2013 Page 2 MU^ Support Schedule for Organizations Described in Sections 170(b )( 1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.) Section A . Public Support Calendar year ( orfiscaI year ( a) 2009 ( b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total beginning in) 11111 1 Gifts, grants, contributions, and membership fees received (Do 1,448,832,299 1,573,066,590 1,964,094,849 1,719,795,101 1,821,722,630 8,527,511,469 not include any "unusual grants ") 2 Tax revenues levied for the organization ' s benefit and either 0 paid to or expended on its behalf 3 The value of services or facilities furnished by a 0 governmental unit to the organization without charge 4 Total . Add lines 1 through 3 1,448,832,299 1,573,066,590 1,964,094,849 1,719,795,101 1,821,722,630 8,527,511,469 5 The portion of total contributions by each person ( other than a governmental unit or publicly supported organization ) included 79,449,771 on line 1 that exceeds 2% of the amount shown on line 11, column (f) 6 Public support . Subtract line 5 8,448,061,698 from line 4 Section B. Total Support Calendar year ( or fiscal year (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total beginning in) ► 7 Amounts from line 4 1,448,832, 1,573,066, 1,964,094,8 1,719,795,101 1,821,722, 8, 527, 511,469 8 Gross income from interest, dividends, payments received on securities loans, rents, 225,252, 294,682, 423, 308, 6 428,521,264 450,602, 1,822,367,388 royalties and income from similar sources 9 Net income from unrelated business activities, whether or not the business is regularly carried on 10 Other income Do not include gain or loss from the sale of 5,149, 5,097, 5,217,4 6,341,565 5,041,646 26,846,854 capital assets (Explain in Part IV ) 11 Total support (Add lines 7 10,376,725,711 through 10) 12 Gross receipts from related activities, eta (see instructions) 12 9,513,585,207 13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here ...... ^ Section C. Com p utation of Public Su pp ort Percenta g e 14 Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f)) 14 81 414 15 Public support percentage for 2012 Schedule A, Part II, line 14 15 0 % 16a 331 / 3%support test - 2013. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and stop here . The organization qualifies as a publicly supported organization b 331 / 3%support test-2012 . If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box and stop here . The organization qualifies as a publicly supported organization 17a 10%-facts-and -circumstances test - 2013. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here . Explain in Part IV how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supported organization b 10%-facts-and-circumstances test - 2012 . If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts- and-circumstances" test, check this box and stop here. Explain in Part IV how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supported organization 18 Private foundation . If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions
Schedule A (Form 990 or 990-EZ) 2013 Schedule A (Form 990 or 990-EZ) 2013 Page 3 IMMITM Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Section A . Public Support Calendar year ( or fiscal year beginning (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total in) 11111 1 Gifts, grants, contributions, and membership fees received (Do not include any "unusual grants ") 2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose 3 Gross receipts from activities that are not an unrelated trade or business under section 513 4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf 5 The value of services or facilities furnished by a governmental unit to the organization without charge 6 Total . Add lines 1 through 5 7a Amounts included on lines 1, 2, and 3 received from disqualified persons b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of$5,000 or 1% of the amount on line 13 for the year c Add lines 7a and 7b 8 Public support (Subtract line 7c from line 6 ) Section B. Total Suuuort Calendar year ( or fiscal year beginning (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total in) ► 9 Amounts from line 6 10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975 c Add lines 10a and 10b 11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on 12 Other income Do not include gain or loss from the sale of capital assets (Explain in Part IV ) 13 Total support . (Add lines 9, 1Oc, 11, and 12 ) 14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here Section C. Computation of Public Support Percentage 15 Public support percentage for 2013 ( line 8, column (f) divided by line 13, column (f)) 15 16 Public support percentage from 2012 Schedule A , Part III, line 15 16 Section D . Com p utation of Investment Income Percenta g e 17 Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f)) 17 18 Investment income percentage from 2012 Schedule A , Part III, line 17 18 19a 331 / 3% support tests- 2013. If the organization did not check the box on line 14 , and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization lk'F- b 331 / 3% support tests-2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization lk'F- 20 Private foundation . If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
Schedule A (Form 990 or 990-EZ) 2013 Schedule A (Form 990 or 990-EZ) 2013 Page 4 Supplemental Information . Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
I Return Reference I Explanation I Schedule A (Form 990 or 990-EZ) 2013 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 OMB No 1545-0047 SCHEDULE C Political Campaign and Lobbying Activities (Form 990 or 990-EZ ) For Organizations Exempt From Income Tax Under section 501 ( c) and section 527 2013 Complete if the organization is described below . Attach to Form 990 or Form 990-EZ. Department of the Treasury 1- 0- 0- See separate instructions . 0- Information about Schedule C (Form 990 or 990-EZ) and its • Internal Revenue Service instructions is at www.irs. gov form 990. If the organization answered "Yes" to Form 990, Part IV, Line 3 , or Form 990-EZ , Part V, line 46 ( Political Campaign Activities), then • Section 501(c)(3) organizations Complete Parts I-A and B Do not complete Part I-C • Section 501(c) (other than section 501(c)(3)) organizations Complete Parts I-A and C below Do not complete Part I-B • Section 527 organizations Complete Part I-A only If the organization answered "Yes" to Form 990, Part IV , Line 4, or Form 990-EZ, Part VI, line 47 ( Lobbying Activities), then • Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A Do not complete Part II-B • Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)) Complete Part II-B Do not complete Part II-A If the organization answered "Yes" to Form 990, Part IV, Line 5 ( Proxy Tax) or Form 990-EZ , Part V, line 35c ( Proxy Tax), then * Section 501(c)(4), (5), or (6) organizations Complete Part III Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 Complete if the organization is exempt under section 501(c) or is a section 527 organization.
1 Provide a description of the organization's direct and indirect political campaign activities in Part IV 2 Political expenditures 0- $ 3 Volunteer hours
Complete if the organization is exempt under section 501(c)(3). 1 Enter the amount of any excise tax incurred by the organization under section 4955 0- $ 2 Enter the amount of any excise tax incurred by organization managers under section 4955 0- $ 3 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? fl Yes fl No 4a Was a correction made? fl Yes fl No b If "Yes," describe in Part IV rMWINT-Complete if the organization is exempt under section 501(c), except section 501 ( c)(3). 1 Enter the amount directly expended by the filing organization for section 527 exempt function activities 0- $ 2 Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities 0- $
3 Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-PO L, line 17b 0- $
4 Did the filing organization file Form 1120-POL for this year? fl Yes fl No 5 Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing organization made payments For each organization listed, enter the amount paid from the filing organization's funds Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC) If additional space is needed, provide information in Part IV
(a) Name (b) Address ( c) EIN (d ) Amount paid from (e) Amount of political filing organization's contributions received funds If none, enter -0- and promptly and directly delivered to a separate political organization If none, enter -0-
i-or raperworK rteauction Act Notice, see the instructions Tor corm 99U or yyu -tc. Cat No 50084S Schedule C (Form 990 or 990-EZ) 2013 Schedule C (Form 990 or 990-EZ) 2013 Page 2 Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)). A Check - (- if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures) B Check - (- if the filing organization checked box A and "limited control" provisions apply (a) Filing (b) Affiliated Limits on Lobbying Expenditures organization's group (The term "expenditures " means amounts paid or incurred .) totals totals la Total lobbying expenditures to influence public opinion (grass roots lobbying) b Total lobbying expenditures to influence a legislative body (direct lobbying) c Total lobbying expenditures (add lines la and 1b) d Other exempt purpose expenditures e Total exempt purpose expenditures (add lines 1c and 1d) f Lobbying nontaxable amount Enter the amount from the following table in both columns If the amount on line le, column (a) or (b) is: The lobbying nontaxable amount is: Not over $500,000 20% of the amount on line le
Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000
Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000
Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000
Over $17,000,000 $1,000,000
g Grassroots nontaxable amount (enter 25% of line 1f) h Subtract line 1g from line la If zero or less, enter-0- i Subtract line 1f from line 1c If zero or less, enter-0- LE i If there is an amount other than zero on either line 1h or line 11, did the organization file Form 4720 reporting F- Yes F- No section 4911 tax for this year?
4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total beginning in)
2a Lobbying nontaxable amount
b Lobbying ceiling amount (150% of line 2a, column(e))
c Total lobbying expenditures
d Grassroots nontaxable amount
e Grassroots ceiling amount 150% of line 2d column e
f Grassroots lobbying expenditures Schedule C (Form 990 or 990-EZ) 2013 Schedule C (Form 990 or 990-EZ) 2013 Pa g e 3 Complete if the organization is exempt under section 501 ( c)(3) and has NOT filed Form 5768 ( election under section 501(h)). (a) (b) For each "Yes " response to lines la through li below, provide in Part IV a detailed description of the lobbying activity. Yes No Amount
1 During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of a Volunteers? es b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? Yes c Media advertisements? Yes 2,807 d Mailings to members, legislators, or the public? Yes 140,127 e Publications, or published or broadcast statements? Yes 21,671 f Grants to other organizations for lobbying purposes? No g Direct contact with legislators, their staffs, government officials, or a legislative body? Yes 472,831 h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? Yes 76,465 i Other activities? Yes 11,355 j Total Add lines 1c through 11 725,256 2a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? No b If "Yes," enter the amount of any tax incurred under section 4912 c If "Yes," enter the amount of any tax incurred by organization managers under section 4912 d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6). No 1 Were substantially all (90% or more) dues received nondeductible by members? 2 Did the organization make only in-house lobbying expenditures of $2,000 or less? 3 Did the organization agree to carry over lobbying and political expenditures from the prior year? Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered "Yes." 1 Dues, assessments and similar amounts from members 1 2 Section 162(e) nondeductible lobbying and political expenditures ( do not include amounts of political expenses for which the section 527(f) tax was paid). a Current year 2a b Carryover from last year 2b c Total 2c 3 Aggregate amount reported in section 6033(e)(1 )(A) notices of nondeductible section 162(e) dues 3 4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? 4 5 Taxable amount of lobbying and political expenditures (see instructions) 5 Supplemental Information
Provide the descriptions required for Part I-A, line 1, Part I-B, line 4, Part I-C, line 5, Part II-A (affiliated group list), Part II-A, line 2, and Part II-R Iina 1 A Icn rmmnI to this nart fnr anv a 1ditinnal infnrmatinn
Return Reference Explanation PART II-B - LOBBYING ACTIVITY AN INSUBSTANTIAL PORTION OF STANFORD UNIVERSITY'S TOTAL ACTIVITIES INVOLVED EXPLANATION LEGISLATIVE AND REGULATORY MATTERS OF DIRECT CONCERN TO HIGHER EDUCATION OR OF COMPELLING IMPORTANCE TO STANFORD IN PARTICULAR INSTITUTIONAL EFFORTS TO INFLUENCE LEGISLATION AND REGULATION ARE DIRECTED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS DURING FISCAL YEAR 2013-2014,THE OFFICE CONSISTED OF SIX PROFESSIONAL STAFF MEMBERS, ONE INTERN, ONE TEMPORARY STUDENT,AND TWO SUPPORT PERSONS THE UNIVERSITY DOES NOT HAVE A LOBBYING OFFICE IN EITHER WASHINGTON, DC OR SACRAMENTO, CA DURING THIS PERIOD,THE UNIVERSITY HIRED AN OUTSIDE REGISTERED LOBBYIST IN SACRAMENTO FOR PART-TIME WORK ON STATE ISSUES ACTIVITIES OF GOVERNMENT &COMMUNITY RELATIONS STAFF INCLUDE CONTACTS BY LETTERS, PHONE CALLS AND MEETINGS WITH LEGISLATORS, MEMBERS OF THEIR STAFFS, OR OTHER GOVERNMENT OFFICIALS, AND MEETINGS WITH LOCAL CITIZENS REGARDING STANFORD ISSUES WITH LOCAL GOVERNMENT IN FISCAL YEAR 2013-2014, LEGISLATIVE, EXECUTIVE AND LOCAL REGULATORY ISSUES HANDLED BY THE UNIVERSITY INCLUDED THE FOLLOWING LOCAL ISSUES ZONING AND LAND USES RELATED TO PROPERTY OWNED BY THE UNIVERSITY AND CONTIGUOUS TO THE UNIVERSITY'S ACADEMIC CAMPUS STATE ISSUES CALIFORNIA ENVIRONMENTAL QUALITY ACT (CEQA) REFORM, STUDENT ATHLETE BILL OF RIGHTS, GENETIC INFORMATION PRIVACY ACT, STUDENT SAFETY, SEXUAL ASSAULT, PERSONAL INFORMATION SECURITY, LIENS, LABORERS AND EMPLOYEES, POSTSECONDARY EDUCATION, ANIMAL RESEARCH FEDERAL ISSUES STUDENT AID AND EDUCATION AND RESEARCH POLICY ISSUES, TAXATION, REIMBURSEMENT OF FEDERAL RESEARCH COSTS, FUNDING LEVELS OF RESEARCH (E G NIH, DOE, NASA, DOD, NSF, NEH), FUNDING FOR STANFORD LINEAR ACCELERATOR CENTER, MEDICARE FUNDING FOR TEACHING HOSPITALS, RESEARCH POLICY, INTELLECTUAL PROPERTY, AND IMMIGRATION POLICY THE TOTAL BUDGET EXPENDED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS WAS $1,402,218 THE ESTIMATED TOTAL EXPENSES FOR LOBBYING ARE AS FOLLOWS SALARIES AND BENEFITS $491,907 GENERAL OFFICE OVERHEAD $147,608 PAID CONSULTANT, COALITION DUES $59,006 DUES TO MEMBER ORGANIZATIONS $9,044 TRAVEL $17,691 TOTAL $725,256 AMOUNTS APPEARING ON PART II-B ARE REASONABLE ALLOCATIONS OF THE ABOVE EXPENSES AN INVESTMENT PARTNERSHIP IN WHICH THE UNIVERSITY HOLDS A NONCONTROLLING LIMITED PARTNERSHIP INTEREST MAY, FROM TIME TO TIME, INCUR A LOBBYING EXPENDITURE THE UNIVERSITY'S SHARE OF SUCH PARTNERSHIP EXPENDITURES DURING THE TAX YEAR WAS $29,904 NEITHER STANFORD, NOR ANY TRUSTEE OR OFFICER OF STANFORD, ENGAGED IN THE ACTIVITY CONDUCTED BY THE INVESTMENT PARTNERSHIPS THE TOTAL AMOUNT SPENT BY STANFORD IN LOBBYING REPRESENTS AN INSIGNIFICANT PART OFTHE UNIVERSITY'S TOTAL EXPENDITURES, EVEN MAKING THE MOST GENEROUS ALLOWANCE FOR THE LOBBYING ACTIVITIES OF STANFORD UNIVERSITY EMPLOYEES OUTSIDE THE GOVERNMENT AND COMMUNITY RELATIONS OFFICE WORKING ON BEHALF OF THE UNIVERSITY
Schedule C (Form 990 or 990-EZ) 2013 Schedule C (Form 990 or 990-EZ) 2013 Page 4
Schedule D (Form 990) 2013 lefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493195004395 OMB No 1545-0047 SCHEDULE D Supplemental Financial Statements (Form 990) 0- Complete if the organization answered "Yes," to Form 990, 2013 Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b Department of the Treasury 0- Attach to Form 990. 0- See separate instructions . 1- Information about Schedule D (Form 990) II• . - Internal Revenue Service and its instructions is at www.irs.gov/form990 . . -
Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the org anization answered "Yes" to Form 990 Part IV , line 6. (a) Donor advised funds (b) Funds and other accounts 1 Total number at end of year 46 32 2 Aggregate contributions to (during year) 45,244,166 10,300,091 3 Aggregate grants from (during year) 29,878,102 24,631,349 4 Aggregate value at end of year 345,480,292 88,539,700 5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization 's property, subject to the organization's exclusive legal control? F Yes I No 6 Did the organization inform all grantees , donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? F Yes fl No MRSTI-ConservationEasements . Complete if the organization answered "Yes" to Form 990, Part IV , line 7. 1 Purpose ( s) of conservation easements held by the organization ( check all that apply) 1 Preservation of land for public use ( e g , recreation or education ) 1 Preservation of an historically important land area 1 Protection of natural habitat 1 Preservation of a certified historic structure fl Preservation of open space
2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year Held at the End of the Year a Total number of conservation easements 2a b Total acreage restricted by conservation easements 2b c Number of conservation easements on a certified historic structure included in (a) 2c d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register 2d 3 N umber of conservation easements modified, transferred, released, extinguished , or terminated by the organization during the tax year 0-
4 N umber of states where property subject to conservation easement is located 0- 5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? fl Yes fl No 6 Staff and volunteer hours devoted to monitoring , inspecting , and enforcing conservation easements during the year 0- 7 Amount of expenses incurred in monitoring, inspecting , and enforcing conservation easements during the year 0- $ 8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? F Yes 1 No 9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for conservation easements Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the oraanization answered "Yes" to Form 990. Part IV. line 8. la If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items
(i) Revenues included in Form 990, Part VIII, line 1 $
(ii)Assets included in Form 990, Part X $ 2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items
a Revenues included in Form 990, Part VIII, line 1 $
b Assets included in Form 990, Part X $ For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 52283D Schedule D ( Form 990) 2013 Schedule D (Form 990) 2013 Page 2 r:FTnFW Organizations Maintaining Collections of Art, Historical Treasures , or Other Similar Assets (continued) 3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply) a F Public exhibition d F Loan or exchange programs b F Scholarly research e (- Other
c F Preservation for future generations 4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII 5 During the year, did the organization solicit or receive donations of art, historical treasures or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection? 1 Yes F No Escrow and Custodial Arrangements . Complete if the organization answered "Yes" to Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. la Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990, Part X7 1 Yes F No b If "Yes," explain the arrangement in Part XIII and complete the following table A mount c Beginning balance 1c d Additions during the year ld e Distributions during the year le f Ending balance if 2a Did the organization include an amount on Form 990, Part X, line 21? fl Yes fl No
b If "Yes," explain the arrangement in Part XIII Check here if the explanation has been provided in Part XIII ...... F MWAF-Endowment Funds . Com p lete if the org anization answered "Yes" to Form 990 , Part IV, line 10. (a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back la Beginning of year balance . 18, 688, 868, 000 17,035,804,000 16, 502, 606, 000 13,851,115,000 12, 619, 094, 000 b Contributions 659,618,000 588,438,000 403,858,000 673,440,000 517,078,000 c Net investment earnings, gains, and losses 3,082,735,000 1,985,298,000 1,000,446,000 2,763,132,000 1,569,588,000 d Grants or scholarships 222,843,748 208,922,228 196,918,322 182,421,410 203,694,898 e Other expenditures for facilities and programs 762,371,252 711,749,772 674,187,678 602,659,590 650,950,102 f Administrative expenses . g End of year balance 21, 446, 006, 000 18, 688, 868, 000 17, 035, 804, 000 16, 502, 606, 000 13,851,115,000
2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as a Board designated or quasi-endowment - 43 857 %
b Permanent endowment 0- 30 656 % c Temporarily restricted endowment 0- 25 487 % The percentages in lines 2a, 2b, and 2c should equal 100% 3a Are there endowment funds not in the possession of the organization that are held and administered for the organization by Yes No (i) unrelated organizations ...... 3a(i) No (ii) related organizations ...... 3a(ii) Yes b If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? . . I 3b I Yes 4 Describe in Part XIII the intended uses of the organization's endowment funds Land , Buildings , and Equipment . Complete if the organization answered 'Yes' to Form 990, Part IV, line 1 1 a See Form 990 Part X line 1(l Description of property (a) Cost or other (b)Cost or other ( c) Accumulated (d) Book value basis basis (other) depreciation (investment)
la Land 98 ,528,738 98,528,738
b Buildings 5 ,553,939,206 2,135,182,255 3,418,756,951 c Leasehold improvements . .
d Equipment 1,531,679,133 1,246,883,790 284,795,343
e Other 970,207,484 213,375,482 756,832,002 Total . Add lines 1a through 1 e (Column (d) must equal Form 990, Part X, column (B), line 10 (c).) . . 0- 4,558,913,034 Schedule D (Form 990) 2013 Schedule D (Form 990) 2013 Page 3 Investments-Other Securities . Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990 , Part X line 12. (a) Description of security or category (b)Book value (c) Method of valuation (including name of security) Cost or end-of-year market value (1 )Financial derivatives (2)Closely-held equity interests Other See Additional Data Table
Total . (Column (b) must equal Form 990, Part X, col (B) line 12) 0.1 21,010,960,688 Investments - Program Related . Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. Caa Fnrm QQ(1 Dart X lino 1 -^
Form 990, Part X, line 25. 1 (a) Description of liability (b) Book value
Federal income taxes 0 LIABILITIES - SECURITY AGREEMENTS 191,010,895 US GOVERNMENT REFUNDABLE LOAN FUNDS 53,998,864 INC BENEFICIARY SHARE-SPLIT INT 436.162.826
Total . (Column (b) must equa l Form 990, Part X, col (8) line 25) P. I 6 8 1,17 2,5 8 5 2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization ' s financial statements that reports the organization ' s liability for uncertain tax positions under FIN 48 (ASC 740) Check here if the text of the footnote has been provided in Part XIII F Schedule D (Form 990) 2013 Schedule D (Form 990) 2013 Page 4 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the org anization answered 'Yes' to Form 990 , Part IV line 12a. 1 Total revenue, gains, and other support per audited financial statements . 1 7,789,876,000 2 Amounts included on line 1 but not on Form 990, Part VIII, line 12 a Net unrealized gains on investments . 2a 2,389,402,583 b Donated services and use of facilities . 2b c Recoveries of prior year grants 2c d Other (Describe in Part XIII ) ...... 2d -221,706,832 e Add lines 2a through 2d ...... 2e 2,167,695,751 3 Subtract line 2e from line 1 ...... 3 5,622,180,249 4 Amounts included on Form 990, Part VIII, line 12, but not on line 1 a Investment expenses not included on Form 990, Part VIII, line 7b 4a 97,317,833 b Other (Describe in Part XIII ) ...... 4b -2,474,836 c Add lines 4a and 4b ...... 4c 94,842,997 5 Total revenue Add lines 3 and 4c. (This must equal Form 990, Part I, line 12 . . . . 5 5,717,023,246 « Reconciliation of Expenses per Audited Financial Statements With Expenses per Return . Complete if the org anization answered 'Yes' to Form 990 , Part IV line 12a. 1 Total expenses and losses per audited financial statements 1 4,291,840,000 2 Amounts included on line 1 but not on Form 990, Part IX, line 25 a Donated services and use of facilities . 2a b Prior year adjustments 2b c Other losses ...... 2c d Other (Describe in Part XIII ...... 2d 2,474,836 e Add lines 2a through 2d ...... 2e 2,474,836 3 Subtract line 2e from line 1 ...... 3 4,289,365,164 4 Amounts included on Form 990, Part IX, line 25, but not on line 1: a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 97,317,833 b Other (Describe in Part XIII ) ...... 4b 254,877,609 c Add lines 4a and 4b ...... 4c 352,195,442 5 Total expenses Add lines 3 and 4c. (This must equal Form 990, Part I, line 18 ) . . . . . 5 4,641,560,606 OT1174M Su pp lemental Information Provide the descriptions required for Part II, lines 3, 5, and 9, Part III, lines la and 4, Part IV, lines lb and 2b, Part V, line 4, Part X, line 2, Part XI, lines 2d and 4b, and Part XII, lines 2d and 4b Also complete this part to provide any additional information
Return Reference Explanation SCHEDULE D, PART I, COLUMN (B) COLUMN (B) REPRESENTS FUNDS CREATED TO MAKE GRANTS ONLY WITHIN THE UNIVERSITY SCHEDULE D, PART I, LINE 2 INCLUDED IN AGGREGATE CONTRIBUTIONS TO FUNDS ARE NEW GIFTS AS WELL AS TRANSFERS FROM OTHER ACCOUNTS WITHIN THE UNIVERSITY SCHEDULE D, PART III, LINE 1A WORKS OF ART AND SPECIAL COLLECTIONS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THEY ARE ACQUIRED SCHEDULE D, PART III, LINE 4 THE CANTOR ARTS CENTER AT STANFORD UNIVERSITY IS A MUSEUM COMMITTED TO INTELLECTUAL EXPLORATION AND THE PURSUIT OF KNOWLEDGE, FOSTERING A SENSE OF DISCOVERY THROUGH DIRECT EXPERIENCES WITH WORKS OF ART THE CENTER COLLECTS, PRESERVES, AND STUDIES ART FROM ALL CULTURES AND PERIODS, SERVING THE UNIVERSITY AND THE PUBLIC THROUGH EXHIBITIONS AND PROGRAMS THAT INSPIRE THE UNDERSTANDING AND ENJOYMENT OF ART SCHEDULE D, PART V, LINES 1B & 1E "CONTRIBUTIONS" (LINE 1B) INCLUDE CERTAIN INVESTMENT INCOME, CURRENT YEAR GIFTS TO ENDOWMENT, MATURED LIVING TRUSTS DIRECTED TO ENDOWMENT, AND CERTAIN OTHER FUNDS TRANSFERRED INTO THE ENDOWMENT INCLUDED IN "OTHER EXPENDITURES FOR FACILITIES AND PROGRAMS" (LINE 1E)ARE FUNDS DISTRIBUTED ANNUALLY FROM ENDOWMENT PRINCIPALTO SUPPORT SUCH FACILITIES AND PROGRAMS PLEASE SEE FURTHER DISCUSSION BELOWIN "INTENDED USES OF THE ENDOWMENT FUNDS" SCHEDULE D, PART V, LINE 2 BOARD DESIGNATED OR QUASI ENDOWMENT FUNDS ARE UNIVERSITY RESOURCES DESIGNATED BY THE BOARD AS ENDOWMENT AND ARE INVESTED FOR LONG-TERM APPRECIATION AND CURRENT INCOME THESE ASSETS, HOWEVER, REMAIN AVAILABLE AND MAY BE SPENT AT THE BOARD'S DISCRETION THE UNIVERSITY CLASSIFIES AS PERMANENT ENDOWMENT A)THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT AND B)ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OFTHE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME THE ACCUMULATION IS ADDED TO THE FUND THE REMAINING PORTION OFTHE DONOR-RESTRICTED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN PERMANENT ENDOWMENT IS CLASSIFIED AS TEMPORARILY RESTRICTED ENDOWMENT UNTIL THOSE AMOUNTS ARE AUTHORIZED FOR EXPENDITURE IN THE ABSENCE OF DONOR STIPULATIONS OR LAWTO THE CONTRARY, NET UNREALIZED LOSSES ON PERMANENTLY RESTRICTED ENDOWMENT FUNDS FIRST REDUCE RELATED APPRECIATION ON TEMPORARILY RESTRICTED NET ASSETS AND THEN ON UNRESTRICTED NET ASSETS, AS NEEDED, UNTIL SUCH TIME AS THE FAIR VALUE OFTHE FUND EQUALS OR EXCEEDS HISTORIC VALUE SCHEDULE D, PART V, LINE 3A(II)AND LINE 3B INCLUDED IN THE ENDOWMENT BALANCE ON LINE 1G ARE THE ASSETS OF SHR HOLDINGS, INC , A RELATED ORGANIZATION SCHEDULE D, PART V, LINE 4 INTENDED USES OFTHE ENDOWMENT FUNDS IN 1885, LELAND AND JANE LATHROP STANFORD SAID OF THEIR FOUNDING GRANT IT SHALL CONSTITUTE THE FOUNDATION AND ENDOWMENT FOR THE UNIVERSITY HEREIN PROVIDED, AND UPON THE TRUST THAT THE PRINCIPAL THEREOF SHALL FOREVER REMAIN INTACT, AND THAT THE RENTS, ISSUES, AND PROFITS THEREOF SHALL BE DEVOTED TO THE FOUNDATION AND MAINTENANCE OF THE UNIVERSITY HEREBY FOUNDED AND ENDOWED, AND THE USES AND PURPOSES HEREIN MENTIONED " TODAY, STANFORD'S ENDOWMENT CONSISTS OFTHOUSANDS OF INDIVIDUAL FUNDS, MANY OF WHICH ARE RESTRICTED TO PARTICULAR USES (E G , SCHOLARSHIP FUNDS FOR UNDERGRADUATES, FELLOWSHIP FUNDS TO SUPPORT GRADUATE STUDENTS, RESEARCH FUNDS DIRECTED TO MANY DIFFERENT AREAS, PROGRAM SUPPORT FUNDS, FUNDS TO SUPPORT PROFESSORS, FUNDS TO SUPPORT LECTURES, FUNDS TO PROVIDE BUILDING AND GROUND MAINTENANCE, FUNDS TO SUPPORT THE UNIVERSITY'S MUSEUM, FUNDS TO SUPPORT THE ACQUISITION OF LIBRARY MATERIALS) THE FUNDS ARE INVESTED IN PERPETUITY FOR LONG TERM GROWTH AND THE PAYOUT IS USED FOR THE PURPOSE SET FORTH IN THE GIFT DOCUMENT SOME ENDOWMENT FUNDS DO NOT HAVE PURPOSE RESTRICTIONS AND THE PAYOUT FROM THESE FUNDS IS USED TO SUPPORT THE GENERAL OPERATIONS AND INFRASTRUCTURE OFTHE UNIVERSITY AS WELLAS MANY OTHER PARTS OFTHE UNIVERSITY ENDOWMENT PAYOUT IS A RELIABLE SOURCE OF CONTINUING SUPPORT AND IS CRUCIALTO THE FUNDING OFTHE MANY LONG TERM COMMITMENTS THAT THE UNIVERSITY MUST MAKE THE ENDOWMENT MAKES STANFORD LESS DEPENDENT ON OTHER MORE VARIABLE SOURCES OF INCOME THE ENDOWMENT PAYOUT COVERS APPROXIMATELY 23% OF STANFORD'S TOTAL EXPENSES STANFORD IS CURRENTLY DIRECTING CONSIDERABLE RESEARCH AND EDUCATION EFFORTS TOWARD ADDRESSING THE CHALLENGES CRUCIAL TO THE WORLD IN PARTICULAR, IT IS SEEKING SOLUTIONS TO SOME OF THE MOST CHALLENGING PROBLEMS IN HUMAN HEALTH, INTERNATIONAL PEACE AND SECURITY AND THE ENVIRONMENT AND SUSTAINABILITY STANFORD CONTINUES TO BE ONE OF FEW PRIVATE INSTITUTIONS THAT ENROLL AND ADMIT THE VERY BEST APPLICANTS, REGARDLESS OF THEIR FAMILIES' INCOME AND PROVIDE SUFFICIENT FINANCIAL AID FOR ALL ADMITTED STUDENTS WHO HAVE UNIVERSITY-COMPUTED NEED, AND WHO MEET STATED FINANCIAL AND ELIGIBLE REQUIREMENTS, TO ATTEND THE UNIVERSITY ENDOWMENT SUPPORT CONTRIBUTES GREATLY TO THE SUCCESS OF THESE EFFORTS IN PART AS A RESULT OF ENDOWMENT SUPPORT OF STUDENT AID, STANFORD IS ABLE TO WAIVE THE TOTAL COST OF TUITION FOR MANY OF ITS DESERVING STUDENTS STANFORD RECENTLY EXPANDED FINANCIAL AID BY INCREASING THE INCOME THRESHOLDS AT WHICH PARENTS ARE NOT EXPECTED TO CONTRIBUTE TOWARD EDUCATIONAL COSTS STANFORD WILL EXPECT NO PARENTAL CONTRIBUTION TOWARD TUITION FROM PARENTS WITH ANNUAL INCOMES BELOW $125,000 - PREVIOUSLY $100,000 - AND TYPICAL ASSETS AND THERE WILL BE ZERO PARENTAL CONTRIBUTION TOWARD TUITION, ROOM OR BOARD FOR PARENTS WITH ANNUAL INCOMES BELOW $65,000 - PREVIOUSLY $60,000 - AND TYPICAL ASSETS THIS EXPANSION OFTHE FINANCIAL AID PROGRAM ISA DEMONSTRATION OF STANFORD'S COMMITMENT TO ACCESS FOR OUTSTANDING STUDENTS FROM ALL BACKGROUNDS - INCLUDING NOT ONLY THOSE FROM THE LOWEST SOCIOECONOMIC STATUS, BUT ALSO MIDDLE- AND UPPER-MIDDLE-CLASS FAMILIES WHO NEED OUR ASSISTANCE AS WELL FOR THE YEAR ENDED AUGUST 31, 2014, ENDOWMENT PAYOUT SUPPORT INCLUDED THE FOLLOWING BROAD FUNCTIONS OF THE UNIVERSITY INSTRUCTION AND RESEARCH $288,700,970 STUDENT FINANCIAL AID $222,843,748 LIBRARIES $18,021,827 SCHEDULE D, PART X, LINE 2 ASC 740 LIABILITY - IN ACCORDANCE WITH THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, MANAGEMENT REGULARLY EVALUATES ITS TAX POSITIONS AND DOES NOT BELIEVE THE UNIVERSITY HAS ANY UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE OR ADJUSTMENT TO THE FINANCIAL STATEMENTS SCHEDULE D, PART XI, LINE 2D FINANCIAL AID $(248,847,732) CHANGE IN POST RETIREMENT BENEFIT OBLIGATION 11,952,000 PAYMENTS TO LIVING TRUST BENEFICIARIES (39,182,494) NET HOSPITAL TRANSFERS 69,017,915 CHANGE IN VALUE OF SWAP AGREEMENTS (8,616,644) SWAP INTEREST RECLASS (3,454,877) GIFT TO HOSPITAL RECLASS (2,575,000) ------$(221,706,832) SCHEDULE D, PART XI, LINE 4B EXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B $ (628,639) COST OF GOODS SOLD FROM 990 PART VIII, LINE 10B (1,846,197) ------$(2,474,836) SCHEDULE D, PART XII LINE 2D EXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B $ 628,639 COST OF GOODS SOLD FROM 990 PART VIII, LINE 10B 1,846,197 ------$ 2,474,836 SCHEDULE D, PART XIII LINE 4B FINANCIAL AID $ 248,847,732 SWAP INTEREST RECLASS 3,454,877 GIFT TO HOSPITAL RECLASS 2,575,000 ------$ 254,877,609 Schedule D (Form 990) 2013 Schedule D (Form 990) 2013 Page 5
Schedule D (Form 990) 2013 Additional Data
Software ID: Software Version: EIN: 94 -1156365 Name : THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
Form 990, Schedule D, Part VII - Investments Other Securities (a) Description of security or cateory ( b)Book value ( c) Method of valuation (including name of security) Cost or end- of-year market value (3)Other (A)CASH &CASH EQUIVALENTS 1,693,241,436 F
(B) COLLATERAL FOR SECURITIES LOAN 163,448,846 F
(C) DERIVATIVES 14,921,763 F
(D) FIXED INCOME 1,436,007,902 F
(E) REAL ESTATE 5,926,194,429 F
(F) NATURAL RESOURCES 2,010,161,094 F
(G) PRIVATE EQUITIES 6,057,504,362 F
(H)ABSOLUTE RETURNS 5,304,604,584 F
(I) ASSETS HELD BY OTHER TRUSTEES 185,101,786 F
(J) OTHER INVESTMENTS 217,638,271 F
(K) ASSETS LIMITED TO USE-TRUSTEES 300,566,393 F
(L) HOSPITAL FUNDS IN MERGED POOL -2,298,430,178 F l efile GRAPHIC P rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 SCHEDULE E OMB No 1545-0047 Schools (Form 990 or 990-EZ) if the organization answered " Yes" to Form 990, Part IV, line 13, or Form 990 - EZ, Part VI, line 48. 2013 n Attach to Form 990 or Form 990-EZ. Departnent of the Treasury O , _ 0- Information about Schedule E (Form 990 or 990 - EZ) and its instructions is at www.irs.gov/ form990. Internal Revenue Ser ice Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY I 94-1156365 YES I NO
1 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body? 1 Yes 2 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships? 2 Yes 3 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please describe If "No," please explain If you need more space use Part II 3 No
4 Does the organization maintain the following? a Records indicating the racial composition of the student body, faculty, and administrative staff? 4a Yes b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis? 4b Yes c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships? 4c Yes d Copies of all material used by the organization or on its behalf to solicit contributions? 4d Yes If you answered "No" to any of the above, please explain If you need more space, use Part II
5 Does the organization discriminate by race in any way with respect to a Students' rights or privileges? 5a No
b Admissions policies? 5b No
c Employment of faculty or administrative staff? 1 5c No
d Scholarships or other financial assistance? 5d No
e Educational policies? 5e No
f Use of facilities? 5f No
g Athletic programs? 5g No
h Other extracurricular activities? 5h No If you answered "Yes" to any of the above, please explain If you need more space, use Part II
6a Does the organization receive any financial aid or assistance from a governmental agency? 6a Yes b Has the organization's right to such aid ever been revoked or suspended? 6b No If you answered "Yes" to either line 6a or line 6b, explain on Part II 7 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4 05 of Rev Proc 75-50, 1975-2 C B 587, covering racial nondiscrimination? If "No," explain on Part II 7 Yes Paperwork Reduction Act Noticee see the Instructions for Form 990 or Form 990 -EZ. Cat No 50085D Schedule E (Form 990 or 990 - EZ) 2013 Schedule E (Form 990 or990EZ) 2013 Page 2 Supplemental Information . Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable Also complete this part to provide any other additional information (see instructions)
Return Reference Explanation
SCHEDULE E, LINE 3 STANFORD MEETS THE CRITERIA OF SECTION 4 03 2(B) OF REV PROC 75- 50 THROUGH ADMISSION AND FINANCIAL AID OFFICES OUTREACH PROGRAMS WHICH PUBLICIZE STANFORD UNIVERSITY'S ACADEMIC OPPORTUNITIES AT SECONDARY AND POST-SECONDARY SCHOOLS THROUGHOUT THE UNITED STATES
SCHEDULE E, LINE 6A STANFORD UNIVERSITY RECEIVED RESEARCH AND INSTRUCTIONAL GRANTS AND CONTRACTS, FELLOWSHIP AND STUDENT AID AWARDS, LIBRARY GRANTS, AND CONSTRUCTION AND CONTRACTS FROM VARIOUS FEDERAL AGENCIES
Schedule E (Form 990 or 990-EZ) 2013 lefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493195004395 SCHEDULE F Statement of Activities Outside the United States OMB No 1545-0047 (Form 990) n Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. 2013 n Attach to Form 990. ► See separate instructions. Department of the Treasury n Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990. Internal Revenue Service Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 General Information on Activities Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 14b. 1 For grantmakers .Does the organization maintain records to substantiate the amount of its grants and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ...... F Yes fl No
2 For grantmakers . Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the United States.
3 Activites per Region (The following Part I, line 3 table can be duplicated if additional space is needed )
(a) Region (b) Number of (c) Number of (d) Activities conducted in (e) If activity listed in (d) is (f) Total expenditures offices in the employees, region (by type) (e g , a program service, describe for and investments region agents, and fundraising, program specific type of in region independent services, investments, grants service(s) in region contractors in to recipients located in the region region) ( 1) See Add'I Data
(2)
(3)
(4)
(5)
3a Sub-total 12 301 25 , 031 , 688 b Total from continuation sheets 161 12,371,990,287 to Part I c Totals (add lines 3a and 3b) 12 462 12,397,021,975 For Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat N o 50082W Schedule F (Form 990) 2013 Schedule F (Form 990) 2013 Page 2 Grants and Other Assistance to Organizations or Entities Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (b) IRS code (c) Region (d) Purpose of (e) Amount of (f) Manner of (g) Amount (h) Description (i) Method of (a) Name of section grant cash grant cash of non-cash of non-cash valuation organization and EIN (if disbursement assistance assistance (book, FMV, applicable) appraisal, other) ( 1) See Add'I Data (2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
( 10)
( 11)
( 12)
( 13)
( 14)
( 15)
( 16)
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter . . . . 36
Enter total number of other organizations or entities . 14 Schedule F (Form 990) 2013 Schedule F (Form 990) 2013 Page 3 Grants and Other Assistance to Individuals Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 16. Part III can be duplicated if additional space is needed.
(a) Type of grant or (b) Region (c) Number of (d) Amount of (e) Manner of cash (f) Amount of (g) Description (h) Method of assistance recipients cash grant disbursement non-cash of non-cash valuation assistance assistance (book, FMV, appraisal, other) ( 1) See Add'I Data
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
( 10)
( 11)
( 12)
( 13)
( 14)
( 15)
( 16)
( 17)
( 18)
Schedule F (Form 990) 2013 Schedule F (Form 990) 2013 Page 4 Foreign Forms
1 Was the organization a U S transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926) F Yes F- N o
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U. S. Owner (see Instructions for Forms 3520 and 3520-A) F Yes F- N o
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471) F Yes F- N o
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If " Yes,"the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621 ) F Yes F- No
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865) F Yes F- N o
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713). F Yes F- No
Schedule F (Form 990) 2013 Additional Data
Software ID: Software Version: EIN: 94 -1156365 Name : THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in ( f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type ) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) East Asia and the Pacific 2 34 Program Services STUDY ABROAD 4,142,837
Europe ( Including Iceland 6 206 Program Services STUDY ABROAD 7,781,613 and Greenland) Russia and the newly 1 Program Services STUDY ABROAD 86,952 independent States Form 990 Schedule F Part I - Activi ties Outside The United States (a) Region (b) Number of ( c) Number of (d) Activities (e) If activity listed in (d) (f) Total expenditures offices in the employees or conducted in region ( by is a program service, for region region agents in type ) (i e , fundraising , describe specific type of region program services, service ( s) in region grants to recipients located in the region) South America 1 20 Program Services STUDY ABROAD 1,564,383
Sub-Saharan Africa 1 16 Program Services STUDY ABROAD 879,161
East Asia and the Pacific 1 10 Program Services INTERDISCIPLINARY 1,128,703 CENT Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Central America and the Program Services EDUCATION 21,562 Caribbean East Asia and the Pacific 3 Program Services EDUCATION 529,925
Europe (Including Iceland 1 Program Services EDUCATION 959,832 and Greenland) Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Middle East and North Africa 1 Program Services EDUCATION 205,992
North America Program Services EDUCATION 796,675
Russia and the newly 1 Program Services EDUCATION 96,167 independent States Form 990 Schedule F Part I - Activi ties Outside T he United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South America Program Services EDUCATION 490,228
South Asia Program Services EDUCATION 867,117
Sub-Saharan Africa 1 8 Program Services EDUCATION 2,810,673 Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of ( d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region ( by (d) is a program for region region agents in type) (i e , fundraising , service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Central America and the Program Services EDUCATION TRAVEL 824,675 Caribbean STU East Asia and the Pacific Program Services EDUCATION TRAVEL 1,845,193 ST U Europe ( Including Iceland Program Services EDUCATION TRAVEL 4,170,553 and Greenland) STU Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of ( d) Activities ( e) If activity listed in (f) Total expenditures offices in the employees or conducted in region ( by (d) is a program service, for region region agents in type ) ( i e , fundraising , describe specific type of region program services, service ( s) in region grants to recipients located in the region) Middle East and North Program Services EDUCATION TRAVEL 467,249 Africa STU North America Program Services EDUCATION TRAVEL 138,909 ST U Russia and the newly Program Services EDUCATION TRAVEL 1,097,751 independent States STU Form 990 Schedule F Part I - Activities Outside T he United States (a) Region ( b) Number of ( c) Number of ( d) Activities ( e) If activity listed in ( f) Total expenditures offices in the employees or conducted in region ( by (d) is a program service, for region region agents in type ) ( i e , fundraising , describe specific type of region program services, service ( s) in region grants to recipients located in the region) South America Program Services EDUCATION TRAVEL 1,204,632 ST U South Asia Program Services EDUCATION TRAVEL 735,058 ST U Sub-Saharan Africa Program Services EDUCATION TRAVEL 473,970 ST U Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Central America and the 1 Program Services RESEARCH 76,671 Caribbean East Asia and the Pacific 13 Program Services RESEARCH 2,237,140
Europe (Including Iceland 25 Program Services RESEARCH 2,983,370 and Greenland) Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Middle East and North Africa 4 Program Services RESEARCH 103,360
North America 7 Program Services RESEARCH 377,753
Russia and the newly Program Services RESEARCH 90,582 independent States Form 990 Schedule F Part I - Activities Outside T he United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South America 1 Program Services RESEARCH 264,411
South Asia 4 Program Services RESEARCH 846,833
Sub-Saharan Africa 10 Program Services RESEARCH 997,819 Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region ( by (d) is a program for region region agents in type) ( i e , fundraising , service, describe region program services, specific type of service grants to recipients (s) in region located in the region) East Asia and the Pacific Program Services RESEARCH SUB- 293,481 AWARD CON Europe ( Including Iceland Program Services RESEARCH SUB- 1,441,213 and Greenland ) AWARD CON Middle East and North Program Services RESEARCH SUB- 56,424 Africa AWARD CON Form 990 Schedule F Part I - Activi ties Outside T he United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program service, for region region agents in type) (i e , fundraising, describe specific type of region program services, service(s) in region grants to recipients located in the region) North America Program Services RESEARCH SUB-AWARD 147,075 CON Sub-Saharan Africa Program Services RESEARCH SUB-AWARD 239,357 CON Central America and the Program Services CONFERENCES 1,837 Caribbean Form 990 Schedule F Part I - Activi ties Outside T he United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program service, for region region agents in type) (i e , fundraising, describe specific type of region program services, service(s) in region grants to recipients located in the region) East Asia and the Pacific Program Services CONFERENCES 100,485
Europe (Including Iceland 2 Program Services CONFERENCES 106,480 and Greenland) Middle East and North Program Services CONFERENCES 6,160 Africa Form 990 Schedule F Part I - Activi ties Outside T he United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program service, for region region agents in type) (i e , fundraising, describe specific type of region program services, service(s) in region grants to recipients located in the region) North America Program Services CONFERENCES 18,462
South America Program Services CONFERENCES 3,952
Sub-Saharan Africa Program Services CONFERENCES 12,106 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) East Asia and the Pacific Program Services FOREIGN TRAVEL 1,365 ATHLE Europe (Including Iceland Program Services FOREIGN TRAVEL 5,587 and Greenland) ATHLE North America Program Services FOREIGN TRAVEL 16,580 ATHLE Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Russia and the newly Program Services FOREIGN TRAVEL 1,374 independent States ATHLE South Asia Program Services FOREIGN TRAVEL 55,227 ATHLE East Asia and the Pacific Program Services FOREIGN TRAVEL 56,071 ACADE Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Europe (Including Iceland Program Services FOREIGN TRAVEL 228,104 and Greenland) ACADE Middle East and North Program Services FOREIGN TRAVEL 62,379 Africa ACADE North America Program Services FOREIGN TRAVEL 86,278 ACADE Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Russia and the newly Program Services FOREIGN TRAVEL 6,580 independent States ACADE South America Program Services FOREIGN TRAVEL 15,488 ACADE South Asia Program Services FOREIGN TRAVEL 44,908 ACADE Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Sub-Saharan Africa Program Services FOREIGN TRAVEL 13,849 ACADE East Asia and the Pacific Program Services FOREIGN TRAVEL 60,372 ADMIN Europe (Including Iceland Program Services FOREIGN TRAVEL 352,631 and Greenland) ADMIN Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of ( d) Activities (e) If activity listed in ( f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type ) ( i e , fundraising , service, describe region program services, specific type of service grants to recipients ( s) in region located in the region) Middle East and North Africa Program Services FOREIGN TRAVEL 31,359 ADMIN North America Program Services FOREIGN TRAVEL 793,631 ADMIN Russia and the newly Program Services FOREIGN TRAVEL 7,765 independent States ADMIN Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South America Program Services FOREIGN TRAVEL 3,962 ADMIN South Asia Program Services FOREIGN TRAVEL 67,485 ADMIN Sub-Saharan Africa Program Services FOREIGN TRAVEL 40,063 ADMIN Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of ( c) Number of ( d) Activities ( e) If activity listed in ( f) Total expenditures offices in the employees or conducted in region ( by (d) is a program for region region agents in type ) ( i e , fundraising , service, describe region program services, specific type of service grants to recipients ( s) in region located in the region) Central America and the Program Services FOREIGN TRAVEL 7,006 Caribbean CLINI East Asia and the Pacific Program Services FOREIGN TRAVEL 371 CLINI Europe ( Including Iceland Program Services FOREIGN TRAVEL 79,452 and Greenland) CLINI Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of ( d) Activities ( e) If activity listed in (f) Total expenditures offices in the employees or conducted in region ( by (d) is a program for region region agents in type ) ( i e , fundraising , service, describe region program services, specific type of service grants to recipients ( s) in region located in the region) Middle East and North Africa Program Services FOREIGN TRAVEL 6,028 CLINI North America Program Services FOREIGN TRAVEL 64,117 CLINI Russia and the newly Program Services FOREIGN TRAVEL 3,005 independent States CLINI Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of (d) Activities ( e) If activity listed in (f) Total expenditures offices in the employees or conducted in region ( by (d) is a program for region region agents in type) (i e , fundraising , service, describe region program services, specific type of service grants to recipients ( s) in region located in the region) South America Program Services FOREIGN TRAVEL 40,075 CLINI South Asia Program Services FOREIGN TRAVEL 12,027 CLINI Central America and the Program Services FOREIGN TRAVEL 46,907 Caribbean EDUCA Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region ( by (d) is a program for region region agents in type) ( i e , fundraising , service, describe region program services, specific type of service grants to recipients ( s) in region located in the region) East Asia and the Pacific Program Services FOREIGN TRAVEL 1,437,696 EDUCA Europe ( Including Iceland Program Services FOREIGN TRAVEL 4,075,619 and Greenland) EDUCA Middle East and North Program Services FOREIGN TRAVEL 252,645 Africa EDUCA Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) North America Program Services FOREIGN TRAVEL 640,817 EDUCA Russia and the newly Program Services FOREIGN TRAVEL 47,026 independent States EDUCA South America Program Services FOREIGN TRAVEL 371,276 EDUCA Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South Asia Program Services FOREIGN TRAVEL 186,971 EDUCA Sub-Saharan Africa Program Services FOREIGN TRAVEL 61,666 EDUCA East Asia and the Pacific Program Services FOREIGN TRAVEL 94,505 EXTER Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in ( f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) ( i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Europe ( Including Iceland Program Services FOREIGN TRAVEL 94,425 and Greenland) EXTER Middle East and North Program Services FOREIGN TRAVEL 1,966 Africa EXTER North America Program Services FOREIGN TRAVEL 54,151 EXTER Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Russia and the newly Program Services FOREIGN TRAVEL 323 independent States EXTER South America Program Services FOREIGN TRAVEL 2,898 EXTER South Asia Program Services FOREIGN TRAVEL 87,226 EXTER Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Sub-Saharan Africa Program Services FOREIGN TRAVEL 11,243 EXTER East Asia and the Pacific Program Services FOREIGN TRAVEL 324,692 LIBRA Europe (Including Iceland Program Services FOREIGN TRAVEL 969,689 and Greenland) LIBRA Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Middle East and North Africa Program Services FOREIGN TRAVEL 29,848 LIBRA North America Program Services FOREIGN TRAVEL 160,561 LIBRA Russia and the newly Program Services FOREIGN TRAVEL 12,210 independent States LIBRA Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South America Program Services FOREIGN TRAVEL 655 LIBRA South Asia Program Services FOREIGN TRAVEL 1,217,407 LIBRA Central America and the 1 Program Services FOREIGN TRAVEL 4,412 Caribbean RESEA Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) East Asia and the Pacific 11 Program Services FOREIGN TRAVEL 736,636 RESEA Europe (Including Iceland 46 Program Services FOREIGN TRAVEL 2,554,338 and Greenland) RESEA Middle East and North 4 Program Services FOREIGN TRAVEL 188,009 Africa RESEA Form 990 Schedule F Part I - Activities Outside The United States (a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising , service, describe region program services, specific type of service grants to recipients (s) in region located in the region) North America 24 Program Services FOREIGN TRAVEL 345,826 RESEA Russia and the newly Program Services FOREIGN TRAVEL 64,904 independent States RESEA South America 3 Program Services FOREIGN TRAVEL 63,802 RESEA Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South Asia 3 Program Services FOREIGN TRAVEL 127,739 RESEA Sub-Saharan Africa 1 Program Services FOREIGN TRAVEL 51,771 RESEA East Asia and the Pacific Grantmaking 258,066 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) East Asia and the Pacific Grantmaking 62,254
Europe (Including Iceland Grantmaking 138,258 and Greenland) Europe (Including Iceland Grantmaking 14,700 and Greenland) Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) North America Grantmaking 7,200
South America Grantmaking 6,600
Sub-Saharan Africa Grantmaking 4,200 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Central America and the Grantmaking 1,500 Caribbean East Asia and the Pacific Grantmaking 39,750
Europe (Including Iceland Grantmaking 129,600 and Greenland) Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) North America Grantmaking 2,969
Russia and the newly Grantmaking 15,000 independent States South America Grantmaking 9,000 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South Asia Grantmaking 28,470
Sub-Saharan Africa Grantmaking 31,600
Central America and the Grantmaking 12,600 Caribbean Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) East Asia and the Pacific Grantmaking 28,100
Europe (Including Iceland Grantmaking 30,000 and Greenland) Middle East and North Grantmaking 6,000 Africa Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) North America Grantmaking 5,750
South America Grantmaking 31,950
South Asia Grantmaking 12,500 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Sub-Saharan Africa Grantmaking 81,313
East Asia and the Pacific Grantmaking 35,000
South Asia Grantmaking 17,500 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Sub-Saharan Africa Grantmaking 17,500
Central America and the Grantmaking 27,585 Caribbean East Asia and the Pacific Grantmaking 17,900 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Central America and the Grantmaking 16,622 Caribbean East Asia and the Pacific Grantmaking 268,477
Europe (Including Iceland Grantmaking 261,209 and Greenland) Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Middle East and North Africa Grantmaking 23,130
North America Grantmaking 81,176
Russia and the newly Grantmaking 50,543 independent States Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South America Grantmaking 35,050
South Asia Grantmaking 65,804
Sub-Saharan Africa Grantmaking 114,723 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) East Asia and the Pacific Grantmaking 1,556,100
Europe (Including Iceland Grantmaking 4,019,195 and Greenland) Middle East and North Grantmaking 462,802 Africa Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) North America Grantmaking 1,392,805
South America Grantmaking 24,903
South Asia Grantmaking 712,718 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Sub-Saharan Africa Grantmaking 355,332
Central America and the Investments 8,995,017,433 Caribbean East Asia and the Pacific Investments 1,041,500,936 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Europe (Including Iceland Investments 1,402,428,239 and Greenland) Middle East and North Investments 23,989,971 Africa North America Investments 385,949,896 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Russia and the Newly Investments 40,473,126 Independent States South America Investments 72,859,567
South Asia Investments 72,120,665 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Sub-Saharan Africa Investments 283,885,353
East Asia and the Pacific Fundraising 203,115
Europe (Including Iceland 1 Fundraising 268,086 and Greenland) Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) North America Fundraising 40,310
Russia and the newly Fundraising 620 independent States South America Fundraising 234 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) South Asia Fundraising 8,917
Central America and the Investments 3,376,197 Caribbean North America Investments 2,824,531 Form 990 Schedule F Part I - Activities Outside The United States (a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expenditures offices in the employees or conducted in region (by (d) is a program for region region agents in type) (i e , fundraising, service, describe region program services, specific type of service grants to recipients (s) in region located in the region) Sub-Saharan Africa Investments 1,353,546 Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN (if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) East Asia and the RESEARCH SUB 737,883 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 10,005 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 7,190 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 85,462 CHECK/WIRE Pacific Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN (if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) East Asia and the RESEARCH SUB 102,000 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 46,492 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 68,497 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 15,000 CHECK/WIRE Pacific Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) East Asia and the RESEARCH SUB 347,532 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 22,299 CHECK/WIRE Pacific East Asia and the RESEARCH SUB 113,740 CHECK/WIRE Pacific Europe (Including RESEARCH SUB 55,920 CHECK/WIRE Iceland and Greenland) Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) Europe (Including RESEARCH SUB 308,815 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 34,352 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 23,152 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 294,411 CHECK/WIRE Iceland and Greenland) Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) Europe (Including RESEARCH SUB 103,958 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 292,477 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 2,202,227 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 45,468 CHECK/WIRE Iceland and Greenland) Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) Europe (Including RESEARCH SUB 131,840 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 43,156 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 103,764 CHECK/WIRE Iceland and Greenland) Europe (Including RESEARCH SUB 230,902 CHECK/WIRE Iceland and Greenland) Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN (if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) Europe (Including RESEARCH SUB 148,750 CHECK/WIRE Iceland and Greenland) Middle East and RESEARCH SUB 21,500 CHECK/WIRE North Africa Middle East and RESEARCH SUB 24,526 CHECK/WIRE North Africa Middle East and RESEARCH SUB 66,465 CHECK/WIRE North Africa Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN (if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) Middle East and RESEARCH SUB 21,583 CHECK/WIRE North Africa Middle East and RESEARCH SUB 111,371 CHECK/WIRE North Africa Middle East and RESEARCH SUB 217,357 CHECK/WIRE North Africa North America RESEARCH SUB 104,428 CHECK/WIRE Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region ( d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) North America RESEARCH SUB 7,765 CHECK/WIRE
North America RESEARCH SUB 276,304 CHECK/WIRE
North America RESEARCH SUB 188,260 CHECK/WIRE
North America RESEARCH SUB 127,001 CHECK/WIRE Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section e) Amount of ( f) Manner of valuation ( c) Region (d) Purpose of grant ( cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) North America RESEARCH SUB 254,319 CHECK/WIRE
North America RESEARCH SUB 207,732 CHECK/WIRE
North America RESEARCH SUB 226,995 CHECK/WIRE
South America RESEARCH SUB 24,903 CHECK/WIRE Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) South Asia RESEARCH SUB 629,152 CHECK/WIRE
South Asia RESEARCH SUB 7,500 CHECK/WIRE
South Asia RESEARCH SUB 70,266 CHECK/WIRE
South Asia RESEARCH SUB 5,800 CHECK/WIRE Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section e) Amount of (f) Manner of valuation ( c) Region ( d) Purpose of grant ( cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) Sub-Saharan Africa RESEARCH SUB 217,280 CHECK/WIRE
Sub-Saharan Africa RESEARCH SUB 34,749 CHECK/WIRE
Sub-Saharan Africa RESEARCH SUB 33,723 CHECK/WIRE
Sub-Saharan Africa RESEARCH SUB 46,630 CHECK/WIRE Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section e) Amount of ( f) Manner of valuation ( c) Region (d) Purpose of grant ( cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) Sub-Saharan Africa RESEARCH SUB 22,950 CHECK/WIRE
Sub-Saharan Africa RESEARCH GRANT 29,597 CHECK Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S (a) Type of grant or (b) Region ( c)N umber of (d) Amount of cash (e) Manner of cash (f) Amount of non- (g) Description of non- (h) Method of valuation assistance recipients grant disbursement cash assistance cash assistance (book, FMV, appraisal, other)
STIPEND Europe (Including 79 138,258 CHECK/EFT Iceland and Greenland) STUDENT FEE Europe ( Including 34 14,700 CHECK/EFT SCHOLARSHIP Iceland and Greenland) STUDENT FEE North America 10 7,200 CHECK/EFT SCHOLARSHIP STUDENT FEE South America 17 6,600 CHECK/EFT SCHOLARSHIP STUDENT FEE Sub-Saharan Africa 9 4,200 CHECK/EFT SCHOLARSHIP STUDENT AID East Asia and the 27 258,066 EFT Pacific FELLOWSHIP East Asia and the 8 62,254 EFT Pacific RESEARCH GRANTS - Central America and 1 1,500 EFT UNDERGRADUATE the Caribbean RESEARCH GRANTS - East Asia and the 9 39,750 EFT UNDERGRADUATE Pacific RESEARCH GRANTS - Europe ( Including 25 129,600 EFT UNDERGRADUATE Iceland and Greenland) Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S (a) Type of grant or (b) Region (c)N umber of (d) Amount of cash (e) Manner of cash (f) Amount of non- (g) Description of non- (h) Method of valuation assistance recipients grant disbursement cash assistance cash assistance (book, FMV, appraisal, other)
RESEARCH GRANTS - North America 2 2,970 EFT UNDERGRADUATE RESEARCH GRANTS - Russia and the Newly 4 15,000 EFT UNDERGRADUATE Independent States RESEARCH GRANTS - South America 6 9,000 EFT UNDERGRADUATE RESEARCH GRANTS - South Asia 6 28,470 EFT UNDERGRADUATE RESEARCH GRANTS - Sub -Saharan Africa 8 31,600 EFT UNDERGRADUATE SERVICE LEARNING Central America and 2 12,600 EFT FELLOWSHIPS the Caribbean SERVICE LEARNING East Asia and the 4 28,100 EFT FELLOWSHIPS Pacific SERVICE LEARNING Europe ( Including 5 30 ,000 EFT FELLOWSHIPS Iceland and Greenland) SERVICE LEARNING Middle East and North 1 6,000 EFT FELLOWSHIPS Africa SERVICE LEARNING North America 1 5,750 EFT FELLOWSHIPS Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S (a) Type of grant or (b) Region ( c)N umber of (d) Amount of cash (e) Manner of cash (f) Amount of non- (g) Description of non- (h) Method of valuation assistance recipients grant disbursement cash assistance cash assistance (book, FMV, appraisal, other)
SERVICE LEARNING South America 5 31,950 EFT FELLOWSHIPS SERVICE LEARNING South Asia 2 12,500 EFT FELLOWSHIPS SERVICE LEARNING Sub-Saharan Africa 13 81,313 EFT FELLOWSHIPS INTERNATIONAL SERVICE East Asia and the 2 35,000 EFT FELLOWSHIP Pacific INTERNATIONAL SERVICE South Asia 1 17,500 EFT FELLOWSHIP INTERNATIONAL SERVICE Sub- Saharan Africa 1 17,500 EFT FELLOWSHIP IMPACT ABROAD TRAVEL Central America and 13 27,585 EFT STIPEND the Caribbean IMPACT ABROAD TRAVEL East Asia and the 7 17,900 EFT STIPEND Pacific RESEARCH Central America and 5 16,622 CHECK/EFT GRANTS/FELLOWSHIPS the Caribbean RESEARCH East Asia and the 82 264,613 CHECK/EFT GRANTS/FELLOWSHIPS Pacific Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S (a) Type of grant or (b) Region ( c)Number of (d) Amount of cash (e) Manner of cash (f) Amount of non- (g) Description of non- (h) Method of valuation assistance recipients grant disbursement cash assistance cash assistance (book, FMV, appraisal, other)
RESEARCH Europe (Including 102 260,209 CHECK/EFT GRANTS/FELLOWSHIPS Iceland and Greenland) RESEARCH Middle East and 9 23,130 CHECK/EFT GRANTS/FELLOWSHIPS North Africa RESEARCH North America 42 81,176 CHECK/EFT GRANTS/FELLOWSHIPS RESEARCH Russia and the Newly 24 50,543 CHECK/EFT GRANTS/FELLOWSHIPS Independent States RESEARCH South America 11 30,050 CHECK/EFT GRANTS/FELLOWSHIPS RESEARCH South Asia 22 65,804 CHECK/EFT GRANTS/FELLOWSHIPS RESEARCH Sub-Saharan Africa 31 85,126 CHECK/EFT GRANTS/FELLOWSHIPS efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 SCHEDULEG Supplemental Information Regarding OMB No 1545-0047 (Form 990 or 990-EZ) Fundraising or Gaming Activities Complete if the organization answered " Yes" to Forth 990, Part IV, lines 17, 18, or 19 , or if the 2013 Department of the Treasury organization entered more than $ 15,000 on Forth 990-EZ, line 6a . Op e n to Public Ob'Attach to Form 990 or Forth 990-EZ. Ob' See separate instructions. Internal Revenue Service Ins p ection 'Information about Schedule G (Forth 990 or990 - EZ) and its instructions is at www. irs.aov /form990. Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 Fundraising Activities . Complete if the organization answered "Yes" to Form 990, Part IV, line 17. Form 990-EZ filers are not required to complete this part.
Indicate whether the organization raised funds through any of the following activities Check all that apply a F Mail solicitations e F Solicitation of non-government grants b F Internet and email solicitations f F Solicitation of government grants c F Phone solicitations g F Special fundraising events d F In-person solicitations
2a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? F Yes 1! No b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be compensated at least $5,000 by the organization
(i) Name and address of (ii) Activity (iii) Did (iv) Gross receipts (v) Amount paid to (vi) Amount paid to individual fundraiser have from activity (or retained by) (or retained by) or entity (fundraiser) custody or fundraiser listed in organization control of col (i) contributions? Yes No 1 RUFFALOCODY STDNT PHONE PO BOX 3018 APPEAL No 1,206,885 593,700 613,185 CEDAR RAPIDS, IA 52406 2 THE STELTER COMPANY BROCHURES 10435 NEWYORK AVENUE No 38,584
DES MOINES IA 50322 3 MRS JAYNE SHERRY EVENT MORDELL MANAGEMENT 40 PALMER LANE No 986,453 35,750 950,703 PORTOLA VALLEY, CA 94028 4 GRIZZARD SOLICITATN& 229 PEACHTREE STREET DEVELOPMENT NE SUITE 1400 No 37,400 27,872 9,528
ATLANTA CA 30303 5 JOSH BIRKHOLZ PROGRAM & 7251 OHMS LANE RAINING No 47,930 MINNEAPOLIS, MN 55439 6 TANGIBLE STRATEGIES MAIL CAMPAIGN 6818 CUTTING BLVD No 300,000 20,000 280,000 EL CERRITO CA 94530 7
8
9
10
Total 2 , 5 3 0 , 7 3 8 1 763,836 1,853,416
3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing
For Paperwork Reduction Act Noticee see the Instructions for Form 990or 990-EZ . Cat No 50083H Schedule G (Form 990 or 990 - EZ) 2013 Schedule G (Form 990 or 990-EZ) 2013 Page 2 Fundraising Events . Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000. (a) Event #1 (b) Event #2 (c) Other events (d) Total events (add col (a) through UNDER ONE LUNCH RODIN MOONLIGHT 8 col (c)) (event type) (event type) (total number) co 1 Gross receipts 999,853 161,065 241,141 1,402,059 75 2 Less Contributions 962,358 147,044 154,935 1,264,337 3 Gross income (line 1 minus line 2) 37,495 14,021 86,206 137,722
4 Cash prizes
5 Noncash prizes u7 6 Rent/facility costs 1,635 7,108 8,743
7 Food and beverages 49,597 50,786 100,383
8 Entertainment .
9 Other direct expenses 117,535 177,998 223,980 519,513
(628,639) 10 Direct expense summary Add lines 4 through 9 in column (d) ...... ► 11 Net income summary Subtract line 10 from line 3, column (d) ...... -490,917 Gaming . Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a. (a) Bingo (b) Pull tabs/Instant (c) Other gaming (d) Total gaming (add bingo/progressive bingo col (a) through col co (c)) 1 Gross revenue .
2 Cash prizes u) C 3 Non-cash prizes
LIJ 4 Rent/facility costs .
5 Other direct expenses
%_ F F Yes F Yes------Yes- %o 6 Volunteer labor fl No fl No F No
7 Direct expense summary Add lines 2 through 5 in column (d) ►
8 Net gaming income summary Subtract line 7 from line 1, column (d) ►
9 Enter the state(s) in which the organization operates gaming activities a Is the organization licensed to operate gaming activities in each of these states? ...... Yes r No b If "No," explain
------10a Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . . . . F Yes F No b If "Yes," explain ------
Schedule G (Form 990 or 990-EZ) 2013 Schedule G (Form 990 or 990-EZ) 2013 Page 3 11
Does the organization operate gaming activities with nonmembers? ...... Yes r- No 12 Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...... Yes r- No 13 Indicate the percentage of gaming activity operated in a The organization ' s facility 13a % b An outside facility 13b % 14 Enter the name and address of the person who prepares the organization ' s gaming/special events books and records
Name ►
Address ►
15a Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ...... r- Yes r- No b If "Yes," enter the amount of gaming revenue received by the organization ► $ and the amount of gaming revenue retained by the third party $
c If "Yes," enter name and address of the third party
Name '
Address ' ------16 Gaming manager information
Name '
Gaming manager compensation ► $
Description of services provided
r- Director/officer Employee Independent contractor 17 Mandatory distributions a Is the organization required understate law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ...... r-Yes r-No b Enter the amount of distributions required under state law distributed to other exempt organizations or spent in the organization's own exempt activities during the tax year $ Supplemental Information . Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions). Return Reference I Explanation
SCHEDULE G, PART I (LINE 2B, GRIZZARD IN ADDITION TO FEES REPORTED IN COLUMN (V),THE CONSULTANT WAS REIMBURSED $49,533 FOR PRINTING SERVICES AS PER TERMS OF THE CONTRACT Schedule G (Form 990 or 990-EZ) 2013 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 Schedule I OMB No 1545-0047 (Form 990) Grants and Other Assistance to Organizations, Governments and Individuals in the United States 2013 Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22. Department of the Treasury ► Attach to Form 990 • 9 Internal Revenue Service ► Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990 . Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 jlj^l General Information on Grants and Assistance 1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ...... F Yes 1 No 2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the U nited States Grants and Other Assistance to Governments and Organizations in the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of ( b) EIN (c) IRC Code ( d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization section grant cash valuation non-cash assistance or assistance or government if applicable assistance (book, FMV, appraisal, other )
See Additional Data Table
2 Enter total number of section 501(c)(3) and government organizations listed in the line 1 table lik. 39
3 Enter total number of other organizations listed in the line 1 table . . 0
For Paperwork Reduction Act Noticee see the Instructions for Form 990 . Cat No 50055P Schedule I (Form 990) 2013 Schedule I (Form 990) 2013 Page 2 Grants and Other Assistance to Individuals in the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)N umber of ( c)A mount of ( d)Amount of (e)Method of valuation (f)Description of non-cash assistance recipients cash grant non-cash assistance (book, FMV, appraisal , other)
(1) FINANCIAL AID TO STUDENTS 13526 382 ,738,678
Su pp lemental Information . Provide the information re q uired in Part I , line 2 , Part III , column ( b ), and an y other additional information. Return Reference Explanation Part I, Line 2 IN PART AS A RESULT OF ENDOWMENT SUPPORT OF STUDENT AID, STANFORD IS ABLE TO WAIVE THE TOTAL COST OFTUITION FOR MANY OF ITS DESERVING STUDENTS STANFORD RECENTLY EXPANDED FINANCIAL AID BY INCREASING THE INCOME THRESHOLDS AT WHICH PARENTS ARE NOT EXPECTED TO CONTRIBUTE TOWARD EDUCATIONAL COSTS STANFORD WILL EXPECT NO PARENTAL CONTRIBUTION TOWARD TUITION FROM PARENTS WITH ANNUAL INCOMES BELOW $125,000 - PREVIOUSLY $100,000 - AND TYPICAL ASSETS AND THERE WILL BE ZERO PARENTAL CONTRIBUTION TOWARD TUITION, ROOM OR BOARD FOR PARENTS WITH ANNUAL INCOMES BELOW $65,000 - PREVIOUSLY $60,000 - AND TYPICAL ASSETS THIS EXPANSION OF THE FINANCIAL AID PROGRAM IS A DEMONSTRATION OF STANFORD'S COMMITMENT TO ACCESS FOR OUTSTANDING STUDENTS FROM ALL BACKGROUNDS - INCLUDING NOT ONLY THOSE FROM THE LOWEST SOCIOECONOMIC STATUS, BUT ALSO MIDDLE- AND UPPER-MIDDLE-CLASS FAMILIES WHO NEED OUR ASSISTANCE AS WELL GRANTS AND ALLOCATIONS REFLECT NON-COMPENSATORY SUPPORT PROVIDED TO STUDENTS IN VARIOUS FORMS STANFORD IS COMMITTED TO A NEED-BLIND ADMISSIONS POLICY, ADMITTING QUALIFIED UNDERGRADUATES WITHOUT REGARD TO THEIR ABILITY TO PAY AND PROVIDING A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED UNDERGRADUATES WHO HAVE NEED AS DETERMINED BY THE UNIVERSITY AND WHO MEET OTHER REQUISITE CONDITIONS FOR FINANCIAL AID MORE THAN 82% OF UNDERGRADUATES RECEIVED SOME FORM OF FINANCIAL ASSISTANCE DURING THE TAX YEAR AS WELL AS 87% OF ALL GRADUATE STUDENTS FROM STANFORD AND OTHER SOURCES THE TOTAL FINANCIAL AID INCLUDES $248,847,732 IN MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS AN ADDITIONAL $135,841,085 REFLECTS AMOUNTS PAID FOR ADDITIONAL FINANCIAL SUPPORT TO STUDENTS, INCLUDING PAYMENTS FOR HEALTH INSURANCE, LIVING EXPENSES, AND SUPPORT OF POSTDOCTORAL FELLOWS THESE AMOUNTS INCLUDE $1,950,139 IN GRANTS TO INDIVIDUALS OUTSIDE THE UNITED STATES GRANT RECOMMENDATIONS FROM DONOR ADVISED FUNDS, AS LISTED IN PART II, ARE REVIEWED AND APPROVED BY SENIOR OFFICIALS IN THE OFFICE OF DEVELOPMENT SUB-GRANTS STANFORD OCCASIONALLY RECEIVES GRANT SUPPORT THAT IS DISBURSED TO OTHER INDIVIDUALS OR ENTITIES PER THE TERMS OF THE AWARD IN MOST CASES, PRIOR TO THE GRANT TO STANFORD, THE UNIVERSITY WILL PROVIDE THE GRANTING ENTITY WITH A LIST OF SUCH CONTEMPLATED RECIPIENTS GENERALLY, AS WORK ON THE GRANT PROGRESSES, CHANGES TO THESE RECIPIENTS MUST BE APPROVED BY THE GRANTING AGENCY DUE TO THESE REVIEW REQUIREMENTS OF THE GRANTING AGENCY, STANFORD DOES NOT REPORT SUCH PAYMENTS ON FORM 990, SCHEDULE I Schedule I (Form 990) 2013 Additional Data
Software ID: Software Version: EIN: 94 -1156365 Name : THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
THE AMERICAN ACADEMY 36-2110592 501(C)(3) 5,500 GENERAL SUPPORT OF ORTHOPAEDIC SURGEONS 9400 WEST HIGGINS ROAD ROSEMONT,IL 60018 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)
SOUTHERN POVERTY LAW 63-0598743 501(C)(3) 6,000 GENERAL SUPPORT CENTER 400 WASHINGTON AVE MONTGOMERY,AL 36104 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
AMERICAN RED CROSS 53-0196605 501(C)(3) 7,000 GENERAL SUPPORT P 0 BOX 4002018 DES MOINES,IA 50340 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
YOSEMITE CONSERVANCY 94-3058041 501(C)(3) 8,500 GENERAL SUPPORT 101 MONTGOMERY ST SF, CA 94104 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
CAL POLY ENGINEERING 20-4927897 501(C)(3) 10,000 SUPPORT C/O CA POLYTECHNIC ST EDUCATION UNIV SAN LOUIS OBISPO,CA 934070444 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
DENISON UNIVERSITY 31-4379459 501(C)(3) 10,000 SCHOLARSHIP PO BOX 716 GRANVILLE,OH 430230716 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f ) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)
JOHNS HOPKINS 52-0595110 501(C)(3) 10,000 GENERAL SUPPORT CHILDREN'S CENTER 750 E PRATT BALTIMORE,MD 21202 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
UNHCR-THE UN REFUGEE 52-1662800 501(C)(3) 10,000 GENERAL SUPPORT AGENCY P 0 BOX 97114 WASHINGTON,DC 20077 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
AMERICAN UNITED FOR 53-0184647 501(C)(3) 10,000 GENERAL SUPPORT SEPARATION OF CHURCH&STATE 1301 K STREET NW WASHINGTON,DC 20005 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
CHABAD AT STANFORD 73-1655874 501(C)(3) 10,000 RELIGIOUS 1289 COLLEGE AVENUE PALO ALTO,CA 94306 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)
HEAD ROYCE SCHOOL 94-1518656 501(C)(3) 10,000 SUPPORT 4315 LINCOLN AVE EDUCATION OAKLAND,CA 94602 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
SECOND HARVEST FOOD 94-2614101 501(C)(3) 10,000 GENERAL SUPPORT BANK 4001 NORTH 1ST STREET SAN JOSE,CA 95134 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
1990 INSTITUTE 94-3112912 501(C)(3) 10,000 SUPPORT P O BOX 383 EDUCATION SAN FRANCISCO,CA 941040383 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)
COMMUNITY LEGAL 22-3866910 501(C)(3) 10,000 GENERAL SUPPORT SERVICES OF EAST PALO ALTO 1861 BAY ROAD EAST PALO ALTO,CA 94303 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
THE NATIONAL ACADEMY 23-7284092 501(C)(3) 20,000 SUPPORT OF ENGINEERING EDUCATION 500 FIFTH STREET WASHINGTON,DC 20001 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
YMCA SILICON VALLEY 94-1156318 501(C)(3) 20,000 GENERAL SUPPORT 80 SARATOGA AVE SANTA CLARA,CA 95051 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
THE KEYS SCHOOL 94-2240127 501(C)(3) 20,000 GENERAL SUPPORT 2890 MIDDLEFIELD RD PALO ALTO,CA 94306 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
SANTA BARBARA CENTER 95-3847102 501(C)(3) 20,000 GENERAL SUPPORT FOR THE PEFORMING ARTS 1330 STATE STREET SANTA BARBARA,CA 93101 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
ALAMEDA SCHOOL 93-6000830 501(C)(3) 21,363 GENERAL SUPPORT 2732 N E FREMONT ST PORTLAND,OR 97212 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
CORNELL UNIVERSITY 15-0532082 501(C)(3) 25,000 SUPPORT 130 E SENECA ST EDUCATION ITHACA,NY 14850 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
LUMMI ISLAND HERITAGE 91-1785342 501(C)(3) 25,000 GENERAL SUPPORT TRUST PO BOX 158 LUMMI ISLAND,WA 98262 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
OAKLAND CHILDREN'S 94-3209054 501(C)(3) 25,000 GENERAL SUPPORT FAIRYLAND 699 BELLEVUE AVENUE OAKLAND,CA 94610 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
MOSAIC PROJECT 94-3367263 501(C)( 3) 25,000 GENERAL SUPPORT 580 GRAND AVENUE OAKLAND, CA 946103567 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
UNION COLLEGE 14-1338580 501(C)(3) 30,000 SUPPORT PROGRAM 807 UNION STREET SCHENECTADY,NY 12308 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
GRINNELL COLLEGE 42-0680387 501(C)(3) 62,500 GENERAL SUPPORT 733 BROAD ST GRINNELL,IA 501122227 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
TAOS SPORTS 85-0241076 501(C)( 3) 80,000 PROGRAM ASSOCIATESINC DEVELOPMENT PO BOX 3011 TAOS,NM 87571 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
FIELD INSTITUTE OF 85-0442587 501(C)(3) 85,000 PROGRAM TAOS DEVELOPMENT P 0 BOX 486 ARROYO SECO,NM 87514 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
SILICON VALLEY 20-5205488 501(C)(3) 100,000 GENERAL SUPPORT COMMUNITY FOUNDATION 2440W EL CAMINO MONTAIN VIEW,CA 94040 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
UC SANTA BARBARA- 23-7314834 501(C)(3) 100,000 GENERAL SUPPORT INSTITUTE FOR ENERGY EFFICIENCY UC FOUNDATION SANTA BARBARA,CA 931061130 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
PHILANTHROPIC 94-3136771 501(C)(3) 157,000 FELLOWSHIPS VENTURES FOUNDATION 1222 PRESER PARKWAY OAKLAND, CA 946121201 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f ) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
INTERNATIONAL RESCUE 13-5660870 501(C)(3) 400,000 GENERAL SUPPORT COMMITTEE 122 EAST 42ND ST NEWYORK,NY 10168 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
TIPPING POINT 20-2121739 501(C)(3) 925,000 OPERATION COMMUNITY SUPPORT 220 MONTGOMERY ST SAN FRANCISCO,CA 94104 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)
STANFORD SCHOOLS 20-2699147 501(C)(3) 1,303,207 GENERAL SUPPORT CORPORATION 475 POPE ST MENLO PARK,CA 94025 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
SAN FRANCISCO MUSEUM 94 - 1156300 501 (C)(3) 1,000,000 CAPITAL CAMPAIGN OF MODERN ART 151 THIRD STREET SAN FRANCISCO,CA 94103 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
SCHWAB CHARITABLE 31-1640316 501(C)(3) 1,260,000 GENERAL SUPPORT FUND 211 MAIN STREET SAN FRANCISCO,CA 94105 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
STANFORD HEALTH CARE 94-6174066 501(C)(3) 1,305,000 GENERAL SUPPORT 300 PASTEUR DRIVE STANFORD,CA 94305 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)
THE SEQUOIA HOSPITAL 94- 2909990 501 (C)(3) 1,875,000 GENERAL SUPPORT FOUNDATION 170 ALMDA DELASPULGAS REDWOOD CITY,CA 94062 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)
LUCILE PACKARD 77-0003859 501(C)(3) 11,000,000 HOSPITAL CHILDREN'S HOSPITAL EXPANSION 725 WELCH ROAD PALO ALTO,CA 94304 Form 990.Schedule I. Part II. Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)
STANFORD HABITAT 46-1882243 501(C)(3) 15,000 SUPPORT CONSERVATION BOARD 3145 PORTER DRIVE PALO ALTO,CA 94304 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 Schedule J Compensation Information OMB No 1545-0047 (Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 2013 1- Complete if the organization answered "Yes" to Form 990, Part IV, line 23. Department of the Treasury 1- Attach to Form 990. 1- See separate instructions. ' Internal Revenue Service 1- Information about Schedule J (Form 990) and its instructions is at www.irs.gov /form990. Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 Questions Re g ardin g Com p ensation Yes No la Check the appropiate box(es ) if the organization provided any of the following to or for a person listed in Form 990, Part VII , Section A, line la Complete Part III to provide any relevant information regarding these items F First-class or charter travel F Housing allowance or residence for personal use 1 Travel for companions 1 Payments for business use of personal residence 1 Tax idemnification and gross - up payments 1 Health or social club dues or initiation fees 1 Discretionary spending account F Personal services ( e g , maid, chauffeur, chef)
b If any of the boxes in line la are checked , did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain lb Yes 2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors , trustees , officers, including the CEO/ Executive Director, regarding the items checked in line la? 2 Yes
3 Indicate which , if any, of the following the filing organization used to establish the compensation of the organization 's CEO/ Executive Director Check all that apply Do not check any boxes for methods used by a related organization to establish compensation of the CEO / Executive Director, but explain in Part III F Compensation committee 1 Written employment contract F Independent compensation consultant F Compensation survey or study F Form 990 of other organizations F Approval by the board or compensation committee
4 During the year, did any person listed in Form 990, Part VII, Section A, line la with respect to the filing organization or a related organization
a Receive a severance payment or change-of-control payment? 4a No b Participate in, or receive payment from, a supplemental nonqualified retirement plan? 4b Yes c Participate in, or receive payment from, an equity-based compensation arrangement? 4c No If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III
Only 501 ( c)(3) and 501 ( c)(4) organizations only must complete lines 5-9. 5 For persons listed in Form 990, Part VII, Section A, line la, did the organization pay or accrue any compensation contingent on the revenues of
a The organization? 5a No b Any related organization? 5b No If "Yes," to line 5a or 5b, describe in Part III 6 For persons listed in Form 990, Part VII, Section A, line la, did the organization pay or accrue any compensation contingent on the net earnings of
a The organization? 6a No b Any related organization? 6b No If "Yes," to line 6a or 6b, describe in Part III 7 For persons listed in Form 990, Part VII, Section A, line la, did the organization provide any non-fixed payments not described in lines 5 and 6? If "Yes," describe in Part III 7 Yes 8 Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was subject to the initial contract exception described in Regulations section 53 4958-4(a)(3)? If "Yes," describe in Part III 8 No 9 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53 4958-6(c)? 9 For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50053T Schedule 3 (Form 990) 2013 Schedule J (Form 990) 2013 Page 2 Officers , Directors , Trustees, Key Employees, and Highest Compensated Employees . Use duplicate copies if additional space is needed. For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii) Do not list any individuals that are not listed on Form 990, Part VII Note . The sum of columns (B)(1)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line la, applicable column (D) and (E) amounts for that individual
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of (F) Compensation (ii) Bonus & (iii) other deferred benefits columns reported as deferred (i) Base Other incentive reportable compensation compensation (B)(i)-(D) in prior Form 990 compensation compensation See Additional Data Table Schedule 3 (Form 990) 2013 Schedule J (Form 990) 2013 Page 3 Supplemental Information Provide the information, explanation, or descriptions required for Part I, lines la, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II Also complete this part for any additional information Return Reference Explanation PART I, LINE 1A FIRST-CLASS OR CHARTER TRAVEL STANFORD UNIVERSITY TRAVEL POLICY GENERALLY REQUIRES ALL EMPLOYEES, INCLUDING PERSONS LISTED ON FORM 990, PART VII, LINE 1A, TO USE THE MOST ECONOMICAL MODE OF TRANSPORTATION AVAILABLE CONSISTENT WITH THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL FIRST CLASS TRAVEL IS AUTHORIZED IN SOME INSTANCES, SUCH AS ON INTERNATIONAL FLIGHTS OVER A CERTAIN LENGTH, IF NO BUSINESS CLASS SERVICE IS AVAILABLE ON THE FLIGHT FIRST CLASS TRAVEL IS ALSO AUTHORIZED IN CASE OF A MEDICAL NEED OR OTHER EXIGENCY APPROVED BY THE PROVOST IN ADDITION, THE PRESIDENT HAS PERMISSION TO FLY FIRST CLASS ON CERTAIN DOMESTIC FLIGHTS DEPENDING ON LENGTH OCCASIONALLY, THE UNIVERSITY MAY PURCHASE CHARTERED AIRCRAFT SERVICES WHEN DEEMED APPROPRIATE FOR THE CONDUCT OF UNIVERSITY BUSINESS AND PURSUANT TO UNIVERSITY POLICY RELATED TO CHARTER TRAVEL IN COMPLIANCE WITH THE UNIVERSITY'S TRAVEL POLICY DESCRIBED ABOVE, SIX PERSONS LISTED ON PART VII USED FIRST CLASS TRAVEL SERVICES AND SIX PERSONS USED CHARTER TRAVEL DURING CALENDAR YEAR 2013 SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS PRESIDENT AND PROVOST HOUSING AS A CONDITION OF HIS EMPLOYMENT AS PRESIDENT OF THE UNIVERSITY, PRESIDENT HENNESSY, IS REQUIRED TO LIVE IN THE PRESIDENT'S HOME ON THE CAMPUS OFTHE UNIVERSITY THE RESIDENCE IS USED FREQUENTLY FOR UNIVERSITY BUSINESS INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS AND THEIR FAMILIES AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OFTHIS HOUSE,THE UNIVERSITY PROVIDED CLEANING SERVICE FORTHE PUBLIC AND PRIVATE AREAS THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OFTHE AREAS OFTHIS RESIDENCE RESERVED FORTHE PERSONAL USE OFTHE EMPLOYEE, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES AS A CONDITION OF HIS EMPLOYMENT AS PROVOST OFTHE UNIVERSITY, PROVOST ETCHEMENDY IS REQUIRED TO LIVE ON THE CAMPUS OFTHE UNIVERSITY THE RESIDENCE IS USED FREQUENTLY FOR UNIVERSITY BUSINESS INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS AND THEIR FAMILIES AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THIS HOUSE,THE UNIVERSITY PROVIDED CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE AREAS OFTHIS RESIDENCE RESERVED FORTHE PERSONAL USE OF THE EMPLOYEE, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES THE FOLLOWING INDIVIDUALS RECEIVED TAXABLE HOUSING BENEFITS LLOYD B MINOR, WILLIAM MADIA, MARTIN SHELL, RICHARD SALLER, DAVID SHAW, AND JOHNNY DAWKINS THESE AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III) PART I, LINE 4A SEVERANCE PLAN CERTAIN LISTED PERSONS PARTICIPATE IN A SEVERANCE PLAN THAT PROVIDES FOR PAYMENT OF SALARY BASED ON THE INDIVIDUAL'S YEARS OF SERVICE, FOR A PERIOD RANGING FROM OF 3 TO 12 MONTHS SEVERANCE IS PAID FOR POSITION ELIMINATION OR OTHER INVOLUNTARY TERMINATION, BASED ON PLAN GUIDELINES EXCEPT WHEN THE PRESIDENT OR THE VICE PRESIDENT OF UNIVERSITY HUMAN RESOURCES OR HIS/HER DESIGNEE DETERMINES THE TERMINATION IS FOR MISCONDUCT INDIVIDUALS WHO VOLUNTARILY RESIGN ARE NOT ENTITLED TO SEVERANCE PAY NO SEVERANCE PAYMENTS TO LISTED PERSONS WERE MADE DURING CALENDAR YEAR 2013 PART I, LINE 4B DEFERRED COMPENSATION PLAN PROVISIONS CERTAIN OFFICERS AND OTHERS LISTED IN SCHEDULE J, PART II PARTICIPATE IN A DEFERRED COMPENSATION PLAN ANNUALLY, AMOUNTS ARE CREDITED TO THE PLAN BASED ON PERFORMANCE AND CERTAIN OTHER FACTORS THESE AMOUNTS APPEAR IN SCHEDULE J, PART II, COLUMN (C) PLAN BALANCES ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F) SUCH AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN (C)IN THE YEAR OF DEFERRAL AND REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III)AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE THE FOLLOWING INDIVIDUALS RECEIVED PAYMENT FROM THEIR DEFERRED COMPENSATION ACCOUNT DURING CALENDAR YEAR 2013 JOHN POWERS - $708,172, ROBERT C REIDY - $704,438 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP)THE UNIVERSITY HAS PROVIDED THE PRESIDENT WITH TWO SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS (SERPS) DURING HIS TERM OF SERVICE AS AN OFFICER TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS ONE SERP WAS EARNED GRADUALLY (PRIOR SERP)AND ANOTHER SERP IS TO BE EARNED GRADUALLY (CURRENT SERP) OVER SPECIFIED PERIODS DURING HIS TERM OF SERVICE AS AN OFFICER UNDER THE CURRENT SERP, IF THE PRESIDENT REMAINS IN HIS POSITION THROUGH AUGUST 31, 2018, HE IS ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUALTO AN ANNUAL PAYMENT FOR LIFE OF 12% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (2 0 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2014), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET FOR THE YEAR ENDED AUGUST 31, 2014,THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $148,428 AND IS INCLUDED ON SCHEDULE J COLUMN (C)AS DEFERRED COMPENSATION THE PRIOR SERP WAS EARNED OVER THE 12 YEARS ENDING AUGUST 31, 2012 HAVING SERVED IN HIS POSITION THROUGH AUGUST 31, 2012,THE PRESIDENT IS ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 35 5% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY DURING THE 12 YEAR PERIOD, OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER THERE WERE NO ACCRUALS TO THIS SERP AFTER AUGUST 31, 2012 THIS SERP BENEFIT REMAINS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET THE UNIVERSITY ALSO PROVIDES THE PROVOST WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP)TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS THE SERP IS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS PROVOST IF THE PROVOST REMAINS IN HIS POSITION THROUGH AUGUST 31, 2015, HE WILL BE ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 42% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (3 0 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2014), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET FOR THE YEAR ENDED AUGUST 31, 2014, THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $256,015 AND IS INCLUDED ON SCHEDULE J COLUMN (C)AS DEFERRED COMPENSATION VARIABLE COMPENSATION OF TOTAL COMPENSATION FOR FACULTY IN THE SCHOOL OF MEDICINE IS MADE UP OF THE FOLLOWING INTEGRAL COMPONENTS SALARY SCHOOL OF MEDICINE FACULTY AND BENEFITS, ADMINISTRATIVE SUPPLEMENTS, AND BONUSES AWARDED UNDER DEPARTMENTAL PLANS BASE SALARY IS BASED ON ACADEMIC RANK (E G , PROFESSOR, ASSISTANT PROFESSOR) A VARIABLE COMPONENT OF SALARY IS DETERMINED BY THE CONTRIBUTION OFTHE INDIVIDUAL TO THE DEPARTMENT/DIVISION AND THE CLINICAL SPECIALTY OFTHE FACULTY MEMBER OTHER SALARY SUPPLEMENTS ARE OCCASIONALLY USED TO PROVIDE FOR COMPENSATION GIVEN UP BY A FACULTY MEMBER WHEN ASSUMING A POSITION AT STANFORD ADMINISTRATIVE SUPPLEMENTS ARE PAID TO FACULTY WHO TAKE ON DUTIES WHICH ARE OUTSIDE THEIR USUAL FACULTY RESPONSIBILITIES AND OUTSIDE NORMAL COMMITTEE WORK INCENTIVE BONUSES ARE CONSIDERED A FUNDAMENTAL COMPONENT OFTOTAL COMPENSATION THEY ARE PAID OUT BY THE DEPARTMENTS BASED ON THE DEPARTMENTS' INCENTIVE BONUS PLAN MEASURING THE FACULTY'S EFFORTS IN ADMINISTRATIVE LEADERSHIP, CLINICAL, RESEARCH, AND/OR TEACHING AREAS AS DEFINED BY THE PLAN IN ADDITION,THE DEAN HAS A BONUS PLAN FOR CLINICAL CHAIRS BASED ON ACHIEVEMENT OF LEADERSHIP GOALS SOME DEPARTMENTS HAVE "ON-CALL" AND "COVERAGE" BONUSES TO PROVIDE COMPENSATION FORA FACULTY MEMBER'S PROVIDING OFF-HOURS COVERAGE VARIABLE COMPENSATION OF INVESTMENT PROFESSIONALS A PORTION OF THE COMPENSATION PAID TO EACH LISTED INVESTMENT PROFESSIONAL IS BASED ON A COMBINATION OF THREE FACTORS THREE YEAR ANNUALIZED PERFORMANCE VERSUS THE RELEVANT POLICY portfolio BENCHMARK RETURN FOR THAT PERIOD, THREE YEAR MERGED POOL ANNUALIZED PERFORMANCE VERSUS THE PERFORMANCE OF THE NINETEEN LARGEST COLLEGE AND UNIVERSITY ENDOWMENT INVESTMENT POOLS IN THE UNITED STATES, AND INDIVIDUAL PERFORMANCE VARIABLE COMPENSATION OF ATHLETICS PROFESSIONALS LISTED ATHLETICS PROFESSIONALS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON THE ACADEMIC PERFORMANCE OFTHE STUDENT-ATHLETES, ATHLETIC PERFORMANCE, ATTENDANCE AT ATHLETIC EVENTS, AND/OR LEADERSHIP, AS PROVIDED IN THE PROFESSIONALS' COMPENSATION AGREEMENTS VARIABLE COMPENSATION OF OFFICERS AND OTHERS OFFICERS AND OTHERS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON PERFORMANCE CURRENT YEAR BONUS AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II) CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F) SUCH AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN (C)IN THE YEAR OF DEFERRAL AND REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III)AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE PART II, COLUMN (B) (iii) OTHER REPORTABLE COMPENSATION IN PART II, COLUMN (B)(III) INCLUDES HOUSING ASSISTANCE AND OTHER MISCELLANEOUS COMPENSATION THIS DOES NOT INCLUDE VARIOUS ITEMS OF "LISTED PROPERTY" (E G , COMPUTERS AND PERIPHERALS)THAT STANFORD HAS PROVIDED TO THE ABOVE LISTED EMPLOYEES PRINCIPALLY FOR THEIR BUSINESS USE AND NOT AS COMPENSATION Part II, Columns (C) AND (D) LISTED PERSONS ACCRUE FUTURE BENEFITS THAT ARE AVAILABLE TO ALL STANFORD EMPLOYEES, SUCH AS POST- RETIREMENT MEDICAL INSURANCE AND TUITION BENEFITS, AND LISTED PERSONS WHO ARE ALSO FACULTY ACCRUE FUTURE FACULTY BENEFITS SUCH AS SABBATICAL AND TENURE BUYOUT PROVISIONS THESE BENEFITS ARE SUBJECT TO CERTAIN ELIGIBILITY REQUIREMENTS SUCH AS AGE, YEARS OF SERVICE, AND EMPLOYEE CLASSIFICATION FOR SOME BENEFIT PLANS, THE UNIVERSITY RESERVES THE RIGHT TO CHANGE ELIGIBILITY REQUIREMENTS AND/OR THE NATURE AND EXTENT OF THE BENEFIT BEING PROMISED THE VALUE OF THESE BENEFITS IS REPORTED FOR EACH LISTED PERSON IN THE YEAR, IF ANY, SUCH BENEFITS ARE RECEIVED PART II, COLUMN (F)AMOUNTS APPEARING IN COLUMN (F)ARE DEFERRED COMPENSATION PAYMENTS REPORTED IN COLUMN (C)IN PRIOR YEARS AND THAT ARE REPORTED (A SECOND TIME) IN COLUMN (B)(III) IN THE CURRENT YEAR Schedule 3 (Form 990) 2013 Additional Data
Software ID: Software Version: EIN: 94 -1156365 Name : THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
Form 990, Schedule J, Part II - Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns (F) Compensation reported in prior Form Bonus & compensation benefits (B)(i)-(D) Base (ii) (iii) Other 990 or Form 990-EZ 0) incentive Compensation compensation compensation JOHN HENNESSY (1) 805,963 0 0 173,928 157,285 1,137,176 0 PRESIDENT/TRUSTEE (ii) 0 0 0 0 0 0 0
JOHN ETCHEMENDY (i) 610,124 0 480 281,515 77,612 969,731 0 PROVOST (ii) 0 0 0 0 0 0 0 RANDALL (i) 552,759 0 752 105,500 91,500 750,511 0 LIVINGSTON VP BUS (ii) 0 0 0 0 0 0 0 AFFAIRS/CFO MARTIN SHELL VP (i) 559,703 49,000 52,712 96,500 54,142 812,057 0 DEVELOPMENT (ii) 0 0 0 0 0 0 0 DEBRA ZUMWALT VP (i) 575,158 0 0 168,000 17,240 760,398 0 GENERAL COUNSEL (ii) 0 0 0 0 0 0 0 ROBERT C REIDY VP (i) 392,394 270,000 704,438 1,425,500 58,478 2,850,810 600,000 LAND, BUILDINGS & (ii) 0 0 0 0 0 0 0 REAL EST DAVID DEMAREST VP (1) 335,157 5,500 5,253 84,050 21,918 451,878 0 PUBLIC AFFAIRS (ii) 0 0 0 0 0 0 0 HOWARD WOLF PRES (i) 329,999 51,000 494 167,800 31,317 580,610 0 OF STANFORD ALUM (ii) 0 0 0 0 0 0 0 ASSOC WILLIAM MADIA VP (i) 360,546 72,400 36,199 25,048 3,664 497,857 0 SLAC NAL (ii) 0 0 0 0 0 0 0 DAVID JONES VP (i) 312,892 27,000 0 25,500 22,977 388,369 0 HUMAN RESOURCES (ii) 0 0 0 0 0 0 0 JOHN POWERS (i) 828,704 752,632 710,774 765,381 24,970 3,082,461 625,460 PRESIDENT, (ii) 0 0 0 0 STANFORD MGNT CO
LLOYD B MINOR (i) 1,300,912 250,000 176,725 302,550 73,057 2,103,244 0 DEAN, SCHOOL O F (ii) 0 0 0 0 MEDICINE RICHARD SALLER (i) 504,717 0 40,723 25,500 10,913 581,853 0 DEAN, SCHOOL O F (ii) 0 0 0 0 HUM &SCIENCES GARY STEINBERG (i) 621,877 667,119 500 25,159 21,756 1,336,411 0 CHAIR, (ii) 0 0 0 0 NEUROSURGERY THOMAS KRUMMEL (i) 551,504 479,721 500 25,500 29,429 1,086,654 0 CHAIR, SURGERY (ii) 0 0 0 0 0 0 0 DAVID SHAW COACH (i) 1,561,185 100,000 59,034 475,500 28,716 2,224,435 0 (H) 0 0 0 0 FRANK HANLEY (i) 566,602 1,325,000 0 25,500 21,432 1,938,534 0 CHIEF, PED (ii) 0 0 0 0 0 0 0 CARDIOTHORACIC JOHNNY DAWKINS (i) 869,746 55,000 353,698 472,950 40,549 1,791,943 0 COACH (ii) 0 0 0 0 PHILIP A PIZZO (i) 619,321 0 76,032 174,250 6,485 876,088 0 PROF & FORMER (ii) 0 0 0 0 0 0 0 DEAN, SCH OF MED l efile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493195004395 Schedule K OMB No 1545-0047 (Form 990) Supplemental Information on Tax Exempt Bonds 1- Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions, explanations, and any additional information in Part VI. 2013 1- Attach to Form 990. 1- See separate instructions. Department of the Treasury 1-Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990 . Internal Revenue Service Name of the organization Employer identification number THE BOARD OF TRUSTEES OFTHE LELAND STANFORD JUNIOR UNIVERSITY 194-1156365 Bond Issues (h) On (i) Pool (g) Defeased behalf of financing (a) Issuer name (b) Issuer EIN (c) CUSIP # ( d) Date issued (e) Issue price (f) Description of purpose issuer Yes No Yes No Yes No CALIFORNIA EDUCATIONAL A FACILITIES AUTHORITY CP 52-1705592 13018AAA8 06-27-2013 300,000,000 SEE SCHEDULE 0 X X X
CALIFORNIA EDUCATIONAL B FACILITIES AUTHORITY S 52-1705592 130175P89 06-24-2004 181,196,530 SEE SCHEDULE 0 X X X
CALIFORNIA EDUCATIONAL AUTHORITY T- CILITIES 52-1705592 130178JD9 09-06-2007 153,277,097 SEE SCHEDULE 0 X X X C FA
CALIFORNIA EDUCATIONAL D FACILITIES AUTHORITY T-5 52-1705592 130178TQ9 08-04-2009 59,147,724 SEE SCHEDULE 0 X X X n all Proceeds A B C D 1 Amount of bonds retired 0 9,790,000 0 0 2 Amount of bonds legally defeased 0 0 0 0 3 Total proceeds of issue 300,218,010 182,429,497 156,107,342 59,148,032 4 Gross proceeds in reserve funds 0 0 0 0 5 Capitalized interest from proceeds 1,851,659 1,198,734 595,440 0 6 Proceeds in refunding escrows 0 0 0 0 7 Issuance costs from proceeds 0 992,205 661,216 1,644 8 Credit enhancement from proceeds 0 0 0 0 9 Working capital expenditures from proceeds 0 0 0 0 10 Capital expenditures from proceeds 49,142,752 147,790,592 64,355,560 0 11 Other spent proceeds 218,010 32,447,966 90,495,126 59,146,388 12 Other unspent proceeds 0 0 0 0 13 Year of substantial completion 2010 2006 2009 2003 Yes No Yes No Yes No Yes No 14 Were the bonds issued as part of a current refunding issue? X X X X
15 Were the bonds issued as part of an advance refunding issue? X X X X
16 Has the final allocation of proceeds been made? X X X X 17 Does the organization maintain adequate books and records to support the final X X X X allocation of proceeds? f iii Private Business Use A B C D Yes No Yes No Yes No Yes No 1 Was the organization a partner in a partnership, or a member of an LLC, which owned X X X property financed by tax-exempt bonds? 2 Are there any lease arrangements that may result in private business use of bond- X X X financed property? For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50193E Schedule K (Form 990) 2013 Schedule K (Form 990) 2013 Pa g e 2 Private Business Use (Continued) A B C D Yes No Yes No Yes No Yes No Are there any management or service contracts that may result in private business use 3a X X X of bond-financed property? b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?
c Are there any research agreements that may result in private business use of bond- financed property? X X X d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X X X 4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government 0- 0 % 0 % 0 % 0 % 5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 0 % 0 % 0 % 501(c)(3) organization, or a state or local government 0- 6 Total of lines 4 and 5 0% 0% 0 % 7 Does the bond issue meet the private security or payment test? X X X ga Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were X X X issued? b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of 0 % 0 % 0 % If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections c X X X 1 141-12 and 1 145-27 g Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under X X X Regulations sections 1 141-12 and 1 145-2? Arbitrage A B C D Yes No Yes No Yes No Yes No 1 Has the issuerfiled Form 8038-T? X X X X 2 If "No" to line 1, did the following apply?
a Rebate not due yet? X X X X b Exception to rebate? X X X X c No rebate due? X X X X If you checked No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed 3 Is the bond issue a variable rate issue? X X X X 4a Has the organization or the governmental issuer entered X X X X into a qualified hedge with respect to the bond issue? b Name of provider 0 0 0
c Term of hedge d Was the hedge superintegrated? e Was the hedge terminated?
Schedule K (Form 990) 2013 Schedule K (Form 990) 2013 Page 3 Arbitrage (Continued) A B C D Yes No Yes No Yes No Yes No Were gross proceeds invested in a guaranteed investment 5a X X X X contract (GIC)7 b Name of provider 0 0 0 0
c Term of GIC d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? 6 Were any gross proceeds invested beyond an available temporary X X X X period? 7 Has the organization established written procedures to monitor X X X X the requirements of section 148? Procedures To Undertake Corrective Action A D I Yes I No I Yes I No I Yes I No I Yes I No Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified X X X and corrected through the voluntary closing agreement program if self-remediation is not available under arDlicable regulations?
Supplemental Information . Provide additional information for responses to questions on Schedule K (see instructions). Return Reference I Explanation I TAX-EXEMPT BONDS FOR MORE THAN 30 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING,TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX- EXEMPT DEBT i THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 56 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE IT HAS BEEN RECOGNIZED WITH LEED PLATINUM CERTIFICATION ii THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES iii THE JAMES AND ANNA MARIE SPILKER ENGINEERING AND APPLIED SCIENCES BUILDING FOSTERS COLLABORATIVE DEVELOPMENT IN THE BURGEONING FIELD OF NANOTECHNOLOGY SCIENTISTS AT THE CENTER ARE STUDYING HOWTO CREATE MATERIALS AND DEVICES NO BIGGER THAN ONE-BILLIONTH OF A METER, WITH DIRECT AND ECONOMICALLY VIABLE APPLICATIONS TO MEDICINE, ENERGY AND COMMUNICATIONS iv THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY v THE LORRY I LOKEY STEM CELL RESEARCH BUILDING OPENED IN 2010 AND IS THE LARGEST DEDICATED STEM CELL RESEARCH BUILDING IN THE COUNTRY THE BUILDING HOUSES THE STANFORD STEM CELL BIOLOGY AND REGENERATIVE MEDICINE INSTITUTE, WHICH INTEGRATES RESEARCHERS FROM CANCER, NEUROSCIENCE, CARDIOVASCULAR MEDICINE, TRANSPLANTATION, IMMUNOLOGY, BIOENGINEERING AND DEVELOPMENTAL BIOLOGY ALL ARE FOCUSED ON MAKING DISCOVERIES IN STEM CELL RESEARCH AND QUICKLY TRANSLATING THEM INTO PRECLINICAL APPLICATIONS, INNOVATIVE THERAPIES AND TREATMENTS vi THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING HOUSING COMPLEX FOR 600 STANFORD LAW AND OTHER GRADUATE STUDENTS IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY vii THE WILLIAM H NEUKOM BUILDING, WHICH HOUSES THE CLINICS OF THE STANFORD LAW SCHOOL, OPENED IN 2011 AND WAS BUILT TO SATISFY THE EQUIVALENT OF A LEED GOLD CERTIFICATION FOR SUSTAINABILITY THE BUILDING USES 30 PERCENT LESS ENERGY THAN REQUIRED BY CODE THE BUILDING HOUSES THE MILLS LEGAL CLINIC, WHICH INCLUDES 12 CLINICS THAT TEACH THROUGH EXPERIENTIAL EDUCATION LAW STUDENTS LEARN THE PRACTICE OF LAW BY REPRESENTING, FOR INSTANCE, LOW-INCOME OR INDIGENT PEOPLE IN CIVIL AND CRIMINAL LITIGATIONS, AND BY PROVIDING LEGAL COUNSEL ON ENVIRONMENTAL ISSUES, HUMAN RIGHTS, NONPROFIT CORPORATE GOVERNANCE, EDUCATION, AND RELIGIOUS FREEDOM FORM 990, SCHEDULE K, PART I, COLUMN C CUSIP NUMBER CEFA TAX EXEMPT COMMERCIAL PAPER ("TECP") DATED 5/22/08 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE A NEWCUSIP NUMBER IS ASSIGNED TO EACH TRANCHE OF TECP THAT IS ISSUED THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE SCHEDULE K ORIGINAL ISSUANCE DATE, 5/22/08 FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED 5/2/2008 AND 3/24/2008 THAT WERE PART OF THE SAME PROGRAM COSTS OF ISSUANCE B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES REFUND CEFA SERIES L- 8 ISSUED 10/30/2000, REFUND CEFA SERIES L-9 ISSUED 10/31/2001, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03 CONVERSION OF SERIES S BONDS ON MAY 15, 2013 FROM VARIABLE RATE TO FIXED RATE AND CANCELLATION OF $9,790,000 AGGREGATE PRINCIPAL AMOUNT OF THE BONDS COSTS OF ISSUANCE C CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES COSTS OF ISSUANCE D CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999 E CALIFORNIA EDUCATIONAL FACILITES AUTHORITY U-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES, AND SYSTEMS REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES COSTS OF ISSUANCE F CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES Q ISSUED ON 5/3/2001 COSTS OF ISSUANCE G CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES COSTS OF ISSUANCE H CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4 - ADVANCE REFUND CEFA SERIES P BONDS ISSUED ON 3/30/1999 COSTS OF ISSUANCE I CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES T-4 ISSUED ON MAY 15, 2008 J CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS REFUND TAX EXEMPT COMMERCIAL PAPER NOTES FORM 990, SCHEDULE K, PART II COMMERCIAL PAPER DEBT FOR CEFA CP, PART II, LINE 3 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE AT AUGUST 31, 2014, COMMERCIAL PAPER DEBT OUTSTANDING WAS $49,142,752 ADDITIONAL AMOUNTS SPENT REPRESENT INVESTMENT EARNINGS FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS THE DIFFERENCE BETWEEN LINE 3 AND SCHEDULE K, PART I, COLUMN (E)AMOUNTS REPRESENTS INVESTMENT EARNINGS FORM 990, SCHEDULE K, PART III REFINANCING CEFA SERIES T-5, U-2, U-4 & U-5 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003 ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES FORM 990, SCHEDULE K, PART III, LINES 4-5 PRIVATE BUSINESS USE STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT MAY CONSTITUTE "PRIVATE BUSINESS USE, AS DEFINED IN IRC SECTION 141 FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS) IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN PROPOSED TREASURY REGULATION SECTION 1 141-D(6), AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4) IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE l efile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493195004395 Schedule K OMB No 1545-0047 (Form 990) Supplemental Information on Tax Exempt Bonds 1- Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions, explanations, and any additional information in Part VI. 2013 1- Attach to Form 990. 1- See separate instructions. Department of the Treasury 1-Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990 . Internal Revenue Service Name of the organization Employer identification number THE BOARD OF TRUSTEES OFTHE LELAND STANFORD JUNIOR UNIVERSITY 194-1156365 Bond Issues (h) On (i) Pool (g) Defeased behalf of financing (a) Issuer name ( b) Issuer EIN (c) CUSIP # (d) Date issued ( e) Issue price (f) Description of purpose issuer Yes No Yes No Yes No CALIFORNIA EDUCATIONAL A FACILITIES AUTHORITY U-1 52-1705592 130178VU7 05-06-2010 251,631,228 SEE SCHEDULE 0 X X X
CALIFORNIA EDUCATIONAL B FACILITIES AUTHORITY U-2 52-1705592 130178M86 04-17-2012 99,193,766 SEE SCHEDULE 0 X X X
CALIFORNIA EDUCATIONAL C FACILITIES AUTHORITY U-3 52-1705592 130178X76 05-15-2013 351,795,122 SEE SCHEDULE 0 X X X
CALIFORNIA EDUCATIONAL D FACILITIES SERIES U-4 52-1705592 130178X84 05-15-2013 52,773,978 SEE SCHEDULE 0 X X X n n.ii Proceeds A B C D 1 A mount of bonds retired 0 0 0 0 2 Amount of bonds legally defeased 0 0 0 0 3 Total proceeds of issue 251 ,878,327 99,194,474 351,884,550 52,773,988 4 Gross proceeds in reserve funds 0 0 0 0 5 Capitalized interest from proceeds 1,309,386 0 5,327,382 0 6 Proceeds in refunding escrows 0 0 0 0 7 Issuance costs from proceeds 1,631,228 572,646 1,249,348 191,291 8 Credit enhancement from proceeds 0 0 0 0 9 Working capital expenditures from proceeds 0 0 0 0 10 Capital expenditures from proceeds 112,490,614 0 339,484,863 0 11 Other spent proceeds 136,447,099 98,621,828 5,825,277 52,582,697 12 Other unspent proceeds 0 0 0 0 13 Year of substantial completion 2012 2003 2013 2003 Yes No Yes No Yes No Yes No 14 Were the bonds issued as part of a current refunding issue? X X X X
15 Were the bonds issued as part of an advance refunding issue? X X X X
16 Has the final allocation of proceeds been made? X X X X 17 Does the organization maintain adequate books and records to support the final X X X X allocation of proceeds? I T I I I Private Business Use A B C D Yes No Yes No Yes No Yes No 1 Was the organization a partner in a partnership, or a member of an LLC, which owned X X property financed by tax-exempt bonds? 2 Are there any lease arrangements that may result in private business use of bond- X X financed property? For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50193E Schedule K (Form 990) 2013 Schedule K (Form 990) 2013 Pa g e 2 Private Business Use (Continued) A B C D Yes No Yes No Yes No Yes No Are there any management or service contracts that may result in private business use 3a X X of bond-financed property? b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?
c Are there any research agreements that may result in private business use of bond- financed property? X X d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X X 4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government 0- 0 % 0 % 0 % 0 % 5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 0 % 0 % 501(c)(3) organization, or a state or local government 0- 6 Total of lines 4 and 5 0% 0 % 7 Does the bond issue meet the private security or payment test? X X ga Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were X X issued? b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of 0 % 0 % If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections c X X 1 141-12 and 1 145-27 g Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under X X Regulations sections 1 141-12 and 1 145-2? Arbitrage A B C D Yes No Yes No Yes No Yes No 1 Has the issuerfiled Form 8038-T? X X X X 2 If "No" to line 1, did the following apply?
a Rebate not due yet? X X X X b Exception to rebate? X X X X c No rebate due? X X X X If you checked No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed 3 Is the bond issue a variable rate issue? X X X X 4a Has the organization or the governmental issuer entered X X X X into a qualified hedge with respect to the bond issue? b Name of provider 0 0 0
c Term of hedge d Was the hedge superintegrated? e Was the hedge terminated?
Schedule K (Form 990) 2013 Schedule K (Form 990) 2013 Page 3 Arbitrage (Continued) A B C D Yes No Yes No Yes No Yes No Were gross proceeds invested in a guaranteed investment 5a X X X X contract (GIC)7 b Name of provider 0 0 0 0
C Term of GIC d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? 6 Were any gross proceeds invested beyond an available temporary X X X X period? 7 Has the organization established written procedures to monitor X X X X the requirements of section 148? Procedures To Undertake Corrective Action A D I Yes I No I Yes I No I Yes I No I Yes I No Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified X X X and corrected through the voluntary closing agreement program if self-remediation is not available under arDlicable regulations?
NOTION Supplemental information . Provide additional information for responses to questions on Schedule K (see instructions). l efile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493195004395 Schedule K OMB No 1545-0047 (Form 990) Supplemental Information on Tax Exempt Bonds 1- Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions, explanations, and any additional information in Part VI. 2013 1- Attach to Form 990. 1- See separate instructions. Department of the Treasury 1-Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990 . Internal Revenue Service Name of the organization Employer identification number THE BOARD OF TRUSTEES OFTHE LELAND STANFORD JUNIOR UNIVERSITY 194-1156365 Bond Issues (h) On (i) Pool (g) Defeased behalf of financing (a) Issuer name (b) Issuer EIN (c) CUSIP # ( d) Date issued (e) Issue price (f) Description of purpose issuer Yes No Yes No Yes No CALIFORNIA EDUCATIONAL A FACILITIES SERIES U-5 52-1705592 1301783X2 05-14-2014 150,450,962 SEE SCHEDULE 0 X X X
CALIFORNIA EDUCATIONAL B FACILITIES AUTHORITY U-6 52-1705592 1301783W4 05-14-2014 350,002,728 SEE SCHEDULE 0 X X X
•m.ii Proceeds A B C D 1 A mount of bonds retired 0 0 2 Amount of bonds legally defeased 0 0 3 Total proceeds of issue 150,451,763 350,065,369 4 Gross proceeds in reserve funds 0 0 5 Capitalized interest from proceeds 0 87,808 6 Proceeds in refunding escrows 0 0 7 Issuance costs from proceeds 2,211 0 8 Credit enhancement from proceeds 0 0 9 Working capital expenditures from proceeds 0 0 10 Capital expenditures from proceeds 0 46,384,554 11 Other spent proceeds 150,449,552 3,071,287 12 Other unspent proceeds 0 300,521,720 13 Year of substantial completion 2014 2014 Yes No Yes No Yes No Yes No 14 Were the bonds issued as part of a current refunding issue? X X
15 Were the bonds issued as part of an advance refunding issue? X X
16 Has the final allocation of proceeds been made? X X 17 Does the organization maintain adequate books and records to support the final X X allocation of proceeds? i n.iii Private Business Use A B C D Yes No Yes No Yes No Yes No 1 Was the organization a partner in a partnership, or a member of an LLC, which owned X property financed by tax-exempt bonds? 2 Are there any lease arrangements that may result in private business use of bond- X financed property? For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50193E Schedule K (Form 990) 2013 Schedule K (Form 990) 2013 Pa g e 2 Private Business Use (Continued) A B C D Yes No Yes No Yes No Yes No 3a Are there any management or service contracts that may result in private business use X of bond-financed property? b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?
c Are there any research agreements that may result in private business use of bond- financed property? X d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X 4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government 0- 0 % 0 % 5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 0 % 501(c)(3) organization, or a state or local government 0- 6 Total of lines 4 and 5 0 % 7 Does the bond issue meet the private security or payment test? X ga Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were X issued? b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of 0 % c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections X 1 141-12 and 1 145-27 g Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under X Regulations sections 1 141-12 and 1 145-2? Arbitrage A B C D Yes No Yes No Yes No Yes No 1 Has the issuerfiled Form 8038-T? X X 2 If "No" to line 1, did the following apply?
a Rebate not due yet? X X b Exception to rebate? X X c No rebate due? X X If you checked No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed 3 Is the bond issue a variable rate issue? X X 4a Has the organization or the governmental issuer entered X X into a qualified hedge with respect to the bond issue? b Name of provider 0 0
c Term of hedge d Was the hedge superintegrated? e Was the hedge terminated?
Schedule K (Form 990) 2013 Schedule K (Form 990) 2013 Page 3 Arbitrage (Continued) A B C D Yes No Yes No Yes No Yes No Were gross proceeds invested in a guaranteed investment 5a X X contract (GIC)7 b Name of provider 0 0
c Term of GIC d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? 6 Were any gross proceeds invested beyond an available temporary X X period? 7 Has the organization established written procedures to monitor X X the requirements of section 148? Procedures To Undertake Corrective Action A D I Yes I No I Yes I No I Yes I No I Yes I No Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under arDlicable regulations?
Supplemental Information . Provide additional information for responses to questions on Schedule K (see instructions). Return Reference I Explanation I BOND ISSUE ARE ISSUE BIC% CEFA CP 0 0000% CEFA SERIES S 0 5476% CEFA SERIES T-1 0 4314% CEFA SERIES T-5 0 0028% CEFA SERIES U-1 0 6483% CEFA SERIES U-2 0 5773% CEFA SERIES U-3 0 3551% CEFA SERIES U-4 0 3625% CEFA SERIES U-5 0 0015% CEFA BOND ISSUANCE COSTS (BIC) AS SERIES U-6 0 0000% FORM 990, SCHEDULE K, PART IV FORM 8038-T DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE A PERCENTAGE OF THE TOTAL INTEREST COST ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS ACCORDINGLY, NO FORM 8038-T PROCEEDS BY HAS BEEN ISSUED FORM 990, SCHEDULE K, PART IV, LINE 2(C) REBATE CALCULATIONS B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S HAD A REBATE CALCULATION PERFORMED ON DECEMBER 3, 2007 C CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T- 1 AND T-3 HAD A REBATE CALCULATION PERFORMED ON JULY 21, 2010 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 Schedule L Transactions with Interested Persons OMB No 1545-0047 (Form 990 or 990-EZ) 0- Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a , 25b, 26, 27, 28a , 28b, or 28c, 2O13 or Form 990-EZ, Part V, line 38a or 40b. Department of the Treasury 0- Attach to Form 990 or Form 990-EZ . 0- See separate instructions . Open Internal Revenue Service 1-Information about Schedule L (Form 990 or 990 -EZ) and its instructions is at Insp e ction www.irs .gov/form990 . Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only). Cmmnlata iftha nrnanvatinn ancwarad "Yac" nn Fnrm 99O Part TV Iina 75a nr 75h nr Fnrm 990-F7 Part V lino 40h 1 (a) Name of disqualified person (b) Relationship between disqualified (c) Description of transaction (d) Corrected? person and organization Yes No
2 Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958 ...... ► $ 3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization . ► $
Loans to and / or From Interested Persons. Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26, or if the
(a) Name of (b) (c) () Loan to (e)Original ( f)Balance (g) In (h) (i)Written interested Relationship Purpose of odr from the principal due default? A pproved agreement? person with loan organization? amount by organization board or committee? To I From Yes I No Yes F No Yes I No See Additional Data Table
Total $ 10,146,687 1 Grants or Assistance Benefitting Interested Persons. Complete if the organization answered "Yes" on Form 990, Part IV, line 27. (a) Name of interested (b) Relationship between (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance person interested person and the 0raanization
For Paperwork Reduction Act Noticee see the Instructions for Form 990 or 990 -EZ. Cat No 50056A Schedule L (Form 990 or 990-EZ) 2013 Schedule L (Form 990 or 990-EZ) 2013 Page 2 Business Transactions Involving Interested Persons. Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c. (a) Name of interested person (b) Relationship (c) Amount of (d) Description of transaction (e) Sharing between interested transaction of person and the organization's organization revenues? Yes No See Additional Data Table
Supplemental Information Provide additional information for responses to questions on Schedule L (see instructions) Return Reference Explanation PART II - LOANS TO AND/OR AS LISTED ON ATTACHMENT I, EACH LOAN TO AN INTERESTED PERSON IS MADE FROM FROM INTERESTED PERSONS STANFORD TO THE INDIVIDUAL (COLUMN D) NONE OFTHE LOANS IS IN DEFAULT (COLUMN G) ALL LOANS HAVE BEEN APPROVED BY THE BOARD OF TRUSTEES (COLUMN H) AND FOR EACH LOAN ISSUED,THERE EXISTS A WRITTEN AGREEMENT BETWEEN STANFORD AND THE BORROWER (COLUMN I) MORTGAGE TERMS GOVERN THE CALCULATION AND PAYMENT OF INTEREST WHICH APPROXIMATE MARKET RATES PURSUANT TO PROGRAMS INTENDED TO FACILITATE HOUSING FOR EMPLOYEES, THE UNIVERSITY HOLDS MORTGAGES AND LEASEHOLDS ON CERTAIN HOUSES ON OR NEAR CAMPUS OWNED AND OCCUPIED BY EMPLOYEES AND THEIR FAMILIES, WHICH, FROM TIME TO TIME, COULD INCLUDE OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY PART III - GRANTS OR THESE DISCLOSURES DO NOT INCLUDE TRANSACTIONS IN WHICH A TRUSTEE, OFFICER, OR ASSISTANCE BENEFITING FAMILY MEMBER THEREOF PAYS TUITION, ROOM AND/OR BOARD COSTS OR RECEIVES INTERESTED PERSONS FINANCIAL AID, WORK/STUDY ASSISTANCE, AND/OR RESEARCH GRANTS FORA STUDENT AT THE UNIVERSITY, AS SUCH AMOUNTS WOULD BE IN ACCORDANCE WITH FINANCIAL AID OR GRANT PRACTICES AND ARE PROTECTED UNDER FERPA PART IV - BUSINESS AS DESCRIBED IN FURTHER DETAIL ON FORM 990, SCHEDULE O,THE UNIVERSITY HAS A TRANSACTIONS INVOLVING WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES,AMONG OTHER THINGS, THAT INTERESTED PERSONS NO MEMBER OFTHE BOARD CAN PARTICIPATE IN ANY DECISION IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST EACH TRUSTEE IS REQUIRED TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND INDICATE WHETHER THE UNIVERSITY DOES BUSINESS WITH AN ENTITY IN WHICH THE TRUSTEE HAS A MATERIAL FINANCIAL INTEREST SIMILARLY, FOR SENIOR MANAGEMENT, THE UNIVERSITY REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN, OR EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH, ENTITIES DOING BUSINESS WITH THE UNIVERSITY THESE ANNUAL DISCLOSURES COVER BOTH SENIOR MANAGEMENT AND THEIR IMMEDIATE FAMILY MEMBERS WHEN SUCH RELATIONSHIP EXISTS, MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT, INCLUDING REQUIRING THAT SUCH TRANSACTIONS BE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY MEMBERS OF THE BOARD OF DIRECTORS OF STANFORD MANAGEMENT COMPANY ("SMC")ARE ALSO COVERED UNDER THE SMC BOARD'S CONFLICT OF INTEREST POLICY, WHICH GENERALLY PROHIBITS SMC FROM ENTERING INTO AN INVESTMENT TRANSACTION IN WHICH A DIRECTOR OR A MEMBER OF HIS OR HER IMMEDIATE FAMILY HAS A MATERIAL DIRECT OR INDIRECT FINANCIAL INTEREST SMC WAS ESTABLISHED BY THE UNIVERSITY'S BOARD OFTRUSTEES AS AN UNINCORPORATED DIVISION OFTHE UNIVERSITY SMC IS GOVERNED BY A "BOARD OF DIRECTORS" THAT IS DELEGATED AUTHORITY BY, AND IS SUBJECT TO THE DIRECTION AND CONTROLOF,THE UNIVERSITY'S BOARD OFTRUSTEES THE PRIMARY PURPOSE OFSMC IS TO PROVIDE INVESTMENT MANAGEMENT SERVICES FOR THE UNIVERSITY'S ENDOWMENT AND CERTAIN OTHER UNIVERSITY INVESTMENT ASSETS AS OF AUGUST 31, 2014 THERE WERE 11 MEMBERS OF SMC'S BOARD OF DIRECTORS, OF WHICH 4 WERE TRUSTEES OF THE UNIVERSITY MEMBERS OF THE BOARD OF DIRECTORS OF SMC ARE SUBJECT TO SMC'S WRITTEN CONFLICT OF INTEREST POLICY AND MUST CERTIFY COMPLIANCE WITH THE POLICY ON AN ANNUAL BASIS SUBJECT TO THE POLICIES AND PROVISIONS OUTLINED ABOVE, AND WITHIN A WELL-DIVERSIFIED PORTFOLIO OF OVER 600 INDIVIDUAL ALTERNATIVE INVESTMENTS THAT SPAN MOST REGIONS OFTHE WORLD AND MOST OF THE APPROPRIATE ASSET CLASSES FOR INVESTMENTS OF THIS NATURE,THE UNIVERSITY MAY FROM TIME TO TIME INVEST ASSETS IN CERTAIN PARTNERSHIPS IN WHICH A TRUSTEE HAS A DIRECT OR INDIRECT PARTNERSHIP INTEREST SUCH INVESTMENTS ARE MADE BASED ON COMPELLING HISTORICAL PERFORMANCE AND TRACK RECORDS OF THE MANAGERS IN THE YEAR ENDED AUGUST 31, 2014, TRANSACTIONS WITH THE FOLLOWING INTERESTED PERSONS ROSE TO THE LEVEL OF DISCLOSURE REQUIRED BY THE IRS (A) NAME OFTHE INTERESTED PERSON IBM CORPORATION (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION WILLIAM BRODY,TRUSTEE, IS A DIRECTOR OF IBM CORPORATION (C)AMOUNT OF TRANSACTION $804,081 (D)DESCRIPTION OF TRANSACTION PURCHASES OF GOODS & SERVICES (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON GOOGLE (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION JOHN HENNESSY, PRESIDENT AND TRUSTEE AND KAVITARK RAM SHRIRAM,TRUSTEE ARE DIRECTORS OF GOOGLE (C) AMOUNT OF TRANSACTION $1,627,785 (D)DESCRIPTION OF TRANSACTION PURCHASES OF GOODS & SERVICES (E)SHARING OF ORGANIZATION'S REVENUES? NO IN ADDITION TO PURCHASES OF GOODS AND SERVICES DESCRIBED ABOVE, AND CONSISTENT WITH THE UNIVERSITY MISSION OF SHARING AND DISSEMINATING KNOWLEDGE, STANFORD PROVIDED BOOKS TO THE GOOGLE BOOK SEARCH PROJECT, WHICH IS CURRENTLY THE SUBJECT OF LITIGATION TO DATE, GOOGLE HAS SCANNED APPROXIMATELY 3 MILLION BOOKS OWNED BY STANFORD AT NO COST TO STANFORD PRESIDENT HENNESSY AND TRUSTEE SHRIRAM HAVE NOT BEEN INVOLVED IN ANY OF THE NEGOTIATIONS OR DECISIONS INVOLVING THE GOOGLE BOOK SEARCH PROJECT (A) NAME OFTHE INTERESTED PERSON CISCO SYSTEMS, INC (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION JOHN HENNESSY, PRESIDENT AND TRUSTEE IS A DIRECTOR OF CISCO SYSTEMS, INC (C)AMOUNT OF TRANSACTION $6,732,110 (D) DESCRIPTION OFTRANSACTION PURCHASES OF GOODS &SERVICES (E)SHARING OF ORGANIZATION'S REVENUES? NO THE UNIVERSITY PURCHASES GOODS AND SERVICES FROM CISCO AND GOOGLE IN THE NORMAL COURSE OF BUSINESS AND ALL PURCHASES ARE MADE, AT ARM'S LENGTH, IN ACCORDANCE WITH STANFORD PROCUREMENT POLICIES AND PROCEDURES PRESIDENT HENNESSY DOES NOT PARTICIPATE IN ANY DECISIONS WITH RESPECT TO THESE COMPANIES (A) NAME OFTHE INTERESTED PERSON PACIFIC BIOSCIENCES, INC (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION BROOK BYERS,TRUSTEE AND RANDALL LIVINGSTON, OFFICER ARE DIRECTORS OF PACIFIC BIOSCIENCES, INC (C) AMOUNT OF TRANSACTION $395,897 (D) DESCRIPTION OFTRANSACTION PURCHASES OF GOODS &SERVICES (E)SHARING OF ORGANIZATION'S REVENUES? NO (A)NAME OF THE INTERESTED PERSON COSTCO WHOLESALE, INC (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION JEFFREY RAIKES,TRUSTEE IS A DIRECTOR OF COSTCO WHOLESALE CORPORATION (C)AMOUNT OF TRANSACTION $382,278 (D)DESCRIPTION OF TRANSACTION PURCHASES OF GOODS & SERVICES (E) SHARING OF ORGANIZATION'S REVENUES? NO (A)NAME OF THE INTERESTED PERSON THOMSON REUTERS CORPORATION (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION STEVEN DENNING,TRUSTEE, ISA DIRECTOR OFTHOMSON REUTERS CORPORATION (C)AMOUNT OF TRANSACTION $403,178 (D) DESCRIPTION OF TRANSACTION PURCHASES OF GOODS & SERVICES (E)SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OFTHE INTERESTED PERSON ALTAMONT CAPITAL PARTNERS (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION MINDY ROGERS,TRUSTEE, IS A FAMILY MEMBER OF THE MANAGING DIRECTOR OF ALTAMONT CAPITAL PARTNERS (C)AMOUNT OF TRANSACTION $55,907,993 THE ABOVE AMOUNT IS THE TOTAL AMOUNT INVESTED BY STANFORD IN ALTAMONT CAPITAL PARTNERS FUNDS AS OF THE END OF THE TAX YEAR AND REPRESENTS 0 20% OF STANFORD'S TOTAL INVESTMENTS AS OF THE END OFTHE TAX YEAR (D) DESCRIPTION OF TRANSACTION INVESTMENTS (E)SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON MORGAN STANLEY (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION RUTH PORAT, TRUSTEE, WAS THE CFO OF MORGAN STANLEY (C)AMOUNT OFTRANSACTION $227,671 (D) DESCRIPTION OF TRANSACTION BROKERAGE SERVICES (E)SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON OAK HILL CAPITAL PARTNERS (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION ROBERT BASS, TRUSTEE IS THE FOUNDER AND A LEAD INVESTOR IN OAK HILL CAPITAL PARTNERS (C)AMOUNT OFTRANSACTION $73,373,352 THE ABOVE AMOUNT IS THE TOTAL AMOUNT INVESTED BY STANFORD IN OAK HILL CAPITAL PARTNERS FUNDS AS OF THE END OFTHE TAX YEAR AND REPRESENTS 0 26% OF STANFORD'S TOTAL INVESTMENTS AS OF THE END OF THE TAX YEAR (D) DESCRIPTION OF TRANSACTION INVESTMENTS (E)SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON KLEINER PERKINS CAUFIELD AND BYERS (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION BROOK BYERS,TRUSTEE,IS THE CO-FOUNDER OF AND PARTNER IN KLEINER PERKINS CAUFIELD AND BYERS (C)AMOUNT OF TRANSACTION $83,509,768 THE ABOVE AMOUNT IS THE TOTAL AMOUNT INVESTED BY STANFORD IN KLEINER PERKINS CAUFIELD AND BYERS FUNDS AS OF THE END OF THE TAX YEAR AND REPRESENTS 0 30% OF STANFORD'S TOTAL INVESTMENTS AS OF THE END OF THE TAX YEAR (D) DESCRIPTION OF TRANSACTION INVESTMENTS (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON GENERAL ATLANTIC PARTNERS (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION STEVEN DENNING,TRUSTEE, IS THE CHAIRMAN OF GENERAL ATLANTIC (C)AMOUNT OF TRANSACTION $136,100,065 THE ABOVE AMOUNT IS THE TOTAL AMOUNT INVESTED BY STANFORD IN GENERAL ATLANTIC PARTNERS FUNDS AS OF THE END OF THE TAX YEAR AND REPRESENTS 0 48% OF STANFORD'S TOTAL INVESTMENTS AS OF THE END OF THE TAX YEAR (D) DESCRIPTION OF TRANSACTION INVESTMENTS (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON PACIFIC INVESTMENT MANAGEMENT COMPANY (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION DEBORAH DECOTIS,TRUSTEE IS A DIRECTOR OF PIMCO (C)AMOUNT OF TRANSACTION $40,410,981 THE ABOVE AMOUNT IS THE SUM OF THE TOTAL AMOUNT INVESTED BY STANFORD IN PIMCO FUNDS AS OF THE END OF THE TAX YEAR AND INVESTMENT MANAGEMENT FEES PAID BY STANFORD TO PIMCO DURING THE TAX YEAR (D) DESCRIPTION OF TRANSACTION INVESTMENTS, INVESTMENT MANAGEMENT (E) SHARING OF ORGANIZATION'S REVENUES? NO CERTAIN STANFORD EMPLOYEES HAVE A FAMILY RELATIONSHIP WITH A LISTED PERSON IN THE CASES REPORTED BELOW, SUCH EMPLOYEES HAD BEEN EMPLOYED BY STANFORD PRIOR TO APPOINTMENT OF THE LISTED PERSON TO THE POSITION OF OFFICER OR TRUSTEE AND, IN NO CASE, WAS THE LISTED PERSON RESPONSIBLE FOR THE COMPENSATION, DIRECTION, EVALUATION OR CONTINUE Schedule L (Form 990 or 990-EZ) 2013 Additional Data
Software ID: Software Version: EIN: 94 -1156365 Name : THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
Form 990 , Schedule L, Part II - Loans to and from Interested Persons (a) Name of (b) Relationship with (c) Purpose of (d) Loan to (e)O riginal (f)Balance (g) In (h) (i)Written interested organization loan or from the principal due default? Approved agreement? person organization? amount by board or committee? To From Yes No Yes No Yes No (1) PHILIP FORMER KEY HOUSING X 1,211,800 1,146,955 No Yes Yes PIZZO EMPLOYEE
(2) PHILIP FORMER KEY HOUSING X 1,500,000 1,500,000 No Yes Yes PIZZO EMPLOYEE
(3) RICHARD KEY HOUSING X 25,000 25,000 No Yes Yes SALLER EMPLOYEE
(4) RICHARD KEY HOUSING X 300,000 90,000 No Yes Yes SALLER EMPLOYEE
(5) RICHARD KEY HOUSING X 300,000 250,000 No Yes Yes SALLER EMPLOYEE
(6) MARTIN OFFICER HOUSING X 1,000,000 900,000 No Yes Yes SHELL
(7)LLOYD KEY HOUSING X 719,466 719,466 No Yes Yes MINOR EMPLOYEE
(8)LLOYD KEY HOUSING X 780,534 780,534 No Yes Yes MINOR EMPLOYEE
(9) LLOYD KEY HOUSING X 1,150,000 1,150,000 No Yes Yes MINOR EMPLOYEE
(10) LLOYD KEY HOUSING X 700,000 700,000 No Yes Yes MINOR EMPLOYEE
(11) LLOYD KEY HOUSING X 1,695,000 1,684,732 No Yes Yes MINOR EMPLOYEE
(12) DAVID HIGHEST HOUSING X 700,000 700,000 No Yes Yes SHAW COMPENSATED
(13)THOMAS HIGHEST HOUSING X 500,000 500,000 No Yes Yes KRUMMEL COMPENSATED
Form 990_ Schedule L. Part IV - Business Transactions Involving Interested Persons (a) Name of interested person (b) Relationship (c) Amount of ( d) Description of transaction (e) Sharing of between interested transaction organization's person and the revenues? organization Yes No
(1) IBM Corporation SEE PART V 804,081 PURCHASES OF GOODS & No SERVICES
(2) GOOGLE SEE PART V 1,627,785 PURCHASES OF GOODS & No SERVICES
(3) CISCO SYSTEMS INC SEE PART V 6,732,110 PURCHASES OF GOODS & No SERVICES
(4) PACIFIC BIOSCIENCES INC SEE PART V 395,897 PURCHASES OF GOODS & No SERVICES
(5) COSTCO WHOLESALE INC SEE PART V 382,278 PURCHASES OF GOODS & No SERVICES
(6)THOMSON REUTERS SEE PART V 403,178 PURCHASES OF GOODS & No CORPORATION SERVICES
(7)ALTAMONT CAPITAL PARTNERS SEE PART V 55,907,993 INVESTMENTS No
(8) MORGAN STANLEY SEE PART V 227,671 BROKERAGE SERVICES No
(9) OAK HILL CAPITAL PARTNERS SEE PART V 73,373,352 INVESTMENTS No
(10) KLEINER PERKINS CAUFIELD AND SEE PART V 83,509,768 INVESTMENTS No BYERS
(11) GENERAL ATLANTIC PARTNERS SEE PART V 136,100,065 INVESTMENTS No
(12) PACIFIC INVESTMENT SEE PART V 40,410,981 INVESTMENTS, INVEST No MANAGEMENT CO MANAGEMENT
(13)JEANNE MARIE DAVILA SEE PART V 181,546 COMPENSATION No
(14)THOMAS BYERS SEE PART V 393,275 COMPENSATION No
(15) BETH MCLELLAN SEE PART V 83,923 COMPENSATION No l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 SCHEDULEM OMB No 1545-0047 (Form 990) Noncash Contributions Complete if the organizations answered " Yes" on Form 2013 990, Part IV, lines 29 or 30. Department of the Treasury n Attachto Form 990. •' - • ' Internal Revenue Service about Schedule M (Form 990) and its instructions is at www. irs, ov form990. Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 Tvoes of Prooertv (a) (b) (c) (d) Check Number of contributions Noncash contribution Method of determining if or items contributed amounts reported on noncash contribution amounts applicable Form 990, Part VIII, line 1g 1 Art-Works of art . . . . X 96 N/A 2 Art-Historical treasures 3 Art-Fractional interests 4 Books and publications 5 Clothing and household goods ...... 6 Cars and other vehicles X 4 58,130 RESALE VALUE 7 Boats and planes . . . . 8 Intellectual property . . . 9 Securities-Publicly traded . X 2,251 234,862,030 FAIR MARKET VALUE 10 Securities-Closely held stock X 5 3,019,661 FAIR VALUE 11 Securities-Partnership, LLC, or trust interests X 33 5,234,813 FAIR VALUE 12 Securities-Miscellaneous 13 Qualified conservation contribution-Historic structures 14 Qualified conservation contribution-O ther . . . 15 Real estate-Residential X 3 198,332 APPRAISAL 16 Real estate-Commercial . X 2 576,870 APPRAISAL 17 Real estate-Other . . . 18 Collectibles . . . . . X 229 N/A 19 Food inventory . . . 20 Drugs and medical supplies 21 Taxidermy ...... 22 Historical artifacts . . . . 23 Scientific specimens . . 24 Archeological artifacts . . . 25 Other P- ( X 6 0 N/A HORSES ) 26 Other P- ( X 5 200,253 FAIR MARKET VALUE MUSICAL INSTRUMENTS ) 27 Other P- ( X 2 134,100 FAIR MARKET VALUE COMPUTERS ) 28 Other P- ( X 10 734,193 FAIR MARKET VALUE OTHER EQUIPMENT 29 Number of Forms 8283 received by the organization during the tax year for contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement . 29 53 Yes No 30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for the entire holding period? 30a No b If "Yes," describe the arrangement in Part II
31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions? 31 Yes
32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash contributions? ...... 32a Yes b If "Yes," describe in Part II 33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked, describe in Part II For Paperwork Reduction Act Noticee see the Instructions for Form 990 . Cat No 51227 ] Schedule M (Form 990) (2013) Schedule M (Form 990 ) (2013) Page 2 Supplemental Information . Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference I Explanation SCHEDULE M, PART I IN COLUMN B, STANFORD IS REPORTING THE NUMBER OF ITEMS CONTRIBUTED IN THE CASE OF SECURITIES, STANFORD IS REPORTING THE NUMBER OF CONTRIBUTIONS LINE 32A, USE OFTHIRD-PARTY - STANFORD MAY, FROM TIME TO TIME, ENGAGE THIRD PARTIES (E G , REAL ESTATE BROKERS)TO SELL CERTAIN NON-CASH CONTRIBUTIONS LINE 33, NON- CASH CONTRIBUTIONS - WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, ARTIFACTS, AND THE LIKE, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED DONATIONS OF SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES Schedule M (Form 990) (2013) efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493195004395 OMB No 1545 0047 SCHEDULE 0 (Form 990 or 990-EZ) Supplemental Information to Form 990 or 990-EZ 2013 Complete to provide information for responses to specific questions on Department of the Treasury Form 990 or to provide any additional information . Open Internal Revenue Service 1- Attach to Form 990 or 990-EZ. Inspection 1- Information about Schedule 0 (Form 990 or 990-EZ) and its instructions is at www.irs. g ov/form990. Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 194-1156365
Return Explanation Reference
FORM 990, FORM OF ORGANIZATION THE LELAND STANFORD JUNIOR UNIVERSITY WAS FOUNDED BY SENATOR AND MRS LELAND PAGE 1, STANFORD ON NOVEMBER 11, 1885, IN MEMORY OF THEIR ONLY CHILD, LELAND, JR THE FOUNDING WAS ACCOMPLISHED LINE K BY A GRANT OF ENDOWMENT, KNOWN AS THE FOUNDING GRANT, WHICH CONVEYED IN TRUST TO A BOARD OF TRUSTEES CERTAIN PROPERTIES, DIRECTED THAT A UNIVERSITY BE ESTABLISHED AND OUTLINED THE OBJECTIVES AND GOVERNMENT OF THE UNIVERSITY SUBSEQUENT LEGISLATION IN THE STATE OF CALIFORNIA GRANTED THE UNIVERSITY CORPORATE POWERS EFFECTIVE 1901 ACCORDINGLY, STANFORD HAS ELECTED TO BE TREATED AS A CORPORATION FOR THE PURPOSES OF THE ADMINISTRATION OF FEDERAL AND STATE INCOME TAX LAW FORM 990, PART I, LINE 6 VOLUNTEERS THERE ARE THOUSANDS OF ALUMNI AND FRIENDS OF STANFORD UNIVERSITY WHO VOLUNTEERED THEIR SERVICES TO STANFORD OVER THE COURSE OF THE YEAR EXAMPLES OF THE WIDE SPECTRUM OF VOLUNTEER SERVICES INCLUDE SERVING AS A MEMBER OF THE BOARD OF TRUSTEES OF THE UNIVERSITY, SERVING ON A FUNDRAISING COMMITTEE, AND SERVING ON AN ADVISORY BOARD OF AN INSTITUTE WHILE STANFORD DOES NOT FORMALLY TRACK THE TOTAL NUMBER OF VOLUNTEERS, IT ESTIMATES THAT APPROXIMATELY 11,000 ALUMNI VOLUNTEERED DURING THE TAX YEAR Form 990, Parts I and III, Line 1 Organization's Mission - CONTINUED FROM PART I, LINE 1 & PART III, LINE 1 STANFORD IS INTERNATIONALLY RECOGNIZED FOR THE QUALITY OF ITS TEACHING AND RESEARCH, ITS DISTINGUISHED FACULTY, AND ITS OUTSTANDING STUDENT BODY IN THE YEARS SINCE ITS FOUNDING IN 1885, STANFORD HAS GROWN TO OVER 2,100 FACULTY MEMBERS AND AN ENROLLMENT OF APPROXIMATELY 7,000 UNDERGRADUATE AND 9,100 GRADUATE STUDENTS THE OBJECTIVE AND PURPOSES OF STANFORD UNIVERSITY, JANE AND LELAND STANFORD WROTE IN THEIR FOUNDING GRANT IN 1885, ARE TO QUALIFY ITS STUDENTS FOR PERSONAL SUCCESS, AND DIRECT USEFULNESS IN LIFE, TO PROMOTE THE PUBLIC WELFARE BY EXERCISING AN INFLUENCE IN BEHALF OF HUMANITY AND CIVILIZATION, TEACHING THE BLESSINGS OF LIBERTY REGULATED BY LAW, AND INCULCATING LOVE AND REVERENCE FOR THE GREAT PRINCIPLES OF GOVERNMENT AS DERIVED FROM THE INALIENABLE RIGHTS OF MAN TO LIFE, LIBERTY, AND THE PURSUIT OF HAPPINESS Return Explanation Reference
FORM 990, STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS, CONTINUED FROM PAGE 3 (EXPENSES $1,492,359,889 INCLUDING PART III, LINE GRANTS OF $34,980,642, REVENUE $719,761,507) INSTRUCTION AND DEPARTMENTAL RESEARCH INCLUDES THE 4A SALARIES, FRINGE BENEFITS AND SUPPLIES NECESSARY TO TEACH 16,136 STUDENTS, INCLUDING 7,018 UNDERGRADUATE AND 9,118 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS STANFORD'S 2,118-PERSON FACULTY INCLUDES 21 NOBEL PRIZE WINNERS AND FIVE PULITZER PRIZE WINNERS STANFORD HAS SEVEN SCHOOLS BUSINESS, EARTH, ENERGY & ENVIRONMENTAL SCIENCES (F/K/A EARTH SCIENCES), EDUCATION, ENGINEERING, HUMANITIES AND SCIENCES, LAW, AND MEDICINE UNDERGRADUATES CHOOSE AMONG 60 MAJORS AND ARE ENCOURAGED TO LEARN CRITICAL THINKING SKILLS THROUGH RESEARCH STANFORD STRIVES FOR CLOSE INTERACTION WITH FACULTY TO PREPARE STUDENTS TO BE TOMORROWS LEADERS Return Explanation Reference
FORM 990, (EXPENSES $1,075,576,597 INCLUDING GRANTS OF $21,843,993, REVENUE "NON PUBLIC' ONLY $230,055,514, AMOUNT PART III, EXCLUDES FEDERAL RESEARCH SUPPORT) ORGANIZED RESEARCH RESEARCH IS INTEGRAL TO THE EDUCATIONAL MISSION LINE 4B OF STANFORD AND INVOLVES FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES WHO SEEK NEW KNOWLEDGE IN SERVICE TO HUMANITY STANFORD FACULTY MEMBERS HAVE CONTRIBUTED TO ADVANCEMENTS IN HIGH TECHNOLOGY, INCLUDING THE CREATION OF DIGITAL SUBSCRIBER LINES, IDENTITY-BASED ENCRYPTION, GLOBAL POSITIONING SYSTEMS AND THE REDUCED INSTRUCTION SET COMPUTER, AMONG OTHER DISCOVERIES, DISEASE IDENTIFICATION AND MANAGEMENT, INCLUDING PROGRAMS USED BY MORE THAN 500 ORGANIZATIONS WORLDWIDE CONCERNED WITH CHRONIC HEALTH PROBLEMS SUCH AS ARTHRITIS AND HIV/AIDS, AND GENOME SEQUENCING, INCLUDING DISCOVERIES THAT CREATED THE FIELD OF GENETIC ENGINEERING TODAY'S STANFORD FACULTY MEMBERS ARE LEADERS IN NEUROSCIENCE, ENERGY, STEM CELL RESEARCH, NANOTECHNOLOGY, BIOENGINEERING, COMPUTING TECHNOLOGY, REFORM OF OUR NATION'S SCHOOLS AND ENVIRONMENTAL SUSTAINABILITY THROUGH BOTH BASIC AND APPLIED RESEARCH, STANFORD IS COMMITTED TO PROVIDING NEW KNOWLEDGE THAT FUELS OUR NATIONAL ECONOMY AND TO TRAINING GRADUATE STUDENTS WHO WILL BECOME TOMORROWS TEACHERS AND RESEARCHERS ENTREPRENEURIAL STANFORD FACULTY MEMBERS ARE KNOWN FOR THEIR ABILITY TO CROSS INTERDISCIPLINARY BOUNDARIES TO CREATE TEAMS OF RESEARCHERS ABLE TO PROVIDE NEW INSIGHTS TO COMPLEX, WORLDWIDE PROBLEMS Return Explanation Reference
FORM 990, (EXPENSES $896,358,713 INCLUDING GRANTS OF $1,254,656, REVENUE$848,817,699) UNIVERSITY AUXILIARY ACTIVITIES PART III, INCLUDES AMONG OTHERS PATIENT CARE, RESIDENTIAL & DINING ENTERPRISES (R&DE), AND INTER-COLLEGIATE ATHLETIC LINE 4C PROGRAMS STANFORD SCHOOL OF MEDICINE FACULTY MEMBERS ARE HEALTH-CARE PRACTITIONERS AS WELL AS TEACHERS, COMBINING EXPERTISE HONED BY RESEARCH WITH THE MOST ADVANCED TECHNOLOGY TO TREAT PATIENTS AT STANFORD HEALTH CARE AND THE LUCILE PACKARD CHILDREN'S HOSPITAL STANFORD FACULTY PROVIDE APPROXIMATELY 84 PERCENT OF THE PATIENT CARE AT STANFORD HEALTH CARE AND 96 PERCENT OF THE PEDIATRIC CARE AT LUCILE PACKARD CHILDREN'S HOSPITAL RESIDENTIAL & DINING ENTERPRISES (R&DE) IS THE STEWARD FOR A $1 7 BILLION ASSET PORTFOLIO COMPRISING ONE-THIRD OF STANFORD'S PHYSICAL PLANT (OVER 1/3 OF CAMPUS) AND GENERATES REVENUES PRIMARILY THROUGH STUDENT ROOM AND BOARD, CONFERENCE FEES, AND OTHER ENTERPRISES R&DE HOUSES 6,503 UNDERGRADUATE STUDENTS (96% OF TOTAL UNDERGRADUATE STUDENTS ELIGIBLE FOR HOUSING, EXCLUDING OVERSEAS) AND 5,477 GRADUATE STUDENTS (62% OF TOTAL GRADUATE STUDENTS ELIGIBLE FOR HOUSING) AND SERVES OVER 6 5M MEALS ANNUALLY TO STUDENTS (4,053 UNDERGRADUATE MEAL PLANS AND 4,250 GRADUATE STUDENTS PURCHASING VOLUNTARY MEALS) R&DE COMPLEMENTS STANFORD'S PREMIER ACADEMIC PROGRAMS WITH A ROBUST RESIDENTIAL LIVING AND LEARNING ENVIRONMENT THE UNIVERSITY AND R&DE HAVE BEEN INVESTING IN THE RESIDENTIAL EDUCATION PROGRAM TO FOSTER AN ENVIRONMENT OF INTELLECTUAL, EDUCATIONAL, AND COMMUNITY- BUILDING ACTIVITIES IN STUDENT RESIDENCES Return Explanation Reference
FORM 990, OTHER PROGRAM SERVICES (EXPENSES $644,217,432 INCLUDING GRANTS OF $355,258,811, REVENUE $402,714,638) PART III, ACADEMIC SUPPORT AND PUBLIC SERVICE $352,633,506 STUDENT FINANCIAL AID $248,847,732 SLAC CONSTRUCTION AND LINE 4D OTHER $42,736,194 TOTAL OTHER PROGRAM SERVICE EXPENSES $644,217,432 ACADEMIC SUPPORT AND PUBLIC SERVICE STANFORD SUPPORTS 20 LIBRARIES THE COLLECTIONS OF BOOKS, JOURNALS, SCORES AND PRINTED REFERENCE WORKS COMPRISE MORE THAN 9 3 MILLION PHYSICAL VOLUMES, 1 5 MILLION E-BOOKS, 2 5 MILLION AUDIOVISUAL MATERIALS, MORE THAN 77,000 SERIALS, THOUSANDS OF OTHER DIGITAL RESOURCES AND NEARLY 6 MILLION MICROFORM HOLDINGS SPECIAL COLLECTIONS INCLUDE ABOUT 300,000 RARE BOOKS AND MORE THAN 59 MILLION PAGES OF MATERIALS THE STANFORD UNIVERSITY INFORMATION TECHNOLOGY NETWORK AND INFRASTRUCTURE INCLUDES MORE THAN 250,000 ACTIVE DEVICES WITH ASSIGNED INTERNET PROTOCOL ADDRESSES STANFORD UNIVERSITY NETWORK TRANSPORTS 38 TERABYTES OF INCOMING DATA AND 26 TERABYTES OF DATA OUTGOING BETWEEN STANFORD AND THE INTERNET EACH DAY STUDENT SERVICES INCLUDE, AMONG OTHERS, THE DEAN OF STUDENT LIFE OFFICE, THE REGISTRAR, THE ADMISSIONS OFFICE, THE FINANCIAL AID OFFICE, AND THE OFFICE FOR RELIGIOUS LIFE STUDENT FINANCIAL AID INCLUDES MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS SLAC CONSTRUCTION AND OTHER THE UNIVERSITY MANAGES AND OPERATES THE SLAC NATIONAL ACCELERATOR LABORATORY FOR THE U S DEPARTMENT OF ENERGY ("DOE') UNDER A MANAGEMENT AND OPERATING CONTRACT REVENUES AND EXPENDITURES ARE INCLUDED IN STANFORD'S FINANCIAL STATEMENTS, ASSETS AND LIABILITIES ARE OWNED BY DOE AND THEREFORE CARRIED ON DOES BOOKS ACCORDINGLY, CONSTRUCTION EXPENDITURES ARE RECORDED AS EXPENDITURES HEREIN Return Explanation Reference
FORM 990 HOW THE FINANCIAL STATEMENTS WERE AUDITED STANFORD'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR PART IV, THE YEARS ENDED AUGUST 31, 2014 AND AUGUST 31, 2013 WERE AUDITED BY THE ACCOUNTING FIRM OF LINES 12A PRICEWATERHOUSECOOPERS ("PWC") AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, THE AND 12B UNIVERSITY'S FINANCIAL STATEMENTS ARE PREPARED ON A CONSOLIDATED BASIS AND INCLUDE THE UNIVERSITY ACCOUNTS AND THOSE OF STANFORD HEALTH CARE AND THE LUCILE SALTER PACKARD CHILDREN'S HOSPITAL AT STANFORD ("THE HOSPITALS") THE FINANCIAL STATEMENTS DISCLOSE SEPARATELY THE ACCOUNTS OF THE UNIVERSITY FROM THOSE OF THE HOSPITALS UNDER SEPARATE COVER, THE HOSPITALS PROVIDE AUDITED FINANCIAL STATEMENTS OF THEIR OWN ACCOUNTS PWC UTILIZES SEPARATE AUDIT TEAMS TO CONDUCT THE AUDIT ENGAGEMENTS OF STANFORD AND THE HOSPITALS EACH AUDIT IS CONDUCTED BY QUALIFIED PROFESSIONAL ACCOUNTANTS WITH AUDIT PLANS DESIGNED FROM THE SEPARATE ACCOUNTS FOR THE RESPECTIVE ENTITIES, IN ACCORDANCE WITH GENERALLY ACCEPTED AUDITING STANDARDS Return Explanation Reference
FORM 990, STANFORD HAS AN INTEREST IN OR SIGNATURE AUTHORITY OVER BANK OR INVESTMENT ACCOUNTS IN THE FOLLOWING PART V, LINE COUNTRIES AUSTRALIA, AUSTRIA, BELGIUM, BERMUDA, BRAZIL, BRITISH VIRGIN ISLANDS, CANADA, CAYMAN ISLANDS, 4B CHANNEL ISLANDS, CHILE, CHINA, CZECH REPUBLIC, DENMARK, FINLAND, FRANCE, GERMANY, GHANA, GIBRALTAR, GREECE, HONG KONG, HUNGARY, INDIA, INDONESIA, IRELAND, ISLE OF MAN, ISRAEL, ITALY, JAPAN, LIECHTENSTEIN, LUXEMBOURG, MALAYSIA, MARSHALL ISLANDS, MAURITIUS, MEXICO, NETHERLANDS, NEW ZEALAND, NORWAY, PHILIPPINES, PORTUGAL, SINGAPORE, SOUTH AFRICA, SOUTH KOREA, SPAIN, SWEDEN, SWITZERLAND, TAIWAN, THAILAND, TURKEY, UNITED KINGDOM Return Explanation Reference
FORM 990, BUSINESS RELATIONSHIPS THE FOLLOWING INDIVIDUALS LISTED ON PART VII HAVE A BUSINESS RELATIONSHIP WITH PART VI, EACH OTHER - JOHN HENNESSY AND KAVITARK RAM SHRIRAM ARE BOTH DIRECTORS OF GOOGLE - BROOK H BYERS SECTION A, AND RANDALL LIVINGSTON ARE BOTH DIRECTORS OF PACIFIC BIOSCIENCES, INC - BROOK H BYERS IS A DIRECTOR OF LINE 2 ENJOY, WHERE RONALD B JOHNSON SERVES AS CHIEF EXECUTIVE OFFICER - ISAAC STEIN IS A DIRECTOR OF IRVINE FOUNDATION, WHERE JAMES E. CANALES SERVED AS CHIEF EXECUTIVE OFFICER IN THE TAX YEAR FORM 990, PART VI, SECTION A, LINE 4 CHANGES IN THE BYLAWS THE UNIVERSITY'S BYLAWS WERE AMENDED IN FY 13 TO INCREASE THE MAXIMUM NUMBER OF TRUSTEES FROM 35 TO 38 AND TO INCREASE THE MAXIMUM NUMBER OF TRUSTEES ELECTED PURSUANT TO THE BOARDS GENERAL ELECTION PROCEDURE FROM 26 TO 29 Return Explanation Reference
FORM 990, REVIEW OF THE FORM 990 THE FORM 990 IS PREPARED BY THE UNIVERSITY'S TAX DEPARTMENT IN CONSULTATION WITH PART V I, THE OFFICE OF GENERAL COUNSEL, PAYROLL AND OTHER UNIVERSITY DEPARTMENTS THE RETURN IS REVIEWED BY SECTION B, EXTERNAL ACCOUNTANTS, OUTSIDE COUNSEL, AND SENIOR MANAGEMENT THE RETURN IS THEN DISTRIBUTED TO THE LINES 11A & B AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD FOR THEIR REVIEW IN ADVANCE OF THE COMMITTEE MEETING THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS OF THE TAX DIRECTOR AND THE CONTROLLER BOTH AT THE MEETING AND ANYTIME THEREAFTER SUBSEQUENT TO THE MEETING, A COMPLETE COPY OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS Return Explanation Reference
FORM 990, CONFLICT OF INTEREST MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES ("TRUSTEES"), OFFICERS AND FACULTY PART VI, MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH ENTITIES DOING BUSINESS WITH THE SECTION B, UNIVERSITY THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES THAT ARE STRICTLY ENFORCED TO ENSURE THAT ALL LINE 12C TRANSACTIONS WITH THESE PARTIES ARE ARM'S LENGTH, AND THERE IS NO FAVORABLE TREATMENT AS A RESULT OF THESE RELATIONSHIPS CONFLICTS OF INTEREST ARE REGULARLY MONITORED, AND APPLICABLE POLICY IS CONSISTENTLY ENFORCED UNIVERSITY-WIDE COMPLIANCE INITIATIVES INCLUDE TRAINING AND DOCUMENTATION, REQUIRED ANNUAL DISCLOSURE AND FOLLOW-UP, MANAGEMENT CONTROLS, ENTERPRISE RISK MANAGEMENT, REGULAR INTERNAL AND EXTERNAL AUDITS, WHISTLE BLOWER PROVISIONS, SUPERVISION, AND REVIEW PERCEIVED VIOLATIONS WOULD BE INVESTIGATED AND ADDRESSED AS APPROPRIATE THROUGH VARIOUS SANCTIONS, INCLUDING FINANCIAL PENALTIES AND TERMINATION, DEPENDING UPON THE NATURE AND DEGREE OF THE CONFLICT FOR OFFICERS, THE UNIVERSITY REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY THESE ANNUAL DISCLOSURES COVER BOTH OFFICERS AND THEIR IMMEDIATE FAMILY WHEN SUCH ASSOCIATIONS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE, IN THE BEST INTERESTS OF THE UNIVERSITY, ANY ACTUAL OR PERCEIVED CONFLICT FACULTY MUST COMPLY WITH THE FACULTY CONFLICT OF INTEREST POLICY, WHICH REQUIRES ANNUAL CERTIFICATION OF COMPLIANCE WITH THE POLICY AND DISCLOSURE OF INTERESTS IN OUTSIDE ENTITIES THAT ARE SPONSORS OF THEIR TEACHING OR RESEARCH OR OTHER TRANSACTIONS WITH THE UNIVERSITY IN WHICH THEY ARE INVOLVED ALL PERSONAL FINANCIAL INTERESTS RELATED TO STANFORD ACTIVITIES MUST BE REPORTED, REGARDLESS OF DOLLAR AMOUNT FOR TRUSTEES, THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES IS PERMITTED TO PARTICIPATE IN ANY DECISION RELATING TO AN ENTITY IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST THE CONFLICT OF INTEREST POLICY ALSO PRECLUDES THE UNIVERSITY FROM ENTERING INTO CERTAIN TRANSACTIONS WITH AN ENTITY IN WHICH A TRUSTEE HAS A MATERIAL FINANCIAL INTEREST UNLESS MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT NAMELY, THE POLICY REQUIRES THAT SUCH TRANSACTIONS ARE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY, AND OTHERWISE IN ACCORDANCE WITH SOUND CONFLICT MANAGEMENT PRACTICES THE CONFLICT OF INTEREST POLICY REQUIRES EACH TRUSTEE TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS Return Explanation Reference
FORM 990, COMPENSATION DETERMINATION THE ANNUAL PROCESS FOR DETERMINING COMPENSATION OF BOTH THE TOP PART VI, MANAGEMENT OFFICIAL (PRESIDENT OF THE UNIVERSITY) AND OF OTHER OFFICERS/KEY EMPLOYEES INCLUDES REVIEW SECTION B, AND APPROVAL BY INDEPENDENT PERSONS, USE OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION LINE 15 OF THE DELIBERATION AND DECISION IN THE CASE OF THE UNIVERSITY'S PRESIDENT, THE VICE PRESIDENT OF HUMAN RESOURCES, AT A PRELIMINARY MEETING WITH A SUBCOMMITTEE OF THE COMMITTEE ON COMPENSATION, PRESENTS AN ANALYSIS OF CURRENT RELEVANT MARKET DATA OBTAINED FROM AN INDEPENDENT HUMAN RESOURCE CONSULTING FIRM THE SAME MATERIALS ARE SENT TO THE FULL COMMITTEE AT THE MEETING OF THE FULL COMMITTEE AND IN THE ABSENCE OF THE PRESIDENT, DISCUSSION OCCURS PRIOR TO A VOTE MINUTES OF BOTH MEETINGS ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES IN THE CASE OF OTHER OFFICERS/KEY EMPLOYEES, PER GUIDELINES IN THE COMMITTEES EXECUTIVE COMPENSATION POLICY AND PROCEDURES DOCUMENT, EACH Y EAR THE VICE PRESIDENT OF HUMAN RESOURCES PROVIDES CURRENT RELEVANT MARKET DATA AND THE HISTORICAL PAY INFORMATION RELATING TO THESE PERSONS TO THE PRESIDENT OR TO THE PROVOST BASED ON THE REPORTING STRUCTURE THE PRESIDENT AND PROVOST PROPOSE CHANGES IN COMPENSATION BASED ON EACH INDIVIDUAL'S PERFORMANCE AND ON THE MARKET DATA THE COMMITTEE ON COMPENSATION REVIEWS THE RECOMMENDATIONS AND, FOLLOWING DISCUSSION, APPROVES THE RECOMMENDATIONS AS SUBMITTED OR WITH MODIFICATIONS MINUTES OF THE MEETING ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES Return Reference Explanation
FORM 990, PART VI, STANFORD UNIVERSITY MAKES ITS FOUNDING GRANT, FACULTY AND STAFF CONFLICT OF INTEREST POLICIES, SECTION C, LINE 19 AND FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC ON STANFORD'S WEBSITE, AND UPON REQUEST TO THE OFFICE OF UNIVERSITY COMMUNICATIONS Return Explanation Reference
FORM 990, HOURS FOR RELATED ORGANIZATIONS IN CONNECTION WITH THEIR POSITIONS AT STANFORD, CERTAIN LISTED PART VII, INDIVIDUALS MAY, FROM TIME TO TIME, PARTICIPATE IN ACTIVITIES OF A RELATED ORGANIZATION WHERE THE LISTED SECTION A, INDIVIDUALS ARE TRUSTEES, DIRECTORS, OFFICERS, OR EMPLOYEES OF THE RELATED ORGANIZATION, THE TIME COLUMN B DEVOTED TO THE RELATED ORGANIZATION BY SUCH INDIVIDUALS IS GENERALLY REPORTED AS RELATED ORGANIZATION HOURS IN PART VII, SECTION A, LINE 1A, COLUMN (B), BELOW THE DOTTED LINE IN ALL OTHER CASES, THE HOURS IN CONNECTION WITH SUCH PARTICIPATION ARE INCLUDED IN THE HOURS REPORTED FOR THE INDIVIDUALS' POSITIONS AT STANFORD UNIVERSITY IN PART VII, SECTION A, LINE 1A, COLUMN (B), ABOVE THE DOTTED LINE Return Explanation Reference
FORM 990, INDEPENDENT CONTRACTORS IN THE PRESENTATION OF THE DATA APPEARING IN FORM 990, PART VII, SECTION B, PART VII, STANFORD REPORTS DIRECT CASH COMPENSATION PAID TO PROFESSIONAL INDEPENDENT CONTRACTORS SECTION B COMMISSIONS, DISCOUNTS, AND MANAGEMENT FEES EMBEDDED IN AND/OR DEDUCTED FROM INVESTMENT RETURNS AND AMOUNTS PROVIDED TO VENTURE CAPITAL, PRIVATE EQUITY, AND HEDGE FUND GENERAL PARTNERS DUE TO THEIR "CARRIED INTEREST' IN PARTNERSHIPS IN WHICH STANFORD PARTICIPATES ARE NOT CONSIDERED IN THIS REPORTING Return Explanation Reference
FORM 990, PART OTHER CHANGES IN NET ASSETS OR FUND BALANCES CHANGE IN POST RETIREMENT BENEFIT OBLIGATION $ XI, LINE 9 11,952,000 PAYMENTS TO LIVING TRUST BENEFICIARIES (39,182,494) NET HOSPITAL TRANSFERS 69,017,915 CHANGE IN VALUE OF SWAP AGREEMENTS (8,616,644) ------$ 33,170,777 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN:93493195004395 OMB No 1545-0047 SCHEDULE R Related Organizations and Unrelated Partnerships (Form 990) 1- Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37. 2013 1- Attach to Form 990. 1- See separate instructions. Department of the Treasury 1- Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990 . Internal Revenue Service Name of the organization Employer identification number THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 94-1156365 Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33. (a) (b) (c) (d) (e) (f) Name, address, and EIN (if applicable) of disregarded entity Primary activity Legal domicile (state Total income End-of-year assets Direct controlling or foreign country) entity
See Additional Data Table
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
( a) (b) (c) (d) (e) (f) (g) Name, address, and EIN of related organization Primary activity Legal domicile (state Exempt Code section Public charity status Direct controlling Section 512(b) or foreign country) (if section 501(c)(3)) entity (13) controlled entity? Yes No See Additional Data Table
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50135Y Schedule R (Form 990) 2013 Schedule R (Form 990) 2013 Page 2 Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a) (b) (c) (d) (e) (f) (g) (h) (i) U) (k) Name, address, and EIN of Primary activity Legal Direct Predominant Share of Share of Disproprtionate Code V-UBI General or Percentage related organization domicile controlling income(related, total income end-of-year allocations? amount in box managing ownership (state or entity unrelated, assets 20 of partner? foreign excluded from Schedule K-1 country) tax under (Form 1065) sections 512- 514) Yes No Yes No See Additional Data Table
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a) (b) (c) (d) (e) (f) (g) (h) (i) Name, address, and EIN of Primary activity Legal Direct controlling Type of entity Share of total Share of end- Percentage Section 512 related organization domicile entity (C corp, S income of-year ownership (b)(13) (state or foreign corp, assets controlled country) or trust) entity? Yes No See Additional Data Table
Schedule R (Form 990) 2013 Schedule R (Form 990) 2013 Page 3 ff^ Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36. Note . Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule YesFNo 1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV? a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity la Yes b Gift, grant, or capital contribution to related organization(s) lb Yes c Gift, grant, or capital contribution from related organization(s) 1c Yes d Loans or loan guarantees to or for related organization(s) ld No e Loans or loan guarantees by related organization(s) le No
f Dividends from related organization(s) if No g Sale of assets to related organization(s) 1g No h Purchase of assets from related organization(s) 1h No i Exchange of assets with related organization(s) li No j Lease of facilities, equipment, or other assets to related organization(s) 1j Yes
k Lease of facilities, equipment, or other assets from related organization(s) 1k Yes I Performance of services or membership or fundraising solicitations for related organization(s) 11 Yes m Performance of services or membership or fundraising solicitations by related organization(s) 1m Yes n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) in Yes o Sharing of paid employees with related organization(s) 10 No
p Reimbursement paid to related organization(s) for expenses 1p No q Reimbursement paid by related organization(s) for expenses 1q Yes
r Other transfer of cash or property to related organization(s) lr Yes s Other transfer of cash or property from related organization(s) is Yes
2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds (a) (b) (c) (d) Name of related organization Transaction Amount involved Method of determining amount involved type (a-s) See Additional Data Table
Schedule R (Form 990) 2013 Schedule R (Form 990) 2013 Page 4 Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37. Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization See instructions regarding exclusion for certain investment partnerships
(a) (b) (c) (d) (e) (f) (g) (h) (i) U) (k) Name, address, and EIN of entity Primary activity Legal Predominant Are all partners Share of Share of Disproprtionate Code V7UBI General or Percentage domicile income section total end-of-year allocations? amount in managing ownership (state or (related, 501(c)(3) income assets box 20 part ner? foreign unrelated, organizations? of Schedule country) excluded from K-1 tax under (Form 1065) sections 512- 514) Yes No Yes No Yes No
Schedule R (Form 990) 2013 Schedule R (Form 990) 2013 Page 5 Supplemental Information Provide additional information for responses to auestions on Schedule R (see instructions
Return Reference I Explanation SCHEDULE R, PART IV, LINE (3) CHARITABLE LEAD ANNUITY TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA SCHEDULE R, PART IV, LINE (4) CHARITABLE REMAINDER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA SCHEDULE R, PART IV, LINE (5) OTHER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA SCHEDULE R, PART IV, LINE (6) POOLED INVESTMENT FUNDS ARE PRINCIPALLY DOMICILED IN CALIFORNIA SCHEDULE R, PART V, LINE 2 AMOUNTS REPORTED FOR STANFORD UNIVERSITY BOOK STORE WERE DETERMINED USING STANFORD UNIVERSITY BOOK STORE'S BOOKS, WHICH WERE PREPARED ON A FISCAL YEAR ENDING JUNE 2014 Schedule R (Form 990) 2013 Additional Data
Software ID: Software Version: EIN: 94 -1156365 Name : THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
Form 990, Schedule R, Part I - Identification of Disregarded Entities (c) (a) (b) Legal Domicile (d) (e) (f) Name, address, and EIN (if applicable) of disregarded entity Primary Activity (State Total income End-of-year assets Direct Controlling or Foreign Entity Country)
(1)STANFORD UNIVERSITY OTL LLC TECHNOLOGY CA 3,858 62,283 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (1)SU ACQUISITION LLC REAL ESTATE DE 402,948 2,000,000 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (2)SAA SIERRA PROGRAMS LLC ALUM RELATION CA 6,093,562 9,877,799 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (3)ANTS AT WORK LLC research NM 0 55,000 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (4) SHR HOTEL LLC REAL ESTATE CA 48,448,834 131,613,971 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 41-2277925 (5) SPECIALTY EVENTS LLC GEN BUS OPS CA 0 0 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 27-3665473 (6) ROCKY HILL PROPERTY LLC REAL ESTATE CA 51,826 6,172,307 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 45-4672921 (7) STANFORD UNIVERSITY GLOBAL LLC EDUCATION CA 2,629,259 1,256,856 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (8)CARDINAL NEWBURY GP LLC INVESTMENT DE 7,841 -68,301 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 94-1156365 (9)CARDINAL NEWBURY LP LLC INVESTMENT DE 737,061 -6,419,388 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 94-1156365 (10) FAIRFIELD NORTH SEA ENERGY LLC INVESTMENT DE 0 29,084,940 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 94-1156365 (11) SAND HILL INVESTMENTS GP LLC INVESTMENT DE 0 0 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 41-2262027 (12) SMC DE LLC INVESTMENT DE 319,252 2,836,448 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 94-1156365 (13) ALTIRA TECHNOLOGY FUND IV DIRECT INVEST INVESTMENT DE -3,548 2,756,904 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 94-1156365 (14) SNOWCREEK VII LLC REAL ESTATE CA 3,239,729 6,207,154 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 95-4890334 (15) GRE PROPERTIES LLC REAL ESTATE DE 0 25,736 STANFORD 3145 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (16) GRE PROPERTIES II LLC REAL ESTATE DE 0 28,736 STANFORD 3160 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (17) JPS NO 1 LLC REAL ESTATE DE 0 3,860,123 STANFORD 3160 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (18) JPS NO 2 LLC REAL ESTATE DE 0 1 STANFORD 3160 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 (19) GREGORY STREET ACQUISITION LLC REAL ESTATE CO 0 4,914 STANFORD 3160 PORTER DRIVE PALO ALTO, CA 94304 94-1156365 Form 990. Schedule R. Part I - Identification of Disregarded Entities (c) (a) (b) Legal Domicile (d) (e) (f) Name, address, and EIN (if applicable) of disregarded entity Primary Activity (State Total income End-of-year assets Direct Controlling or Foreign Entity Country)
(21) HP OUTLAWS LLC REAL ESTATE DE 0 0 STANFORD 3160 PORTER DRIVE SUITE 200 PALO ALTO, CA 94304 94-1156365 (1) 200 GREGORY STREET LLC REAL ESTATE CO 0 0 STANFORD 3160 PORTER DRIVE SUITE 200 PALO ALTO, CA 94304 94-1156365 (2)CYPRESS MARINA HEIGHTS LLC INVESTMENTS CA 1,300 36,849,906 CYPRESS MARI C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 95-4887979 (3)CYPRESS MARINA PARTNERS LLC INVESTMENTS CA 1,300 41,023,190 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(4) RED ALPINE LLC INVESTMENTS DE 0 0 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(5) RED ALVARADO LLC INVESTMENTS DE 124,113 10,769,474 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(6) RED ARBORETUM LLC INVESTMENTS DE 0 11,416,935 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(7) RED ARDENWOOD LLC INVESTMENTS DE 0 21,236,152 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(8) RED BART LLC INVESTMENTS DE 0 16,408,800 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(9) RED BROADWAY LLC INVESTMENTS DE 404 2,318,792 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(10) RED CAMINO LLC INVESTMENTS DE -115,586 7,504,860 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(11) RED DECOTO LLC INVESTMENTS DE 32,796 2,522,669 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(12) RED MARINA LLC INVESTMENTS DE 15,557 5,896,274 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(13) RED MARINER LLC INVESTMENTS DE 0 31,991,000 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(14) RED POPLAR LLC INVESTMENTS DE 0 45,477,596 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(15) RED QUARRY LLC INVESTMENTS DE 0 3,157,747 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(16) RED RECIPE LLC INVESTMENTS DE 0 17,224,960 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(17) RED SANDHILL LLC INVESTMENTS DE 0 8,692,855 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(18) RED SKYLINE LLC INVESTMENTS DE 0 19,650,224 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305
(19) RED VELD LLC INVESTMENTS DE 0 12,833,334 STANFORD C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 Form 990. Schedule R. Part I - Identification of Disregarded Entities (c) (a) (b) Legal Domicile (d) (e) (f) Name, address , and EIN (if applicable) of disregarded entity Primary Activity (State Total income End-of-year assets Direct Controlling or Foreign Entity Country)
(41) SAND HILL INVESTMENTS LP INVESTMENTS DE 15,157,755 134,690,843 SAND HILL GP C/O SMC 635 KNIGHT WAY STANFORD, CA 94305 37-1557441 Form 990. Schedule R. Part II - Identification of Related Tax-Exemut Organizations (a) (b) (c) (d) (e) (f) (g) Name, address, and EIN of related organization Primary activity Legal domicile Exempt Code Public charity Direct controlling Section 512 (state section status entity (b)(1 3 ) or foreign (if section 501(c) controlled country) (3)) entity?
Yes No (1) STANFORD HEALTH CARE HEALTHCARE CA 501(C)(3) 3 STANFORD Yes
300 PASTEUR DRIVE MC 5555 STANFORD, CA 94305 94-6174066 (1) LUCILE SALTER PACKARD CHILDRENS HOSPITAL HEALTHCARE CA 501(C)(3) 3 STANFORD Yes
725 WELCH ROAD MC 5553 PALO ALTO, CA 94304 77-0003859 (2)THE FREIDENRICH SUPPORT FOUNDATION SUPPORT CA 501(C)(3) 11, TYPE I STANFORD Yes
3145 PORTER DRIVE PALO ALTO, CA 94304 30-0519583 (3) SHR HOLDINGS INC REAL ESTATE CA 501(C)(25) N/A STANFORD Yes
3145 PORTER DRIVE PALO ALTO, CA 94304 94-3187167 (4) SU EMP BEN TRUST POST RETEMPYNT BEN BENEFITS CA 501(C)(9) N/A STANFORD Yes
3145 PORTER DRIVE PALO ALTO, CA 94304 94-3246199 (5) UNIVERSITY HEALTHCARE ALLIANCE HEALTHCARE CA 501(C)(3) 3 SHC Yes
855 OAK GROVE AVE SUITE 100 MENLO PARK, CA 94205 94-3192446 (6)THE DUDLEY E CHAMBERS FOUNDATION SUPPORT NY 501(C)(3) 11,TYPE III STANFORD Yes
JP MORGAN CHASE PO BOX 3038 MILWAUKEE, WI 53201 38-6841793 (7)STANFORD UNIVERSITY BOOK STORE SUPPORT CA 501(C)(3) 11, TYPE I STANFORD Yes
BLDG 60 MAIN QUAD NO 105 STANFORD, CA 94305 94-0894150 (8) PACKARD CHILDREN'S HEALTH ALLIANCE HEALTHCARE CA 501(C)(3) 3 LPCH Yes
725 WELCH ROAD MC5551 PALO ALTO, CA 94304 32-0359189 (9) STANFORD HABITAT CONSERVATION BOARD CONSERVATION CA 501(C)(3) 7 STANFORD Yes
3160 PORTER DR STE 200 PALO ALTO, CA 94304 46-1882243 (10) STANFORD FACULTY CLUB FAC INTERACT CA 501(C)(7) N/A STANFORD Yes
PO BOX 7229 STANFORD, CA 94309 94-1187089 (11)THE HONG KONGSU CHARITABLE TRUST SUPPORT HK 501(C)(3) STANFORD Yes
1401 CAROLINE CENTER 28 PING ROAD,CAUSEWAY HK 98-6078093 (12)THESTANFORDTRUST SUPPORT UK 501(C)(3) STANFORD Yes
65 HIGH STREET OXFORD,OX146L UK
(13) STANFORD PROGRAMME (CAPE TOWN) NPC EDUCATION SF 501(C)(3) STANFORD Yes
WAVERLY BUSINESS PARK BUILDING 11 CAPE TOWN SF
(14) STANFORD FEDERAL CREDIT UNION CREDIT UNION CA 501(C)(1) N/A STANFORD Yes
1860 EMBARCADERO RD PALO ALTO, CA 94303 94-1492212 (15) UNIVERSITY HEALTHCARE ADVANTAGE HEALTHCARE CA 501(c)(3) 11, type 1 SHC Yes
3220 BLUME DR STE 260 RICHMOND, CA 948065741 46-4071746 (16) STANFORD SCHOOLS CORPORATION EDUCATIONAL CA 501(C)(3) 2 STANFORD Yes
475 POPE STREET MENLO PARK, CA 94025 20-2699147 (17) PACIFIC 12 CONFERENCE EDUCATIONAL CA 501(C)(3) 11,TYPE 1 NA No
1350 TREAT BOULEVARD WALNUT CREEK, CA 94597 94-1459048 Form 990. Schedule R. Part III - Identification of Related Organizations Taxable as a Partnershiu (c) (e) (h) (]) Legal (d) Predominant (f) (g) (i) General (a) (b) Disproprtionate (k) Domicile Direct income Share of total Share of end-of- Code V-UBI amount or Name , address , and EIN of Primary activity allocations? PercentagePercenta (State Controlling (related, income year assets in Managing related organization ownership or Entity unrelated, Box 20 ofK-1 Partner? Foreign excluded from (Form 1065) Country) tax under sections 512-514 ) Yes No Yes No ATWATER 12 LP INVESTMENTS DE STANFORD EXCLUDED 633,625 21,313,726 No 0 No 70 000 %
2100 ROSS AVE STE 1600 DALLAS, TX 75201 75-2944481 AVENUE ASIA CAPITAL FOREIGN INV DE STANFORD EXCLUDED -3,570,904 171,285 No 0 No 79 270 % PARTNERS LP
399 Park Ave 6th Fl NEWYORK, NY 10022 01-0553224 JER R E QUALIFIED INVESTMENTS DE STANFORD UNRELATED 106,160 125,559 No 106,301 No 99 000 % PARTNERS EUROPE LP
7950 JONES BRANCH DR STE 220 MCLEAN, VA 22107 54-2029560 LINCOLN COMMERCE RE DEVELOPMEN DE STANFORD EXCLUDED 1,766 0 No 0 No 0 % PARK II LTD
PO BOX 1920 DALLAS, TX 75221 20-4681486 PALO ALTO LP FOREIGN INV JE STANFORD EXCLUDED 644,414 77,700,596 No 0 No 99 790 %
OGIER HOUSE THE ESPLANADE ST HELIER XC JE4 9 WG JE PARMENTER REALTY INVESTMENTS DE STANFORD EXCLUDED 281,033 -21,752,430 No No 75 410 % FUND II LP
1111 BRICKELL AVE STE2910 MIAMI, FL 33131 20-0973616 SANDPIPER FUND LP INVESTMENTS TX STANFORD EXCLUDED -10,880,852 42,093,070 No 0 No 97 420 %
2000 MCKINNEY AVE STE2125 DALLAS, TX 75201 26-0341626 SAROFIM MULTIFAMILY RE DEVELOPMEN DE STANFORD UNRELATED 11,846,213 67,146,659 No -494,879 No 63 750 % PARTNERS LP
8115 PRESTON RD STE 400 DALLAS, TX 75225 20-1929002 SKY HARBOR INVESTMENTS DE STANFORD EXCLUDED -566,902 25,353 No 0 No 100 000 % ASSOCIATES LP
PO BOX 1920 DALLAS, TX 75221 20-5803431 STERLING STAMOS INVESTMENTS DE STANFORD UNRELATED 1,153,704 22,996,564 No -141,731 No 62 690 % REAL ASSETS FUND (A) LP
450 PARK AVE 23RD FL NEWYORK, NY 10022 20-3949682 DEK PORTFOLIO LLC INVESTMENTS DE STANFORD EXCLUDED -332,120 4,233,495 No 0 No 97 310 %
C/O SPAULDING SLYE INV 1 PO S BOSTON, MA 02109 04-3446765 BROWN BARK I LP INVESTMENTS DE STANFORD EXCLUDED -706,497 922,549 No 0 No 99 000 %
PO BOX 1068 STAFFORD, TX 774971068 72-1604614 BROWN BARK II LP INVESTMENTS DE STANFORD EXCLUDED 893,731 1,528,018 No 0 No 99 000 %
PO BOX 1068 STAFFORD, TX 774971068 20-8727391 BROWN BARK III LP INVESTMENTS DE STANFORD EXCLUDED 1,030,913 479,391 No 0 No 66 000 %
PO BOX 1068 STAFFORD, TX 774971068 26-1780743 FORTRESS IW INVESTMENTS CJ STANFORD EXCLUDED -7,403,735 1,011,550 No 0 No 71 640 % COINVESTMENT (FUND B) LP
1345 AVE OF THE AMERICAS 23RD FL NEWYORK, NY 10105 98-0509639 Form 990. Schedule R. Part III - Identification of Related Organizations Taxable as a Partnershiu (c) (e) (h) (]) Legal (d) Predominant (f) (g) (i) General (a) (b) Disproprtionate (k) Domicile Direct income Share of total Share of end-of- Code V-UBI amount or Name , address , and EIN of Primary activity allocations? PercentagePercenta (State Controlling (related, income year assets in Managing related organization ownership or Entity unrelated, Box 20 of K-1 Partner? Foreign excluded from (Form 1065) Country) tax under sections 512-514 ) Yes No Yes No JER REAL ESTATE INVESTMENTS UK JER EXCLUDED -333,408 0 No 0 No 0 % PARTNERS EUROPE II LP ALBERTA LP
CLARGES HOUSE 6-12 CLARGES ST LONDON,EN W1J 8AD UK STANFORD PET-CT LLC MED DIAGNOST CA SHC RELATED 5,308,374 9,724,890 0 50 000 %
300 PASTEUR DRIVE M/C 5555 STANFORD, CA 94305 61-1423414 CEE EQUITY HOLDINGS INVESTMENTS JE STANFORD EXCLUDED 178 25,598,088 No 0 No 100 000 % LP
Elizabeth House 9 Castle St St Helier,,Je 3E4 2QP JE LSFV DHB HOLDINGS LP INVESTMENTS DE STANFORD EXCLUDED 2,614,811 5,641,684 No 0 No 61 880 %
2711 N Haskell Ave Ste 1700 DALLAS, TX 75204 27-2858604 SIC SNOWCREEK VIII RE DEVELOPMEN CA STANFORD UNRELATED -723,514 16,122,056 No -723,514 No 99 870 % LLC
635 KNIGHT WAY STANFORD, CA 94305 27-5431605 SUMIT HOLDING HOLDING COMPA DE SHC 0 0 No 0 No INTERNATIONA LLLC
1400 PAGE MILL ROAD MC5713 PALO ALTO, CA 94304 26-3934706 ARCOLA VENTURE LLC RE DEVELOPMEN DE STANFORD EXCLUDED 91 20,991,603 No 0 No 91 430 %
C/O STANFORD MGMT CO 635 KNIGHT W STANFORD, CA 943057297 37-1689632 BLACKSTONE REP VII INVESTMENTS DE STANFORD UNRELATED 241,084 52,051,069 No 554,139 No 51 210 % TE 7-NQ LP
C/O THE BLACKSTONE GROUP 345 PARK NEWYORK, NY 10154 90-0878802 OUTLAWS CASINO LTD HOLDING COMPA CO HP 0 0 0 Yes 80 000 % OUTLAWS 3160 PORTER DR LLC PALO ALTO, CA 94304 84-1457498 STANFORD EMANUEL RADIOLOGY CA SHC 0 0 0 RAD ONCOLOGY CENTER
20-8885091 ARCOLA RESIDENTIAL real estate CA ARCOLA 167,911 31,419,967 No 0 No 91 950 % VENTURE LLC RESIDENT
635 Knight Way stanford, CA 943057297 90-0818278 RESERVOIR RESOURCE investments NY STANFORD EXCLUDED 0 2,136,399 No 0 No 99 980 % PARTNERS TE LP
650 Madison Ave 26th Floor newyork, NY 10022 46-2286221 STANFORD-STARTX INVESTMENTS DE STANFORD EXCLUDED 108,565 14,166,561 No 0 Yes 66 670 % FUND LLC
3145 PORTER DRIVE PALO ALTO, CA 94304 46-4297719 Form 990. Schedule R. Part IV - Identification of Related Organizations Taxable as a Coruoration or Trust (d) Name, address, (and EIN of related (b) (c) (e) Share of total (g) (h) Legal Domicile Direct Controlling Type of entity Share of Percentage 0) organization Primary activity income Section 512(b) (State or Entity (C corp, S corp, end-of-year ownership (13) controlled Foreign or trust) assets entity? Country)
Yes No MARINER VOYAGER INVESTMENTS CJ STANFORD C CORP 0 8,545,532 67 270 % Yes INTERNATIONAL LTD C/O STUARTS CORP SVCS PO BOX 2510 GEORGE TOWN CJ STANFORD SGGS EUROPE INC INVESTMENTS CJ STANFORD C CORP 17,991,247 33,774,748 100 000 % Yes UGLAND HOUSE S CHURCH ST PO BOX 309GT, GEORGE TOWN CJ 13-1684331 BLACK RIVER EMEA INVESTORS INVESTMENTS CJ STANFORD C CORP 26,106,917 141,544,645 94 580 % Yes FUND LTD UGLAND HOUSE S CHURCH ST GEORGE TOWN CJ 98-0428006 EAST SAIL INVESTMENTS MP STANFORD C CORP 34,301,060 76,727,361 100 000 % Yes C/O INTL FS INC IFS COURT TWENTYEIGHT, CYBERCITY, EBENE
MP GAVEA INVESTMENT FUND II-C LP INVESTMENTS CJ STANFORD C CORP -5,436,018 24,021,668 53 190 % Yes PO BOX 896GT HARBOUR CENTRE GEORGE TOWN,cayman islands CJ 98-0537952 JER ALBERTA LP INVESTMENTS CA STANFORD C CORP -333,408 0 100 000 % Yes C/O JE ROBERT COS 1650 TYSON BLVD MCLEAN, VA 22102 98-0423557 LS ALBERTA III LP INVESTMENTS CA STANFORD C CORP 683,870 9,177,836 100 000 % Yes c/o JE ROBERT COS 1650 TYSON BLVD MCLEAN, VA 22102 98-0493425 MARBLETON PROPERTY FUND INVESTMENTS CA STANFORD C CORP -3,520 0 100 000 % Yes (ALBERTA) LP c/o JE ROBERT COMPANIES 1650 TYS MCLEAN, VA 22102 98-0531893 CLAT (16) CHARITABLE CA STANFORD TRUST TR
CRT (501) CHARITABLE CA STANFORD TRUST TR
OTHER (7) CHARITABLE CA STANFORD TRUST TR
PIF (79) CHARITABLE CA STANFORD TRUST TR
ALPINE CHALET INC SKI LODGE CA SAA SUERRA C CORP 281,237 468,998 100 000 % Yes PO BOX 9988 PROG SOUTH LAKE TAHOE, CA 96158 94-1556099 STANFORD (BEIJING) CNSLTNG CO EDUCATION CH SU GLOBAL LLC C CORP 562,750 180,920 100 000 % Yes LTD (WFOE) 5275TH FLBLDG CACADEMY SOUTH RD HAIDAN DISTRICT, BEIJING CH STANFORD UNIV MED NETWORK RISK MGMT CA SUMIT HLDG C CORP 0 0 0 % Yes RISK AUTHORITY CON INT 1400 PAGE MILL RD MSC 5713 PALO ALTO, CA 94304 46-1132002 Form 990. Schedule R. Part IV - Identification of Related Organizations Taxable as a Coruoration or Trust (a) (b) (c) (d) Name, address, and EIN of related ( Type of entity Share of total (h) 0) Primary activity Legal Domicile Direct Controlling Sharere of Percentage organization (C corp, S income Section 512(b) (State or Entity end-of-year ownership corp, (13) controlled Foreign assets or trust) entity? Country)
Yes No PROFESSIONAL EXCHANGE INSURANCE HI UHA C CORP 0 0 0 % Yes ASSURANCE COMPANY 201 MERCHANT STREET SUITE 2400 HONOLULU, HI 96813 90-0897686 ARCOLA RES DEVELOPMENT CORP INVESTMENT DE STANFORD C CORP 167,911 31,419,967 100 000 % Yes C/O SMC 635 KNIGHT WAY STANFORD, CA 943057297 80-0804754 BREP VII ALBERTA FEEDER INVESTMENTS CA STANFORD C CORP 614,647 4,389,348 51 720 % Yes (OFFSHORE)TE7LP C/O THE BLACKSTONE GROUP 345 PARK NEWYORK, NY 10154 98-1066351 BREP VII ALBERTA FEEDER INVESTMENTS CA STANFORD C CORP 925,901 6,539,005 51 720 % Yes (OFFSHORE)TE7NQLP C/O THE BLACKSTONE GROUP 345 PARK NEWYORK, NY 10154 98-1066355 MBS AGENCY OFFSHORE FUND LTD INVESTMENTS CJ STANFORD C CORP 0 0 0 % Yes C/O WALKER SPV LTD 87 MARY ST GEORGE TOWN,GRAND CAYMAN KY1-9002 CJ WOODBOURNE CANADA INVESTMENTS CJ STANFORD C CORP 3,496,871 40,249,089 60 000 % Yes PARTNERS II -CAYMAN LP C/O INTRTRST CO RP SERV 190 ELGIN AV GRAND CAYMAN,CAYMAN ISLANDS KY1-9005 CJ 98-0705321 WEST FACE ALTERNATIVE CREDIT Investment CJ STANFORD C CORP -188,318 3,910,953 99 880 % Yes CAYMAN LP PO Box 10008 Willow House Grand Cayman, Cayman Islands KY1-1001 CJ 98-1140761 MIDPOINT TECHNOLOGY PARK REAL ESTATE CA STANFORD C CORP 0 0 Yes OWNERS ASSOC 3145 PORTER DRIVE PALO ALTO, CA 94304 94-3287254 Form 990. Schedule R. Part V - Transactions With Related Organizations (a) (b) (c) (d) Name of other organization Transaction Amount Involved Method of determining type (a-s) amount involved
ATWATER 12 LP B 51,450 BANK RECORDS
ATWATER 12 LP S 686,000 BANK RECORDS
BLACKSTONE REAL ESTATE PARTNERS VII TE 7 - NQ B 13,102,034 BANK RECORDS
BLACKSTONE REAL ESTATE PARTNERS VII TE 7 - NQ S 1,355,958 BANK RECORDS
BREP VII ALBERTA FEEDER (OFFSHORE)TE 7 LP B 3,653,657 BANK RECORDS
BREP VII ALBERTA FEEDER (OFFSHORE)TE 7 LP S 132,897 BANK RECORDS
BREP VII ALBERTA FEEDER (OFFSHORE)TE 7-NQ LP B 3,809,675 BANK RECORDS
BREP VII ALBERTA FEEDER (OFFSHORE)TE 7-NQ LP S 417,916 BANK RECORDS
BROWN BARK I LP S 1,289,361 BANK RECORDS
BROWN BARK II LP S 1,310,070 BANK RECORDS
BROWN BARK III LP S 983,888 BANK RECORDS
CEE EQUITY HOLDINGS LP S 9,565,562 BANK RECORDS
DEK PORTFOLIO LLC S 2,007,016 BANK RECORDS
EAST SAIL B 369,153 BANK RECORDS
GAVEA INVESTMENT FUND II-C LP S 1,596,407 BANK RECORDS
JER ALBERTA LP S 450,367 BANK RECORDS
LSF V DHB HOLDINGS LP S 94,173,681 BANK RECORDS
MARINER VOYAGER INTERNATIONAL LTD S 2,769,148 BANK RECORDS
MBS AGENCY OFFSHORE FUND LTD S 2,425,213 BANK RECORDS
RESERVOIR RESOURCE PARTNERS TE LP B 3,692,774 BANK RECORDS
RESERVOIR RESOURCE PARTNERS TE LP S 89,498 BANK RECORDS
SAROFIM MULTIFAMILY PARTNERS LP S 40,231,735 BANK RECORDS
SIC SNOWCREEK VIII LLC B 1,056,000 BANK RECORDS
SKY HARBOR ASSOCIATES LP S 4,044,961 BANK RECORDS
STANFORD SGGS EUROPE INC S 8,986,220 BANK RECORDS Form 990. Schedule R. Part V - Transactions With Related Organizations (a) (b) (c) (d) Name of other organization Transaction Amount Involved Method of determining type( a-s) amount involved
STANFORD-STARTX FUND LLC B 14,053,065 BANK RECORDS
STERLING STAMOS REAL ASSETS FUND (A) LP B 261,922 BANK RECORDS
STERLING STAMOS REAL ASSETS FUND (A) LP S 4,153,317 BANK RECORDS
WEST FACE ALTERNATIVE CREDIT CAYMAN LP B 14,004,566 BANK RECORDS
WEST FACE ALTERNATIVE CREDIT CAYMAN LP S 10,878,233 BANK RECORDS
WOODBOURNE CANADA PARTNERS II - CAYMAN LP B 17,565,598 BANK RECORDS
LUCILE SALTER PACKARD CHILDRENS HOSPITAL J 1,387,842 BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL K 997,235 BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL L 187,170,467 BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL M 1,077,609 BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL N 1,065,252 BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL R 3,994,356 BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL S 18,665,073 BOOK
STANFORD HEALTH CARE J 4,070,762 BOOK
STANFORD HEALTH CARE K 6,093,421 BOOK
STANFORD HEALTH CARE L 503,297,540 BOOK
STANFORD HEALTH CARE M 30,352,948 BOOK
STANFORD HEALTH CARE N 11,177,994 BOOK
STANFORD HEALTH CARE R 6,953,265 BOOK
STANFORD HEALTH CARE S 58,725,399 BOOK
ALPINE CHALET INC A 5,585 BOOK
PACKARD CHILDREN'S HEALTH ALLIANCE Q 374,586 BOOK
STANFORD FACULTY CLUB A 204,181 BOOK
STANFORD FACULTY CLUB Q 368,642 BOOK
STANFORD PET-CT LLC L 1,971,208 BOOK Form 990. Schedule R. Part V - Transactions With Related Organizations (a) (b) (c) (d) Name of other organization Transaction Amount Involved Method of determining type (a-s) amount involved
STANFORD PET-CT LLC S 4,262,500 BOOK
STANFORD SCHOOLS CORPORATION B 1,303,207 BOOK
STANFORD UNIVERSITY BOOK STORE A 118,301 BOOK
THE DUDLEY E CHAMBERS FOUNDATION C 4,290,286 BOOK
THE FREIDENRICH SUPPORT FOUNDATION C 5,590,244 BOOK
THE HONG KONGSTANFORD UNIVERSITY CHARITABLE C 1,153,538 BANK RECORDS
THE STANFORD TRUST C 1,410,639 BANK RECORDS
UNIVERSITY HEALTHCARE ALLIANCE Q 274,987 BOOK
STANFORD (BEIJING) CONSULTING CO LTD (WFOE) M 808,102 BOOK
SHR HOLDINGS INC C 9,751,588 BOOK
SHR HOLDINGS INC Q 1,286,268 BOOK
SHR HOLDINGS INC R 39,829 BOOK
STANFORD FEDERAL CREDIT UNION A 194,758 BOOK
MIDPOINT TECHNOLOGY PARK OWNERS ASSOCIATION M 441,271 BOOK
MIDPOINT TECHNOLOGY PARK OWNERS ASSOCIATION P 732,881 BOOK
STANFORD EMANUEL RADIATION ONCOLOGY CTR LLC L 476,722 BOOK
STANFORD UNIVERSITY EMPLOYEE BENEFITS TRUST R 18,530,514 BOOK
STANFORD FEDERAL CREDIT UNION L 180,400 BOOK
STANFORD PROGRAMME(CAPE TOWN) NPC R 564,625 BOOK