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RG97-115 Next 850 Nasdaq Stocks Subject to New Order Handling Rules

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RG97-115 Next 850 Nasdaq Stocks Subject to New Order Handling Rules 400 S. LaSalle Street Chicago, Illinois 60605 Date: September 8, 1997 Regulatory Circular 97-115 To: Members and Member Firms From: Market Operations Re: Next 850 Nasdaq Stocks Subject to New Order Handling Rules Effective Monday, September 8, 1997, the 850 Nasdaq stocks attached below will become subject to the new SEC Order Handling Rules. [The list of Nasdaq stocks is available from Mitch Sadus] The phase-in dates for the remaining stocks are as follows: Date Number of Stocks Phased-in Monday, 9/15/97 850 Monday, 9/22/97 850 Monday, 9/29/97 850 Monday, 10/6/97 850 Monday, 10/13/97 930 For questions regarding SEC Order Handling Rules, please refer to Regulatory Circular RG 97-22, dated February 21, 1997 or contact Edward L. Provost, Senior Vice-President at 312- 786-7717. For questions regarding autoquote parameters please contact Tim Watkins at 312- 786- 7172 or Mitch Sadus at 312-786-7152. 850 Nasdaq Stocks to be Phased In on September 8, 1997 Ticker, Name Ticker, Name FUBC, 1st United Bancorp ALOG, Analogic Corporation TDSC, 3D Systems Corporation ANDB, Andover Bancorp TDFX, 3Dfx Interactive, Inc. ANGN, Angeion Corporation THDO, 3DO Company (The) ANIC, Anicom ELUXY, A B Electrolux ANSS, ANSYS ASVI, A.S.V. APEX, Apex PC Solutions ARON, Aaron Rents AAII, Applied Analytical Industries AATT, Aavid Thermal Technologies ADAX, Applied Digital Access ABCR, ABC Rail Products Corporation AETC, Applied Extrusion Technologies ABTE, Able Telcom Holding Corp. AGTX, Applied Graphics Technologies AXAS, Abraxas Petroleum Corporation APMC, Applied Microsystems Corporation ABTC, ABT Building Products Corporation AVTC, Applied Voice Technology ACCB, Access Beyond AQUX, Aquagenix AKLM, Acclaim Entertainment AHCC, Arbor Health Care Company ACMI, AccuMed International Inc. APGR, Arch Communications Group ACVC, Active Voice Corporation ACAT, Arctic Cat Inc. AFLX, ADFlex Solutions AGII, Argonaut Group ADVP, Advance Paradigm ARIA, ARIAD Pharmaceuticals ADLT, Advanced Lighting Technologies Inc. ADSP, Ariel Corporation APOS, Advanced Polymer Systems ARSC, ARIS Corporation ATMI, Advanced Technology Materials ABFS, Arkansas Best Corporation AADV, Advantage Bancorp AIND, Arnold Industries AERL, Aerial Communications Inc. ARNX, Aronex Pharmaceuticals ATRM, Aetrium Incorporated ARVI, ARV Assisted Living AFCX, AFC Cable Systems ASIS, ASI Solutions Incorporated AFCB, Affiliated Community Bancorp ATCS, ATC Group Services Inc. AFFI, Affinity Technology Group ATLPA, ATL Products ATAC, Aftermarket Technology Corporation. ATRX, Atrix Laboratories ABTX, AgriBioTech ATSI, ATS Medical AKSY, Aksys AURA, Aura Systems ALDNF, Aladdin Knowledge Systems Limited AVEC, AVECOR Cardiovascular Inc. ALDA, Aldila AWRD, Award Software International ALXN, Alexion Pharmaceuticals AXNT, AXENT Technologies ALFA, Alfa Corporation BLDPF, Ballard Power Systems ALGO, Algos Pharmaceutical Corp. BFIT, Bally Total Fitness Holding Corporation ALNT, Aliant Communications Inc. BPLS, Bank Plus Corporation ABCL, Alliance Bancorp BANCP, BankAtlantic Bancorp ALII, Allied Capital Corporation II BKUNA, BankUnited Financial Corporation JARS, Alltrista Corporation BNYN, Banyan Systems Incorporated ABTI, Alpha-Beta Technology BNTT, Barnett Inc. ALTA, Alta Gold Co. BARR, Barringer Technologies Inc. ALTS, Altris Software BASEA, Base Ten Systems ACOL, AMCOL International Corporation BPILF, Basic Petroleum International Limited AMCRY, Amcor Limited BSET, Bassett Furniture Industries AMFI, Amcore Financial BELF, Bel Fuse Inc. MABXA, American Biogenetic Sciences BJICA, Ben & Jerry's Homemade ABFI, American Business Financial Services BCRX, BioCryst Pharmaceuticals ACNS, American Communications Services BIOX, Biomatrix AEOS, American Eagle Outfitters BINX, Bionx Implants HSTR, American Homestar Corporation BIOI, BioSource International Inc. AMCI, American Medserve Corporation BMAN, Birman Managed Care RAZR, American Safety Razor Company BMCW, BMC West Corporation AMSWA, American Software BOCI, Boca Research AUGI, American United Global BCGI, Boston Communications Group AMWD, American Woodmark Corporation BOXXB, Box Energy Corporation AMLJ, AML Communications BYDS, Boyds Wheels AMRI, Amrion BFCI, Braun's Fashions Corporation BRCP, BRC Holdings CMRO, COMARCO BEXP, Brigham Exploration Company CMSB, Commonwealth Bancorp BVSI, Brite Voice Systems CMIN, Commonwealth Industries BSIS, Broadway & Seymour CBSL, Complete Business Solutions CCBL, C-COR Electronics CDSI, Computer Data Systems CPCL, C.P. Clare Corporation CMNT, Computer Network Technology CLCI, Cadiz Land Company Corporation CDMS, Cadmus Communications Corporation CSRE, Comshare CAWS, CAI Wireless Systems CCUR, Concurrent Computer Corporation CAMP, California Amplifier CPRT, Copart CCBC, California Community Bancshares Corp. COPY, Copytele CAMD, California Micro Devices Corporation COMM, CoreComm Inc. CMIC, California Microwave COSFF, Corel Corporation CLNP, Callon Petroleum Company CRNR, Cornerstone Imaging CNSI, Cambridge NeuroScience CSCQ, Correctional Services Corporation CAND, Candie's CORS, CORUS Bankshares CCTVY, Carlton Communications Plc CPWM, Cost Plus CAFC, Carolina First Corporation COTL, Cotelligent Group CARN, Carrington Laboratories CLTR, Coulter Pharmaceutical CSDS, Casino Data Systems CXSNF, Counsel Corporation CTAL, Catalytica CBMI, Creative BioMolecules CACOA, Cato Corporation (The) CREE, Cree Research CAYN, Cayenne Software CRESY, Cresud S.A.C.I.F. y A. CBCG, CB Commercial Real Estate Services CXIM, Criticare Systems Group CPTL, CTC Communications Corp. CELG, Celgene Corporation CUNO, CUNO Incorporated CEGE, Cell Genesys CSTM, Global Motorsport Group Inc. CNDS, CellNet Data Systems CBUK, Cutter & Buck Inc. CPRO, CellPro CYCH, CyberCash CVUS, CellularVision USA CYBE, CyberOptics Corporation CENF, CENFED Financial Corporation CYLK, Cylink Corporation CEBC, Centennial Bancorp CYPR, Cypros Pharmaceutical Corporation CYCL, Centennial Cellular Corp. CTII, CytoTherapeutics CGRM, Centigram Communications Corporation DKWD, D & K Wholesale Drug CNTR, Centura Software Corporation DNFC, D&N Financial Corporation CENX, Century Aluminum Company DASTY, Dassault Systemes CTYA, Century Communications Corp. DBCC, Data Broadcasting Corporation PROI, CFI ProServices DPRC, Data Processing Resources Corporation CMEL, Checkmate Electronics DSSI, Data Systems & Software Inc. KIDS, Childrens Comprehensive Services Inc. DTLN, Data Transmission Network Corporation CHRX, ChiRex Inc. DWRX, DataWorks Corporation CNDN, Chittenden Corporation DBTO, DBT Online CPCI, Ciprico Inc. DAHX, DeCrane Aircraft Holdings CRCL, Circle International Group DGTC, Del Global Technologies Corp. CAST, Citation Corporation DLCH, Delchamps CBCF, Citizens Banking Corporation DLIA, dELiA*s Inc. CLMT, Claremont Technology Group DLTK, Deltek Systems CWEI, Clayton Williams Energy DRTE, Dendrite International CLNTF, Clearnet Communications Inc. DEPO, DepoTech Corporation CLSR, CLOSURE Medical Corporation DESI, Designs CNWK, CNET DTOP, Desktop Data CDEN, Coast Dental Services DSWLF, Deswell Industries COKE, Coca-Cola Bottling Co. Consolidated DHSM, Diagnostic Health Services COCN, CoCensys DMED, Diametrics Medical CXIPY, Coflexip DTPI, Diamond Technology Partners COHO, Coho Energy Incorporated CHRI, COHR Inc. DIGE, Digene Corporation CGEN, Collagen Corporation DGII, Digi International Inc. CGPI, CollaGenex Pharmaceuticals DIGL, Digital Lightwave CDWN, Colonial Downs Holdings DLNK, Digital Link Corporation COLTY, COLT Telecom Group plc DNKY, Donnkenny CMCO, Columbus McKinnon Corporation DREAF, Dreco Energy Services Ltd. DRXR, Drexler Technology Corporation FNCO, Funco DSPG, DSP Group FXEN, FX Energy DTMC, DTM Corporation GAEO, Galileo Corporation DRRA, Dura Automotive Systems GLCCF, Gaming Lottery Corporation DHTI, Dynamic Healthcare Technologies Inc. GBOT, Garden Botanika BOOM, Dynamic Materials Corporation GRDG, Garden Ridge Corporation ERIV, Eagle River Interactive GNLB, Genelabs Technologies EESI, Eastern Environmental Services GMED, GeneMedicine ESTI, Eclipse Surgical Technologies GSCN, General Scanning Inc. EDMC, Education Management Corporation GNWR, Genesee & Wyoming Inc. EGGS, Egghead GCTI, Genesys Telecommunications Laboratories EISI, EIS International GLYT, Genlyte Group Incorporated (The) ELCO, Elcom International GENE, Genome Therapeutics ELMG, Electromagnetic Sciences GENXY, Genset EMCG, EMCOR Group GNSA, Gensia Sicor EMKR, EMCORE Corporation GGNS, Genus EMPI, Empi GEOC, GeoTel Communications Corporation EMLX, Emulex Corporation GERN, Geron Corporation WIRE, Encore Wire Corporation ROCK, Gibraltar Steel Corporation ESON, Endosonics Corporation GLDB, Gold Banc Corporation EVTI, Endovascular Technologies JACK, Golden Bear Golf ENER, Energy Conversion Devices GPSI, Great Plains Software, Inc. ENMD, EntreMed GASIA, Greenwich Air Services EPTO, Epitope GBCOA, Greif Bros. Corporation ERGO, Ergo Science Corporation GSLA, GS Financial Corp. ESPRY, Esprit Telecom Group plc GSES, GSE Systems EEFT, Euronet Services GTBX, GT Bicycles ESCC, Evans & Sutherland Computer DRTK, GTS Duratek Inc. Corporation GUAR, Guarantee Life Companies (The) EXCA, Excalibur Technologies Corporation GMRK, GulfMark Offshore XLTC, Excel Technology GUMM, GumTech International EXTL, Executive TeleCard HGGR, Haggar Corp. XTON, EXECUTONE Information Systems HARC, HarCor Energy Co. XUPS, Exide Electronics Group HARL, Harleysville Savings Bank FYII, F.Y.I. Incorporated HRMN, Harmon Industries FSCX, FastComm Communications Corporation HAVN, Haven Bancorp FAUL, Faulding Inc. HCBB, HCB Bancshares FFYF, FFY Financial
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