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UNIVERSITY OF CALIFORNIA, SAN DIEGO Some Structural Results for Measured Equivalence Relations and Their Associated von Neumann Algebras A dissertation submitted in partial satisfaction of the requirements for the degree Doctor of Philosophy in Mathematics by Daniel J. Hoff Committee in charge: Professor Adrian Ioana, Chair Professor Benjamin Grinstein Professor Bill Helton Professor John McGreevy Professor Alireza Salehi Golsefidy Professor Hans Wenzl 2016 Copyright Daniel J. Hoff, 2016 All rights reserved. The dissertation of Daniel J. Hoff is approved, and it is acceptable in quality and form for publication on microfilm and electronically: Chair University of California, San Diego 2016 iii DEDICATION For Burcu, Keeper of my spirit, Home to my joy iv TABLE OF CONTENTS Signature Page.................................. iii Dedication..................................... iv Table of Contents.................................v Acknowledgements................................ viii Vita........................................x Abstract of the Dissertation........................... xi Chapter 1 Introduction............................1 1.1 Background.........................1 1.1.1 Organization.....................2 1.2 Preliminaries........................2 1.2.1 Von Neumann algebras...............2 1.2.2 Tracial von Neumann algebras...........3 1.2.3 Amenable von Neumann algebras.........4 1.2.4 Probability measure preserving equivalence relations.......................4 1.2.5 Von Neumann algebras of equivalence relations..5 1.2.6 Amenable equivalence relations..........6 1.2.7 Orbit equivalence relations.............6 1.2.8 Amplifications....................7 Chapter 2 Von Neumann Algebras of Equivalence Relations with Non- trivial One-Cohomology.....................8 2.1 Introduction.........................8 2.1.1 Background and statement of results........8 2.1.2 Organization and strategy............. 12 2.2 Preliminaries........................ 12 2.2.1 Representations of equivalence relations...... 12 2.2.2 Orbit equivalence relations............. 17 2.2.3 Relative mixingness and weak containment of bimodules...................... 18 2.2.4 Relative amenability................ 20 2.2.5 Amplifications.................... 20 2.2.6 Popa's intertwining by bimodules......... 21 2.3 Deducing Primeness from an s-Malleable Deformation......................... 21 v 2.4 Gaussian Extension of R and s-Malleable Deformation of L(R)............................. 25 2.4.1 Gaussian extension of R .............. 25 2.4.2 s-Malleable deformation of L(R).......... 27 2.5 Primeness of L(R)..................... 28 2.5.1 L(R)-L(R) bimodules arising from representations of R ......................... 29 2.5.2 Proof of Theorem 2A................ 32 2.5.3 Remark....................... 33 2.6 Unique Prime Factorization................ 33 2.6.1 An obstruction to unique factorization...... 33 2.6.2 Unique prime factorization via s-malleable deformation..................... 38 2.6.3 Unique prime factorization for equivalence relations....................... 42 2.7 Application to Measure Equivalent Groups........ 45 Chapter 3 Von Neumann's Problem and Extensions of Non-amenable Equiv- alence Relations.......................... 48 3.1 Introduction and statement of main results........ 48 3.1.1 Background..................... 48 3.1.2 Von Neumann's problem for Bernoulli extensions 49 3.1.3 Uncountably many non-isomorphic extensions.. 51 3.1.4 Actions of locally compact groups......... 53 3.1.5 Outline of the proof of Theorem 3A........ 54 3.1.6 Organization..................... 55 3.2 Preliminaries........................ 55 3.2.1 Amenable equivalence relations.......... 55 3.2.2 Extensions and expansions of equivalence relations 56 3.2.3 Graphed equivalence relations and isoperimetric constants....................... 59 3.2.4 Cost of equivalence relations............ 60 3.3 Bernoulli extensions of equivalence relations....... 61 3.3.1 Bernoulli extensions and ergodicity........ 61 3.3.2 Isomorphisms of Bernoulli extensions....... 62 3.3.3 Bernoulli extensions restricted to subequivalence relations....................... 63 3.3.4 Compressions of Bernoulli extensions....... 64 3.4 Bernoulli percolation on graphed equivalence relations.................... 68 3.4.1 Bernoulli percolation on graphs.......... 69 3.4.2 Infinitely many infinite clusters.......... 70 3.4.3 Proof of Theorem 3.4.3............... 72 vi 3.5 Ergodicity of the cluster equivalence relation....... 74 3.6 Proofs of Theorem 3A and Corollary 3B......... 78 3.6.1 A generalization of Theorem 3A.......... 78 3.6.2 Proof of Theorem 3.6.1............... 78 3.6.3 Proof of Corollary 3B................ 83 3.7 Uncountably many ergodic extensions of nonamenable R ....................... 84 3.7.1 Co-induced equivalence relation.......... 84 3.7.2 A separability argument.............. 88 3.7.3 Proof of Theorem 3C................ 90 3.8 Actions of locally compact groups............. 91 3.8.1 Proof of Corollary 3D................ 94 3.8.2 Deducing [GM15, Theorem B] from Theorem 3A. 95 References..................................... 97 vii ACKNOWLEDGEMENTS There are many people without whom this dissertation would not exist. First and foremost I would like to thank Adrian Ioana for proposing the topics of study herein and for the countless hours he spent sharing both his knowledge and his wisdom as my advisor. I cannot overstate how much I appreciated our many stimulating discussions when I had progress to report, and perhaps most importantly, his encouragement, patience, and unfailing kindness when I struggled. I am also grateful for the time and efforts of the other committee members, and for all of the faculty whose stimulating courses I had the opportunity to enjoy. I would also like to thank R´emiBoutonnet for organizing many engaging learning seminars and for patiently answering my many questions regardless of their quality. I am so grateful to have been able to show him the full extent of my ignorance, and for his selfless efforts to whittle away at it. I would like to thank Daniel Drimbe for his always-encouraging belief in me. I am also very indebted to my fellow graduate students, especially to Jay, Rob, and Tait, for celebrating in the good times, commiserating in the bad, and providing all kinds of rejuvenating diversions in between. I owe much to all those I studied with, especially the algebros, Grimm, Rob, and Robert. A special thanks is due to Rob, without whose efforts our class would not have enjoyed such synergy. Away from math, thank you to all members of the UN of Windansea, especially Darlene, David, Giulio, Michael, Moses, and Paul, who provided so many of my best memories in San Diego. A great thanks is due to my perpetually ahead brother and sister who gave me the stubborn desire to understand that which I do not. I thank Eric Lauer- Hunt for sparking my interest in math, and my many excellent math teachers for building it, especially Mrs. Eldredge, who sent me to college with a love of math. Once there I owe so much to Peter Olver, who patiently guided my transition to research, and provided the passion for discovery that has driven me ever since. It is only the very fortunate whose lives allow for the pursuit of these studies. For this opportunity I thank my parents, who have given me so much, and on whose unconditional love and support I rely in all things. viii Chapter 2 is, in part, a reprint of the material as it appears in [Ho15] Daniel J. Hoff, Von Neumann algebras of equivalence relations with nontrivial one-cohomology, J. Funct. Anal. 270 (2016), no. 4, 1501{1536. MR 3447718. of which the dissertation author was the primary investigator and author. Chapter 3 is, in part, material submitted for publication as it appears in [BHI15] Lewis Bowen, Daniel J. Hoff, and Adrian Ioana, Von Neumann's problem and extensions of non-amenable equivalence relations, preprint arXiv:1509.01723, 2015. of which the dissertation author was one of the primary investigators and authors. This material is based upon work supported by the National Science Foun- dation Graduate Research Fellowship Program under Grant No. DGE-1144086. Any opinions, findings, and conclusions or recommendations expressed in this ma- terial are those of the author(s) and do not necessarily reflect the views of the National Science Foundation. ix VITA 2011 B.S. in Mathematics University of Minnesota, Twin Cities 2011-2013 Graduate Teaching Assistant University of California, San Diego 2013 M.A. in Mathematics University of California, San Diego 2013-2016 NSF Graduate Research Fellow University of California, San Diego 2014 C.Phil. in Mathematics University of California, San Diego 2016 Ph.D. in Mathematics University of California, San Diego x ABSTRACT OF THE DISSERTATION Some Structural Results for Measured Equivalence Relations and Their Associated von Neumann Algebras by Daniel J. Hoff Doctor of Philosophy in Mathematics University of California San Diego, 2016 Professor Adrian Ioana, Chair Using Popa's deformation/rigidity theory, we investigate prime decomposi- tions of von Neumann algebras of the form L(R) for countable probability measure preserving (pmp) equivalence relations R. We show that L(R) is prime whenever R is non-amenable, ergodic, and admits an unbounded 1-cocycle into a mixing orthogonal representation weakly contained in the regular representation. This is accomplished by constructing the Gaussian extension R~ of R and subsequently an s-malleable deformation of the inclusion L(R) ⊂ L(R~). We go on to note a general