RP598 Public Disclosure Authorized World Bank Financed

Yunnan Urban Environmental Project Public Disclosure Authorized

RESETTLEMENT ACTION PLAN

(SUMMARY REPORT ) Public Disclosure Authorized

Yunnan Provincial WB-loaned Environment Protection Project Office

September . 2007 Public Disclosure Authorized Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Contents

1 Project Description ...... 1 1.1 Project Background...... 1 1.2 Project Components and Description...... 1 1.3 Resettlement Plan ...... 8 1.4 Measures to Mitigate Project Impacts...... 8 1.5 Analysis on Linkage Subprojects ...... 9 1.6 Implementation of Land Acquisition and House Relocation for Stage I Yunnan Environment Project ...... 11 2 Project Impact...... 12 2.1 Determination of project impact scope ...... 12 2.2 Result of project impact investigation ...... 12 3 Analysis of Impact on Nature, Society and Economy within Project Area ...... 34 3.1 Natural Conditions in project-affected area ...... 34 3.2 Social and economic conditions of project-affected area ...... 37 3.3 Distribution of Indigenous Peoples in project areas...... 39 4 Policy Framework for Resettlement ...... 42 5 Compensation Standard...... 45 5.1 Compensation standards for land occupation...... 45 5.2 Compensation for house and auxiliary facility relocation ...... 49 5.3 Compensation for scattered trees and tombs...... 49 5.4 Compensation standards for relocation of enterprises and institutions ...... 50 5.5 Compensation for relocation of individual business households ...... 50 6 Resettlement and Recovery Scheme...... 51 6.1 Permanent land occupation resettlement...... 51 6.2 Recovery plan for temporary land ...... 60 6.3 Restoration plan for vulnerable group ...... 60 6.4 Restoration plan for ethnic people...... 60 6.5 Rebuilding plan for production and living facilities...... 64 6.6 Enterprise relocation plan...... 64 6.7 Individual business households ...... 64 6.8 Relocation plan for special items, municipal utilities...... 65 Yunan Province –World Bank Group Huit –SCE YUEP-fasep706

i Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

6.9 Resettlement implementation management ...... 65 7 Estimation for Compensation of Land Acquisition and Relocation ...... 66 7.1 Compilation basis ...... 67 7.2 Compensation principle ...... 67 7.3 Compensation cost...... 67 7.4 Fund allocation ...... 72 8 Resettlement Implementation Plan ...... 74 8.1 Implementation program...... 74 8.2 Progress plan ...... 75 9 Institutional Organization...... 77 9.1 Establishing of Organizations...... 77 9.2 Responsibilities of Organization...... 77 9.3 Staffing...... 78 10 Public Participation and Appeal...... 79 10.1 Public Participation...... 79 10.2 Responding to Grievance and Appeal...... 80 11 Monitoring and Evaluation...... 83 12 Entitlement Matrix...... 87 Appendix 1 General Description of The Project ...... 90 Appendix 2 List of Land Acquisition ...... 121 Appendix 3 Linkage Projects ...... 124 Appendix 4 Summary of Resettlement Options for All Prefectures/Cities ...... 130 Appendix 5 Breakdown of Resettlement Compensation...... 135 Appendix 6 Schedule of Land Acquisition and House Relocation ...... 149 Appendix 7 Records of Symposiums...... 155

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ii Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Summary

AGenerals 1. The WB-loaned Urban Environment Project is in two categories, i.e., (1) water pollution prevention and control of major river basins (the Dianchi Lake and the Erhai Lake) and (2) urban infrastructure construction of main cities (Lijiang City and Wenshan Prefecture), and is in the four prefectures (cities) of (Dianchi Lake), Dali (the Erhai Lake) and Lijiang as well as Wenshan. It deals with the sectors in drainage (including sewage disposal), water supply, garbage treatment, integrated river dredging, widespread pollution control, environmental monitoring & management and cultural heritage conservation. The project is composed of 27 sub-components distributed in 15 counties (cities and districts) of four prefectures (cities). 2. Yunnan Urban Environmental Construction Project Leading Group Office and each prefecture (city) leading group is the executive organization of the project and each project-affected city and prefecture office and Project Owner are the implementation organizations. According to the latest feasibility study results and detail socio-economic investigation and project impact survey, the World Bank Representative Office in Yunnan Province has, with the assistance of East China Investigation and Design Institute, the Guope Huit Co. of France and the World Bank experts, compiled the RAPs respectively for the four prefectures and cities, and based on which, the Office prepares the RAP herein. B Project impact 3. In the period of Nov. 2006 ~ Jan. 2007, the Project owner, with the cooperation of local governments at different levels, administrative villages, village groups and PAPs as well as the project design unit, had carried out the main inventory in-kind survey item by item, including the population, houses and attached buildings, land and special facilities, within the preliminarily defined scope of project land requisition. In April –December 2007, an inventory in-kind survey for checking was carried out according to the latest F/S design output. Based on the field survey, the consulting unit had exchanged opinions with the project design unit and the Project Owner; by which, the potential project impact on the local society and economy have been considered and taken as key factors in comparative selection of the schemes. The design unit and the Project Owner has adopted some effective measures to reduce, where possible, the quantity of land requisition and number of inhabitants to be resettled; in selection of the scheme and arrangement of associated facilities, efforts have been made to keep the project away from the resident area, reduce the quantity of cultivated land to be requisitioned and observe the local planning requirement and the opinions of the local governments. 4. The project will affect 28 administrative villages in 22 townships (towns) of 15 counties (cities), and a total of 3121 PAPs of 767 households will be affected, including 1870 persons of 442 households to be affected by land requisition, 971 persons of 263 households by temporary land occupation, 5 persons of 1 household by land borrowing for the project. In addition, 23 enterprises (807 person) and 130 individual business households (392 persons) will be affected. The detail survey into the project impact shows that a total of 3105.12 mu

Yunan Province –World Bank Group Huit –SCE YUEP-fasep706

1 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) lands of various types will be acquired timelessly, including cultivated land 710.9 mu, garden plots 37.34 mu, fish ponds 32.0 mu, water pools 15 mu, woodland 476.25 mu, reclaimed waste land 177 muconstruction land 1120.63 mu, and the remaining lands are of unused land. 5. Beside the land requisition, there are three sub-components of the project which will involve house relocation. The houses of totally 64084.81 m2 will be affected, including private houses of 13235.3m2 (9923.1 m2 belonging to 30 rural households with 139 persons), the urban residence of 3312.2m2 (32 households of 141 persons), collective-owned houses of 50689.51m2. Of the 62 households (280 persons) whose houses are to be relocated, 14 households (66 persons) should be resettled at other places, and 48 households (214 persons) will be resettled at original places. The project-affected properties include the special facilities such as for telecommunication and power supply, and the tombs and economic trees. C. Policy frames and entitlement 6. For those inhabitant unavoidably affected by the project, the resettlement policy target of the project is to avoid, to the possible extent, the negative impact of the project caused by the land requisition and house relocation according to the “Decision of The State Council on Deepening the Reform and Tightening Land Management” (No. 28 Document of 2004), “Land Management Regulation of Yunnan Province” and “Instructive Opinions on Improvement of Compensation System for Land Requisition” (Guotuzifa No. 238 Document of 2004) as well as “Involuntary Resettlement” OP4.12 and BP4.12 of the World Bank and the requirements set forth in its annexes. The properties of the PAPs will be compensated at their replacement cost, and efforts will be made to help the PAPs have sufficient opportunities to restore their original living standard or even better. The main principles are as follows. 7. The key principles in the policies: (1) Efforts should be made to adopt measures to minimize the negative impact to the minimal; (2) The compensation and resettlement schemes should be such that the living standard of the PAPs can be improved or, at least, restored to that before resettlement; Careful consultation should be carried out with the PAPs, so as to let them to have chance to participate in the activities from the planning to the implementation of the resettlement plan; (4) All the affected properties will be compensated on the replacement cost; (5) the principle of “house building first and house demolishing second” should be always be followed. Before land requisition and house relocation, the PAPs should receive the compensations of all the lost properties, i.e., the land requisition should never be carried out before the land and related properties have been compensated and the new residence is ready and transition subsidies are paid; (6) The borrower is responsible for raising the fund for resettlement compensation including the contingency for resettlement; (7) Confirmation of the qualification of the resettlers. The deadline for confirmation of the resettlers’ qualification should be on the date of issuance of the notice on land requisition and house relocation. After the date of the issuance, the PAPs should not be allowed to build new houses, extend or rebuild old houses; the use of the houses and lands should not be changed; and leasing of land and leasing and purchasing houses should not be allowed. In addition, the persons rushing into the defined areas after that date should not be qualified as resettlers; (8) the house compensation should be based on the replacement cost of the houses. DCompensation standard for land and houses Yunan Province –World Bank Group Huit –SCE YUEP-fasep706

2 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

8. According to the “Land Management Regulation of Yunnan Province”, the compensation for the vegetable plots and paddy fields is 6-8 times the yearly average output value of the previous three years before the land acquisition (same as below); that for irrigated fields, garden plots and lotus ponds are 7-9 times; the dry lands are 6-8 times; rotation cropping lands are 6 times, grassland and fish ponds are 3-5 times. The standards of resettlement subsidy for land requisition is: (1) for those units whose per capita cultivated land holding is over 6667 square meters, the total resettlement subsidy is 4 times the yearly average output value of the previous three years before the land acquisition (same as below); for those with per capita cultivated land holding is less than 6667 square meters, one time should be added for each reduced 50 square meters, and the max. resettlement subsidy for land requisition should not exceed 15 times the yearly average output value of the previous three years before the land acquisition; (2) the resettlement subsidy for requisition of garden plots, lotus ponds is 6 times and that for fish ponds is 4 times. According to the policies of the local counties and cities on compensation of land requisition, the regional comprehensive prices are adopted at Songming of Kunming City, Ancient Town and Ninglang of Lijiang City, and other counties and cities adopt the calculation by the times of the yearly average output value of the previous three years before the land acquisition. Because of the difference in geographical locations and in the output value of the crops, the land compensation standards are different from area to area, ranging 12880~88450 Yuan for paddy fields, 10380~29858 Yuan for dry land, 4900~9360 Yuan for woodland.1 9. The compensation for temporary land occupation of the project will be calculated with the one-year cultivated land loss, standing crop and land reclamation fee. The project office will state in the construction contract to be signed with the construction contractor the way of using temporary occupied land, restoration requirement, compensation criteria for temporarily used land, etc. The contractor should sign the compensation contracts with affected villages based on the actual land area to be occupied by the project, and the contractor should restore the temporarily occupied land or pay additional expenses to the land owners for land restoration. 10. In the F/S stage of the project, the design should be such that the quantity of house relocation should be reduced where possible. For those having to be affected by house relocation, the strategy is to get the substitutive houses, land, property, basic facilities and income source. In the 27 sub-components, there are three components which involve house relocation (Funing County Urban Garbage Clearing & Disposal Project, Waste Wastewater Management in Lijiang Ancient Town and Urban Drainage System under Dali City Jurisdiction). For the former (Wastewater Management in Lijiang Ancient Town), there are

1The compensation standard is different for various county (even different for different area in a same county) because discrepancy in region and geography location as well as crop output. The compensation standard is lower for Wenshanzhou (the more remote area), and higher for other regions. Whether it is to have the standard of yearly output or the regional comprehensive price, it will be determined according to the compensation policy of the land administration department at each area. Yunan Province –World Bank Group Huit –SCE YUEP-fasep706

3 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) two resettlement methods for house relocation: (1) The existing buildings which are not consistent with the surroundings will be demolished and new buildings consistent with the old town style will be built (in the Ancient Town area), and the house replacement cost will be compensated to the affected households (or collectives), i.e., the building of framed- structure is 626.98 Yuan per square meter, that of brick-concrete structure 494.71 Yuan per square meter, that of brick-wood structure 367.9 Yuan per square meter and that of clay-wood structure 276.81 Yuan per square meter; (2) the compensation (replacement cost of houses plus land cost ) will be paid at one time to the households that are relocated to new host site, i.e., 600000 Yuan per mu for house plot. For Urban Drainage System under Dali City Jurisdiction, only simple houses (totally 100 m2) owned by collectives will be affected, and the compensation is 100 Yuan per square meter. For Funing County Urban Garbage Clearing & Disposal Project, only the collective houses of brick-wood structure (totally 60 m2) will be removed and the compensation of 350 Yuan per square meter will be paid to the Owners for the house replacement. 11. the Project Owner of each sub-component should ensure that the entitlement of the PAPs relating house relocation should be obtained before the land leveling, house demolishing. The land compensation and house relocation subsidies should be paid to the affected villages or individuals. The compensation for houses, standing crop and lost properties should be directly paid to the affected individuals and enterprises. The compensation for affected power supply and telecommunication facilities and other infrastructures should be paid to the relevant departments for restoration. EMeasure for income and house restoration 12. All the PAPs will continue farming or the job that they are good at. In the 14 administrative villages affected by requisition of contracted cultivated land, 13 villages are affected only by less than 5% the total cultivated land of the village (including 7 villages having affected by less than 1%), thus, the impact in this regard is little and will not impose serious impact on agricultural economy. After consulting with the affected village managements and PAPs, the rational restoration plans have been formulated for them and incorporated into the RAP in detail. According to the RAP, all the PAPs can either receive compensation directly or get land after land adjustment by the villages, so as to ensure that they can have land for farming. Those villages adopting land adjustment will use the compensation to improve the planting conditions, develop economic crops and conduct other non-planting activities. In the process of project construction, the affected households will have the priority to get the jobs without requiring special technical skills. The implementation of the project will bring about benefits and economic development chances to most of the public in the area. The effective implementation of the RAP will bring to some of the villagers affected by land requisition and house relocation the chances for improving living and production conditions and improving living quality. The project will play the active role in gearing up the economic development in the project-affected areas and will provide good environmental and social benefits. 13. Among the 62 households (280 persons), fourteen households (66 persons) should be moved. In which, 4 households (22 persons) are of rural residents, they will be Yunan Province –World Bank Group Huit –SCE YUEP-fasep706

4 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) compensated by one-time cash payment, and will be resettled in new houses at the reserved construction land in (or outside of) the villages; and 10 households (44 persons) are of urban residents, they will be resettled by one-time cash compensation and at other places (i.e., on the west side of the fish pond of CCB on Shangrila Avenue in Ancient Town, where there is a piece of land totally 60 mu in area belonging to the state-owned land of urban construction). The house plot size should be 1.2 times the land size of the original house. The resettlement provides a good chance for the resettlers to improve the housing condition. For the households who have shops, their resettlement will be given priority in choosing host site for continuing their business. The houses will be compensated at the replacement cost. FInstitutional Organizations 14. Each prefecture (city) leading group, coordinated by Yunnan Urban Environmental Construction Project Leading Group, will entrust the Project Owner to assume the overall responsibility for implementation of land acquisition and resettlement work of the project strictly according to the RAP. All the four affected prefectures and cities and the affected counties and cities will set up leading groups and land requisition and house relocation offices.Each sub-project Owner shall assume the main responsibility for consultation, implementation, and timely payment and other entitlement of the PAPs, and the relevant townships and towns should provide assistance in this regard. GVulnerable groups 15. Of the villages affected by land requisition, those in Kunming City are Han’s villages, those in Dali Prefecture are Bai and Yi minority village, those in Lijiang City are Naxi, Bai and Yi minority villages, and those in Wenshan Prefecture are Zhuang minority villages. Of the PAPs, the minority population affected by permenant land requisition and house relocation accounts 61.7% the total affected population. For esteeming the traditional habits and maintaining the social relations of the minority people, all the PAPs will be resettled in their original villages and communities. 16. For the economically vulnerable people, including old people living alone, widows’ households and households in extreme poverty, the project will provide additional financial and material support. In implementation, the vulnerable groups, whenever found, will receive the following additional assistance according to the RAP: (i) assistance free of charge in building houses and family moving; (ii) special subsidy for them to maintain the living level during house building period. The actual amount of subsidy should be determined according to the actual conditions and their needs. HAppeal and discrepancy solving mechanism 17. The PAPs who loss houses will have the chance to select house plots, the PAPS who lose farmland will have the chance to select suitable income sources instead. All the affected villagers have their right to express their opinions on how to use the compensation fee received by the collectives. 18. In case of occurrence of discrepancies, the PAPs should first appeal orally or in writing to the village committees or the township land requisition and house relocation office. If their appeal cannot be settled in two weeks thereafter, they can request re-check the case at the county land requisition and house relocation offices in one month; if it can nor solved in Yunan Province –World Bank Group Huit –SCE YUEP-fasep706

5 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) two weeks thereafter, the WB-loaned project coordination leading group will make efforts to coordinate with the project office of the related project sub-component so as to get a solution. If necessary, the discrepancy can be settled finally at the court according to the Civil Procedure Law of the People’s Republic of China. IMonitoring and Evaluation 19. The internal and external monitoring and evaluation are detailed in the RAP. The IBRD-loaned Environment Protection Project Office of Yunnan Province will engage an independent monitoring organization to implement the external monitoring and evaluation. This organization should evaluate whether and to what extents the PAPs (1) have received their entitlement on time; (2) have completely restored their living, production and income levels. The organization should also conduct a baseline survey before the house relocation, one survey in half a year during house relocation and a yearly follow-up survey in the two years after the relocation; the representative samples (affected households/ villages) should be selected. 20. The IBRD-loaned Environment Protection Project Office of Yunnan Province is now establishing a seasonal reporting system. The office will report to the WB on the progress of land requisition and house relocation by means of Seasonal Project Report. The office will submit the annual independent monitoring and evaluation report (or twice reports for a year) during implementation of the resettlement work. JFund raising and planning 21. The budgetary resettlement cost is totally 164701300 Yuan (including taxes), accounting for 7.8% of total, including 15878700 Yuan for Kunming (9.64% of the total), 16478700 Yuan for Dali (10.01%), 112481400 Yuan for Lijiang (68.29%) and 19862600 Yuan for Wenshan (12.06%); of which 40000100 Yuan is for land (28.1%) and 69632500 Yuan for house (48.9%). It includes all cost including compensation for house, land and other properties, transition subsidies, subsidy for vulnerable groups, overhead for implementation, cost of monitoring and evaluation, etc. Project-affected prefecture and city governments will ensure the associated fund for the budgetary cost of the resettlement work so as to prevent any fund shortage in the process of the resettlement. 22. The resettlement implementation schedule has been formulated according to the project construction schedule agreed by the World Bank after submitted by the project executive agency. It is planned to start land requisition by the end of 2007 and completed in Jan. 2008; and the house relocation is planned to complete from April 2007~ Dec. 2008, and the land adjustment will be finished in Dec. 2008.

Yunan Province –World Bank Group Huit –SCE YUEP-fasep706

6 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project Description

Project Background Yunnan Province is located in the southwestern frontier of China, neighboring Guizhou Province and Guangxi Chuang Autonomous Region on the east, linking Sichuan Province on the north, leaning against Tibet Autonomous Region on the northwest and bordering Burma, Laos and Vietnam to the west and south. It has a total land area of 394000 km2, including mountainous areas about 94% of the total, and has a total population of 44.15 million, in which the minority population accounts for 33.4%. Since reform and opening-up to the outside, especially during the 10th Five-Year Plan, its economy keeps in rapid growth. The GDP in 2005 reached 347.2 billion RMB yuan, per capita GDP 7,833 RMB yuan annual GDP growth rate 8.9% and urbanization rate amounting to 29.5%. However, the following two main development problems arose in the course of rapid urbanization and economic growth. 1 Degradation of urban environment, such as the decline in water quality of Dianchi Lake; 2 universal shortage of urban infrastructure supporting urbanization process, especially in small towns. Although pollution control has been strengthened in recent years, pollution problems of surface water near the cities in Yunnan and main lakes remain serious. Moreover, urbanization and rapid development in tourism has exceeded the existing capacity of urban infrastructure and brought large pressure and challenge to urban living conditions. Yunnan has regarded solving of the aforesaid development problems as the priority to promote urbanization and the precondition to realize the 11th Five-Year Plan as well as the sustainable development of social and economy. Based on summing up the experience in execution of WB-loaned first-stage projects and motivated by a desire to seek for further cooperation with the WB, the province raises the Yunnan WB-loaned Urban Environment Project. The project covers four parts of two categories, i.e., water pollution prevention and control of major river basins (the Dianchi Lake and the Erhai Lake) as well as urban infrastructure construction of main cities ( Lijiang City and Wenshan Prefecture), deals with the sectors in drainage (including sewage disposal), water supplly, garbage treatment, integrated river dredging, widespread pollution control, environmental monitoring & management and cultural heritage conservation in the four prefectures (cities) of Kunming (Dianchi Lake), Dali (the Erhai Lake) and Lijiang as well as Wenshan. The Project was approved by the State Council in September 2005 and has been listed in the WB-loaned candidate project plan of the state in the fiscal year of 2006-2008. Project Components and Description The WB-loaned Urban Environment Project is composed of 27 sub-components distributed in 15 counties (cities and districts) of four prefectures (cities). The sub- components of the project are described in Table 1-1, the land occupation is shown in Appendix 1 for details, and the locations thereof are shown in Fig. 1-1.

1 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Fig. 1-1 Location Map of Sub-Components of Yunnan Urban Environment Project

2 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Yunnan Urban Environmental Project Table 1-1 No. Location Project Project description Project owner Project impact Schedule Kunming City 1 Kunming Enhancement of Monitoring system for inflow rivers to Dianchi Lake: 3 Kunming State-owned land acquisition Jan. 2007 ~ City water quality automatic monitoring stations for the key rivers, 14 water quality Environmental of 0.65 mu, without house Dec. 2009 monitoring capacity monitoring stations for inflow rivers, 2 mobile sample vehicles, 2 Monitoring relocation. mobile sampling cars and 1 set of experimental equipment; Center/Kunming Supervisory control and management information system for Environmental water pollution aggregate and supervisory control center Information Center 2 Luquan Yi Solid waste management in Solid waste treatment plant and supporting facilities and the Luquan Solid land acquisition for various Jul. 2007 ~ and Miao Luquan County county garbage collecting and transportation system Waste Disposal and kinds totals 118.5mu, incl.: Dec. 2008 Autonomo Solid wastes disposal: 90t/d ; Transportation 43.8mu cultivated land; and us County Sanitary landfill capacity: 895000 m3 Management 6.7mu state-owned land. No Company house relocation

3 Songming Solid waste management in Sanitary landfill, auxiliary facilities, wastes collection and Songming Wastes Land acquisition for various Jan. 2008 County transport system and closing of the existing refuse dumps; Disposal Center kinds: 115.5mu ~Aug. 2009 Mean disposal: 85t/d including 107.7mu Landfill capacity : 427200m3 cultivated land and 6.85mu state-owned land. No house relocation 4 Xundian Solid waste management in Sanitary landfill, wastes transfer station, other public services, Refuse Clearing, State-owned land acquired: Oct. 2007 Hui and Xundian County and closing the existing refuse dumps; Transport & 3 mu; reclaimed waste land ~Mar. 2009 Yi Mean disposal : 70t/d; Disposal Center of aquired: 177 mu, unused Autonomo Landfill capacity: 550000m3 Xundian Hui and Yi land 3 mu us County Autonomous County No. house relocation Dali Prefectur e

3 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No. Location Project Project description Project owner Project impact Schedule 5 Eryuan Integrated Treatment of water and soil loss,comprehensive water Dali Water No land acquisition house Jan. 2008~ County treatment project environment treatment for riverway (10.5km long) Boluo River Resources Bureau relocation Dec. 2010 of water water environment management scheme environment along Boluo River Changshan Shiba Treatment of water and soil loss, comprehensive water Dali Water ResourcesNo land acquisition house Jan. 2008~ Creek Water environment treatment for riverway (gravle-covered riverbed, eco- Bureau relocation Dec. 2010 Environment protection dyke, eco- protective river bank, environmental Control management scheme Dali City 21 mu cultivated land acquired Jan. 2008~ Integrat Sewage treatment system for 14 synthetic purification channels at Yong’an River Environment for man-made wetland, no Dec. 2008 ed water Xiashankou area rebuilding and dredging of existing drainage Water Protection Bureau, house relocation, location of environ- ditches man-made wetland dyke, concentrated methane pool at Environment Eryuan County methane pool, Donghu wetland ment Meihe Village; polluted river water purification system at Donghu Control Environment and riverside not known. treatme wetland; eco-restoration at riverside where the river enters the lake Protection Bureau, nt for main Dali City 42mu land acquired (Dazhuang Environment Village in Cibihu Town, 32mu inflow Miju River Water River eco-restoration and protection, Cibi Lake water source Protection Bureau, fish pond and 10 mu garden Jan. 2008~ rivers to Environment protectionHaixihai water resource protectionMiju river water Eryuan County plot), owned by Eryuan county Dec. 2009 Erhai Control environmental management scheme Lake Environment government, managed by Protection Bureau, Cibihu Town Dali City 76.5mu land acquired (58.8mu Environment collective cultivated land owned Protection Bureau, by Zhangjiadeng Village, 2.7mu Luoshi River Pollution source control along river Xihu lake eco-restoration Eryuan County by Zhongdeng Village, 15mu Water Jan.. 2008~ and water purification Riverway treatment and eco- Environment collective water pool owned by Environment Dec. 2009 restorationLuoshi River water environmental management scheme Protection Bureau, Qigshuigong Village). 7.35mu Control land occupied by temporary access roads. No house relocation 6 Eryuan Dali City Collective-owned cultivated Widespread pollution County construction of domestic sewage treatment facilities at 1 village Environment land acquisition: 1.2mu; Jan. 2008 control at villages in Erhai Construction of public toilets and sanitary WC Protection Bureau, No house relocation Jun 2009 Lake Basin

7 Dali City Urban Fengyi area New sewer pipes and rain pipes Dali City Water Temporary land requisition: Jan. 2008 – Drainage Supply and 131 mu (including 13.5mu Dec. 2009 Gucheng System rebuild rainwater ditchesnew rain-sewage drainage pipe Drainage Co. Ltd. cultivated land); no house under Dali area relocation City Xizhou area new sewage network

4 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No. Location Project Project description Project owner Project impact Schedule Jurisdictio Tourist area new sewer pipes and rainwater pipe n 8 Eryuan Dengchuan Town Sewage one new treatment plantone new sewage pump station new Eryuan County Water Garden plots acquisition: Jan 2008 – County Treatment Plant and sewer sewer pipes scale of the plant: 1200m3/d for short term (2010), Supply and Sewerage 7.34 mu; Dec. 2009 network 1600m3/d for long term (2025) Co. Ltd. No house relocation 9 Eryuan Eryuan County Collective land acquisition: County Solid waste management in Rubbish cleaning and transport system, rubbish transfer station, Environment 165.5 mu; including Jan 2008 – Eryuan County sanitary landfill, management area and related works; scale: 70 t/d Sanitation cultivated land 94.8 mu, Dec. 2008 Management Station No house relocation Lijiang City 10 Huaping Huaping Water Land acquisition: 21.6 mu; County Wastewater management D=400900mm, and total length of pipe,42.56km Supply and temporary land occupation: Jul. 2008 – in Huaping County Sewage treatment plant, 12000m 3/d Sewerage Co., Ltd. 180.6mu (lanld of roads) Feb. 2010 No house relocation 11 Lijiang Construction of No. 2 Sewage Disposal Plant with a scale of Lijiang Water Land acquisition: 88 mu; City 70000m3/dincluding construction of sewage disposal facilities and Supply and temporary land occupation supporting and auxiliary devices. Sewerage Co., Ltd. 100.77mu (lalnd of roads Lijiang City WWTP and Aug. 2008 – Associated pipe network: the main pipe network with 78.92mu and cultivated land Sewer Network May 2010 d400d1800mm in downtown area of Lijiang City, Xintuan District 21.85 mu) and Yulong County totals 23125m. No house relocation Ingoing and outgoing pipe section is 2913m. 12 Yulong Yulong No impact Yulong County Rainwater New rainwater collection network: 52km long, including rainwater and Dec. 2007 – County Construction drainage system sewage separation system Nov. 2011 Bureau 13 Lijiang Construction of a new sanitary landfill with a mean disposal scale of Collective land acquisition: City 270 t/d; 230 mu; including cultivated Solid waste management in the required storage capacity is 2.00 million m3; Lijiang Construction land 35 mu, and state-owned Jun. 2008 – Lijiang Construction of office building of management agency; Bureau land 3.48mu Aug. 2009 rubbish transfer station, updating of refuse clearing & transport No house relocation equipment, Increase and updating of street refuse collectors. 14 Lijiang Collective house plot City acquisition: 1.87 mu; and state-owned land (road and Demolishing of the existing incoordinated architectures and Ancient City Wastewater Management house plot):311mu; 280 May 2007 – construction of municipal infrastructure and supporting tourism Management CO. in Lijiang Ancient City people of 62 households Dec. 2007 facilities, planned area: 31.57 ha. Ltd. relocated, houses of 63924.81 m2 relocated no house relocation Wenshan Prefecture

5 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No. Location Project Project description Project owner Project impact Schedule 15 Funing Land requisition: 210.33 mu County Integrated Management of of state-owned land; Mar. 2007 – Rive bank revetment 18.4kmRiver inspection road Hongxing Co., Ltd. Putting River in Funing temporary land occupation Feb. 2011 11.9kmRiver dredging 6000m3River landscape of Funing County County 20mu, No house relocation 16 Qiubei 14 sets of sewage treatment systems to be built at 8 key lakeside Land requisition: including County villages collective-owned land 533 Qiubei Puzhehei Build dry-type toilets for households, eco-purification public toilets mu; Puzhehei Lake in Qiubei Tourism Feb. 2008 – and separate-type dual-chamber water-logged composts, rubbish pool; No house relocation County Development Co., Dec. 2009 solid-waste treatment scale: 120t/d in total Ltd. Treatment of the four inflow rivers, including trash racks, macadam –paved riverbed, riverbed cleaning, riverside greening belts, etc. 17 Wenshan river improvement: 12.39km long (9.83km from Huituzhai to Permenant land occupation : County Panshui river and 2.56km from Chengnan Park to Niutouzha) 511.32 mu of state-owned Wenshan Treatment for upstream water and soil loss: the slope of 17 streams land; temporary land in Wenshan Development and Dec. 2007 – in Dehuo, Hongdian, Binglie towns at upstream of Panlong river is occupation: 340 mu of state- County Town Area Investment Dec. 2009 reformed into terrace; water and soil reserved woods, the economic owned land; Company fruit woods and grass are planted; soil reserved cultivation is adopted, No house relocation with the total treatment area of 122.9775km2 18 Guangnan Collective land requisition: County the sewage disposal plant with a capacity of 8000t/d for near future 1.4 mu; and state-owned Guangnan Water Wastewater management (2010) and 16000t/d for long term (2020); land occupation: 33.6mu. Apr. 2007 - - Supply and in Guangnan supporting pipe network is 14.892km pipe diameter temporary occupation of June 2008 Sewerage Company D=300900mm. road land 44.67mu No house relocation 19 Malipo a project within the sewage disposal plant with a capacity of Land requisition: 16.35 mu; Environment County Wastewater management 5000m3/d; temporary occupation of Apr. 2007 - Protection Bureau of in Malipo County constructing 13.193km long sewage intercept pipes along Chouyang road land 40.11mu Jun. 2008 Malipo County River No house relocation 20 Qiubei Collective land requisition: constructing a sewage disposal plant with sewage disposal capacity County Qiubei Water 22.45 mu; and temporary Wastewater management of 6000 m3/d; Oct. 2007 - - Supply and occupation of road land in Qiubei County building 29.4km long sewage pipe network in the range of 5.0km2 Aug. 2009 Sewerage Company 31.89 mu in Qiubei county town. No house relocation 21 Qiubei Water plant acquires Build a new water plant with scale of 6000m3/d (short term) and County 18.05mu woodland of 16000 m3/d (long term), technolological improvement for Qiubei MatouVillage, water pipe County No. 2 Water Plant; Qiubei Water Water Supply in Qiubei system temporarily acquires Nov. 2007 - Construct a gravity-flow water pipe (2.2km, DN600) and a pressure- Supply and County 38.85mu dry land of Matou -Mar. 2009 flow water pipe (1.5km, DN400), and water supply pipes (totally Sewerage Company Village and the state- owned 19.902km long, DN100~ DN300) of the water distribution system in land 60mu. The water the county town; supply system uses without

6 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No. Location Project Project description Project owner Project impact Schedule structures with relation to water supply system, including intake payment the reserved state- heading, lifting pump station and inspection chamber, etc. owned land 0.22mu. Not Protection of water source site; land acquisition for the Pump station at source water site protection of water source site and pump station at source water site. No house relocation 22 Wenshan Wenshan Water Temporarily occupying land County Wastewater management Pipe system DN400 – rainwater/sewage pipe DN1500 (86.9 km long), Supply and 57 mu for temporary Jan. 2008 - - in Wenshan County service area 19km2 Sewerage accesses, Aug. 2008 Corporation No house relocation 23 Yanshan Temporarily occupying road County land 62.55 mu (restored after Yanshan Water Urban drainage system in Construct D300 – D1200 rainwater/sewage pipes (10.77km long), construction). No house Apr. 2008 ~ Supply and Yanshan County build 1.1km-long open channel for drainage relocation. Open channel for Sept. 2008 Sewerage Co., Ltd. improving natural ditches, without land acquisition 24 Funing Solid waste management in The domestic rubbish collecting and transfer facilities and a sanitary Hongxing Land requisition : 127.5 mu, Apr. 2007 ~ County Funing County landfill : capacity 70t/d Company of Funing including cultivated land May 2008 County 97.5 mu; and brick-wood structure house (for management of fruit garden) relocation: 60m2 25 Maguan Sanitation landfill, transfer station, other public facilities and closure Land allocation: 150.21 mu; County Solid waste management in of existing refuse dumps, etc. The landfill is divided into Landfill Area Maguan Refuse No house relocation Mar. 2007 ~ Maguan County I and II. Area and capacity of Landfill Area I and II are respectively Disposal Co., Ltd. Aug. 2007 25000m2 and 37000m2; and 170000m3 and 585000m3. 26 Malipo Land requisition: 80 mu, Sanitary landfill, transfer station, other public facilities and closure of County Solid waste management in Malipo Refuse including 65 mu cultivated Oct. 2007 ~ existing refuse dumps, etc.. The mean disposal capability of refuse Malipo County Disposal Center land; Mar. 2009 landfill is 44t/d and landfill volume 400000m3. No house relocation 27 Wenshan Environmental Environmental No land requisition and no Prefecture management and Environmental monitoring and supervision system capacity build-up Protection Bureau house relocation Jul. 2007 ~ monitoring in Wenshan project of Wenshan Prefecture of Wenshan Jun. 2008 Prefecture Prefecture

7 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Resettlement Plan

According to domestic capital construction procedures and the WB’s requirements for safeguard policies, the resettlement action plan of the WB-loaned Yunnan Urban Environment Project is carried out. The report includes four sub-reports prepared according to the packaged projects of the four prefectures (cities) and the the report on resettlement action plan of the provincial packaged project is prepared on the basis of the four sub-reports. During the report preparation, the site work was conducted according to the project construction site scope defined by the current design output of the project design organization and the project owner. Measures to Mitigate Project Impacts

Project construction will certainly involve land acquisition, relocation and resettlement and meantime inevitably have impacts on the original productive and living conditions of the local residents. In project planning and design stage, impacts of the project construction on local society and economy should be considered as far as possible in scheme optimization and selection and it will be regarded as the key factors for scheme optimization and selection. In designing sanitory landfills, it should be fully demonstrated whether leakage will occur in the landfill sites which results in pollution for groundwater and soil. With a view to decreasing land acquisition and resettlement where feasible, the design institutes and Project Owners have taken some effective measures. In the aspects of scheme selection and arrangement of other auxiliary facilities, they have avoided residential areas and occupied less farmland as far as possible and conform to the local planning and oppoinons of the the local governments. On the equal conditions, they avoided relocation and impacts on the surrounding villagers’ living in siting of refuse dumps, pipeline, sewage disposal facilities and environmental monitoring devices. Take Xundian Urban Refuse Disposal Project as an example. The refuse landfill of the project has two optional sites, i.e., Xiacun Site (Option 1) and Qingshuigou Site (Option 2). The site of Option 1 is too close to the city zone, there are villages within a range of 200m, the refuse dump is less than 100m to the railway, thus resulting in great pollution on the villages and moreover the storage capacity is small and far from the requirements set forth in relevant specifications. Qingshuigou Refuse Landfill in Option 2 is located 7.5km to the north of Xundian county town, about 5km to the original refuse piling sites and its west is 1km to the railway from Kunming to Dongchuan and 2.5km to Tianshengqiao Highway and there is no village within a range of 1km. The design institute at last recommended Optiion 2 as the final scheme. Under equal conditions, cropland has been avoided or occupied less where possible in siting of refuse dumps, pipeline, sewage disposal facilities and environmental monitoring facilities. Take the drainage system under Dali City Jurisdiction as an example. Through site investigation and research, the project design institute proposed that most sewerage pipeline be laid along highways or in wasteland and exposed pipes be avoided where possible and meantime, it is also considered that the ground surface will be restored after construction, which can not only satisfy requirements of engineering

8 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) design but also avoid permanent land occupation of the local villagers’ farmland or decrease damage to crops. The sanitory landfill is desinged in light of the topographic conditions and valley and wasteland are used as far as possible. The refuse disposal center is arranged by making use of the existing urban idle land. Pay attention to environmental protection and avoid such environmentally sensitive areas as water source, schools, hospitals, cultural relics and historic sites and scenic spots as far as possible. The sites should not produce pollution on the surrounding environment or the pollution should not exceed the allowable range set forth in relevant natioal laws and regulation as well as current standards. During siting, it is considered that there is a certain safe distance from the lower wind direction place of the dominant wind direction to the residential area. Potential inconvenience brought to the local residents’ production and living by project construction has been fully consided in design. For example, setting pedestrian passageways in the sections with relatively concentrated residents to facilitate their traffic; damage to infrastructure of channels due to project construction will be restored to ensure its integrity. Optimize construction organization planning to shorten construction period and decrease excavation and filling in large quantity and reasonably arrange the time period for restoration of special items and construction to reduce impacts of project construction on local areas. For instance, housing demolishing and reconstruction is generally chosen in the slack seasons, and land acquisition after harvest of young crops and construction of bridge and culverts are completed as far as possible before spring ploughing to facilitate farmland irrigation and drainage and flood prevention. Analysis on Linkage Subprojects

The related project means the other project which has relations with the preparation and implementation of this project in the respects of function and benefits. In project design, the Project Owners pay great attention into the identification of the related project, and the project office has conducted analysis on related project together with the design organizations of respective project sub components. The analysis has the following results as in Table 1-2. Analysis on Linkage Subprojects Table 1-2 Related No. Project name Analysis project, if any Enhancement of Water Quality Set up the monitoring information system, which can 1 NO Monitoring Capacity independently provide benefits. Solid waste management in Set up sanitary landfill and associated works, and 2 rubbish collecting system, which will provide benefits NO Songming County independently after completion Set up sanitary landfill and associated works, and Solid waste management in Xundian 3 rubbish collecting system, which will provide benefits NO County independently after completion Set up sanitary landfill and associated works, and Solid waste management in Luquan 4 rubbish collecting system, which will provide benefits NO County independently after completion 5 Integrated water Boluo River In Eryuan Dali, independent works NO environmental Cangshan Shiba In Eryuan Dali, independent works NO management of creek Dali River Yong’an River In Eryuan Dali , independent works NO

9 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Related No. Project name Analysis project, if any Miju River In Eryuan Dali, independent works NO Luoshi River In Eryuan Dali, independent works NO Rural non-point pollution control in 6 In Eryuan Dali, independent works NO Lake Erhai Basin Improve the network facilities, which will Yes, refer Urban drainage system under Dali City 7 to the Jurisdiction provide benefits together with the existing facilities and the planned facilities appendix Wastewater treatment plant and Set up the sewer network and sewage treatment plant, 8 associated sewer network of which will provide benefits independently after NO Dengchuan Town in Eryuan County completion Set up sanitary landfill and associated works, and Solid waste management in Eryuan 9 rubbish collecting system, which will provide benefits NO County independently after completion Set up the sewer network and sewage treatment plant, Wastewater management in Huaping 10 which will provide benefits independently after NO County completion Set up the sewer network and sewage treatment plant, Lijiang City WWTP and Sewer 11 which will provide benefits independently after NO Network completion Yulong County rainwater drainage Rainwater and sewage diversion system, independent 12 NO system works Set up sanitary landfill and associated works, and Solid waste management in Lijiang 13 rubbish collecting system, which will provide benefits NO City independently after completion The demolishing of existing building and Wastewater management in Lijiang 14 NO Ancient Town construction of Municipal Infrastructure and supplemental facility, independent works Greening and renovation of pipe network and river Integrated management of Putting 15 dredging, which will provide benefits independently NO River in Funing County after completion Set up eco-treatment system for sewage and river 16 Puzhehei Lake in Qiubei County dredging, which will provide benefits independently NO after completion Panlong river in Wenshan County River control and landscape construction, which will Yes, see 17 Town Area provide benefits independently after completion Appendix Set up the sewer network and sewage treatment plant, Wastewater management in Guangnan 18 which will provide benefits independently after NO County completion Set up the sewer network and sewage treatment plant, Wastewater management in Malipo 19 which will provide benefits independently after NO County completion Set up the sewer network and sewage treatment plant, Wastewater management in Qiubei 20 which will provide benefits independently after NO County WWT completion Set up the new water supply pipe network, and purified Wastewater management in Qiubei 21 water system, which will provide benefits independently NO County WS after completion Set up the new drainage pipe network, which will relate Yes, refer Wastewater management in Wenshan 22 the sewage treatment plant of Wenshan County, and will to the County provide benefits right after completion appendix Set up the new drainage pipe network, which will relate Yes, refer Urban drainage system in Yanshan 23 the sewage treatment plant of Yanshan County, and will to the County provide benefits right after completion appendix Solid waste management in Funing Set up rubbish collecting, transferring systems and 24 NO County landfill, which can independently provide benefits Solid waste management in Maguan Set up a landfill, which can independently provide 25 NO County benefits Solid waste management in Malipo Set up rubbish collecting, transferring systems and 26 NO County landfill, which can independently provide benefits Environmental management and Set up environmental monitoring system which can 27 NO monitoring in Wenshan Prefecture independently provide benefits

10 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Implementation of Land Acquisition and House Relocation for Stage I Yunnan Environment Project

The Yunnan Environment Project Office has rich experience in implementing the WB-loaned projects accumulated since 1996 when the managemen and implementation of the WB-loaned Stage I Yunnan Environment Project, which has 20 sub-components distributed in Kunming, Chenggong, Puning, Gejiu, Shilin, Mengzi, and Xuanwei countyies and cities, covering sewager treatment, water supply, solid waste disposal, industrial pollutino control, environmental monitoring and measurement, etc. In order to ensure the successful completion of the Stage I project, Yunnan Province established in Jan. 1996 the “Land Requisition and House Relocation Leading Group for Yunnan Environment Project” which was headed by the leader of the provincial government and membered by the leaders of the governmental departments. Under the group, an office was set, and the land requisitin and house relocation group of the provincial project office was responsible for planning, implementation, organization and coordination of the project. The corresponding leading groups were also established at the project-affected cities and counties. The work involved in the land requisitin and house relocation is carried out on the principles of observation of the state laws, regulations and the WB guidelines, and strictly followed the RAP of WB-loaned Stage I Yunnan Environment Project approved by the World Bank. The key conclusions of the external monitoring for the WB-loaned Stage I Yunnan Environment Project are: (1) the project is implemented on the principles of close observation of the state laws, regulations and the local regulations; (2) the project is implemented in comformity with the involuntary resettlement policy of the World Bank; (3) the land requisition and house relocatin are carried out based on the Yunnan Provincial Action Plan for Land Requisition and House Relocation; (4) the resettlement of the PAPs of the project is mainly by means of internal land adjustment and providing a few of job opportunities. The individual project components and relevant cities and counties provide corresponding resettlement methods based on the needs and possibilities and the principles followed are targeting at the wills and interest of the PAPs; (5) the living standard of the PAPs are improved or at least reach the standard before resettlement.

11 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project Impact Determination of project impact scope Permanent land acquisition for project

The permanent land to be acquired by the project is mainly for construction of the landfill, rubish transition station, sanitation center, rubish storage, access road, sewage treatment plant, soil purification trough, automatic monitoring station for river flow to the lake, automatic river flow monitoring station, river harnissing works, man-made wetland, afforestation along the river. The areas which are within the scope of the permenant land acquisition and where the living and production of the local inhabitants will be seriously affected by the project construction and can not be restored afterward, shall be determined as the project impact scope for the project land acquisition and house relocation. Based on the project proposal or the feasibility study reported completed by various design institutes in April ~August 2006 for the sub-projects of the City Environmental Construction Project of Yunnan Province, the scope for the land acquisition and house relocation for each sub-project was respectively determined during that time, and was adjusted according to the revised F/S reports completed in April – December 2007. Temporary land use for project construction

The land to be temporarily used for the project inlcude that for spoil area, construction camps, construction plant, temporary accesses, water diverting and sewage interceptor network, and temporary slurry store, etc. Result of project impact investigation

From the end of Nov. 2006 to mid Jnuary 2007, with the participation and cooperation by the local government, administrative villages, village groups and the PAPs, the Project owner, with the assistance of the project design units, conducted the investigation, item by item, into the main inventory in kinds within the preliminarily determined project impact scope of land acquisition and house relocation, covering status and number of the PAPs, houses and attached building, lands, and special facilities, etc., which lasted 45 days. In April ~Dec. 2007, based on the revised F/S study result, the investigation team conducted check on the inventory in kinds. The project impact scope for the project land acquisition and house relocation will affect 28 administrative villages of 22 towns (townships) in 15 counties (districts). A total of 3121 inhabitants in 767 households will be affected, including 1870 of 442 households affected by permenant land acquisition and 971 of 263 householde. In addition, 392 inhabitants of 130 individual bussiness households will be affected and 807 inhabitants of 23 enterprises will also be affected. A total of 3105.12 mu land will be requisitioned, and 1123.79 mu land will be temporarily occupied. The project will also affect some scattered fruit trees, part of living and production facilities as well as some telecommunication, broadcasting, Unicom and Mobilecom facilities and cables will be affected. The land acquisitin will affect 1326 minority people, and 424 mu cultivated land belonging to the minority people will be permantly acquired. The project will affect

12 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) houses of 13295.3m2.The main inventory in kinds affected by the project is indicated in Table 2-1.

13 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Summary of Itemized inventory in kinds affected by the project Table 2-1 Area of Collective Incl. State- County PAPs to be Incl. PAPs to houses Temporary No. Project Item land to be owned land (District) affected be relocated to be Cultivated land use acquired occupation relocated land House- House- person person m2 mu mu mu mu hold hold 1 Enhancement of water quality monitoring capacity Kunming 0.65 2 Solid waste management in Songming County Songming 48 193 115.5 107.7 6.85 3 Solid waste management in Luquan County Luquan 34 138 118.5 43.8 6.7 4 Solid waste management in Xundian County Xundian 1 5 180 3 Total in Kunming 83 336 414 151.5 17.2 5 Integrated water environmental management for Miju River 1 5 42 Integrated water environmental management for Yong’an River Eryuan 12 64 21 21 Integrated water environmental management for Luoshi River 103 350 76.5 61.5 7.35

Integrated water environmental management Cangshan Shiba Creek Dali 6 Rural non-point pollution control in Lake Dali, Erhai Basin Eryuan 4 21 1.2 1.2 7 Urban drainage systems under Dali City Dali, Jurisdiction Eryuan 172 688 100 131 8 Wastewater treatment plant and associated sewer network of Dengchuan Town in Eryuan County Eryuan 16 70 7.34

14 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Area of Collective Incl. State- County PAPs to be Incl. PAPs to houses Temporary No. Project Item land to be owned land (District) affected be relocated to be Cultivated land use acquired occupation relocated land 9 Solid waste management in Eryuan County Eryuan 19 83 165.5 94.8 9 Total in Dali 327 1281 100 271.54 178.5 147.35 10 Wastewater management in Huaping County Huaping 20 91 21.6 21.6 180.6 11 Old Town Lijiang City WWTP and sewer network district 62 324 88.00 88.00 100.77 12 Yulong County rainwater drainage system Yulong 13 Old Town Solid waste management in Lijiang City district 16 86 230 35.00 3.48 14 Wastewater management in Lijiang Ancient Old Town Town district 62 280 62 280 63924.81 1.87 311 Total in Lijiang 160 781 60 280 63924.81 341.47 144.6 314.48 281.37 15 Integrated management of Putting River in Funing County Funing 7 26 210.33 20.0 16 Puzhehei Lake in Qiubei County Qiubei 533 17 Panlong River in Wenshan County town Area Wenshan 511.32 340 18 Wastewater management in Guangnan County Guangnan 2 8 1.4 1.4 33.6 44.67 19 Wastewater management in Malipo County Malipo 30 128 16.35 16.35 40.11 20 Wastewater management in Qiubei County WWT Qiubei 20 92 22.45 22.45 31.89 21 Wastewater management in Qiubei County WS Qiubei 80 240 18.05 0.22 60 22 Wastewater management in Wenshan County Wenshan 57 23 Urban drainage system in Yanshan County Yanshan 62.55 24 Solid waste management in Funing County Funing 24 87 60 127.5 97.5 25 Solid waste management in Maguan County Maguan 150.21 26 Solid waste management in Malipo County Malipo 34 142 80.00 65

15 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Area of Collective Incl. State- County PAPs to be Incl. PAPs to houses Temporary No. Project Item land to be owned land (District) affected be relocated to be Cultivated land use acquired occupation relocated land Total in Wenshan 197 723 60 798 202.7 905.68 695.07 Grand Total   60 280 64084.81 1825.76 677.3 1279.36 1123.79 Notes: Including 971 inhabitants of 263 households affected by the temporary land acquisition, (688 inhabitants of 172 households in Eryuan County, 26 of 7 households in Funing County, 227 of 67 households in Qiubei County and 17 of 4 households in Lijiang Old town District). In this table, the 392 persons of the individual business households and 807 persons of the affected enterprises and public institutions (totally 1199 persons) are not included. Refer to Table 2- 2 for the total affecter persons.

16 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

PAPs

The PAPs of this project include those affedted by permenant and temporary land requisition, house relocation, and those working with individual bussiiness households and staff of enterprises. A total of 4320 inhabitants will be affected by the project, including 3121 of 442 households are affected by land requisition and house relocation (including 1870 of 442 households affected only by land requisition, 280 of 62 households affected only by house relocation (urban residents); 971 persons of 263 households are effected by temporary land occupation), 807 persons of 23 households are affected by relocation of enterprises they work with; and 392 of 130 individual bussiness households will be affected, which are excluded in the residents.

17 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Summary of Itemized inventory in kinds affected by the project Table 2-2 PAPS affected by Urban PAPs to PAPs affected PAPs to Individual business Total collective land be relocated by temporary Enterprises be reset- house holds Project item County PAPs acquired without without land land affected No. tled affected (district) house relocation acquisition acquisition House House No. of No. of No. No. Household No. No. No. No. No. hold hold PAPs PAPs 1 Enhancement of water quality monitoring capacity Kunming 2 Solid waste management in Songming County Song- ming 193 110 48 193 3 Solid waste management in Luquan County Luquan 138 66 34 138 4 Solid waste management in Xundian County Xundian 5 1 5 Total in Kunming 336 176 83 336 5 Integrated water environment treatment for Miju River 5 1 5 Integrated water environment treatment for Yong’an River 64 34 12 64 Eryuan Integrated water environment treatment for Luoshi River 350 133 103 350 Integrated water environment treatment for Boluo River Integrated water environment treatment for Cangshan Shiba Creek Dali 6 Rural non-point pollution control in Lake Er’hai Basin Dali, Eryuan 21 2 4 21 7 Urban drainage system under Dali City Jurisdiction Dali, Eryuan 688 172 688 8 Wastewater treatment plant and associated sewer network of Dengchuan Town in Eryuan County Eryuan 70 16 70 70 9 Solid waste management in Eryuan County Eryuan 83 116 19 83 Total in Dali 1281 285 155 593 172 688 10 Wastewater management in Huaping County Huaping 91 16 20 91 11 Old Town Lijiang City WWTP and sewer network district 324 24 58 307 4 17 12 Yulong County rainwater drainage system Yulong 13 Old Town Solid waste management in Lijiang City district 86 60 16 86 14 Old Town 1479 62 280 Wastewater management in Lijiang Ancient Town district 23 807 130 392 Total in Lijiang 1980 100 94 484 62 280 4 17 23 807 130 392 15 Integrated management of Putting River in Funing County Funing 26 7 26 16 Puzhehei Lake in Qiubei County Qiubei

18 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

PAPS affected by Urban PAPs to PAPs affected PAPs to Individual business Total collective land be relocated by temporary Enterprises be reset- house holds Project item County PAPs acquired without without land land affected No. tled affected (district) house relocation acquisition acquisition House House No. of No. of No. No. Household No. No. No. No. No. hold hold PAPs PAPs 17 Panlong River in Wenshan County Town Area Wenshan 18 Wastewater Management in Guangnan Guang- nan 8 6 2 8 19 Wastewater management in Malipo County Malipo 128 12 30 128 20 Wastewater management in Qiubei County Qiubei 92 32 20 92 21 Wastewater management in Qiubei WS Qiubei 240 80 240 22 Wastewater management in Wenshan County Wenshan 23 Urban drainage system in Yanshan County Yanshan 24 Solid waste management in Funing Funing 87 84 24 87 25 Solid waste management in Maguan County Maguan 26 Solid waste management in Malipo County Malipo 142 77 34 142 Total in Wenshan 723 211 110 457 87 266 Grand Total 4320 772 442 1870 62 280 263 971 23 807 130 392

19 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Land to be permanent acquired

The project will permenantly acquired land of 3105.12 mu for its 24 sub- components, in which, the land acquired by 19 sub-components includes collective- owned land and that by 13 sub-components includes state-owned land. Of all the acquired land, the cultivated land is 710.9 mu (22.9% of the total), garden plot 37.34 mu (1.2%), fish pond 32 mu (1%), water pool 15 mu (0.5%), woodland 476.25 mu (15.3%), reclaimed waste land 177mu (5.7%), unused land 536 mu (17.3%) and construction land 1120.63 mu (36.1%). The details are shown in Table 2-3 and 2-4. Statistics of collective-owned land to be acquired Table 2-3 Collective land to be acquired (mu) Farmland Reclai Construc Grand Grade Water med Wood Unuse No. Project item Paddy Dry - tion Total total n plot pool waste land d land field land land land mu mu mu mu mu mu mu mu Enhancement of water quality 1 monitoring capacity Solid waste management in 2 180 177 3 Xundian County Solid waste management in 3 115.5 107.7 107.7 7.8 Songming County Solid waste management in 4 118.50 43.80 43.8 74.70 Luquan County Total in Kunming 414 151.5 151.5 177 82.5 3 Integrated water environment 21.00 21.00 21 treatment for Yong’an River Integrated water environment 5 15 treatment for Miju River Integrated water environment 15 treatment for Luoshi River 76.50 61.50 61.50 Rural non-point pollution control 6 in Lake Er’hai Basin 1.20 1.20 1.20 Wastewater treatment plant and associated sewer network of 7 7.34 7.34 Dengchuan Town in Eryuan County Solid waste management in Eryuan 8 165.5 94.80 94.8 70.7 County Total in Dali 271.54 178.50 83.70 94.80 7.34 15 70.7 Wastewater management in 9 21.6 21.6 Huaping County 21.6 Wastewater management in Lijiang 10 1.87 1.87 Ancient Town Lijiang City WWTP and sewer 11 88.00 88.00 88.00 network Solid waste management in 12 35 35 195.00 Lijiang City 230.00 Total in Lijiang 341.47 144.60 144.60 197 1.87 Integrated management of Putting 13 River in Funing County 14 Puzhehei Lake in Qiubei County 533 533 Panlong River in Wenshan County 15 Town Area Wastewater Management in 16 1.40 1.40 1.40 Guangnan Wastewater management in Malipo 17 16.35 16.35 16.35 County

20 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Collective land to be acquired (mu) Farmland Reclai Construc Grand Grade Water med Wood Unuse Paddy Dry - tion Total total n plot pool waste land d land field land land land Wastewater management in Qiubei 22.45 22.45 18 22.45 County Wastewater management in Qiubei 19 18.05 18.05 WS 20 Solid waste management in Funing 127.5 97.5 16.30 81.20 20 10 Solid waste management in 21 Maguan County Solid waste management in Malipo 22 80.00 65.00 15.00 County 13.00 52.00 Total in Wenshan 798.75 202.70 69.50 133.20 20 43.05 533 Grand total 1825.76 677.30 297.80 379.50 27.34 15 177 391.25 1.87 533

Statistics of State-owned Land Affected by The Project Table 2-4 Acquisition for value Unpaid allocation No. Project item Total Paddy Garden Fish Constr. Constr. Wood field plot pond land land land mu mu mu mu mu mu mu Enhancement of water quality monitoring 1 capacity 0.65 0.65 2 Solid waste management in Luquan County 3.00 3 Solid waste management in Songming 3 County 6.85 6.7 0.15 Solid waste management in Xundian 4 County 6.70 6 0.7 Total in Kunming 17.2 15.7 1.5 Integrated water environment treatment for Yong’an River 5 Integrated water environment treatment for Miju River 42 10 32 Integrated water environment treatment for Luoshi River 6 Rural non-point pollution control in Lake Er’hai Basin Wastewater treatment plant and associated 7 sewer network of Dengchuan Town in Eryuan County 8 Solid waste management in Eryuan County Total in Dali 42 10 32 Wastewater management in Huaping 9 County Municipal Infrastructure Construction in 10 Nu’erguo Town of Ninglang County Wastewater management in Lijiang Ancient 11 Town 311 311 12 Lijiang City WWTP and sewer network 13 Solid waste management in Lijiang City 3.48 3.48 Total in Lijiang 314.48 314.48 Integrated management of Putting River in 14 Funing County 210.33 210.33 15 Puzhehei Lake in Qiubei County Panlong River in Wenshan County Town 16 Area 511.32 511.32 Wastewater Management in Guangnan 17 County 33.60 33.6 18 Wastewater management in Malipo County 19 Wastewater management in Qiubei County

21 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Acquisition for value Unpaid allocation No. Project item Total Paddy Garden Fish Constr. Constr. Wood field plot pond land land land mu mu mu mu mu mu mu 20 Wastewater management in Qiubei WS 0.22 0.22 21 Solid waste management in Funing 22 Solid waste management in Maguan County 150.21 65.21 85 23 Solid waste management in Malipo County Total in Wenshan 905.68 33.60 1 787.08 85.00 Grand total 1279.36 33.6 10 32 330.48 788.58 85.00

Temporary land acquired for project construction

The land to be temporarily acquired means the land to be temporarily borrowed during the porject construction period, for arranging the temporary construction plants or facilities such as spoil areas, construction camps and plants, water diversion and interception stockpiling of slurry. Among the 27 sub- components, 14 components will have the construction activities within the acquired land and will not temporarily borrow land, the remaining 13 components will temporarily occupy a total of 1123.79 mu land at this project stage. The Project Office will define in the contract to be signed with the construction contractor the way of using the temporarily acquired land and the requirement of land restoration after the construction, etc.

22 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Statistics of Ownerships of Land to Be Temporarily Acquire (on village base) Table 2-5 State-owned Cultivated land Project item County Town Admin. village Total constr. land Total Paddy field Dry land Dali 131.00 13.50 11.92 1.58 117.50 Xizhou State-owned land 28 28 Fengyi 30 13.5 11.92 1.58 16.5 Urban drainage system under Dali Fengming 2.80 2.80 1.22 1.58 City Jurisdiction Shilong 10.70 10.70 10.70 State-owned land 16.5 16.5 Dali Old city State-owned land 33 33 Provincial-level 40 40 Recreation area in Dali Solid waste management in Eryuan County Eryuan Cibihu State-owned land 9 9 Integrated water environment treatment for Eryuan Yousuo Collective-owned land 7.35 7.35 Luoshi River Total 147.35 13.50 11.92 1.58 133.85 Wastewater management in Huaping County Huaping Zhongxin 180.6 180.6 Lijiang City WWTP and sewer network Ancient Town Jinshan Jinshan 100.77 21.85 21.85 78.92 Total 281.37 21.85 21.85 259.52 Communication Wenshan 57 57 Wastewater management in Wenshan County bureau Wastewater management in Panlong River Wenshan 340 340 (Wenshan County urban section) Integrated management of Putting River in Funing Xinhua Wenhua Community 20 20 20 Funing Communication 44.67 44.67 Wastewater Management in Guangnan Guangnan bureau Communication 40.11 40.11 Sewage treatment and sewage main Malipo bureau Communication Yanshan 62.55 62.55 Urban drainage system in Yanshan County bureau Wastewater management in Qiubei County Qiubei Jingping Donghu Community 31.89 31.89 WWT Communication Qiubei 60 60 Wastewater management in Qiubei WS bureau

23 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

State-owned Cultivated land Project item County Town Admin. village Total constr. land Total Paddy field Dry land Jingping Matou village 38.85 38.85 38.85 Grand total Total 695.07 58.85 58.85 636.22 Grand total 1123.79 94.20 33.77 60.43 1029.59

24 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Houses and attached buildings to be relocated

In this project, only the Wastewater management in Lijiang Ancient Towm component, the Urban drainage system under Dali County Jurisdiction, and Solid Waste Management in Funing County require the house relocation, totally 64084.81m2 (only 100 m2 collective-owned simple houses effectd by the Urban drainage system in Dali and 60m2 collective management house effected by Solid Waste Management in Funing County ), including private-owned houses of 13235.3m2 (which is divided into rural houses and urban houses according to the land property). Of the houses, 9923.08 m2 are of rural residence (139 persons of 30 households), 3312.22m2 of urban residence (141 persons of 32 households) and 50849.51m2 of collective-owned houses. No illegally-built houses are found so far. The details for the urban residence to be relocated are detailed in Table 2-6, and the rural residence to be relocated is indicated in Table 2-7.

25 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Urban residence to be relocated Table 2-6 Villager No. of Private-owned houses (m2) Residence house (m2) Shops (m2) Project Type of commi- household No. of Brick- Sub total Brick- Township (town) Brick-wood Clay- wood Brick-wood Clay- wood component impact ttee affected PAPs Sub total concrete concrete structure structure structure structure structure structure Xi’an Subdistrict Zhengyi 13 54 1108.07 1094.76 13.31 1094.76 1094.76 13.31 New house Office at original Dayan Subdistrict Wastewater Xinhua 9 43 379.78 379.78 379.78 379.78 place Office management in Subtotal 22 97 1487.85 1474.54 13.31 1474.54 1474.54 13.31 Lijiang Ancient New house Town Dayan Subdistrict at other Xinhua 10 44 1824.37 441.99 1382.38 1824.37 441.99 1382.38 office place Subtotal 32 141 3312.22 1916.53 1382.38 13.31 3298.91 1916.53 1382.38 13.31

Rural residence to be relocated Table 2-7 Private-owned houses (m2) Residence house (m2) Shops (m2) No. of Villager Brick- Clay- Brick- Clay- Brick- Project househol No. of Brick- Brick- Brick- Clay- Type of Township (town) commi- wood wood wood wood wood component ds PAPs Sub total concrete Sub total concrete Sub total concrete wood impact ttee struc- struc- struc- struc- struc- affected structure structure structure struc- ture ture ture ture ture ture New house at Xi’an Subdistrict Zhengyi 26 117 5067.73 4807.35 154.12 106.26 4060.4 4060.42 1007.3 746.93 154.12 106.26 Wastewate original place Office r Xi’an Subdistrict Zhengyi 2 11 2935.43 2883.38 52.05 690.81 690.81 2244.62 2192.57 52.05 manageme Office nt in New house at Xianghe Lijiang other place Yihe 2 11 1919.91 1566.71 15.81 337.4 353.21 15.81 337.40 1566.71 1566.71 Ancient Subdistrict Office Town Sub total 5 22 4855.34 4450.09 67.86 337.4 1044.02 690.81 15.81 337.4 3811.33 3759.28 52.05 Total 30 139 9923.08 9257.44 221.98 443.66 5104.41 4751.2 15.81 337.4 4818.64 4506.2 206.2 106.3

26 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Houses of the collectives, organs and enterprises to be relocated for the project are detailed in Table 2-8. Houses of the collectives, organs and enterprises to be relocated Table 2-8 Collective-owned houses (m2) Villager Brick- County Town- ship Brick- Clay- Simple Project item commi- Framed- wood (city) (town) Total concrete wood structur ttee house struc- structure struc- ture e ture Synthetic urban sewage Fengmin Dali Fengyi 100 100 networks in Dali g Stage I environmental Old Enter- harnessing project for Shizi 50689.51 9294.36 31232.48 6499.45 3663.22 Town prises Hill at Ancient Town Tuanjie Solid waste management in Xinhua Funing communi 60 60 Funing County town ty Total 50849.51 9294.36 31232.48 6559.45 3663.22 100

Individual business households

This project will affect 130 individual business households by the sub- component --- Wastewter management in Lijiang Ancient Town, who will be relocated. They all live on Minzhu Road. The effected shop area is 9632.39 m2, of which is 4800.44 m2 for organ and enterprises and 4831.95 m2 for individuals. The effected house area for individuals is included in project effected houses. The details are in Table 2-9. Statistics of individual business households Table 2-9 Total Private-owned house House of enterprises Sub district No. House area (m2) No. House area (m2) No. House area (m2) Minzhu 130 9632.39 37 4831.95 93 4800.44

Organs and Enterprises affected

The sub-component --- Wastewter management in Lijiang Ancient Town, will cause relocation of enterprises. According to the investigation at this stage of the project, a total of 23 enterprises will be relocated (15 enterprises and 8 public institutions). The affected enterprises will be compensated and the employees will not loss their job, therefore, the employees will not be affected much. The detail of the enterprises to be affected is shown in Table 2-10. The effected houses of enterprises are included in the project effected houses.

27 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Enterprises to be affected by the project Table 2-10

Architectural aream2 Impact No. of No. Name of units Kind Framed Brick- Brick- Clay- level staff Total structure concrete wood wood Dayan Credit Union of Gucheng Enterprise 1 District Rural Credit 825.13 672.82 44.92 107.39 Demolished Cooperative, Lijiang 43 Local Products Sales Co. Ltd. Enterprise 2 3141.65 2017.85 1113.67 10.13 Demolished Of Gucheng District 44 Traffic Management Station of Enterprise 3 1493.88 1337.48 156.4 Demolished Gucheng District 19 4 Lijiang Farming Tool Company Enterprise 6759.29 2335.23 2730.38 1693.68 Demolished 43 Workers’ Cultural Palace of Enterprise 5 3279.1 2920.67 358.43 Demolished Gucheng District 6 Barbers’ Cooperative Union of Enterprise Partial 6 474.19 474.19 Gucheng District demolished 13 Tire Repairing Plant (Yunzhinan Enterprise 7 2906.68 1421.46 387.26 1097.96 Demolished Hotel) 60 State Tax Bureau branch at 8 Organs 4113.05 2928.05 1185 Demolished Gucheng District 89 9 Gucheng Hardware Factory Enterprise 7376.91 5188.71 1492.81 695.39 Demolished 80 China Construction Bank Enterprise 10 2631.8 2121 481.4 29.4 Demolished Lijiang Branch 65 Yunyan Hotel of Yunnan Enterprise 11 5695.66 5695.66 Demolished Boyuan Industry Co. Ltd. 53 Enterprise Parly 12 Shizishan Commercial Co. Demolished 123 Lijiang Broadcasting and TV Enterprise 13 4412.43 1534.11 2687.01 191.31 Demolished Station 115 Agricultural Material Co. of Enterprise 14 835.68 620.08 215.6 Demolished Gucheng District 0 Gucheng No. 6 Construction Enterprise 15 1238.94 723.81 368.34 146.79 Demolished Co. 54 Lijiang Animal Husbandry and Enterprise 16 762.12 762.12 Demolished Veterinary Station 17 Conference Hall of Lijiang City Enterprise 2141.53 2141.53 Demolished Enterprise Partly 18 Senlong Group Co. 192.22 192.22 Demolished County goods and material Enterprise 19- company, trade company, pork 21 products mill of Yulong County Enterprise Partly Clinic department of the county 1708 1708 22 Demolished hospital,

23 Traffic Police Station Organs Total 50689.51 9294.36 31232.48 6499.45 3663.22 807 Notes: the partial structures of Agricultural Material Co. of Gucheng District, Clinic department of Yulong county hospital, county goods and material company, trade company, traffic police station, pork products mill, Barbers’ Cooperative Union of Gucheng District are affected, but the staff will not be affected. Scattered trees and tombs

Four components of the project have impact on the scattered trees, which include the fruit trees planted in front of and behined the houses and on the farmland and any other kinds of trees standing on the land to be requisitioned,

28 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) which are to be felled due to project construction. For this project, a total of 17619 trees will be cut, including 16119 fruit trees and 1500 general trees. The details are as in Table 2-11.

Statistics of scattered trees in the project affected area Table 2-11 Luquan Xundian Eryuan Malipo Trees Unit Total County County County County I Fruit tree ea. 16119 10365 3000 2754 1 Fruited ea. 7715 6703 400 323 Not fruited (trunk about 10cm in 8906 3662 2600 2431 2 diameter) ea. II General tree ea. 1500 1 1440 59 1 Young tree ea. 1500 1 1440 59 2 Matured tree ea. Grand Total ea. 17619 10366 4440 2754 59

The project will affect 8 tombs, 3 in Songming County and 5 in Malipo County. Before project construction these tombs will be relocated. Special facilities

The project (four components only) will affect the cables of telecommunication, broadcasting, Unicom and Mobilecom facilities, and 35kV power cables. In the project construction, they will be protected and restored after construction. The detail is shown in Table 2-12

29 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Statistics of Project Affected Special Facilities Table 2-12 No. Description unit total Songming Luquan Dali Maguan 1 Optical fiber cable pole/km 5.26 0.01 1 2.8 1.45 5.25 1 1.1 Overhead-erected cable pole/km 2.8 1.45 1.2 Embedded optical fiber cable pole/km 0.01 0.01 2 Broadcasting optical fiber cable pole/km 1 1 3 Unicom optical fiber cable pole/km 3 3 4 Mobilecom optical fibre cable km 1 1 5 35KV power cable pole/km 2.5 2.5 6 Power line km 1.79 1.79 Total 14.55 0.01 6 4.59 3.95 Note: The Unicom and Mobilecom optical fibre cables are erected on the same poles.

Project-affected living and production facilities

Two components of the project will affect local living and production facilities, including water tanks, transformers, and pump stations. Statistics of project-affected living and production facilities Table 2-13 No. Project item City (county) Facilities Unit Quantity 3 1 Solid waste management in Luquan Water tanks m 256 2 Luquan County Water pipes kg 430 3 Dali Transformer ea. 2 4 Dali Pump station ea. 3 5 Dali Culverts ea. 4 6 Urban drainage system Dali Water sluice ea. 3 7 under Dali City Jurisdiction Dali Water pipe m 2500 Trench for water 8 Dali m 90 pumping (concrete) Trench for water 9 Dali m 1790 pumping (masonry)

Affected Ethnic People

The project affected 1326ethnic people (accounting to 61.7% of the total peop affected by permanent land acquisition). 434 mu cultivated land of the ethnic people will be permanently acquired and 13295.3m2 houses will be affected. See Table 2-14.

30 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Impact on the Ethnic People Table 2-14 Land Composition of ethinic people House Ethnic acquisition mu House relocation PAPs Proporti to be No. Project description Land acquisition 2 people Fish (m ) (person) on Cultivate Garden relocate affected Yi Bai Naxi Hui Miao Lisu Zhuang pon 2 d land plot d (m ) d Solid waste Acquiring and using land 1 management in 122.35mu, including 193 6 6 3.11% 3.16 Songming County cultivated land 107.7mu Solid waste Acquiring and using land 2 management in Luquan 125.2mu, including 138 36 25 11 26.09% 13.19 County cultivated land 43.8mu Solid waste Using construction land 3 management in 3mu, reclaimed land 177mu 5 1 1 20% Xundian County Integrated water Acquiring land 139.5mu, environmental including cultivated land 4 419 355 355 84.73% 61.5 10 32 management of Dali 82.5mu River Rural non-point Acquiring cultivated land 1.2 5 pollution control in mu 21 21 21 100% 1.2 Lake Erhai Basin Urban drainage system No land acquisition, but under Dali City temporarily occupying Collective-owned Not 6 Jurisdiction cultivated land land 131mu simple 688 identifie including cultivated land house100m2 d 13.5mu Wastewater treatment Acquiring garden plot 7.34 plant and associated mu 7 sewer network of 70 No Dengchuan Town in Eryuan County Solid waste Acquiring land 165.5 8 management in Eryuan muincluding cultivated land 83 83 83 100% 95 County 94.8 mu Wastewater Acquiring cultivated land 9 management in 21.6 mu, temporary 91 38 36 2 41.76% 15.6 Huaping County occupying construction land

31 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Land Composition of ethinic people House Ethnic acquisition mu House relocation PAPs Proporti to be No. Project description Land acquisition 2 people Fish (m ) (person) on Cultivate Garden relocate affected Yi Bai Naxi Hui Miao Lisu Zhuang pon 2 d land plot d (m ) d 180.6mu

Lijiang City WWTP Acquiring cultivated land 88 10 and Sewer Network mu 324 307 307 94.75% 88 Solid waste Acquiring (using) land 11 management in Lijiang 233.48mu, including 86 86 86 100% 35 City cultivated land 35 mu Wastewater using construction land 311 12 management in Lijiang mu, acquiring 1.87mu 63924.81m2 280 236 5 231 84.29% 13235.3 Ancient Town

Wastewater Acquiring cultivated land 35 100.00 13 management in mu 8 8 8 1.4 Guangnan County % Wastewater Acquiring cultivated land 14 management in Malipo 16.35mu 128 39 2 37 30.47% 6 County Wastewater Acquiring cultivated land 15 management in Qiubei 22.45mu 92 9 4 5 9.78% 2 County WWT Wastewater Acquiring woodland land Not 16 management in Qiubei 18.05 mu, temporary using 240 identifie County WS land 98.85mu d Solid waste Acquiring land 127.5 mu, Collective-owned 17 management in Funing including cultivated land 87 87 87 100% 97.5 20 60 house 60.0m2 County 97.5 mu Solid waste Acquiring land 80 mu, 18 management in Malipo including cultivated land 142 14 7 7 9.86% 4.45 County 65.0 mu Total 64084.81 3121 1326 156 467 538 6 13 2 144 424 10 32 13295.3

32 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Vulnerable groups

In the project impact investigation, the nationality, age, education level and employment status of the household members affected by land acquisition and house relocation of the project were investigated household by household and village by village. By the comparison and analysis on the data of the family structure and the information obtained from the local civil departments and poverty-relief offices of the governments, the number of vulnerable groups was determined. The investigation data indicates that the project would affect 1326 minority people and the per capita net income of the affected was over 1000 RMB Yuan which was far above the income of the local people in poverty (924 RMB Yuan). Therefore, they are not defined as people in poverty, and their income is similar to the local Han people. Of the project-affected households, the household who is comparatively in vulnerable condition will receive special assistance in resettlement. Only one is in Xundian Hui Autonomous County (Hu Guangcun’s family), who has contracted 350 mu waste hillside land and invested much without output last year, his son is serving in army, thus, the economic condition of the family was rather poor in 2006, the special support should be given to the household.

33 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Analysis of Impact on Nature, Society and Economy within Project Area Natural Conditions in project-affected area

A. Yunnan Province Yunnan Province is located in the southwest border of China where the tropic of cancer runs through the southern area of the province. The total teritory of the province is 394,000 square meters, accounting for 4.1% of the country’s total. It links Guangxi Zhuang Autonomous Region and Guizhou Province on the east, faces Sichuan Province on the north across the , borders Tibet Autonomous Region on the northwest. The province neighbors Burma and Vietnam respectively on the south and southeast, having border line totally 4060km long. The province is topographically tilling from the north to south, with big difference in elevation and 1500~2200m on the south and 3000~4000m on the north. Yunnan Province has rich natural resources, and enjoys the reputation as “Kindom of Plants”, “Kindom of Animals”, “Kindom of non-ferrous metal” and “Country of Herbs”. The mineral resources is very rich in Yunnan, and a total of 150-odd kinds of mineral reserves have been discovered so far, accounting to 93% the minerals discovered nationwide. The reserves of zinc, tin, lead, cadmium, indium, thalium and blue abestos rank the first in the country. There is plenty of water resources and rich precipitation in Yunnan. Rivers and lakes lie everywhere, with a total flow of 200 billion cubic meters, which is triple of the Yellow River. Yunnan has plenty of tourist resources, pleasant climate, picturesque natural scene, and diversified customes, which present a beautiful and attractive picture scroll. B. Kunming City Kunming City is locatedin the middle of the province at east longitude 102°10 103°40 and north latitude 41°11 42°22;, and has total teritory of 15561 square meters, 140km wide from east to west and 220km long from north to south. The city is featured with typical plateau topography, gradually decending from the north to the south in terrace. The area is mainly of lake basin feature with karst formation, where basins (locally called “Bazi”) and highlands lie alternatively, mostly at El. 1500 2800m with the toppest at Mazong Peak (El. 4247m) in Luquan County and the lowest at the confluence of the Pudu River and Jinsha River (El. 746m). There are two main maintain systems, i.e., the Gongwang Mountain System of the Lunan Mountain Range originating from the western Sichuan Province and heading southward across the Jinsha River, which covers Luquan, Fuming, Xishan and Anning counties (districts), and the Liangwang Mountain System connecting the Wumeng Mountain Range originating from the northeastern Yunnan Province, covering Songming, Guandu, Chenggong counties and districs. There are about 20 rivers of various lengths zigzaging within the

34 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) teritory. The teritory of Kunming is within the divides areas of the Jinsha River, Nanpan River and Yuan River, thus, the rivers in the area belong to these three big river systems, such phenomenon is rare in China. The mountainous monsoon on plateau at low-latitude prevails the area. As located at low latitude and high elevation, with the natural barrier of Wumeng Mountain Range on the north that obstruct the cool wind from the north and the lower terrains on the south that let southwest warm and wet current flow in, and with the temperature regulating function of the Dianchi Lanke and Yangzonghai Lake, Kunming has a pleasant weather all the year round. Because of the mild temperature and humidity, long sunshine hours, short frosting period, good visibility, the plants are easily growing. The flowers bloom throughout the year and plants are green all the year long, thus, Kunming City is praised as “Spring City”. C. Dali Bai Autonomous Prefecture Dali Bai Autonomous Prefectureis located in the mid-west of Yunna Province spanning the east longtitude 98°52 101°03 and north latitude 24°41 26°42 It neighbors Chuxiong, Simao and Linchag on the east, links Baoshan and Nujiang on the west and borders Lijiang on the north. The prefecture government office is located at Xiaguan of Dali City, which is 338km from Kunming. The prefecture administerd one city and 11 counties within a teritory of 29459 square meters, 320km wide in the E-W direction in maximum and 270km in the S-N direction in maximum. In the prefecture, the mountainous area accounts for 83.7 and mountainous basin area for 16.3 of the total teritory. The prefecture is located at the juncture connecting the Yunna-Guizhou Plateau and Hengduan Moutains, where the terrain is high on the northwest and low on the southeast, and is complicated. The area west of the Dianchangshan Mountain is of alpine valleys and the area east of the Mountain and west of Xiangyun is of moderately high mountains with steep slope. The mouontains in the prefecture belong to the Yunling Mountain Range and the Nushan Mountain Range. The Xueban Mountain on the north of the prefecture, located between Jianchuan and Lanping (Lijiang Prefecture) has the highest peak (El.4295m) in the prefecture. The lowest point is at Hongqiba (El.730m) on the side of the Nujiang River. There are many lakes in the teritory, among which there are 18 lakes having water surfaces over 1.5 square meters, the total lake surface is 1871.49 square meters (accounting for 6.6 of the total teritory). The basins are mostly in belt shape and there are six basin belts lying from west to east. There are 160-odd rivers distributed in feather pattern in the prefecture, which belong to the Jinsha River, Lanchang River, Nujiang Tiver and Honghe (Yuanjiang) River systems. There are eight lakes in the prefecture, i.e., Erhai, Tianchi, Cibihu, Xihu, Donghu, Jianhu, Haixihai and Qinghai lake. The position of the prefecture on plateau at low-latitude forms the mountainous monsoon pertaining to plateau at low latitude, where the temperature difference is small all the year round as a whole but varies much at different elevation, rainy and dry seasons are clearly divided. There occur many climate disasters D. Lijiang City

35 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

The city is located at the juncture between the northwest part of the Yunnan- Guizhou Plateau and Qinghai-Tibet Plateau, with Diqing Zang Autonomous Prefecture on the north, Dali Bai Autonomous Prefecture on the south, Nujiang Lisu Autonomous Prefecture on the west, and Liangshan Yi Autonomous Prefecture and Panzhihua City (Sichuan Province) on the east. It spans the east longtitude 99°23 -101°31 and north latitude 25°59 -27°56 , and is 213.5 km long from the south to the north. The teritory of the city is high on the northwest and low on the southeast. The mountain peaks spread all over with gulches and valleys in between. In the mountains, many mountainous basins (locally called “Bazi) are distributed. The Yulong Peak in the city teritory is the highest point (El. 5596m) and the lowest location is at Jinshan River Valley (El. 1015m), and the average elevation of the city area is at El. 2400m. The city has a total area of 20603 km2, 2.6% of which are basin area and 97.4% are mountainous area; the landform is much undulant and the mountains, basins and valleys alternates. Lijiang is within the western monsoon climate zone of China, where the seasonal climates are clear in a year. The weather in the city varies much with the north subtropic, mild temperate and plateau climate, obviously featured by the vertical climate of “There are four seasons from the foot to the top of a mountain and different weather occur within 10km length of a road”. As Lijiang is at high elevation, the air is clear and sunshine last long in a day. The annual average temperature is 12.6 19.9, the annual average precipitation is 910mm 1040mm, the frost period in a year is 191 310d and yearly duration of sunshine is 2321 2554h. E. Wenshan Prefecture Wenshan Prefecture is located in the eastern Yunnan Province, linking Baise Prefecture of GuangxiZhuang Autonomous Region on the east, bordering Vietnam on the south, neighboring Honghe Hani and Yi Autonomous Prefacture on the southwest and northwest and connecting Qujing Prefecture on the north and northwest. It is within the east longtitude 103°35 ~106°12 and north latitude 22°40 ~24°28 , and is 255km wide in E-W direction and 190km long in S-N direction. The total area of the prefecture is 31456km2, 94.6% being mountainous and semi-mountainous area and 5.4% being mountainous basin area. The area is featured by typical karst formation, and is high on the northwest and low on the southeast. The Bozhu Peak (El.2991.2m) in Wenshan County is the highest place in the prefecture, Chuantou (El.107m) in Malipo County is the lowest place, and the average elevation of the prefecture is at 1000m~1800m. The low-latitude plateau monsoon climate prevails over Wenshan Prefecture, and most part of the area has no severe cold in winter and sweltering heat in summer. The temperature and humidity there are mild, sunshine lasts long in a day, frost period is short and the visibility is good, which are favorable for plant growing. The soil in the area can be classified into 10 types, i.e., dark brown soil, brown soil, yellowish-brown soil, yellow soil, red soil, deep red soil, brick-red soil, lime soil, purple soil and paddy soil, the red soil is most widely spreaded, accounting for 75% the total and 60% the farmland of the prefecture. The main grain crops of the prefecture include rice, maize, wheat and potato, and the economic crops include peanut, flue-cured tobacco, hot peper, Panax pseudo-ginseng, fibrous crop, cotton and Rhododendron avatum, etc.

36 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Social and economic conditions of project-affected area

A. Yunnan Province The total population of the province was 44.504 million by the end of 2005, increaed by 352000 persons as compared with that by the end of the previous year. Of the population, the urban population was 13.129 million and rural population was 31.375 million. The natural population growth of 2005 was 7.97‰, 1.03‰ less than the previous year. Yunnan Province is the province with largest number of different minorities in China, having 25 minorities out of the 56 minorities of China. The minority population accounts 38% of the provincial total, and there are over 20 minorities with population over 8000, including Yi, Bai, Hani, Zhuang, Dai, Miao, Li, Hui, Lagu, Wa, Naxi, Yao, Zang, Jingpo, Bulang, Pumi, Nu, Achang, Jinuo, Mongolia, Dulong, Man, Shui and Buyi monirities. The preliminary statistics shows that the provincial GDP of the year 2005 is 347.234 billion Yuan, 9.0% over the previous year on the comparable price base; the added value of the primary industry was 65.618 billion Yuan (increased by 6.3%), that of the secondary industry 144.971 billion Yuan (increased by 8.5%) and that of the tertiary industry 136.645 billion Yuan (increased by 10.8%). The reform of industrial structure has been progressing, in which the percent of added values of the three industries has been adjusted from 19.341.639.1 to 18.9 41.7 39.4. The per capita net income of farmers reached 2041.79 Yuan, increased by 6.5%. The mainstay industries of the province are: tobacco, bio-products, minerals and tourism. B. Kunming Kunming is the capital city of Yunnan Province, having jurisdiction over five districts (Wuhua, Panlong, Xishan, Guandu and Dongchuan), one city (Anning) and eight counties (Chenggong, Jinning, Fuming, Shilin, Yiliang, Songming, Xundian and Luquan). BY the end of 2005, there are 46 townships, 7 minotity townships, 53 towns and 30 subdistricts. BY the end of 2005, the city had a population of 5.0847 million and 1.5319 million households, respectively increased by 2.98% and 1.10% as compared with the previous year; the natural population growth was 6.23‰. The minority population of the city was 743868, which accounted for 14.6% of the total city population. The GDP of the city was 106.155 billion Yuan in 2005, 11.1% over the previous year. The added value of the primary industry was 416 million Yuan (increased by 5.7%), that of the secondary industry 5.256 billion Yuan (increased by 12.4%%) and that of the tertiary industry 5.869 billion Yuan (increased by 13.1%). The total output value of agricultue, forestry, animal husbandry and fishery was 11.723 billion Yuan. The cultivated land was 175035 ha., and grain output reached 1133595 tons. The per capita net income of peasants was 3258 Yuan. C. Dali

37 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Dali Prefecture has jurisdiction over one city, eleven counties, i.e., Dali City, Yangbi Yi Autonomous County, Xiangyun, Bingchuan, Midu, Nanjian Yi Autonomous County, Weishan Yi and Hui Autonomous County, Yongping, Yunlong, Eryuan, Jianchuan and Heqing. By the end of 2005, there were 34.296 million permenant residents and 0.9394 million households in the prefecture. The the population was 1.35% over the previous year. The minority population was 17.010 million, accounting to 49.6% of the prefecture total. The GDP of the prefecture was 23.51799 billion Yuan in 2005, 15% over the previous year. The added value of the primary industry was 6.72591 billion Yuan (increased by 7.5%), that of the secondary industry 7.83016 billion Yuan (increased by 23.8%) and that of the tertiary industry 8.96192 billion Yuan (increased by 13.9%). The total output value of agricultue, forestry, animal husbandry and fishery was 10.64633 billion Yuan. The cultivated land was 187672 ha., and grain output reached 1213763 tons. The per capita net income of peasants was 2251 Yuan. D. Lijiang Lijiang has a total land area of 20600 km2, and has jurisdiction over the Gucheng (Old Town) District, Yulong Naxi Autonomous County, Yongsheng County and Ninglang County, under which, there are 69 towns (townships) and 446 administrative villages. By the end of 2005, the total population of Lijiang was 1.1376 million, including minority population of 0.6609 million (accounting to 58.1% the total). The minorities having a comparatively large population includes Naxi, Yi, Lishi, Bai and Pumi. The GDP of the whole city was 6.033 billion Yuan in 2005, 10.8% over the previous year. The added value of the primary industry was 1.43819 billion Yuan (increased by 5.0%), that of the secondary industry 1.68137 billion Yuan (increased by 16.5%) and that of the tertiary industry 2.91372 billion Yuan (increased by 10.8%). The percentages of the three industries in the total GDP were respectively 23.8%, 27.9% and 48.3%. The grain output reached 401377 tons (15021 tons or 3.9% more than that of the previous tear). The per capita net income of peasants was 1459 Yuan. E. Wenshan Wenshan Prefecture is located on the southeast of the province, having jurisdiction over eight counties, i.e., Wenshan, Nianshan, Xichou, Malipi, Maguan, Qiubei, Guangnan and Funing. By the end of 2005, there were 114 towns (townships), including 17 minority towns (townships) By the end of 2005, the total population of Wenshan was 3372278, with a population growth rate of 8.47‰. There were 1906844 minority people, accounting to 56.5% of the prefecture’s total population. The GDP of the whole prefecture was 15.024 billion Yuan in 2005, 13.1% over the previous year. The added value of the primary industry was 4.753 billion Yuan (increased by 5.0%, and accounting to 31.64% of the total GDP), that of the secondary industry 4.715 billion Yuan (increased by 27% and accounting to 31.38% of the total GDP) and that of the tertiary industry 5.556 billion Yuan (increased by 10.6% and

38 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) accounting to36.98%). The total industrial and agricultural output value was 15.40403 billion Yuan, including the agricultural output value 6.56409 billion Yuan and industrial output value of 8.84044 billion Yuan. The grain planting area of the prefecture was 5.6408 million mu, economic crop planting area 2.24 million mu, and the total grain output reached 1074070 tons. The per capita net income of peasants was 1365 Yuan. Distribution of Indigenous Peoples in project areas The project areas involve 12 resident IPs, which are Hui, Yi, Miao, Bai, Lisu, Naxi, Dai, Zhuang, Tibetan, Pumi, Yao and Bouyei, an IPs population of 822.800, accounting for 39.59% of the total affected population. Specifically, the IPs in the Kunming project areas are mainly Hui, Yi, Miao etc, with an IPs population of 100,000, accounting for 39.59% of the total affected population; the IPs in the Dali project areas are mainly Bai, Yi, Hui etc, with an IPs population of 387,100, accounting for 63.59% of the total affected population; the IPs in the Lijiang project areas are mainly Naxi, Yi, Bai etc, with an IPs population of 101300, accounting for 56.25% of the total affected population; the IPs in the Wenshan project areas are mainly Zhuang, Miao, Yi, Yao, etc, with an IPs population of 196,000, accounting for 44.72% of the total affected population.

39 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 3-1 Composition of Indigenous Peoples in Project Areas (>100 people) Affected Percent to Categor 2 Bouy No. Subproject IPs benefited Bai Naxi Pumi Zhuang Hui Miao Yi Yao Tibetan Dai Lisu Other ei y population population % Total Water Pollutant Monitoring, Management 1 and Support System in Dianchi Catchment 82402 13.73 5329 9836 378 879 18537 15907 15328 863 631 8898 3384 567 1865 Area Municipal Solid Waste Collection and 2 9840 20.5 132 895 6894 324 679 562 Kunmin Disposal Project in Luquan County Municipal Solid Waste Collection and Disposal g City 3 4154 7.7 427 368 1015 860 679 306 499 Project in Songming County Municipal Solid Waste Collection and Disposl 4 3471 6.68 313 1320 167 940 167 564 Project in Xundian County Total of Kunming City 99867 13.25 Integrated Water Environment Management of 25737 5 286965 63.77 1508 485 13414 450 10752 485 706 1793 Major River Courses into Erhai Lake 2 Rural Runoff Pollution Control in Lake Erhai 6 18276 67.44 12634 361 2440 2356 485 Basin Dali Dali City Urban Integrated Drainage Pipe 7 44836 59.37 35486 437 4351 132 3395 170 387 478 Prefect Network Project Wastewater Treatment Plant and Associated ure 8 4055 55.71 2607 755 548 145 Sewer Network in Dengchuan County Municipal Solid Waste Collection and Disposal 9 33016 67.51 30916 307 453 998 143 199 Project in Eryuan County Total of Dali Prefecture 387148 63.59 Sewage Treatment Plant and Associated 10 3531 8.95 496 353 286 923 689 784 Sewers in Huaping County Town Second Municipal Wastewater Treatment 11 Plant and Associated Sewer Network in Lijiang City Lijiang Urban Drainage Pipe System in Yulong 94311 69.5 29299 60095 845 604 1818 755 895 12 City County Municipal Solid Waste Collection and Disposal 13 Project in Lijiang City Lijiang Lion Mountain Environment Renovation 14 3482 69.64 3128 238 116 Project Total of Lijiang City 101324 56.25 Integrated Environment Management in 15 29477 84.22 23077 795 1037 4472 96 Wensha Putting River Basin of Funing County n

2 Including the Mosuo population.

40 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Affected Percent to Categor 2 Bouy No. Subproject IPs benefited Bai Naxi Pumi Zhuang Hui Miao Yi Yao Tibetan Dai Lisu Other ei y population population % Municipal Wastewater Treatment Plant and n 16 Associated Sewer Network Funing County 29211 83.46 24869 1155 249 2843 95 Prefect Municipal Solid Waste Collection and Disposal 17 ure Project in Funing County Integrated Water Environment Management in 18 Puzhehei River Basin of Qiubei County Municipal Wastewater Treatment Plant and 40249 70.44 392 19120 1030 9792 9154 717 44 19 Associated Sewer Network in Qiubei County 20 Water Supply System of Qiubei County Integrated Environment Management Project 21 of Panlonghe River (Urban Section) in Wenshan County 15212 8.22 7706 182 3829 2677 693 125 Municipal Wastewater Collection Network in 22 Wenshan County Municipal Wastewater Treatment Plant and 23 38870 80.98 26650 120 7445 3189 1248 218 Associated Sewers in Guangnan County Municipal Wastewater Treatment Plant and 24 Associated Sewer Network of Malipo County 11715 54.49 954 7056 672 2709 212 112 Municipal Solid Waste Collection and Disposal 25 Project in Malipo County Municipal Wastewater Collection Network of 26 5154 11.08 1068 395 760 981 647 598 386 319 Yanshan County Municipal Solid Waste Collection and Disposal 27 26101 57.87 16637 4415 3428 947 283 391 Project in Maguan County Total of Wenshan Prefecture 195989 42.72 Total 822848 39.59

41 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Policy Framework for Resettlement

The preparation of this RAP was strictly carried out according to the laws and policies of People’s Republic of China and Yunnan Province as well as relevant requirements of OP/BP4.12 Operation Policy of World Bank. The implementation of resettlement willl strictly carry out according to compensation standards and relevant requirements in RAP, any change during implementation should not be carried out before the approval of the World Bank upon the special report submitted by the Construction Unit. The main laws and policies adopted are as follows. Table 4-1

Policy document Effective date

(1) Nationality Regional Autonomy Laws of the People’s Republic of China

(2) Relative Provisions in Land Administration Law of the People’s Republic of amended on China Aug. 28, 2004

(3) Temporary Regulations of Tax for Farmland Occupation of the People’s Issued on Republic of China (No. (1987)27 Notification of the State Council of the People’s Apr.1, 1987 Republic of China)

(4) Notification of Ministry of Finance and State Land Resource and China People’s Bank on Adjusting Compensation Fee for Land Used for Construction Jan. 1, 2007 (Caizong No. [2006 ] 48)

(5) Ministry of Finance and National Forestry Bureau (Wencaizong No.[2002] 73: State Notification of Ministry of Finance and National Forestry Bureau on “Levy and Usage Management Provisional Method for Forest Vegetation Recovery Cost”

(6) Implementation Regulations of Forest Laws of the People's Republic of China Jan. 29, 2000 (Decree No. 278 of the State Council of the People's Republic of China)

(7) “Stipulations for Specific Policy of Land Occupy Tax” (Cainongzi No. [1987] Issued on Apr. 206 ) 25, 1987

(8) Decision of The State Council on Deepening Reform of Land Management Oct. 21, 2004 (Guo Fa [2004] No.28)

(9) Notice on Issue of Instructive Comments on Improvement of Land Nov. 3, 2004 Compensation System (Guo Tu Zi Fa [2004] No. 238

(10) Land Management Regulations in Yunnan Province Sept. 24, 1999 Yunnan Province (11) Land Management Regulations in Yunnan Province Decree No. 43 of March 26, 1997 Yunnan Province People’s Government

Prefectur (12) Approval of Kunming City People's Government on Adjusting Land 1999 e City Compensation Price in Kunming City (Kunzhengfu No. [1999] 25)

(13) Notification of Dali City People's Government to Issue Implementation of Dali City on Land Administration Laws of the People's Republic of China 2000 (Dashizhengfa No. [2000] 27)

42 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Policy document Effective date

(14) Autonomy Regulations of Wenshan Zhuang/Miao Nationality Autonomy Mar. 25, 2005 Region in Yunnan Province

(15) Notification of Xundian Hui/Yi Nationality Autonomy County on “Compensation Method of Land Acquisition and Relocation for Urban 2003 Construction in Xundian Hui/Yi Nationality Autonomy County (Xunzhengfa No. [2003] 25)

(16) Announcement of Malipo County People's Government on Compensation and Resettlement Scheme for Land Acquisition in Kuilong Nalianglaixi Village 2006 City, (Mazhengtong No. [2006] 16) county (17) Approval of Funing County People's Government on Land Used for and 2006 Construction in Qixing District (Fuzhengfu No. [2006] 121) district (18) Notice issued by Qiubei County People's Government on "Compensation Standards for Land Acquisitioned by State Construction in Qiubei County 2005 (Qiuzhengfa No. [2005] 38)

(19) Notice issued by Qiubei County People's Government on Compensation Standards for Land Acquisitioned and Ground Attachment in County Planning 2004 Area (Qiuzhengtong No. [2004] 32)

(20)Operational Policy OP.4.12, "Involuntary Resettlement" - World Bank and its Jan. 1 2002 attachment World Bank (21) Operational procedures OP.4.12, "Involuntary Resettlement" - World Bank Jan.1, 2002 and its attachment

The objective of project resettlement policy is to minimize the adverse affects brought by land acquisition and demolishment. Displaced persons 3will be provided compensation at full replacement cost 4for losses of assets and assisted to restore even surpass former living standards. Mean policies as follows:

3 “Displaced persons” refers to all the people who, on account of the activities listed above, would have their (1) standard of living adversely affected ; or (2)right, title, interest in any house, land (including premises, agricultural and grazing land) or any other fixed or movable asset acquired or possessed temporarily or permanently; (3) access to productive assets adversely affected, temporarily or permanently; or (4)business, occupation, work or place of residence or habitat adversely affected; and “displaced person” means any of the displaced persons. 4 "Replacement cost" is defined as follows: For agricultural land, it is the pre-project or pre-displacement, whichever is higher, market value of land of equal productive potential or use located in the vicinity of the affected land, plus the cost of preparing the land to levels similar to those of the affected land, plus the cost of any registration and transfer taxes. For land in urban areas, it is the pre-displacement market value of land of equal size and use, with similar or improved public infrastructure facilities and services and located in the vicinity of the affected land, plus the cost of any registration and transfer taxes. For houses and other structures, it is the market cost of the materials to build a replacement structure with an area and quality similar to or better than those of the affected structure, or to repair a partially affected structure, plus the cost of transporting building materials to the construction site, plus the cost of any labor and contractors’ fees, plus the cost of any registration and transfer taxes. In determining the replacement cost, depreciation of the asset and the value of salvage materials are not taken into account, nor is the value of benefits to be derived from the project deducted from the valuation of an affected asset. Where domestic law does not meet the standard of compensation at full replacement cost, compensation under domestic law is supplemented by additional measures so as to meet the replacement cost standard. Such additional assistance is distinct from resettlement measures to be provided under other clauses in OP 4.12, para. 6.

43 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) zWhen possible, resettlement plans should be conceived as development opportunities, so that those affected may benefit from project activities. zLack of legal rights does not bar displaced persons in peaceful possession from compensation or alternative forms of assistance. zCompensation rates refer to amounts to be paid in full to the individual or collective owner of the lost asset, without deduction for any purpose. Also Individual owners receive compensation for affected structures and other fixed assets, and villages or DPs receive compensation for acquired land in rural areas. zWhen cultivated land is acquired, it often is preferable to arrange for land-for- land replacement through collective land redistribution. In some cases, as when only small proportions of income are earned through agriculture, alternative measures such as payment of cash or provision of employment are acceptable if preferred by the persons losing agricultural land. zReplacement houseplots, sites for relocating businesses, or redistributed agricultural land should be of equivalent use value to the land that was lost. zTransition periods should be minimized. Compensation should be paid prior to the time of impact, so that new houses can be constructed, fixed assets can be removed or replaced, and other necessary measures can be undertaken before displacement begins. zDisplaced persons are consulted during the planning process, so their preferences regarding resettlement arrangements are considered; resettlement plans are disclosed in a publicly accessible manner. zThe previous level of community infrastructure and services and access to resources will be maintained or improved after resettlement. zThe borrower is responsible for meeting costs associated with land acquisition and resettlement, including contingencies. zResettlement plans include adequate institutional arrangements to ensure effective implementation of resettlement measures. zResettlement plans include arrangements for internal and external monitoring of resettlement implementation. zResettlement plans include procedures by which displaced persons can pursue grievances.

44 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Compensation Standard

Based on the above-mentioned laws and relative rules and combined with the actual condition at the affected city and counties, the compensation standards are worked out.5 The deadline for comfirmation of the resettlers’ qualification should be the date of issuance of the notice on land requisition and house relocation. After the date of the issuance, the resettlers should not allowed to build new houses, extend or rebuild old houses; the use of the houses and lands should not be changed; and leasing of land and leasing and purchasing houses should not be allowed. In addition, the persons rushing into the defined areas after that date should not be qualified for compensation as resettlers. Compensation standards for land occupation Compensation standards for collective land acquisition

According to the “Land Administration Law of the People's Republic of China”, “Land Management Regulation of Yunnan Province” and “Instructive Opinions on Improvement of Compensation System for Land Requisition”, as well as the relevant policies and regulations of the affected cities, the compensation of land requisition covers the compensation for the land and standing crops and resettlement susidies, which are either calculated by the multiples of the officially-defined yarely output or determined by the regional comprehensive prices. According to the actual situations of each affected counties, those counties (cities) that have had the regional comprehensive prices worked out by them and already approved by the governmental authorities will adopt such prices in the project; and those counties/cities without such prices will adopt the uniformed multiples of the officially-defined yearly output for calculation. The regional comprehensive prices for land acquisition are the comprehensive compensation criteria worked out by the county governements on a uniform way and specific for certain areas/regions of the county on the basis of incorporating the opinions of people of all fields (particularly the peasants) to a possible extent, so as to meet the needs of acquiring rural collective-owned land for urban construction. The division of areas / regions and the land prices are determined by many local factors, such as the location of the land to be acquired, usage of the land, productive capacity of the land, local cultivated land holding per capita and economic development level, etc. Therefore the land prices in different areas / regions are different from each other. The land compenstion standards are indicated in Table 5-1.

5 The house compensation will be conducted according to the house evaluation price, or according to that in RAR if the house evaluation price is lower than that in RAP.

45 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Compensation Standards for Rural Land to Be Acquired Table 5-1 Unit Yuan/mu Times of land compensation Compensation and subsidy standardYuan/mu and subsidy Yearly output Land type Times of County value/ storing up Times of land Land Resettleme Young Ground Remark resettlement Total Woods quantity value compensation compensation nt subsidy crops attachment subsidy Reclaimed Xundian cultivated land 2000 483 Compensation for ground Reclaimed garden attachments and trees listed in the plot, wood land 2000 “scattered trees” Unused land 200 Luquan Cultivated land 2000 6 10 33000 12000 20000 1000 Yearly output value Yearly output value /storing up Forest land 120/2400 3 2 9360 7200 240 1920 quantity value Songming Paddy field 20600 20000 600 Regional comprehensive price Dry land 12400 12000 400 Regional comprehensive price Yearly output value/storing up Forest land 90/1800 3 2 7020 5400 1440 quantity value Dali Paddy field 2156 10 11 46276 21560 23716 1000 Yearly output value Dry land 1478 8 10 27404 11824 14780 800 Yearly output value Pool 2156 7 6 28028 15092 12936 Yearly output value Er’yuan County Paddy field 2164 10 11 46526 21640 23804 1082 Yearly output value Dry land 1327 10 12 29858 13270 15924 664 Yearly output value Garden plot 1500 7 6 21000 10500 9000 1500 Yearly output value Pool 2164 7 6 28132 15148 12984 Yearly output value Fish pond 2400 5 4 23600 12000 9600 2000 Yearly output value Yearly output value /Storing up Forest land 4900 3360 440 1100 quantity Paddy Gucheng district 2164 8 4 88450 87250 1200 Regional comprehensive price fieldlandfill Paddy fieldsewage 41200 40000 1200 Regional comprehensive price treatment plant Yearly output value /Storing up Forest land 735 4 2 4998 2940 1470 588 quantity value

46 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Times of land compensation Compensation and subsidy standardYuan/mu and subsidy Yearly output Land type Times of County value/ storing up Times of land Land Resettleme Young Ground Remark resettlement Total Woods quantity value compensation compensation nt subsidy crops attachment subsidy Huaping County Paddy field 2196 8 4 27450 17568 8784 1098 Yearly output value Malipo Paddy field 2200 10 7 38300 22000 15400 900 Yearly output value Dry land 960 8 7 15300 7680 6720 900 Yearly output value Yearly output value /Storing up Forest land 8820 7200 180 1440 quantity value Funing County Paddy field 2000 10 14 48600 20000 28000 600 Yearly output value Garden plot 2000 10 14 49500 20000 28000 1500 Yearly output value Guangnan Paddy field 1586 8 8 26176 12688 12688 800 Yearly output value County Paddy Qiubei fieldJinping 1440 8 5 19120 11520 7200 400 Yearly output value town Paddy fieldShuanglong 960 8 5 12880 7680 4800 400 Yearly output value ying township Dry landShuanlongy 840 6 6 10380 5040 5040 300 Yearly output value ing township Scattered wood 5040 Comprehensive price in the region land Notes 1. The different output value for crops is because of the discrepancy in geography location and region, so that the compensation standards for each county is different. 2. The compensation standards are also different for different regions in a county. 3. Whether it is to adopt the yearly output value or the regional comprehensive price, it shall be determined according to the compensation policy of each land administration department. 4. The compensation cost for per mu forest land = storing up quantity value per mu woods × multiple; resettlement subsidy cost is 2 times of yearly average output value in pervious 3 years, and the compensation cost per mu woods = storing up quantity value per mu woods × 80%.

47 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Compensation standard for using state-owned land

The land compensation and resettlement subsidy is 48000 Yuan/mu, and compensation for the young crops of the paddy field and ground attachments is 600 Yuan/mu. After negotiating between Owner and local people’s government, the compensation for land acquisitioned from County Tanner Plant is 48600 Yuan/mu. According to the regulations and the actual situation of the relevant counties and cities, the land compensation standard for acquistion of the state-owned land for the project is as in Table 5-2 after negotiation between the Project Owner and the local people’s governemnts. Compensation Standard for Acquistion of the State-owned Land Table 5-2 UnitYuan/mu Compensation standards for state-owned land Land Xundian Songming Luquan Gucheng district Malipo Guangnan Funing Land reserved for construction 50325 150000 150000 45000 18000 State-owned land (Paddy field) 90000 48600 Temporary land occupation compensation

All output or income from this land shall be compensated to the land owner according to its annual output and occupation time. The compensation for the temporary land occupation includes the compensation for output loss of the cultivated land, compensation for young crops and compensation for re-cultivation. The rural labor that manages this land can take part in project construction or other labor service during construction; and the temporary use land shall be reclaimed after completion of service by the construction unit. At this stage, 4 components in Yunnan Urban Environment Project are involved in the temporary land occupation, i.e., Urban drainage system under Dali City Jurisdiction, Wastewater management in Huaping County, Integrated management of Putting River in Funing County and Wastewater management in Qiubei County (WS). According to the characteristics of using the land in terms of the time for construction, it is estimated that the time duration for temporary land occupation is one year for each of the 4 sub-components. See Table 5-3. Compensation Standards for Temporary Land Occupation Table 5-3 Compensation standardYuan/mu City and Project Land Compensation for Compensation for Re-cultivation county Sub-total young crops cultivated land loss cost Urban drainage system under Paddy field 5156 1000 2156 2000 Dali Dali City Jurisdiction Dry land 4278 800 1478 2000 Lijiang City WWTP and Gucheng Paddy field 5364 1200 2164 2000 Sewer Network District Puting River Treatment Funing 1860 Project county Cultivated land 600 760 500 Wastewater management in Qiubei 1200 400 300 500 Qiubei County (WS) county Cultivated land

48 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Compensation for house and auxiliary facility relocation

The components --- Wastewater management in Lijinag Ancient Town and Urban drainage systems under Dali city as well as Solid waste management in Funing will cause house relocation, which includes the private houses and houses of enterprise, ogans and collective. According to land nature, the private houses are divided into rural house and urban houses. The replacement price of the houses to be relocated will be evaluated by the legally qualified real estate evaluation agent. According to the house compensation policies of the affected cities, the replacement price (inclusive of land price) of the houses of different structures and at defferent locations will be estimated, the estimated vaule for urban houses is calculated according to house replacement price and the compensation for house plot is 600000 Yuan/mu, and the rural houses will be estimated with the replacement price ( the house pliot is allotted by the village). Compensation Standards for House and Auxiliary Facility Relocation Table 5-4 Unit Yuan/m2

House structure City House property Frame Remark Brick-concrete Brick-wood Earth-wood Simple structure Dali Rural 100 Collective house Lijiang Urban and rural 626.98 494.71 367.9 276.81 Replacement price Wenshan Rural 350 Collective house

Compensation for Infrastructure at Host Area and Subsidy for Removal Table 5-5

Compensation standard No. Compensation Unit Remark Lijiang I Infrastructure construction on host area Yuan/household 3300

1 Ground leveling Yuan/household 2500

2 Water and power supply Yuan/household 800

II Subsidy for resettlers’ relocation Yuan/household

1 Transportation fee Yuan/household 300

2 Material damage Yuan/household 300

3 Subsidy for losing of working time Yuan/household 1000

4 Living subsidy for transitional period Yuan/household 1800

5 Loss in renting house Yuan/ea. 600 2 6 Compensation for house rebuilt in original area Yuan/m 18.3 Compensation for scattered trees and tombs

Cutting scattered trees due to construction of the project is needed only in Luquan and Xundian of Kunming City, Eryuan of Dali Prefecture and Malipo of Wenshan Prefecture; moving tombs needed in Songming of Kunming and Malipo of Wenshan. The compensation for trees and tombs will be at the unit prices as indicated in Taable 5-6, after consulting between the Project Owner and the local county governments. List of Compensation

49 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 5-6 UnitYuan/ea. Compensation standard Remark No. Description Luquan Xundian Songming Dali Malipo I Tree 1 Fruit tree 75 1.1 Diameter less than 3cm 30 30 10 1.2 10cm or full-fruit tree 100 120 2 Economic tree 1.1 Diameter less than 3cm 30 1.2 10cm or full-fruit tree 100 3 Timber 35 3.1 Diameter less than 3cm 5 5 3.2 Mature woods II Tomb 400 500 Compensation standards for relocation of enterprises and institutions

The component of the Wastewater management in Lijiang Ancient Town will involve the relocation of part of structures of the local enterpirse and public institutions. The compensation for the relocation of enterpirse and institute covers the compensation for house relocation and other compensation. For the compensation standard adopted for house relocation, the replacement price by taking account of the comprehensive price of the land is adopted, i.e. 1120Yuan/m2 for houses of frame structure, 988 Yuan/m2 for brick-concrete structure, 861 Yuan/m2 for brick-wood structure, and 770 Yuan/m2 for earth-wood structure. Other compensations include the compensation for the transition subsidy and loss for stopping business, etc. and is 50000 Yuan/household by budget at this stage temporarily. The Project owner has made prelimminary negotiation with three affected enterprises and public institutions on the compensation for moving, and the preliminary price negotiated with these 3 enterprises has been listed into the cost estimation. The compensation to the other units which are required to move will be solved jointly by the Project Owner and those units through negotiation. The compensation will be decided after negotiating between the Project Owner and enterprise or institute, and actual compensation amount shall be according to the agreement signed by both sides. Compensation for relocation of individual business households

The houses of individual bussiness households are of residential houses and commercial buildings of the enterprises and public institutions, so that the compensation standard for such houses is same as that of residential houses, 800 Yuan/household for moval, 600 Yuan/household for stopping bussiness (200 Yuan/household X three months), and 200 Yuan/ household for transition subsidy.

50 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Resettlement and Recovery Scheme

The resettlement working group is formed by Provincial Project Office, Kunming World Bank Project Office, Wenshan World Bank Project Office,Dali World Bank Project Office, Lijiang World Bank Project Office, the owner of each sub-project, the different levels people’s government and East China Investigation and Design Institute, the resettlement acting plant of Yunnan urban environment construction project is prepared based on the resettlement plant of each county(city), twonship and village, current policies, legal regulations and the requirement fromt the World Bank. The goal of resettlement is to ensure the resettlers to get the compensation of their all losses, reasonable resettlement, good recovery, to share the benefit of project, to give subsidy for temporary difficulty, raise their income level and living standard, production and profit ability of enterprises at a higher level or at least resume to original level before the resettlement or before the start of project construction. Permanent land occupation resettlement

The project will occupy 1825.76mu collective land, affecting 442 households with 1870 persons. Land acquisition impact analysis

The contracted land to be acquired by this project will impact on 24 villagers groups of 14 administrative villages of 11 townships in 10 counties (city, district). In order to understand the impact on local villagers, the project office organized relative people to make deep survey on existing land resources of each township (town), administrative village and villagers group and make detail analysis on the impact based on actual inventory index of each group. See Table 6-1 for details. Land acquisition impact analysis for sub-components

Table 6-1

Total Agricultura Mean farmland Mean farmland Land reduction farmlan Land Township(t Administrat Villagers l before land after land before and after County d acquisition own) ive village group population acquisition acquisition land acquisition aream areamu person mu/person mu/person (%) u Lianwachon 1961 1129.5 43.8 0.58 0.55 3.88 g Luquan Pingshan Jinlongtan 153 113 5.78 0.74 0.70 5.12 County Shangshi-I 104 60 13.54 0.58 0.45 22.57 Shangshi-II 86 60 24.48 0.70 0.41 40.80 Songmi Shijiao 6263 6081 107.7 0.97 0.95 1.77 Songyang ng Luojing 1293 1274 107.7 0.99 0.90 8.45

Xiaguan Dazhuang 4969 2892 1.2 0.582 0.582 0.04 Dali Group-6 316 257.20 1.2 0.814 0.810 0.47 Eryuan Cibihu Songhe 3045 2305 94.8 0.757 0.726 4.11 Eryuan Dasongdian 1612 1328.00 94.8 0.824 0.765 7.14 Yousuo Meihe 6747 4820 21 0.71 0.71 0.44

51 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Total Agricultura Mean farmland Mean farmland Land reduction farmlan Land Township(t Administrat Villagers l before land after land before and after County d acquisition own) ive village group population acquisition acquisition land acquisition aream areamu person mu/person mu/person (%) u

Dahuayuan 446 278.00 21 0.623 0.576 7.55 Xihu 4090 1929 61.5 0.472 0.457 3.19 Zhangjiadu 1678 786.8 58.8 0.469 0.434 7.47 n Zhongdeng 648 287 2.7 0.443 0.439 0.94 Huapin Rongjiang Rongjiang 6098 6523 21.6 1.07 1.066 0.33 g 11 640 823 21.6 1.29 1.25 2.62 Jinshan Yangxi 3517 9125 88 2.59 2.57 0.96 Minru 465 1653 88 3.55 3.37 5.32 Guchen g Jinshan 4278 5647 35 1.32 1.31 0.62 Shangshipi 316 182 35 0.58 0.47 19.23 ng Mali Laodifang 3473 5993 2.62 1.73 1.72 0.04 Shimengua 172 270 2.62 1.57 1.55 0.97 n Congtou 2545 2277 78.73 0.89 0.86 3.46 Luotizai 109 141 4.33 1.29 1.25 3.07 Milipo Shima 171 159 51.4 0.93 0.63 32.33 Hebian 108 88 3 0.81 0.79 3.41 Yangse 127 127 9 1.00 0.93 7.09 Baba-ao 162 136 11 0.84 0.77 8.09 Tuanjie 1145 612 36.3 0.53 0.50 5.93 Funing Xinhua community Toutang 309 133 36.3 0.43 0.31 27.29

Guangn Duanfeng 2317 868 1.4 0.37 0.37 0.16 Liancheng an Tuguozai 1029 254 1.4 0.25 0.25 0.55 Donghu 1475 1056 24.4 0.72 0.7 2.31 No.4 123 133 2.2 1.08 1.06 1.65 Jingping Qiubai No.6 111 101 7.8 0.91 0.84 7.72

No.7 184 169 4.7 0.92 0.89 2.78 No.8 145 84 7.75 0.58 0.53 9.23 Note: The reclaimed wasteland of 61.2 mu from Toutang village group of Tuanjie community in Xinhua town is acquisitioned, which is not included in the annual report.

The urban environment construction project is to offer river course treatment, sewage handlingtreatment or rubbish filling arealandfill. The river course treatment projects is generally along the river, which has the impact in comparatively samll area.with small impact. The sewage handling plant sewage treatment plant or rubbish filling arealandfill is at a concentrated zone, but their sites are usually at wasteland in valley wasteland, therefore the construction has no big impact on agricultural production

52 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) of local villagers. Based on the analysis of each village group, among the 24 villager groups affected by acquisition of contracted cultivated land, the 19 groups have less than 10% land to be acquired, so the land acquisition impact on agricultural production of these groups is not big of 45 groups; however, the remaining five groups will have more than 10% land to be acquired, (including 4 groups have their land above 20% to be acquired), and the heaviest impact is on Shangshi’er Group of Yanwachong Village of Pingshan town in Luquan County (40.8% of the total will be acquired). See Table 6 – 2 for the groups whose land will be acquired by over 10% tha total. By analysis, it shows that the impaact on most of the village groups is rather small. But by reasonable resettlement scheme, the effect will be minimized. Analysis on Land Requisition for Village Groups with Over 10% Land to be Acquired Table 6-2 Farmland Farmland Land Income Agricultur Total Land holding holding reduction impact by Admini- Town- ship Villagers al popula- farm- acq- before after before and land ac- County strative (town) group tion landm uiredm acquisi- acquisition after land quisition village (pers.) u u tion (mu/ (mu/ acquisition (10000 person) person) (%) Yuan) Luquan Ping shan Lanwancun Shangshi -I 104 60 13.54 0.58 0.45 22.57 2.71 Shangshi -II 86 60 24.48 0.70 0.41 40.80 4.9 Old city Shangshi 6.44 Jinshan Jinshan 316 182 35 0.58 0.47 19.23 district ping Malipo Mali Chong tou Shima 171 159 51.4 0.93 0.63 32.33 6.45 Tuanjie Funing Xinhua Toutang 309 133 36.3 0.43 0.31 27.29 7.26 community

Resettlement scheme and guarantee measures

During the survey and resettlement planning period, the resettlement working group hold the symposia to discuss the resettlement scheme in relative township(town) and villages participated by village cadre, resettlers and partial villagers representatives. All resettlement plans are agreed by local government and the resettlement households. After the analysis of environmental capacity afte the land acquisition of each village, it is determined to settle down all resettlers in the same community in order to keep its original production and living mode and original social relation without impact. The resettlement working group worked out feasible production and living recovery scheme with local government, by both cash compensation and other production measures, acoording to the survey of geography location of each village, land resource possession and income condition of local people, the opinion of most representatives and resettlement households. According to the rules of Article 29 in “Yunnan Land Management Regulations”, the compensation fee for land acquisition and resettlement subsidy (except that for personnel belongings, yong crop on the land and subsidy for self- employed people) shall be owned by the collective and solely used for production development, employment of surplus labors, living subsidy for disabled people, construction for road, channel and other collective welfacre facilities,. Since the resettlement plan is determined by the most resettlers, if individual resettler disagrees the resettlement plan and like to have other ways, the project office shall try to help and

53 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) coordinate it. If individual villager in the village by the cash compensation mode wishes to have land for agricultural production, the project office in each County will distribute collective land or help to replace land from other households that dislike to farm. Contrarily, if the resettler wishes to have cash compensation for trade business, and if he has business ability, he can get corresponding cash compensation. Production scheme

The analysis is made for heavier impact 5 villagers groups in 4 administrative villages (impacted by land acquisition over 10%, mean farmland per capita less than 0.5mu after land acquisition or relying on land greatly), and the resettlement scheme is as the following: I. Kunming City The impact by land acquisition of each village is different, and the resettlement plan based on quantity for land acquisition and house relocation, number of resettlers and decision of local government for each village is also different. After full consulting with each village according the survey, the project office decides to use land adjustment within same group or by cash compensation for the less reduction of land per capita after the land acquisition, the land compensation fee will be paid directly by the payment channel to each villager group and they have right to use it. For the 2 villager groups of 1 village with heavier impact by land acquisition, the project office made special consulting and the resettlement plan is as the following. See the Appendix 4 for the production resettlement plan for heavily affected villages. I Luquan County A. Pingshan Town

Pingshan town is the county town, two heavy impacted groups are Shangshi-I and Shangshi-II group of Lanwachong village. (1) Yanwachong Village

Yanwachong village has 11 villagers groups, total population 480 households with 1961 persons by the end of 2005, farmland 1129.5mu, in which paddy field 439.5mu and dry land 690mu mean land per capita 0.58mu, with labor force 1152 persons accounting for 58.7% of total, the rural economic income is mainly from traditional planting stockbreeding, the percentage of platning and stockbreeding is 43.7% and 27.7% of total. By the statistics, the out-working labor force is 137 persons accounting for 11.9%. The net income per capita by the end of 2005 is 1851 Yuan. Two heavily affected groups are Shangshi-I and Shangshi-II, the mean land per capita is 0.58mu and 0.70mu, and over 0.41mu after the land acquisition so that the land acquisition has no big impact on basic living condiiton. After soliciting the opinion of the most households, it is decided by two villager commissions to use cash compensation mode and land adjustment modes. The land compensation and subsidy will be paid fully to group for leveling of collective land, infrastructure construction and water conservancy facilities. The young crop compensation fee will be paid directly to affected households.

54 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

By the survey, the project area is at mountainous area, with poor irrigation facility, general land quality, but the resource of forest land is rich, farmers are mainly using desolate forest land to plant chestnut and fruit tree, at the same time, the breeding is developing step by step,and farmer’s income is relying on forest, fruit and animal husbandry gradually. This village can use land compensation fee to rebuild the irrigation facility and raise land output. Besides, the village can use partial land compensation fee to build the existing road, which is a 2km long earth road, incapable of passing in raining day and is very inconvenient. It is estimated that the investment is 200000 Yuan. The living and production level of resettlers will be not reduced by the land acquisition. II. Dali Prefecture The resettlement working group of each village made analysis of geography location, possess quantity of land resource and income composition of local residents, the project affected area is at Erhai basin with better economic condition, belonging to relatively developed area of Dali prefecture. The economic income source of rural family presents the tendency of diversity, the income proportion of traditional agricultural as planting especially is decreased year by year, rely on land reduced also year by year. In fact, the actual land acquisition is few comparatively, and land acquisition scope scattered relatively, so that the influence of agricultural production by land acquisition for each group (natural village) is less. Based on the opinion from resettlement households, villager representatives and local government, and the option of most are respected. The cash compensation mode is used mainly for production recovery plan, however, if individual resettlers disagree the resettlement plan and like to have other ways, the project office shall try to help and coordinate it. If individual villager wishes to have land for agricultural production, the project office in each county will distribute collective land or help to replace land from other households that dislike to farm. The resettlement plan of Xihu village of Yousuo town in Eryuan County is as follows. See the appendix 4 for resettlement plan and guarantee measures for impacted villages in Dali Prefecture. II Eryuan County (A) Yousuo Town (1) Xihu Village

Yousuo town locates in the southeast of Eryuan County, and Yousuo street is the largest rural market, 18km away to the county town, governing 14 villager committees. The animal husbandry is the traditional pillar trade in this town,with rich water surface resource, pond-fishing, seaweed-plant is also relatively developed. Major project regarded in this town is Luoshi River environment treatment project, the heavily impacted group (land acquisition being 7.47% of the total) is Zhangjiadun group of Xihu village. The project will acquire 61.5 mu land from this village, affecting Zhangjiaden and Zhongdun villages (103 households with 350 persons). 58.8 mu land in Zhangjiaden group will be acquired. By the inquiry on-the-spot, the land affected in Zhangjiaden is of collective wasteland, belonging to none-contract land, which is now distributed to all villagers, 0.5mu per household, accounting for about 20% of their contracted-land, the

55 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) mean contracted-land area per capita after the land acquisition is not reduced, which can still satisfy the production and living need. Because this village is near Xihu tourism scenery district and Yousuo town, the main economic income of local peasant is from breeding, planting, the secondary and the tertiary industry and migrant work, the planting income proportion drops down year by year, and peasant relying on land production is also reduced year by year. Therefore, based on consulting of most resetters and discussed by village commission and town government, it is decided to use cash compensation mode, the resettlement subsidy and compensation of young crops will be paid directly to villager, and the land compensation fee shall be discussed by the villagers meeting to decide how to use. In addition, the project office and township(town) government plan to increase the support intensity for agricultural protection technology to encourageand guide the development of family breeding (as dairy cattle) and aquatic economic plant ( as edible seaweed) to rise peasant’s breeding technology, increases product output and quality and to raise the income of peasant steadily. III. Lijiang City After the land acquisition, the land will be re-adjusted in whole group, the cash compensation mode is used for individual belongings and young crops, the rest fee is used for collective development of agricultural production; for the households with the secondary and tertiary industry ability, the cash compensation mode can be used to them by their will. Only one village group in Jinshan Village of Old City District is heavily impacted (over 10% land acquired). See the Appendix 4 for resettlement plan and guarantee measures for heavy impacted villages. (III) Lijiang Ancient Town A. Jinshan Township (1) Jinshan village

Lijiang City WWTP and Sewer Network will impact on Jinshan village and Wenhuan village in ancient area of Lijiang city, partial collective woodlands of Wenhua village be occupied without impact on the population, 35mu land in Jinshan village be occupied. By the end of 2005, Jinshan village has total population of 4278 persons, 5647mu farmland, mean land per capita 1.32mu, with labor force 2291 persons accounting for 54% of total, engaged mainly in traditional agricultural production as well as the second industrial production, few people engaged in traffic and transportation service as well as other services, the net income per capita 2526 Yuan. The proportion for land acquisition by the project is accounting for 0.62 with small impact on production and living of local peasants. According to the survey accomplishment to each household, and based on the opinion of most peasant household, the town people's government and villagers commission decided to use following distribution ways: The land compensation will be distributed in average among whole village, for the peasant lost land, their land will be re-adjusted in same group. IV. Wenshan Prefecture

56 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Wenshan prefecture has 2 groups in 2 administrative villages that the land acquisition is over 10% among them the mean land per capita in 1 groups is above 0.5mu, with less impact on protection and living. One heavily impacted group (over 10%, less than 0.5mu per person after land acquisition) is Toutang in Tuanjie community. The project office made specific consultation and the resettlement plan as the following. See the Appendix 4 for resettlement plan and guarantee measures for heavily impacted villages. V Funing County A. Xinhua Town

(1) Tuanjie Wenhua Community Tuanjie community neighberhood commission is at the county town, about 3.5 km2, governing 11 resident teams under 5 villagers groups, with 1412 households with 5086 persons by the end of 2005 of which agricultural population is 354 households with 1436 persons land area 532 mu (of which the paddy field 437mu and dry land 95mu), mean land per capita 0.37 mu, labor force 2814 persons ( accounting for 55.3% of total). The main income is from 2nd and 3rd industry except tranditional planting and stockbreeding, the percentage of planting and stockbreeding in this village 32.6% and 14.7, and the percentage of 2nd and 3rd industry 18.8% and 14.5%. By the statistics, there are 150 persons to go out for migranting work and the laber service income is 27.9%. Relying on favourable district advantage, the non-agricultural is well developed, 341 persons engaged in non-agricultural production, accounting for 47.8%, and net income per capita by the end of 2005 is 1456 Yuan. This project will occupy 97.5 mu farmland (of which 61.3mu reclaimed land is excludeded in the yearly report), regarding to 72 households with 309 persons in Toutang group. The group has farmland 133 mu (of which, the paddy field 110 mu and dry land 23mu), mean land per capita 0.43 mu. The land acquisition for the projet is accounting for 27.29% of the total farmland. By the survey, the land acquisition of affected households in Tuanjie community is over 30%, basically with larger impact. Because the most land has been occupied by the construction of city, the land is less and less, therefore, the group is relying on district advantage to develop the vegetable base (with yearly income over 1000 Yuan) in recent years and more persons engage in business and outgoing labor, so that the farm households have less and less relying on the land. After soliciting the opinion of the most households, it is decided by two villager commissions to use cash compensation mode and pay the resettlement subsidy and young crop compensation fee directly to affected households. Under the same condition, the resettlers have preferable recruiting opportudities. Income recovery measures

In order to resume the protection and living level of resettlers, the following measures will be taken: The labor service will be arranged in priority to resettlers during the construction period; And firstly use local building material and living materials. After completion of the project, the resettlers have preferable recruiting opportudities under the same condition;

57 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

The labor service will be arranged in priority to resettlers if there is labor output project in the county area; Through land re-adjust within the group, guarantee that all residents share farmland quantity not less thant the standard and other land; Strengthen technical training and invite regularly relevant people from agricultural technic station or the peasant who has technical specialty to conduct some relevant agricultural planting technologies and breeding technical lectures in the resettlement area and teach breeds, prevention of eqpidemic disease, shed-vegetable planting as well as weave technical knowledge to woman with the language that resettlers can understand. It is planned to raise the quality and output of agricultural product, raise domestic animals slaughter rate and breeding output to increase the economic income of resettlers. Relocation scheme

Shizhishan environment treatmen project-I will relocate 62 households, in which 14 households are moved to other place and 48 households rebult in original place. The new house plot with area of 1:1.2 is allotted, and most of project affected residents are from Naxi nationality so that the new houses built are with Nai national characteristics. (1) Rural residents This project will relocate 4 rural households with 22 persons, in which 1 household in Longtan village had been removed, 2 households in Jinjia village and 1 households in Longtan village will be removed by the same way. By the survey in this stage, it is decided to use cash compensation way by the district people’s government, street agent and neithberhood commission for the 3 households to rebuild their housing in the construction land (outside the project area) reserved in the same group. The house replacement price is paid to households, the compensation for the house plot is paid to the village collective, and house plot will be alloted by village. Those with the main income before resettlement from collective bonus and house rent will still enjoys the collective bonus after resettled in original village and have the income from rent room at original level. (2) Urban residents This project will relocate 10 urban households with 44 persons. By the survey in this stage, it is decided to use cash compensation way by the district people’s government, street agent and neithberhood commission for 10 households to rebuild their housing in other places. The housing plot is alotted by government, at the west of fish pond near the construction bank in Xianggeli street in ancient city area (land area about 60mu, all for state-owned construction land), the compensation is paid according to the replacement price, the house plot distribution area is by original plot area and new plot area 1 1.2, and houses are built by households. If immigrant is not willing to have central resettlement, but select to buy houses or other resettlement way, the compensation for housing plot will be paid according to standard of 600000 Yuan/mu, with house replacement price, immigrant can purchase the merchandise house with same area in same region completely. The house of the most of residents belong to houses with unit

58 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) raise funds and their major economic income is from wages so that their economic income will not be affected after relocation. (3) Partial housing dismounting For 48 households with inconsistent building style by the plan, the portion inconsistent with building style shall be demolished, at the same time, promise to build new house on original place by replacement price for compensation. (4) Rental lodger The project deals with about 399 rental lodgers, most of them are migranting workers. For the lodgers renting house in the project construction area, it will be notified by 3 month in advance, at the same time, offer them house lease information and let them have enough time to find new housing and reduce the impact on their living. House plot selection and standard

Shizhishan environment treatment project-I will relocate 14 households, and the new house plot ratio is 1:1.2. Infrastructure plan in host area

For Shizhishan environment treatment project-I, the host area is within original community where has complete infrastructure facilities. For partial facilities that need for improvement, the project owner will entrust the municipla utility department to perfect it and its cost is not put into the compensation cost in this stage. Social service facilities in host area

The construction of project does not relocate school and medical facilities, the resettlers can use original school, medical room and commercial network, so that it is necessary to rebuild it; the distance from host area to original social service facility is identical basically. Community management and housing construction

The host area for this project is inside the original community, therefore, the community management after resettlement is same as original community management system, do not need any adjustment. By the survey of each family, the most opinion is by self-dismount and self-built for the housing construction. Therefore, the self-dismount and self-built mode is adopted in this stage. Allocation of state-owned land

This project concerns with 1279.36 mu state-owned land, in which 405.78mu is compensated land and 873.58 mu withou compensation. Because the state-owned land does not regard to relacation, the cash compensation will be used for the compensated land.

59 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Recovery plan for temporary land

The temporary land use means the land occupied temporarily during the construction period including borrow area and spoil area, operation and living area as well as temporary road etc. The project office will clarify the use mode of temporary land, resuming requirement and compensation standard in the contract with the construction contractor, this buget covers temporarily only land loss compensation, young crops compensation for one year and land resuming cost. In order to decrease the environment impact and residents for borrow area, the design unit has fully consideration for location selection of temporary land, construction way and resuming mode after completion of project. Restoration plan for vulnerable group

Hu Guangcun’s family in Xundian County belong to poor household. The resettlement plan will give special help to his family. The poverty-reduction group led by township and village cadre will be set in each township and vilalge to offer timely assistance to vulnerable group. This budget is listed with 1% of rural compensation cost as support cost for vulnerable group, totaling 507200 Yuan. If there is more vulnerable groups during the implemention of the resettlement plan, the corresponding support and care shall be given such as proper preference and care for housing construction and resource distribution. Restoration plan for ethnic people

According to the analysis on the project impact on the ethnic groups, it can be see that the ethnic characteristics in the affected area is not obvious, their living style and production method are not different from that of the Han people, and their living standard is generally ssimilar to that of the Han people. The resettlement measures for the ethnic people affected is shown in Table 6-3.

60 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Restoration Measures for ethnic people Table 6-3 % of affected Ethnic people House % of ethnic Land acquired (mu) % of income PAP cultivated land No. Project description affected relocated peopled in loss of ethnic Resettlement Measures (person) of ethnic (person) (m2) total people Cultivated Garden Fish people land plot pond peopled Solid waste One Hui household will be affected, the village management in 193 6 3.11% 3.16 8.45% 0.33% group adjusts land in a planned way, the 1 Songming County compensation will be equally distributed The Yi and Miao households will be affected, the Solid waste village group adjusts land in a planned way, 70% management in Luquan 138 36 26.09% 13.19 18.80% 8.21% the compensation will be distributed to the affected County 2 people. One household (having both Han and Yi people) will be affected, with little ethnic characteristics. Solid waste Their contracted land will not be affected, but 20mu management in 5 1 20.00% reclaimed wasteland will be affected (accounting to Xundian County 5.7% the total reclaimed wasteland, thus, the impact 3 is little, cash compensation will be paid. Mainly of Bai people, impact is in little scale, compensation will be paid. According to the needs Integrated water of the PAPs, some reserved collective-owned land environmental 419 355 84.73% 82.5 10 32 2.86% 1.14% will be allocated to those who want to continue management of Dali farmwork, or the land can be obtaind from those River who do not want continue farmwork by 4 replacement. All are Bai people, impact is in little scale, compensation will be paid. According to the needs Rural non-point of the PAPs, some reserved collective-owned land pollution control in 21 21 100.00% 1.2 0.47% 0.18% will be allocated to those who want to continue Lake Erhai Basin farmwork, or the land can be obtaind from those who do not want continue farmwork by 5 replacement. All are Yi people, impact is in little scale, compensation will be paid. According to the needs Solid waste of the PAPs, some reserved collective-owned land management in Eryuan 83 83 100% 95 7.14% 2.83% will be allocated to those who want to continue County farmwork, or the land can be obtaind from those who do not want continue farmwork by 6 replacement.

61 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

% of affected Ethnic people House % of ethnic Land acquired (mu) % of income PAP cultivated land No. Project description affected relocated peopled in loss of ethnic Resettlement Measures (person) of ethnic (person) (m2) total people Cultivated Garden Fish people land plot pond peopled Mainly Yi people, compensation will be paid. According to the needs of the PAPs, some reserved Wastewater collective-owned land will be allocated to those management in 91 38 41.76% 15.6 2.62% 2.06% who want to continue farmwork, or the land can be Huaping County obtaind from those who do not want continue 7 farmwork by replacement. Lijiang City WWTP 324 307 94.75% 88 5.32% 0.86% Mainly Naxi people, land adjusted within village 8 and Sewer Network group, compensation equally distributed. Solid waste management in Lijiang 86 86 100% 35 19.23% 3.12% Mainly Naxi people, land adjusted within village 9 City group, compensation equally distributed. Among the 62 households (280 persons), fourteen households (66 persons) should be moved. Forty- eight households (214 persons) should build house Wastewater at original place. Mainly Naxi people, only affect management in Lijiang 280 236 13235.3 84.62% house (relocation), build new house and the house Ancient Town plot size will be allocated by 1:1.2. THe new house is to build in original style, the living style and 10 income source will not be changed. Wastewater management in 8 8 100.00% 1.4 0.55% 0.20% All are Zhuang people, little impact, cash 11 Guangnan County compensation Wastewater management in Malipo 128 39 30.47% 6 2.87% 1.02% 12 County Few Zhuang People, cash compensation WWTP and Sewer Network in Qiubei 92 9 9.78% 2 4.61% 0.87% Four Yi people, five Zhuang people, little impact, 13 county cash compensation Solid waste Totally 97.5 cultivated land, including reclaimed management in Funing 87 87 60 100% 36.2 20 27.22% 8.87% wasteland 61.3mu, which is not involved in 14 County analysis. All are Zhuang people, cash compensation Few Zhuang people, cash compensation. According to the needs of the PAPs, some reserved collective- Solid waste owned land will be allocated to those who want to 15 management in Malipo 142 14 9.86% 4.45 12.75% 4.54% continue farmwork, or the land can be obtaind from County those who do not want continue farmwork by replacement.

62 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

63 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Rebuilding plan for production and living facilities

The production and living facility affected by the project construction are mainly: canal, water cellar, detour bridge, culvert and pavement, etc.. Relevant department made a lot of surveys for project impact on production and living of local people during the project design stage, soliciting the opinion of different levels of local people’s government, relevant department, social organization and local resident through meetings, and these opinions are indicated mostly in the project design. The temporary facility will be used for water cellars, transformers, pump stations, culverts, pavement, etc. which will be resumed after the completion of project. The cost is listed in the total budget of project, so this report does not list it additionally. Enterprise relocation plan

Shizhishan project is concerned with 23 enterprise and institutions(15 enterprises, 8 institutions). In which Shizhishan Shanglu Company is kept in original place just do “appearance modification” without relocation; For Agricultural Material Company, Barbers’ Cooperative Union of Gucheng District, Senlong Group, Dayan Real Estate, Yulong County hospital Outpatient Service, County Materials Company, Trading Company, Traffic Police Brigade and Meat Processing Mill, they have only some shops and partial offices in the project area, and their main offices are outside the project area, therefore, after negotiating with 9 units above, one time cash compensation will be made without relocation. Through the study by the district people's government, the project owner and affected institutions and enterprises, All units will be paid by cash, for these need to rebuild will be arranged by the district government at Xianghelicheng (Lijiang Husbandry Veterinary Station at the east, original Lijiang tile and brick mill). Xianghelicheng has 2900mu construction land with full capacity for relation of affected units. Now, the project owner has initial contact with Lijiang Husbandry Veterinary Station, National Tax Bureau, Broadcasting and Television Bureau by one-time cash compensation to relocate to Xianghelicheng. For other 11 units, it is also by one time cash compensation to move them into Xianghelicheng. Individual business households

The housing of individual buseness households is of mixing type and the quanlity is included in the housing area of residents and enterprises. The compensation will be paid on the replacement price and estimated price according to different property. The project is concerned with 130 individual buseness households (128 for rental, 2 self-use), and the relocation plan is informed 3 months in advance to keep their right not be violated. Based on the “Yunan urban housing relocation management”, it is paid with operation stop loss fee for 3 months, 200 Yuan/household per month and recloction subsidy 200 Yuan/household. Among 130 individual households, 128 households rent house for business. By the survey, several business streets in central area of Lijiang city developed by several real estate companies, such as Qixing pedestrian street, Yumihe shopping

64 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) street, Changluohe shopping street and Guodahuama shopping street, the rental cost is same as the original place, specially for Guodahuama shopping street has many idle shops, which can be used firstly for the individual households and the shops in Xianghelicheng can also be used; For employed people by the individual households, if the shop is moved, they can be employed again, and after consulting with Lijiang talent market, when there is employment change by some units, the proper people can be recruited first. Relocation plan for special items, municipal utilities

The project impacts on 1 pole/km telecommunications cable line (at Luquan), embedded cable 0.01 km (Songming), broadcasting optical cable 1 pole/km (Luquan), optical cable of united mobile 3 pole/km (Luquan), mobile cable 1 pole/km (Luquan), Dali power line 1.79 pole/km, communication line 2.8 pole/km and the partial municipal facilities. Maguan rubbish disposal and shipping project impacts on 35 kV power line 2.5 pole/km and communicate optical cable 1.45 pole/km. The affected telecommunications, mobile, united communication, broadcasting and television and municipal facility etc.will jointly considered in the project design and be protected and resumed in the construction. For 0.01km embedded telecommunications optical cable in Songming County, it will avoid the rubish filling area and rebuild it about 0.4km long after negotiating with the responsible department above; For affected telecommunications, mobile, united communication, broadcasting and television line in Luquan County, use 3 towers to set all lines to avoid rubish filling area and link with original line. For 35kV power line and telecommunications optical cable in Maguan County, local reloation will be adopted to avoid the rubish filling area and rebuild about3.1 pole/km power line and 2.0 pole/km telecomminication line. For the recovery of special items, the plan will be worked out by relative department and responsible for the construction also by them. Resettlement implementation management

The implementation of resettlement shall be led by the project resettlement leading group. Each county set a project resettlement office formed by relative departments to work out resettlement policy, transfers relevant department people to set up project immigrant settle office, work out immigrant to settle policy, responsible for propaganda, mobilizatio and organization for relocation and resettlement. At the same time, the resettlement office is main channel to reflect problems in the resettlement. The resettlement office shall timely and fully listen to opinion and problem from resettlers, and report timely to above or responsible department, at the same time feedback in time the handling opinion to resettlers.

65 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Estimation for Compensation of Land Acquisition and Relocation

The total estimation for resettlement compensation of Yunnan urban environment construction project is 16470.13 x 10000 Yuan (including tax) in which rural resettlement compensation is 4565.24 x 10000 Yuan accounting for 32.1% of total urban resettlement compensation is 505.76 x 10000 Yuan accounting for 3.6% relocation compensation for enterprise and institutions is 6367.2 x 10000 Yuan accounting for 44.8% compensation for special items is 124.66 x 10000 Yuan accounting for 0.9% other cost is 1369.74 x 10000 Yuan accounting for 9.6%. See Table 7-1 for details of estimation of resettlement compensation. Summary of cost estimation for resettlement Table 7-1

No. Description Amount x 10000 Yuan Total Percentage Kunming Dali Lijiang Wenshan Compensation for rural I resettlement 687.17 885.89 1837.65 1154.53 4565.24 32.1% I Land compensation 597.20 866.34 1218.89 1151.98 3834.41 27.0% 1 Permanent land use 597.20 859.51 1094.97 1143.59 3695.27 26.0%

2 Temporary land use 6.83 11.72 8.38 26.93 0.2% 3 Compensation for house plot 112.20 112.20 0.8% Compensation for housing and II attachments 1.00 591.42 2.10 594.52 4.2% Compensation for III infrastructure on host area 1.32 1.32 0.0% (IV) Compensation for relocation 26.01 26.01 0.2% (V) Other compensation 89.97 18.55 0.46 108.98 0.8% 1 Scattered trees 89.85 18.55 0.21 108.61 0.8% 2 Tomb 0.12 0.25 0.37 0.0% Compensation for urban II resettlement 505.76 505.76 1.8% House plot acquisition I compensation 165.60 165.60 0.6% Compensation for housing and II attachments 313.64 313.64 1.1% Compensation for infrastructure III in hoist area 3.30 3.30 0.0% IV Relocation compensation 12.82 12.82 0.0% Compensation for individual V business households 10.40 10.40 0.0% Relocation compensation of III enterprises 6367.20 6367.20 44.8% Compensation fee for units I signed agreement 2312.87 2312.87 16.3% Compensation fee for units un- II signed agreement 4054.32 4054.32 28.5% Compensation for houses and 1 attachments 3994.32 3994.32 28.1% 2 Other compensation 60.00 60.00 0.4% IV Compensation for special items 23.20 25.64 75.82 124.66 0.9% V Other costs 92.06 117.81 1002.03 157.84 1369.74 9.6% VI Contingency fee 80.24 102.93 971.26 138.82 1293.26 9.1% Static investment excluding 882.67 1132.27 10683.9 1527.02 14225.85 100.0%

66 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No. Description Amount x 10000 Yuan Total Percentage Kunming Dali Lijiang Wenshan tax Relative tax 705.20 515.6 564.24 459.24 2244.28 Static investment including tax 1587.87 1647.87 11248.14 1986.26 16470.13

Compilation basis

Land Management Law of People’s Republic of China (effected on Jan. 1st, 1999) Rules for Farmland Occupation Tax ((87) CNZ-NO.206 Land Management Rules in Yunan Province Woodland Management Method in Yunan Province (Yunnan Provincial People’s Government, No.43 Decree) Notice on Adjustment of Compensation of Newly Increase Construction Land by the Ministry of Finance, Ministry of National Territory Resource, Bank of China (CZ [ 2006 ] No. 48); Notice on Provisional Method for Management of Forest Vegetation Resuming Cost by the Ministry of Finance, National Forestry Bureau (CZ [ 2002 ] No.73); Notice on Compensation Method for Land Acquisition and Relocation for Coutny Town Construction in Xundian County by Xundian County People’s Government (XZF [ 2003 ] No.25); Inventory index for land acquisition and relocation Compensation principle

The compensation standard is determined with relative legal regulations and actual condition. The land compensation, resettlement subsidy and compensation of young crops is based on the “Land Management Rules in Yunan Province” and corresponding documents in relative county (city, district); The compensation cost of special facility is based on “3 original” (original scale, original standard and original function) principle for estimation; The compensation for scattered trees is based on corresponding documents in relative county (city, district) and actual practice. Compensation cost

The compensation estimation includes rural resettlement compensation, special items compensation, other cost, physical contingency fee and relative tax, in which the rurabl resettlement compensation includes mainly land acquisition compensation, fruit tree cutting compensation, etc. Based on relative resettlement policy and other relative rules, the cost above is computed as the following:

67 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Rural resettlement compensation

The rural resettlement compensation is totally 4565.24 x 10000 Yuan in which land compensation is 3834.41 x 10000 Yuan housing compensation is 594.52x 10000 Yuan fruit tree cutting and tomb compensation is 108.61 x 10000 Yuan. Land acquisition compensation

Permanent land use compensation The permanent land use compensation includes mainly land compensation, resettlement subsidy, young crops compensation or woods compensation. Based on the compensation standard of different type of land in Chapter 5 the permanent land use compensation is 3695.27 x 10000 Yuan. Temporary land use compensation Based on the compensation standard of different type of land in Chapter 5 the temporary land use compensation is 26.93 x 10000 Yuan. (3) Compensation for house plot Shizhishan environment treatment project will occupy the rural house plot area of 1.87mu, according to compensation standard of 60000 Yuan/mu for the land used for construction in Gucheng district, the compensation for rural house plot is 1122000 Yuan. Housing compensation

Based on the compensation standard in Chapter 5 the housing compensation is 5945200 Yuan. Compensation for resettlers’ relocation

Compensation for resettlers’ relocation is consisted of transportation fee, subsidy for working loss and transitional period, fee for loss in house rent, and removing. Based on the compensation standard in Chapter 5 the compensation for relocation is 260100 Yuan. Other compensations

(1) Scattered tree compensation Based on the compensation standard in Chapter 5 the scattered compensation is108.61 x 10000 Yuan. (2) Tomb relocation compensation This project impacts on 8 tombs, based on the compensation standard in Chapter 5 the tomb relocation compensation is 0.37 x 10000 Yuan. Urban resettlement compensation House plot compensation

Shizhishan environment treatment project will occupy the urban house plot area of 2.76 mu, according to compensation standard of 60000 Yuan/mu for the land used for

68 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) construction in Gucheng district, the compensation for urban house plot is 1656000 Yuan . Housing compensation

Based on the compensation standard in Chapter 5, the housing compensation is 313.64 x 10000 Yuan. Construction fee of infrastructure in hoist area

The construction fee of infrastructure in hoist area includes ground leveling, compensation for water and power supply faccilities, based on the compensation standard in Chapter 5 the construction fee of infrastructure in hoist area is 3.3 x 10000 Yuan. Relocation compensation

The relocaton compensation includes transportation fee, and subsidy for work delay. Based on the compensation standard in Chapter 5 the relocation compensation is 12.82 x 10000 Yuan. Individual business households relocation compensation

The individual business households relocation compensation includes relocation compensation and business stop loss fee, in which the business stop loss fee is 200 per month for 3 months and relocation subsidy is 200 Yuan per household, so the relocation compensation is 10.4 x 10000 Yuan, of which the business stop loss fee is 7.8 x 10000 Yuan, and relocation subsidey is 2.6 x 10000 Yuan. Enterprise relocation compensation

By the estimation, the enterprise relocation compensation is 6367.2 x 10000 Yuan. Now, the project owner signed the relocation agreement with n contact with National Tax Bureau, Lijiang Husbandry Veterinary Station, Broadcasting and Television Bureau, one-time compensation for National Tax Bureau 542.80 x 10000 Yuan housing compensation at Xinhua road for Husbandry Veterinary Station 15.97x 10000 Yuan, housing compensation at Mimzhu road will be paid by one time compensation after negotiation with this unit, and Gucheng management company ltd will give new house plot with ratio of 1:1.2 The housing and equipment compensation for Broadcasting and Television Bureau is 1502 x 10000 Yuan, the project owner will offer 6mu land in Xianghe Resident Zone based on the municipal plan. As a whole, the compensation for three units is 2312.87 x 10000 Yuan. (By the estimation, the compensation for new house plot is 252.1 x 10000 Yuan) . One-time compensation for other units is 4283.32 x 10000 Yuan, in which the housing compensation is 3994.32 x 10000 Yuan, and relocation compensation is 60 x 10000 Yuan. Special items compensation

Based on the plan of special item of each county, the spcial items compensation is 124.66 x 10000 Yuan.

69 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Other cost

Other cost includes construction unit management fee, implementation fee, technical training fee, supervision fee, monitoring assessment fee, plan and design fee and design document reviewing fee, etc. Construction unit management fee It is used mainly for all management cost during the implementation, computed by 0.5% in Clause 7.3.1~7.3.5 totally 57.82 x 10000 Yuan Implementation fee It is used mainly for all costs during the implementation, computed by 0.3% in Clause 7.3.1~7.3.5 totally 346.89 x 10000 Yuan Technical training fee It is used mainly for all costs for technical training and skill training, computed by 0.5% in Clause 7.3.1~7.3.3 totally 25.36 x 10000 Yuan Supervision fee It is used mainly for progress, quality and fund control of supervision unit, computed by 1.0% in Clause 7.3.1~7.3.5 totally 115.63 x 10000 Yuan Monitoring assessment fee It is used mainly for monitoring and assessment for external supervision unit, Kunming, Dili and Wenshan computed by 1.5% in Clause 7.3.1~7.3.5 Lijiang computed by 1.0% in Clause 7.3.1~7.3.5, totally 129.89 x 10000 Yuan. Plan and design fee The plan and design fee is mainly used for the design, survey and acting plan compilation by the design unit, survey unit and local government, computed by 2.5% in Clause 7.3.1~7.3.5, totally 289.08 x 10000 Yuan; Design document reviewing fee It is used mainly for design result consulting or reviewing of consulting unit and responsible department, computed by 0.3% in Clause 7.3.1~7.3.5, totally 34.69 x 10000 Yuan. Relocation management fee It is computed by 2.8% of land acquisition fee for the management of land management sector. Vulnerable group support fee It is computed by 1% in Clause 7.3.1~7.3.2 for support of vulnerable group during the resettlement. Physical contingency fee

The physical contingency fee is computed by 10% in Clause 7.3.1~7.3.6 for all contingency accidents.

70 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Relative tax

Farmland occupation tax Based on the rules of “Provisional regulation on farmland occupation tax of People’s Republic of China” and “Notice on specific policy of farmland occupation tax”, the farmland occupation tax in Yunnan province is 4 Yuan/m2 it is totally 250.74 x 10000 Yuan. Farmland reclamation fee Based on the rules of “Yunnan province land management regulations”, the land reclamation fee for farmland and garden field is 3-8 times of annual output for previous 3 years, this project takes lower limit of 3 times, by Kunming National Land Bureau estimation, the annual output of paddy field for previous 3 years is 2400 Yuan/mu dry field 2100 Yuan/mu i.e. the reclamation fee for paddy field is 7200 Yuan/mu and the reclamation fee for dry field is 6300 Yuan/mu. By the estimation, Kunming city needs to pay reclamation fee 199.40 x 10000 Yuan. Based on estimation of Chapter 5, the annual output of paddy field for previous 3 years in Dali city is 2156 Yuan/mu dry field 1478 Yuan/mu; the annual output of paddy field for previous 3 years in Eryuan County is 2164 Yuan/mu dry field 1327 Yuan/mu; i.e. the reclamation fee for paddy field in Dali city is 6468 Yuan/mu and the reclamation fee for dry field is 4434 Yuan/mu; the reclamation fee for paddy field in Eryuan County is 6492 Yuan/mu and the reclamation fee for dry field is 3981 Yuan/mu. By the estimation, Dali prefecture needs to pay reclamation fee 98.83 x 10000 Yuan. Based on estimation in this stage, the annual output of farmland for previous 3 years in Lijiang city (county, district) is: paddy field in Huaping County is 2196 Yuan/mu; paddy field in Gucheng district 2164 Yuan/mu. Its reclamation fee is: paddy field in Huaping County 6588 Yuan/mu; paddy field in Gucheng district 6492 Yuan/mu. By the estimation, Lijiang city needs to pay reclamation fee 94.08 x 10000 Yuan. Based on the estimation of Wenshan State Land Management Bureau, the annual output of farmland for previous 3 years is 1354 Yuan/mu, the reclamation fee is 4062 Yuan/mu. By the estimation, Wenshan prefecture needs to pay reclamation fee 95.99 x 10000 Yuan. Forest vegetation resuming fee Based on the relative rules of file CZ[2002] No.73 from the Ministry of Finance and State Forest Bureau, the forest vegetation resuming fee for this project is 4000 Yuan/mu, totally 188.08 x 10000 Yuan. Land use fee for increase of construction land Based on relative rules of “Notice on Adjustment of Compensation of Newly Increase Construction Land” by the Ministry of Finance, Ministry of National Territory Resource, Bank of China (CZ[2006] No.48), it needs to pay for transferring agricultural land and unused land into construction land. The levy standard in each county is: Luquan County, Songming County, Xundian County, Grade-XIV, 14 Yuan/m2; Dali city, Grade- XII (20 Yuan/m2); Eryuan County, Grade-XIV (14 Yuan/m2); Gucheng district, Grade- XIII, 16 Yuan/m2; Huaping County and Ninglang County, Grade-XV, 10 Yuan/m2; 7

71 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) counties in Wenshan prefecture except Wenshan County, Grade-XV, 10 Yuan/m2; Wenshan County, Grade-XIV, 14 Yuan/m2. By the estimation, it will be totally 13.1717 mil. Yuan. Fund allocation Fund source and allocation principle

All costs for land acquisition and relocation is covered by the total budget of project, the land acquisition and relocaton compensation as well as other costs will be paid to relative unit and person by county(district) project office(county(district) project resettlement office, land management department); The house compensation cost will be paid by stages to resetterls before their house construction; The land and other facility compensation cost shall be paid one month before levying; In order to guarantee the smooth implementation of RAP, the resettlement department at different level shall set financial and supervisor organization to guarantee all capitals to be paid on time. Financial responsible department

The financial responsible department for land acquisition compensation is prefecture(city) project office, each sub-project owner, county(district) project office(county(district) resettlement office), land management department, townshp and town, and village; The financial responsible department for housing relocation compensation is prefecture(city) project office, each sub-project owner, county(district) resettlement office; The fund allocation is from upper to lower level, each level shall conduct strictly the financial settlement and audit system, inspect and report regularly the capital use condition, take remedy measure for unexpected condition to guarantee the capital use under the schedule. Cash flow

Based on the compensation policy and compensation standard in the RAP, each sub-project owner shall sign a general agreement for land acquisition and relocation compensation with relative county(district) land department or each county(district) resettlement office, and the county(district) land department shall sign “Land acquisition and relocation compensation agreement” with each township and town(in Dali prefecture, each sub-project owner will sign sign “Land acquisition and relocation compensation agreement” with relative township and town). The county(district) land department, county(district) resettlement office, or township(town) shall sign “Land acquisition compensation agreement” with villagers commission.

72 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

 The county(district) land department, county(district) resettlement office, or township(town) shall sign “House relocation compensation agreement” with resettlement household.  Each sub-project owner will pay the compensation through bank to county(district) resettlement office or township(town) based on the content, quantity and time specified in the agreement, and them the county(district) resettlement office or township(town) will pay the housing relocation compensation by stage to resettlers and land compensation to the villagers commission.

73 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Resettlement Implementation Plan Implementation program

A. Land acquisition and compensation The land acquisition and compensation will be performed by relative department and the specific process is as follows: a. The design unit will offer detail land acquisition scope drawing, which will be verified jointly by the prefecture(city) WB project office, the project owner, different levels government and the land management department to finalize the scope and quantity for land acquisition and relocation b. Each project owner makes application for land acquisition to relevant land management department; c. Approval of land acquisition application; d. Each project owner negotiates land acquisition compensation, sign compensation agreement and go through land use procedures to relevant land management department; e. City, county land management bureau go to relevant township(town) to finalize the land acquisition scope and quantity; f. City, county land management bureau signs the “land acquisition agreement” with relevant township(town); g. Pay compensation; h. Handling legal procedure; i. Taking-over acquisitioned land. Additionally, use of land compensation fee (compensation and resettlement subsidy): for the village by cash compensation, the resettlement subsidy will distributed directly to each household impacted by land acquisition, if partial land compensation is distributed to household, it shall be pass by villager conference, the rest shall be used for collective production and infrastructure construction in village. For the village with land- adjusting mode, the land compensation and resettlement subsidy shall be kept in the village, managed and controlled legally. Usually, except the land development and infrastructure construction in village, the land compensation fee is mainly for collective welfare construction that the most villages can enjoy it. If some villagers need a loan to open small enterprise(shop) from land compensation fee, it shall be approved through villager’s representative meeting, otherwise the villagers must ask for loan from local bank. B. Production recovery The production arrangement and recovery shall be carried out by the villager commission and the working program is as follows: a. Convoke villagers representative meeting in the village with resettlement task to study and prepare the overall scheme for land adjustment, compensation distribution and production recovery;

74 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

b. Announce the land adjustment and distribution scheme to solicit the opinion of all villagers; c. Adjust and distribute land; d. Farming C. Housing relocation and rebuilding The housing relocation and rebuilding procedure is as follows: a. The project design unit supplys the scope and quantity for house relocation; b. Each sub-project owner will verify the house number and quality jointly with different levels government, the land management department and affected unit (person); c. Each sub-project owner will negotiate the relocation compensation, sign the compensation agreement and handle land use procedures with land management department; each level land management department will discuss the compensation standard for housing and attachment, and sign house relocation compensation agreement with relative township(town) and villages; d. City, county(district), township(town) will sign house relocation compensation agreement with relative villages; e. Township(town) working group opens house number, compensation standard and relocation time of each household and consults their opinions; f. Township(town) working group, village will sign house relocation agreement with resettlement household; g. Township(town) and village will offer house plot; h. Get compensation fee; i. Start of house building; j. Demolish old house. D. Special item rebuilding a. The project design unit will offer the impact scope of special items; b. Each project office and responsible department will survey the quantity and class of special items impacted; c. Each project office will entrust each responsible department of special items to prepare rebuilding plan; d. Each project office will consult with each responsible department of special items and sign “Special items rebuilding compensation agreement”; e. Each responsible department will start the the construction of special items; f. Put into operation of each special item. Progress plan

The progress of land acquisition and relocation will follow the progress of project construction and specific plan shall follow the principles below:

75 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

The relocation of housing and attachment will be completed by stages, but it shall be ended before the start of project construction at this area; The notice for house relocation shall be informed by at least 2 month in advance; The land acquisition shall be ended before the start of construction for that section; The land adjustment and distribution shall be completed as far as possible between crops season gaps; Labor force arrangement shall be completed before the land acquisition; The rebuilding of special items shall be ended before start of construction of each project. Based on overall progress planned, the land acquisition and relocatiom schedule is decided, see Appendix 6.

76 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Institutional Organization Establishing of Organizations

In order to ensure smooth construction of Yunnan Urban Environment Project, the necessary resettlement organizations are established by the People’s Government at different level and Sub-Project Construction Unit, which will plan, coordinate and monitor the resettlement activities. The following institutions are set up for resettlement of the Project: (1) Leading Group of WB-Loaned Yunnan Urban Environmental Construction Project (2) Project Office (3) Prefecture (City) Project Leading Group (4) Prefecture (City) Project Office (5) Owners of each Sub-Project (6) County (City or district) Project Leading Group (7) County (City or district) Project Office (8) Town (ship) Working Group (9) Village committee and villagers’ group (10) External Independent Monitoring and Evaluation Organization Responsibilities of Organization

In order to ensure successful resettlement, the Project Resettlement Leading Group was composed of the responsible leaders from Yunnan Province Environment Bureau, Province Development and Reforming Committee, Province Finance Office, and Province Construction Office. Its main responsibility is to strengthen the leadership of the project, take charge of resettlement policy-making and coordination among all resettlement organizations at different levels. The office in charge of daily routine is set in the office under Yunnan Province Environment Protection Bureau. The sub-project leading groups, set at each prefecture(city) People’s Government, are consisting of the leaders from prefecture(city) People’s Government, Environment Protection Bureau, Develop and Reform Committee, Finance Bureau, Construction Bureau, State Land Resource Bureau, Forest Bureau, Water Conservancy Bureau, Urban Management Bureau, and Plan Bureau. Their responsibilities are to organize the project construction, decide the general layout of project, and coordinate and set down the relevant major issues. The Office in charge of daily routine (under leading group) is set in the office of Prefecture Environment Protection Bureau and has responsible for the integrated management for the project, organization and coordination, external liaison, monitoring and checking. The Owners of sub-project have responsibilities of the resettlement capital preparation and allotment, and participate each resettlement activity.

77 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

The Leading Group of different counties and districts, headed by the responsible leaders of the relevant counties and districts, is composed of the leaders from County State Land Bureau, Plan Bureau, Environment Protection Bureau, Finance Bureau, Urban Construction Bureau, Development and Reforming Bureau, and effected Town(ship) People’s Government. The main responsibilities for the Leading Group is to strengthen the leadership over the resettlement processes carried out under their jurisdiction, coordinate the resettlement work among different government departments concerned and relationship between the state, the collective and individual so as to ensure smooth construction of main works, land acquisition and resettlement. The Office under the Leading Group, composed of specially assigned cadres from departments of environment protection, state land resource and urban construction, is set to carry out the implementation, management of resettlement cost, supervise the capital allotment and usage, go through the relevant procedure for the land acquisition and relocation, train staff from town(ship)s and village resettlement group, and guide and supervise the resettlement work in town (ship)s and villages. Town (ship) working group, led by responsible leaders of the town(ship)s, is composed of the cadres from land administration and environment protection section as well as main cadres of effected villages. The main responsibility covers: implementation, inspection, monitoring and recording all resettlement activities in the town(ship)s. The working group is composed of cadres from village committee and villagers’ group, and participates in and implements each resettlement activity. The independent external monitoring and evaluation for this project is carried out by independent external monitoring and evaluation organization chosen by Province Project Office. The independent external monitoring and evaluation organization will, through the Project Office, offer technology help, carry out the survey on resettlement and the living level of affected persons according to stipulations, and implement all monitoring and evaluation work. Staffing

In order to ensure the execution of resettlement as well as the project construction to be carried out smoothly, the province project owner, prefecture(city) project owner, each sub-project owner, people’s governments at different level, relative departments and effected county (city or district) people’s governments invests a large quantity of capital, sets up the resettlement organizations and assigned a number of staff (totaling 241 persons). The staff of PRO in each county and their names are shown in each prefecture (city) report for details.

78 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Public Participation and Appeal Public Participation

According to resettlement policies and regulations of state, province and each city and the construction and reforming characteristics of project, the relevant policies and detailed enforcement is established and efforts are made for well preparation of resettlement plan, implementation and organization work so as to meet the goal of resettling properly for keeping the legal rights and interests of removed units and resettlers and decreasing the unsatisfactory and dispute. During the preparation of resettlement policies and RAP as well as implementation, the project resettlement office widely solicited the opinions from resettlers and paid a great attention on the public participation in the resettlement and consultation. During compiling RAP, each sub-project responsible department and enforcement organization as well as design department, through various channel, adopted different form to announce the project resettlement policies. From Dec. 2006 to Jan. 2007, totaling 58 working meetings were held in Kunming city, Dali region, Lijiang City, Wenshan Prefecture, effected counties (city or district) and town(ship)s and villages, participated with over 680 persons. The major subject of meetings is on the implementing the land acquisition and resettlement plan, propagating the resettlement policies, soliciting the opinion from local masses and resettlers on the project construction and preliminary resettlement scheme, see Appendix 7 for details. To issue relevant land acquisition and relocation announcement through local newspaper or broadcasting television before enforcement of resettlement; Put up bulletin to propagate resettlement policy, compensation standard and complaint channel in the scope of towns and villages affected using easy language that easily understood by resettlers according to local resident national composition condition; The resettlement action plan report is put in local library or the project office for the resettlers to read. The schedule for public project information is shown in Table 10-1. Schedule for Public Project Information Table 10-1

Public data Sub-project Public way Language RAP Bulletin

Supervisory control and management system of water pollutant aggregate in Dianchi lake basin

Solid waste management project in Songming County Kunming Chinese Solid waste management project in Luquan Yi and Miao daily Aug.31, 2007 Aug.31, 2007 Autonomous County News

Solid waste management project in Xundian Hui and Yi Autonomous County

Integrated water environmental management of main riverways to the Erhai Lake (including integrated water Dali daily Chinese Sep. 3, 2007 Sep. 3, 2007 environment management of Yong’an, Miju, Luoshi, Boluo rivers News and Shiba Creek in Changshan Mountain)

79 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Public data Sub-project Public way Language RAP Bulletin

Rural non-point pollution control project in the Erhai river basin in Eryuan County

Integral urban network project of Dali City (including Fengyi, the Ancient town, Xizhou and tourism and vacation districts)

Wastewater treatment plant and sewer network project in Dengchuan Town of Eryuan County

Solid waste management project of Eryuan County

Wastewater treatment plant and associated pipe network project in Huaping County

No. 2 Urban Wastewater Treatment Plant and associated sewer network project in the Ancient town zone, Lijiang Lijian daily Urban drainage pipe network project of Yulong County Chinese Sep. 12, 2007 Sep. 12, 2007 News Solid waste management project in the ancient town zone, Lijiang

Environmental improvement project of Shizi Mountain in the ancient town

Integrated water environmental management of Puting river basin in Funing County

Integrated water environmental management of Puzhehei Lake in Qiubei County

Integrated Improvement project of Panlong River (the urban section in Wenshan County)

Wastewater treatment plant and sewer main project of Guangnan County

Wastewater treatment plant and associated sewer main project of Malipo County

Wastewater treatment plant and associated sewer network Wenshan project of Qiubei County Chinese Aug. 29, 2007 Aug. 29, 2007 daily News

Qiubei water supply project

Urban drainage pipe network project of Wenshan County Urban drainage pipe network project of Yanshan County

Solid waste management project of Funing County

Solid waste management project of Maguan County

Solid waste management project of Malipo County

Environmental management and monitoring system of Wenshan Prefecture

Responding to Grievance and Appeal

In the process of preparing and implementing the Resettlement Action Plan, it is always to encourage the public participation, but there will still be some problems occurring. In order to solve problems effectively and ensure the project construction and

80 Yunnan Urban Environment ProjectResettlement Action Plan (RAP) land acquisition to be carried out successfully, except the existing appeal ways set in the local governments at all levels, a transparent and effective appeal way has been set up as follows: Stage 1: If the resettlers are not satisfied for the resettlement plan, they can appeal to the village committee and the local town resettlement working group in oral or in written form. If the appeal in oral form, the village will make decision and record in written. Village committee or town resettlement working group will resolve the reasonable requirement and suggestion in two weeks. Stage 2: If the resettlers are dissatisfied for the decision of stage 1, they can appeal to the county (city or district) leading group office after receiving the decision; the county (city or district) leading group office will make decision within two weeks. Stage 3: If the resettlers are dissatisfied for the decision of stage 2, they can appeal to (prefecture or city) project leading group office after receiving the decision; the (prefecture or city) WB loaded project leading group office will make decision within two weeks. Stage 4: If the resettlers are still dissatisfied for the decision of the prefecture or city project office, they can appeal to a people’s court according to the civil procedural law after receiving the decision of the office. The resettlers can appeal on any respect of the resettlement, including compensation criteria, etc. The resettlers will know their right of lodging appeal during participation in the public meetings and by other ways. At the same time, the appeal processes will be publicized among the PAPs through media. The relative authorities will sort out the opinions and proposals of the PAPs and the resettlement offices at all levels will process the information in a timely and effective manner. The organizations accept the appeals and grievance of the PAPs free of charge, and the project leading group office will pay the expenses incurred from project contingency fund. List of Contactors and Their Telephone Numbers Table 10-2 Province, city and county Item Connector Tel. project office Province project office Guo Ping 0871-4166316 Kunming Project office Xi Ying 0871-4100022 Solid waste management project in Luquan Yi and Luquan Yi and Miao Duan Xingcong 0871-8918766 Miao Autonomous County Autonomous County Solid waste management project in Songming County Songming County Shen Ping 0871-7911933 Solid waste management project in Xundian Hui and Xundian Hui and Yi Lu Jianchang 0871-2662295 Yi Autonomous County Autonomous County

81 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Province, city and county Item Connector Tel. project office Dali prefecture project office Zhao Jidong 0872-2316712 Integrated water environmental management of Boluo river Dali city Bi Fajiang 0872-2124408

Integrated water environmental management of Shiba Creek in Changshan Mountain Dali city Bi Fajiang 0872-2124408

Integrated water environmental management of Yong’an river Eryuan county Ji Kaifeng 0872-5122204

Integrated water environmental management of Miju river Eryuan county Ji Kaifeng 0872-5122204

Integrated water environmental management of Eryuan county Ji Kaifeng 0872-5122204 Luoshi river Rural non-point pollution control project in the Erhai Dali city Yang Ya 0872-2136800 river basin Eryuan county Ji Kaifeng 0872-5122204 Integral urban network project of Dali City Dali city Yang Meng 0872-2184909 Wastewater treatment plant and sewage pipe network Eryuan county Ji Kaifeng 0872-5122204 project in Dengchuan Town of Eryuan County Lijiang city project office Li Yan 0888-5158967

Wastewater treatment plant and associated sewer Ran Huaping County 0888-6124982 network project in Huaping County Guangxiang No. 2 Wastewater treatment Plant and associated sewer network project in the ancient town zone, Lijiang Ancient town zone He Genli 0888-5176506

Urban drainage pipe network project of Yulong County Yulong County Yang Yuequan 0888-5179202

Solid waste management project in Lijiang Ancient town zone He Liwei 0888-5181624 Environmental improvement project of Shizi Mountain in the ancient town zone Ancient town zone Dong Ying 0888-5101010

Wenshan prefecture project Chen Wen 08762191967 office Environmental management and system of Wenshan county Wang Dexing 08762188217 Wenshan Prefecture Urban drainage pipe network project of Yanshan Yanshan County He Maohuai 08763122650 County Wastewater treatment plant and associated sewer network project of Qiubei County Qiubei County Zhou Weihua 08765159959 Qiubei water supply project Wastewater treatment plant and sewer main project Guangnan County Huang Jianping 08765159959 of Guangnan County Wastewater solid waste disposal project of Funing Wei Funing County 08766123566 County Zhongming Wastewater treatment plant and sewer main project of Malipo County Malipo County Li Jinlong 08766629691 Solid waste management project of Malipo County Sun Solid waste management project of Maguan County Maguan County 08767126968 Zhongxiang

82 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Monitoring and Evaluation

In order to guarantee that the RAP can be smoothly implemented and the resettlement target suitably realized, the follow-on fact finding and monitoring will be carried out in the land acquisition and relocation as well as resettlement active according to World Bank Operation Policy OP 4.12 (Involuntary Resettlement) and requirements of "Monitoring and Evaluation Operation Guidance of World Bank’s Loaned China Project". Monitoring on the resettlement will be divided into two parts, i.e., internal monitoring (by the resettlement offices) and the external independent monitoring, which starts in June 2007 and ends in Dec. 2010. According to each sub-project construction and resettlement progress, the internal monitoring and the external monitoring report shall be submitted to WB for each half-year or one year regularly. It is Yunnan Province WB-loaned Environmental Protection Project Office to take the overall responsibility for the internal monitoring, and is each prefecture project leading group and office, prefecture land administration department as well as house relocation management office to carry out coordination so as to ensure the enforcement unit to carry out the land acquisition and resettlement according to principles and time schedule in RAP. The purpose of internal monitoring is that the resettlement organization will play a good function during implementation. The external independent monitoring and evaluation means that the independent monitoring organization carries out the regular independent monitoring and evaluation on the land acquisition and resettlement activities. The contents of external independent monitoring cover: the function of resettlement network; implementing progress of land acquisition and resettlement as well as compensation; resettlement and restoration of relocated households and shops as well as enterprises; and the analysis of resettlers’ production and living level. It is the unit independent from the project resettlement organization to carry out the independent monitoring and overall evaluation on the land acquisition, relocation and resettlement by a long-term viewpoint, and evaluate whether the resettlement follows the relevant laws of state on land acquisition and resettlement and accords with Operation Policy of World Bank OP 4.12 (Involuntary Resettlement) and whether the production and living level is raised or restored at the original level at least. The monitoring organization shall propose suggestion to relevant unit for problem discovered in monitoring so as to solute problems appeared in implementing in time. See Table 11-1 Schedule of Monitoring and Evaluation and Report Submitted

83 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Schedule of Monitoring and Evaluation and Report Submitted Table 11-1

Internal monitoring External monitoring City or No. Sub-project county Monitoring report Post evaluation Year Report submitted Year submitted report Enhancement of water quality monitoring Kunming 1 capacity in Dianchi Lake basin city

Solid waste management project in Luquan Yi Luquan 2 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year and Miao Autonomous County County

Solid waste management project in Songming Songming 3 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year County County

Solid waste management project in Xundian Hui Xundian 4 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year and Yi Autonomous County County Integrated water environmental management of main riverways to the Erhai Lake (including Eryuan 5 Integrated water environmental management of County, 2008~Dec.2010 End of each half year 2008~2010 End of each year Yong’an, Miju, Luoshi, Boluo rivers and Shiba Creek Dali city in Changshan Mountain)

Rural non-point pollution control project in the Eryuan 6 2008~Dec.2010 End of each half year 2008~2010 End of each year Erhai river basin in Eryuan County County Integral urban network project of Dali City 7 (including Fengyi, the ancient town zone, Xizhou and Dali city 2008~Dec.2010 End of each half year 2008~2010 End of each year tourism and vacation districts )

Wastewater treatment plant and associated sewer Eryuan 8 network project in Dengchuan Town of Eryuan 2008~Dec.2010 End of each half year 2008~2010 End of each year County County

Solid waste management project of Eryuan Eryuan 9 2008~Dec.2010 End of each half year 2008~2010 End of each year County County

Wastewater treatment plant and sewer main Huaping 10 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year project in Huaping County County No. 2 wastewater treatment plant and associated Ancient 11 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year sewer network project in the ancient town zone, town zone Lijiang

84 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Internal monitoring External monitoring City or No. Sub-project county Monitoring report Post evaluation Year Report submitted Year submitted report Lijiang

Urban drainage pipe network project of Yulong Yulong 12 County County

Solid waste management project in the ancitent Ancient 13 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year city zone, Lijiang town zone Each half year during Environmental improvement project of Shizi Ancient implementation and 14 Aug.2007~Dec.2010 End of each half year 2008~2010 Mountain in the ancient town town zone end of each year after project completed Integrated water environmental management of Funing 15 2008~Dec.2010 End of each half year 2008~2010 End of each year Puting river basin in Funing County County

Integrated water environmental management of Qiubei 16 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year Puzhehei Lake in Qiubei County County

Integrated water environmental management of Wenshan 17 2008~Dec.2010 End of each half year 2008~2010 End of each year Panlong River (the urban section in Wenshan County) County

Wastewater treatment plant and sewer main Guangnan 18 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year project of Guangnan County County

Wastewater treatment plant and sewer main Malipo 19 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year project of Malipo County County

Wastewater treatment plant and associated sewer Qiubei 20 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year network project of Qiubei County County Qiubei 21 Qiubei water supply project Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year County Urban drainage system project of Wenshan Wenshan 22 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year County County

Urban drainage system project of Yanshan Yanshan 23 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year County County

85 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Internal monitoring External monitoring City or No. Sub-project county Monitoring report Post evaluation Year Report submitted Year submitted report Solid waste management project of Funing Funing 24 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year County County

Solid waste management project of Maguan Maguan 25 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year County County

Solid waste management project of Malipo Malipo 26 Aug.2007~Dec.2010 End of each half year 2008~2010 End of each year County County

Environmental management and monitoring Wenshan 27 system in Wenshan Prefecture Prefecture

86 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Entitlement Matrix

The entitlement of effected units and persons is shown in Table 12-1. Entitlement Matrix for Yunnan Province Urban Environment Project Table 12-1 Compensation Standards Impac Entitled Number of entitled County with Resettlement Policy ts Persons units and persons project Rate located Land Owner 1.The project construction will involve the land acquisition. Xundian Reclaimed wasteland 2000 Yuan/mu, unused land 200 acquis The land compensation and resettlement subsidy will be paid county Yuan/mu, young crops 483 yuan/mu ition to the villagers’ groups involved in the land acquisition, and Songming land compensation for young crops and ground attachment will be Paddy field20600Yuan/muDry land:12400 Yuan/mu paid to households involved in the land acquisition. In the county Luquan cast of that if villagers’ group has the land adjustment or land Cultivated land33000 Yuan/mu development and the effected household is allotted with land county 1870 persons of 442 or other production information again, the land compensation Paddy field 46526 Yuan/mudry land 29858 households, in 33 and resettlement subsidy will be managed and used by the Eryuan Yuan/mugarden plot: 21000Yuan/mupool: 28132 village groups of 20 collective. Otherwise, if villagers’ group has no land county Yuan/mufish pond: 23600 Yuan/muand forest villages adjustment or land development and the effected household is landsparse forest land: 4900Yuan/mu not allotted with land or other production information, the Paddy field: 46276Yuan/mudry land; 27404 Yuan/mu Dali city resettlement subsidy will be paid to effected households, but and fish pond: 28028Yuan/mu the land compensation will be managed by village collectives Paddy field88450 Yuan/mu (urban garbage disposal and allotted or used through villagers’ representative Ancient project)paddy field41200Yuan/muNo. 2 wastewater meeting. town zone treatment plant Timber 4998 Yuan/muand construction 2. The compensation for the land acquisition in project used land: 45000Yuan/mu construction and resettlement subsidy is mainly used for the Huaping Paddy field27450Yuan/mu restoration of resettlers’ production and living level, such as County the construction of farmland water conservancy facility, Malipo Paddy field38300 Yuan/mudry reforming of rural basic facility and adjustment of County land15300Yuan/muand forest land8820Yuan/mu agricultural structure. Funing Paddy field48600Yuan/mugarden 3. According to actual condition at each county and the County plot49500Yuan/muand forest land7457Yuan/mu cultivated land output value and output times as well as Guangnan different comprehensive price in each county, the County Paddy field26176 Yuan/mu compensation standard for each county is shown in right side Yanshan Dry land34916 Yuan/mu of this table. County

87 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Compensation Standards Impac Entitled Number of entitled County with Resettlement Policy ts Persons units and persons project Rate located Qiubei Paddy field19120 Yuan/mu and 12880 Yuan/mudry County land10380 Yuan/muand natural pool: 1000 Yuan/mu. Temp Contracti 263 households with The compensation for temporary used land includes the Dili city Paddy field: 5156Yuan/muand Dry land: 4278 Yuan/mu Ancient orary ng 971 person from 6 compensation for young crops, land loss and land reclaiming. Paddy field5364Yuan/mu used househol villages The time of temporary used land is 1 year. The construction town zone Funing land ds unit shall take the responsibility or entrust the related unit for 1860 Yuan/mu the land reclaiming. County Qiubei 1200 Yuan/mu County The tree owners will get compensation or transplanted cost Songming Fruit Owner 5 villages 1440 Yuan/mu trees for all fruit trees fell or transplanted for the project county construction. Fruit tress 30 Yuan/ea. for tree below 3cm and 120 Xundian Yuan/ea. for tree of 10cm and timber 5 Yuan/ea. for tree county below 3cm. 5 Yuan/ea. for seeding 30 Yuan/ea. for tree with fruits, and Luquan 100 Yuan/ea. for tree with full fruits. 75 Yuan/ea. for tree with fruits and 10 Yuan/ea. for fruit Eryuan tree without fruits Masupo 35 Yuan/ea. county

The compensation will be paid according to replacement Compensation standard price for all houses and auxiliary facility, without The collective house depreciation, the usable material dismantled from old houses 2 Item Unit of 100m in Dali city is belongs to resettling households. The new house plot will be Dali Lijiang city Loss of effected by the pipe We House allotted for resettlers and resettlement subsidy will be paid to pref Including Replac relocate network construction nsh Owner relocation persons. The compensate standard is shown in ectu house plot ement d the collective an of units, right of the table: re price price houses management house 60 collectiv Frame 2 and m2 in Funing Yuan/m 1120 626.98 es and structure other county62 households individu Brick- attach- with 280 persons and 23 Yuan/m2 988 494.71 als concrete ments enterprisers are House Brick- effected, and relocation Yuan/m2 350 861 367.9 2 wood area is of 64084.81 m Earth- Yuan/m2 770 276.81 wood Simple Yuan/m2 100

88 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Compensation Standards Impac Entitled Number of entitled County with Resettlement Policy ts Persons units and persons project Rate located All involved The relocated private-owned business households will be Or loss persons priority in renting shop in commercial street such as in Employer Guodahuama street, etc.. The compensation for stopping busines and business and transportation subsidy will be paid. s employee

Living Housing Three months before land acquisition and relocation, the conditi leaser Project Owner shall inform the housing leaser in the effected Ancient town zone on area about the land acquisition and relocation plan so that housing leasers will have enough time to rent other housing. Speci Owner Units of All special facilities affect by project will be moved and al telecommunications, reconstructed according to the actual condition and its facilit Chinaunicom, China original function will be restored. The Project Office will y Mobile, and broadcast consult with special facility Management Department on and television, etc. compensation cost according to investment of recovery plan.

Produ Owner The production and living facility affected by construction ction of unit during construction should be maintained or restored so and facility as to guarantee the normal usage of the facility during living construction. facilit y

89 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Appendix 1General Description of The Project

Yunnan Urban Environment Project (Kunming City) Table 1 No Locatio Remarks Project Project description Project impact Project owner Schedule . n river monitoring system to Dianchi Kunming Lake: 3 automatic monitoring stations RAP Land acquisition of 50m2 respectively for 3 automatic monitoring for the key inflowing rivers, 14 water Kunming Enhanc stations for key inflowing rivers, total land acquisition of 0.65 quality monitoring stations for Environmental ement mu for 14 river water monitoring stations (in which, land inflowing rivers, 2 mobile monitoring Monitoring of water acquisition of 20m2 respectively for 11 stations), which is used Kunmin stations, 2 mobile sampling vehicles Center/Kunmin Jan. 2007 1 quality without payment, and there is no relocation. g City and a set of experimental equipment; g ~Dec. 2009 monitor Environmental ing Supervisory control and management Information capacity information system for water pollution Center No land acquisition (rebuilding of existing buildings) aggregate and supervisory control center Land acquisition totals 125.2mu, including: 106.5mu in reservoir area, in which 31.8mu is farmland and Luquan Solid waste plant and supporting Solid 74.7mu is woodland; Luquan Waste Yi and facilities and the county solid waste waste 9mu farmland is requisitioned for access road; Disposal and Miao management system Jul. 2007 ~ 2 manage 3m farmland for management zone; Transportation Autono Solid waste disposal is 90t/d in scale Dec. 2008 ment in 6mu land for the environmental hygiene center, which is the Management mous and total landfill site capacity is 895000 Luquan state reserved construction land; 0.7mu for transfer station, which Company County m3 is state-owned construction land and used without payment. Relocation is not involved. Land acquisition totals 122.35mu for the project, in which: Land acquisition in reservoir area is 105mu, including 97.2 mu Solid Sanitary landfill, auxiliary facilities, farmland and 7.8mu woodland; waste solid waste management system and 6mu farmland is requisitioned for access road; 4.5m farmland manage Songmi Songming the existing refuse dumps; for management zone; 6 mu state-owned reserve construction Jan. 2008 3 ment in ng Garbage Mean disposal scale is 85t/dand the land for the environmental health center; 0.7mu state-owned ~Aug. 2009 Songmi County Disposal Center total storage capacity of landfill is reserve construction land for the transfer station. ng 427200m3 3 refuse houses occupy 0.15mu land, which is the state-owned County construction land and used without charge. Housing relocation isn’t involved.

90 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No Locatio Remarks Project Project description Project impact Project owner Schedule . n Urban Land acquisition totals 183mu, including 158mu in reservoir Refuse solid Xundian area for sanitary landfill, 19.5mu for roads, 2.5m for the Clearing & Sanitary landfill, garbage transfer waste Hui and management zone, the above land is all of wasteland; and 3m Transport and station, other public services and the manage Yi state-owned reserve construction land for 2 transfer stations. Disposal Center Oct. 2007 4 existing refuse dumps; ment In Autono Relocation is not involved. of Xundian Hui ~Mar. 2009 Mean disposal scale is 70t/d and the Xundia mous and Yi total landfill capacity is 550000m3 n County Autonomous County County

91 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Yunnan Urban Environment Project (Dali Prefecture) Table 2 Project covering Proj Sc Loc area (mu) Land ect he No. Project atio Project description State- Collec acquis Effect analysis Remark own dul n owned tive ition er e land land (mu) Int Int It is to renovate the ground runoff drainage According egr egr system on the waste mountains and waste to Wat ate ate mountain slopes, using water conservance land, Jan primary er d d Comp meanwhile, build the anti-erosion protection . evaluatio inception ditches, Reso wat wa Dal rehen works for the river channel, build the valley 20 m report Mountain vertical grooves, urce er ter i sive protection to incept the rolling rocks and mud. 08 for I slop protection for s env en Cit treat The land property and ownership won’t change ~D feasibilit protection groove top end, Bure iro vir y ment so that it has no unfavorable effect on the ec. y study, valley protection au of nm on of production and living of involved village 20 it is Dali ent me ecolo groups and villagers. Their income will be 10 covered City al nta gical increased after reconstruction as that the in Dali ma l envir farmland quality will be improved. RAP. Treat nag ma onme It is to restore vegitation on the waste mountains ment em na nt of and waste mountain slopes, the works is of ent ge such Protection forest arranged on the gullies and use conservation water 8513.1 of me small on mountain slope, land for the work. The land property and and Eco- Dal nt river tree and grass ownership won’t change so that it has no soil treatment i of basins protection in river unfavorable effect on the production and living loss Riv Bo as valley of periphery village groups and villagers. The er luo Baita vegetation coverage will be increased and the Ri qing, quality will be improved. ver Fengl eqing It is to treat the land in waste mountains and and slopes to reduce the risk of water and soil loss. Jingc Agro_tech Contour The land property and ownership won’t change hangq nical so that it has no unfavorable effect on the ing. measures croping production and living of involved village groups and villagers. It will be favorable for water and soil conservation.

Gravel protection Laying gravel on 154.35 The works is all in the existing Boluojiang for 10.5 km long the riverbed to river channel increase the

92 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering Proj Sc Loc area (mu) Land ect he No. Project atio Project description State- Collec acquis Effect analysis Remark own dul n owned tive ition er e land land (mu) river channel increase the hydropilicity of the river channel. The exiting water conservation river land will be used. The land property and ownership won’t change so that it has no unfavorable effect on the production and living of involved village groups and villagers.

The works are arranged in existing Boluojiang Eco-oriented banks Restore the river channel and river banks, using the existing (at the downstream collapsed river water conservancy land. The land property and collapsed river 45.42 sectios in existing ownership won’t change so that it has no section (totally 10.5 river channel unfavorable effect on the production and living km long) of involved village groups and villagers. Eco-oriented The works is to plant trees on the existing river Green belt built on riverbank works, bank. it has no unfavorable effect on the bothbanks of the 94.5 (10km long in production and living of involved village river total) groups and villagers. Envir onme Schemes of environmental management, ntal All are managerial measures, without concerning land acquisition and water quality monitoring and ecological mana resettlement. observation geme nt

93 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering Loc area (mu) Land Projec Sch No Project atio Project description State- acquisit Effect analysis t edul Rema . Collecti n owned ion owner e rk ve land land (mu) Wa Inception Acco It is to renovate the ground runoff drainage system on the ter ditches,protect rdin waste mountains and waste mountain slopes, using the an Eco ion works for Water g to water conservation land to build the anti-erosion d vertical Resou Jan. prim - protection works for the river channel, build the valley so Mountain grooves, rces 200 ary env protection to incept the rolling rocks and mud. The land 1 il iro slope protection Burea 8 eval property and ownership won’t change so that it has no co nm protection works at u of ~Dec. uati unfavorable effect on the production and living of ns groove upper Dali 2010 om ent involved village groups and villagers. Their income will er ends, valley City in al be increased after reconstruction as that the farmland va protection feasi rest quality will be improved. tio orat works bilit n ion It is to restore vegitation on the waste mountains and y Protection w wor waste mountain slopes, the works is arranged on the stud forest on or ks gullies and use the waste mountains and slopes and water y, it Eco- mountain ks for conservation land for the work. The land property and is treatment slopes, Wa ownership won’t change so that it has no unfavorable cove mesures protection 5079.9 nhu effect on the production and living of periphery village red trees / grass axi, groups and villagers. The vegetation coverage will be in along the river Bai increased and the quality will be improved. Dali hex RA i P. and Zh Agro- It is to rectify the lands in waste mountains and slopes to ong reduce the risk of water and soil loss. The land property hex technic Contour and ownership won’t change so that it has no unfavorable i al croping effect on the production and living of periphery village sm treatme groups and villagers, but it is good for water and soil all conservance. bas nt ins

94 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering Loc area (mu) Land Projec Sch No Project atio Project description State- acquisit Effect analysis t edul Rema . Collecti n owned ion owner e rk ve land land (mu) Inception It is to renovate the ground runoff drainage system on the ditches,protect waste mountains and waste mountain slopes, using water ion works for Riv conservance land build the anti-erosion protection works vertical ers for the river channel, build the valley protection to incept Mountain grooves, hor the rolling rocks and mud. The land property and slope protection e ownership won’t change so that it has no unfavorable protection works at of effect on the production and living of involved village groove upper Xia groups and villagers. Their income will be increased after ends, valley oga reconstruction as that the farmland quality will be protection n improved. works rive 908.4 It is to restore vegitation on the waste mountains and r, Protection waste mountain slopes, the works is arranged on the and forest on gullies and use the waste mountains and slopes and water , Eco- mountain conservation land for the work. The land property and Ma treatment slopes, ownership won’t change so that it has no unfavorable ngy mesures protection effect on the production and living of periphery village ong trees / grass groups and villagers. The vegetation coverage will be rive along the river increased and the quality will be improved. r It is mainly to reform the wasteland in mountains and st Agro- Contour has no unfavorable effect on the production and living of technical croping effected village groups and villagers And good for water treatment and soil conservation

95 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering Loc area (mu) Land Sc Remark No Project Project atio Project description acquisi Effect analysis hed . State- owner n Collective tion ule owned land (mu) land Integ The works is all in the existing rated Laying gravel Shibaxi river channel. The exiting Water Jan. wate Layin Gravel on the water conservation land will be Resour 2008It is covered r g protection for riverbed to used. The land property and ces 256.59 ~ in Dali 1 envir gravel 31550m long increase the ownership won’t change so that it Bureau Dec. RAP onm works river channel hydropilicity has no unfavorable effect on the of Dali 2010 ental of the river production and living of involved City mana village groups and villagers. geme Integrat River Eco-oriented The works is all in the existing Rehabilitation nt of ed water water Eco- river bank Shibaxi river channel and river will be made Dali environ enviro orient protection (at banks. The exiting water for the Rive mental nment ed the conservation land will be used. The existing r manage treatm river downstream 169.64 land property and ownership won’t damaged and ment of Dali ent bank collapsed river change so that it has no unfavorable collapsed Shiba City works protec section (totally effect on the production and living dikes of Creek in tion 23600mm of involved village groups and Shiba Creek. Changs long)) villagers. han Eco- The works is to plant trees on the Mountai orient Green belts existing river banks of Shibaxi Eco-oriented n ed arranged on River. It has no unfavorable effect river bank, 365.21 river the two rivr on the production and living of 81157m long bank banks periphery village groups, villagers works and recreation center. Enviro nment Schemes of environmental management All are of managerial measures, not concerning land acquisition and al and environmental monitoring resettlement. manag ement

96 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering Loc area (mu) Land Sc Remark No Project Project atio Project description acquisi Effect analysis hed . State- owner n Collective tion ule owned land (mu) land For main drain, it is mainly to Waste Rectangular main drain with a Recons reconstruct the existing soil drain on water dimension of 700×700, about Integrat Eryu tructio both sides of National Highway 214. treatm 600m long, arranged on both ed water an n, and Hardening reconstruction will be ent sides of National Highway environ Cou dredgi conducted for sub-drains by making schem 214; the sub-drain from the mental nty ng of 0.87 use of existing residential drain and e for households with a size of manage and the channels. The land property and Xiasha 400×400 is about 400m long, ment of Dali existin ownership will not change so that it nkou arranged between the Yong’a City g has no unfavorable effect on the Distric households far away from n River drains production and living of periphery t wetland and main drain. village groups and villagers.

97 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering area Loc (mu) Land Sc No Project Remark Project atio Project description State- acquisi Effect analysis hed . Collective owner n owned tion ule land land (mu) It is planned to be on the idle land Interga (belonging to house plots) within ted villagers’ yards in Xiashankou Waste purific Village. The land property and water Intergated purification slots 1.3 ation ownership will not change and it treatm (totally 14 sets) ent slot will be used by the villagers so that Enviro Integr schem works it has no unfavorable effect on the nmenta production and living of households. ated Integrat e for l water Eryu 2 ed water Xiasha Wetland area: 10050m Protect enviro an It is necessary to requisition 21mu environ nkou Artifici Management house area: ion Jan. nment Cou 2 farmland of Meihe Village in mental Distric al 40m Bureau 2008 1 al nty 21 Youshuo Town. 64 persons from 12 manage t wetlan Plant disposal zone: 280m2 of ~ Dec. mana and households will be involved in land ment of d Eryuan 2008 geme Dali Road and reserved land: acquisition and resettlement. 2 County Yong’a City 3490m nt of and n River Constructing natural bank Dali It is arranged at river bed and dike Dali revetment of primary form, River land for water conservancy. The City dike Dike arranged from the new land property and ownership won’t constru constru Dengbei Highway on 3 change so that it has no unfavorable ction ction Yong’an River to 1950m effect on the production and living project project downstream of periphery village groups and Planting grass above the villagers. mean water level

98 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering Land area (mu) Locatio acqui Project Schedu No. Project Project description State- Colle Effect analysis Remark n sition owner le owned ctive (mu) land land Natural-type bank Schemes ntegr revetment I for river (arranged from Environ ated environme It is arranged at river bed ntegrat Qingsuo check mental I water ntal and dike land for water gate to 380m Protecti ed water enviro Eryuan protection conservancy. The land Dike downstream the on environ nment County and property and ownership Jan. 2008 1 construction river )cement- Bureau mental al and dredging 3 won’t change so that it ~ Dec. project rubble foundation of manage mana Dali and sludge has no unfavorable effect 2008 will be built on Eryuan ment of geme City resources on the production and both sides of County Dali nt of and dike living of periphery village riverbed and grass and Dali River Yong’ constructi groups and villagers. will be planted City an on project above the flood River level 1000m artificial and natural shore It is arranged at river bed protection of many and dike land for water kinds (arranged conservancy. The land 1000m upstream property and ownership Jiangwei Bridge in 6 won’t change so that it Dali Highway) - has no unfavorable effect cement-rubble on the production and foundation and living of periphery village revetment will be groups and villagers. built in riverbed.

99 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering Land area (mu) Locatio acqui Project Schedu No. Project Project description State- Colle Effect analysis Remark n sition owner le owned ctive (mu) land land

It is arranged at river bed The section from and dike land for water Dali Highway to conservancy. The land the estuary will property and ownership 13.5 not be cleaned up won’t change so that it

but the 1.5km long has no unfavorable effect dike will be on the production and heightened. living of periphery village groups and villagers.

Water environme Environmental management scheme All are providing management measures, and no land ntal and water quality monitoring acquisition and resettlemtn is required. manageme scheme, etc. nt scheme

Meihe Build steel-casing solar-heated Village methane tanks. The size is 200m3, concentrat with daily manure treatment In Policy ed capacity of 3.46 tons, daily methane Location is not decided yet. Framworks methane production of 100m3, liquid organic tank fertilizer 10 tons and fine organic works fertilizer 0.2 tons

100 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering Land area (mu) Locatio acqui Project Schedu No. Project Project description State- Colle Effect analysis Remark n sition owner le owned ctive (mu) land land

Purificatio Intensed n system treatment for Works covers the for man-made three linked polluted wetland and watlands at river water purification Location is not decided yet Dongdeng, from for less- Geguanying and Donghu poluted water Liuguanying Lake from natural wetland wetland

Eco- Restore the plants at lakeside, restoration improve the eco-environment at works at lakeside, strengthen the eco-system lakeside Location is not decided yet at the place where the river enters where the the lake, diversify the plant species, river enter to provide a good environment. the lake

101 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering area (mu) Land Project Schedu Project Project description Collec acquis Effect analysis Remark State- owner le tive ition owned land (mu) Revetment with cement- Revetmen rubble (15.253km on one t project side) and it needs to The project is planned occupy land of 46mu. River to arrange within There are 76 places where ecolo riverway and dikes on the levee toe is suspended No Loca gical Levee toe Miju River, all is in the upper and middle . tion restor Ecological repair riverway land for water reaches (0+000~14+600). ation dike project conservancy. The land It needs to occupy land of and construction 510 property and ownership 13mu. conse project on won’t change and it has The whole river sections, rvatio Miju River Dredging no unfavorable effect it needs to occupy about n project on the production and 400mu land. proje living of periphery ct Mainly distributed 6.8km village groups and Dike upstream the Qingsuo villagers. extension flood-diversion sluice, and project it is necessary to occupy about 51mu land

102 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering area (mu) Land Projec Sch Loca Rema No. Project Project description Collec acquis Effect analysis t edul tion State- rk tive ition owner e owned land (mu) Int Int It is arranged on Xizha riverway, Eryu and all is river land for water egr egr Flood Check gate from Miju an Flood conservancy. The land property and ate ate diversion River to Xizha River 1 Cou control 33 ownership won’t change and it will d d works on (with a treatment length n ty project have no unfavorable effect on wat wat Xizha River of 5.543km) er er and production and living of periphery env env Dali groups and villagers. City Rehabilitation of dike It is to green the dyke at two sides of Enviro Jan. iro iro Environ Ecological vegetationreplanting the river and it will have no nment 200 n n mental rehabilitation drought-enduring trees 50 unfavorable effect on production al 8 ~ me me protectio project on dike of the whole and living of periphery groups and Protec Dec ntal ntal River n project river section villagers. tion . ma ma ecologi Arrangement of sand Burea 200 nag nag cal Basis beaches along lakeside, u of 9 em em rehabili restoration with a total land Eryua ent ent tation project occupation of 262mu n of of and Ecological rehabilitation Count Dal Mij conser The project is planned and arranged Ecologic Ecological at the estuary along y and i u vation on the sand beaches of the Erhai al rehabilitation lakeside of Miju River Dali Riv Riv project Lake around the exit of Miju River, rehabilita project with a total land City er er and all is flood land. The land tion and occupation of 5.34mu 271.8 property and ownership won’t protectio Trash rack Setting up trash rack at change, and it will have no n project construction the estuary of Miju unfavorable effect on production of the project River and living of periphery groups and estuary Arranging ecological villagers. Ecological stops on the sand stop beaches to the north of construction entrance of Miju River, project with land occupation of 4.46mu

103 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering area (mu) Land Projec Sch Loca Rema No. Project Project description Collec acquis Effect analysis t edul tion State- rk tive ition owner e owned land (mu) Water All project-used land is flood land Pollution Water source The desilting basin is 5 in southeast part of Zibihu control source conservat mu and compound Reservoir. The land property and project of conserv ion intensified disposal 180 ownership won’t change and it will water of Mici ation project zone of hydrobios is have no unfavorable effect on River into the project of Zibi 175mu production and living of periphery lake Lake groups and villagers.

104 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering area (mu) Land Proje No Locati Sche Project Project description State- acquisition Effect analysis ct Remark . on Collectiv dule owne (mu) owner e land d 42mu land is required to be Inte After pretreatment Envir Advance requisitioned in Handeng of grat ntegrate Wat in desilting basin onme I pool project Dazhuang Village, Zibihu ed er (6.0 mu), the water ntal d water on west Town, including 32mu fish wat Eryuan sour goes into the Prote Jan. environm side of Zibi ponds and 10mu garden er County ce anaerobic pool (6.0 ction 2008 ental Lake (42mu plots. It is owned by Eryuan 1 envi and cons mu), then goes into 42 Burea ~ managem idle land on County Government and ron Dali ervat the facultative basin u of Dec. ent of the west managed by Zibuhu Town men City ion (10.0mu)and Eryua 2009 Miju side of Government. Now, it is tal proj finally flows into n and River Water Fengyu leased to farmers (5 persons man ect the aerobic basin Dali sourc River) of 1 household) for breed age (20.0 mu) City men e aquatics. t of conse Ecological The project is planned to be Dali rvatio rehabilitatio on reservoir water surface Riv n n project of and the occupied land is land er projec outer lake of Reservoir. The land t of of Zibihu Submerged plant property and ownership 1100 Zibi Lake (the rehabilitation won’t change and it will not Lake outlet at have unfavorable effect on southeast irrigation, and production end of and living of periphery Zibihu) groups and villagers. All are managerial measures without concerning land use and Tourism pollution control project resettlement. Scheme for operation and management and ecological All are managerial measures, without concerning land use and environmental monitoring of Zibi resettlement. Lake

105 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering area (mu) Land Proje No Locati Sche Project Project description State- acquisition Effect analysis ct Remark . on Collectiv dule owne (mu) owner e land d 560mu land in the advance Advance reservoir area of Haixihai purification Reservoir will be occupied. reservoir Reconstructing the The land property and project for existing advance ownership won’t change and 560 water from reservoir with an it will not have unfavorable diversion area of 560mu effect on irrigation, aquatic culvert into product, and production and reservoir living of periphery groups and villagers. It is to reform the deserted hills, and forest land after Water Reconstructing reformed will belong to the sourc Ecological ecological original villages, it won’t e reconstructi vegetation for the concern land acquisition and conse on project lime kiln and resettlement and will not rvatio of the deserted land of have unfavorable effect on n 560 deserted mine on the south production and living of projec land of side of the 34- periphery groups and t of mine (lime opening bridge, villagers. Their income will Haixi kiln) with an area of be increased as long as hai 58000 m2 increasing of land usage percentage and forest land quantity. The land in Haixihai Ecological Reservoir will be occupied. rehabilitatio Rehabilitation for The land property and n project totally 3000m long ownership won’t change and for collapsed reservoir 279 it will not have unfavorable collapsed banks on both banks effect on irrigation, aquatic reservoir and 270mu beach product, and production and bank and land on north bank living of periphery groups beach land and villagers.

106 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering area Land Loc (mu) Projec No acqui Sche Project atio Project description Coll Effect analysis t Remark . State- sition dule n ectiv owner owne (mu) e d land Inte Silt project of biological The purpose of the project is to grat fence increase the forest coverage ed Gully treatment project, around the reservoir, improve wat Ecologi establishing managerial woodland quality and decrease er cal measures and check dam water and soil loss. The project is system implemented on land with envi Water Combined system protecti thinning woodland and ron Water source project of artificial grass on shrubbery. Forest zone has no men source conservati and forest (converting Integ project 8250 herds (in this area, domestic Envir tal conservatio on project the land for forestry) rated of animals are raised in shed onme man n project of Reconstruction project water Ery woodlan mainly). ntal age envir Haixihai of inefficient forests men uan d and The land property and ownership Protec Jan. onme Cou semiarid won’t change and the green zone tion 2008 t of ntal 1 Dali nty land Protective measures for will not have restriction so that it Burea ~ mana and has no effect on the production u of Dec. Riv geme land ecological system er Dali and living of periphery groups Eryua 2009 nt of City and villagers. n and Miju Water Dali River resources City regulation and control Hydrometric system construction of water quality and All are managerial measures without concerning land of Miju River and management scheme of ecological acquisition and resettlement industrial waste disposal and standardized effluent environmen tal manageme nt

107 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering area Land Loc (mu) Projec No acqui Sche Project atio Project description Coll Effect analysis t Remark . State- sition dule n ectiv owner owne (mu) e d land

The hardening alteration will be conducted mainly for the Pollution channels in river. All used land is Pollution control land of irrigation and drainage source project Reconstructing 3 existing irrigation facilities. Its property and control of channels into ecological cement ownership won’t change so that it project ditches 9 irrigation channels, with a has no unfavorable effect on the Integ along and reconstruction length of 13km production and living of Envir rated Luoshi channels periphery village groups and onme water River into the Erh villagers. The income of farmers ntal envir river ai will be increased after farmland Protec Jan. onme Cou irrigation condition improved. tion 2008 1 ntal nty Burea ~ mana and Ecological protection scheme for u of Dec. geme Dali wetland in western Xihu (1.036 It is planned to plant various Eryua 2009 nt of Ecological 2 City million m ) water plants by taking use of the n and Luos rehabilitati Ecologic Project scheme for intensified existing Xihu water surface. Its Dali hi on and al rehabilitation area of the villages property and ownership won’t City River water protectio (449000 m2) change so that it has no quality n and 4230 Project scheme for wetland ecological unfavorable effect on the purification control irrigation function of reservoir as project of project reconstruction area of Xihu (1.282 2 well as production and living of Xihu in of Xihu million m ) periphery village groups and Eryuan Project scheme for ecological rehabilitation area of wetland in villagers. eastern Xihu area (53000 m2)

108 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering area Proje Land No Locati (mu) ct Sche Project Project description acquisiti Effect analysis Remark . on State- Collecti owne dule on (mu) owned ve land r Inte Integra Ecolog It is required to requisition 55m Envi grat ted ical land, all belongs to collective ronm rehabil farmland of Xihu and ental ed water Eryuan Jan. itation Purification Zhangjiadeng villages of Prote wat enviro County Purificat 2008 and project of runoff Youshuo Town and now it is ction 1 er nmenta and ion 55 ~De water into the lake from distributed to the villagers for Bure envi l Dali system c. quality Yuejing River cultivation, belonging to non- au of ron manag City Polluti of 2009 purific contracted land. 302 persons Eryu men ement on wetland ation from 91 households are affected an tal of control at the project by land acquisition. and man Luoshi project estuary of It is necessary to requisition 15 Dali age River of the (of Purification Xihu, mu land, and all are ponds City men rivers Yuejing project for runoff Eryuan belonging to the collective land t of into River, from Qingshuigou 15 of Qingshuigou in Xihu Dali the Qingshu Channel into the Village, without concerning Riv lake igou lake resettlement. er and Channel channe and It is planned to take use of reed ls Gaojiayi land planted with various Purification ng water planin the range of Channel project for runoff Xihu land. The land property ) from Gaojiaying 24 and ownership will not change Channel into the and it has no unfavorable effect lake on the production and living of periphery village groups and villagers. Water It is necessary to occupy exchan Culvert Zhangjiadeng temporarily 7.28mu road land ge and arrange Road, Dongdeng and it will be restored after 7.28 improv ment Road and construction completion, ement project Nandeng Road without concerning land project acquisition and resettlement.

109 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering area Proje Land No Locati (mu) ct Sche Project Project description acquisiti Effect analysis Remark . on State- Collecti owne dule on (mu) owned ve land r of It is on deserted dykes of fish Xihu pond (due to converting pond into lake in 2003) and it belongs Pond to Xihu land scope. The land ridge Dongdeng Village property and ownership will not demolis and Nandeng 1.42 change and it has no hing Village unfavorable effect on the project production and living of periphery village groups and villagers. Culvert arrangement (in Temporary land occupation of the connecting 0.07mu is required, all is road roads between land and will be restored after Qingshuitang and 0.07 construction completion Dongdeng as well Water without concerning land as between exchang acquisition and resettlement. Zhongdeng and e Dongdeng capacity Riverway 6.5mu farmland is required to build-up broadening and be requisitioned, including project excavation 3.8mu of Zhangjiadeng Village of (riverway and 2.7mu of Zhongdeng village widening in Village in Xihu Village, areas Zhangjiadeng and 6.5 Youshuo Town. All is Dongdeng and cropland formed by farmers’ riverway filling the lake, belonging to excavation in non-contracted land. 48 persons Zhongdeng and from 12 households are affected Nandeng) by land acquisition.

110 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering Land Pro N Loca area (mu) acquisi ject Sche Remark Project Project description Effect analysis o. tion State- Collecti tion ow dule owned ve land (mu) ner It is planned to reconstruct the bank slope at west side of Xihu. The 2.0km long place The land property and ownership Implem easy to collapse in will not change and it has no 6 entation Linshan on the west unfavorable effect on the of dike side of Xihu production and living of En rehabilit periphery village groups and Int vir Int ation villagers. egr on egr Integrated Dredging project 2.5km in Dengchuan ate me ate dredging Project of in Town and downstream 7.5 d The project is entirely executed in nta d and Luoshijiang 18.29k river section wat riverway and dyke, which is of l wat ecologica River m long 2.5km in the section er riverway land for water Pro er l riverwa upstream entrance of env 7.5 conservancy. The land property tect env rehabitati y of Luoshi River and iro Eryu and ownership will not change ion iro on project Luoshiji Erhai nm an and it has no unfavorable effect Bu Jan. nm of ang 1.0km upstream and ent Cou on the production and living of rea 2008 ent Luoshijia River downstream the 1 al nty periphery village groups and u ~ al ng River confluence of 3 ma and villagers. of Dec. ma Longwangjian and nag Dali Ery 2009 nag Luoshijiang rivers em City uan em Water ent Co ent quality Ecologi Revetment adopts of unt of protection cal cement- rubble Land use has been listed in that of Lu y Dal of revetme +monolayerporous river improvement project. osh and i Luoshijiang nt concrete ball. i Dal Riv River Riv i er Water er Capacity build-up project of water environmental Cit environm protection of Luoshijiang Project y ental managem Water environmental and ecological monitoring All are of managerial measures, without concerning land ent scheme of Luoshijiang River acquisition and resettlement. project Environmental management measures for and Luoshijiang River measures

111 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 2 (Continued) Project covering Loc area (mu) Land No Project Sche Remark Project atio Project description State- acquisition Effect analysis . Collectiv owner dule n owne (mu) e land d Constructing domestic wastewater Land acquisition of 1.2mu is required and 21 treatment facilities in one natural 1.2 persons from 4 households will be affected by villages resettlement. The project is a public facility and it is planned to Rural construct on idle land (unused land) of all natural Environm non- Ery villages, without concerning land acquisition. The ental Jan. point uan Building 51 public toilets 4 land ownership won’t change, it will be provided Protectio pollutio Cou 2008 to villages and groups without charge, and it has n Bureau 2 n nty no unfavorable effect on the production and living of Eryuan ~ control and of periphery village groups and villagers. County in Dali June and Dali Erhai City It is planned to build in the idle yards of all City 2009 Basin households (partial house plot). The land property and ownership won’t change, it will be provided 2545 sanitary toilets 3.82 to the villagers without payment, and it has no unfavorable effect on the production and living of villagers. It is necessary to temporarily occupy road land of Urban 28mu and will be restored after construction Eryuan Draina Jan. completion. In addition, the pipe network of the County ge town will be constructed by section and time, Water 2008 System Dali Xizhou 3 Sewer network 28 temporary construction sidewalk will be made and Supply under City district ~De the road surface will be restored timely. Therefore, and Dali project construction results in no impacts on 130 Drainage c. Jurisdic households of privately-owned business along Co.Ltd tion 2008 Caiyun Street and Shihu Street.

112 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering Loc area (mu) Land No Project Sche Remark Project atio Project description State- acquisition Effect analysis . Collectiv owner dule n owne (mu) e land d The project needs to occupy 33mu road land and it

will be restored after construction completion. In addition, the pipe network of the district is mainly laid on the vehicle lanes of peripheral roads of the ancient town, not on the main commercial streets Ancient Sewer network and and with relatively little pedestrian flow, and the Dali Town 33 rainwater pipe network road is spacious. It is construction by section and district time period, temporary access road will be set and the road surface will be restored timely, therefore, there will be no impact on 398 privately-owned business households along Bo’ai Road and Pingdeng Road. Dali It is necessary to temporarily occupy road land of tourism and Sewer network and 40 40mu and will be restored after construction vacation rainwater pipe network completion. zone It is necessary to temporarily occupy 30mu land, Fengyi Sewer network and 30 including road land 16.5mu and farmland 13.5mu, District rainwater pipe network and will be restored after construction completion. Waste The project needs to requisition 7.34mu collective water Wastewater treatment plant,1200T/d garden plots in Lianghe natural village of Zhonghe 7.34 treatme for short term1600T/d for long-term Village of Dengchuan Town and the affected nt plant resettlers are 70 persons from 16 households. and Eryuan associa Jan. County ted Ery Water 2008 sewer uan 4 Supply networ Cou ~ and k of nty Associated sewer network Drainage Dec. Denchu Co.Ltd an 2009 Town in Eryuan County

113 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Project covering Loc area (mu) Land No Project Sche Remark Project atio Project description State- acquisition Effect analysis . Collectiv owner dule n owne (mu) e land d Sanitary landfill (91.5 mu); management facility zone (4.5 mu); internal road and The project needs to requisition 165.5mu land, Sanita drain (3mu); temporary including 94.8 mu farmland of Songhe Village and ry storage section of 165.5 Dasongdian natural village, and 70.7 mu sparse landfil overburden soil (15mu); site Eryuan Jan. Solid woodland. The affected resettlers are 83 persons Ery l afforestation (15 mu); newly County waste from 19 households. 2008 uan constructed access road (11 Environm 5 manage Cou mu) and reserve 25.5 mu ent and ~De ment in nty land for long=term use Sanitary Eryuan c.20 The project needs to temporarily Station Piping 08 for occupy road land for 9 mu, which Pipe dia. 100mm12km in seepag 9 length will be restored after construction e completion. It doesn’t concern land liquid acquisition and resettlement.

114 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Yunnan Urban Environment Project (Lijiang City) Table 3 Project No. Project Location Project description Land use condition Schedule Remark owner 21.6 mu collective land will be RAP for Sewage intercept pipe D400900mm, total pipe length Huaping requisitioned for the wastewater sub-projects Wastewater 42.56m Water Huaping treatment plant and temporary use Jul. 2008 of LIjiang 1 management in wastewater treatment plant project with total construction Supply and County land for the pipe network is 180.6 ~Feb. 2010 City Huaping County scale of 12000m3/d, 6000 m3/d for the near future and Sewerage mu, which is all of construction land, 6000m3/d for a long term.. Co., Ltd. without concerning relocation. Construction of No. 2 Wastewater treatment Plant with a The land acquisition for No.2 RAP for scale of 70000m3/d (20000 m3/d for the near future and wastewater treatment plant is 88mu sub-projects 50000 m3/d for a long team) including construction of and temporary use land for the Lijiang of LIjiang Lijiang City Ancient associated sewer network is 78.92 Water City wastewater disposal facilities and associated sewer network Aug. 2008 2 WWTP and Sewer town mu, which is all of construction land. Supply and and auxiliary facilities. ~May 2010 Network zone Associated sewer network: the sewer main network with The ingoing and outgoing section Sewerage d400d1800mm in downtown area of Lijiang City, Xintuan will occupy temporarily 21.85 mu Co., Ltd. District and Yulong County totals 23125m. land. The project will not concern Ingoing and outgoing pipe section is 2913m. relocation. The project is within the range of RAP for planned new Yulong city while the sub-projects Yulong County Yulong Yulong The rainwater effluent pipe network to be constructed is 52 planned land for new Yulong city Dec. 2007 ~ of LIjiang 3 rainwater drainage Construction County km. has been requisitioned, therefore, the Nov. 2011 City system Bureau project won’t concern land acquisition and relocation. Total land occupation of the project RAP for Construction of a new sanitary landfill with a mean disposal is 233.48 mu, in which 195 mu sub-projects scale of 270 t/d is to be built and the required storage capacity woodland is requisitioned for refuse of LIjiang Solid waste Ancient is 2 million m3; disposal plant, 35m farmland for Lijiang City Jun. 2008 ~ 4 management in town Construction of office building of management agency; business center, and 3.48mu for Construction Aug. 2009 Lijiang City zone Refuse transfer station, updating of refuse clearing & transfer station (state-owned Bureau transport equipment, and increase and updating of street reserved land and used with charge). refuse collector. The project doesn’t concern relocation. Lijiang RAP for Wastewater The planning scope is 31.57ha. Ancient Demolishing of the existing incompatible architectures and Ancient sub-projects management in Requisitioning 1.87 mu construction May 2007 5 town construction of municipal infrastructure and supporting Town of LIjiang Lijiang Ancient land (house plots) and using 311 mu ~Dec. 2007 zone tourism facilities. Management City Town state-owned construction land. Co., Ltd.

115 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Yunnan Urban Environment Project (Wenshan Prefecture) Table 4 No. Project Location Project description Land use condition Project owner Schedule Construct Harnessing scope: For Land occupation is about 30mu, all is of river land dry rubble Puting River, 1.2km river for water conservancy. The land property and Rive bank bank section from lower reach of ownership won’t change and is acquired without revetment revetment Caihong Bridge to the water payment by assignment. It won’t concern land for 18.4km taking dam of Hydropower acquisition and resettlement. Constructing Station on Puting River; Land occupation is about 53 mu, all is of river land River 11.9km river For Hongmeng River, 1.1km for water conservancy and is acquired without inspection inspection river section from the old payment by assignment. It won’t concern land road road power station to the acquisition and resettlement. River confluence of Dang’a River; 20mu farmland will be temporarily occupied to River dredging of For Dang’a River, 2.0km stock sludge and it will affect 26 persons of 7 dredging P river section from the place households. Hongxing joining Hongmeng River to Integrated Constructing Land occupation is about 121.03 mu, all is of river State-owned Naping Village; Mar. 2007 management of Funing River a landscape land for water conservancy and is acquired without Assets 1 For Gepu River, 0.7km river ~ Feb. Puting river in County landscape zone of payment by assignment. It won’t concern land Business Co., 2 section from Liushui fishing 2011 Funing County 80690m acquisition and resettlement. Ltd. of Funing base to old bus passenger County transport center; For Limeng River, 3.5km river section from the north side of the development district to the confluence of Land occupation is about 6.3 mu, all is of river land Bridge on the Building 4 Puting River; for water conservancy and is used without payment river new bridges For Moshao River, 0.48km by assignment. It won’t concern land acquisition river section upstream the and resettlement. place to joining Puting River; For Yulin River, 0.2km upstream the confluence into Puting River Pollution 82 mu flood land will be occupied by the project. Puzhehei Tour Puzhehei Lake control for 14 wastewater treatment systems in 8 The completed project will be used and managed Feb. Qiubei Development 2 in Qiubei villages in villages, with a total disposal capacity of by local village. The land property and ownership 2008~ County Co.Ltd in County river basin m3/d won’t change and no land acquisition and Dec. 2009 Qiubei CountyÃÃ and resettlement is involved.

116 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No. Project Location Project description Land use condition Project owner Schedule improvement Building ecological toilets for  3 mu land is required to be occupied and it is of the households,  biological cleaning public planned on the idle land in the villages or farmers’ people’s toilets, Ãdispersive two-compartment living yards. The land property and ownership won’t water-logged compost system,  refuse environment change, without payment and without concerning collection sumps, and total disposal capacity land acquisition and resettlement. for solid wastes is 120t/d. The project is executed entirely in river and needs Taking engineering measures such as setting Harnessing of to occupy land of 448 mu, all is collective unused up trash racks, regulating lock, wetland at the four rivers land. The land property and ownership won’t flood plain, and overflow weir for four rivers flowing into change and is used without charge by assignment, of Yuezhe, Xinzha, Laojiugou and Bailonghu the lake without concerning land acquisition and to establish overflow artificial wetland. resettlement.

511.32 mu is for permanent occupation and 340.0 The river improvement is consisted of bank mu for temporary. All is state-owned land and will Panlong River protection and strengthening and construction be used in free of charge. Now partial land is Wenshan Wenshan River of ecological dike, totaling length of 3 planted by near villagers in free of charge. A Ã County Town County improvement 12.39km. Of which it is 9.83km from season before the project construction, farmers will Area Huitugiao to Panshui river and 2.56km from be informed to stop planting so to reduce the loss of Chengnan Park to Niutou village. young crops for farming households.

117 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

No. Project Location Project description Land use condition Project owner Schedule It is planned to have treatment on 23600.73 hectare land in Dehou, Gongdian and Binglie towns. The land property and ownership won’t change. It is rainy season in May ~ Oct. in Wenshan district, The slope of 17 creeks in Dehou, Gongdian not rainy season after Oct ~ Apr. in next year. The and Binglie towns at upstream Panlong River major crop of tobacco is planted by the end of May will be terraced for 1726.93 ha.. By methods and harvested by Oct., and the corn is planted in Treatment of of planting the water and soil conservation Apr.~May and harvested in Aug.. The construction water and soil woods and economic and fruit trees (3438 can be carried out in Nov. ~Apr. , not in the rainy lost ha.) as well as grass and soil conservation season. The slope terraced will not have influence cultivation and closure (4466 ha.), the on agricultural production. The terraced slope has treatment with of area 122.9775 km2 is functions of conservation in warm, water, and implemented. fertilizer, and increasing output at the same time. The households are benefited from afforestation and planting trees. The closure means to prohibit the disordering fell, and closure has no influence on households. It has no resettlement involved. Wastewater The wastewater treatment plant project will occupy 4 management in 35 mu land, including 1.4mu farmland in Duanfeng the wastewater treatment plant with a capacity of 8000t/d for Guangnan Funing County Village and 33.6mu test fields of the county Apr. 2007 Guangnan near future (2010 and 16000t/d for long term (2020); Water Supply minority middle school (cash paid for using). Land ~ Jun. Wastewater County associated sewer network is 14.892kmwith diameter and Sewerage acquisition will affect 8 persons of 2 households. 2008 D=300900mm. Company 5 management in The sewer network project will occupy temporarily Guangnan  mu road land. 16.35mu farmland will be requisitioned by the project, including 13.73mu in Chongtou Village and 2.62mu in Laodifang Village and 128 persons Environmental a project within the wastewater treatment plant with a Wastewater of 30 households will be affected. Protection Apr. 2008 Malipo capacity of 5000m3/d; 6 management in The pipe network is formed by notch and is used Bureau of ~ Dec. County constructing 13.193km long sewage intercept pipes along Malipo County along Chouyang River and road. The temporary Malipo 2008 Chouyang River. land (land used for road) occupation is 40.11mu County and will be restored after the construction, without concerning land acquisition and resettlement. The wastewater treatment plant project needs to Wastewater constructing a wastewater treatment plant with wastewater requisition mu farmland in Donghu Qiubei Water 3 Oct. 2007 management in Qiubei treatment capacity of  m /d; Community and 92 persons of 20 households will Supply and 7 ~ Aug. Qiubei County County building km long sewage pipe network in the range be affected by land acquisition. Sewerage 2009 (WWT) of Ãkm2 in Qiubei county town. The pipe network project will temporarily occupy Company road land for mu.

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No. Project Location Project description Land use condition Project owner Schedule The water plant project will occupy 9.7mu building a water plant with a capacity of 6000t/d for near scattered forest land in Qiaotou group of future and 16000t/d for long term; and reforming of Qiubei No. Matoushan village. The length of access to the site 2 water plant and increasing a group of activated carbon is 821.94m, and 8.35 mu land will be acquisitioned, adsorption filter equipment which is the scattered forest land in Qiaotou group. Reconstructing a DN600 gravity water diversion pipe for No land acquisition needs for No. 2 water plant. 2.2km, a DN400 pressure water diversion pipe for 1.5km, and The gravity pipe and pressure pipe project will a DN100~ DN30 water supply pipe for 19.902km ; temporarily occupy 38.85mu land, involve four Structures and elements with relation to water supply groups of Jiucheng, Matoushan, Xiaoxinzhai and Wastewater system, including intake heading, lifting pump station and Qiaotou in Matou village, and have affect on 80 Qiubei Water Nov. 2007 management in Qiubei inspection chamber, etc. households with 240 persons. The county main Supply and 8 ~ Mar. Qiubei County County ÃProtection of watershed: protection of Longtan pond in water supply system will occupy the land (used for Sewerage 2009 (WS) Jiucheng and the existing water source, including raising the road) 60 mu, and pass through streets of Puzhehei, Company dyke height and placing masonry for dyke and the protective Zhongyang, Xizheng, Caiyun and Donghu, etc. . wall of wire mesh around Qingtan and Longtan;à The water supply project will occupy 0.22mu land, Ã/ifting pump station Rf raw water: building a lifting pump which is state-owned reserved construction land house with scale of 9000 m3/d for the near future and 19000 and is used without charge by assignment. m3/d for a long term at the reserved area. Protection of watershed: no land acquisition and à house relocation. à Lifting pump station Rf raw water: it is constructed at the reserved area in the existing lifting pump station, no land acquisition and house relocation. 1)Reconstructing confluence pipe in the old urban area: DN400-DN1000, PE pipe for 12km. 2) Constructing sewage branch pipe in the old urban area: DN400-DN700 PE pipe for 20km. Wastewater 3)Constructing rainwater pipe in the old urban area: DN400- Wenshan Jan. 2008 management in Wenshan DN1500reinforced concrete pipe for 26km. mu road land will be temporarily occupies by the Water Supply 9 ~ Aug. Wenshan County 4) Increasing sewage pipe at two banks of Panlonghe New and Sewerage project. 2008 County Plan Area: DN400-DN900PE pipe for 17km. Corporation 5) Increasing sewage pipe at two banks of Panlonghe New Plan AreaDN500-DN1200PE pipe for 11.9km (in which, the push bench is 9.8km)and the area of project service is NPÃ mu road land which will be temporarily Yanshan Urban Drainage Apr. 2008 Yanshan Constructing D300~ D1200 rainwater pipe for 10.77km in the occupied by the project will be restored after Water Supply 10 system in construction. The waste canal is constructed by ~ Sept. County planned area of Yanshan County and waste canal for 1.1km. and Sewerage Yanshan County 2008 taking use of existing nature canal, no land Co., Ltd. acquisition.

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No. Project Location Project description Land use condition Project owner Schedule Total land occupation is 127.5mu, including 90 mu A new sanitary landfill will be built in the place 3km to the (in which 60.0 mu is farmland, 20.0mu garden land north of Funing County and the project design scale is defined and 10.0mu farmland) for landfill, 3 mu (farmland) Solid waste as 70t/d and storage capacity 670000m3 including the for access road, 4.45mu (farmland) for management Hongxing Apr. 2007 Funing 11 management in following: living and management area, sanitary landfill area, houses, 15.0mu (farmland) for area greening, and Company of ~ May County Funing County internal road, working road, flood intercept ditch, illumination, 15.0 mu (farmland) for overburden soil storage. Funing County 2008 water supply, sewerage, greening, environmental quality The project construction will involve the relocation monitoring system. The total construction area is about 900 m2. of management houses (brick-wood structure) of 60m2 and effect 87 persons of 24 households. Total land occupation is 150.21mu, including The project consists of sanitary landfill, transfer station, other Maguan  mu for sanitary landfill, 2.0mu for roads, Refuse Solid waste public facilities and the existing refuse dumps, etc.. The Mar. 2007 Maguan Clearing & 12 management in sanitary landfill is divided into Landfill Area I and II. Area and 0.97 mu for management area, 1.5mu for transfer ~ Aug. County 2 2 Transport and Maguan County capacity of Landfill Area I and II are m and m ; station, which is all of state-owned reserved 2007 construction land (used without charge), without Disposal Co., and m3 and m3 respectively. concerning relocation. Ltd. Total land occupation of the project is mu, including 60 mu (56mu farmland and 4 mu Solid waste The project consists of sanitary landfill, other public facilities woodland) for sanitary landfill, 11mu woodland for Malipo Refuse Oct. 2007 Malipo 13 management in and the existing refuse dumps, etc.. The mean disposal scale of Disposal ~ Mar. County roads, and 5mu and 4m farmland respectively for Maguan County sanitary landfill is t/d and landfill capacity m3. management area and sewage regulating pool. 142 Center 2009 persons of 34 households will be affected by land acquisition. Environmental Environmental management and All are managerial measures and procurement of Protection Jul. 2007 Wenshan Environmental management and monitoring project of 14 monitoring in equipment and instruments, without concerning Bureau of ~ Jun. Prefecture Wenshan Prefecture Wenshan land acquisition and resettlement. Wenshan 2008 Prefecture Prefecture

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Appendix 2 List of Land Acquisition

List of Land Acquisition Unitmu Farmland Garden Reclaimed State-owned Unused County 7RZQ VKLS  Village Total Fish pond Pool Forest land Paddy field Dry land plot land construction land Total used land Xundian 183 177 3 3 County 110 planning bureau 110 Rende town 3 3 Xiaguan 47 Rende town Village 50 3 Jinshuo 20 Township Haizi Village 20 Songming 122.35 107.7 107.7 7.8 6.85 County-owned construction land 6.79 6.79 Songyang Sijiao 115.5 107.7 107.7 7.8 Yanglin 0.03 0.03 Xiaojie 0.03 0.03 Luquan 125.2 43.8 43.8 74.7 6.7 County-owned construction land 6.7 6.7 Pingshan 118.5 43.8 43.8 74.7 Yanwachong 118.5 43.8 43.8 74.7 Kunming city 0.65 0.65 Sub-total 431.2 151.5 151.5 82.5 177 17.2 3 Dali city 1.2 1.2 1.2 Xiaguan 1.2 1.2 1.2 Dazhuang 1.20 1.2 1.2 Eryuan 312.34 177.3 177.3 17.34 32 15 70.7 Zibihu 165.5 94.8 94.8 70.6

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Farmland State-owned Garden Reclaimed Unused County 7RZQ VKLS  Village Total Fish pond Pool Forest land construction Total Paddy field Dry land plot land land used land Songhe 94.80 94.8 94.8 Fengyuan 70.6 70.6 Yousuo 97.5 82.5 82.5 15 Xihu 76.5 61.5 61.5 15 Meihe 21.00 21 21 Dengchuan Zhonghe 7.34 7.34 State-owned 42.00 10.00 32 Sub-total 313.54 178.5 178.5 17.34 32 10 70.6 Huaping Rongjiang Rongjiang 21.6 21.6 Ancient 123 town zone 634.35 123 195 316.35 Jinshan 321.48 123 123 195 3.48 Yangxi 88.00 88 88 Wenhua 195.00 195 Jinshan 35.00 35 35 Yizheng resident Xi’an street committee 207.33 207.33 Xinhua resident Dayan office committee 98.98 98.98 Yihe resident Xianghe office committee 6.56 6.56 Sub-total 655.95 144.6 144.6 195   County State- Land Resource Wenshan Bureau 511.32 511.32 Malipo Mali Laodifang 2.62 2.62 Mali Chongtou 93.73 78.73 26.73 52 15 Total 97.35 81.35 26.73 52 15 1 Tuanjie 16.3 81.2 Funing Xinhua community 127.5 97.5 20 10 Water Conservancy Bureau 210.33 210.33 Total 337.83 97.5 16.3 81.2 20 10 210.33 Guangnan Liancheng Duanfeng 1.4 1.4 1.4

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Farmland State-owned Garden Reclaimed Unused County 7RZQ VKLS  Village Total Fish pond Pool Forest land construction Total Paddy field Dry land plot land land used land Minority Middle School 33.6 33.6 33.6 Sub-total 35 35 35 Donghu 22.45 Qiubei Jinping community 22. 45 22.45 Matou 18.05 18.05 Shuanglongyin g Puzhehei 533 533 Running à Water Plant 0.22 0.22 Total 573.72 22.45 22.45 18.05 0.22 533 Maguan environment sanitation Maguan station 150.21 85 65.21 Sub-total 1704.43 236.3 103.1 133.2 20 128.05 787.08 533 Total 3105.12 710.9 426.2 284.7 37.34 32 15 476.25 177 1120.63 536.00

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Appendix 3 Linkage Projects

Associated Project 1 Dali Sewage Treatment Plant Project

1. Project description 1) Project contents Dali Sewage Treatment Plant is located at Dayutian downstream the Xi’er River in Xiaguan District, Dali City with a land occupation of 2.7 ha. and disposal capacity of 54000 m3/d. 2) Project owner The project owner is Dali Water Supply and Sewerage Co., Ltd. 3) Funds Total construction investment is 96 million yuan. 4) Construction time The project construction was commenced in January 2001 and was put into operation after test-run was completed in early 2005. 5) Relationship Dali Sewage Treatment Plant mainly undertakes the urban house wastewater disposal in the two urban districts of Xiaguan and Dali. The Urban Drainage Systems under Dali City Jurisdiction collects the sewage from the recreation district, the ancient Dali town and Fengyi district and convey the sewage to Dali Sewage Treatment Plant for disposal. Therefore, it is the associated project to Urban Drainage Systems under Dali City Jurisdiction and can jointly give full play to efficiency. 2. Impacts of land acquisition and relocation for the project 1) Land acquisition: It is necessary to requisition 26 mu land in total ( including farmland 16mu) and transfer land use for 16 mu, without concerning relocation. 2) Procedure of land acquisition: The land acquisition unit, land administration departments and the land- requisitioned unit jointly negotiate compensation standard and resettlement options for land acquisition and then implement after reporting to the land administration departments at all levels. 3. Compensation policies and standard Cash compensation is adopted for resettlement for land acquisition of the project. In spite of land categories, the land is economically compensated averagely based on 37980 Yuan/mu and the use option for land compensation is raised by the villagers’ groups and implemented after reported to the city and township governments for approval.

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4. Resettlement effects

During construction of the project, compensation for land acquisition was paid to land- requisitioned units in time and the resettlement effects are favorable.

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Associated Project 2 Xizhou Sewage Treatment Plant and Associated Sewer Network

1. Project Description 1) Project contents The Xizhou Twon Sewage Treatment Plant is now in the planning stage. The plant is planned with 2000 m3/d for short term and 4000m3/d for long term. The plant will occupy about 30 mu land. 2) Project owner Dali Recreation Resort Management Committee (a provincial- level organization) 3) Relationship According to plan, Xizhou wastewater disposal plant undertakes the sanitary wastewater of Xizhou town. Therefore, it is the associated project to Urban Drainage Systems under Dali City Jurisdiction and can jointly give full play to efficiency. 4) Others The project owner promises that the plant will be constructed at the same time with the Urban Drainage Systems under Dali City Jurisdiction, and that the land requisition and house relocation for the Plant will be implemented strictly following the laws and regulations of the state government and the Yunnan Provincial government as well as the Operational Policy OP4.12 of the World Bank. 2. Impacts of land acquisition and relocation for the project 1) Land acquisition According to plan, totaling 29.37 mu land (all paddy land) will be acquisitioned, without concerning relocation. 2. Procedure of land acquisition The land acquisition unit, land administration departments and the land- requisitioned unit jointly negotiate compensation standard and resettlement options for land acquisition and then be implemented after reporting to the land administration departments at all levels. 3. Compensation policy and standard Cash compensation is adopted for resettlement for land acquisition of the project. The land is economically compensated averagely based on 48000 Yuan/mu and the use option for land compensation is raised by the villagers’ groups and implemented after reported to the city and township governments for approval.

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Associated Project 3 The Project Related to Wastewater Management in Wenshan County

The Project Related to Wastewater Management in Wenshan County 1. Project description 1) Project contents Wenshan Sewage Treatment Plant: design disposal capacity 50000 ton/d, constructed in two stages, disposal capacity for the first stage is 25000 ton/d. 2) Project owner The project owner is Wenshan Water Supply and Sewerage Company. 3) Funds Total construction investment for first-stage project is 57.99 million yuan. 4) Construction time The first stage project was completed in June 2004. 5) Relationship In order to cooperate with the urban construction in Wenshan County, Wenshan Sewage Treatment Plant was built in 2004. However, no perfect and independent sewer network system is available to divert the wastewater into the plant, so that the plant cannot operate normally and is almost out of operation. Therefore, it is necessary to construct the Wastewater management in Wenshan County to support Wenshan Sewage Treatment Plant so as to effectively treat the house sewage and industrial wastewater in Wenshan County. After the project is completed, it will be used in cooperation with the plant and play a significant role in realizing standard effluent of wastewater and improving the environment of Wenshan town. 2. Compensation standard for land acquisition and impacts of relocation Procedure of land acquisition: Planning and siting conducted by the urban construction department Boundary survey carried out by the land administration department Price negotiation of land acquisition held by Wenshan Land and Resources Bureau and the project owner with the land –requisitioned villagers’ groups Signing of land acquisition agreement by Wenshan Land and Resources Bureau with the land-requisitioned villagers’ groups Disbursement of land acquisition funds: The project owner pays to Wenshan Land and Resources Bureau and Wenshan Land and Resources Bureau pays to the affected villagers’ groups. 3. Resettlement effects Land acquisition and compensation for ground attachment for Wenshan Sewage Treatment Plant was completed in 1999. The requisitioned farmland is 52 mu and the compensation standard is 30000 yuan/mu. All compensation funds have been paid directly to the resettlers and most resettlers are satisfied at the compensation standard.

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Associated Project 4 The Project Related to Wastewater Management in Yanshan County

1. Project description 1) Project contents Yanshan Sewage Treatment Plant: design disposal capacity is 5000 ton/d. 2) Project owner The project owner is Yanshan Water Supply and Sewerage Company. 3) Funds Total construction investment is 12.609 million yuan. 4) Construction time The project was completed in January 2003. 5) Relationship In order to cooperate with the urban construction in Yanshan County, Yanshan Sewage Treatment Plant was built in 2003. However, no perfect and independent sewer network system makes the pollutant concentration in the wastewater into the plant not high so that the plant cannot work normally and is almost out of operation. Therefore, it is necessary to construct the Urban Drainage System in Yanshan County to support Yanshan Sewage Treatment Plant so as to effectively treat the house sewage and industrial waste water in Yanshan County. After the project was completed, it has been used in cooperation with the plant and played a significant role in realizing standard effluent of wastewater and improving the environment of Yanshan city town. 2. Compensation standard for land acquisition and impacts of relocation Procedure of land acquisition: Planning and siting conducted by the urban construction departments Boundary survey carried out by the land administration departments Price negotiation of land acquisition held by Yanshan Land and Resources Bureau and the project owner with the land–requisitioned villagers’ groups Signing of land acquisition agreement by Yanshan Land and Resources Bureau with the land-requisitioned villagers’ groups Disbursement of land acquisition funds: The project owner pays to Yanshan Land and Resources Bureau and Yanshan Land and Resources Bureau pays to the affected villagers’ groups. 3. Resettlement effects Land acquisition and compensation for ground attachment for Yanshan Sewage Treatment Plant was completed in 2002. The requisitioned farmland is 11.39 mu and the compensation standard is 10000 yuan/mu. All compensation funds have been paid directly to the resettlers and most resettlers are satisfied at the compensation standard.

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Associated Project 5 The Project Related to Integrated management of Panlong River (Wenshan urban section) 1. Project description 1) Project contents Integrated management of Panlong River (Wenshan urban section) is consisted of: intergated management of 21.0km long river section from Hutuzhai in Wenshan County to Niutouzhai and treatment for water and soil loss in 17 creeks in Dehou, Gongdian and Binglie towns. 2) Project owner The project owner is Wenshan Development and Investment Company. 3) Funds Total construction investment is 256.6273 million yuan. 4) Construction time It is planned to start construction Nov. 2007. 5) Relationship In order to cooperate with the urban construction in Wenshan County and based on General Wenshan Plan, Wenshan County completed the land acquisition within scope of 70m at two banks of Panlong River beyond Wenshan old urban in planning area before end of 2005. In 2005, the land acquisition is 359.2 mu, including the land acquisition 262.9 mu for Panlong River North sectin (10.02km) from Huituzhai to Panshuiqiao (43 households involved), and land acquisition 96.3 mu for south section (2.56km) from Chengnan park to Niutouzhai (33 households involved). The land construction area for Panlong river (Wenshan county section) is 511.32 mu. Of which, 66.3 mu land is acquisitioned in 2005 and 445.02mu land was acquisitioned before 2005. 2. Compensation standard for land acquisition and impacts of relocation Procedure of land acquisition: Planning and siting conducted by the urban construction departments Boundary survey carried out by the land administration departments Price negotiation of land acquisition held by Wenshan Land and Resources Bureau and the project owner with the land–requisitioned villagers’ groups Signing of land acquisition agreement by Wenshan Land and Resources Bureau with the land-requisitioned villagers’ groups Disbursement of land acquisition funds: The project owner pays to Wenshan Land and Resources Bureau and Wenshan Land and Resources Bureau pays to the affected villagers’ groups. 3. Resettlement effects Land acquisition within scope of 70m at two banks of Panlong River was completed in 2005, the land compensation is 55000 yuan/mu and subsidy for public facilities paid to village collectives is 1000 yuan/mu. All compensation funds have been paid directly to the resettlers and most resettlers are satisfied at the compensation standard.

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Appendix 4 Summary of Resettlement Options for All Prefectures/Cities

Summary of Resettlement Options for Kunming City Table 1 Rural Farmland Produc-tion Impacts on Compensati Admini- Total Compensa- Cou Town( Village popula- requisition and Propor- resettle-ment income on /annual Measures for income strative farmland tion Resettlement option nty ship) group tion occupation tion popula-tion (104 yuan/ loss for land restoration village mu (104 yuan) (person) (mu) (person) year) acquisition One household and the reclaimed Xun Jinshu Haizi 3009 3730 wasteland of the village and group dian o collective is affected by wasteland requisition in Xundian; young crop Qingshuigo 364 473 fee for affected household is paid u to PAPs; 70% land compensation paid to households and 30% left in Rende Beiguan 3506 2685.2 village and group collective; and compensation for the affected Group 4 of 429 170 collective property all left in Xia Village village and group collective. Pingsh Combination of cash compensation Luq Yanwach an 1961 1129.5 43.8 3.88% 66 8.76 144.54 17 and land adjustment and the young uan ong Town crop fee is paid to the resettled Strengthening labor Qinglongta households. It is decided 153 113 5.78 5.12% 8 1.16 19.07 17 training and developing tentatively that 30% land n forest and fruit trade compensation and resettlement Shangshi-I 104 60 13.54 22.57% 23 2.71 44.68 17 and animal husbandry. subsidy is left in the village Shangshi-II 86 60 24.48 40.80% 35 4.90 80.78 17 collective and 70% distributed averagely in the group. Son Songy Enhancing labor gmi ang Sijiao 6263 6081 107.7 0.75% 109 19.74 133.55 7 training to go in for the ng Town Cash compensation and land secondary and tertiary adjustment. Land compensation industries; industrial and resettlement subsidy are paid restruc- turing to to all villagers and young crop fee develop vegetable Loujin 1293 1274 107.7 8.45% 109 19.74 133.55 7 to the resettled households. planting and the Chinese milk vetch is sold to Guangdong.

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Summary of Resettlement Options of Dali Prefecture Table 2 Rural Requisiti Proportion Annual loss Compens Compensation City Villagers Gross Resettled Town(shi Villagers’ populatio oned in gross for land ation /annual loss Resettleme Supporting measures for (Count committe farmland laborer Remarks p) group n farmland farmland acquisition 104 for land nt method restoration y) e (mu) (person) (person) (mu) (%) (104 yuan yuan acquisition (1) For those who don’t agree with the resettlement option of the Dali Xiaguan Dazhuan 4969 2892 1.2 0.04% 2 0.26 5.55 21 village, according to their wishes, City Town g it is to coordinate and help the individual households that need land for continuous farming to replace land from the collective Group 6 316 257.2 1.20 0.47% 2 0.26 5.55 21 Cash reserve land or those who are not compensati willing to go in for farming; Eryuan Zibihu Songhe 3045 2305 94.8 4.11% 116 12.58 283.05 22 on, young County Town crop (2) enhancing the relevant compensati technical training, guiding and Dasongdian 1612 1328 94.8 7.14% 116 12.58 283.05 22 on and encouraging the resettlers to resettlement expand planting area of the cash Yousuo compensati crops and increase the breeding Meihe 6747 4820 21 0.44% 34 4.54 97.70 21 Town on are paid scale of milk cows by using of to resettlers, the compensation, improving 40% land agricultural production conditions Dahuayuan 446 278 21 7.55% 34 4.54 97.70 21 compensati to raise the resettlers’ income; on is left in Reclaimed the village (3) During project construction, wasteland Xihu 4090 1929 63.5 3.29% 133 13.3 286.13 21 collective giving priority to considering excluded in and 60% employment of resettled labors inventory paid to and utilization of the local Zhangjiade resettlers. 1678 786.8 58.8 7.47% 126 12.72 273.57 21 construction and living materials. ng After completion, the resettlers are given priority to employment under equal conditions;

Zhongdeng 648 287 2.7 0.94% 7 0.58 12.56 21 (4) Once there are projects concerning export of labor service in the county (city), the priority is given to resettlers.

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Summary of Resettlement Options of Lijiang City Table 3 Annual Compensa Rural Admin Requisi- Resettle loss for Compen - tion popula County Town i- Villager Farmlan tioned d land -sation /annual - tion Resettlement method Supporting measures for restoration (District) (ship) strative s’ group d (mu) farmlan laborer acquisitio (104 loss for (perso village d (mu) (person) n (104 yuan) land n) yuan) acquisition Rong- Cash compensation; Huaping Rong- jiang 6098 6523 27.2 25 5.97 98.56 17 resettlement subsidy and County jiang Town young crop fee are paid to (1) According to the resettlers’ whishes, coordinating and helping resettlers; 65% land land replacement for those needing land for continuous farming compensation is paid to from the collective reserve land or those who don’t want to go in 11 640 823 21.6 16 4.74 59.29 13 resettlers and the rest 35% is for farming; left in villagers’ groups and (2)According to resettlers’ wishes, those giving up farming for local land adjustment trade, as long as they have trade base and capability, will acquire Jinsha cash compensation and be helped in handling relevant certificates; Ancient n (3) Enhancing relevant technical training, guiding and Yangxi 3517 9125 88 33 19.04 362.56 19 Cash compensation; town Towns encouraging resettlers to expand vegetable planting area by use of distributed averagely in the hip the land compensation, improving agricultural production groups; 65% land Minru 465 1653 88 24 19.04 362.56 19 conditions to raise resettlers’ income; compensation and (4) During project construction, giving priority to considering Jinsha resettlement subsidy is  5647 35 26 7.57 309.58 41 employment of resettlers and utilization of the local construction n distributed in the groups; and living materials. After completion, the resettlers are given and land adjustment in employment preference under equal conditions. Shangs groups. 316 182 35 60 7.57 309.58 41 hiping

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Summary of Resettlement Options of Wenshan Prefecture Table 4 Proportion of Rural per capita Annual loss for Compensation Admini- Total Requisitioned Supporting Villagers’ popula- farmland Resettled land Compensation /annual loss Resettlement County Town(ship) strative farmland farmland measures for group tion reduction before laborer(person) acquisition 104 yuan for land method village mu (mu) restoration (person and after land (104 yuan acquisition requisition Laodifang 3473 5993 2.62 0.04% 24 0.58 10.03 17 Malipo Mali Town Shiguanmen 172 270 2.62 0.97% 2 0.58 10.03 17 Cash compensation, Chongtou 2545 2277 78.73 3.46% 12 10.87 181.94 17 fully paid to Loutizhai 109 141 4.33 3.07% 4 0.60 10.01 17 resettlers Cash Enhancing compensation, labor training, fully paid to going in for the resettlers, and secondary and Shima 171 159 51.4 32.33% 56 7.10 118.78 17 the villages’ tertiary committee industries, assists villagers industrial to make local restructuring land adjustment and developing vegetable Hebian 108 88 3 3.41% 4 0.41 6.93 17 Cash planting compensation, Yangse    7.09% 9 1.24 20.80 17 fully paid to Baba’ao    8.09% 14 1.52 25.42 17 resettlers Tuanjie Going in for Funing Xinhua Town à 1145 612 36.3 5.93% 84 7.26 176.42 24 community trade as well as the secondary Cash and tertiary à Toutang 309 133 36.3 27.29% 84 7.26 176.42 24 compensation, industries; and fully paid to employment resettlersà preference. Liancheng Guangnan Duanfeng 2317 868 1.4 0.16% 6 0.22 3.66 17 Town Tuguozhai    0.55% 6 0.22 3.66 17 Donghu Providing skill Qiubei Jinping Town 1475 1056 22.45  32 2.63 43.03 16 Community training for the Group 4 123 133 2.2 1.65% 3 0.26 4.21 16 Cash land-lost compensation, farmers; 133 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Proportion of Rural per capita Annual loss for Compensation Admini- Total Requisitioned Supporting Villagers’ popula- farmland Resettled land Compensation /annual loss Resettlement County Town(ship) strative farmland farmland measures for group tion reduction before laborer(person) acquisition 104 yuan for land method village mu (mu) restoration (person and after land (104 yuan acquisition requisition Group 6 111 101 7.8 7.72% 9 0.91 14.91 16 compensation, farmers; fully paid to industrial Group 7 184 169 4.7 2.78% 6 0.55 8.99 16 resettlers restructuring to develop Cash vegetable and compensation, pseudo- fully paid to ginseng resettlers, and planting Group 8 145 84 7.75 9.23% 14 0.9 14.92 16 the villages’ committee assists villagers to make local land adjustment

134 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Appendix 5 Breakdown of Resettlement Compensation Estimation of Resettlement Compensation for the Project Package in Kunming City

Table 1 Solid waste management in Solid waste management in Solid waste management in Totalà Luquan Countyà Xundian Countyà Songming Countyà Serial Itemà Unità No.à Amount Unit 4 Unit 4 Unit 4 Amount10 Amoun10 Amount10 Qtyà 104 Qtyà price Qtyà price Qtyà price yuanà yuanà yuanà yuanà (yuanà (yuanà (yuanà Compensation Ià for rural Ãà à 687.17à à à à à Ãà à à 86.33à Ãà Ãà 239.64 à resettlementà Compensation for land 1à muà 429.70 à 597.20à à à à Ãà 183 à à 53.21 à Ãà Ãà 239.52 à acquisition and occupationà Project 1 permanent land muà 429.70 à 597.20à à à à Ãà à Ãà 53.21 Ãà Ãà Ãà 239.52 à occupationà 1.1 Dry landà muà 151.50 à 278.09à à à Ãà à à à à à à à à Ãà 1.2 Garden plotsà muà à à à à à à à à à à à à à à à à à à Ã

1.3 Woodlandà muà à à à à Ãà à à à à à à à à Ãà Construction 1.4 muà à à à à Ãà Ãà à Ãà à à 100.5à landà 5HFODLPHGà à à à Ãà à à à à Ãà 1.4 IDUPODQGà mu 55.00 13.66 55.00 2483 13.66 5HFODLPHGà à à à Ãà à à à à Ãà 1.5 JDUGHQÃSORWVà mu 110.00 22.00 110.00 2000 22.00 5HFODLPHGà à à à Ãà à à à à Ãà 1.6 ZRRGODQGà mu 12.00 2.40 12.00 2000 2.40 1.7 8QXVHGÃODQGà muà 3.00 à 0.06 à Ãà à 3.00 à 200 à 0.06 à Ãà Temporary construction muà à à à à à à à à à à à à à à à à à à à à à landà Dry landà muà à à à à à à à à à à à à à à à à à à à à Other (2) Ãà 14806.00 à 89.97à à à à Ãà Ãà à à Ãà à à à à Ãà compensationà Compensation 1 for scattered Ãà 14806.00 à 89.85à à à à Ãà Ãà à à Ãà à à à à à à treesà Compensation 1.1 for scattered Ãà 13365.00 à 89.13à à à à à Ãà à à Ãà à à à à à à cash fruit treesà 1.1.1 Less than 3cm Ãà 7103.00 à 21.31à à à Ãà Ãà Ãà Ãà à à à à à à 10cm or with 1.1.2 à à à à à à Ãà Ãà Ãà Ãà à à à à à à bumper fruit 1.2 Timber à à à à à à à à à Ãà à à Ãà à à à à à à Less than 3cm à à à à à à Ãà Ãà Ãà Ãà à à à à à à 2 Graveà à à à à à à à à à à à à à à à à à à Ãà Compensation IIà for restoration Ãà 6.40 à 23.20à à à à à à à à à à à à à à à of special itemsà Compensation for 1à Pole/kmà 6.40 à 23.20à à à à à à à à à à à à à Ãà communication facilitiesà Compensation 2à for power Ãà Ãà Ãà Ãà Ãà Ãà Ãà Ãà Ãà Ãà Ãà Ãà facilitiesà IIIà Other expensesÃÃà Ãà 92.06à 49.25 11.31 31.50 Overhead of 1à construction Ãà Ãà 3.55à à à à à Ãà à à à à 0.43 à Ãà Ãà 1.20 à unitÃ

135 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Solid waste management in Solid waste management in Solid waste management in Totalà Luquan Countyà Xundian Countyà Songming Countyà Serial à à à Item Unit Amount Unit Unit Unit No. Amount104 Amoun104 Amount104 Qtyà 104 Qtyà price Qtyà price Qtyà price yuanà yuanà yuanà yuanà (yuanà (yuanà (yuanà Technical 2 Ãà Ãà 3.44à à à à à Ãà à à à à 0.43 à Ãà Ãà 1.20 à training feeà Plan & design 3à à ÃÃÃ17.76à à à à à Ãà à à à à 2.16 à à ÃÃÃ6.02 à feeà Overhead for 4 implementa- à ÃÃÃ21.31à à à à à Ãà à à à à 2.59 à à ÃÃÃ7.23 à tionà Resettle- ment 5à à ÃÃÃ7.10à à à à à Ãà à à à à 0.86 à à ÃÃÃ2.41 à supervision feeà Monitoring and 6 Ãà Ãà 10.66à 5.75 1.30 3.61 evaluation feeà Examination fee for design 7à Ãà Ãà 2.13à à à à à Ãà à à à à 0.26 à Ãà Ãà 0.72 à documenta- tionà Overhead of 8 land acquisition Ãà Ãà 19.24à 2.42 6.71 and relocationà 10.11 Supporting fee 9à for vulnerable Ãà Ãà 6.87à à à à à Ãà à à à à 0.86 à Ãà Ãà 2.40 à groupsà ,9à Contingency à Ãà Ãà 80.24à 43.24 9.76 27.23 Basic 1 Ãà Ãà 80.24à 9.76 27.23 contingencyà 43.24 Contingency 2 for price Ãà Ãà Ãà Ãà Ãà Ãà Ãà Ãà à Ãà Ãà à differenceà Static à Ãinvestment Ãà Ãà 882.67à 475.68 107.41 299.58 (excluding tax)à V.à Related taxà Ãà 519 705.20à à à à à à 519à Ãà 317.95à Ãà Ãà 207.49à Farmland 1 Ãà 199.40à à à à à Ãà 103.95à Ãà 67.85à reclamation feeà 316.5 165à 107.7à à Ãà à à à à à à à à Ãà Paddy fields à à Dry land and Ãà 316.5 199.40à à à à 165à à 103.95à à à 67.85à garden plotsà Tax for 2 farmland Ãà 316.5 84.40à à à à 165à à 44.00à 107.7à à 28.72à occupationà Forest 3 vegetation Ãà 94.5 37.80à à à à 12à à 4.80à à à 3.12à restoration feeà Use fee with compensation of the newly 4 Ãà 411 383.60à à à à 177à à 165.20à 115.5à à 107.8à added construction landà Static investmentincluding Ãà Ãà 1587.87à taxà 655.44 425.36 507.07

136 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Estimation of Resettlement Compensation for the Project Package in Dali Prefecture Table 2

Wastewater Urban drainage treatment plant Integrated water Integrated water Integrated water Solid waste Unit price Rural non-point pollution control in Lake systems under and associated environmental environmental environment Total management in yuan Er’hai Basin Daili City sewer network of management of management of management of Eryuan County Serial jurisdiction Dengchuan Town Luoshi River Miju River Yongan River Item Unit No. in Eryuan County

Eryuan County Dali City Dali City Eryuan County Eryuan County Dali City Eryuan County Eryuan County Eryuan Eryuan Dali City Subtotal Dali City Subtotal County County Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount

Compensa- tionon for I 885.89 872.51 13.38 5.55 5.55 7.81 15.41 336.24 326.64 96.52 97.70 rural resettlement Compensa- tion for land (1) acquisition 866.34 853.96 12.38 5.55 5.55 6.81 15.41 317.69 326.64 96.52 97.70 and occupation Project 1 859.51 853.96 5.55 5.55 5.55 15.41 317.69 326.64 96.52 97.70 permanent 1.1 Farmland 670.90 665.35 5.55 5.55 5.55 283.05 284.60 97.70

Paddy fields mu 46526 46276 387.85 382.30 5.55 5.55 1.2 5.55 61.5 284.60 21 97.70

Dry land mu 29858 27404 283.05 283.05 94.8 283.05 Garden 1.2 mu 21000 21000 36.41 36.41 7.34 15.41 10 21.00 plots 1.3 Pond mu 28132 28028 42.04 42.04 15 42.04

1.4 Fish pond mu 23600 75.52 75.52 32 75.52 Woodland 1.5 mu 4900 34.64 34.64 70.7 34.64 sparse Temporary 2 construction 6.83 6.83 6.81 land mu/y 1.1 Paddy fields 5156 6.15 6.15 11.88 6.13 r mu/y 1.2 Dry land 4278 0.68 0.68 1.58 0.68 r

137 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Wastewater Urban drainage treatment plant Integrated water Integrated water Integrated water Solid waste Unit price Rural non-point pollution control in Lake systems under and associated environmental environmental environment Total management in yuan Er’hai Basin Daili City sewer network of management of management of management of Eryuan County Serial jurisdiction Dengchuan Town Luoshi River Miju River Yongan River Item Unit No. in Eryuan County

Eryuan County Dali City Dali City Eryuan County Eryuan County Dali City Eryuan County Eryuan County Eryuan Eryuan Dali City Subtotal Dali City Subtotal County County Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Compensa- 2 tion for m2 100 1.00 1.00 100 1.00 houses Compensati on for (3) 18.55 18.55 18.55 scattered fruit trees Trees with 1 piece 75 75 18.23 18.23 2431 18.23 fruit Trees 2 piece 10 10 0.32 0.32 323 0.32 without fruit Compensati on for II restoration 25.64 25.64 25.64 of special items Electric pole/ 1 65000 11.64 11.64 1.79 11.64 power line km Telecommu pole/ 2 nication 50000 14.00 14.00 2.8 14.00 km cable Other III 117.81 113.81 4.00 0.75 0.75 2.02 43.53 42.80 12.65 expenses 3.25 12.81 Overhead of 1 construction I+II 0.50% 0.50% 4.56 4.36 0.20 0.03 0.03 0.17 0.08 1.68 1.63 0.48 0.49 unit Technical 2 I 0.50% 0.50% 4.43 4.36 0.07 0.03 0.03 0.04 0.08 1.68 1.63 0.48 0.49 training fee Plan & 3 I+II 2.50% 2.50% 22.80 21.82 0.98 0.14 0.14 0.84 0.39 8.41 8.17 2.41 2.44 design fee Overhead 4 for I+II 3.00% 3.00% 27.35 26.18 1.17 0.17 0.17 1.00 0.46 10.09 9.80 2.90 2.93 implementa- tion

138 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Wastewater Urban drainage treatment plant Integrated water Integrated water Integrated water Solid waste Unit price Rural non-point pollution control in Lake systems under and associated environmental environmental environment Total management in yuan Er’hai Basin Daili City sewer network of management of management of management of Eryuan County Serial jurisdiction Dengchuan Town Luoshi River Miju River Yongan River Item Unit No. in Eryuan County

Eryuan County Dali City Dali City Eryuan County Eryuan County Dali City Eryuan County Eryuan County Eryuan Eryuan Dali City Subtotal Dali City Subtotal County County Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Resettle- ment 5 I+II 1.00% 1.00% 9.12 8.73 0.39 0.06 0.06 0.33 0.15 3.36 3.27 0.97 0.98 supervision fee Monitoring and 6 I+II 1.50% 1.50% 13.67 13.09 0.58 0.08 0.08 0.50 0.23 5.04 4.90 1.45 1.47 evaluation fee Examination fee for 7 design I+II 0.30% 0.30% 2.74 2.62 0.12 0.02 0.02 0.10 0.05 1.01 0.98 0.29 0.29 documenta- tion Overhead of land 8 acquisition 1 2.80% 2.80% 24.27 23.92 0.35 0.16 0.16 0.43 8.90 9.15 2.70 and relocation 0.22 2.74 Supporting fee for 9 I 1.00% 1.00% 8.87 8.73 0.14 0.06 0.06 0.08 0.15 3.36 3.27 0.97 0.98 vulnerable groups

IV Contingency 102.93 98.63 4.30 0.63 0.63 1.74 37.98 36.94 10.92 3.67 11.05 Basic I+II+ 1 10% 10% 102.93 98.63 4.30 0.63 0.63 1.74 37.98 36.94 10.92 contingency III 3.67 11.05 Contingency 2 for price Static 1132.27 1084.95 47.32 6.93 6.93 19.17 417.75 406.38 120.09 investment 40.4 121.56 V Related tax 515.60 512.90 2.70 2.70 2.70 11.73 245.77 162.19 54.38 38.83

Farmland 1 reclamation 98.83 98.05 0.78 0.78 0.78 2.92 37.74 39.78 3.98 13.63 fee

Paddy fields mu 6492 6468 54.19 53.41 0.78 0.78 1.2 0.78 61.5 39.78 21 13.63 Dry land mu 3981 4434 44.64 44.64 7.34 2.92 94.8 37.74 10 3.98 and garden 139 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Wastewater Urban drainage treatment plant Integrated water Integrated water Integrated water Solid waste Unit price Rural non-point pollution control in Lake systems under and associated environmental environmental environment Total management in yuan Er’hai Basin Daili City sewer network of management of management of management of Eryuan County Serial jurisdiction Dengchuan Town Luoshi River Miju River Yongan River Item Unit No. in Eryuan County

Eryuan County Dali City Dali City Eryuan County Eryuan County Dali City Eryuan County Eryuan County Eryuan Eryuan Dali City Subtotal Dali City Subtotal County County Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount Qty Amount

Tax for 2 farmland mu 2666.8 2666.8 64.76 64.44 0.32 0.32 1.2 0.32 7.34 1.96 94.8 25.28 76.5 20.40 42 11.20 21 5.60 occupation

Restoration 3 fee of forest mu 4000.2 4000.2 28.28 28.28 70.7 28.28 vegetation

Use fee with compensatio n of the 4 mu 9333.8 13334 323.73 322.13 1.60 1.60 1.2 1.60 7.34 6.85 165.5 154.47 76.5 102.01 42 39.20 21 19.60 newly added construction land

Total investment 1647.87 1597.85 50.02 9.63 9.63 40.4 30.9 663.52 568.57 174.47 160.39 (including tax)

140 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Estimation of Resettlement Compensation for the Project Package in Lijian City Table 3

Wastewater management in Wasterwater management in Lijiang Lijiang City WWTP and sewer Total Solid waste management in Lijiang Cityà Serial Huaping Countyà Ancient City networkÃà Itemà Unità investment (104 No.à yuan)à Unit Investment Unit Investment Unit Investment Unit Investment (104 Qtyà Qtyà Qtyà Qtyà priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan yuan)à à à à I Compensation for rural resettlement à à 1837.65 à à à à 59.29 à à à à 730.96 à à à à à à à à à 257.32 Compensation for land acquisition and (I)à à à 1106.69 à à à à à à à à à à à à à à à à à à occupationà 59.29 257.32 à 1 Project permanent land acquisition à à 1094.97 à à à à 59.29 à à à à à à à à à à à à à à 257.32 à 1.1 Farmland à à 981.85 à à à à 59.29 à à à à à à à à à à à à à à à à à Paddy fields mu 981.85 à à 59.29 à à à à à à à à à à à à Dry landà muà à à à à à à à à à à à à à à à à à à à à à à à à à à 1.2 Woodland mu 97.46 à à à à à à à à à à à à à à à à à à à 4998.00 97.46 1.3 Construction landà muà à à à à à à à à à à à à à à à à à à à à à 2 Temporary construction landà à à à à à à à à à à à à à à à à à à à à à à à à 2.1à Farmlandà à à à à à à à à à à à à à à à à à à à à à à à à à Paddy fieldsà muà à à à à à à à à à à à à à à à à à à à à à Compensation for houses and auxiliary (II) à 703.62 à à à 703.62 à à à à à à structures m2à 1 Houses 590.62 à à à 590.62 à à à à à à m2à Frame structure à à à 626.98 à à à à à à m2à Brick-concrete house 457.97 à à à 9257.44 494.71 457.97 à à à à à à m2à Brick-wood house 8.17 à à à 221.98 367.90 8.17 à à à à à à m2à Earth-wood house 12.28 à à à 443.66 276.81 12.28 à à à à à à 2 House plot PXà 112.20 à à à 1.87 600000.00 112.20 à à à à à à 3 Auxiliary structures à 0.8 à à à 4 2000.00 0.8 à à à à à à Compensation for infrastructure in (III) à 1.32 à à à à à à à à à resettlement sites 1.32 à 1 Ground leveling fee household 1.00 à à à 4 2500.00 1.00 à à à à à à Compensation for water and power 2 householdà 0.32 à à à 0.32 à à à à à à supply 4 800.00 (IV) Removal compensation à 26.01 à à à 26.01 à à à à à à à 1 Transportation fee household 0.12 à à à 4 300.00 0.12 à à à à à à à 2 Subsidy for loss of working time household 3.00 à à à 30.00 1000.00 3.00 à à à à à Ã

141 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Wastewater management in Wasterwater management in Lijiang Lijiang City WWTP and sewer Total Solid waste management in Lijiang Cityà Serial Huaping Countyà Ancient City networkÃà Itemà Unità investment (104 No.à yuan)à Unit Investment Unit Investment Unit Investment Unit Investment (104 Qtyà Qtyà Qtyà Qtyà priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan yuan)à à 3 Living subsidy for transition period household 0.72 à à à 4 1800.00 0.72 à à à à à à à 4 Business loss fee for the leasing houses piece 12.90 à à à 215.00 600.00 12.90 à à à à à à m2à 5 Relocation compensation 9.27 à à à 5067.73 18.30 9.27 à à à à à à IIà Compensation for urban resettlement à à 505.76 à à à à à à à à à à à à à à à à à à à à à à à à Compensation for houses and auxiliary à à à à à à à à à à à à à à à à à à à à à à à à structures 479.24 479.24 à à Houses à à 311.64 à à à à à à à à à à 311.64 à à à à à à à à à à à à 2 à à Brick-concrete house m 94.81 à à à à à à 1916.53 494.71 94.81 à à à à à à à à à à à à à 2 à à Brick-wood house m 50.86 à à à à à à 1382.38 367.90 50.86 à à à à à à à à à à à à à 2 à à Earth-wood house m 0.37 à à à à à à 13.31 276.81 0.37 à à à à à à à à à à à à à à House plot mu à à à à 2.76 600000.00 165.60 à à à à à à à Auxiliary structuresà householdà à à à à à à à à à à à à à à à à à à à à à à Compensation for infrastructure in ,,, à à à à à à à à à à à à à à à à à à à à resettlement sitesà 3.30 3.30 à à à Ground leveling fee household 2.50 à à à à à à 10.00 2500.00 2.50 à à à à à à à à à à à à Compensation for water and power à householdà à à à à à à à à à à à à à à à à à à supplyà 0.80 10.00 800.00 0.80 à ,9 à Removal compensation à à 12.82 à à à à à à 12.82 à à à à à à à à à à à à à à 1 Transportation fee household 0.30 à à à à à à 10.00 300.00 0.30 à à à à à à à à à à à à à 2 Subsidy for loss of working time household 3.20 à à à à à à 32.00 1000.00 3.20 à à à à à à à à à à à à à à Living subsidy for transition period household 1.80 à à à à à à 10.00 1800.00 1.80 à à à à à à à à à à à à à à Business loss fee for the leasing houses piece 4.80 à à à à à à 80.00 600.00 4.80 à à à à à à à à à à à à m2à à Relocation compensation à à à à 1487.85 18.30 2.72 à à à à à à 9 à Removal compensation of privately- KRXVHKROGà à à à à à à à à à à à à à à à à à à à à à à owned business households Removal compensation of enterprises and IIIà à à à à à à à à à à à à à à à à à à à à à à à à public institutions   Compensation of units that have signed Ià à à à à à à à à à à à à à à à à à à à à à à à à agreements   à Land acquisition fee for new site à à à à à à à à à à à à à 252.10 à à à à à à à à à à à à à State Taxation Bureau of the ancient à à à à à à à à à à à à à à à à à à à à à à à à à à town à Lijiang Technics and Veterinary Station à à à à à à à à à à à à à à à à à à à à à à à à à à à Lijiang Municipal Bureau of Radio and à à à à à à à à à à à à à à à à à à à à à à à à à à TelevisionÃ

142 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Wastewater management in Wasterwater management in Lijiang Lijiang City WWTP and sewer Total Solid waste management in Lijiang Cityà Serial Huaping Countyà Ancient City networkÃà Itemà Unità investment (104 No.à yuan)à Unit Investment Unit Investment Unit Investment Unit Investment (104 Qtyà Qtyà Qtyà Qtyà priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan yuan)à Compensation of units that have not (II)à à à à à à à à à à à à à à à à à à à à à à à à à signed agreements à   à Compensation for houses and auxiliary à à à à à à à à à à à à à à à à à à à à à à à à structures à   à Housesà à à  à à à à à à à à à à  à à à à à à à à à à à à 2 à à Frame houseincluding land priceà m  à à à à à à à à  à à à à à à à à à à à à Brick-concrete house (including land à à m2 à à à à à à à à à à à à à à à à à à à price) à 2627.92 988.00 2627.92 à 2 à à Brick-wood house (including land price) m 543.13 à à à à à à à 861.00 543.13 à à à à à à à à à à à à à 2 à à Earth-wood house (including land price) m 282.07 à à à à à à à 770.00 282.07 à à à à à à à à à à à à à Other compensationà à à à à à à à à à à à à à à à à à à à à à à à à à à IV Other expenses à à  à à à à 7.47 à à à à  à à à à à à à à à 32.42 à 1 Overhead of construction unit à à  à à à à 0.30 à à à à  à à à à à à à à à 1.29 à 2 Technical training fee à à  à à à à 0.30 à à à à  à à à à Ãà à à à à 1.29 à 3 Plan & design fee à à  à à à à 1.48 à à à à  à à à à à à à à à 6.43 à 4 Overhead for implementation à à  à à à à 1.78 à à à à  à à à à à à à à à 7.72 à 5 Resettlement supervision fee à à  à à à à 0.59 à à à à  à à à à à à à à à 2.57 à 6 Monitoring and evaluation fee à à  à à à à 0.59 à à à à  à à à à à à à à à 2.57 Examination fee for design 7 à à à à à à à à à à à à à à à à à à à documentationà  0.18  0.77 Overhead of land acquisition and 8 à à à à à à à à à à à à à à à à à à à relocationà  1.66  7.20 à 9 Supporting fee for vulnerable groups à à  à à à à 0.59 à à à à  à à à à à à à à à 2.57 à à V Contingency à à  à à à à 6.68 à à à à  à à à à à à à à à 28.97 à 1 Basic contingency à à  à à à à 6.68 à à à à  à à à à à à à à à 28.97 2 Contingency for price differenceà à à à à à à à à à à à à à à à à à à à à à à à à à à à à à Static investment (excluding tax) à à 10683.9 à à à à 73.44 à à à à à à à à à à à à à à 318.72 à à VI Related tax à à 564.24 à à à à 34.39 à à à à à à à à à à à à à à 355.39 à 1 Farmland reclamation fee à à 94.08 à à à à 14.23 à à à à à à à à à à à à à à 22.72 à à Paddy fields mu 94.08 à à 14.23 à à à à à à à à à à 22.72 à à à Dry land mu à à à à 0.00 à à à à à à à à à à à à à à 0.00 à à muà 2 Tax for farmland occupation 38.56 21.60 2666.68 5.76 à à à à à à à à 35 2666.68 9.33 à à muà 3 Restoration fee of forest vegetation 78.00 0.00 à à à à à à à à à à 195.0 4000.02 78.00

143 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Wastewater management in Wasterwater management in Lijiang Lijiang City WWTP and sewer Total Solid waste management in Lijiang Cityà Serial Huaping Countyà Ancient City networkÃà Itemà Unità investment (104 No.à yuan)à Unit Investment Unit Investment Unit Investment Unit Investment (104 Qtyà Qtyà Qtyà Qtyà priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan (104 yuan)à priceyuan yuan)à Use fee with compensation of the newly muà 4à à à à à à à à 230.0 10666.72 added construction landà 353.60 21.60 6666.70 14.40 à 245.33 à à Total investment (including tax) à à 11248.14 à à à à 107.83 à à à à à à à à à à à à à à 674.11

144 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Estimation of Resettlement Compensation for the Project Package in Wenshan Prefecture Table 4 Solid waste management in Wastewater management in Solid waste management in Funing Integrated management of Puting Total Malipo County Malipo County County River in Funing County Serial Item Unit Unit Unit No. Amount 104 Amount (104 Amount Unit Amount (104 Unit Amount Qty Qty priceyuan Qty priceyuan Qty Qty yuan yuan) (104 yuan) priceyuan yuan) priceyuan (104 yuan) Compensation for rural I 1154.53 143.04 62.62 3.72 resettlement 582.41 Compensation for land (1) acquisition and 1151.98 142.58 62.62 3.72 occupation 580.31 Project permanent land 1 mu 299.40 1143.59 80.00 142.58 16.35 62.62 127.5 0.00 occupation 580.31 1.1 Paddy fields mu 69.55 238.22 13.00 38300 49.79 16.35 38300 62.62 16.3 48600 79.22 1.2 Dry land mu 133.20 474.19 52.00 15300 79.56 81.2 48600 394.63 1.2 Test fields mu 33.60 302.40 1.3 Garden plots mu 20 99.00 20 49500 99 1.4 Woodland mu 43.05 29.78 15.00 8820 13.23 10 7457 7.46 Temporary 2 mu 58.85 8.38 0 0 0 20 3.72 construction land Farmland mu 58.85 8.38 20 1860 3.72 2 (2) House compensation m 60 350 2.10 2 Brick-wood m 60 350 2.10 (3) Other compensation 0.46 0.46 0 0 0 Scattered trees piece 59 0.21 59 35 0.21 Grave piece 5 0.25 5 500 0.25 Compensation for II restoration of special 75.82 0 0 0 0 items Compensation for Pole/ 1 communication 3.10 70.24 km facilities Compensation for Pole/ 2 2.00 5.58 electric power facilities km III Other expenses 157.84 18.72 8.20 76.24 0.49 Overhead of 1 0.72 0.31 0.02 construction unit 6.15 2.91 2 Technical training fee 5.77 0.72 0.31 2.91 0.02 Planning and design 3 3.58 1.57 0.09 fee 30.76 14.56

145 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Solid waste management in Wastewater management in Solid waste management in Funing Integrated management of Puting Total Malipo County Malipo County County River in Funing County Serial Item Unit Unit Unit No. Amount 104 Amount (104 Amount Unit Amount (104 Unit Amount Qty Qty priceyuan Qty priceyuan Qty Qty yuan yuan) (104 yuan) priceyuan yuan) priceyuan (104 yuan) Overhead for 4 4.29 1.88 0.11 implementation 36.91 17.47 Resettlement 5 1.43 0.63 0.04 supervision fee 12.30 5.82 Monitoring and 6 2.15 0.94 0.06 evaluation fee 18.46 8.74 Examination fee for 7 0.43 0.19 0.01 design documentation 3.69 1.75 Overhead of land 8 acquisition and 3.99 1.75 0.10 relocation 32.26 16.25 Supporting fee for 9 1.43 0.63 0.04 vulnerable groups 11.55 5.82 IV Contingency 138.82 16.18 7.08 65.86 0.42 1 Basic contingency 138.82 16.18 7.08 65.86 0.42 Contingency for price 2 0.00 0 0 0 0 difference Static investment 1527.02 177.94 77.91 4.63 (excluding tax) 724.51 V Related tax 459.24 103.07 21.90 154.61 0.00 Farmland reclamation 1 95.99 65.00 4062 26.40 16.35 4062 6.64 4062 fee 97.5 39.60 Tax for farmland 2 63.02 65.00 2667 17.33 16.35 2667 4.36 2667 occupation 97.5 26.00 Restoration fee of 3 44.00 15.00 4000 6.00 4000 forest vegetation 10 4.00 Newly added 4 256.24 80.00 6667 53.33 16.35 6667 10.90 6667 construction land 127.5 85.00 Static investment (including tax) 1986.26 281.01 99.81 879.12 4.63

146 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Estimation of Resettlement Compensation for the Project Package in Wenshan Prefecture Table 4 (continued) Integrated water environmental Wastewater management in Wastewater management in Water supply project in Qiubei Solid waste management in management of Puzhehei Lake Guangnan County Qiubei County County Maguan County Serial in Qiubei County Item Unit No. Unit Unit Unit Unit Unit Amount Amount Amount Amount Amount Qty priceyuan Qty priceyua Qty priceyuan Qty priceyuan Qty priceyuan (104 yuan) (104 yuan) (104 yuan) (104 yuan) (104 yuan) n Compensation for rural 13.76 I 306.06 0.00 resettlement 42.92 Compensation for land 13.76 (1) acquisition and 306.06 0.00 occupation 42.92 Project permanent land 18.05 9.10 1 mu 35.00 306.06 0.00 occupation 22.45 42.92

1.1 Paddy fields mu 1.4 26176 3.66 22.45 19120 42.92

1.2 Dry land mu 1.2 Test fields mu 33.6 90000 302.4 1.3 Garden plots mu 1.4 Pond mu 18.05 5040 9.10 1.5 Woodland mu 1.7 Construction land mu Temporary construction 38.85 4.66 2 mu 0 0 0 land 38.85 1200 4.66 Farmland mu (2) Other compensation 0 0 0 0 Scattered trees piece Grave piece Compensation for II restoration of special 0 0 0 75.82 items Compensation for pole/ 1 3.1 226357 70.24 communication facilities km Compensation for pole/ 2 2.0 27903 5.58 electric power facilities km III Other expenses 40.09 5.62 1.80 6.67 Overhead of construction 1 1.53 0.38 unit 0.21 0.07 2 Technical training fee 1.53 0.21 0.07 0.00 3 Planning and design fee 7.65 1.07 0.34 1.90 Overhead for 4 9.18 2.27 implementation 1.29 0.41

147 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Integrated water environmental Wastewater management in Wastewater management in Water supply project in Qiubei Solid waste management in management of Puzhehei Lake Guangnan County Qiubei County County Maguan County Serial in Qiubei County Item Unit No. Unit Unit Unit Unit Unit Amount Amount Amount Amount Amount Qty priceyuan Qty priceyua Qty priceyuan Qty priceyuan Qty priceyuan (104 yuan) (104 yuan) (104 yuan) (104 yuan) (104 yuan) n Resettlement supervision 5 3.06 0.76 fee 0.43 0.14 Monitoring and 6 4.59 1.14 evaluation fee 0.64 0.21 Examination fee for 7 0.92 0.23 design documentation 0.13 0.04 Overhead of land 8 acquisition and 8.57 0.00 relocation 1.20 0.39 Supporting fee for 9 3.06 0.00 vulnerable groups 0.43 0.14 IV Contingency 34.62 4.85 1.56 8.25 1 Basic contingency 34.62 4.85 1.56 8.25 Contingency for price 2 0 0 difference 0 Static investment 380.78 90.74 (excluding tax) 53.40 17.12 V Related tax 46.88 30.07 12.03 90.67 Farmland reclamation 1 35.00 4062 14.22 4062 fee 22.45 9.12 Tax for farmland 2 35.00 2667 9.33 2667 occupation 22.45 5.99 Restoration fee of forest 3 85.00 4000 34.00 vegetation Newly added 4 35.00 6667 23.33 6667 85.00 6667 56.67 construction land 22.45 14.97 12.03 Static investment à à à à Ãà à à à à à à à à à à à à à à Ãà (including tax) 83.48 29.15Ã

148 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Appendix 6 Schedule of Land Acquisition and House Relocation Schedule of Land Acquisition and House Relocation for the Package Project in Kunming City Table 1 Solid waste management in Solid waste management in Solid waste management Enhancement of Water Item Xundian County Songming County in Luquan County Quality Monitoring Capacity I. Land acquisition 1.Confirmation of the affected persons by land acquisition 2006.11 2007.4 2. Preparation for inventory survey of land acquisition and 2006.12~2007.1 2007.4 investigation 3. Consultation and determination of compensation standard for 2007.1~2007.9 2007.6~2007.8 2007.1~2007.4 land acquisition 4. Disbursement of compensation for land acquisition 2007.6~2007.10 2007.6~2007.12 2007.4~2007.5 5. Going through formalities of land acquisition 2007.7~2007.10 2007.7~2007.12 2007.4~2007.6 II. Production restoration 1. Construction of water conservancy project 2007.4~2007.12 2. Altering land or restructuring agricultural planting (such as 2007.6~2007.12 2007.6~2007.12 2007.4~2007.12 selection of crop variety) 3. Consultation of land adjustment and distribution option 2007.6~2007.8 2007.5~2007.7 4. Land adjustment and distribution 2007.9~2007.12 2007.7~2007.12 5. Resettlement of labor force Before Feb. 2007 Before Feb. 2007 IV. Restoration and reconstruction of special items Before Feb. 2008 Before Feb. 2008

149 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Schedule of Land Acquisition and House Relocation for the Package Project in Dali Prefecture Table 2 Wastewater Integrated Urban drainage treatment plant and Integrated water Integrated water water Rural non-point pollution Solid waste Serial systems under associated sewer environmental environmental environmental Item control in Lake Er’hai management in No. Daili City network of management of management of management Basin Eryuan County jurisdiction Dengchuan Town Miju River Yongan River of Luoshi in Eryuan County River I Land acquisition Confirmation and check of land acquisition 1 scope 2006.122007.4 Survey and check of inventory of land 2 acquisition 2006.122006.5 Consultation and determination of compensation 3 standard for land acquisition 2007.102007.11 Disclosure of compensation resettlement options 4 for land acquisition 2007.11 Disbursement of compensation for land 5 acquisition 2007.12 6 Handling land use formalities 2007.12 II Relocation and construction of special items Determination and Disclosure of production 1 restoration and compensation distribution scheme 2007.11 2 Payment of compensation fee 2007.12 Relocation of special items 2007.92007.12 IV Commencement of project construction 2008.1

150 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Schedule of Land Acquisition and House Relocation for the Package Project in Lijiang Table 3

Serial Wastewater management in Wastewater management in Lijiang Ancient Lijiang City WWTP and sewer Solid waste management Item No. Huaping County Town network in Lijiang City

I Land acquisition 2006.11

1 Determination of land requisition scope 2006.11 Survey and check of land requisition 2 2006.122007.1 inventory Consultation and determination of 3 2007.22007.3 compensation standard for land acquisition Disclosure of compensation resettlement 4 2007.32007.9 options for land acquisition Disbursement of compensation for land 5 2007.42007.12 acquisition 6 Handling land acquisition formalities 2007.52007.12

II Production restoration Determination of production restoration 1 2007.62007.7 2007.62007.7 2007.52007.7 option Land adjustment in villagers’ groups or cash 2 2007.72007.12 2007.72007.12 2007.72007.12 payment III House relocation and construction

1 Determination of relocation scope 2006.122007.1

2 Survey and check of relocation inventory 2007.12007.2 Consultation and determination of 3 2007.22007.3 compensation standard for house relocation Disclosure of resettlement option for house 4 2007.32007.9 relocation Disbursement of compensation for land 5 2007.42007.12 acquisition and relocation (the first stage) 6 Distribution of house plots 2007.42007.12

7 Resettlers’ constructing new houses 2007.42007.12

151 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Serial Wastewater management in Wastewater management in Lijiang Ancient Lijiang City WWTP and sewer Solid waste management Item No. Huaping County Town network in Lijiang City

8 Disbursement of compensation balance 2008.2

9 Resettlers’ moving into new houses 2008.2

10 Demolition of old houses Before Dec. 2007 Relocation of enterprises and public IV 2006.122007.12 institutions V Commencement of project construction 2008.7 2007.5 2008.8 2008.6

152 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Schedule of Land Acquisition and House Relocation for the Package Project in Wenshan Prefecture Table 4 Wenshan Countyà Malipo Countyà Funing County à Itemà Panlong River in Wastewater Solid waste Wastewater Solid waste Integrated management Wenshan County management in management in management in Malipo management in of Puting River in Town Areaà Wenshan County à Malipo County à County à Funing County à Funing County Ã

I. Land acquisitionÃ

1.Confirmation of the affected persons by 2006.11 land acquisition 2.Preparation of inventory survey for land 2006.12~2007.1 acquisition and investigation 3.Consultation and determination of 2007.1~2007.9 2007.6~2007.8 2007.1~2007.4 2007.1~2007.4 2007.1~2007.2 2007.1~2007.2 compensation standard for land acquisition 4. Disbursement of compensation for land 2007.6~2007.10 2007.6~2007.12 2007.4~2007.7 2007.7~2007.10 2007.2~2007.3 2007.2~2007.2 acquisition 5. Handling land acquisition formalities 2007.7~2007.10 2007.7~2007.11 2007.5~2007.7 2007.8~2007.12 2007.2~2007.3 2007.2~2007.2 II. Production restorationà 1. Construction of water conservancy 2007.7~2007.12 2007.9~2007.10 2007.7~2007.12 projects 2. Land reclamation and alteration or restructuring of agricultural planting (such 2007.7~2007.12 2007.9~2007.10 2007.7~2007.12 as selection of crop variety) 3. Consultation of land adjustment and 2007.7~2007.12 2007.9~2007.10 2007.7~2007.12 distribution option 4. Land adjustment and distribution 2007.7~2007.12 2007.9~2007.10 2007.7~2007.12 Before Dec. 5. Resettlement of labor forceà Before Dec. 2007 Before Dec. 2007 2007Ã

153 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Table 4 (continued) Guangnan County Qiubei County Yanshan County Maguan County Wastewater Wastewater Wastewater Solid waste Item Puzhehei Lake in management in management in Urban drainage system management in management in Qiubei County Qiubei County Qiubei County in Yanshan County Maguan County Guangnan County (WWT) (WS) I. Land acquisition 1. Confirmation of the affected persons by land 2006.11 acquisition 2.Preparation of inventory survey for land 2006.12~2007.1 acquisition and investigation 3.Consultation and determination of 2007.1~2007.1 2007.6~2007.8 2007.1~2007.4 2007.1~2007.4 2007.1~2007.4 compensation standard for land acquisition 4. Disbursement of compensation for land 2007.2~2007.3 2007.6~2007.12 2007.4~2007.7 2007.4~2007.6 2007.4~2007.8 acquisition 5. Handling land acquisition formalities 2007.2~2007.3 2007.7~2007.12 2007.5~2007.7 2007.5~2007.8 2007.6~2007.12 II. Production restoration 1. Construction of water conservancy projects 2007.7~2007.12 2007.8~2007.10 2007.8~2007.10 2. Land reclamation and alteration or restructuring of agricultural planting (such as 2007.7~2007.12 2007.8~2007.10 2007.8~2007.10 selection of crop variety) 3. Consultation of land adjustment and 2007.7~2007.12 2007.8~2007.10 2007.8~2007.10 distribution option 4. Land adjustment and distribution 2007.7~2007.12 2007.8~2007.10 2007.8~2007.10 5. Resettlement of labor force Before Dec. 2007 Before Dec. 2007 Before Dec. 2007 III. Restoration and reconstruction of special 2007.2~2007.3 items

154 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Appendix 7 Records of Symposiums Summary of Symposium Records

Time Place Participant Main topic for discussion Conclusion

Mobilization meeting of The project owners are requested to cooperate with ECIDI, the consulting unit, Environmental land acquisition and organize the local governments and resettlers’ representatives to participate and Morning Protection 19 persons from the county project relocation as well as provide data as required and inventory of land acquisition and relocation in project- of Dec. 4 Bureau of office and all project owners resettlement planning affected areas. Kunming City work for the project The adopted method in existing refuse landfill is bare dumping and there are great 12 persons from the city project Understanding the impacts on the surrounding environment and cannot satisfy urban development. office, Xundian County Party Afternoon Xundian County necessity of project Therefore, construction of the project is in absolute demand. The project has obvious Committee, the county government, of Dec. 4 Party Committee construction and impacts advantages that the occupied land is the collective woodland and contracted urban construction bureau and state of land acquisition wasteland and land acquisition only affects one rural household and wasteland of the land administration bureau village collective with few impacts. 12 persons from the county urban Refuse landfill is adopted for the project. It is to lease 20 mu reclaimed wasteland construction bureau, township contracted by Mr. Hu Guangchun of the village and it has impacts on his production Haizi Villagers Comprehending project government, state land and business to certain extent but his livelihood will not be affected after given Morning Committee of impacts and implementing administration office, forestry proper compensation. of Dec. 5 Jinsuo Township, production resettlement station and villagers’ committee as The rent will be directly paid to the owner with land use right and the use right will Xundian County measures well as the villagers’ be returned after completion of leasing and reclamation, so there are no impacts on representatives. his production and living. The existing dump site is within the village and there are great impacts on the surrounding villagers. It only needs to lease the collective land of the village for 9 persons from the county urban Beiguan construction of the project and there will be small influence on villagers’ production construction bureau, town Comprehending project Villagers and living. Therefore, it is thought that construction of the project is very necessary Afternoon government, planning station, impacts and implementing Committee of and they all express their active support to it. As for rent use, they think it should be of Dec.5 forestry station, and villagers’ production resettlement Rende Town, used for collective non-profit undertakings. committee as well as the villagers’ measures Xundian County The method of one-year compensation for one-year occupation is adopted and the representatives rent is directly paid to the collective of villagers’ groups and the use right will be returned after reclamation at leasing expiration.

155 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

All the participants express their support to the project. They think the project will 16 persons from the city project facilitate social development and improvement of the people’s life. The existing office, the county government, Understanding the Songming Hotel dump site is of bare dumping and is situated in the supply area of Longtan water, Morning environmental protection bureau, necessity of project in Songming resulting in great pollution for the downstream water resources. Therefore, of Dec. 8 land administration bureau, forestry construction and impacts County construction of new refuse landfill is imperative. However, it will occupy some bureau, construction bureau and of land acquisition farmland, resulting in certain impacts on the resettlers’ production and living. It is agriculture bureau. necessary to formulate feasible resettlement options. During project construction, some land of the village will be used. Most resettlers hope to adopt leasing method, thus they will have proceeds every year and it is usually higher than planting income. However, some resettlers doubt whether the 13 persons from the county Comprehending project newly constructed refuse landfill will affect their life and health just like the existing Afternoon Sijiao Village of environmental protection bureau and impacts and implementing dumping sites. Through explanation, they know that the project will adopt enclosed of Dec.8 Songyang Town villagers committee as well as production resettlement landfill and will not influence the ambient environment and villagers’ production and villagers’ representatives measures living. They all agree with the project construction. Land acquisition will have certain impacts on the resettlers’ production, but the impacts can be mitigated by such resettlement option as cash compensation. The project is very favorable for the town. At present, along with rapid development Understanding the of the county town, the existing dumping sites and refuse cleaning and transport necessity of project facilities cannot satisfy the demands and there are also impacts on further Afternoon Songyang Town 4 persons from Songyang Town construction and improvement of the residents’ living standard. In formulating the resettlement of Dec.8 Government government and villagers committee implementing production options, the resettlers’ opinions should be listened to. The compensation should be resettlement measures paid to the villagers committee and some will be used for the collective non-profit undertakings and the other paid to villagers’ groups and the contracting households. There is no refuse treatment site in conformity with the national sanitation standard 19 persons from the city project up to now in Luquan County and meantime the refuse collecting system is not Understanding the Construction office, the county government, perfect. The existing dumping site is 200m to the water source of the county town, Morning necessity of project Bureau of construction bureau, state land Changjiu River and causes dangers to safety of water quality. The new refuse landfill of Dec. 21 construction and impacts Luquan County administration bureau, water can not only improve the current situation and accommodate to demands of urban of land acquisition resources bureau and forestry bureau development but also protect the ecological environment of the Three Gorges reservoir area.

156 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

Some land will be occupied by the project and most villagers express their support, Over 20 persons from the county but others express their worry and raise that the project may affect the current construction bureau, environmental domestic water and the close linear distance form the refuse landfill to the residential Comprehending project Yanwachong sanitation station, Pingshan Town area is likely to affect their living environment, therefore, they request the Afternoon impacts and implementing Village in government, villagers committee as government to solve the issue of domestic water and take certain measure to ensure of Dec. 21 production resettlement Pingshan Town well as the resettlers’ the ambient environment will not be impacted. They also hope the government can measures representatives, Mr. Yang Qingbiao invest in road construction to improve traffic. and Mr. Zhang Daode Such resettlement option as combining cash compensation with land regulation can mitigate impacts of land acquisition. Over 20 persons from the county Environmental The project owners are requested to actively cooperate with the consulting unit, environmental protection bureau, Dec. 8, Protection Project mobilization ECIDI, in relevant work, organize the local governments and resettlers’ planning and construction bureau, 2006 Bureau of Eryuan meeting representatives to participate and provide timely the necessary data and land state land administration bureau and County acquisition inventory in project-affected areas. forestry bureau Environmental Over 30 persons from the members The project owners are requested to actively cooperate with the consulting unit, Dec. 9, Protection of the project leading group of the Project mobilization ECIDI, in relevant work, organize the local governments and resettlers’ 2006 Bureau of Dali city environmental protection meeting representatives to participate and provide timely the necessary data and land City bureau, and water resources bureau acquisition inventory in project-affected areas. 15 persons from the county The capacity of the existing refuse disposal plant cannot satisfy the demand of urban environmental protection bureau, development and construction of the project is urgent. The villagers all express their Songhe Village planning and construction bureau, Interview to resettlers and support to the project and they think the project construction will improve the local Dec. 12, of Zibihu Town forestry bureau and Zibihu Town resettlement discussion outgoing traffic. The occupied land is of collective woodland and contracted 2006 in Eryuan County government as well as the cadres meeting wasteland (dry slope land) and the income of the villagers also comes from gathering from villagers’ groups and villagers’ pine pubescent, therefore, there are few impacts on villagers’ income. Cash representatives compensation will be taken through consultation with villagers’ groups and the town. For the integrated non-point pollution control and water environmental management 10 persons from the county projects, the villagers all express their support and they think construction of these Jiutai Community environmental protection bureau, Interview to resettlers and non-profit projects will facilitate improving the ambient natural and living Dec. 12, of Zibihu Town Zibihu Town government and cadres resettlement discussion environment, promoting development of the areas surrounding the county town as 2006 in Eryuan County of villagers groups and villagers’ meeting well as tourism in Zibihu Scenic Spots and they will benefit from these projects. The representatives requisitioned land has few impacts on villagers’ income and cash resettlement will be taken by negotiation with the village, group and the town.

157 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

For the integrated non-point pollution control and water environmental management 11 persons from the county projects, the villagers all express their support and they think construction of these environmental protection bureau, non-profit projects will facilitate improving the ambient natural and living Interview to resettlers and Dec. 14, Yousuo Town in Yousuo Town government and environment, promoting development of the areas surrounding the county town as resettlement discussion 2006 Eryuan County cadres of villagers’ groups well as tourism in Xihu Scenic Spots and the river harnessing will also improve the meeting concerned and villages’ local irrigation conditions to make the villagers benefit. The requisitioned land (most representative of reclaimed wasteland) has few impacts on villagers’ income and cash resettlement will be taken by negotiation with the village, group and the town. 8 persons from the county For Dengchuan Wastewater Treatment Plant project, villagers all express they will Zhonghe Village environmental protection bureau, support but they think it should be planned in a reasonable way and they hope the Interview to resettlers and Dec. 15, of Dengchuan Dengchuan Town government and plant site should have certain distance to the village. The requisitioned garden plots resettlement discussion 2006 Town in Eryuan cadres from villagers groups are owned by the collective, not contracting land, so there are few impacts on the meeting County concerned and villagers’ villagers’ income. After consultation with the village, group and the town, cash representatives compensation will be taken. 7 persons for the city environmental For the sewer network project in Fengyi Town, the villagers all express they will Fengming protection bureau, project owner Interview to resettlers and support to project construction and they think these non-profit projects will facilitate Dec. 21, Village of units, Fengyi Town government and resettlement discussion improving the ambient living and sanitation environment and they will benefit from 2006 Fengming Town cadres from the villagers groups meeting them. For the farmland to be temporarily occupied, they hope to get reasonable in Dali City concerned and villagers’ economic compensation. representatives 6 persons from the city For non-point pollution control projects, the villagers all express they will support the environmental protection bureau, Taihe Village of Interview to resettlers and project construction and they think construction of these non-profit projects will Dec. 22, Xiaguan Town government and Xiaguan Town in resettlement discussion facilitate improving the ambient living and sanitation environment and they will 2006 cadres from villagers groups Dali City meeting benefit from them. For the requisitioned farmland in small quantity, they hope to get concerned and the villagers’ reasonable economic compensation. representative 5 persons from the city For non-point pollution control projects and sewer network projects, the villagers all Preservation environmental protection bureau, Interview to resettlers and express they will support the project construction and they think construction of these Dec. 25, Zone of ancient project owner unit, Dali Town resettlement discussion non-profit projects will facilitate improving the ambient living and sanitation 2006 Dali Town in government and cadres of villagers meeting environment and they will benefit from them. For the requisitioned farmland in small Dali City groups concerned and villagers’ quantity, they hope to get reasonable economic compensation. representative

158 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

5 persons from the city For non-point pollution control projects, the villagers all express they will support the environmental protection bureau, Understanding project Majiuyi Village project construction and they think construction of these non-profit projects will Dec. 26, Yinqiao Town government and impact, interview to of Yinqiao Town facilitate improving the ambient living and sanitation environment and they will 2006 cadres of the villagers groups resettlers and resettlement in Dali City benefit from them. For the requisitioned farmland in small quantity, they hope to get concerned as well as villagers’ discussion meeting reasonable economic compensation. representative 5 persons from the city For non-point pollution control projects, the villagers all express they will support the Xiangyangxi environmental protection bureau, Understanding project project construction and they think construction of these non-profit projects will Dec. 27, Village of Wanqiao Town government and impact, interview to facilitate improving the ambient living and sanitation environment and they will 2006 Wanqiao Town in cadres of the villagers groups resettlers and resettlement benefit from them. For the requisitioned farmland in small quantity, they hope to get Dali City concerned as well as villagers’ discussion meeting reasonable economic compensation. representative 6 persons from the city For non-point pollution control projects, the villagers all express they will support the Haichaohe environmental protection bureau, Understanding project project construction and they think construction of these non-profit projects will Dec. 28, Village of Shanggua Town government and impact, interview to facilitate improving the ambient living and sanitation environment and they will 2006 Shangguan Town cadres of the villagers groups resettlers and resettlement benefit from them. For the requisitioned farmland in small quantity, they hope to get in Dali City concerned as well as villagers’ discussion meeting reasonable economic compensation. representative 6 persons from the city For non-point pollution control projects and sewer network projects in Xizhou, the environmental protection bureau, Understanding project Shacun Village of villagers all express they will support the project construction and they think Dec. 29, project owner unit, Xizhou Town impact, interview to Xizhou Town in construction of these non-profit projects will facilitate improving the ambient living 2006 government and cadres of the resettlers and resettlement Dali City and sanitation environment and they will benefit from them. For the requisitioned villagers groups concerned as well discussion meeting farmland in small quantity, they hope to get reasonable economic compensation. as villagers’ representative Environmental All project owners are requested to actively cooperate with ECIDI, the consulting 16 persons from the city project Protection Project mobilization unit, organize the local government and resettlers’ representatives to participate and Dec. 1 office, subproject owners and Bureau of Lijiang meeting timely provide required data and land acquisition inventory in the project affected project consulting unit City areas. 25 persons from the county The people’s Mobilization meeting for government, project owner and The cadres of the county government point out the necessity of construction of the Dec. 3 government of subprojects in Huaping relevant design department and project and request the departments concerned to actively cooperate. Huaping County County consulting unit Home of Mr. He Zikun in 6 representatives of the project- The villagers express their support to project construction and some farmers hope to Dec. 5 Interview in households Rongjiang affected rural households get cash compensation for land acquisition. Village

159 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

Administration 8 persons from the city project commission of Discussion meeting for The Shizishan project concerns house relocation and suggestions are provided on Dec. 19 office, project owner unit and the ancient town project survey how to make inventory survey and the work plan is scheduled. consulting unit in Lijiang City 8 persons from the city project Construction office, project owner unit, Discussion meeting for The project owner is urged to site the management center as soon as possible so as to Dec. 21 Bureau of Lijiang environmental sanitation bureau of project survey arrange the next work. City the ancient town area and consulting unit 30 persons from the city project office, project owner unit, the Administration people’s government of the ancient Exchange are carried out on the resettlement option for the residents and enterprises commission of Discussion meeting for Dec. 22 town area, office and residential and public undertakings involved in Shizishan project and the inventory survey will the ancient town resettlement options committee concerned, and be completed in earnest. in Lijiang City consulting unit as well as resettlers’ representative Villagers 10 persons from the city project committee of office, project owner unit, The refuse landfill is located near Yonghong Group of Wenhua Village and the Wenhua Village Dec. 22 consulting unit and villagers Interview in households villagers hope construction of the project will not pollute the local environment and of Jinshan committee as well as villagers’ on this basis they support the project. Township in representative ancient town area Lijiang Water 5 persons from the city project Supply and Discussion meeting for Construction of the project can decrease pollution, improve urban environment and Dec. 25 office, project owner unit and Sewerage project survey had significant meaning for Lijiang City. The project owner has arranged work plan. consulting unit Company 8 persons from the city project Office of Minru office, project owner unit, villagers The villagers support construction of the project and hope the land can be adjusted Dec. 27 Group of Yangxi Interview in households committee, and consulting unit as after requisition. Village well as resettlers’ representative Environmental The whole work course is reported to the leaders of the project office of Lijiang City Protection 5 persons from the city project Reporting meeting for Dec. 28 and the problems left over are made clear and the project owners are urged by the Bureau of Lijiang office and consulting unit project survey results project office to solve them as soon as possible. City

160 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

Environmental Mobilization meeting for All county project offices (project owners) are requested to actively cooperate with Protection Dec. 4, Leaders of the project office and 8 social and economic ECIDI, the consulting unit, organize the local government and resettlers’ Bureau of 2006 county project offices survey work in project- representatives to participate and timely provide the required data and land Wenshan affected areas acquisition inventory in project-affected areas. Prefecture Understanding basic The two projects in the county will directly affect two administrative villages and Environmental Morning 10 persons from the prefecture conditions of project five persons from the county environmental protection bureau headed by Mr. Wu Protection of Dec. 5, project office and the county construction and its Zhengrong are requested to cooperate in survey in an all-round way, collect the data Bureau of Malipo 2006 environmental protection bureau impacts and scheduling required by the consulting unit and define the land acquisition scope for the two County survey work projects. Understanding project impacts, discussing with 2.62mu farmland will be requisitioned by the project but there are no great impacts. Afternoon Laodifang 12 persons from the project office of village cadres and According to discussion with the village cadres, if reasonable compensation is given of Dec. 5, Village in Malipo the prefecture and county, villagers’ resettlers’ representatives, to the land-lost households, their production will not be affected greatly. The 2006 Town cadres and resettlers’ representative and carrying out resettlers express their support for the project. production resettlement measures Understanding project impacts, discussing with The requisitioned farmland is not in large quantity, resulting in only small impacts on 16 persons from the county project Morning village cadres and each households involved in land acquisition. According to discussion with the Chongtou Village office and villagers’ cadre and of Dec. 6, resettlers’ representatives, village cadres, if reasonable compensation is given to the land-lost households, their in Malipo Town resettled households for land 2006 and carrying out production will not be affected greatly. The resettlers express their support for the acquisition production resettlement project. measures Comprehending Environmental Morning 9 persons from the prefecture conditions of project Land acquisition has been accomplished preliminarily and the land required by the Protection of Dec. 8, project office and the county construction and land project belongs to Xichou Environmental Sanitation Station and the land requisition Bureau of Xichou 2006 environmental protection bureau acquisition and scheduling agreement for the project construction is shown to the staff of the consulting unit. County survey work Comprehending The county is involved in two projects. After construction, the local environment will Environmental Morning 9 persons from the prefecture conditions of project be greatly improved. The land acquisition scope of the project is determined. After Protection of Dec. 9, project office and the county construction and land the project is put into operation, if there is need to recruit workers, the project owner Bureau of Funing 2006 environmental protection bureau acquisition and scheduling will be consulted to give hiring preference to the land-lost farmers under equal County survey work conditions.

161 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

Understanding project Group of Weishe impacts, discussing with 12 persons from the county project Afternoon Village in village cadres and For the village has little land (much land has been requisitioned for construction in office, and cadres of villagers of Dec. 9, Wenhua resettlers’ representatives, recent years), it is hoped to get reasonable compensation after land is requisitioned groups and resettlers’ 2006 Community of and carrying out by the project and the compensation will be used as capital for other industries. representatives Xinhua Town production resettlement measures Environmental Comprehending The county minority middle school and two households are involved in land Morning Protection 8 persons from the prefecture conditions of project acquisition of the project and land acquisition results in small impacts. After of Dec. Bureau of project office and the county construction and land construction, the local environment will be greatly improved and the residents’ living 12, 2006 Guangnan environmental protection bureau acquisition and scheduling quality will be heightened. County survey work Understanding project impacts, discussing with 8 persons from the project office of Some farmland of the village will be requisitioned but in small quantity and so there Afternoon Duanfeng Village village cadres and the prefecture and county and the are no great impacts on resettlers’ production. It is hoped to compensate according to of Dec. in Liancheng resettlers’ representatives, cadres from villagers groups and relevant state policies. The resettlers express their support to the project and they 12, 2006 Town and carrying out resettlers think construction of the project will improve the local environment. production resettlement measures Puzhehei Lake is the local famous scenic spot, but in recent years the environmental pollution becomes serious increasingly due to fishing in the upper reaches and Comprehending Environmental continuously increasing tourists. Construction of the project will improve the Morning 8 person from the prefecture project conditions of project Protection environment of the scenic spot. The land used by the project is distributed along both of Dec. office and the county environmental construction and land Bureau of Qiubei banks of Puzheheai Lake and production and living of the residents along both banks 16, 2006 protection bureau acquisition and scheduling County will be affected in a period of time. On the whole, formulating a proper resettlement survey work option can not only restore their production and living but also improve the local environment and heighten their living quality. Understanding project impacts, discussing with Puzhehei Village Environmental pollution has become serious in recent years and has started to affect Morning 13 persons from the county project village cadres and in the local tourism income. Therefore, the local residents express that they favorably of Dec. office and cadres from the villagers resettlers’ representatives, Shuanglongying receive project construction as long as compensation is conducted according to the 18, 2006 groups and resettlers and carrying out Town national policies. production resettlement measures

162 Yunnan Urban Environment ProjectResettlement Action Plan (RAP)

Time Place Participant Main topic for discussion Conclusion

Bare dumping is adopted in the existing refuse landfill, as a result, there are great Environmental Understanding necessity impacts on the peripheral environment and the urban development demands cannot Dec. 24, Protection 7 persons from the project office of of project construction and be satisfied. Therefore, implementation of the project is very necessary. The whole 2006 Bureau of the prefecture and the county land acquisition conditions project has obvious advantages and the occupied land belongs to the environmental Maguan County sanitation station of Guangnan County. Implementation of the project looks especially necessary for accommodation to Environmental Qiubei development and control and protection of Puzhehei Lake. The land Consulting resettlement Dec. 27, Protection 4 persons from the county project requisitioned by integrated water environmental management project of Puzhehei options in light of land 2006 Bureau of Qiubei office and the county government Lake is in large quantity and totally 533 mu land of all kinds is concerned. During acquisition of the project County compensation for land acquisition, the compensation standard concerned refers to the documentation of Qiuzhengtong [2004] No. 32.

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