DOCSLIB.ORG

List of Marginable Otc Stocks1 List of Foreign

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
List of Marginable Otc Stocks1 List of Foreign LIST OF MARGINABLE OTC STOCKS 1 AND LIST OF FOREIGN MARGIN STOCKS 2 AS OF November 10, 1997 The List of Marginable OTC Stocks and the List of Foreign Margin Stocks are published quarterly by the Board of Governors of the Federal Reserve System (the Board). The List of Marginable OTC Stocks is composed of stocks traded in the United States over-the-counter (OTC) that have been determined by the Board to be subject to margin requirements as of November 10, 1997, pursuant to Section 207.6 of Federal Reserve Regulation G, ‘‘Securities Credit by Persons Other Than Banks, Brokers, or Dealers,’’ Section 220.17 of Regulation T, ‘‘Credit by Brokers and Dealers,’’ and Section 221.7 of Regulation U, ‘‘Credit by Banks for the Purpose of Purchasing or Carrying Margin Stocks.’’ It also includes all OTC stocks designated as National Market System (NMS) securities. Additional NMS securities may be added in the interim between Board quarterly publications; these securities are immediately marginable upon designation as NMS securities. The names of these securities are available at the National Association of Securities Dealers, Inc. and at the Securities and Exchange Commission. This List supersedes the previous List of Marginable OTC Stocks published effective August 11, 1997. The List of Foreign Margin Stocks is composed of foreign equity securities that have met the Board’s eligibility criteria, pursuant to Regulation T, Section 220.17. These foreign equity securities are eligible for margin treatment at broker–dealers on the same basis as domestic margin securities. This list supersedes the previous List of Foreign Margin Stocks published effective August 11, 1997. CAUTION: It is unlawful for any person to cause any representation to be made that inclusion of a security on the List of Marginable OTC Stocks or the List of Foreign Margin Stocks indicates that the Board or the Securities and Exchange Commission has in any way approved such security or transaction therein. Also, any reference to the Board in connection with these Lists or any securities thereon in an advertisement or similar communication is unlawful. Any inquiry relating to these Lists or to Regulations G, T, U or X should be addressed to the nearest Federal Reserve Bank. 1 (Prepared for Purposes of Regulations G, T, U and X) 2 (Prepared for Purposes of Regulation T Only) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON, D.C. List of Marginable OTC Stocks 1ST BANCORP (Indiana) AASTROM BIOSCIENCES, INC. ACCESS HEALTH, INC. $1.00 par common No par common $.001 par common 1ST BERGEN BANCORP AAVID THERMAL TECHNOLOGIES, INC. ACCLAIM ENTERTAINMENT, INC. No par common $.01 par common $.02 par common 1ST SOURCE CORPORATION ABACAN RESOURCE CORPORATION ACCOM, INC. $1.00 par common No par common $.001 par common Fixed rate cumulative trust preferred securities of 1st Source Capital Trust ABACUS DIRECT CORPORATION ACCUGRAPH CORPORATION Floating rate cumulative trust preferred $.001 par common Class A, No par common securities of 1st Source Capital Trust ABAXIS, INC. ACCUMED INTERNATIONAL, INC. 1ST UNITED BANCORP (Florida) No par common No par common $.01 par common ABC BANCORP (Georgia) ACE CASH EXPRESS, INC. 3-D GEOPHYSICAL, INC. $1.00 par common $.01 par common $.01 par common ABC DISPENSING TECHNOLOGIES, INC. ACE*COMM CORPORATION 3-D SYSTEMS CORPORATION $.01 par common $.01 par common $.001 par common ABC RAIL PRODUCTS CORPORATION ACETO CORPORATION 3COM CORPORATION $.01 par common $.01 par common No par common ABER RESOURCES LTD. ACMAT CORPORATION 3D LABS INC. LIMITED No par common Class A, no par common $.01 par common ABIGAIL ADAMS NATIONAL BANCORP, INC. ACORN PRODUCTS, INC. 3DFX INTERACTIVE, INC. $.01 par common $.001 par common No par common ABINGTON BANCORP, INC. (Massachusetts) ACRES GAMING INCORPORATED 3DO COMPANY, THE $.10 par common $.01 par common $.01 par common ABIOMED, INC. ACRODYNE COMMUNICATIONS, INC. 3DX TECHNOLOGIES, INC. $.01 par common $.01 par common $.01 par common ABLE TELCOM HOLDING CORPORATION ACT MANUFACTURING, INC. 4 KIDS ENTERTAINMENT, INC. $.001 par common $.01 par common $.01 par common ABR INFORMATION SERVICES INC. ACT NETWORKS, INC. 4FRONT SOFTWARE INTERNATIONAL, INC. $.01 par common $.01 par common No par common ABRAMS INDUSTRIES, INC. ACTEL CORPORATION 4HEALTH, INC. $1.00 par common $.001 par common $.01 par common Warrants (expire 01-15-98) ABRAXAS PETROLEUM CORPORATION ACTION PERFORMANCE COMPANIES, INC. $.01 par common $.01 par common 7TH LEVEL, INC. $.01 par common ABT BUILDING PRODUCTS CORPORATION ACTIVE APPAREL GROUP, INC. $.01 par common $.002 par common 800-JR CIGAR, INC. $.01 par common ACACIA RESEARCH CORPORATION ACTIVE VOICE CORPORATION 8X8, INC. No par common No par common $.001 par common ACC CONSUMER FINANCE CORPORATION ACTIVISION, INC. †@ENTERTAINMENT, INC. $.001 par common $.0001 par common $.01 par common ACC CORPORATION ACTRADE INTERNATIONAL, LTD. A B ELECTROLUX $.015 par common $.001 par common Class B, American Depositary Receipts ACCEL INTERNATIONAL CORPORATION ACXIOM CORPORATION †A.C. MOORE ARTS & CRAFTS, INC. $.10 par common $.10 par common No par common ACCELGRAPHICS, INC. ADAC LABORATORIES A.D.A.M. SOFTWARE, INC. $.001 par common No par common $.01 par common ACCELR8 TECHNOLOGY CORPORATION ADAGE, INC. A.S.V., INC. No par common $.60 par common $.01 par common ACCENT COLOR SCIENCES, INC. ADAPTEC, INC. AAON, INC. No par common $.001 par common $.001 par common ACCENT SOFTWARE INTERNATIONAL ADAPTIVE SOLUTIONS, INC. AARON RENTS, INC. Ordinary Shares par NIS .01 No par common $1.00 par common $.50 par common ACCESS ANYTIME BANCORP, INC. ADC TELECOMMUNICATIONS, INC. $.01 par common $.20 par common AASCHE TRANSPORTATION SERVICES, INC. $.0001 par common ACCESS BEYOND, INC. ADCO TECHNOLOGIES, INC. Warrants (expire 02-09-2000) $.01 par common $.01 par common *Addition to List under Board criteria —1— †Addition to List under NMS designation ADE CORPORATION †AEHR TEST SYSTEMS ALABAMA NATIONAL BANCORPORATION $.01 par common $.01 par common $1.00 par common ADECCO S.A. AEP INDUSTRIES, INC. ALADDIN KNOWLEDGE SYSTEMS LTD. American Depositary Receipts $.01 par common Ordinary Shares, NIS .01 par value ADELPHIA COMMUNICATIONS CORPORATION AER ENERGY RESOURCES, INC. ALARIS MEDICAL, INC. Class A, $.01 par common No par common $.01 par common ADEPT TECHNOLOGY, INC. AERIAL COMMUNICATIONS, INC. ALBANK FINANCIAL CORPORATION No par common $1.00 par common $.01 par common ADFLEX SOLUTIONS, INC. AEROVOX INCORPORATED ALCIDE CORPORATION $.01 par common $1.00 par common $.01 par common ADIA S.A. AES CORPORATION, THE ALDILA, INC. $.25 par common Warrants expire 2001 $.01 par common ADOBE SYSTEMS INCORPORATED AETRIUM INCORPORATED ALEXANDER & BALDWIN, INC. No par common $.001 par common No par common ALEXION PHARMACEUTICALS, INC. ADTRAN, INC. AFC CABLE SYSTEMS, INC. $.0001 par common $.01 par common $.01 par common ALFA CORPORATION ADVANCE PARADIGM, INC. AFFILIATED COMMUNITY BANCORP, INC. $1.00 par common $.01 par common $.01 par common ALFACELL CORPORATION AFFINITY TECHNOLOGY GROUP, INC. ADVANCED AERODYNAMICS & STRUCTURES, $.001 par common INC. $.0001 par common $.0001 par common ALGOMA STEEL, INC. Class A, warrants (expire 12-03-2001) AFFINITY TELEPRODUCTIONS, INC. No par common Class B, warrants (expire 12-03-2001) $.01 par common ALGOS PHARMACEUTICAL CORPORATION ADVANCED COMMUNICATION SYSTEMS, INC. AFFYMETRIX, INC. $.01 par common $.01 par common No par common ALIANT COMMUNICATIONS, INC. ADVANCED DEPOSITION TECHNOLOGIES, INC. AFSALA BANCORP, INC. (New York) $.25 par common $.01 par common $.01 par common ALICO, INC. ADVANCED DIGITAL INFORMATION AFTERMARKET TECHNOLOGY CORPORATION $1.00 par common CORPORATION $.01 par common No par common ALIGN-RITE INTERNATIONAL, INC. AG ASSOCIATES, INC. $.01 par common * ADVANCED ELECTRONIC SUPPORT No par common PRODUCTS, INC. ALKERMES, INC. $.001 par common AG-CHEM EQUIPMENT CO., INC. $.01 par common $.01 par common ADVANCED ENERGY INDUSTRIES, INC. ALL AMERICAN COMMUNICATIONS, INC. $.001 par common AGOURON PHARMACEUTICALS, INC. $.0001 par common No par common Class B, non-voting, $.0001 par common ADVANCED FIBRE COMMUNICATIONS $.01 par common AGRI-NUTRITION GROUP LIMITED ALL AMERICAN SEMICONDUCTOR, INC. $.01 par common $.01 par common ADVANCED HEALTH CORPORATION $.01 par common AGRIBIOTECH, INC. ALL-COMM MEDIA CORPORATION $.001 par common $.01 par common ADVANCED LIGHTING TECHNOLOGIES, INC. $.001 par common AHL SERVICES, INC. ALLCITY INSURANCE COMPANY $.01 par common $1.00 par common ADVANCED MARKETING SERVICES, INC. $.001 par common AIR CANADA CORPORATION ALLEGIANT BANCORP, INC. Class A, non-voting par common $.01 par common ADVANCED POLYMER SYSTEMS, INC. $.01 par common AIR EXPRESS INTERNATIONAL CORPORATION ALLEN ORGAN COMPANY $.01 par common Class B, $1.00 par common ADVANCED RADIO TELECOM CORPORATION $.001 par common AIR METHODS CORPORATION ALLERGAN LIGAND RETINOID THERAPEUTICS, $.06 par common INC. ADVANCED TISSUE SCIENCES, INC. $.001 par common $.01 par common AIRPORT SYSTEMS INTERNATIONAL, INC. $.01 par common ALLIANCE BANCORP, INC. ADVANTA CORP. $.01 par common Class A, $.01 par common AIRWAYS CORPORATION Class B, non-voting, $.01 par common $.01 par common ALLIANCE COMMUNICATIONS CORPORATION Depositary Shares Class B, non-voting, no par common AJAY SPORTS, INC. ADVANTAGE BANCORP, INC. (Wisconsin) Series C, 10% par cumulative convertible ALLIANCE GAMING CORPORATION $.01 par common preferred $.10 par common †ADVANTAGE LEARNING SYSTEMS, INC. AKORN, INC. ALLIANCE IMAGING, INC. $.01 par common No par
Load more

Recommended publications
  • 20Annual Report 2020 Equiniti Group
    EQUINITI GROUP PLC 20ANNUAL REPORT 2020 PURPOSEFULLY DRIVEN | DIGITALLY FOCUSED | FINANCIAL FUTURES FOR ALL Equiniti (EQ) is an international provider of technology and solutions for complex and regulated data and payments, serving blue-chip enterprises and public sector organisations. Our purpose is to care for every customer and simplify each and every transaction. Skilled people and technology-enabled services provide continuity, growth and connectivity for businesses across the world. Designed for those who need them the most, our accessible services are for everyone. Our vision is to help businesses and individuals succeed, creating positive experiences for the millions of people who rely on us for a sustainable future. Our mission is for our people and platforms to connect businesses with markets, engage customers with their investments and allow organisations to grow and transform. 2 Contents Section 01 Strategic Report Headlines 6 COVID-19: Impact And Response 8 About Us 10 Our Business Model 12 Our Technology Platforms 14 Our Markets 16 Our Strategy 18 Our Key Performance Indicators 20 Chairman’s Statement 22 Chief Executive’s Statement 24 Operational Review 26 Financial Review 34 Alternative Performance Measures 40 Environmental, Social and Governance 42 Principal Risks and Uncertainties 51 Viability Statement 56 Section 02 Governance Report Corporate Governance Report 62 Board of Directors 64 Executive Committee 66 Board 68 Audit Committee Report 78 Risk Committee Report 88 Nomination Committee Report 95 Directors' Remuneration
    [Show full text]
  • Incoming Letter
    I285 AVENUE OFTHE AMERICAS PAUL. WEISS. RIFKIND. WHARTON 8 GARRISON LLP NEWK)RK. IPI 1 0 0 1 ~ TELEPHONE (2 I21 373-5000 FACSIMILE 12 IP) 757-3900 #-)L 70'J 7%2F 7- t-2m#? !J Y2%RS*%*rn**%% 1015 L STREET. NW WASHINGTON. DC 20030-5004 NKOKU SElMEl BUILDING. 2-2 UCHlSAlWAlCHO 2-CHOME. CHIYODA-KU. TOKYO 100-001 I.JAPAN TELEPHONE (202) 223-73W FACSIMILE (202) 223-7420 TELEPHONE (03) 3597-8 I0l FACSIMILE (03)3587-8 120 ORIENTAL PW,TOWER €3 SUITE 1205 NO. I EAST CHANG AN AVENUE DONG CHENG DISTRICT BEIJING. 100738 PEOPLE'S REPUBLIC OF CHINA TELEPHONE (8O- 10) 8518-2700 FACSIMILE (80- t 0) (15 (8-2700/6 1 l2TH FLOOR, HONO KONG CLUB BUILDING 3A CHATER ROAD. CENTRAL HONQ KONG January 23,2006 TELEPHONE 1852) 253ESO35 FACSIMILE 1852) 2530-0022 ALDER CASTLE I0 NOBLE STREET LONDON ECZV 7JU. U.K. TELEPHONE (44 20) 7307 1000 U.S. Securities and Exchange Commission FACSIMILE I44 201 7307 1050 100 F Street, N.E. Washington, D.C. 20549 U.S.A. Attn: Mr. Brian V. Breheny, Chief Ms. Christina Chalk, Special Counsel Office of Mergers and Acquisitions Division of Corporation Finance Mitsubishi UFJ Financial Group, Inc. and Designated Subsidiaries Request to Report on Schedule 13G as Qualified Institutional Investors Ladies and Gentlemen: We are writing on behalf of Mitsubishi UFJ Financial Group, Inc. ("MUFG") and certain of its non-U.S. subsidiaries listed in Annex A attached hereto (the "Designated Subsidiaries") to request assurance that the Division of Corporation Finance (the "Division") will not recommend enforcement action by the U.S.
    [Show full text]
  • A Bibliographical Guide to the Study of the Troubadours and Old Occitan Literature
    A Bibliographical Guide to the Study of the Troubadours and Old Occitan Literature Robert A. Taylor RESEARCH IN MEDIEVAL CULTURE Bibliographical Guide to the Study of the Troubadours and Old Occitan Literature Medieval Institute Publications is a program of The Medieval Institute, College of Arts and Sciences Bibliographical Guide to the Study of the Troubadours and Old Occitan Literature Robert A. Taylor MEDIEVAL INSTITUTE PUBLICATIONS Western Michigan University Kalamazoo Copyright © 2015 by the Board of Trustees of Western Michigan University All rights reserved Manufactured in the United States of America This book is printed on acid-free paper. Library of Congress Cataloging-in-Publication Data Taylor, Robert A. (Robert Allen), 1937- Bibliographical guide to the study of the troubadours and old Occitan literature / Robert A. Taylor. pages cm Includes index. Summary: "This volume provides offers an annotated listing of over two thousand recent books and articles that treat all categories of Occitan literature from the earli- est enigmatic texts to the works of Jordi de Sant Jordi, an Occitano-Catalan poet who died young in 1424. The works chosen for inclusion are intended to provide a rational introduction to the many thousands of studies that have appeared over the last thirty-five years. The listings provide descriptive comments about each contri- bution, with occasional remarks on striking or controversial content and numerous cross-references to identify complementary studies or differing opinions" -- Pro- vided by publisher. ISBN 978-1-58044-207-7 (Paperback : alk. paper) 1. Provençal literature--Bibliography. 2. Occitan literature--Bibliography. 3. Troubadours--Bibliography. 4. Civilization, Medieval, in literature--Bibliography.
    [Show full text]
  • Japanese Manufacturing Affiliates in Europe and Turkey
    06-ORD 70H-002AA 7 Japanese Manufacturing Affiliates in Europe and Turkey - 2005 Survey - September 2006 Japan External Trade Organization (JETRO) Preface The survey on “Japanese manufacturing affiliates in Europe and Turkey” has been conducted 22 times since the first survey in 1983*. The latest survey, carried out from January 2006 to February 2006 targeting 16 countries in Western Europe, 8 countries in Central and Eastern Europe, and Turkey, focused on business trends and future prospects in each country, procurement of materials, production, sales, and management problems, effects of EU environmental regulations, etc. The survey revealed that as of the end of 2005 there were a total of 1,008 Japanese manufacturing affiliates operating in the surveyed region --- 818 in Western Europe, 174 in Central and Eastern Europe, and 16 in Turkey. Of this total, 291 affiliates --- 284 in Western Europe, 6 in Central and Eastern Europe, and 1 in Turkey --- also operate R & D or design centers. Also, the number of Japanese affiliates who operate only R & D or design centers in the surveyed region (no manufacturing operations) totaled 129 affiliates --- 125 in Western Europe and 4 in Central and Eastern Europe. In this survey we put emphasis on the effects of EU environmental regulations on Japanese manufacturing affiliates. We would like to express our great appreciation to the affiliates concerned for their kind cooperation, which have enabled us over the years to constantly improve the survey and report on the results. We hope that the affiliates and those who are interested in business development in Europe and/or Turkey will find this report useful.
    [Show full text]
  • An N U Al R Ep O R T 2018 Annual Report
    ANNUAL REPORT 2018 ANNUAL REPORT The Annual Report in English is a translation of the French Document de référence provided for information purposes. This translation is qualified in its entirety by reference to the Document de référence. The Annual Report is available on the Company’s website www.vivendi.com II –— VIVENDI –— ANNUAL REPORT 2018 –— –— VIVENDI –— ANNUAL REPORT 2018 –— 01 Content QUESTIONS FOR YANNICK BOLLORÉ AND ARNAUD DE PUYFONTAINE 02 PROFILE OF THE GROUP — STRATEGY AND VALUE CREATION — BUSINESSES, FINANCIAL COMMUNICATION, TAX POLICY AND REGULATORY ENVIRONMENT — NON-FINANCIAL PERFORMANCE 04 1. Profile of the Group 06 1 2. Strategy and Value Creation 12 3. Businesses – Financial Communication – Tax Policy and Regulatory Environment 24 4. Non-financial Performance 48 RISK FACTORS — INTERNAL CONTROL AND RISK MANAGEMENT — COMPLIANCE POLICY 96 1. Risk Factors 98 2. Internal Control and Risk Management 102 2 3. Compliance Policy 108 CORPORATE GOVERNANCE OF VIVENDI — COMPENSATION OF CORPORATE OFFICERS OF VIVENDI — GENERAL INFORMATION ABOUT THE COMPANY 112 1. Corporate Governance of Vivendi 114 2. Compensation of Corporate Officers of Vivendi 150 3 3. General Information about the Company 184 FINANCIAL REPORT — STATUTORY AUDITORS’ REPORT ON THE CONSOLIDATED FINANCIAL STATEMENTS — CONSOLIDATED FINANCIAL STATEMENTS — STATUTORY AUDITORS’ REPORT ON THE FINANCIAL STATEMENTS — STATUTORY FINANCIAL STATEMENTS 196 Key Consolidated Financial Data for the last five years 198 4 I – 2018 Financial Report 199 II – Appendix to the Financial Report 222 III – Audited Consolidated Financial Statements for the year ended December 31, 2018 223 IV – 2018 Statutory Financial Statements 319 RECENT EVENTS — OUTLOOK 358 1. Recent Events 360 5 2. Outlook 361 RESPONSIBILITY FOR AUDITING THE FINANCIAL STATEMENTS 362 1.
    [Show full text]
  • Bank of Tokyo
    SECURITIES AND EXCHANGE COMMISSION FORM 20-F Annual and transition report of foreign private issuers pursuant to sections 13 or 15(d) Filing Date: 2006-09-28 | Period of Report: 2006-03-31 SEC Accession No. 0001193125-06-198464 (HTML Version on secdatabase.com) FILER BANK OF TOKYO - MITSUBISHI UFJ, LTD Mailing Address Business Address 1251 AVENUE OF THE 7-1 MARUNOUCHI 2-CHOME CIK:852743| IRS No.: 135611741 | Fiscal Year End: 0331 AMERICAS 15TH FLOOR CHIYODA-KU Type: 20-F | Act: 34 | File No.: 033-93414 | Film No.: 061112388 NEW YORK NY 10020-1104 TOKYO 100-8388, M0 00000 SIC: 6029 Commercial banks, nec 2127824547 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents As filed with the Securities and Exchange Commission on September 28, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2006 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to OR ¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Date of event requiring this shell company report Commission file number 333-11072 KABUSHIKI KAISHA MITSUBISHI TOKYO UFJ GINKO (Exact name of Registrant as specified in its charter) THE BANK OF TOKYO- MITSUBISHI UFJ, LTD.
    [Show full text]
  • May CARG 2020.Pdf
    ISSUE 30 – MAY 2020 ISSUE 30 – MAY ISSUE 29 – FEBRUARY 2020 Promoting positive mental health in teenagers and those who support them through the provision of mental health education, resilience strategies and early intervention What we offer Calm Harm is an Clear Fear is an app to Head Ed is a library stem4 offers mental stem4’s website is app to help young help children & young of mental health health conferences a comprehensive people manage the people manage the educational videos for students, parents, and clinically urge to self-harm symptoms of anxiety for use in schools education & health informed resource professionals www.stem4.org.uk Registered Charity No 1144506 Any individuals depicted in our images are models and used solely for illustrative purposes. We all know of young people, whether employees, family or friends, who are struggling in some way with mental health issues; at ARL, we are so very pleased to support the vital work of stem4: early intervention really can make a difference to young lives. Please help in any way that you can. ADVISER RANKINGS – CORPORATE ADVISERS RANKINGS GUIDE MAY 2020 | Q2 | ISSUE 30 All rights reserved. No part of this publication may be reproduced or transmitted The Corporate Advisers Rankings Guide is available to UK subscribers at £180 per in any form or by any means (including photocopying or recording) without the annum for four updated editions, including postage and packaging. A PDF version written permission of the copyright holder except in accordance with the provision is also available at £360 + VAT. of copyright Designs and Patents Act 1988 or under the terms of a licence issued by the Copyright Licensing Agency, Barnard’s Inn, 86 Fetter Lane, London, EC4A To appear in the Rankings Guide or for subscription details, please contact us 1EN.
    [Show full text]
  • To Download a PDF of an Interview with Jaleh Bradea, Chief Diversity
    DIVERSITY & INCLUSION The Power of Individuality An Interview with Jaleh Bradea, Chief Diversity and Inclusion Offi cer, Vivendi SA EDITORS’ NOTE Jaleh Bradea has in our group. We can now see that, in With so many companies under the served as a TV producer on major order to be creative, innovative and Vivendi umbrella, is it important to have a French TV channels with a focus able to adapt to the changing expec- consistent, seamless D&I program or is it on women-related content and as tations of our clients, we have to be customized based on the different brand director of the audiovisual depart- diverse. cultures and businesses? ment at a successful telecommu- You mentioned diversity, I think it’s both. All these companies exist nication startup. In 2014, she inclusion, and belonging. How do without Vivendi itself. They have their own started working on Corporate Social these three areas relate to each successful businesses. They have their own HR Responsibility (CSR) initiatives at other? and, sometimes, even their own CSR. However, Canal+ Group. Bradea also works If you take a picture of the world, we have common initiatives led by Vivendi such with the French media regulator to it represents diversity. But what are as a CSR Committee. More recently, we created promote a fair representation of eth- you going to do with that diversity? a Diversity Committee where we share the best nicity, gender, and minority com- Jaleh Bradea This becomes inclusion. Belonging is practices in D&I from all the companies and munities in the French media.
    [Show full text]
  • Public Plicy Brief 44
    PPB No.44 2/18/99 2:50 PM Page a1 The Jerome Levy Economics Institute of Bard College Public Policy Brief The Asian Disease: Pl a u s i b l e Di a g n o s e s , Po s s i b l e Re m e d i e s Regulation of Cros s - B o r der Interbank Lending and Derivatives Tra d e Ma r tin Mayer No. 44, 1998 PPB No.44 2/18/99 2:50 PM Page 2 The Jerome Levy Economics Institute of Bard Co l l e g e , founded in 1986, is an autonomous, inde- pendently endowed re s e a rch organization. It is n o n p a rtisan, open to the examination of diverse points of view, and dedicated to public servi c e . The Jerome Levy Economics Institute is publish - ing this proposal with the conviction that it rep r e - sents a constructive and positive contribution to the discussions and debates on the relevant policy issues. Neither the Institute’s Board of Governo r s nor its Advisory Board necessarily endorses the pr oposal in this issue. The Levy Institute believes in the potential for the study of economics to improve the human condi- tion. Through scholarship and economic forecast- ing it generates viable, effective public policy responses to important economic problems that profoundly affect the quality of life in the United States and abroad. The present res e a r ch agenda includes such issues as financial instability, povert y, employment, pro b- lems associated with the distribution of income and wealth, and international trade and competitive- ness.
    [Show full text]
  • Companies Subject to Exclusion
    Opdateret 01-08-2021 Vellivs Ekslusionsliste Velliv ønsker ikke at investere i selskaber, som bryder med Vellivs ESG-kriterier fastlagt i politikken for ansvarlig investering og aktivt ejerskab og som ikke udviser forandringsvilje i forhold til deres håndtering af ESG-risici. Endelig ønsker Velliv ikke at investere i tobaksselselskaber, selskaber med aktivteter i kontroversielle våben eller selskaber, hvor mere end 5 pct. af omsætningen stammer fra udvinding af kul og oliesand. Selsakb Kommentar 22nd Century Group, Inc. Tobacco AECOM Contr.Weapons Aerojet Rocketdyne Holdings, Inc. Contr.Weapons Aerojet Rocketdyne, Inc. Contr.Weapons Aeroteh SA Contr.Weapons Airbus SE Contr.Weapons Al-Eqbal Co. for Investment Plc Tobacco ALLETE, Inc. Kul Alliance Holdings GP LP Coal Alliance Resource Operating Partners LP Coal Alliance Resource Partners LP Coal Alpha Metallurgical Resources, Inc Coal Alpha Natural Resources Inc Coal Altadis Emisiones Financieras SA Tobacco Altadis SA Tobacco AltaGas Ltd. Gas/ESG Altius Minerals Corporation Coal Altria Group, Inc. Tobacco Anglo American plc Kul Anglo Pacific Group plc Coal Arch Resources, Inc. Coal Arcis Resources Corp. Tobacco Aryt Industries Ltd. Contr.Weapons Asenovgrad Tabac AD Tobacco Ashtrom Group Ltd. Normviolation>human rights Athabasca Oil Corporation Oilsand Avco Corp. Contr.Weapons B.A.T. Capital Corp. Tobacco B.A.T. Finance BV Tobacco B.A.T. International Finance Plc Tobacco Babcock International Group plc Contr.Weapons BADECO ADRIA dd Tobacco BAE Systems (Finance) Ltd. Contr.Weapons BAE Systems plc Contr.Weapons Bat Brasil Tobacco Bathurst Resources Limited Coal Baytex Energy (LP) Ltd. Oilsand Baytex Energy Corp. Oilsand Bellatora, Inc. Tobacco BHP Group Limited Kul BHP Group Plc Kul BlackPearl Resources, Inc.
    [Show full text]
  • Institute for Social Marketing
    TGP96 Tobacco and Primary Medical Services (Scotland) Bill Institute for Social Marketing We appreciate the opportunity to contribute to this consultation. One of the primary purposes of the Bill is to control the display of tobacco products in order to reduce the attractiveness of cigarettes, which will be the exclusive focus of our submission. We demonstrate the need for the removal of point-of- sale (POS) tobacco displays via summation of the business literature, recent UK research and tobacco industry documents. Business case: Why a ban on tobacco displays will be good for small shops There has been a lot of misleading debate about the business impact of removing POS display. In reality, far from harming small shops, this legislation will help them move their businesses in a progressive and forward looking direction. Small shops succeed because they provide good, personalised service that meets the needs of their customers and local communities. Customers are important for obvious reasons, and getting plenty of them into the shop - increasing ‘footfall’ - is a key concern. Community support is equally important, however, because small shops draw most (60%) of their custom from people living within 440 yards of the outlet (Convenience Store, 2007). In deference to this local focus the Association of Convenience Stores has for years run a major promotional campaign to find stores that are ‘Community Heroes’, arguing that “more and more retailers are recognising the importance of being at the heart of their community” (ACS, 2009). The massive tobacco gantries that currently dominate many small shops, far from helping small shopkeepers meet these key objectives, actually hinder them.
    [Show full text]
  • Tuesday July 30, 1996
    7±30±96 Tuesday Vol. 61 No. 147 July 30, 1996 Pages 39555±39838 federal register 1 II Federal Register / Vol. 61, No. 147 / Tuesday, July 30, 1996 SUBSCRIPTIONS AND COPIES PUBLIC Subscriptions: Paper or fiche 202±512±1800 FEDERAL REGISTER Published daily, Monday through Friday, Assistance with public subscriptions 512±1806 (not published on Saturdays, Sundays, or on official holidays), by General online information 202±512±1530 the Office of the Federal Register, National Archives and Records Administration, Washington, DC 20408, under the Federal Register Single copies/back copies: Act (49 Stat. 500, as amended; 44 U.S.C. Ch. 15) and the Paper or fiche 512±1800 regulations of the Administrative Committee of the Federal Register Assistance with public single copies 512±1803 (1 CFR Ch. I). Distribution is made only by the Superintendent of Documents, U.S. Government Printing Office, Washington, DC FEDERAL AGENCIES 20402. Subscriptions: The Federal Register provides a uniform system for making Paper or fiche 523±5243 available to the public regulations and legal notices issued by Assistance with Federal agency subscriptions 523±5243 Federal agencies. These include Presidential proclamations and For other telephone numbers, see the Reader Aids section Executive Orders and Federal agency documents having general applicability and legal effect, documents required to be published at the end of this issue. by act of Congress and other Federal agency documents of public interest. Documents are on file for public inspection in the Office of the Federal Register the day before they are published, unless earlier filing is requested by the issuing agency.
    [Show full text]