LIST OF MARGINABLE OTC STOCKS 1 AND LIST OF FOREIGN MARGIN STOCKS 2 AS OF November 10, 1997 The List of Marginable OTC Stocks and the List of Foreign Margin Stocks are published quarterly by the Board of Governors of the Federal Reserve System (the Board). The List of Marginable OTC Stocks is composed of stocks traded in the United States over-the-counter (OTC) that have been determined by the Board to be subject to margin requirements as of November 10, 1997, pursuant to Section 207.6 of Federal Reserve Regulation G, ‘‘Securities Credit by Persons Other Than Banks, Brokers, or Dealers,’’ Section 220.17 of Regulation T, ‘‘Credit by Brokers and Dealers,’’ and Section 221.7 of Regulation U, ‘‘Credit by Banks for the Purpose of Purchasing or Carrying Margin Stocks.’’ It also includes all OTC stocks designated as National Market System (NMS) securities. Additional NMS securities may be added in the interim between Board quarterly publications; these securities are immediately marginable upon designation as NMS securities. The names of these securities are available at the National Association of Securities Dealers, Inc. and at the Securities and Exchange Commission. This List supersedes the previous List of Marginable OTC Stocks published effective August 11, 1997. The List of Foreign Margin Stocks is composed of foreign equity securities that have met the Board’s eligibility criteria, pursuant to Regulation T, Section 220.17. These foreign equity securities are eligible for margin treatment at broker–dealers on the same basis as domestic margin securities. This list supersedes the previous List of Foreign Margin Stocks published effective August 11, 1997. CAUTION: It is unlawful for any person to cause any representation to be made that inclusion of a security on the List of Marginable OTC Stocks or the List of Foreign Margin Stocks indicates that the Board or the Securities and Exchange Commission has in any way approved such security or transaction therein. Also, any reference to the Board in connection with these Lists or any securities thereon in an advertisement or similar communication is unlawful. Any inquiry relating to these Lists or to Regulations G, T, U or X should be addressed to the nearest Federal Reserve Bank. 1 (Prepared for Purposes of Regulations G, T, U and X) 2 (Prepared for Purposes of Regulation T Only) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON, D.C. List of Marginable OTC Stocks 1ST BANCORP (Indiana) AASTROM BIOSCIENCES, INC. ACCESS HEALTH, INC. $1.00 par common No par common $.001 par common 1ST BERGEN BANCORP AAVID THERMAL TECHNOLOGIES, INC. ACCLAIM ENTERTAINMENT, INC. No par common $.01 par common $.02 par common 1ST SOURCE CORPORATION ABACAN RESOURCE CORPORATION ACCOM, INC. $1.00 par common No par common $.001 par common Fixed rate cumulative trust preferred securities of 1st Source Capital Trust ABACUS DIRECT CORPORATION ACCUGRAPH CORPORATION Floating rate cumulative trust preferred $.001 par common Class A, No par common securities of 1st Source Capital Trust ABAXIS, INC. ACCUMED INTERNATIONAL, INC. 1ST UNITED BANCORP (Florida) No par common No par common $.01 par common ABC BANCORP (Georgia) ACE CASH EXPRESS, INC. 3-D GEOPHYSICAL, INC. $1.00 par common $.01 par common $.01 par common ABC DISPENSING TECHNOLOGIES, INC. ACE*COMM CORPORATION 3-D SYSTEMS CORPORATION $.01 par common $.01 par common $.001 par common ABC RAIL PRODUCTS CORPORATION ACETO CORPORATION 3COM CORPORATION $.01 par common $.01 par common No par common ABER RESOURCES LTD. ACMAT CORPORATION 3D LABS INC. LIMITED No par common Class A, no par common $.01 par common ABIGAIL ADAMS NATIONAL BANCORP, INC. ACORN PRODUCTS, INC. 3DFX INTERACTIVE, INC. $.01 par common $.001 par common No par common ABINGTON BANCORP, INC. (Massachusetts) ACRES GAMING INCORPORATED 3DO COMPANY, THE $.10 par common $.01 par common $.01 par common ABIOMED, INC. ACRODYNE COMMUNICATIONS, INC. 3DX TECHNOLOGIES, INC. $.01 par common $.01 par common $.01 par common ABLE TELCOM HOLDING CORPORATION ACT MANUFACTURING, INC. 4 KIDS ENTERTAINMENT, INC. $.001 par common $.01 par common $.01 par common ABR INFORMATION SERVICES INC. ACT NETWORKS, INC. 4FRONT SOFTWARE INTERNATIONAL, INC. $.01 par common $.01 par common No par common ABRAMS INDUSTRIES, INC. ACTEL CORPORATION 4HEALTH, INC. $1.00 par common $.001 par common $.01 par common Warrants (expire 01-15-98) ABRAXAS PETROLEUM CORPORATION ACTION PERFORMANCE COMPANIES, INC. $.01 par common $.01 par common 7TH LEVEL, INC. $.01 par common ABT BUILDING PRODUCTS CORPORATION ACTIVE APPAREL GROUP, INC. $.01 par common $.002 par common 800-JR CIGAR, INC. $.01 par common ACACIA RESEARCH CORPORATION ACTIVE VOICE CORPORATION 8X8, INC. No par common No par common $.001 par common ACC CONSUMER FINANCE CORPORATION ACTIVISION, INC. †@ENTERTAINMENT, INC. $.001 par common $.0001 par common $.01 par common ACC CORPORATION ACTRADE INTERNATIONAL, LTD. A B ELECTROLUX $.015 par common $.001 par common Class B, American Depositary Receipts ACCEL INTERNATIONAL CORPORATION ACXIOM CORPORATION †A.C. MOORE ARTS & CRAFTS, INC. $.10 par common $.10 par common No par common ACCELGRAPHICS, INC. ADAC LABORATORIES A.D.A.M. SOFTWARE, INC. $.001 par common No par common $.01 par common ACCELR8 TECHNOLOGY CORPORATION ADAGE, INC. A.S.V., INC. No par common $.60 par common $.01 par common ACCENT COLOR SCIENCES, INC. ADAPTEC, INC. AAON, INC. No par common $.001 par common $.001 par common ACCENT SOFTWARE INTERNATIONAL ADAPTIVE SOLUTIONS, INC. AARON RENTS, INC. Ordinary Shares par NIS .01 No par common $1.00 par common $.50 par common ACCESS ANYTIME BANCORP, INC. ADC TELECOMMUNICATIONS, INC. $.01 par common $.20 par common AASCHE TRANSPORTATION SERVICES, INC. $.0001 par common ACCESS BEYOND, INC. ADCO TECHNOLOGIES, INC. Warrants (expire 02-09-2000) $.01 par common $.01 par common *Addition to List under Board criteria —1— †Addition to List under NMS designation ADE CORPORATION †AEHR TEST SYSTEMS ALABAMA NATIONAL BANCORPORATION $.01 par common $.01 par common $1.00 par common ADECCO S.A. AEP INDUSTRIES, INC. ALADDIN KNOWLEDGE SYSTEMS LTD. American Depositary Receipts $.01 par common Ordinary Shares, NIS .01 par value ADELPHIA COMMUNICATIONS CORPORATION AER ENERGY RESOURCES, INC. ALARIS MEDICAL, INC. Class A, $.01 par common No par common $.01 par common ADEPT TECHNOLOGY, INC. AERIAL COMMUNICATIONS, INC. ALBANK FINANCIAL CORPORATION No par common $1.00 par common $.01 par common ADFLEX SOLUTIONS, INC. AEROVOX INCORPORATED ALCIDE CORPORATION $.01 par common $1.00 par common $.01 par common ADIA S.A. AES CORPORATION, THE ALDILA, INC. $.25 par common Warrants expire 2001 $.01 par common ADOBE SYSTEMS INCORPORATED AETRIUM INCORPORATED ALEXANDER & BALDWIN, INC. No par common $.001 par common No par common ALEXION PHARMACEUTICALS, INC. ADTRAN, INC. AFC CABLE SYSTEMS, INC. $.0001 par common $.01 par common $.01 par common ALFA CORPORATION ADVANCE PARADIGM, INC. AFFILIATED COMMUNITY BANCORP, INC. $1.00 par common $.01 par common $.01 par common ALFACELL CORPORATION AFFINITY TECHNOLOGY GROUP, INC. ADVANCED AERODYNAMICS & STRUCTURES, $.001 par common INC. $.0001 par common $.0001 par common ALGOMA STEEL, INC. Class A, warrants (expire 12-03-2001) AFFINITY TELEPRODUCTIONS, INC. No par common Class B, warrants (expire 12-03-2001) $.01 par common ALGOS PHARMACEUTICAL CORPORATION ADVANCED COMMUNICATION SYSTEMS, INC. AFFYMETRIX, INC. $.01 par common $.01 par common No par common ALIANT COMMUNICATIONS, INC. ADVANCED DEPOSITION TECHNOLOGIES, INC. AFSALA BANCORP, INC. (New York) $.25 par common $.01 par common $.01 par common ALICO, INC. ADVANCED DIGITAL INFORMATION AFTERMARKET TECHNOLOGY CORPORATION $1.00 par common CORPORATION $.01 par common No par common ALIGN-RITE INTERNATIONAL, INC. AG ASSOCIATES, INC. $.01 par common * ADVANCED ELECTRONIC SUPPORT No par common PRODUCTS, INC. ALKERMES, INC. $.001 par common AG-CHEM EQUIPMENT CO., INC. $.01 par common $.01 par common ADVANCED ENERGY INDUSTRIES, INC. ALL AMERICAN COMMUNICATIONS, INC. $.001 par common AGOURON PHARMACEUTICALS, INC. $.0001 par common No par common Class B, non-voting, $.0001 par common ADVANCED FIBRE COMMUNICATIONS $.01 par common AGRI-NUTRITION GROUP LIMITED ALL AMERICAN SEMICONDUCTOR, INC. $.01 par common $.01 par common ADVANCED HEALTH CORPORATION $.01 par common AGRIBIOTECH, INC. ALL-COMM MEDIA CORPORATION $.001 par common $.01 par common ADVANCED LIGHTING TECHNOLOGIES, INC. $.001 par common AHL SERVICES, INC. ALLCITY INSURANCE COMPANY $.01 par common $1.00 par common ADVANCED MARKETING SERVICES, INC. $.001 par common AIR CANADA CORPORATION ALLEGIANT BANCORP, INC. Class A, non-voting par common $.01 par common ADVANCED POLYMER SYSTEMS, INC. $.01 par common AIR EXPRESS INTERNATIONAL CORPORATION ALLEN ORGAN COMPANY $.01 par common Class B, $1.00 par common ADVANCED RADIO TELECOM CORPORATION $.001 par common AIR METHODS CORPORATION ALLERGAN LIGAND RETINOID THERAPEUTICS, $.06 par common INC. ADVANCED TISSUE SCIENCES, INC. $.001 par common $.01 par common AIRPORT SYSTEMS INTERNATIONAL, INC. $.01 par common ALLIANCE BANCORP, INC. ADVANTA CORP. $.01 par common Class A, $.01 par common AIRWAYS CORPORATION Class B, non-voting, $.01 par common $.01 par common ALLIANCE COMMUNICATIONS CORPORATION Depositary Shares Class B, non-voting, no par common AJAY SPORTS, INC. ADVANTAGE BANCORP, INC. (Wisconsin) Series C, 10% par cumulative convertible ALLIANCE GAMING CORPORATION $.01 par common preferred $.10 par common †ADVANTAGE LEARNING SYSTEMS, INC. AKORN, INC. ALLIANCE IMAGING, INC. $.01 par common No par