UP-SCALING PRO- POOR ICT-POLICIES AND PRACTICES A REVIEW OF EXPERIENCE WITH EMPHASIS ON LOW INCOME COUNTRIES IN ASIA AND AFRICA

BY RICHARD GERSTER AND SONJA ZIMMERMANN

M S Swaminathan Research Foundation

PREFACE

The Millennium Development Goals (MDGs), with ings prevented any loss of life. The villagers also a target date of 2015, have become the yardstick used the databases stored in the knowledge cen- for measuring progress in a number of inter-related tre computers in organising relief measures and for development areas. There is still a decade to go distributing aid and material received from govern- but it has become obvious that there will be mixed ment and other sources. This positive experience results, and even regression in some areas, if the in a time of emergency demonstrated the power world continues business as usual. To give the of appropriate communication technologies at the MDGs a strong chance to be achieved, innovative grassroots level. With the “Mission 2007” initia- approaches and additional efforts are required. tive, is making an unprecedented effort to scale up and to bring such knowledge centres to An effective deployment of information and com- each of its more than 600,000 villages. munication technologies (ICTs) in development and poverty reduction efforts has the potential to Matching WSIS-MDG synergies is the everyday enable a more effective use of existing resources as business of NGOs like the MSSRF and donor well as to facilitate a more scaled-up and respon- agencies like the Swiss Agency for Development sive approach to crafting solutions to meet key and Cooperation (SDC). The practical experience, development challenges. The organisation of the and the lessons learned around the globe, dem- second phase of the World Summit of the Informa- onstrates the great potential of ICTs to enhance tion Society (WSIS) and a high-level event on the empowerment, opportunity and security. ICTs can MDGs at the time of the United Nations General make a difference in reducing poverty and reach- Assembly to take stock of the achievements five ing the MDGs. This potential, however, contrasts years after the Millennium Declaration in the sec- with the relatively modest role attributed to ICTs ond half of 2005 provides a unique opportunity as a general enabler for reaching the MDGs and for promoting synergies between a focus on the development goals in many cases. How do we achievement of the MDGs and information society explain this gap between the potential and the and ICT for development goals at a high-level. role assigned to ICT in poverty reduction and related development strategies? What key barri- The devastating Tsunami on December 26, 2004, ers impede the implementation of declarations? has also brought the importance of information How can we multiply, up-scale, and replicate suc- and communication technologies in addressing cessful pilot projects and approaches? disaster prevention, relief and reconstruction to the fore. The experience of the MS Swaminathan This study, Up-scaling Pro-Poor ICT-Policies and Research Foundation (MSSRF), a partner in this Practices, looks into these issues in more detail. A study, highlights this vividly. MSSRF has set up first draft served as a background paper for an knowledge centres in a dozen villages in Pon- MSSRF/SDC-sponsored expert meeting in Chen- dicherry, India and there is a marked difference in nai (India) from November 17–19, 2004 to discuss the way the four coastal villages with a knowledge the recent lessons and trends in up-scaling propoor centre coped with the disaster compared to other policies and practices. Based on these inputs, the fishing villages. Within minutes of the first tsunami authors further developed the arguments in this wave striking the fishing village of Veerampatti- paper. During the expert discussions a “Chennai nam, the volunteer at the local knowledge centre Statement” emerged, which presents – in a nut- started appealing to the people, through the public shell – the insights of the participating develop- address system, to withdraw to safer places and ment practitioners and policy makers. The state- during the first attack, loss of life was restricted ment is intended to strengthen a multi-dimensional to three people. Nallavadu, another fishing vil- poverty reduction agenda for the implementation lage with a knowledge centre, is home to about of the WSIS Principles and Action Plan, which is 3,630 people. Although the tsunami destroyed closely linked to the achievement of the MDGs. 150 houses and 200 fishing boats, the early warn-

Walter Fust Professor MS Swaminathan

Director-General of the Swiss Agency Chairman MS Swaminathan Research for Development and Cooperation (SDC) Foundation (MSSRF), India 3 Acknowledgements

The authors would like to thank all who have contributed to this study. Two names deserve special mention: The committed support by Subbiah Arun- chalam (MSSRF) and the initiative of Gerolf Weigel (SDC) in shaping the process. We owe special thanks to the comments made and the lively interest taken by Professor MS Swaminathan (MSSRF), Radhika Lal (UNDP), Stuart Mathison (Foundation for Development Cooperation), Mike Jensen (Consult- ant), Randy Spence (IDRC) and Robert Chapman (ODI). All the participants of the Chennai Workshop (Annex 4 contains a list of participants) have greatly influenced the contents of this publication which is gratefully acknowledged.

Richterswil, January 2005 Richard Gerster and Sonja Zimmermann

Front cover: Communication ranks high with the poor in .

Back cover: A call office in Soweto, South Africa.

Swiss Agency for Development and Cooperation (SDC), ICT4D – Information and Communication Technologies for Development http://www.sdc.admin.ch/ict4d

Gerster Consulting, CH–8805 Richterswil, Switzerland http://www.gersterconsulting.ch [email protected] Layout iteam, Richterswil, Switzerland Photos Richard Gerster, Gerster Consulting, Richterswil, Switzerland Print DR Druckerei Richterswil, Switzerland Available from [email protected] Berne, January 2005 CONTENTS

Executive summary ………………………………………………………………………………… 6

1 Introduction ……………………………………………………………………………………… 9 1.1 Rationale 9 1.2 Concepts 10 1.3 Research framework 13

2 Comparative context ………………………………………………………………………… 14 2.1 Overall context 14 2.2 The challenge of MDGs 15 2.3 The ICT context 17

3 ICT for poverty reduction …………………………………………………………………… 20 3.1 Introduction 20 3.2 Crosscutting themes 21 3.3 Poverty reduction strategies and ICT 22 3.4 Pro-poor ICT environment 23 3.5 Empowerment: ICT and political participation of the poor 25 3.6 Opportunity:ICT and income generation by the poor 26 3.7 Security:ICT and education of the poor 27

4 A global perspective ………………………………………………………………………… 30 4.1 Lessons learned 30 4.2 MDG implications 31 4.3 Messages for WSIS 32

Annex 1: Bibliography and relevant Internet sites …………………………………………… 37

Annex 2: Relevant regional data ……………………………………………………………… 42

Annex 3: Critical factors of ICT use for poverty reduction …………………………………… 48

Annex 4: Chennai Statement …………………………………………………………………… 50

Annex 5: Endnotes ……………………………………………………………………………… 55

Annex 6: Abbreviations ………………………………………………………………………… 61 EXECUTIVE SUMMARY

Information and communication technologies This paper is the result of a literature review and (ICTs) can make a difference in reducing pov- discussions during a two-day workshop. A range erty and in contributing to reaching the Millen- of grassroots practitioners, as well as policy nium Development Goals (MDGs). The pioneer experts from different Asian, African, European of appropriate technology, E.F. Schumacher, and North American countries, participated in said many years ago: “The gift of material goods the workshop. makes people dependent. The gift of knowledge makes them free”1. Practical experience, as well The objectives of this joint effort by the Swiss as the lessons learned around the globe, dem- Agency for Development (SDC) and the MS Swa- onstrates the great potential of ICTs for enhanc- minathan Foundation (MSSRF) are: ing empowerment, opportunity and security. This 1 to deepen knowledge regarding the use of potential, however, contrasts with the relatively ICT for poverty reduction and bot its poten- modest impact attributed to ICT as a general ena- tial and limitations at the grassroots, national, bler in reaching the MDGs. and global levels; 2 to identify parallels and differences in the use Untapped opportunities exist to multiply and scale of ICT for poverty reduction in Sub-Saharan up successful pilot projects and approaches, by Africa (SSA) and low income countries of harnessing ICT’s potential for dynamic knowl- Asia (LIACs); edge sharing and networking, building on econ- 3 to contribute to an experience-based and omies of scale, and drawing on a broad range poverty reduction oriented agenda for imple- of approaches that can be used as a catalyst for mentation of the World Summit of the Infor- local adaptation. Up-scaling poverty reduction mation Society (WSIS) principles and Action with ICT means increasing outreach and deepen- Plan in an Asian context. ing impact. The lead questions for the research in this study are:

Enabling environment I: How to mainstream ICTs (regulatory and policy environment, sector, facilitator) in national pov- erty reduction strategies?

Empowerment: How to give poor people a stronger voice at all levels of decision making by using ICTs? Up-scaling Opportunity: How to enhance income generation by the Poverty poor through ICT? Reduction Impact Security: How to up-scale formal and informal education of the poor by the use of ICT? Cross-cutting issues gender and sustainability

Enabling environment II: What pro-poor ICT regulations and policies (including free/open source software) are required for up-scaling ICT for poverty reduction?

Figure 1: The lead questions of the research framework

6 In comparing the contexts for ICT deployment in roots level, the capacity of community structures Sub-Saharan Africa (SSA) and Low Income Asian should be built upon and enhanced. The basic Countries (LIACs), a few differences are particu- requirements for successful up-scaling of poverty larly relevant: reduction through ICTs are – The governance situation is difficult in a 1 an enabling ICT policy environment; number of African countries, with implications 2 a high priority assigned to ICT for poverty for the enabling environment, including that reduction; for ICT. 3 appropriate technology choices; – The spread of ICT and capacities to use are 4 mobilisation of additional public and private somewhat dependent on literacy levels. In resources. Asia over 70% of the countries have a literacy rate of more than 80%, whereas 45% of the African countries have a literacy rate below Enabling ICT policy environment 80%. – The impact and use of ICT is dependent on the This includes respect for freedom of expression, extent and affordability of access. Access to diversity and the free flow of information, com- ICT, as measured with the digital access index petition in ICT infrastructure provision (including (DAI), is lower in Africa, where over 90% of in the last mile), investment in service develop- the countries have low access, whereas in ment, including local content, and the use of cost- Asia over 56% have medium access. effective and locally adaptable software includ- ing the promotion of free/open source solutions The literature review indicates the following key and open content where feasible. lessons learnt in using ICTs for poverty reduc- tion: – A participatory approach to ICT4D and Priority assigned to poverty reduction involvement of people in all stages – from the needs assessment to monitoring – makes a Mainstreaming ICTs in national poverty reduction difference as to its usefulness and impact. strategies (PRS) and related development strate- – Leadership matters, as does institutional own- gies is a key issue if scalability, synergies across ership. sectors and support for more downstream and – Pro-poor effects are more likely to occur if grassroots initiatives is to be enhanced. ICTs can ICTs are embedded in a larger, demand be used to facilitate a participatory approach driven development effort. to the PRS process itself, and should be main- – Adopting a community-based approach to streamed into the implementation of sectoral com- ICT access has important strengths. ponents, complementing the poverty-reduction – A minimum level of physical and human infra- priorities of the national ICT strategy. Targeted structure is required to foster effective and pro-poor regulations and policies are also key. pro-poor use of ICT. – An appropriate choice of technology largely co-determines potential pro-poor effects. Appropriate technology choices – Content should receive as much attention as access. Technological progress has helped to reduce costs – Countries mainstreaming ICTs effectively into dramatically and to expand the range of technol- their productive sectors gain dramatically in ogy choices, and thus helped to lower access competitiveness. barriers. Choosing simple, locally appropriate – Information and communication are not free; solutions that may not require high connectivity they involve costs. or high-level human capacity is key. Focusing on – Mainstreaming ICTs also pays off for people a combination of complementary technologies, in poverty, even when budgets are stagnating such as radio and Internet, has often proved to or shrinking. be particularly appropriate.

A poverty reduction and MDG-oriented agenda to implement the WSIS Principles and Action Plan and to contribute to the MDGs, calls for successful up-scaling of positive experiences. At the grass-

7 A moderator of the community radio in Moratele (South Africa). Community radios provide information and communication opportunities adapted to the local context.

Resource mobilisation – Global coalitions advancing empowerment, opportunity and security of people in poverty, Up-scaling the use of ICT to contribute to the including fostering gender equality, educa- achievement of the MDGs requires additional tion, health and democracy, are an effective investment and resource mobilization. National and efficient channel for taking up-scaling ICT licensing obligations should be accompanied concerns forward. In particular, intensifying by funding mechanisms to mobilise finances for South-South networking and dialogue should community initiatives, and to address the financ- be pursued. ing gap for small and medium ICT start-up busi- – South-South exchanges and partnerships can nesses. It should be noted that the deployment be an efficient and effective way of learning. of ICTs increases effectiveness and efficiency in Comparable contexts and challenges create reaching the MDGs whatever the resources avail- empathy and facilitate the transfer of knowl- able – mainstreaming ICTs pays off even when edge. The MSSRF is using a successful model: budgets are stagnating or shrinking. a travelling workshop that directly links the Indian grassroots experience with the experi- The way forward towards up-scaling pro-poor ence of the workshop participants from other ICT policies and practices faces significant chal- countries and continents. lenges during the transition phase in the develop- – In view of the complementary roles of gov- ment of national strategies. These include: retain- ernments, the private sector, and civil society, ing local ownership, capacity building in local building multi-stakeholder partnerships (MSP) communities, adaptation to the local contexts, is a priority in implementing an inclusive Infor- developing sustainable business models, and mation Society based on the WSIS’ vision defining the level of institutional and public sector and inspired by the Millennium Declaration. support. Successful up-scaling requires action at Multi-stakeholder partnerships are a promis- different levels: ing and appropriate response to the complex- – Advocacy at all levels, particularly the bring- ity of tasks, to the need for resources, to scal- ing together of development and technology ing up, and to the fact that development is a specialists, is key for up-scaling poverty reduc- shared responsibility. tion through ICTs. The added value of declara- tions and advocacy statements, including the It is a matter of economic survival to make appro- Chennai Statement (Annex 4), depends on priate use of ICTs. Or as Nobel Prize winner the extent to which they are heard by gov- Amartya Sen puts it, “the availability and the use ernments, civil society and the private sector of this technology is no longer optional” 2 . regionally, nationally and locally. In particular, the younger generation should be reached.

8 1 INTRODUCTION

1.1 Rationale eral Assembly (UNGA)7 will assess the progress made in reaching the MDGs, 10 years ahead of the deadline of 2015. This assessment and high- The 21st century has been named the age of level event provides an opportunity to assess the knowledge societies. Information and communi- role of ICT in achieving these development objec- cation networks and tools have enabled people to tives as does the Phase II of the WSIS which will access a diverse range of information and knowl- take place in Tunis8. edge sources as never before and to use knowl- edge and ICT-enabled solutions to undertake The objectives of this cooperative effort9 are to new ways of doing business and development, contribute to these ongoing efforts and fora by delivering services, and organizing government, bringing a bottom-up grassroots perspective to social and political life. Their importance and rel- the issue of up-scaling pro-poor ICT approaches evance for developing countries is increasingly and strategies and to draw some preliminary les- being recognized. Can they also be beneficial sons from ongoing initiatives. In this context, the for poverty reduction and contribute to improving aims are: the lives and opportunities of the poor and mar- 1 to deepen knowledge about the use of ICT for ginalized? Is their use critical for achieving the poverty reduction and its potential and limita- various development objectives more effectively? tions at the grassroots, national, and global levels; A consideration of these burning questions has 2 to explore parallels and differences in the use given rise to a number of studies.3 The issues of ICT for poverty reduction in Sub-Saharan have been focused upon at a number of impor- Africa (SSA) and low income countries of tant fora at the global level, including the follow- Asia (LIACs); ing: World Summit of the Information Society 3 to contribute to an experience-based and (WSIS) in December 2003 in Geneva (Phase I) poverty reduction oriented agenda for imple- and the parallel ICT4D platform hosted by the mentation of the WSIS principles and Action Global Knowledge Partnership (GKP) and the Plan in an Asian context. Swiss Agency for Development and Cooperation (SDC). The ICT4D platform provided an impor- The outcomes envisaged are a contribution to a tant occasion to take stock of knowledge about better understanding on the part of policy makers the role of ICT for poverty reduction and facili- of the action needed to foster the use ICT for pov- tated a sharing of approaches and lessons4; The erty reduction particularly in the WSIS context. UN ICT task force5, created in 2001, with the It has been argued by some that: “Never before goal of “firmly putting ICT at the service of devel- in history have so many non-technical people opment for all” by providing a multi-stakeholder exerted so much influence on the advancement, fora and working groups for a consideration of retardation, and movement of technology.”10 Deci- these issues at a global level; the Development sion makers therefore need not only to access to Assistance Committee (DAC) of the OECD has an relevant indicators, numbers and statistics, but ICT unit working under the DAC Network for Pov- also to have an understanding of the possibilities erty Reduction (POVNET) which provides a forum that technologies offer in a variety of contexts. It for the exchange of experience and best prac- has been recognised “that more could be done tice on pro-poor growth, i.e. involving the poor using ICT to achieve the MDG, but for a failure of in generating growth and benefiting from growth imagination”11. and globalisation. Information on how bilateral and multilateral donors have mainstreamed ICT The objective is also to focus attention on the in their development assistance programmes in approach. Today, there are few development order to achieve development goals, particularly projects that do not have an “ICT component”. the MDGs has been compiled and a matrix, However, the benefits of ICT use do not flow auto- which is periodically updated, has been con- matically from increased access or from the intro- structed6. Good Practice Papers on ICTs for Pro- duction of ICT hardware and tools. Technologies Poor Growth are also being prepared. provide opportunities, but it takes efforts by com- munities and/or countries to make effective use of In 2005, two events are of particular interest them. Ultimately it is not the technologies which with regard to the link between ICT and pov- determine the successful use of ICT in develop- erty reduction. Firstly, the United Nations Gen- ment, but the context, i.e. “cultural, political, eco-

9 POVERTY nomic, social, and institutional processes deter- This approach to the conceptualization of pov- Poverty is the opposite of mine which opportunities are accepted, and the erty is also reflected in the MDGs, which address well-being15. Beyond a lack degree to which they are utilized”12. This study the multiple and inter-related dimensions of pov- of income, the multidimen- therefore emphasises the importance of the politi- erty and development. In line with the Human sional concept of poverty cal, economic and social context in which ICT Poverty approach, and more specifically with the also refers to disadvantages use is fostered. Since people’s priorities and liveli- World Bank Development Report of 2000/2001, in access to land, credit and hood strategies change from culture to culture, a poverty reduction in this study will be looked at services (e.g. health and comparative study can contribute to an increased in terms of facilitating empowerment, promoting education), vulnerability understanding some of the critical issues at stake. opportunity, and enhancing security.16 (towards violence, external While Asia is a very diverse region and provides economic shocks, natural a lot of insight into different contexts, some refer- disasters), powerlessness and ences to Sub-Saharan Africa (SSA) are made, in Empowerment social exclusion. order to broaden the discussion of the issues and to consider the appropriateness of adopting par- Achieving access to, and accountability for, pub- ticular approaches. lic actions requires the collaboration of all groups of society. Specifically strengthening the ability of In order to arrive at a consolidated study, a proc- poor people to shape decisions that affect their ess consisting of several steps was instituted. lives and removing discrimination based on gen- A first draft, drawing on desk research, was der, race, ethnicity, and social status are central made by Gerster Consulting and shared with elements of facilitating empowerment. the partners involved. Based on their comments and additional desk research, a revised version was produced and presented to an international Opportunity workshop, jointly hosted by MSSRF and SDC in Chennai, India, on November 17–19, 2004, with Many material opportunities such as jobs, credit, a wide range of experts participating, including roads, electricity, water and sanitation are side grassroots practitioners as well as policy people. effects of economic growth. However, the quality That workshop resulted in a “Chennai Statement” of growth is crucial. Mechanisms need to be in (see Annex 4), containing the main messages in place to stimulate local opportunities and to com- a nutshell. Taking into account the insights of the pensate for potential losses during transitions. INFORMATION AND workshop, this definitive paper was published Expanding opportunity for poor people means COMMUNICATION and disseminated in 2005 jointly by MSSRF and making markets work better for them, working for TECHNOLOGIES SDC. their inclusion, and building up their assets. ICTs facilitate the creation, storage, management and dissemination of information Security by electronic means. This 1.2 Concepts definition includes radio, Increased security means reducing poor peo- television, telephone, fax, ple’s vulnerability to sickness, economic shocks, computer and the Internet. Poverty crop failure, unemployment, natural disasters, Newspapers and other print and violence, and helping them cope when such media do not fall under that The World Bank uses the standard of US$ 1 a misfortunes occur. This requires effective national definition but are strongly day to draw the line of extreme, absolute pov- action to reduce the risks, as well as building the influenced by electronic erty. At this level there are nearly 1.1 billion poor assets of poor people by, for example, diversi- means (online news etc.). people in the world. At US$ 2 a day the figure fying household activities, providing insurance approaches 2.8 billion13. Reliance on income mechanisms, or improving education and access terms alone, however, misses many facets of the to social security measures. everyday life of the poor and is therefore unsat- isfactory. In recent years, the understanding of poverty has undergone significant changes. It is Information and Communication no longer viewed as being restricted to material Technologies deprivation, but encompasses intangible aspects, such as lack of access to schooling or health care, Because mankind has long used technologies to vulnerability towards external events, or being meet its communication needs, one can argue excluded from decision making processes.14 that the omnipresent acronym of ICT has a his-

10 A Buddhist monk teaches users how to handle the computer in a village information centre of the Sarvodaya Shramadana Movement in Sri Lanka. tory as long as mankind itself. However, with Millennium Development Goals the advent of new technology, namely digitalisa- tion, ICTs have gained a more prominent status The Millennium Development Goals22 (MDGs) THE MILLENNIUM and are now sometimes divided into “old” and are the result of the many development confer- DEVELOPMENT GOALS “new” technologies, relying more or less on this ences that took place mainly in the 1990s. In 1 Eradicate extreme poverty technical distinction17. This paper defines ICTs as September 2000, at the end of the UN Millen- and hunger. technologies that facilitate communication and nium Summit, 189 countries signed the final dec- 2 Achieve universal primary the processing and transmission of information laration and by doing so committed themselves education. by electronic means18– digitalisation, therefore to a specific agenda for halving global poverty 3 Promote gender equality not being the criterion. This recognises the fact by 2015. They outlined a vision that offers the and empower women. that currently the most widespread ICTs are not opportunity to focus development outcomes and 4 Reduce child mortality. digital technologies, since radio and TV use pri- to coordinate efforts among stakeholders. The 5 Improve maternal health. marily analogue techniques19. And, especially MDGs have become a frame of reference for 6 Combat HIV/Aids, malaria in relation to poor people, these media have a almost all organisations working in development. and other diseases. significant potential and impact20. Technological They represent an agreement in the community 7 Ensure environmental convergence brings new devices onto the market to achieve measurable improvement in people’s sustainability. that will gradually render the distinction between lives. Three new aspects of the MDGs set them 8. Develop a global partner- old and new ICTs obsolete. apart from previous efforts. The MDGs are: ship for development. – quantitative and time bound targets – empha- Five characteristics21 describe these modern ICTs: sising systematic measurement; 1 Interactivity: ICTs are effective two-way com- – focusing on outcome – shifting the focus from munication technologies. inputs and sector specific work to cross-secto- 2 Permanent availability: the new ICTs are avail- ral approaches; able 24 hours a day. – emphasising the role of both developed and 3 Global reach: geographic distances hardly developing countries by making global part- matter any more. nership an explicit goal. 4 Falling costs: relative costs of communication have shrunk to a fraction of previous values. 5 Mutli-media: The digital ICTs permit the exchange of information in writing, sound and picture.

11 The United Nations General Assembly (UNGA) tial role in this respect. Their contribution can be 2005 will review the progress made by the world direct (e.g. greater availability of health informa- community in pursuing the MDGs. It is becom- tion, training of health personnel, giving voice to ing more and more obvious that at the current women, creating new economic opportunities) or rate of progress, many countries and regions will indirect (enabling good governance and trans- not reach the MDGs by 2015. Other risks include parency, supporting decentralisation processes). the mechanical adoption of specific indicators Whether as an important sector of economic and the neglect of sectors that do not have an activity, a platform for information exchange or explicit MDG goal. It is, therefore, important that a tool to implement applications, ICT can play a the MDGs are adapted to country and regional catalytic role as an enabler to development 23. conditions and include qualitative dimensions of development. When trying to assess the impact of ICT on the achievement of the MDGs, indicators are The eight MDGs, which comprise 18 targets needed. In view of the progress review of the first and 48 indicators, cover both income and non- five years since the Millennium Summit, different income related dimensions of well-being. Each of organisations have contributed to the setting up the first seven goals addresses a specific aspect of indicators. For Phase I of the WSIS, the UN ICT

ICTs have to serve the people. A village meeting of the knowledge centre (India).

of poverty, such as health or education. They task force presented a matrix for discussion and a need, however, to be viewed together, as they benchmark report is planned for Phase II. Apart are mutually reinforcing and aim to reduce pov- from the UN ICT task force, a report by the Interna- erty in all its forms. tional Telecommunications Union (ITU) examines specific issues of measuring access to ICT and it ICT is considered in the context of goal 8 on glo- proposes a number of ICT specific indicators for bal partnership: “In cooperation with the private each MDG24. It has been recognised that new sector, make available the benefits of new tech- indicators are needed, since limited infrastructure nologies, especially information and communica- is not the only obstacle to improving access to tions.” ICTs are tools for achieving social goals ICT. The report also discusses the monitoring of as spelt out in the MDGs and will play an essen- the WSIS objectives and comes to the conclusion

12 that many of the indicators are chosen because good governance and appropriate economic of the availability of data and do not necessar- and social policies. It also includes the adoption ily measure the extent to which individuals have of a deliberate poverty reduction strategy (PRS) access to, or make use of, technologies25. The and well designed pro-poor ICT regulations and ITU proposes a new indicator: the Digital Access policies. Index (DAI), which incorporates adult literacy This leads to two main questions that address and overall school enrolment besides infrastruc- indirect effects that are beneficial for poverty tural numbers, such as telephone subscriptions reduction: and different numbers on Internet access.26 1 How to mainstream ICTs (regulatory and pol- icy environment, sector, facilitator) in national poverty reduction strategies? Low income Asian countries & 2 What pro-poor ICT regulations and policies Sub-Saharan Africa (including free/open source software) are required for up-scaling ICT for poverty reduc- For the purpose of this study, the definition of low tion? income Asian countries (LIACs) was based on the regions as they are used by the UN Statistics An overall pro-poor enabling environment facili- Division for the reporting of the Millennium Devel- tates poverty reduction. Given a multidimen- opment Indicators27. The three Asian groups that sional understanding of poverty, the process of encompass South-East Asia (referred to as East- poverty alleviation will include the facilitation of ern Asia, Southern Asia and South-Eastern Asia) empowerment, promotion of opportunity, and the were all included, with the exception of countries enhancement of security. This can be done in a that fall in the upper-middle or high income class, number of ways. Due to the limited resources for and small island states. The focus is therefore on this study, each dimension has been reduced to 19 countries28, without any from the former Soviet one lead question, which addresses direct key Union or from the Middle East. For a full list of the effects of ICT on poverty reduction. countries refer to Annex 2, which also lists statisti- 3 How to give poor people a stronger voice at cal data. This region covers some 3.312 billion all levels of decision making by using ICTs? people, a little over half of the world’s popula- 4 How to enhance income generation by the tion. poor through ICT? 5 How to up-scale formal and informal educa- The countries of Sub-Saharan Africa (SSA) were tion of the poor by the use of ICT? defined in the same way, i.e. all countries of Africa except northern Africa, excluding all small Strong inter-linkages between empowerment, island developing states and/or countries in the opportunity and security are evident. A strength- high or upper-middle income group. Six hun- ened political participation of the poor will also dred and eighty-eight million people live in the affect opportunity and security. Moreover, some region of SSA. The list of countries can be found arbitrariness, as to where some issues are catego- in Annex 2. rised “best” cannot be escaped. For example, the area of education is seen here in the perspective of its contribution to security. It is obvious, how- ever, that education may also have considerable 1.3 Research framework impacts on empowerment and opportunity and could be subsumed there with valid reasons.

In order to realise the objectives of this study, a research framework was developed to sharpen the focus and to identify key questions. Evidence suggests that the effectiveness of poverty reduc- tion can be strongly enhanced by a pro-poor growth strategy, instead of following conven- tional economic wisdom that relies purely on high growth rates and the trickle down to the poor. Fostering pro-poor growth requires an overall supportive enabling environment, which includes

13 2 COMPARATIVE CONTEXT

THE TRADITION OF 2.1 Overall context some degree of anonymity, which facilitates the ORAL COMMUNICATION exchange of information on sensitive issues. Ear- IN AFRICA lier, when making a call with a fixed telephone There are a number of indica- The following paragraphs are based on the from home and especially from shops, the phone tions that the telephone is a insight that, ultimately, the specific technology set could not be moved. People could not talk preferred ICT in Africa: that is applied is less relevant than questions about personal matters over the phone without – “Rural communication about freedom of expression and inclusiveness, others hearing them. But now they can take the has largely been oral, outreach and sustainability29. The presented top- mobile set in their hand and move to a private whereby people expect ics are by no means exhaustive; they are rather distance and “do mobile”.34 The fact that various immediate feedback, […] illustrative in order to create awareness about ICTs enable anonymity has been mentioned posi- the telephone could there- issues that, in some cases, were found to have tively in several projects dealing with HIV/Aids. fore be the technology of been relevant to the application of ICT. At the Sexuality is very often associated with taboos; choice for the future as same time, it should always be kept in mind that confidential counselling over telephone hotlines it embraces the African in the end the technology is used by people; for or anonymous interviews with HIV positive indi- mode of communication.” them less tangible issues, such as motivation or viduals address many taboo issues on the levels – “Generally, many Africans preferences for certain ICT,30 are often more rel- of individuals or communities.35 Furthermore, would prefer to consult evant. Most of the specific indicators that are pre- taboos are influenced by gender: a study regard- colleagues or friends sented, are listed in Annex 2 under relevant data. ing use of the Internet conducted in several Afri- rather than visit a library All the sources are provided there as well. can countries found that “school girls primarily or documentation centre.” used the Internet to research for information that – A certain preference for Culture can be described as the shared knowl- is banned or taboo in their cultures.”36 Another phone communication in edge, values, beliefs and history of a group of gender biased taboo is reported from , Africa can be deduced people. An important element that influences where a woman visiting an Internet cafe by her- from another study that culture and is also key in ICT use, is language. self is “undesirable practice”.37 Taboos, therefore, cited a statistic stating that Both Asia and Africa have a large number of lan- relate not only to content but also to access. 86% of people surveyed guages, and not all people can communicate in had used a telephone in English. (For Asia the numbers given are 2,197 From the point of view of ICT, the relevance of cul- the past three months. This languages spoken with about 20% of the popu- ture is expressed in the term “localisation”, which is is remarkable, since the lation being able to communicate in English31.) often cited as a key requirement for the successful sample was well balanced But while in Africa most scripts are based on the use of ICT in poverty reduction. Localisation can in respect to different Latin/Roman alphabet or Arabic script (with the happen with respect to a number of issues, such criteria. exception of the Horn of Africa), the situation is as language, social or organisational structures more complex in Asia, where Arabic, Indian, Chi- and content38. Community media39are key ena- Sources: Nyaki Adeya, nese, Japanese as well as other scripts exist32. blers of localisation, since they provide informa- McKemey et. al. in Batchelor These not only have technical implications, but tion that cannot be accessed through mainstream et al., 2003 they also have effects on the way information is media. They know a community and its informa- classified.33 tion needs and can serve them best. However, they also rely on other media as sources of infor- Closely related to the question of language are mation. Data on daily newspapers is scarce and the preferred modes of communication. Some even more difficult to obtain for comparison over scripts have not changed over hundreds, if not time. For the period 1990 to 1999, a decrease thousands, of years, which means that today’s in the number of daily newspapers per 1000 people are still able to read old documents. On people was observed for 2 out of 3 countries in the other hand, there are languages that have no the Asian region and for 4 out of 5 countries in script, which means that passing on information SSA40. In 2000, 4 countries in the Asian region relies on oral traditions. In the end, new technolo- had fewer than 10 daily newspapers per 1000 gies have to fulfil the human need to communi- inhabitants. In SSA, more than half of the coun- cate and, as the following example shows, the tries had fewer than 10 daily newspapers per different features that modern ICT offers can be 1000 inhabitants.41 Though these numbers give used imaginatively to create new modes of com- no indication of the diversity of sources and own- munication. ership or the people’s exposure to the media, they are an indication of information available Another important element of culture are different on local issues and in local languages.42 taboos: not all issues can be discussed in public. In this respect many of the new technologies offer

14 Ghana vs. . A comparison 1975–2002

Country 1975 2002 2002 Poverty Poverty Annual per capita (GNP per capita (GNI per capita (GNI per capita in (share below (share below growth rate 1995 US$) US$) PPP terms US$) US$ 1/ day) US$ 1/ day) 1965–98 Ghana 411 270 2000 36% (1992) 29% (1999) –0.8% Thailand 863 1980 6680 33% (1988) 16% (1999) +5.0%

Source: World Bank, World Development Report 2004; World Development Indicators 2000; UNDP, Human Development Report 2000

The economic and political setting, the immedi- ment of public affairs. The links between gov- ate natural and social environment, such as cli- ernance and poverty can be seen in the vicious mate, vegetation, and ethnic or religious groups circle created by bad governance: it leads from have a direct effect on people’s livelihoods. They imbalanced power to exclusion, which in turn determine how people can earn their income. reduces the capacity of marginalised people and Serious constraints imposed by soil and climatic their social and economic organisations to gain conditions, in particular in SSA, and their impli- access to resources and this results. Full political cations for communities and cultures can hardly participation is one of the three key elements that be overcome by innovative policies. Such policy constitute the polity index. This number describes constraints will persist in the future, together the degree to which a country is either autocratic with an unfavourable international environment (–10) or democratic (10). Almost half of the Asian shaped, in the age of globalisation, according countries (44%) have a negative index: all of to the priorities of the rich countries. Having said them between –6 and –9. The countries that have that, differences in governance and policies can- a positive index display a wider variety, with half not be overlooked43: of them having an index of 8 or more. The situa- – In SSA, the countries are only a few decades tion is more difficult in Africa, where four coun- old, their boundaries have been arbitrarily tries have transitionary situations in their govern- drawn by the former colonial powers, per- ments and 50% have a negative index. CREATIVE sonal loyalties dominate politics to a consid- COMMUNICATION erable extent: in a nutshell, nation states are A key factor when describing the broader context In mobile phone often weak. In Asia a strong national leader- is the distribution of the population in rural and users start establishing a cul- ship, committed to implementing a vision, is urban areas. Living conditions for the two differ ture of “miss calls”: “Me and much more widespread. drastically, but while poor people often live in Ahmed have an understand- – In an Asian context, this situation translates remote areas, it is estimated that in the poorest ing between ourselves about into self-conceived mixes of market and inter- countries as much as half the urban population communicating with mobile ventionist policies, a priority assigned to lives in absolute poverty, with the numbers grow- phones using miss calls. rural development involving taxing farmers ing. The urban population of the South is expand- When either one of us gives and supporting rural re-investment, pro-poor ing at double the rate of the overall population44. a miss call that means ‘I am redistribution (land reforms) a relatively equal Urban areas are often associated with Western at home, where are you?’ If income distribution, and investment in educa- influences, while in rural areas more traditional given two miss calls at one tion, including women. In SSA weak govern- communication prevails. time it means ‘I am at your ance often dominates: for decades farmers house, where are you?’ If were taxed to keep urban consumers happy, Ahmed gives three miss calls no substantial redistribution corrected gross at a time that means ‘I am income inequalities, and investment – e.g. in 2.2 The challenge of MDGs standing before the shop at education – remained insufficient. the entrance of your street. Come out.’ and I won’t make Good governance is now seen as a fundamen- Human development mapping for Asia shows mistake responding with a tal factor for development. Governance focuses overall progress with respect to poverty reduction single miss call that means on the interaction between the state, the private over the past two decades45. More specifically, ‘Right away!’” sector and civil society and should enable a par- the progress report 2004 on the MDGs shows ticipatory, equitable and transparent manage- that the Asian region is on track for the first tar- Source: Chakraborty, 2004

15 School children spend their Parallel to the increased complexity of human lunch break in the communication the term has also changed knowledge centre of its meaning and different concepts of lit- Embalam (India). The eracy have been developed, among creation of the knowledge them computer literacy. There are centre has been facilitated various definitions for each con- by the MS Swaminathan cept, most of which include Research Foundation. the two elements of being able to understand and to use text/media/pictures.47 Literacy, as it is measured for the MDGs (both sexes, between the ages of 15 and 24), is generally good in Asia, with only five countries having a rate between 50% and 80%; all the others are above 90%. In Africa there are some countries that have a literacy level below 50%.

Together with illiteracy, gender is key criteria of poverty. A majority of the poor are women. Furthermore, the negative implications of change often affect them disproportionately: environmental degra- get of reducing poverty by half (SSA shows no dation increases their workloads; migration and CHRONIC POVERTY IN change in this respect). Reliable and up-to-date consequent changes in family structures add to LIACs & SSA data is rare. However, in four out of the fourteen their burden. Any poverty reduction effort must, While chronically poor countries that have some figures, more than a therefore, be gender sensitive. Since women’s people are found in all parts third of the population lives below the US$ 1 per disadvantages are often closely linked to their of the world, the largest day line. Two of these countries are Bangladesh lack of participation in decision making, the pro- number lives in South Asia and India, which might account for the fact that, portion of seats held in parliament is some indi- (135–190 million). The in spite of unprecedented progress, the continent cation of their status. With the exception of two highest incidence is in SSA, still accounts for three quarters of the world’s parliaments, where women hold 26% and 27% where 30–40% of all present poor. of the seats, their representation throughout the “US$ 1/day” poor people Asian region is lower than a quarter. In almost are trapped in poverty – an With respect to the key issue of education, two half the countries their representation is even estimated 90–120 million indicators46 of the MDGs are interesting: net 10% or lower. In Africa, three countries have a people. East Asia has sig- primary school enrolment and the literacy rate. third or more women holding seats in parliament. nificant numbers of chroni- Asia is on track with respect to universal primary Rwanda is leading the world ranking (before all cally poor people, between schooling: all countries have more than 80% Scandinavian countries) with 45%. However, 55–85 million, living mainly enrolment in primary education; three coun- almost half of the countries have 10% or less. But in . tries have even more than 90%. There is some a more empowered woman who is knowledgea- progress in SSA in this respect, even though much ble and confident empowers those around her by Source: Chronic Poverty remains to be done: 20% of the countries have facilitating decision making processes at various Research Centre 2004 less than 50% enrolment in primary education. levels48. Benefits from ICT, through distance edu- However an equal proportion has over 80%. cation for example, affect not only one person, but through her49 reach larger groups. Literacy has also been said to be a major devel- opment issue for the 21st century and is also highly relevant for effective ICT use. However, when speaking of literacy what is often meant is verbal literacy – the ability to read and write.

16 2.3 The ICT context have some degree of competition; generally the FAVOURABLE ICT ISP area is more competitive than telephony. POLICIES ON A In addition to good governance, which has been REGIONAL LEVEL discussed under paragraph 2.1, press freedom is ICT infrastructure and use have been growing ICTs are increasingly inte- another indicator that has an important influence explosively, even in developing countries. The grated into the development on the potential impact of ICTs. On a scale from growth is such that, in relative terms, the gap programmes of African coun- 1 (absolutely free) to 100, only around 10% of between rich and poor countries is closing – e.g. tries. On a regional level the the countries in both regions have a free press. with respect to Internet use and telephone pene- priority of ICT is confirmed Considering that this index claims to measure tration. Over the last 25 years, the latter has been by their prominent position in the degree of freedom in the flow of information expanding faster in low income countries, and the NEPAD. NEPAD estab- (rather than press responsibility), this is a major considerably faster in middle income countries, lished the e-Africa commis- hindrance to the effective use of ICT. With regard than it has in high income countries52. Develop- sion, which is responsible for to the remaining 90%, the proportional distribu- ing countries now account for 49% of total tel- developing the NEPAD ICT tion is similar for both regions. Asia is lagging ephone subscribers in the world – up from 19% in programme and implement- slightly behind, as there are two countries (Myan- 1990. There is reason to believe that this growth ing its projects. Recognising mar and North Korea) with a value of over 90, has made some contribution, however modest, to the need for a strategic while in Africa no country has a value of over 90. the achievement of the MDGs. approach in the extension Also the amount of a partly free press is higher in of infrastructure and promo- Africa (32% versus 24% in Asia). However, in absolute numbers the situation is still tion of ICT use, e-policies bleak: Only 23% of Asian countries have more and strategies are one of the Regulation is needed for telecommunications, than 200 radios per 1000 people, 55% have priority areas of the commis- broadcasting and the Internet. Universal serv- fewer than 100 phone connections per 1000 sion. ice and competition are based on an adequate people and, apart from Thailand, no country regulatory framework. The creation of an inde- has more than 50 people per 1000 who use See: http://www.nepad.org pendent regulator is seen as one of three key ele- the Internet. There are some notable differences ments in reform programmes50. Data on national between the two regions. While Africa is lagging regulators is not available for all countries, mak- behind Asia in respect of phone lines and Internet ing the following numbers indicative rather than users, it has a much higher number of radios. The descriptive. Out of all countries in Asia, a third average for the region is 238 per 1000 peo- have an independent regulator. Looking only at ple, while in Asia it is only 145. Half the coun- TELEPHONY IN countries for which information is available (i.e. tries in Africa have more than 200 radios per SUB-SAHARAN AFRICA nine out of nineteen countries), the percentage 1000 users. In spite of the impressive growth of – Sub-Saharan Africa has goes up to two thirds. In Africa more than half mobile phone lines in Africa, the total of phone about 10 per cent of of the countries have an independent regulator. lines is still very low. At the end of 2003, 52 mil- world’s population (626 Where regulatory environments for certain media lion Africans had a mobile phone, about twice million), but only 0.2 per are absent, other options have to be considered: the number of fixed-net phones. If South Africa, cent of the world’s one “In the absence of local community radio in India, which has over 400 lines per 1000 people, is not billion telephone lines. cable audio is worth exploring as a viable option taken into account, the average for the region is – Fifty per cent of the avail- to teach people in their homes. Cable also opens 39 phone lines per 1000 (the number goes up to able fixed lines in Africa up interesting possibilities for video and multime- 47 if South Africa is included). are concentrated in capi- dia.”51 However, such an option will bypass the tal cities, where only ten people in poverty who would be the prime audi- Infrastructure is also a key issue in measuring per cent of the population ence of community radio. progress with respect to the MDGs. In its World lives. Telecommunication Report 2003, the ITU dis- – In 2001, the ITU reported A direct benefit from efficient regulation is com- cusses the indicators to help measuring target 18 about 350,000 public petition, which is important for enabling better of the MDGs53. All of the three indicators used are telephones in the whole services and prices that are affordable for poor focused on infrastructure. Differentiating between of Africa, of which only people as well. Competition varies widely not economies that are getting richer and those that 75,000 were in Sub-Saha- only between countries, but even within a country are getting poorer, the report looked at the respec- ran Africa – or about one there are different situations, depending on the tive ICT performances between 1990 and 2001. for every 8,500 people, service offered. Only a minority of the countries It found that for fixed-line networks the richer had compared to a world have full competition in all three areas of local a growth rate that was almost three times that of average of one for 500 services, international long distance calls, and the poorer. For mobile networks the poorer had a people. Internet service providers (ISP). Most countries marginally higher rate than the richer economies; for Internet services the richer were in the lead Source: ITU

17 again, though not by as much as for fixed lines. differences in Africa are much higher (between The ITU proposed that the role of the state is the US$ 0.02 and 0.43), resulting in an average that critical factor in explaining the difference in per- is also far higher than in Asia (US$ 0.11 com- formance: For historical reasons, the government pared to US$ 0.03). The financial implications is usually closely involved in fixed-line telecommu- of making local phone calls are therefore much nications (through state-ownership of incumbents higher in SSA. and regulation). It is not so involved in mobile communications, where the private sector usually The reasons for the higher phone costs of inner plays the dominant role, typically in a more com- African connections are mainly due to monopo- petitive environment. Internet is half way between listic prices. While international telecom rates are not fixed based on distances, in the case of Africa the post-colonial routeing of intercon- tinental detours via Paris and London adds to the unfavourable cost level. As an example54, an inner-African phone call from Porto Novo (Benin) to Lagos (Nigeria), with an air distance of 86 km, costs around US$ 1 per minute – it passes through Paris and London making a dis- tance of over 10,000 km overall. The costs for comparable international calls between Calcutta (India) and Dhaka (Bangladesh) with a distance of 242 km or Chennai (India) and Colombo (Sri Lanka) with a distance of 600 km vary between US$ 0.24 and US$ 0.4055. Even cheaper than that are inner-European calls: between Geneva (Switzerland) and Lyon (France) – a distance of 114 km – a one minute call costs US$ 0.09.

Infrastructure is a prerequisite for access to ICT.56 Social and/or personal barriers do not matter if there is no infrastructure to be used. On one A centre to „eradicate the digital divide“ in front of the Kataragama milk temple hand, infrastructure refers directly to ICT (e.g. the in Sri Lanka. number of radios/TVs/PCs that are available per 1000 people). On the other hand, it also includes prerequisites for the use of ICT, such as electricity. the two, with the state often involved in provid- Furthermore, roads and railways or schools and ing the dial-up network, but the private sector hospitals, as well as a number of other measur- involved in acting ISP. able elements, “have all been seen as essential precursors to, or components of, growth and However, the backbone of ICT infrastructure is development.”57 beyond national reach, though it is still relevant for, and influences, national policy making. A combination of indicators has been integrated Within Africa, a regional telephone and Internet into the newly created digital access index (DAI). network only exists in a rudimentary form. Africa While it “deliberately omits variables subject to lacks the financial means to install direct con- qualitative judgment such as the regulatory envi- nections, even though detours are extremely ronment”58, it acknowledges that it takes more expensive. The African users are fully charged than infrastructure to enable access and gives for the costs of cable capacities and connec- weight to affordability and education. When tions. African telephone companies annually pay looking at the regions in terms of the DAI, almost US$ 400 million to European and North Ameri- all countries (with the exception of a few island can providers for internal African connections. states, and and Macao These costs strongly influence effective access as special regions of China) have a DAI of less and are reflected in differing costs of local phone then 0.5 (with 1 signifying highest access). Out calls in the two regions. While in Asia no country of the 55 countries that are classified as having charges more than US$ 0.07 for three minutes, least access, eight are in Asia and 42 in Africa.

18 TEN REASONS FOR NGOs TO USE FREE/OPEN SOURCE SOFTWARE (FOSS) NGOs should take a closer look at FOSS, because 1 They need stable quality software that is tailored to their needs. 2 They can determine when they need changes or an update. 3 Its acquisition costs are lower (regarding training and administration costs there is no agreement). 4 It empowers computer users and encourages them to cooperate. Figure 2: Digital access worldwide high (0.7–1) 5 It multiplies skills. (Source: ITU) upper (0.5–0.69) 6 It creates local jobs. 7 It provides more security. medium (0.3–0.49) 8 NGOs receive and dis- low (0–0.29) seminate a lot of informa- tion. Ideally they are able (1 equals highest access) to access information in digital format without hav- ing to break the law or Apart from Lao PDR and Bhutan, only African the use of FOSS61. Seven Asian countries have spend money to purchase states have an index of 0.15 and less. The above a number of policies proposed or approved that the relevant applications. map shows the worldwide extent of the DAI, with deal with the issue of FOSS. In Africa there are 9 Freedom in its many darker colours symbolising better access59. only two countries that do the same.62 Further- forms is fundamental to more, a regional initiative in Asia plans to create much NGO work. In the The potential for local adaptation and cost effec- a northern-Asia open-source operating system. software world it is a real tiveness are also important. It is for this reason This involves China, Korea and Japan63. How- option and can be taken that there has been growing interest in exploring ever, these numbers say nothing about private with some efforts. policies and capacity building strategies in sup- initiatives, which are considerably higher. Worth 10 It includes an ethical com- port of free and open source software (FOSS)60. mentioning as an example in this context is the ponent. If NGOs do not It is of special relevance to poverty reduction. translate.org initiative, which has expanded from subscribe to the principles FOSS provides opportunities for tailor-made solu- South Africa to Uganda64, and FOSSFA, the of sharing freely – then tions, training and career opportunities and for Free and Open Source Software Foundation for who will? dealing with budget cuts. There are a number of Africa, which supports and promotes open source countries in which governments (usually different software in Africa. Compilation based on ministries, but also some local entities) encourage Noronha, i4d, Vol. II, No. 10

19 3 ICT FOR POVERTY REDUCTION

TEN GOOD REASONS 3.1 Introduction to the urban poor”71. This similarly modest overall WHY THE INTERNET assessment also points to the fact that there are BYPASSES THE POOR differences between the urban and rural contexts. Poor people face a number Several case studies, spanning the African and It should not be overlooked that “there is a natu- of obstacles to using the Asian continents have found concrete evidence ral tendency for technology to benefit the rich Internet: of the impact of the use on ICT on poverty reduc- and the already well-endowed, as they are better 1 A low literacy rate sets tion65: equipped to assimilate and take advantage of the limits to using a medium – One World International/Op de Coul used technologies”72. that requires specific the framework of the World Development literacy. Report 2000/2001 and worked with the If technological progress is to benefit margin- 2 The information needs of concepts of opportunity, empowerment and alised people, targeted pro-poor efforts are rural and urban poor dif- security. Op de Coul found the first two con- required. The extensive global debate on ICT4D fer from the information cepts to be most relevant: Computer skills and the role of ICTs in poverty reduction is in accessible on most of the increase people’s opportunities with regard stark contrast to the very limited on-going activi- existing websites – rel- to education and employment. Furthermore, ties in marginalised poor rural and urban areas. evant content is lacking. they facilitate empowerment on different lev- Often the political will for pro-poor regulations 3 Available content may els (individual, organisational, national) and and policies is weak. Reaching the unreached73 not be accessible in the increase the efficiency of organisations. With is still the exception, not the rule. Telecentres, required language – 70 respect to the influence of the wider context, multi-media and public access information cent- percent of the websites she concluded that the political environment, ers are few in number, are dispersed, typically are still in English. as well as the status of infrastructure, was able to offer minimal local content, and have 4 Existing software, includ- most favourable in Central America. Circum- often have sustainability problems. Initiatives ing search engines, is stances were less favourable in South Asia other than telecentres are still relatively rare. In targeted towards the and least in Africa.66 some regions, privately run-phone shops which needs of better-off people – InfoDev/Batchelor used the framework of the also often offer fax and Internet services have and regions. MDGs and found most impact with respect been growing. However, while they are often 5 There is limited connectiv- to MDG 8 – which is not surprising, consid- used by poor people for communication services, ity in rural areas. ering that it includes the only explicit refer- they do not provide development content and 6 The poor suffer from bar- ence to the use of ICT. Considerable impact rarely strengthen the capacities of poor people riers in mobility to reach has also been made on MDG 1, specifically to use these services to facilitate empowerment. centres. for Target 1. Goals 2, 4, 5 and 6 have been Up-scaling the positive, project-based experience 7 The poor cannot afford furthered through such indirect contributions at programme (sector and/or regions) and policy sufficient time and incur as increased information access, and social level is thus more urgent than ever. income losses to attend mobilisation67. training. Poverty reduction is the result of complex proc- 8 Costs of hardware, In contrast to these positive but selective refer- esses. “The central lesson learned […] is that it software and connectivity ences, sector-wide or region-wide assessments of is counterproductive to look for direct impacts of are still considerable for the ICT contribution to poverty reduction hardly specific ICTs on specific poverty conditions. The poor people. exist or remain vague68. Assessment of the effect most promising poverty reduction processes often 9 The poor lack knowledge of ICT on poverty reduction efforts is usually done arose from combinations of different media and of how beneficial and with respect to some indicators, ideally defined channels of communication; and these processes powerful the Internet before project implementation, even though it are often indirect and subtle, mediated through could be in their hands. has been found that this was often not the case69. different social networks, organisations and atti- 10 Marginalisation by ethnic- Apart from methodological problems of assess- tudes”74. An alluring prospect is the often repeated ity, caste or gender may ment and attribution, other limiting factors sug- phrase “leapfrogging the traditional stages and add to the barriers. gest that greater access and use and hence cycles of progress”75. Not only is progress rarely direct impact of modern ICTs has been “largely a one-dimensional, linear matter, which can be Compilation based on Banuri restricted to the urban elite and large businesses. sped up or slowed down by one variable such in UNDP/APDIP 2003; Beyond this, it is difficult to discern significant as modern ICT, but supporting infrastructure and Slater/Tacchi (A) 2004; direct impacts on human development”70. It may human capacity are key if tangible results are to own research be assumed that a number of indirect impacts be achieved. The provision of such infrastructure occurred because of the expanded use of ICTs by and capacity building requires time and other government, the private sector, and civil society resources, but it is necessary if the benefits of entities. More specifically, “ICTs are not yet play- telemedicine or distance education are to have a ing a major role in getting livelihood information noticeable impact.

20 3.2 Crosscutting themes e.g. about the services of government administra- tion, or earning additional income raises the sta- Gender equality tus of women and increases their self-confidence. UNESCO reports, in relation to telecentres, that The crosscutting concern of gender equality is communities or individuals somehow became based on the fact that the majority of the poor are empowered to operate outside of their traditional women. Gender equality refers to equal opportu- spheres of activity78, or to challenge restrictive nities, life chances, rights and responsibilities for social norms. None of the male users mentioned women and men. Promotion of gender equality any change in terms of raised confidence, while is not only concerned with women’s issues, but every female user mentioned that one of their with broader social relations requiring action to major changes has been this increase of self-con- be taken by both women and men. An essential fidence.79 requirement for gender equality is that women participate in decision making and political proc- esses on an equal footing with men. In order to Sustainability achieve this participation, empowering women is crucial. A sustainable project or institution will be able to continue to deliver benefits in the long term, Several pilot programmes confirm the positive even after external assistance has lapsed. Sus- potential for gender equality if ICTs are delib- tainable development considers the sustainability erately used for improving the gender balance. of the development process holistically, taking This involves reaching out to women as well as into account the economic, social and environ- enabling them to be empowered. The case of mental dimensions of development. In that way Grameen village phone demonstrates greater the sustainability concern is multidimensional, usage by women where women themselves are relates to the context, and is dynamic over time. the ones to sell phone services, undertake out- Different stakeholders may have a different vision reach or consultations with other women. The sell- of sustainability. Criteria to assess sustainable ing of phone services has also created a new live- outcomes should be set in a transparent and par- lihood and empowerment opportunity for women ticipative way. in rural Bangladesh76. The approach of adopted Key questions related to the three dimensions of by MSSRF in its knowledge centres is described sustainability: as being pro-poor, pro-women, and pro-nature. – Economic sustainability: How is the financial The experience of MSSRF in improving the gen- viability of ICT components in development der balance in a rural Indian context has been a programmes ensured? How can commercial very positive one77: Having relevant knowledge, initiatives be developmentally upgraded? Are

Women of the fishing village of Veerampattinam (India). The knowledge centre is managed by the villagers themselves, and only minutes after the first Tsunami wave they had warned the local people. Many houses and boats were destroyed. The death toll of the people could be kept at a low three.

21 tiative, while others have developed them in the context of securing concessional HIPC and IDA funding. Almost 50% of the LIACs have a PRS in place, whereas in SSA the majority do (almost 70%). In the African region the share of eligible countries for concessional finance is higher than among the LIACs. Beyond the question of facilitat- ing access to resources for implementation, the PRS indicates a country’s commitment to reduc- ing poverty. On the basis of a description of the country’s macroeconomic, structural and social policies they outline programmes to promote growth and reduce poverty.

Many countries have begun to develop and implement national ICT or e-strategies (over 90 developing countries, with over 35 of them being A TV-antenna is being repaired in a slum area in Africa alone) to promote the development of (Sri Lanka). ICT infrastructure and put in place the conditions and capacities to foster its use and stimulate local content development, services and support the commercially viable parts separated from priority initiative.80 However, few countries have the economically non-viable but public inter- effectively mainstreamed ICT into poverty reduc- est parts (microfinance pattern!)? tion strategies.81 Increasingly, there is growing – Social sustainability: Does (community) own- agreement that this is a priority and that there is a ership extend beyond a few individuals? Do need to mainstream ICTs in PRS as a tool, but not staffing conditions (including volunteer reli- an end in itself. ICT strategies must remain sub- ance and competitiveness of employment con- ordinate to broader PRS82, which again should ditions) permit a build-up of knowledge with be part of an overall macroeconomic framework a longer term perspective? Does the political supportive of development with equity. “The need environment provide a stable overall context? to embed ICT interventions in a broader develop- – Environmental sustainability: Do the activities ment policy framework is critical, since by them- cause any environmental damage? Are there selves ICTs can widen inequality and strengthen any intergenerational concerns where the the already privileged and powerful as easily next generation(s) will have to pay for today’s as they can do the opposite.”83 As an example, benefits? “Bhutan’s development is guided by the philoso- phy of Gross National Happiness, emphasising a balance between material well-being and the spiritual, emotional and cultural well-being of the 84 3.3 Poverty reduction individual and society.” Such a national vision can also be used to make a clear link to a focus strategies and ICT on achieving the MDGs.

Many of the more recent PRS include ICT as a strategic component.85 This means that they dis- Lead question cuss them as an independent item, which can be How to mainstream ICTs (regulatory and pol- taken as an indication of a government’s aware- icy environment, sector, facilitator) in national ness of the variety of issues at stake for a suc- poverty reduction strategies? cessful use of ICTs. It is the basis for broad and integrated ICT policies, which do not only come For many poor Southern countries, particularly from particular fields or applications, but which the least developed countries, (LDCs), the devel- relate to wider, national concerns. In the inter- opment of national poverty reduction strategies ests of effective poverty reduction, the use of ICT (PRS) have become a priority in recent years. should become an integrated part of the design Some started to work on a PRS on their own ini- and implementation of any PRS.86

22 In mainstreaming ICTs in PRS, three dimensions tions are not (yet) fulfilled. so the added value of A VOICE OF THE POOR can be distinguished: ICTs in the PRS process has been limited aside IN THE PRSP PROCESS – How does the government shape the enabling from the its information sharing role. Panos South Africa has taken environment for ICT applications, in particular an initiative to ensure that the those with a pro-poor orientation? voice of the poor is heard – How does the government perceive the devel- in the monitoring of PRSP. opment of ICT as a sector of the economy 3.4 Pro-poor ICT environment Village meetings have been in relation to poverty reduction objectives, held in Kalomo – an area of including hardware manufacturing, the soft- Zambia badly hit by drought ware industry, and related outsourcing busi- and food insecurity – and Lead question ness? interviews and discussions What pro-poor ICT regulations and policies – To what extent is ICT used to facilitate the were held with community (including free/open source software) are design and production, as well as the imple- members, local government required for up-scaling ICT for poverty reduc- mentation and monitoring, of the PRS in a and councillors. Most had tion? participatory way? not heard of the PRSP or its process. Three radio pro- Shaping a pro-poor enabling environment is a The national regulatory environments for ICT grammes have been made priority for ICT. Without clear leadership and are based on national visions of challenges, and a TV debate was organ- appropriate regulations and policies it will be dif- approaches and priorities that are absolutely ised with representatives ficult to harness ICT for poverty reduction on a crucial for success.88 However, in many cases, from the Programme Against significant scale. One of the five key questions of ICT regulation is not part of the solution but part Malnutrition, members of this study is exploring how this concern can be of the problem. An overview on the actual state parliament, Ministry of Agri- taken further (see chapter 3.4). of ICT regulations and reforms can be found in culture and the World Food ITU documents89. Governments committed to pov- Programme. No direct impact ICT as a sector of the economy has gained in erty reduction as a top priority should explicitly on the PRSP is reported. But importance, particularly in the Asian context. mainstream it in regulations and policies relating further media coverage will Exports of ICT hardware or software create jobs. to ICT.90 When allocating a frequency spectrum, follow and may influence the In the framework of a poverty reduction strategy, regulating market entry, interconnection, tariffs PRSP update in future. ICT as a sector can become relevant if it is inte- and anti-competitive behaviour, the government grated into an inclusive overall education system is supposed to include a pro-poor window. The Source: Gerster/ that also gives a chance to underprivileged peo- government can provide incentives for the private Zimmermann (B) 2003 ple and regions, the software sector also serves sector to take initiatives that it would not otherwise the needs of the national economy and helps to take. There are a number of options for moving reduce the cost of developing ICT applications, into the direction of targeted pro-poor policies: and it stimulates the development of ICT-enabled – Freedom of expression: A clear and enforced public services, which can be extended to reach legal framework should include respect for the poor. Moreover, for countries exporting ICT freedom of expression, diversity and the free services, rules and regulations of immigration into flow of information. This is a necessary, but importing countries are important. When discuss- not sufficient, condition; to achieve pro-poor ing PRSPs with donors – as potential importers outcomes it has to be combined with targeted of ICT services – the movement of persons and pro-poor policies. the donors’ position on the General Agreement – Building up an independent regulator: A on Trade in Services (GATS) negotiations should clear and enforced legal framework for be put on the agenda, with a view to facilitating ensuring transparency and accountability, market access. which should include an independent regula- tor with reasonable capacity as well as finan- The role of ICTs in the PRS process itself depends cial resources to comply with its mandate is a on the policies and practices for participation of necessary but not sufficient condition for pro- decentralised parts of the administration, of civil poor outcomes. society, and the private sector87. Provided that a – Competition in ICT infrastructure provision, culture of participation is in place, the poor can including the last mile, is key. A competitive only use ICTs to voice their concerns and visions system contributes to faster fixed line growth, if infrastructure, connectivity, and capacity are higher productivity, and increased quality. Evi- there. In practice, in most of the economically dence of its impact on prices, net employment weaker countries in Asia and Africa, these condi- effects and capital investment is less clear-

23 cut91. A competitive environment, instead of level institutions; (b) the representation of a government monopoly, is conducive to, but grass roots level institutions on regulatory not a sufficient condition for, achieving pov- bodies; (c) fast-track licensing for innovative erty reduction outcomes. It should be associ- solutions such as Voice over Internet Proto- ated with investment in service development, col (VoIP), Wireless Fidelity (WiFi) and Very including local content to drive the demand Small Aperture Terminal (VSAT), and licens- for infrastructure. ing of community-based electronic media, in – Application of cost-effective and locally particular broadcast radio. adaptable tools such as free/open source – Enabling community radio: (1) The legal frame- software (FOSS): FOSS is cost efficient, allows work should provide a three-tier system for for flexible adaptation to specific needs (such broadcasting: public radio, commercial radio as translations into local languages), and and community radio. (2) Government sup- reduces dependence on foreign firms. It does port and policies should clearly recognise and not create barriers for local ICT experts but promote the special role of non-profit commu- rather strengthens their training and keeps nity broadcasting for, by and about the com- jobs in the country. Applying open source in munity. They should be included in their own the public sector and encouraging its applica- communication strategy and allocated funds tion in the private sector and by civil society accordingly. More specifically: (i) the not-for- are important steps.92 profit character of community radio should be – Pro-poor licence obligations for service pro- honoured in taxation law; (ii) open and partici- viders and operators: Licences should include patory decision making processes need to be specified obligations on how to contribute to assured, in order to allow for a fair allocation the implementation of the universal service of the frequency spectrum to all broadcasters; objectives and reduced rates for all commu- (iii) as a source of revenue, community radio nity ICTs, including community radio and an must be granted permission for commercial e-rate for public schools, libraries, hospitals, advertising to an appropriate extent. and other public institutions. – Making rural telephony profitable by support- The importance of an enabling ICT environment ive policies:93 These include: encouraging is widely recognised. For example, the Interna- rural coverage by charging the calling party tional Institute for Communication and Develop- rather than the receiving party; allowing ment (IICD), on the basis of their extensive field higher rural tariffs to cover costs and asym- experience, strongly argues in favour of embed- metric interconnection rates for terminating ding ICT-related activities in an enabling environ- rural calls that enable rural operators to make ment in order to influence the sector.95 IDRC96 has money from the often substantial incoming tel- launched a global initiative for Pro-Poor, Pro-Mar- ephone traffic to rural areas. ket ICT Regulation and Governance. The initia- – Universal service fund (USF) ensuring an effec- tive is to provide: (1) training for policy makers, tive service provision: In order to compensate regulators and researchers, (2) research support for supply-side and demand-side market fail- in government and outside, (3) advocacy and ure, a national USF should be established to coalition building, (4) regional and international ensure an effective service provision, includ- networking. ing local content in local languages for all. The fund must be transparently administrated Establishing pro-poor regulations and policies is by an independent regulator/body, financed one thing, implementing them is an even greater by a levy on the operators and possibly by challenge. The outreach of implementation is overseas development assistance (ODA). closely linked to the overall situation of govern- Independence and transparency are essen- ance. Poor people are in danger of becoming vic- tial prerequisites for creating trust and good- tims of corruption. Given such a divide between will also on the part of those who are taxed. policies and practices, rules and regulations in Different subsidy mechanisms may be used, favour of the poor would be among the first to be including least-cost subsidy auctions94. disregarded. Where there is political will behind – Creating space for local initiatives and poli- an enabling ICT environment, targeted measures cies: Deregulation in favour of local commu- on the institutional side can be taken to enforce it, nities can strengthen the local level by, inter strengthening particularly an independent regu- alia: (a) licensing of air waves to grass-roots lator and competition.

24 3.5 Empowerment: and rights are different clients in service delivery. ICT and political Citizens who cooperate in an organised way at the village level or nationally, like the Self- participation of the poor Employed Women’s Association (SEWA), gain leverage in public and political processes. The use of ICT to strengthen poor people’s voices is not primarily an e-government project; it rather Lead question: serves to strengthen civil society in pressing for a How to give poor people a stronger voice at all levels of decision making by using ICTs?

E-government harnesses ICTs for the government’s work processes, information sharing and service delivery. Potential benefits are: making the gov- ernment machinery more efficient and effective; improving service delivery and revenue collec- tion; and empowering citizens by increased trans- parency and accountability. For example, the use of ICTs in land records’ management97 allows manual record keeping to be replaced by a com- puterised system, which is reliable, transparent and has an added value in accountability. An WHAT ARE THE elementary condition is that Government commu- BENEFITS FROM RURAL nicates in the national languages and that these TELECENTRES? languages can be used on the Internet.98 Technol- “Many participants in ICT ogy is only a minor enabling factor for a suc- centres often started by cessful transition to e-government: strong political looking for direct material and administrative leadership and professional benefits but found themselves change management are crucial99. However, only engaged in processes of few countries have political support and central innovation and exploration coordination. In practice, e-government reforms whose benefits were more are often driven by individual reformist civil serv- subtle and long term. […] For ants. “Overall impact on transparency and cor- most participants, access to ruption is marginal.”100 Even more critically, it has ICTs represents real or sym- been said that “e-government, rather than broad- bolic access to modernity, ening the access of the poor to social services, Second hand radio spare parts are attractive the future, education and has often narrowed it, accentuating the digital items for sale on a market in Central Asia knowledge, and therefore divide, and enhancing the access of the urban (Kyrgyz Republic). ICT centres constitute a elite to public information and services.”101 space into which people can project and develop a sense The deconcentration and decentralisation of the transparent, participative and accountable gov- of change and possibility. public sector can be greatly facilitated by the ernment. Although many governments are clearly […] ICT centres themselves use of ICT. Effective decentralisation contributes committed to facilitating ICT use by the private tend to be perceived as free to people’s participation in the political proc- sector, government policies rarely explicitly spaces in which people can esses of a country. Whether it also contributes to encourage civil society organisations to integrate develop autonomy and con- enhancing the material well-being of the people ICTs into their operations in order to become fidence. […] Members of the is a matter of debate. However, the effectiveness more effective and efficient. A pro-poor policy community themselves draw of ICT-based decentralisation and district level framework includes an enabling environment for widely different connections planning is mainly determined by the political will ICT adoption by community-based organisations between poverty and ICTs, to truly decentralise and share power. (CBOs) as well as non-governmental organisa- which also change over time tions (NGOs). and as they become involved Government interaction with citizens: ICT can with ICTs and ICT centres.” contribute to the empowerment of individual citi- The long term goal of the community multimedia zens as well as at the community level. People centres’ (CMCs) approach is to enable communi- Source: Slater/Tacchi (B), who are well informed about their entitlements ties to collect, produce, exchange and dissemi- May 2004

25 MISSION 2007 – nate relevant information. UNESCO, which is the 3.6 Opportunity: A NATIONAL COALITION key driving force behind CMCs102, defines them ICT and income FOR INDIA as a combination of local radio by local people Under the leadership of the in local languages with a public telecentre facility generation by the poor MSSRF in India a national offering access to Internet, e-mail, computer train- movement is gaining momen- ing and a range of services and activities that Lead question tum to create a knowledge meet development needs.103 The simplest version How to enhance income generation by the centre in every village by is a portable radio station, plus a single compu- poor through ICT? 2007. Implementation is sup- ter for Internet browsing; the most developed is a posed to include infrastruc- centre offering the full range of ICTs. The key ele- ture, locally appropriate and ment is the community orientation through radio, ICTs are more than a sector of the economy. Under relevant content for the rural while individual access is also available. Unlike favourable conditions, they provide access to rel- economy, in order to work other telecentres, CMCs are not developed from evant information and knowledge, reduce costs towards sustainable liveli- scratch, but by building upon existing infrastruc- of production and transactions, and enhance hood opportunities and also ture.104 Other advantages, in comparison to tel- communication111. For employment and income serve as service providers for ecentres, are reduced costs through community generation, the stimulation of productivity is a key the most vulnerable groups in access105 (rather than individual), the creation of effect. In order to unleash their poverty reducing rural India. The MSSRF Chair- social space for interaction within the community and development potential, the ICTs need to be man M.S. Swaminathan: and increased awareness of what can be done mainstreamed in the productive sectors. ICTs can “Establishment of 100,000 with the Internet. A special browser, which can promote opportunities for livelihoods, such as knowledge centres will lead easily be customised by communities, was devel- increasing agricultural productivity, broadening to direct employment, income oped106. This browser facilitates the establishment the food crop basket, improving market access for generation and entrepreneur- of community databases, which is one or the two cash crops, or the creation of employment oppor- ship opportunities to more strategies often used in CMCs to facilitate the tunities and higher chances of finding jobs.112 The than 100,000 rural poor and localisation and appropriation of ICTs. Another benefits of ICT in the context of production and indirect employment, income strategy is radio browsing of the Internet: the radio employment opportunities are not limited to the generation and entrepreneur- presenter gathers information on the Internet as formal sector but can be extended to benefit poor ship opportunities for about requested by the community and relates it to the people whose livelihoods largely depend on the 1 million people” . A key role local context. Empowerment has been found to informal sector.113 will be with public-private be “a useful term to describe the positive effects partnerships. of the introduction of the CMCs.”107 ICT as a sector of the economy has become increasingly important for a small number of Appropriating modern technologies has impacts on countries, particularly in Asia. According to the social status of individuals in their families and UNCTAD, the developing country share in community. “ICT initiatives have shown a consid- hardware exports increased from 15% in 1990 erable capacity to overcome ethnic, religious and to 35% in 2000114. In India, software and ICT caste barriers. In these respects, the ICT initiatives services exports multiplied more than five times have been as important as a social intervention as within five years: in 1997/98, exports amounted they have as a technical one”108. Such an enhance- to US$ 1,759 million or 5% of total exports, ment of women’s roles and status was observed in whereas in 2002/3 it was US$ 9,500 million or a particularly marked form in the Village Knowl- over 20% of total Indian exports115. Such signifi- edge Centre Programme of MSSRF in Southern cant exports create jobs – in most cases, however India109. The combination of social and technical mainly for well-educated people. The sector may confidence results in forms of empowerment. have some indirect significance for the poor, through a flourishing economy, remittances from ICTs are an effective means to increase the voices abroad and the extended family system. of the poor in (global) policy debates110. At the national level, ICT facilitates networking and An impressive and broad based success story lobbying the PRS. At the global level, there are of ICT opportunities is Grameen Phone in Bang- numerous networks in which it is essential to have ladesh. “The quickest way to get out of poverty a direct representation of the South. An example: right now is to have one mobile telephone”, during the preparation period of WSIS the glo- says Muhammad Yunus, Chairman of Grameen bal discussion forum on the “Information Society: Bank117. Many of these women had never seen a Voices from the South” enjoyed a Southern par- telephone in their life; nor had they had access to ticipation of 70%. electricity. Through micro-credits of the Grameen

26 Bank, the women can buy the mobile and start 3.7 Security: business. The phones are connected to solar pan- ICT and education els to recharge the batteries. The women quickly learned how to rent and use the phones. Having of the poor access to a telephone is attractive in Bangladesh because phone calls strengthen the social fabric Lead question: when family members work abroad; a phone may How to up-scale formal and informal educa- also become a life saving device when floods are tion of the poor by the use of ICT? approaching. More than 30,000 telephone ladies make a monthly net profit of between US$ 50 and US$ 500 – in a country with an annual per Education for All (EFA) is an international body capita income of US$ 350 (2001). The business committed to bringing the benefits of education is so profitable that Grameen Phone has emerged to every citizen in every society. Partners com- as the biggest taxpayer in Bangladesh.118 prise a broad coalition of national governments, civil society groups, and development agencies Over and above the case of the Grameen Phone, such as UNESCO and the World Bank. EFA access to microfinance services is crucial for the was first launched in Jomtien, Thailand in 1990. poor. The efficiency of microfinance is enhanced After a decade of slow progress, the commitment by using ICTs119 in the bank administration. More was reaffirmed in Dakar Senegal in April 2000; specifically, three areas have been identified for then again in September 2000, when 189 coun- the use of ICT to improve operations: expansion tries and their partners adopted the MDGs, of of the customer base and the reach into under- the second is to “ensure that, by 2015, children served areas; establishing secure identities for everywhere, boys and girls alike, will be able customers; and lowering transaction costs. Tradi- to complete a full course of primary schooling”. tional banking services, which used to depend on Achievements are measured by three indicators: physical bank branches, are being replaced with the net primary enrolment ratio, the percentage smart cards and “handhelds” such as the simputer of cohorts reaching grade five, and the literacy and modified ATMs. These instruments lower rate of the young (ages 15 – 24). This universal transaction costs, make microfinance operations primary education122 envisaged by the MDGs financially sustainable, and expand the reach, covers only some of the areas where ICTs may and therefore the availability, of microfinance.120 be of use to enhance education of the poor. However, as of now, their use in microfinance has Informal education, developing functional skills, rather pilot character than it is widespread. The matters as much if not more than formal educa- cooperative bank of the Indian Self-Employed tion. In a number of African and Asian countries, Women’s Association (SEWA) realised the poten- radio and TV are widely used to reach large tial of harnessing the power of ICTs more than numbers of people with non-formal education 20 years ago. Poor, illiterate women could be programmes.123 Soap operas broadcast on TV reached by using video technology to convince address issues such as HIV/Aids, gender issues, them of the benefits of microfinance. Today, and human rights124. SEWA is a large cooperative enterprise with more than 200,000 depositors and makes use Education is a specific way of communicating of ICTs not only at management level, but also information. Potential synergies to make use of accessible to the poor themselves as a useful tool ICTs in education are obvious. Their role in edu- to reach economic self-reliance.121 cation can be perceived in very different ways: – First of all, ICT can be taught as a subject in higher education to provide the necessary skills needed for formal employment. This may imply activities ranging from setting up computer labs to developing ICT curricula.125 – Second, ICTs can be used to improve teaching across subjects: e.g. multimedia and interac- tive tools enrich teaching and stimulate learn- ing. ICTs are part of the pedagogy across all parts of the curricula.

27 The knowledge centre of Embalam (India) does not only use modern ICTs but also a loudspeaker and sirene, fixed to the temple roof.

– Third, the education system may aim at creat- More specific uses depend on specific applica- ing a knowledge society and perceive ICTs tions in the education sector (level of schooling, as a tool for lifelong learning. The teacher’s use in administration or research etc.). The use role shifts from being primarily an information of FOSS can be greatly enhanced by favourable provider to that of helping learners manage policies with respect to procurement, curricula and interpret information.126 development, migration from proprietary systems, localisation of educational material, training and The adoption of ICTs in education follows an research grants.129 evolutionary pattern, primarily determined by the overall level of ICT infrastructure, as well as the UNESCO Bangkok launched a meta-survey130 capacities of the teachers (see next paragraph). to obtain information on the state of the art of The introduction of ICTs in education has to be ICT applications and models that have proved watched carefully, as the digital divide duplicates to be efficient or have the potential to contrib- the educational divide. If not monitored and cor- ute substantially to achieving the Millennium rected by targeted pro-poor interventions, the use Development and EFA goals. Particular attention of ICTs will deepen and widen the imbalances in was paid to models that could be adapted and education. improved for large-scale use. The snapshot of the current state of ICT use in education throughout ICTs have the potential to improve the quality of Asia and the Pacific is sobering. “Access to ICT education – not for free though. Costs remain a appliances such as computers, communication major barrier for mainstreaming ICTs in educa- networks, and Internet connectivity remains low tional institutions. One possibility for lowering or non-existent for the vast majority of educators costs is FOSS. Even though costs are a key argu- in all but the most developed of the Asia-Pacific ment, they are not the only one. Other reasons for countries. Even when access is available, the favouring FOSS include: staff of educational institutions typically lack the 1 Better performance, reliability and security. skills, knowledge and comfort level to make use 2 Providing learning opportunities and by doing of them.”131 so building long-term capacity. 3 Promoting open philosophy and encouraging The following approaches have been identified innovation.127 as opportunities for up-scaling ICTs in education: 4 Providing an alternative to piracy. – The use of ICTs in education requires an 5 Giving the possibility of localisation.128 appropriate prioritising of investment and cur- rent expenditure, as ICTs are comparatively expensive and have to be balanced against other educational needs. The most cost effec-

28 tive opportunity lies in deliberately choosing A number of challenges for up-scaling ICTs in appropriate technologies, which often include education should be taken into account: “older” broadcast technologies, such as radio – A gap between policies and practices is obvi- and television, before embarking on the lat- ous134. Often policies were developed by the est and more expensive kinds of classroom Ministry of Education or even external consult- connectivity. “‘Older’ ICTs like radio can be ants without any stakeholder participation. upgraded by using them in conjunction with Integrating ICTs into the education system the telephone or the Internet to create a com- requires radical shifts in teaching and learn- munal interactive capacity.”132 ing. Ownership for reform is absolutely cru- – Communal telecentres, based on the people’s cial. Many initiatives still depend heavily on needs, can play an important role in non- international donors who are said to pay little formal education, as the village knowledge attention to assessing and sharing results135. centres of the Swaminathan Foundation in – UNICEF’s Asian meta-survey states that work- Southern India demonstrate.133 ing in line with the MDGs and EFA objectives – On the other hand, shared school infrastruc- towards gender equality, and using ICTs sys- ture, such as computer labs, can be used in tematically for this purpose, remains a chal- the evenings/weekends for other purposes lenge. Few projects promote the active enrol- of the community, including commercial con- ment of girls in ICT programmes.136 cerns or further education. – One of the main challenges again is the lack – When developing programmes and choosing of local content. An assessment of the Situa- the use of ICTs in formal and informal educa- tion in India concludes: “The creation of con- tion, it should be kept in mind that girls’ edu- tent is the most crucial and, ironically often the cation must be a priority. This is neither new most forgotten component of any ICT based nor specific to ICT, but improving the gender intervention in education”137. balance when addressing poverty reduction – ICTs provide an opportunity for different is absolutely crucial. ways of teaching and learning, which are foreign to most participants’ general school- ing experiences.138 This makes change at the individual level difficult. – Official recognition and certification of infor- mal education and experiences (e.g. skills gained as a volunteer in a telecentre) are often difficult to organise but they are very important for the people trained.

29 4 A GLOBAL PERSPECTIVE

139 4.1 Lessons learned tors, giving a sense that the locale is connected to a wider world. Restricted social networks reflect social norms that narrow people’s mobility (often A participative ICT approach, involving people women’s), access to information and resources, from the needs assessment to monitoring, makes and their ability to interact with others to gain a difference140. When scaling up, this experi- support and to organise themselves collectively. ence presents a major challenge, as the danger ICT access produces increased face-to-face com- of embarking on a top-down and supply-driven munication within local social networks. expansion is ever present. The information gap lies not only on the poor people’s side and the Multi-stakeholder partnerships (MSP) are a prom- fact that they lack relevant information to improve ising and appropriate response to the complex- their lives. Equally, there is an information gap ity of tasks, to the need for resources to scale with decision makers who are not sufficiently up, and to the fact that development is a shared informed about poor people’s situation and con- responsibility of all sectors of society. A success- cerns. This makes participation in decision mak- ful partnership has clear and mutually under- ing mandatory. stood objectives, is based on mutual respect and trust of partners, involves pooling of resources, Leadership matters, as does institutional owner- responsibility and benefits, and combines the ship. A large number of successful pilot pro- diverse strengths of partners146. grammes using ICTs for poverty reduction are driven by committed individuals141. When up-scal- Information and communication involve costs. ing, this human component must not be lost and Comprehensive and transparent budgeting pro- this may be the most difficult challenge. Making vides a sound basis for decision making and use of ICTs for poverty reduction results in more sustainability. Public funds should focus on the than a traditional business relationship. However, production of public goods. Costing should distin- relying only on committed individuals signifi- guish between investment and operational costs, cantly limits142 the up-scaling potential, because between pilot and replication costs, between there has to be an institutional base to extend commercially viable parts and the production of outreach and to increase the number of people public goods. Eventually, community contribu- involved without moving away from the poor as tions in cash and kind are to be included. The the primary target group. Up-scaling may also design of cost recovery mechanisms should take imply increasing benefits. into account the economic situation of the users.

Adopting a community approach in ICT access A threshold level of physical and human infra- has a number of important strengths143. It is a structure is required to make effective pro-poor cost-effective way of up-scaling connectivity out- use of ICT. For low income Asia and the Pacific it reach. It allows for the combining of a multitude was observed that a country’s income level, adult of functions of public interest (media, banking, illiteracy and population density are guides to its other) and facilitates the integration of traditional capacity to adopt advanced forms of ICTs147. This and new media. A collective learning environ- lesson is also valid at the sub-national, e.g. the ment is created and a social space for interac- village, level. The low literacy level, as well as the tions provided. The Philippine model of commu- weak infrastructure, in Sub-Saharan Africa puts nity e-centres144 provides a demand and content this region at a clear disadvantage in adopting driven reference framework for linking up com- ICTs compared to Low Income Asian Countries. In munity services with private sector involvement. decision making on public or private investment The UNESCO CMC programme builds on radio priorities, in project design, and in the choice of as a key facilitator for community access. technology options (which are supposed to serve the poor) the physical and human infrastructures ICT centres expand users’ social networks145. are determining factors. They do this in several ways: (1) They provide legitimate spaces to socialise and work with dif- An adequate choice of technology largely co- ferent people in free and interesting situations; determines potential pro-poor effects148. There is (2) The centres act as “hubs” where different no such thing as technology neutrality. The dis- social networks can intersect; (3) Centres are tributional effects of different technology options connected to larger organisations and attract visi- have to be considered carefully. For example, the

30 use of community radio provides local solutions Knowledge Network (OKN), which connects to local problems without referring to external villages on different continents by using World solutions. An intervention based on the Internet, Space Radio. OKN is still in its experimental however, enhances external solutions – if it is phase. accessible at all by the poor. The combination of the Internet with other ICTs, radio in particular, Negative impacts need to be taken into account154. has a significant potential for poverty reduction As mentioned earlier, benefits of ICT supported purposes. “What is needed is a judicious blend interventions may be unequally distributed and of traditional and modern technologies depend- deepen economic, social and cultural divides, ing on what would work best in a given situa- instead of reducing poverty.155 Moreover, an ITU tion.”149 report lists negative effects such as e-waste, envi- ronmental problems, and others (electromagnetic Content should receive as much attention as fields, muscular pain from poor posture, poor access.150 The poor have to be at the centre of eyesight, “infostress”, spam etc.). While some of all the efforts, which must be people-centred151, these are mainly of concern to developed coun- demand-driven and in local languages. Physi- tries, spam has been described as “a significant cal access is just one element along the road to and growing problem for users, networks and the effective access and use. Investment in hardware Internet as a whole.”156 Apart from such nega- should be matched by investment in local content tive effects as decreasing confidence and trust in creation and capacity building: as a rule, at least online activities, losses in productivity and finan- two thirds into software including capacity build- cial costs are felt by all alike, since “expecting ing, one third into hardware. that […] all become power users and keep up to speed with the latest user side filtering and MS Pro-poor effects are more likely if ICTs are embed- [Microsoft] security patches is unrealistic.”157 ded in a larger, demand driven effort152. Own- ership in defining the problem, as well as the solutions, is essential to avoid ineffective sup- ply-oriented interventions. Technology should 4.2 MDG implications follow community needs. One-sided ICT-driven programmes are likely to fail. Effective efforts combine a number of elements to deal with an There is an explosive increase in publications on issue holistically. An example: ICT-supported the relevance of the ICTs to reaching the MDGs information on Aids-prevention or treatment may and how to make use of them. Noteworthy is a not have the desired effects if there are no con- pioneering stocktaking in Asian countries to pro- doms or drugs available or if people simply can- mote ICTs for human development in view of the not afford them. MDGs.158 The UN ICT task force, in preparing the ground for the UN high level meeting in 2005 Those countries mainstreaming ICTs effectively on the Millennium Declaration, has published a into their productive sectors gain dramatically in report on mainstreaming ICTs for the MDGs159. competitiveness, often to the disadvantage of oth- It is not the intention to repeat the findings of ers. It is a matter of economic survival to make these major efforts but rather to add and under- appropriate use of ICTs. Therefore, the applica- line selected specific effects that are important in tion or non-application of ICTs in an economy relation to up-scaling poverty reduction through affects people living in poverty, both directly and ICTs. indirectly. In order to maximise their targeted contribution South-South exchanges and partnerships can to attaining the MDGs, decision makers (govern- be an efficient and effective way of learning153. ments, donors, other) should shift their attention Based on touring in South Indian villages, MSSRF from bridging the digital divide to pro-poor poli- has acquired a wealth of practical experience cies and practices. The digital divide is a symp- in sharing experience with interested partners tom of different levels and modes of development, in African, Latin American and Asian countries. not a cause. Bridging the digital divide, therefore, It is an option to avoid the built-in bias towards is treating symptoms. With limited public funds Northern models. Moreover, MSSRF, together available, allocating ODA to bridge the digital with OneWorld International, created the Open divide carries the danger of crowding out com-

31 peting poverty reduction programmes. Focusing Since the MDGs are the key framework for devel- on the digital divide is as misleading in the infor- opment cooperation, there is a need to main- mation society as the trickle down assumption stream ICTs in all forms of programme assistance, has been in economic growth. including sector-wide approaches (SWAPs), and poverty reduction strategies (PRS) based budget Most of the (urban) policy makers lack knowledge support. Mainstreaming160 means that evaluating about the local context of the rural and urban the ICT potential and incorporating ICT options poor. Talk of a knowledge gap usually means is not left to the knowledge and preferences of that the rural poor lack access to information individual desk officers (of government, donors and knowledge. However, in terms of develop- or other organisations) but is built in at an institu- ing meaningful policies and programmes, related tional level. Mainstreaming includes explicit terms information is crucial. It is much more difficult to of references, training, and exchange of experi- raise funding to remove the former divide than to ence. At the country level, options should favour refill the latter gap. the involvement of local pro-poor ICT policy mak- ers and NGOs. More traditional ICTs are often considered to be less attractive than the latest technologies, such The catastrophe of December 26, 2004 in South as the Internet. Unfortunately, the basket of MDG Asia highlighted the life saving potential of using 8 on partnership for development contains, under ICTs in disaster prevention and relief. A warning target 18, an explicit reference to new technolo- system and communication network in the Indian gies: “In cooperation with the private sector, make Ocean similar to that in the Pacific could have available the benefits of new technologies – espe- reduced the death toll by thousands of people. cially information and communications technolo- Complementary to such international preventive gies.” This might explain why radio especially measures, grassroots knowledge centres proved has a more difficult position in the entire debate to be extremely well positioned to mitigate the – despite its comparatively rich track record in effects of the disaster. Village knowledge centres, poverty alleviation. The choice of an appropri- supported by MSSRF161 disseminated the tsunami ate information and communication technology is warning without delay once they had received directly relevant for poverty reduction. the information. The fishing villages with such knowledge centres suffered a comparatively low loss of lives, despite an enormous destruction of fishing boats and houses. Again, the knowledge The village knowledge centres played a crucial role in organising relief centre of Veerampattinam measures in an orderly way. Ownership of the (India) provides weather and information and communication system by the vil- wave foecasts. Since this lage community is crucial, so that they are aware information is available, no of the potential and know to handle it – in the case fishermen have died on the of these fishing communities, loudspeakers and sea, the fisher Ramalingam sirens were more important than the Internet. Selvam reports.

4.3 Messages for WSIS

The tangible products of the WSIS 2003 are the Declaration of Principles and the Action Plan. The principles expressed in the Declaration, however, are not always carried through to the policy pro- posals of the Action Plan162. Nevertheless, despite its weaknesses, it is politically unlikely that the debate on the Declaration of Principles and the Plan of Action will be reopened163. What mat- ters now is how to address implementation and monitoring.

32 A successful up-scaling of poverty reduction To meet pro-poor outcomes, such an enabling ICT WSIS – OPEN ISSUES through ICT flourishes on the basis of (1) an environment has to be combined with targeted FOR DISCUSSION enabling ICT policy environment; (2) conducive pro-poor policies and measures. Debate around key issues in conditions for poverty reduction; (3) appropriate the use of ICT for develop- technology choices; (4) mobilisation of additional ment reached a first peak at public and private resources. This chapter follows Priority for poverty reduction the WSIS in Geneva – with a in part the Chennai Statement168 that reflects these rather disappointing outcome requirements. Targeted pro-poor regulations and policies as part for Southern governments. of an enabling ICT environment may include The two issues of Internet – Building up strong, independent regulators governance and a Digital Enabling ICT environment through capacity-building measures and the Solidarity Fund164, upon provision of resources to finance any resultant which no decisions were An enabling ICT environment for up-scaling includes legal cases; supporting research and aware- taken due to basic disagree- respect for freedom of expression, diversity, the ness raising throughout civil society. ments, are not the only ones free flow of information, supporting infrastructure – Transforming the policy environment through that affect the disadvan- – such as electricity, Internet connectivity – and a more deregulation in favour of local commu- taged. Equally relevant is the reasonable level of basic education. The accel- nities: (a) Licensing of air waves to grass roots debate around issues of intel- eration of the introduction of competition in ICT level institutions; (b) Representation of grass lectual property, which was infrastructure provision, including in the last mile, roots level institutions on regulatory bodies. hardly addressed and was is key. Competition lowers prices, which is of par- – Fast-track licensing for innovative solutions, subsequently inappropriately ticular importance for the access of people living such as Voice over Internet Protocol (VoIP), treated in the official declara- in poverty. It should be associated with investment Wireless Fidelity (WiFi) and Very Small Aper- tion of the summit. “Need- in service development, including local content, ture Terminal (VSAT), and licensing of com- less to say, it will return in to drive the demand for infrastructure. Enhancing munity-based electronic media, in particular a bigger way in future as the adoption of free/open source solutions (FOSS) broadcast radio. questions are raised whether and strengthening user groups are key. the Summit’s aims and plans The use of FOSS has impacts on all three aspects A pro-poor emphasis is also required for the pro- can be implemented if the of the discussed poverty concept – empowerment, vision of infrastructure and content development. current intellectual regimes opportunity, security. It supports the notion that of They should include: continue and expand”165. all ICTs, software (and the Internet) are open to, – The introduction of lowest-cost and transpar- Based on the unresolved con- and powered by amateurs in a way that other ent demand- and supply-side subsidies to flicts of Internet governance technologies are not. People can build technolo- ensure that access costs are affordable. and financing, the issues in gies on top of existing ones and in doing so pro- – The use of voucher systems could be an appro- implementing the action plan vide products for others to build on. One of the priate option for promoting private partner- are therefore the following: main hindrances to the spreading of FOSS seems ships in subsidised public access provision to 1 building infrastructure with to be a gap in communication (and understand- address the needs of those in poverty. no additional public fund- ing) between the FOSS community and CSOs169 ing; and governments, as well as a lack of awareness Furthermore, mainstreaming ICTs in poverty 2 securing human rights; of the benefits of FOSS170. Since governments reduction strategies (PRS) is a key issue. The and have a crucial role to play in promoting FOSS, implementation of PRS can play an important role 3 extending global knowl- informing and sensitising policy makers is key. in achieving the MDGs and empowering people edge commons166. It Some of the issues that need to be addressed in living in poverty. ICTs can be used to facilitate seems that “civil society this process are: the PRS process. ICTs should be mainstreamed [... is] positioned best to 1 Procurement – equal opportunities need to be into the implementation of sectoral components, advance a development given to both FOSS and proprietary products. complementing the poverty-reducing priorities of and human rights agenda 2 Change management (migration) where exist- the national ICT strategy. PRS are more relevant for ICTs. [... An agenda] ing proprietary software infrastructure is used. in the African context. Most of the countries that not dominated by con- 3 Licensing and legal issues. have a PRS in place have included ICT as an cerns of governance and 4 Localisation – opportunities and costs. The independent strategic component, or they men- profitability.”167 International Open Source Network (IOSN) tion it as an enabling factor or a component of is a regional centre of excellence in the infrastructure. Most of the PRS date back to the Asia-Pacific region. Such initiatives should last two to three years. Since there is agreement be strengthened. In South-South networking, that much of the challenge of PRS lies in their cooperation with African institutions, such as implementation, the coming years will be crucial. the FOSSFA, should be encouraged. Particular attention should be paid to the regular

33 SUSTAINABILITY AT THE progress reports. Furthermore, the effects of the ists and technologists. A common understanding HINDUKUSH? implementation should be followed closely, espe- needs to be found between the worlds of MDGs, In Hunza, Northern Paki- cially with respect to ICTs, in order to learn more SWAPs, PRSPs and of TCP/IP, LAN and BCB. stan, the Karakoram Area about the different factors of the overall enabling Development Organisation environment and their effects. An issue that includes all of the above mentioned (KADO) aims at alleviating elements – an enabling environment, a priority poverty. More than 50% of Meaningful poverty reduction must be based for poverty reduction and appropriate technolo- the population live on less on participatory needs assessments related to gies – is that of localisation. It is a key issue in than US$ 1 a day. Among empowerment, opportunity and security of peo- up-scaling, since up-scaling implies changing many activities, this regional ple living in poverty. ICT applications embedded contexts, which in turn require localisation. On NGO established a Moun- in poverty reduction strategies should support the one hand, this is very much a technical issue tain Institute of Computer Sci- demand-driven, solution-focused initiatives for, (translations in local languages depend on the ences to promote computer and with, disadvantaged people, characterised availability of fonts and encoding as well as input education and related enter- by applications and content that are highly con- methods). On the other hand, gender roles, cul- prises. This pioneering vision textualised. tures of communication and personal attitudes of the knowledge society at determine access to, and use of, ICTs. Whereas the Hindukush is faced with the first can be supported by specific policies many challenges: Hunza is Technology choices (such as strengthening investment in the local ICT 800 km away from the next sector or ensuring that technological and linguis- urban centre, villages are Economic history shows that technological innova- tic pre-requisites are provided to developers), the scattered, infrastructure cost tion has often exacerbated the rich-poor divide. latter is more complex. This is also reflected by is high. Half of the popula- Exploiting technology in the interests of poor peo- the fact that localisation is very often reduced to tion of 50,000 is reached by ple requires deliberate technology choices. In the the issue of language. However, up-scaling is not the KADO institute through field of ICTs, technological progress reduces costs merely translating content. It is important, there- ICT training, distance educa- dramatically and lowers access barriers, which fore, to learn from ongoing up-scaling activities tion, increased sales, access is of particular importance to people in poverty. (expansion of CMCs in Africa, Mission 2007 in to information, etc. Despite When making a technology choice, information India) what the key issues in localisation are from local contributions, invest- about the latest technological developments is a cultural perspective. ment costs of US$ 60,000 only as useful as remembering “old” ICTs. What and annual running costs counts is to choose simple, context-related solu- (including website updates) tions that may not require high connectivity or Resource mobilisation of US$ 60,000 are mainly high-level human capacity. “Simpler technology covered by donor funding. often produces better results.”171 Flexible plat- Up-scaling to reach the MDGs requires additional Since this environment is not forms, combining the strengths of complementary investment. Public resources are severely limited attractive to private investors, technologies, such as radio and Internet, have at the national, as well as the international, level. the KADO will have to con- often proved particularly appropriate. Despite the Monterrey Consensus, it is unlikely tinue to rely on external fund- that official development assistance (ODA) will ing for some years to come. It has been stated repeatedly that ICTs are not only be increased substantially. The search for new The yardstick of success will about technology and that people should stand sources of development financing (NSDF) is still rather be poverty reduc- at the centre of any ICT related activity. However, in its initial stages. The options discussed include tion, and social rather than in order to maximise the benefits that ICTs can a byte tax, a licence fee on electromagnetic financial sustainability, the bring, sound technological knowledge is needed, waves, a taxation of domain names, and other private institute being part of especially by policy makers. Health interventions ICT-related sources172. Such NSDF are not likely the public infrastructure. are only successful if specialised know-how on to materialise in the near future. Other sources issues such as reproductive health or HIV/Aids is have to be tapped: Source: Communication by taken into consideration. Similarly, ICT interven- – In order to ensure the best use of scarce Javed Iqbal, KADO, Pakistan tions need to be based on solid expertise. This public resources, maximum mobilisation of is not only necessary because of rapid techno- private investment is vital. Depending on the logical progress, which constantly changes the enabling regulatory framework, the existing available opportunities, but also because many infrastructure and the development potential, of the issues raised in this paper, such as regu- private investment can be mobilised, to a cer- lation, FOSS, or localisation, are interconnected tain extent, even in remote regions. The micro with technical issues. The digital divide is not the finance movement demonstrates that banking only one that needs to be addressed, equally rel- for people in poverty is feasible. Similarly, evant is the divide between development special- there is an untapped market for the private

34 The MS Swaminathan Foundation organises South-South Exchange Travelling Workshops on ICTs meeting the people in the villages.

sector in general and for social entrepreneurs reducing projects with ICT use. The drive for up- in particular, to bring connectivity, services scaling and sustainability can itself become a and content to those in poverty. challenge, as it may cause a drift away from a – National ICT licensing obligations should focus on the poorest. include funding mechanisms, resulting in a hybrid form of private-public sources, to Technological progress reduces costs174 dramati- mobilise finance for appropriate community cally and lowers access barriers, which is of par- initiatives, and to address the financing gap ticular importance to people in poverty. When for small and medium enterprises (SMEs) making a technology choice, information about interested in starting ICT businesses. Regula- the latest technological developments is neces- tors must have the political backing and the sary in order to choose simple, context-related capacity to enforce compliance with universal solutions that may not require high connectivity service obligations (USOs) and to evaluate or high-level human capacity. Flexible platforms, the effectiveness of the use of funds. combining the strengths of complementary tech- nologies, such as radio and Internet, have often Financial, social and ecological sustainability proved particularly appropriate. is the triple bottom line for successful ICT-sup- ported projects. Sustainability is contextual and Mainstreaming ICTs pays off even when budgets dynamic.173 In a poverty-stricken rural context, are stagnating or shrinking. ICTs can be used as appropriate technology choices favouring social a strategic tool for development. They also merit, sustainability are as important as financial sustain- and receive, growing attention for their instru- ability and require a focus on local content crea- mental value in implementing pro-poor policies. tion. From a longer-term perspective, the question The deployment of ICTs increases the effective- of profitability should be embedded right from ness and efficiency of all endeavours to reach the the start when designing and planning poverty MDGs whatever the resources available.

35 The way forward – South-South exchanges and partnerships can be an efficient and effective way of learning. There are significant challenges in the transition Instead of looking to the affluent Western soci- to scaling-up poverty reduction through the use eties and expecting solutions from the North, of ICTs, in terms of retaining local ownership, poverty stricken environments and challenges capacity building in local communities, develop- create empathy and facilitate transfer of ing sustainable business models and defining the knowledge while recognising the differences level of institutional and public sector support. between SSA and LIACs, and even within the Successful scaling-up, therefore, needs support two regions. The MSSRF is implementing a from different levels: successful model. in the form of a travelling – National level advocacy is key for up-scaling workshop directly linking the Indian grass poverty reduction through ICTs. The added roots experience with the experience of the value of global declarations, including the workshop participants from Asia, Africa, and Chennai Statement, depends on the extent to Latin America. which they are heard by governments, civil – Recognising the complementary roles of gov- society, and the private sector. In particular, ernments, the private sector and civil society, the policy makers and the younger genera- building multi-stakeholder partnerships (MSP) tion should be reached. becomes a priority in implementing and – Global coalitions advancing the empower- monitoring an inclusive information society ment, opportunity and security of people in based on the WSIS’ vision and inspired by poverty, including gender equality, educa- the Millennium Declaration. The GKP unites tion, health and democracy, are an effective multi-stakeholder partners and promotes such and efficient channel for taking up-scaling partnerships as a priority.176 At the grass roots concerns forward. In particular, intensifying level, the capacity of community structures, South-South networking and dialogue should such as self-help groups and other intermedi- be pursued systematically, as this strengthens aries, should be tapped and enhanced. the voice of Southern countries in the interna- tional dialogue.175

36 ANNEX 1: BIBLIOGRAPHY AND RELEVANT INTERNET SITES

Bruch, Sally: World Summit on the Information Where links to the Internet are given, the date Society: From heated debate to tepid in brackets indicates the time of access. All i4d commitments, http://alainet.org/active/ articles are also available on-line under: http:// show_text.php3?key=5174 (April 2004) www.i4donline.net.

Carron, Joelle: Possibilités de financement dans APC: ICT Policy handbook, http://rights. la société de l’information: recherche de apc.org/handbook/index.shtml données sur la Suisse, October 2004, in (September 2004) French only, http://www.ppp.ch/cms/ Aro, Pekka and Campell, Duncan: The IMG/2004_-_10_pre-etude_financement. new information and communication rtf (January 2005) technologies: genuine potential and real Chakraborty, Deboroto: The case of mobile constraints, chapter 2 in: The World phones in Sitakund, in: i4d, Vol. II, No. 5, Employment Report 2001: Life at work in May 2004 the information economy, Geneva 2001

Chapman, Robert; Blench, Roger; Kranjac- Arunchalam, Subbiah, and Senthilkumaran, S.: Berisavljevic’, Gordana and Zakariah, Expanding the Village Knowledge Centres A.B.T.: Rural Radio in Agricultural in Pondicherry, in: Regional Development Extension: The Example of Vernacular Dialogue, Vol. 23, No. 2, Autumn 2002, Radio Programmes on Soil and Water pp. 65–88 Conservation in N. Ghana, AgRen Arunchalam, Subbiah: Information and Network Paper N. 127, January 2003, communication technologies and poverty www.odi.org.uk/agren/papers/ alleviation, in: Current Science, Vol. 87, agrenpaper_127.pdf (January 2005) No. 7, 10 October 2004, pp. 960–966 Chronic Poverty Research Centre: The Chronic Athreya, Venkatesh: Dimensions of Poverty and Poverty Report 2004–2005, Manchester Use of Technology to Achieve Poverty 2004, www.chronicpoverty.org Reduction, Presentation at the GKP South (October 2004) Asia Regional Meeting 2004, GKP Currie, Willie: E-strategies and the World 13.10.04, http://www.globalknowledge. Summit on the Information Society, org/sarm2004/ (December 2004) APC, May 2004, http://rights.apc. Batchelor, Simon et. al.: ICT for Development org/documents/estrategies.pdf – Contributing to the Millennium (September 2004) Development Goals. Lessons Learned Curtain, Richard: Information and from Seventeen infoDev Projects, Communications Technologies and Washington 2003, http://wbln0018. Development: Help or Hindrance? worldbank.org/ict/resources.nsf/ http://www.developmentgateway.com. 4b6fa1c490ea367d85256e750061182e/ au/jahia/webdav/site/adg/shared/ $FILE/CaseStudies.pdf (September 2004) CurtainICT4DJan04.pdf (October 2004) Beardon, Hannah: ICT for development: Daley, John A.: Information and empowerment or exploitation? Communications Technology applied to Learning from the Reflect ICTs project, the Millennium Development Goals – A no year given, presumably 2004, series of essays, http://www.geocities. http://217.206.205.24/Initiatives/ict/ com/stconsultant/ictmdgmain.html resources/publication1.pdf (January 2005) (January 2005) Böll Foundation: Positioning for second Dickie, Mure; Nakamoto, Michiyo: Asia summit phase has begun, http://www. seeks to log off Microsoft, http:// worldsummit2003.de/en/nav/14.htm www.miami.com/mld/miamiherald/ (March 2004) business/international/8343362.htm (September 2004)

37 Digital Dividend Analysis: Lessons from the Gerster, Richard and Zimmermann, Sonja (B): Field: ICTs in Microfinance, http:// ICTs and poverty reduction in Sub- www.digitaldividend.org/pubs/ Saharan Africa. A Learning Study, pubs_05_overview_microfinance.htm The Hague 2003, http://www. (December 2004) gersterconsulting.ch/docs/Synthesis_ report.pdf (September2004) Drake, William: Spam and IG meetings in Geneva, Contribution to Politech Ghose, Jhulan; Ghosh Ray, Jhumpha: Mailing list, http://www.politechbot. Empowering woman? in: i4d, Vol. II, com/2004/07/13/un-spam-report/, No. 5, May 2004 (October 2004) Greener, Paul: Multi-Stakeholder Partnerships Dymond, Andrew and Oestmann, Sonja: in ICT Enabled Development, Presentation Rural Telecommunication Development at the GKP South Asian Regional Meeting in a Liberalized Environment: An update 2004, http://www.globalknowledge. on universal access funds, in: ICT & org/sarm2004/ (December 2004) Development, World Bank, GICT, December 2003, http://info.worldbank. Gul, Sana: Dilemma of localisation in Asia, in org/ict/WSIS/docs/comp_Complete.pdf i4d, Vol. 11, No. 12, December 2004 (January 2005) Hagen, Ingrid: Going beyond a project Faris, Christopher B.: ICT and Gross approach: Embedding ICT support in a National Happiness: Advancing wider development context, Capacity. Bhutan’s Development Goals, in: I4D, org No. 23, October 2004, http://www. December 2004, pp. 15–18 capacity.org/Web_Capacity/Web/ UK_Content/Navigation.nsf/index2. Farrell, Glen; Wachholz, Cédric (eds): Meta- htm?OpenPage (October 2004) survey on the Use of Technologies in Education in Asia and the Pacific Haqqani, Abdul Basit (ed.): The Role of 2003–2004, Bangkok 2004, http:// Information and Communication www.unescobkk.org/education/ict/ Technology in Global Development resources/JFIT/metasurvey/asiamap.htm – Analyses and Recommendations, ICT (October 2004) Task Force Series 3, 2003, http://www. unicttaskforce.org/perl/documents. Fink, Carsten and Kenny, Charles: W(h)ither the pl?id=1360 (January 2005) Digital Divide? http://www.itu.int/wsis/ docs/background/themes/digital_divide/ Hanna, Nagy K.: Why National Strategies are fink-kenny.pdf (September 2004) needed for ICT-enabled Development, ISG Staff Working Paper, June 2003 Forman, Lisa: HIV/AIDS, Information and Communication in Africa. APC Theme Harris, Roger: Information and Communication Discussion Paper, 2003, http://www. Technologies for Poverty Alleviation, apc.org/english/rights/africa/research_ UNDP/APDIP e-primer, reports/HIV.pdf (January 2005) 2004, http://eprimers.apdip.net/series/ info-economy/poverty.pdf (October 2004) Gerster, Richard: Internal African Phone Calls, Intercontinental Detours, 2003, Heeks, Richard: eGovernment in Africa: Promise http://www.gersterconsulting.ch/fs/ and Practice (2002), http://idpm.man. fs_main.asp?kt=4 (September 2004) ac.uk/publications/wp/igov/igov_wp13. shtml (January 2005) Gerster, Richard and Zimmermann, Sonja (A): ICTs for poverty reduction? Discussion Heeks, Richard: Most eGovernment-for- Paper, Berne 2003, http://www. Development Projects Fail: How Can Risks gersterconsulting.ch/docs/ICT_for_ be Reduced? (2003), http://idpm.man. Poverty_Reduction.pdf (September 2004) ac.uk/publications/wp/igov/igov_wp14. shtml (January 2005)

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39 Noronha, Frederick: NGOs and Free Software, SEWA: Strengthening Women’s Financial Contribution to different e-mail discussion Services through ICT – Experiences of groups, December 2004, http://www. SEWA, unpublished report, Ahmedabad dgroups.org/groups/oneworld/ November 2004 OneWorldSA/index.cfm?op=dsp_showms g&listname=OneWorldSA&msgid=18146 Sharma, Motilal: Information technology 9&cat_id=513 (January 2005) for poverty reduction, http://www. worldbank.org/eapsocial/library/ Nyaki Adeya, Catherine: Information and files/794_INFOTECH_FOR_POOR.doc Communication Technologies in Africa: (September 2004) A Review and Selective Annotated Bibliography 1990–2000, Oxford 2001, Slater, Don; Tacchi Jo (A): Research ICT http://www.inasp.info/pubs/ict/section1. Innovations for Poverty Reduction, html (September 2004) UNESCO, New Delhi 2004, http://cirac. qut.edu.au/ictpr/downloads/research.pdf OECD: Information and Communication (October 2004) Technology (ICT) in Poverty Reduction Strategy Papers (PRSPs) as of January Slater, Don; Tacchi, Jo (B): Innovation and 2003, Paris 2004 research in South Asia? in: i4d, Vol. II, No. 5, May 2004, pp. 6–11 Op de Coul, Maartje: ICT for development Case Studies, Synthesis Report, December 2003, Smillie, Ian: Mastering the machine revisited – http://www.bellanet.org/leap/docs/ Poverty, Aid and Technology, London, BDOsynthesis.pdf?OutsideInServer=no, 2000 (September 2004) Spence, Randy: ICTs for Poverty Reduction – Pigato, Miria: Information and Communication ICT4PR: Concept Paper, IDRC, April 2004 Technology, Poverty, and Development in sub-Saharan Africa and South Spence, Randy: Pro-Poor, Pro-Market ICT Policy Asia, Washington 2001, http://www. and Governance: Scaling up, unpublished worldbank.org/afr/wps/wp20.pdf IDRC presentation October 2004 (October 2004) Thorbecke, Erik: Evaluation of Poverty-Alleviation Rahman, Naimur and Jhingran, Dhir: ICTs for Impact of Alternative Development elementary education in India: prospects Strategies and Adjustment Responses and policy perspectives, in: OWSA, in Africa and Asia, Paper prepared Mainstreaming ICTs, Towards Universal for the 1999 World Bank Conference Primary Education, November–December on Evaluation and Poverty Reduction, 2004, pp. 12–16 Washington, DC, June 14–15, 1999

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40 UNDP/APDIP: Asian Forum on Information Wong, Kenneth: Free/Open Source Software and Communication Technology Policies Asia Pacific Free/Open Source Software and e-Strategies – Abstracts, Kuala Asia Pacific (FOSSAP) Consultation Lumpur 2003, http://www.apdip. Report, Kuala Lumpur 2004, http:// net/projects/2003/asian-forum/abstracts opensource.mimos.my/tech_wshop/slides_ (October 2004) 2004/18Mac/fossap_mimos_report.pdf, (January 2005) UNDP: Human Development Report 1997, http://hdr.undp.org/reports/global/1997/ World Bank (A): Global Economic Prospects en/ (January 2005) 2004, Washington 2004, http://www. worldbank.org/prospects/gep2004/full. UNDP: Promoting ICT for Human Development pdf (September 2004) in Asia 2004: Realising the Millennium Development Goals (Summary), World Bank (B): World Development Indicators New Delhi 2004, http://hdrc.undp. 2004, Washington 2004 org.in/APRI/Publication/PBriefings/ summary-web%2008-01-2004.pdf World Bank Group’s Global ICT Department: (September 2004) ICT and MDGs – A World Bank Group Perspective, Washington 2003, UNESCO (A): CMC website, http://portal. http://info.worldbank.org/ict/assets/ unesco.org/ci/en/ev.php-URL_ docs/mdg_Complete.pdf (January 2005) ID=1263&URL_DO=DO_TOPIC&URL_ SECTION=201.html (January 2005) World Bank: The Drivers of the Information Revolution—Cost, Computing Power, and UNESCO (B): Communication and Convergence Private Sector note 118 Information in the Knowledge by James Bond 1997, http://cbdd.wsu. Society – An International Gateway, edu/kewlcontent/cdoutput/TR503/pdf/ http://www.unesco.org/webworld/ infodrivers.pdf news/2001/010831_uganda.shtml (January 2005) World Bank: World Development Report 2000/2001, Washington 2000 Weigel, Gerolf and Waldburger, Daniele (eds.): ICT4D – Connecting People for a World Resources Institute: Digital Dividend Case Better World. Lessons, Innovations and Studies, http://www.digitaldividend.org/ Perspectives of ICTs in Development, Berne case/case.htm (January 2005) 2004, http://www.globalknowledge. org/ict4d (January 2005)

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41 ANNEX 2: RELEVANT REGIONAL DATA

Information on indicators, sources and footnotes

Abbreviations and explanations to the tables of the following pages.

Enabling Environment

Governance Media PRS ICT

Polity Index of Press freedom Newspapers Year in place Inclusion of ICT DAI Independent Level of competition Affordability Open source Democracy- (Digital Access Index) Regulator Autocracy

Daily newspapers Combination of avail- Countries with in local in interna- ISP Telephone aver- policies or legislation per 1000 people ability of infrastructure, separate regulatoy services tional long age cost of local from different gov- affordability of access, authority distance call (US$ per three ernement branches, educational level, qual- minutes) which mandate/ express ity of ICT services, and preference/ encourage Internet usage use/ commission research

–10 = fully 1—30 = free year yes = address ICT as independent strategic 0 = no access yes/no m = monopoly US$ n = national level autocratic component 31–60 = partly free 1 = full access p = partial competition r = regional level 10 = fully partially = mention ICT as enabling factor or democratic 61–100 = not free one component of infrastructure development c = full competition l = local level

(number of initiatives) no = not at all discussed

World Resources 2002–2004 WB, WDI OECD ITU ITU ITU CSIS

http://earthtrends.wri.org/datatables/ http://www. http://www.itu.int/ http://www.itu.int/ITU-D/treg/profiles/guide.asp http://www. http://www.csis.org/ index.cfm?theme=10 worldbank.org/ newsarchive/press_ worldbank.org/ tech/OpenSource/ data/wdi2004/ releases/2003/30.html data/databytopic/ 0408_ospolicies.pdf pdfs/Table5_11.pdf itc.html#pdf

MDG indicators

MDG 1 MDG 2 MDG 3

Poverty Education Literacy Gender equity

Proportion of population below Net enrolment ratio in primary Literacy rates, aged 15-24, both Proportion of seats held by $ 1 (indicator 1) education sexes women in national parliament

% % %

UN statistics WB, dataquery UN statistics IPU

http://www.developmentgoals. http://devdata.worldbank. http://www.developmentgoals. http://www.ipu.org/wmn-e/ org/Data.htm org/data-query/ org/Data.htm classif.htm

42 Information on indicators, sources and footnotes

Abbreviations and explanations to the tables of the following pages.

Enabling Environment

Governance Media PRS ICT

Polity Index of Press freedom Newspapers Year in place Inclusion of ICT DAI Independent Level of competition Affordability Open source Democracy- (Digital Access Index) Regulator Autocracy

Daily newspapers Combination of avail- Countries with in local in interna- ISP Telephone aver- policies or legislation per 1000 people ability of infrastructure, separate regulatoy services tional long age cost of local from different gov- affordability of access, authority distance call (US$ per three ernement branches, educational level, qual- minutes) which mandate/ express ity of ICT services, and preference/ encourage Internet usage use/ commission research

–10 = fully 1—30 = free year yes = address ICT as independent strategic 0 = no access yes/no m = monopoly US$ n = national level autocratic component 31–60 = partly free 1 = full access p = partial competition r = regional level 10 = fully partially = mention ICT as enabling factor or democratic 61–100 = not free one component of infrastructure development c = full competition l = local level

(number of initiatives) no = not at all discussed

World Resources 2002–2004 WB, WDI OECD ITU ITU ITU CSIS http://earthtrends.wri.org/datatables/ http://www. http://www.itu.int/ http://www.itu.int/ITU-D/treg/profiles/guide.asp http://www. http://www.csis.org/ index.cfm?theme=10 worldbank.org/ newsarchive/press_ worldbank.org/ tech/OpenSource/ data/wdi2004/ releases/2003/30.html data/databytopic/ 0408_ospolicies.pdf pdfs/Table5_11.pdf itc.html#pdf

ICT indicators

Access to infrastructure

Radio Telephone services PC

Number of radios per 1000 people Total (fixed and mobile) phone subscribers Personal computers per 1000 people per 100 inhabitants

WB, WDI ITU ITU

http://www.worldbank.org/data/ http://www.itu.int/ITU-D/ict/statistics/ http://devdata.worldbank.org/data-query/ wdi2004/pdfs/Table5_11.pdf at_glance/basic03.pdf

na = respective country is not found in indicated data source (a) = Based on own research .. = no value provided by source (b) = Document not available CAR = Central African Repulic (c) = In addition China is engaged in a multinational initiative with DRC = Democratic Republic of the Congo South Korea and Japan to replace proprietary operating systems interregnum = marks an interregnum period after the complete col- (d) = Based on income, all other data in this column based on lapse of a centralized political authority expenditure in transition = indicates a transitional or provisional government in control as new institutions is planned I-PRSP = interim poverty reduction strategy 43 Data on the enabling environment

Governance Media PRS ICT

Polity Index Press News- Year Inclusion DAI Independent Level of competition Afforda- Open source freedom papers in place of ICT regulator bility

Year 2000 2001 2000 2004 2002 2003 2003 2002 2004

LIACs Afghanistan –7 .. 5 na yes p p p .. Bangladesh 6 63 53 (I-PRSP) 0.18 yes c m c .. Bhutan –8 72 na 2004 partially (a) 0.13 no m m p 0.02 2 68 2 2003 yes 0.17 na p p p 0.03 China –7 80 98 0.43 na p p .. 0.03 n, l (8,1) (c) India 9 42 60 0.32 yes c m c 0.02 n, r (2,1) 7 53 23 0.34 na m p c 0.03 n (1) 3 75 28 0.43 na m m m 0.01 Korea, DPR –9 96 208 na na m m .. .. Lao PDR –7 82 4 (I-PRSP) 0.15 na p m c .. 10 31 30 2003 yes 0.35 no p c c 0.02 –7 96 9 0.17 na m m p 0.05 6 60 12 2003 yes 0.19 yes p c c 0.01 Pakistan –6 57 40 2004 partially (a) 0.24 no c c c 0.02 n (1) 8 30 82 0.43 yes c c c 0 n (2) Sri Lanka 5 63 29 2003 yes 0.38 yes p p c 0.03 Thailand 9 30 64 0.48 na p m c 0.07 n, l (6,1) Timor-Leste na na na na na na na na .. Viet Nam –7 82 4 2002 yes 0.31 na p m p 0.02 n (1)

SSA Angola –3 79 11 0.11 no p p c 0.09 Benin 6 30 5 2003 yes 0.12 yes m m .. 0.28 Burkina Faso –3 39 1 2000 partially 0.08 yes m m c 0.1 Burundi –1 77 2 (I-PRSP) 0.10 no c c c 0.02 Cameroon –4 68 7 2003 yes 0.16 no m m c 0.06 CAR 6 69 2 (I-PRSP) 0.10 .. m m .. 0.43 Chad –2 74 0 2000 yes 0.10 no m m c 0.11 Congo –6 53 8 0.17 na c c .. .. Cote d’Ivoire 4 66 16 (I-PRSP) 0.13 yes p p c 0.22 DRC interregnum 86 3 (I-PRSP) 0.12 yes c p c .. Djibouti na na na 2004 partially (a) 0.15 na m m m 0.2 Equatorial Guinea –5 80 na 0.20 na m m m .. Eritrea –6 79 .. 0.13 no m m c 0.03 Ethiopia 1 61 0 2002 partially 0.10 yes m m m 0.02 Gambia –5 65 2 2002 yes 0.13 yes p m c 0.03 Ghana 2 27 14 2003 yes 0.16 yes p p c 0.03 Guinea –1 74 .. 2002 partially 0.10 no p p c 0.08 Kenya –2 67 10 2004 (b) 0.19 yes p p c 0.07 Lesotho in transition 46 8 (I-PRSP) 0.19 yes p p c 0.11 Liberia 0 77 12 na na p c .. .. Madagascar 7 31 5 2003 partially 0.15 yes .. c c 0.07 Malawi 7 54 3 2002 partially 0.15 no m p p 0.06 Mali 6 23 1 2003 yes 0.09 yes p p c .. Mauritania –6 61 0 2001 partially 0.14 yes m c c 0.13 Mozambique 6 48 2 2001 yes 0.12 yes m p c .. Namibia 6 34 19 0.39 yes m m c .. Niger 4 49 0 2000 yes 0.04 na m m m .. Nigeria 4 57 24 0.15 yes c p c .. Rwanda –4 87 0 2002 yes 0.15 yes c .. c 0.09 Senegal 8 39 5 2002 partially 0.14 yes m m c .. Sierra Leone interregnum 62 4 (I-PRSP) 0.10 na m p p .. Somalia interregnum 88 1 na na na na na .. South Africa 9 23 32 0.45 no m p c 0.09 n (3) Sudan –7 87 26 0.13 no m m c .. Swaziland na na 26 0.37 na m m .. 0.04 Tanzania 2 49 4 2000 no 0.15 yes m m c 0.12 n (1) Togo –2 68 2 0.18 yes p p c 0.1 Uganda –4 42 2 2000 no 0.17 yes p p c 0.21 Zambia 1 65 12 2002 no 0.17 yes m m c 0.09 Zimbabwe –5 83 18 0.29 yes c c c ..

44 Data on the enabling environment

Governance Media PRS ICT

Polity Index Press News- Year Inclusion DAI Independent Level of competition Afforda- Open source freedom papers in place of ICT regulator bility

Year 2000 2001 2000 2004 2002 2003 2003 2002 2004

LIACs Afghanistan –7 .. 5 na yes p p p .. Bangladesh 6 63 53 (I-PRSP) 0.18 yes c m c .. Bhutan –8 72 na 2004 partially (a) 0.13 no m m p 0.02 Cambodia 2 68 2 2003 yes 0.17 na p p p 0.03 China –7 80 98 0.43 na p p .. 0.03 n, l (8,1) (c) India 9 42 60 0.32 yes c m c 0.02 n, r (2,1) Indonesia 7 53 23 0.34 na m p c 0.03 n (1) Iran 3 75 28 0.43 na m m m 0.01 Korea, DPR –9 96 208 na na m m .. .. Lao PDR –7 82 4 (I-PRSP) 0.15 na p m c .. Mongolia 10 31 30 2003 yes 0.35 no p c c 0.02 Myanmar –7 96 9 0.17 na m m p 0.05 Nepal 6 60 12 2003 yes 0.19 yes p c c 0.01 Pakistan –6 57 40 2004 partially (a) 0.24 no c c c 0.02 n (1) Philippines 8 30 82 0.43 yes c c c 0 n (2) Sri Lanka 5 63 29 2003 yes 0.38 yes p p c 0.03 Thailand 9 30 64 0.48 na p m c 0.07 n, l (6,1) Timor-Leste na na na na na na na na .. Viet Nam –7 82 4 2002 yes 0.31 na p m p 0.02 n (1)

SSA Angola –3 79 11 0.11 no p p c 0.09 Benin 6 30 5 2003 yes 0.12 yes m m .. 0.28 Burkina Faso –3 39 1 2000 partially 0.08 yes m m c 0.1 Burundi –1 77 2 (I-PRSP) 0.10 no c c c 0.02 Cameroon –4 68 7 2003 yes 0.16 no m m c 0.06 CAR 6 69 2 (I-PRSP) 0.10 .. m m .. 0.43 Chad –2 74 0 2000 yes 0.10 no m m c 0.11 Congo –6 53 8 0.17 na c c .. .. Cote d’Ivoire 4 66 16 (I-PRSP) 0.13 yes p p c 0.22 DRC interregnum 86 3 (I-PRSP) 0.12 yes c p c .. Djibouti na na na 2004 partially (a) 0.15 na m m m 0.2 Equatorial Guinea –5 80 na 0.20 na m m m .. Eritrea –6 79 .. 0.13 no m m c 0.03 Ethiopia 1 61 0 2002 partially 0.10 yes m m m 0.02 Gambia –5 65 2 2002 yes 0.13 yes p m c 0.03 Ghana 2 27 14 2003 yes 0.16 yes p p c 0.03 Guinea –1 74 .. 2002 partially 0.10 no p p c 0.08 Kenya –2 67 10 2004 (b) 0.19 yes p p c 0.07 Lesotho in transition 46 8 (I-PRSP) 0.19 yes p p c 0.11 Liberia 0 77 12 na na p c .. .. Madagascar 7 31 5 2003 partially 0.15 yes .. c c 0.07 Malawi 7 54 3 2002 partially 0.15 no m p p 0.06 Mali 6 23 1 2003 yes 0.09 yes p p c .. Mauritania –6 61 0 2001 partially 0.14 yes m c c 0.13 Mozambique 6 48 2 2001 yes 0.12 yes m p c .. Namibia 6 34 19 0.39 yes m m c .. Niger 4 49 0 2000 yes 0.04 na m m m .. Nigeria 4 57 24 0.15 yes c p c .. Rwanda –4 87 0 2002 yes 0.15 yes c .. c 0.09 Senegal 8 39 5 2002 partially 0.14 yes m m c .. Sierra Leone interregnum 62 4 (I-PRSP) 0.10 na m p p .. Somalia interregnum 88 1 na na na na na .. South Africa 9 23 32 0.45 no m p c 0.09 n (3) Sudan –7 87 26 0.13 no m m c .. Swaziland na na 26 0.37 na m m .. 0.04 Tanzania 2 49 4 2000 no 0.15 yes m m c 0.12 n (1) Togo –2 68 2 0.18 yes p p c 0.1 Uganda –4 42 2 2000 no 0.17 yes p p c 0.21 Zambia 1 65 12 2002 no 0.17 yes m m c 0.09 Zimbabwe –5 83 18 0.29 yes c c c ..

45 Data on the MDGs and ICT infrastructure

MDG indicators ICT indicators

MDG 1 MDG 2 MDG 3 Access to infrastructure Poverty Education Literacy Gender Radio Telephone PC equity services

Year various 2001 2003 2004 2001 2002 2002

LIACs Afghanistan .. .. na na 114 1.93 .. Bangladesh 2000 : 36.03 86.61 50.3 2 49 13.2 3.38 Bhutan .. .. na 10 na 28.39 14.48 Cambodia 1997 : 34.07 86.17 80.8 11 119 30.14 1.96 China 2001 : 16.64 .. 98.3 20 339 327.78 27.64 India 1999–00 : 34.70 .. 74.8 8 120 51.93 7.2 Indonesia 2002 : 7.51 92.14 98.2 11 159 91.7 11.88 Iran 1998 : <2 86.54 95.1 3 281 220.09 74.96 Korea, DPR .. .. na 20 154 21.12 .. Lao PDR 1997–98 : 26.33 82.76 80 23 148 21.15 3.25 Mongolia 1995 : 13.92 86.63 99.1 5 50 141.62 28.41 Myanmar .. 81.88 91.6 na 66 7.97 5.1 Nepal 1995 : 37.68 .. 63.8 6 39 15.07 3.66 Pakistan 1998 : 13.36 .. 59.6 21 105 33.53 .. Philippines 2000 : 14.64 92.98 99 16 161 232.92 27.68 Sri Lanka 1995–96 : 6.56 .. 97.2 5 215 95.78 13.19 Thailand 2000 : <2 86.31 99.1 10 235 365.45 39.77 Timor-Leste na .. na 26 na .. Viet Nam 1998 : 17.74 93.97 95.7 27 109 71.77 9.85

SSA Angola .. .. na 16 78 15.43 1.94 Benin .. .. 56.7 7 445 41.38 2.21 Burkina Faso 1998 : 44.85 34.98 38 12 433 12.89 1.59 Burundi 1998 : 58.35 53.4 67.2 19 220 10.6 0.72 Cameroon 2001 : 17.1 .. 91.6 9 161 49.69 5.69 CAR 1993 : 66.58 .. 71.3 na 80 5.46 2.02 Chad .. 58.26 71.4 6 233 5.85 1.65 Congo .. .. 98 11 109 73.88 3.94 Cote d’Ivoire 1998: 15.53 62.61 64.4 9 185 82.67 9.34 DRC .. .. 84.6 10 385 10.83 .. Djibouti .. 33.96 86.5 11 na 38.3 15.24 Equatorial Guinea .. 84.61 97.6 14 na 80.79 6.93 Eritrea .. 42.51 72.8 22 464 9.02 2.51 Ethiopia 1999–00 : 26.33 46.16 58.6 8 189 6 1.48 Gambia 1998 : 59.31 72.87 61.6 13 394 100.84 13.85 Ghana 1999 : 44.81 60.19 92.7 10 695 33.39 3.78 Guinea .. .. 61.49 na 19 52 15.23 5.48 Kenya 1997 : 23.02 69.94 96.1 7 221 51.78 6.39 Lesotho 1995 : 36.43 84.38 91.4 17 61 55.65 .. Liberia .. .. 71.9 5 274 .. .. Madagascar 1999 : 49.09 68.57 82.2 6 216 13.98 4.4 Malawi 1997–98 : 41.66 .. 73.2 499 15.25 1.34 Mali 1994 : 72.79 .. 38.9 10 180 10.28 1.41 Mauritania 2000 : 25.93 66.72 50 4 148 103.93 10.81 Mozambique 1996 : 37.85 59.69 64 30 44 18.56 4.5 Namibia 1993 (d) : 34.93 78.22 92.6 21 134 144.75 70.93 Niger 1995 : 61.42 34.23 25.2 1 122 3.32 0.6 Nigeria 1997 : 70.24 89.4 5 200 19.24 7.1 Rwanda 1983–85 : 35.73 .. 85.7 45 85 16.39 .. Senegal 1995 : 26.26 57.9 54 19 128 77.21 19.85 Sierra Leone 1989 : 57.03 na 15 259 18.23 .. Somalia .. .. na na 60 13.28 .. South Africa 1995 : 7.1 89.53 92 30 336 410.48 72.6 Sudan .. .. 80 10 461 26.51 6.15 Swaziland .. 76.69 91.7 17 161 95.02 24.22 Tanzania 1993 : 19.89 54.39 92.1 21 406 24.14 4.18 Togo .. 91.83 78.4 7 263 45.38 30.78 Uganda .. .. 80.9 25 122 18.15 3.32 Zambia 1998 : 63.65 65.99 89.7 12 179 21.2 7.48 Zimbabwe 1990–91 : 35.95 82.72 97.8 10 362 55.08 51.57 46 Data on the MDGs and ICT infrastructure

MDG indicators ICT indicators

MDG 1 MDG 2 MDG 3 Access to infrastructure Poverty Education Literacy Gender Radio Telephone PC equity services

Year various 2001 2003 2004 2001 2002 2002

LIACs Afghanistan .. .. na na 114 1.93 .. Bangladesh 2000 : 36.03 86.61 50.3 2 49 13.2 3.38 Bhutan .. .. na 10 na 28.39 14.48 Cambodia 1997 : 34.07 86.17 80.8 11 119 30.14 1.96 China 2001 : 16.64 .. 98.3 20 339 327.78 27.64 India 1999–00 : 34.70 .. 74.8 8 120 51.93 7.2 Indonesia 2002 : 7.51 92.14 98.2 11 159 91.7 11.88 Iran 1998 : <2 86.54 95.1 3 281 220.09 74.96 Korea, DPR .. .. na 20 154 21.12 .. Lao PDR 1997–98 : 26.33 82.76 80 23 148 21.15 3.25 Mongolia 1995 : 13.92 86.63 99.1 5 50 141.62 28.41 Myanmar .. 81.88 91.6 na 66 7.97 5.1 Nepal 1995 : 37.68 .. 63.8 6 39 15.07 3.66 Pakistan 1998 : 13.36 .. 59.6 21 105 33.53 .. Philippines 2000 : 14.64 92.98 99 16 161 232.92 27.68 Sri Lanka 1995–96 : 6.56 .. 97.2 5 215 95.78 13.19 Thailand 2000 : <2 86.31 99.1 10 235 365.45 39.77 Timor-Leste na .. na 26 na .. Viet Nam 1998 : 17.74 93.97 95.7 27 109 71.77 9.85

SSA Angola .. .. na 16 78 15.43 1.94 Benin .. .. 56.7 7 445 41.38 2.21 Burkina Faso 1998 : 44.85 34.98 38 12 433 12.89 1.59 Burundi 1998 : 58.35 53.4 67.2 19 220 10.6 0.72 Cameroon 2001 : 17.1 .. 91.6 9 161 49.69 5.69 CAR 1993 : 66.58 .. 71.3 na 80 5.46 2.02 Chad .. 58.26 71.4 6 233 5.85 1.65 Congo .. .. 98 11 109 73.88 3.94 Cote d’Ivoire 1998: 15.53 62.61 64.4 9 185 82.67 9.34 DRC .. .. 84.6 10 385 10.83 .. Djibouti .. 33.96 86.5 11 na 38.3 15.24 Equatorial Guinea .. 84.61 97.6 14 na 80.79 6.93 Eritrea .. 42.51 72.8 22 464 9.02 2.51 Ethiopia 1999–00 : 26.33 46.16 58.6 8 189 6 1.48 Gambia 1998 : 59.31 72.87 61.6 13 394 100.84 13.85 Ghana 1999 : 44.81 60.19 92.7 10 695 33.39 3.78 Guinea .. .. 61.49 na 19 52 15.23 5.48 Kenya 1997 : 23.02 69.94 96.1 7 221 51.78 6.39 Lesotho 1995 : 36.43 84.38 91.4 17 61 55.65 .. Liberia .. .. 71.9 5 274 .. .. Madagascar 1999 : 49.09 68.57 82.2 6 216 13.98 4.4 Malawi 1997–98 : 41.66 .. 73.2 499 15.25 1.34 Mali 1994 : 72.79 .. 38.9 10 180 10.28 1.41 Mauritania 2000 : 25.93 66.72 50 4 148 103.93 10.81 Mozambique 1996 : 37.85 59.69 64 30 44 18.56 4.5 Namibia 1993 (d) : 34.93 78.22 92.6 21 134 144.75 70.93 Niger 1995 : 61.42 34.23 25.2 1 122 3.32 0.6 Nigeria 1997 : 70.24 89.4 5 200 19.24 7.1 Rwanda 1983–85 : 35.73 .. 85.7 45 85 16.39 .. Senegal 1995 : 26.26 57.9 54 19 128 77.21 19.85 Sierra Leone 1989 : 57.03 na 15 259 18.23 .. Somalia .. .. na na 60 13.28 .. South Africa 1995 : 7.1 89.53 92 30 336 410.48 72.6 Sudan .. .. 80 10 461 26.51 6.15 Swaziland .. 76.69 91.7 17 161 95.02 24.22 Tanzania 1993 : 19.89 54.39 92.1 21 406 24.14 4.18 Togo .. 91.83 78.4 7 263 45.38 30.78 Uganda .. .. 80.9 25 122 18.15 3.32 Zambia 1998 : 63.65 65.99 89.7 12 179 21.2 7.48 Zimbabwe 1990–91 : 35.95 82.72 97.8 10 362 55.08 51.57 47 ANNEX 3: CRITICAL FACTORS OF ICT USE FOR POVERTY REDUCTION

Title of study Digital Dividends for the Poor ICT for Development – Contrib- Information and Communica- Information and Communica- Information and Communica- Research – ICT Innovations for Regional Human Develop- uting to the MDGs tions Technologies and tion Technologies for Poverty tion Technologies, Poverty and Poverty Reduction* ment Report: Promoting ICT for Development: Help or Alleviation Development: Learning from Human Development in Asia Hindrance? Experience 2004: Realising the Millennium Development Goals (Summary) *

GKP infoDev (AusAID) UNDP/APDIP InfoDev UNESCO UNDP

URL www.globalknowledge. http://wbln0018.worldbank. http://unpan1.un.org/intradoc/ http://www.apdip.net/docu- http://wbln0018.worldbank. http://cirac.qut.edu.au/ictpr/ http://hdrc.undp.org.in/APRI/ org/gkps_portal/view_file. org/ict/resources.nsf/0/ groups/public/documents/ ments/eprimers/poverty.pdf org/ict/resources.nsf/0/1 downloads/research.pdf Publication/PBriefings/summary- cfm?fileid=435 4b6fa1c490ea367d85256e APCITY/UNPAN014679.pdf e51786cd26a825585256e750 web%2008-01-2004.pdf 750061182e/$FILE/ 063a3e7/$FILE/Learning%20Fr CaseStudies.pdf om%20Experience.PDF

Critical factors listed/ – Target Group: The poor. – Lesson 1: Involve target – Why? Is the use of ICT-based – ICTs alone are insufficient for – Poverty and uneven develop- – Strong links between social – The degree to which ICT can Lessons learned/ – Application: Critical issues for groups in project design and project aimed clearly at significant benefits to emerge. ment have complex, interde- and technical networks influence the achievement of Guiding Principles poverty reduction. monitoring. achieving a specific poverty – ICTs will not transform bad pendent causes. Addressing emerge as highly important MDGs is conditioned by: – Impact: Demonstrate posi- – Lesson 2: When choosing reduction goal? development into good devel- those underlying causes is the for the successful develop- a the inherent nature of a par- tive impact AND absence of the technology for a poverty – Who? Is there a specified opment, but they can make only way to combat poverty. ment of community-based ICT ticular goal combined with negative social impact. intervention project, pay target group for poverty good development better. – The ’digital divide’ is a initiatives. the materiality of information – Outreach: Immediately particular attention to infra- alleviation? – Effective applications of ICTs symptom (among many), not – Involvement in local content and communication in achiev- expandable or replicable, at structure requirements, local – How? Is the form of ICT to comprise both a techno- a diagnosis, and bridging or creation is a powerful way ing it; low marginal cost. availability, training require- be deployed appropriate in logical infrastructure and an closing it is a slogan, not a to engage people with ICTs, b three critical enabling factors – Inclusiveness: Gender-sensi- ments, and technical chal- terms of cost, support, mainte- information infrastructure. strategy. enabling them to have a – technological, access- tive approach. Community lenges. Simpler technology nance and compatibility with – In rural settings in develop- – ICTs enable change; they do voice. related and human. engagement. often produces better results. existing information flows? ing countries (where the not create it. – Integrating new ICTs with – Even where ICT can have – Sustainable: Organisationally – Lesson 3: Existing tech- – How? Is the form of ICT to vast majority of poor people – ICT strategies are only effec- established media has a posi- a critical influence, its role and financially. nologies—particularly be deployed scalable to live), it is always a challenge tive, sustainable, and worth tive impact on the sustainabil- is largely a facilitating and – Partnerships: Government, the telephone, radio, and enable it to be replicated and to install the technological the effort if they are integrally ity. complementing one to the civil society, private sector, television—can often convey expanded infrastructure, but the task is linked to broader, more com- – ICTs play a crucial symbolic more direct forms of interven- academia, and networks. information less expensively, – How? Are appropriate inter- relatively simple compared to prehensive development and role in people’s aspirations tion and service delivery. – Technology: Combine ICTs to in local languages, and to mediaries being used? establishing the information poverty-reduction strategies. and ideas of what skills will – The extension and sustainabil- construct a complete commu- larger numbers of people – How? What scope is there infrastructure. – “Mainstreaming” ICTs in be necessary for the future. ity of small scale and experi- nication package. than can newer technologies. for public private partner- – The application of ICTs in the donor programmes means – ICT initiatives are clearly mental applications of ICT In some cases, the former can ships? absence of a development subordinating them as tools valued for providing a dif- depend on the commitment enhance the capacity of the – What? Is the content trans- strategy that makes effective of other, more fundamental ferent model of teaching and resources that stakehold- latter. mitted by the ICT relevant to use of them will inevitably objectives, not inserting them and learning that stands in ers are able to mobilise, and – Lesson 4: ICT projects that the audience and is it in a result in sub-optimal out- everywhere. marked contrast to general to a great extent on the crea- reach out to rural areas language easily understood comes. – Newer is not necessarily bet- experiences of schooling. tion of effective partnerships contribute more to the MDGs by the target audience? – While ICTs provide opportuni- ter. – ICTs link to empowerment among all stakeholders: than projects based in urban – How long? Is the project self- ties for development, desir- – ICTs are, to some extent, in extremely diverse ways. a Governments in develop- areas. sustaining over what period? able outcomes always arise social constructs. Therefore, ICT skills link to aspects such ing countries continue to be – Lesson 5: Financial sustain- – How well? What perform- from the actions of people. they need to be adapted to as literacy, expression and major players in ICT initia- ability is a challenge for ICT- ance measurement, monitor- different social contexts. access to information. tives, both in their capacity for-development initiatives. ing and evaluation processes – Priority-setting is crucial to – ICT initiatives have been as as policy makers and in their – Lesson 6: Projects that focus are in place? successful development and important as a social inter- role as providers of ICT infra- on ICT training should include – What risks? Managing risk: poverty reduction. vention as they have been as structure and services. a job placement component. “What unexpected events or – Learning new lessons is a technical one. b NGOs are fast emerging as situations might arise?” and good, but fully absorbing old – Successful development of innovative and effective users “What should be done to lessons is just as important. the initiatives has proven to and purveyors of ICT. manage these?” be a gradual process that c The private sector and its works best when developed resources and expertise are organically from both com- relevant with respect to the munity demands and careful provision of infrastructure and research. services, especially in view of increased deregulation and * With the exception of the UNESCO and the UNDP study, all points listed are taken directly from the documents. For the UNESCO study liberalisation of ICT indus- they are based on the Summary of Key Findings, for the UNDP study they are based on the Conclusion. tries.

48 Title of study Digital Dividends for the Poor ICT for Development – Contrib- Information and Communica- Information and Communica- Information and Communica- Research – ICT Innovations for Regional Human Develop- uting to the MDGs tions Technologies and tion Technologies for Poverty tion Technologies, Poverty and Poverty Reduction* ment Report: Promoting ICT for Development: Help or Alleviation Development: Learning from Human Development in Asia Hindrance? Experience 2004: Realising the Millennium Development Goals (Summary) *

GKP infoDev (AusAID) UNDP/APDIP InfoDev UNESCO UNDP

URL www.globalknowledge. http://wbln0018.worldbank. http://unpan1.un.org/intradoc/ http://www.apdip.net/docu- http://wbln0018.worldbank. http://cirac.qut.edu.au/ictpr/ http://hdrc.undp.org.in/APRI/ org/gkps_portal/view_file. org/ict/resources.nsf/0/ groups/public/documents/ ments/eprimers/poverty.pdf org/ict/resources.nsf/0/1 downloads/research.pdf Publication/PBriefings/summary- cfm?fileid=435 4b6fa1c490ea367d85256e APCITY/UNPAN014679.pdf e51786cd26a825585256e750 web%2008-01-2004.pdf 750061182e/$FILE/ 063a3e7/$FILE/Learning%20Fr CaseStudies.pdf om%20Experience.PDF

Critical factors listed/ – Target Group: The poor. – Lesson 1: Involve target – Why? Is the use of ICT-based – ICTs alone are insufficient for – Poverty and uneven develop- – Strong links between social – The degree to which ICT can Lessons learned/ – Application: Critical issues for groups in project design and project aimed clearly at significant benefits to emerge. ment have complex, interde- and technical networks influence the achievement of Guiding Principles poverty reduction. monitoring. achieving a specific poverty – ICTs will not transform bad pendent causes. Addressing emerge as highly important MDGs is conditioned by: – Impact: Demonstrate posi- – Lesson 2: When choosing reduction goal? development into good devel- those underlying causes is the for the successful develop- a the inherent nature of a par- tive impact AND absence of the technology for a poverty – Who? Is there a specified opment, but they can make only way to combat poverty. ment of community-based ICT ticular goal combined with negative social impact. intervention project, pay target group for poverty good development better. – The ’digital divide’ is a initiatives. the materiality of information – Outreach: Immediately particular attention to infra- alleviation? – Effective applications of ICTs symptom (among many), not – Involvement in local content and communication in achiev- expandable or replicable, at structure requirements, local – How? Is the form of ICT to comprise both a techno- a diagnosis, and bridging or creation is a powerful way ing it; low marginal cost. availability, training require- be deployed appropriate in logical infrastructure and an closing it is a slogan, not a to engage people with ICTs, b three critical enabling factors – Inclusiveness: Gender-sensi- ments, and technical chal- terms of cost, support, mainte- information infrastructure. strategy. enabling them to have a – technological, access- tive approach. Community lenges. Simpler technology nance and compatibility with – In rural settings in develop- – ICTs enable change; they do voice. related and human. engagement. often produces better results. existing information flows? ing countries (where the not create it. – Integrating new ICTs with – Even where ICT can have – Sustainable: Organisationally – Lesson 3: Existing tech- – How? Is the form of ICT to vast majority of poor people – ICT strategies are only effec- established media has a posi- a critical influence, its role and financially. nologies—particularly be deployed scalable to live), it is always a challenge tive, sustainable, and worth tive impact on the sustainabil- is largely a facilitating and – Partnerships: Government, the telephone, radio, and enable it to be replicated and to install the technological the effort if they are integrally ity. complementing one to the civil society, private sector, television—can often convey expanded infrastructure, but the task is linked to broader, more com- – ICTs play a crucial symbolic more direct forms of interven- academia, and networks. information less expensively, – How? Are appropriate inter- relatively simple compared to prehensive development and role in people’s aspirations tion and service delivery. – Technology: Combine ICTs to in local languages, and to mediaries being used? establishing the information poverty-reduction strategies. and ideas of what skills will – The extension and sustainabil- construct a complete commu- larger numbers of people – How? What scope is there infrastructure. – “Mainstreaming” ICTs in be necessary for the future. ity of small scale and experi- nication package. than can newer technologies. for public private partner- – The application of ICTs in the donor programmes means – ICT initiatives are clearly mental applications of ICT In some cases, the former can ships? absence of a development subordinating them as tools valued for providing a dif- depend on the commitment enhance the capacity of the – What? Is the content trans- strategy that makes effective of other, more fundamental ferent model of teaching and resources that stakehold- latter. mitted by the ICT relevant to use of them will inevitably objectives, not inserting them and learning that stands in ers are able to mobilise, and – Lesson 4: ICT projects that the audience and is it in a result in sub-optimal out- everywhere. marked contrast to general to a great extent on the crea- reach out to rural areas language easily understood comes. – Newer is not necessarily bet- experiences of schooling. tion of effective partnerships contribute more to the MDGs by the target audience? – While ICTs provide opportuni- ter. – ICTs link to empowerment among all stakeholders: than projects based in urban – How long? Is the project self- ties for development, desir- – ICTs are, to some extent, in extremely diverse ways. a Governments in develop- areas. sustaining over what period? able outcomes always arise social constructs. Therefore, ICT skills link to aspects such ing countries continue to be – Lesson 5: Financial sustain- – How well? What perform- from the actions of people. they need to be adapted to as literacy, expression and major players in ICT initia- ability is a challenge for ICT- ance measurement, monitor- different social contexts. access to information. tives, both in their capacity for-development initiatives. ing and evaluation processes – Priority-setting is crucial to – ICT initiatives have been as as policy makers and in their – Lesson 6: Projects that focus are in place? successful development and important as a social inter- role as providers of ICT infra- on ICT training should include – What risks? Managing risk: poverty reduction. vention as they have been as structure and services. a job placement component. “What unexpected events or – Learning new lessons is a technical one. b NGOs are fast emerging as situations might arise?” and good, but fully absorbing old – Successful development of innovative and effective users “What should be done to lessons is just as important. the initiatives has proven to and purveyors of ICT. manage these?” be a gradual process that c The private sector and its works best when developed resources and expertise are organically from both com- relevant with respect to the munity demands and careful provision of infrastructure and research. services, especially in view of increased deregulation and liberalisation of ICT indus- tries.

49 ANNEX 4: CHENNAI STATEMENT

Chennai Statement on Up-scaling Pro-Poor ICT Policies and Practices

Summary investment in service development including local content, and the adoption of open source solu- ICTs can make a difference in poverty reduc- tions. tion. The lessons learned around the globe dem- onstrate the great potential of ICTs to enhance Mainstreaming ICTs in poverty reduction strate- empowerment, opportunity and security. This gies (PRS) is a key issue. ICTs can be used to potential contrasts with the overall modest impact facilitate the PRS process, and should be main- of ICTs on the MDGs. Untapped opportunities streamed into the implementation of sectoral com- exist for scaling-up poverty reduction using ICTs. ponents, complementing the poverty-reducing priorities of the national ICT strategy. Targeted pro-poor regulations and policies are key.

Technological progress reduces costs dramati- cally and lowers access barriers. Choosing sim- ple, context-related solutions that may not require high connectivity or high-level human capacity is key. Combinations of complementary tech- nologies, such as radio and Internet, have often proved particularly appropriate.

Up-scaling to reach the MDGs requires additional investment. National ICT licensing obligations should include funding mechanisms to mobilise finance for community initiatives, and to address the financing gap for small and medium ICT start- up businesses. The deployment of ICTs increases the effectiveness and efficiency in reaching the MDGs, whatever the resources available – main- streaming ICTs pays off even when budgets are stagnating or shrinking.

Those countries mainstreaming ICTs effectively A staff member of the MS Swaminathan Research Foundation explains the hub of into their productive sectors strengthen their com- the village information network in Villianur (India) to a part of the Chennai Group. petitiveness. It is a matter of economic survival It is based on solar energy and satellite links. to make appropriate use of ICTs. Therefore, the application or non-application of ICTs in an econ- omy affects people living in poverty both directly At the grass roots level, the capacity of community and indirectly. structures should be built upon and enhanced. The basic requirements for successful up-scal- Recognising the complementary roles of govern- ing of poverty reduction through ICTs are (1) an ments, the private sector and civil society, building enabling ICT policy environment; (2) conducive multi-stakeholder partnerships (MSP) becomes a conditions for poverty reduction; (3) appropriate priority in implementing an inclusive information technology choices; (4) mobilisation of additional society based on the WSIS’ vision and inspired public and private resources. by the Millennium Declaration.

An enabling ICT policy environment includes respect for freedom of expression, diversity and the free flow of information, competition in ICT infrastructure provision, also in the last mile,

50 Introduction late the people-centred vision of ICTs for pov- erty reduction into action is intrinsically linked 1 Upon invitation of the MS Swaminathan to the challenge of reaching the MDGs. Research Foundation (MSSRF) and the Swiss Agency for Development and Cooperation 4 ICTs can make a difference in poverty reduc- (SDC), development practitioners and policy tion. The practical experience as well as the makers met in Chennai, India, from 17–19 lessons learned around the globe demonstrate November 2004, for a workshop to review the great potential of ICTs to support poverty experiences in Asia and Africa in the use reduction efforts by enhancing empower- of information and communication technolo- ment, opportunity and security. This potential gies (ICTs) for poverty reduction. The event contrasts, however, with the overall modest was organised in coordination with and sup- impact of ICTs on the MDGs remaining well ported by the Global Knowledge Partnership behind expectations. (GKP), OneWorld South Asia and the United Nations Development Programme (UNDP). 5 In view of the massive up-scaling and replica- This meeting of experts provided valuable tion of the use of ICTs for poverty reduction inputs into a more detailed draft Working that is needed, the participants of the Chen- Paper that will be published by SDC/MSSRF nai workshop on “Up-scaling Poverty Reduc- in 2005. In order to provide a more compact tion through ICTs” hereby endorse the design, input into the processes of the World Summit adoption, and implementation of ICT policies of the Information Society (WSIS), Poverty and practices at all levels. ICTs are a tool and Reduction Strategies and the Millennium+5 should be understood in a broader perspec- Summit, the participants decided to compile tive that includes the following elements: some key conclusions and recommendations in a statement. The purpose of the Chennai Statement is to stimulate the debate from a Relevance clearly poverty-focused perspective. 6 Building on the lessons learned, untapped 2 The Chennai Statement reflects the shared opportunities exist for scaling up poverty concerns of the undersigned participants from reduction using ICTs, by harnessing their ten countries mainly in Asia and a number potential for dynamic knowledge sharing from Africa, Australia, North America and and networking, building on economies Europe. Among the participants were rep- of scale and drawing on a broad range of resentatives from multilateral organisations, approaches that can be used as a catalyst bilateral development agencies, civil society for local adaptation. The positive experience organisations and the private sector. The of using ICTs for poverty reduction is often Chennai Statement is intended to serve as linked to use of the new options by organised an input into the on-going global debate on self-help groups and collective organisations. the role of ICTs for development, particularly Up-scaling poverty reduction with ICTs means in view of the poverty reduction oriented increasing outreach and deepening impact. agenda for the implementation of the WSIS Principles and Action Plan in the context of 7 ICTs can be used as a strategic tool for devel- the Millennium Development Goals (MDGs). opment. They also merit and receive growing attention for their instrumental value in imple- 3 The participants share the declared WSIS’s menting pro-poor policies. The deployment of vision of a people-centred, inclusive and ICTs increases the effectiveness and efficiency development-oriented Information Society, of all endeavours to reach the MDGs what- where everyone can create, access, utilise ever the resources available. Mainstreaming and share information and knowledge, ena- ICTs pays off even when budgets are stagnat- bling individuals, communities and peoples to ing or shrinking. achieve their full potential in promoting their sustainable development and improving their 8 Those countries mainstreaming ICTs effectively quality of life; the main challenge is now to into their productive sectors gain dramatically implement the WSIS’s Declaration of Princi- in competitiveness, often to the disadvantage ples and the Plan of Action. The need to trans- of others. It is a matter of economic survival

51 to make appropriate use of ICTs. Therefore, Poverty Reduction the application or non-application of ICTs in an economy affects people living in poverty 13 Mainstreaming ICTs in poverty reduction strat- both directly and indirectly. egies (PRS) is a key issue. The implementation of PRS can play an important role in achiev- 9 The basic requirements for successful up-scal- ing the MDGs and empowering people living ing of poverty reduction through ICTs are (1) in poverty. ICTs can be used to facilitate the an enabling policy environment; (2) prioritis- PRS process. ICTs should be mainstreamed ing and creating conducive conditions for into the implementation of sectoral compo- poverty reduction; (3) appropriate technol- nents, complementing the poverty-reducing ogy choices; (4) mobilisation of additional priorities of the national ICT strategy. public and private resources. The Chennai Statement reflects these requirements. 14 In a conducive environment favouring poverty reduction, targeted pro-poor regulations and policies are key elements. They may include: Enabling Environment – Building up strong independent regulators through capacity-building measures and the 10 A clear and enforced legal framework should provision of resources to finance any resultant include respect for freedom of expression, legal cases; supporting research and aware- diversity and the free flow of information. A ness-raising throughout civil society. conducive environment for up-scaling includes – Transforming the policy environment through supporting infrastructure such as electricity, more deregulation in favour of local commu- Internet connectivity, and a reasonable level nities: (a) Licensing of air waves to grass-roots of basic education. To meet pro-poor out- level institutions; (b) Representation of grass- comes, such measures have to be combined roots level institutions on regulatory bodies. with targeted pro-poor policies. – Fast-track licensing for innovative solutions such as Voice over Internet Protocol (VoIP), 11 The acceleration of the introduction of compe- Wireless Fidelity (WiFi) and Very Small Aper- tition in ICT infrastructure provision, including ture Terminal (VSAT), and licensing of com- in the last mile, is key. It should be associ- munity-based electronic media, in particular ated with investment in service development broadcast radio. including local content to drive the demand for infrastructure. 15 Meaningful poverty reduction must be based on a participatory needs assessment related 12 Enhancing the adoption of open source solu- to empowerment, opportunity and security tions and strengthening user groups are key. of people living in poverty. ICT-applications Application of open source software/prod- embedded in poverty reduction strategies ucts in the public sector and encouraging its/ should support demand-driven, solution- their application in the private sector and by focused initiatives for, and with, disadvan- civil society is cost efficient, does not restrict taged people, characterised by applications adaptation to local needs – such as transla- and content that are highly contextualized. A tion into local languages – reduces depend- pro-poor emphasis in infrastructure provision ence on foreign firms, and does not create and content development applications is a new barriers for local ICT experts, but instead priority. This should include the introduction strengthens their training and keeps the jobs of lowest-cost and transparent demand- and in-country. supply-side subsidies to ensure that access costs are affordable. The use of voucher systems could be an appropriate option for promoting private partnerships in subsidised public access provision to address the needs of those in poverty.

52 Technology Choices sector in general and for social entrepreneurs in particular, to bring connectivity, services 16 Technological progress reduces costs dramat- and content to those in poverty. ically and lowers access barriers, which is of particular importance to people in poverty. 20 Resulting in a hybrid form of private-public When making a technology choice, infor- sources, national ICT licensing obligations mation about the latest technological devel- should include funding mechanisms to mobi- opments is useful in order to choose simple, lise finance for appropriate community initia- context-related solutions that may not require tives, and to address the financing gap for high connectivity or high-level human capac- small and medium enterprises (SMEs) inter- ity. Flexible platforms combining the strengths ested in starting ICT businesses. Regulators of complementary technologies, such as radio must have the political backing and capacity and Internet, have often proved particularly to enforce compliance with universal service appropriate. obligations (USOs) and to evaluate the effec- tiveness of the use of funds. 17 Financial, ecological and social sustainability is the triple bottom line for successful ICT-sup- ported projects. Sustainability is contextual The Way Forward and dynamic. In a poverty-stricken rural con- text, appropriate technology choices favour- 21 There are significant challenges in the transi- ing social sustainability are as important as tion to scaling up poverty reduction through financial sustainability and require a focus on the use of ICTs in national strategies, in terms local content creation. The question of profita- of retaining local ownership, capacity build- bility should be embedded right from the start ing in local communities, developing sustain- when designing and planning poverty reduc- able business models and defining the level of ing projects with ICT-use. The drive for up- institutional and public sector support. scaling and sustainability can itself become a challenge as it may cause a drift away from a 22 National level advocacy is key for up-scaling focus on the poorest. poverty reduction through ICTs. The added value of global declarations, including this Chennai Statement, depends on the extent Resource Mobilisation to which they are heard by governments, civil society and the private sector region- 18 Up-scaling to reach the MDGs requires addi- ally, nationally and locally. In particular, the tional investment. Public resources are severely younger generation should be reached. limited at the national as well as the interna- tional level. Despite the Monterrey Consensus, 23 Global coalitions advancing empowerment, it is unlikely that official development assist- opportunity and security of people in poverty, ance (ODA) will be increased substantially. including gender equality, education, health The search for new sources of development and democracy, are an effective and efficient financing (NSDF) is still in its initial stages. channel for taking up-scaling concerns for- The options discussed include a byte tax and ward. In particular, intensifying South-South other ICT-related sources, which are not likely networking and dialogue should be pursued to materialise in the foreseeable future. systematically.

19 In order to ensure the best use of scarce 24 Recognising the complementary roles of gov- public resources, maximum mobilisation of ernments, the private sector and civil society, private investment is vital. Depending on the building multi-stakeholder partnerships (MSP) enabling regulatory framework, the existing becomes a priority in implementing an inclu- infrastructure and the development potential, sive information society based on the WSIS’s private investment can be mobilised, to a cer- vision and inspired by the Millennium Decla- tain extent even in remote regions. The micro ration. At the grassroots level, the capacity of finance movement demonstrates that banking community structures, such as self-help groups for people in poverty is feasible. Similarly, and other intermediaries, should be tapped there is an untapped market for the private and enhanced.

53 Follow-up List of participants and signatories (alphabetical order) 25 This statement is timed to inform the prepara- tions for the second phase of WSIS 2005 in – Subbiah Arunachalam, MS Swaminathan Tunis. The declaration will be backed by a Research Foundation, India joint MSSRF/SDC discussion paper to be pub- – Namrata Bali, SEWA, India lished early in 2005. The participants will use – Indrajit Banerjee, Asian Media Informa- their networks to influence the WSIS process tion and Communication Centre (AMIC), accordingly. MSSRF, SDC and GKP will host a side event during the PrepCom II in Geneva – Robert Chapman, Overseas Development in February 2005. Institute (ODI), UK – Tenzin Chhoeda, Department of Information 26 In light of the outcomes of the WSIS, MSSRF/ and Technology, Bhutan SDC intend to convene a follow-up meeting – Jayalakshmi P. Chittoor, i4d, India on opportunities and challenges for up-scal- – Celeste Cinco, Association for Progressive ing MDG implementation through ICTs, involv- Communications (APC), Philippines ing stakeholders from the public and private – Richard Gerster, Gerster Consulting, sectors as well as civil society, not later than Switzerland 2007. The objectives will be to: – Ravi Gupta, i4d, India – Review the added value of the WSIS out- – Michael Jensen, Consultant, South Africa comes for ICT for poverty reduction (ICT4PR) – Senthil Kumaran, MS Swaminathan Research and MDG implementation; Foundation, India – Present the main ongoing and planned ICT4PR – Radhika Lal, UNDP, USA up-scaling programmes; – Stuart Mathison, The Foundation for – Discuss the key challenges met in ICT4PR up- Development Cooperation (FDC), Australia scaling efforts; – Basheerhamad Shadrach, OneWorld South – Exchange information on lessons learned and Asia, India good practices in ICT4PR. – Pavan S. Shakya, WorldLink Communications, Nepal – Randall Spence, International Development Research Centre (IDRC), UK – Nazneen Sultana, Grameen Communica- tions, Bangladesh – Swarna Vepa, MS Swaminathan Research Foundation, India – Gerolf Weigel, Swiss Agency for Development and Cooperation, Switzerland – Sonja Zimmermann, Gerster Consulting, Switzerland

January 2005

54 ANNEX 5: ENDNOTES

1 Schilderman 2001. 17 Mathison 2003. 2 Sen 2003. 18 Marker/McNamara/Wallace 2002. 3 See Annex 3 for an (incomplete) overview. 19 Mathison 2003. 4 See Weigel/Waldburger 2004. 20 Gerster/Zimmermann 2003 (B); Beardon 2004. 5 The task force is the first body created by an intergovernmental decision in which 21 The first four characteristics are drawn from members represent governments and civil Gerster/Zimmermann 2003 (A). society (from the private sector, NGOs and 22 Details on the MDGs can be found at: academia). Together with organisations of http://www.developmentgoals.org/, http:// the United Nations system they have equal www.undp.org/mdg/ and http://www. decision-making power. un.org/millenniumgoals/, http://millennium- See http://www.unicttaskforce.org. indicators.un.org/unsd/mi/mi_goals.asp. 6 See http://www1.oecd.org/dac/ictcd/htm/ 23 UN ICT task force, 2003; World Bank home.htm for the matrix as well as other links Group’s Global ICT Department 2003. and documents. 24 ITU 2003 (B). 7 September 1–5, 2005. 25 For a short discussion on the problems of 8 November 16–18, 2005. selecting indicators and the limitations of 9 The participating and contributing institu- existing data sources see also UNDP 2004 tions are the following: The Swiss Agency (A), pp.29–32. for Development and Cooperation (SDC), 26 See http://www.itu.int/ITU-D/ict/dai/ the MS Swaminathan Research Foundation for more information on the DAI. (MSSRF), a non-profit Trust based in India focuses on harnessing science and technol- 27 For a map of the regions please see: ogy for environmentally sustainable and http://millenniumindicators.un.org/unsd/mi/ socially equitable development, the Global mi_worldmillennium_new.asp. Knowledge Partnership (GKP), a world- 28 It is close to GKP’s selection based on wide network committed to harnessing the UNDP’s Human Development Index. The potential of ICT for sustainable and equi- differences are with Malaysia and Maldives table development, OneWorld South Asia being included in GKP but not here, and (OWSA), part of the OneWorld network, with Iran and Mongolia not being covered a civil society network with the mission of by GKP but included here. See Mathison harnessing the democratic potential of the 2003. Internet to promote human rights and sustain- able development, the United Nations Devel- 29 Mathison 2003. See also Beardon who opment Programme (UNDP), and Gerster stresses that “ICTs are subject to, and must Consulting, an independent company based be understood in terms of, political and in Switzerland. socio-economic context.” (Beardon 2004, p. 11). 10 Smillie 2000. 30 “Economic status of a country does count, 11 Daley 2003. but what counts more is the attitude of the 12 Daley 2003; Mathison 2003. population: this means that the population should be knowledge thirsty. If the popula- 13 World Bank 2004 (B). tion of the country does not want growth; 14 See for example the multi-dimensional con- technologically money cannot play a very cept of “human poverty” outlined by UNDP big difference in the technological front.” in the first chapter of its Human Development (Manzar and Bruckner 2004). Report in 1997: http://hdr.undp.org/reports/ 31 Hussain 2004. global/1997/en/pdf/hdr_1997_ch1.pdf. 32 For more information on different writing 15 Gerster/Zimmermann 2003 (A). systems see: http://www.omniglot.com. 16 World Bank 2000.

55 33 The alphabetic classification that dominates 47 This implies that literacy is different for each everything in Western cultures, from phone- media and needs to be acquired for all of books to dictionaries, is not as obvious in them. For an extensive definition of literacy logographic scripts, such as Chinese, where see http://www.ivla.org/. Other definitions a written character gives no indication to its even include interest and attitude in addition pronunciation. A regional initiative in Asia to the ability of individuals. that addresses this issue is the PAN Localiza- 48 Ghose/Ghosh Ray 2004. tion, see the website: http://www.panl10n. net for more information. 49 It has been found that female participation in distance education outnumbers that of 34 Chakraborty 2004. men in many countries, however most of 35 See http://nigeria.usembassy.gov/ the studies cited in the report were done wwwhxdec03i.html or http://www.aegis. in developed countries with notable differ- com/news/ips/2001/IP010902.html for a ences, for which cultural differences have description of a telephone hotline in Nigeria, been suggested. One should therefore be and http://comminit.com/strategicthinking/ cautious in transferring such results to devel- stdigitalpulse/sld-1646.html for a description oping countries. http://www1.worldbank. of Radio Oxyjeune in Senegal. org/disted/Teaching/Design/kn-02.html. 36 Forman 2003, p. 18. 50 The other two being private sector participa- tion and market competition. APC 2004. 37 Gul 2004. The author suggests separate visiting times or even separate locations for 51 Nair 2004. men and women in order to increase access. 52 Fink and Kenny 2003. 38 A number of interesting case studies focusing 53 “In cooperation with the private sector, make on organisational and sectoral context can available the benefits of new technologies, be found in Information Technology in Con- especially information and communications.” text: studies from the perspective of develop- ing countries, edited by Chrisanthi Avgerou 54 Gerster 2003. and Geoff Walsham, Aldershot 2000. 55 Communication by B. Shadrach, OneWorld 39 This approach is also taken up by South Asia, India. UNESCO’s CMC programme, which requires 56 For a more detailed analysis of the differ- (community) radio as a key element of any ences in access to ICT in the two regions see CMC. also Pigato 2001. 40 Kaldor/Anheier/Glasius 2003. 57 Smillie, 2000. Furthermore, supporting 41 World Bank 2004 (B). infrastructure such as micro-credits is needed when people want to make use of opportuni- 42 The issue of print media is also interesting ties provided: “People have not always been from the perspective of using a combination able to materialize knowledge to oppor- of different ICTs, as has shown to be effec- tunities and actions due to the absence of tive in a number of cases. Among others see financial resources.” (Nair 2004). Gerster/Zimmermann (B). 58 ITU Internet. 43 Thorbecke 1999. 59 http://www.rfi.fr/Fichiers/evenements/smsi/ 44 Smillie 2000. monde.asp. 45 UNDP 2004 (A), which provides an in-depth 60 The term “open source software” is often analysis of poverty in nine Asian countries: used synonymously with the term “free China, India, Indonesia, Malaysia, Mon- software”, even though the two are today golia, Pakistan, Sri Lanka, Thailand and considered separate movements by some. Viet Nam. The basic difference lies in their values: sim- 46 For a brief discussion on ICT indicators for ply put, for the former the issue is a practical education see UNESCO – ICT for educa- question, for the latter an ethical one. For tion under: http://www.unescobkk.org/ education/ict/v2/info.asp?id=11086.

56 this paper the abbreviation FOSS (Free/ 80 In the case of Africa, see for example Open Source Software) will be used in order UNECA’s benchmarking of status of NICI to include both aspects but without emphasis- strategies under http://www.uneca.org/ ing one or the other. aisi/. 61 For more information on governments’ 81 OECD 2004. preferences for free and open source see 82 McNamara 2003; Arunchalam 2004. also: http://www.economist.com/business/ displayStory.cfm?story_id=2054746. 83 Athreya 2004, p. 5. See also Beardon who argues for mainstreaming, if not explicitly 62 See also i4d, Vol. II No. 10, October 2004, with respect to PRS: “In the long-term, our specifically the articles on FOSS usage aim should be to consider ICTs part and par- in Africa and FLOSS in Asia, available at cel of all development work, never an aim in http://www.i4donline.net/. themselves.” (Beardon 2004, p. 22). 63 Dickie, Nakamoto 2004. 84 Bhutan PRSP, available under: http://poverty. 64 See the respective websites for more infor- worldbank.org/files/cr04246.PDF. mation: http://www.translate.or.za , 85 The most recent (January 2004) update of http://www.translate.or.ug/ and the OECD study on ICT in PRSPs lists 18 out http://www.fossfa.net. of 35 countries that define or position ICT as 65 Op de Coul, 2003; Batchelor et al., 2003; a strategic component for poverty reduction. World Resource Institute; the annex in Har- Only one year earlier, in January 2003, ris 2004; for a short evaluation of Lessons these numbers were much lower, with merely Learned from other ICT-for-Development 4 out of 21 analysed PRSPs defining or Efforts see Annex 3 of Batchelor et. al. positioning ICT as a strategic component for 2003, as well as http://www.sustainableicts. poverty reduction. This increase also reflects org for more of Batchelor’s work, with a the importance attributed to ICT in national special focus on sustainability. strategies. 66 Op de Coul 2003. 86 See selected country reviews of national e-strategies and ICT in poverty reduction 67 Batchelor et al., 2003. strategies by UNDP (forthcoming in 2005). 68 E.g. the references to the evidence that 87 See also Chapman, Blench, Kranjac- access to basic communication infrastructure Berisavljevic’ and Zakariah 2003 for policy helps the poor in Curtain 2004. implications with respect to the promotion of 69 Batchelor et al. 2003; cross-sectoral information and communica- Gerster/Zimmermann, 2003. tion processes in planning process such as the PRSPs. 70 Banuri in: UNDP/APDIP 2003. 88 Hanna 2003. 71 Schilderman 2001. 89 ITU 2003. 72 Oral communication Subbiah Arunchalam, MSSRF. 90 CATIA (Catalysing Access to ICT in Africa) focuses on policy and regulatory reform as 73 Arunchalam 2003. an important component of the programme: 74 Slater/Tacchi (B) 2004. “Catalysing informed ICT policy and regula- tory reform” contains six of the nine pro- 75 UN ICT task force 2003. gramme foci, see also www.catia.ws; similar 76 Details can be found in the Grameen Case emphasis is made by IDRC (Spence 2004). Study under http://www.telecommons.com/ 91 Ure in: UNDP/APDIP 2003. villagephone/section4.html. 77 Arunchalam 2004. 78 Jayaweera 2004 79 Slater/Tacchi (B) 2004.

57 92 An example is Cambodia. Section 3.15 of its limitation: in quite a number of countries the draft ICT policy by the Royal Government community radio legislation and practice is of Cambodia reads: “Government will not (yet) as liberal as is needed to envisage promote open source software in ICT: (1) to a fast spreading of CMCs. cut costs in the long run, (2) to broaden skills 104 For example, in the case of the Uganda and capacities of ICT professions.” pilot, four established multipurpose com- http://www.nida.gov.kh/activities/ict_ munity telecentres and two community FM policy/ictdraft.pdf. radio stations were converted into CMCs 93 Ulrich in: UNDP/APDIP 2003. (UNESCO (B) 2002). 94 Pioneered by Chile, in place in Nepal and 105 See also Chapman, Blench, Kranjac-Berisav- under consideration in Sri Lanka; Ulrich in: ljevic’ and Zakariah 2003 on community UNDP/APDIP 2003. Also see Dymond and broadcasting and participatory communica- Oestmann, 2003. tion techniques. 95 Hagen 2004. 106 The product is called eNRICH and was developed jointly by UNESCO and the 96 Spence 2004. National Informatics Centre of India. More 97 An example is Pakistan, Ansari in: UNDP/ information is available under: APDIP 2003. http://www.enrich.nic.in. 98 For example, in Bhutan the national ICT pol- 107 Slater/Tacchi (B) 2004, p. 9. icy obliges the Royal Government to provide 108 Slater/Tacchi (A) 2004, p. 90. content in the national language, which is Dzonghka. However, first major efforts were 109 Arunchalam/Senthilkumaran 2002. required to develop technological standards 110 Gerster in: Weigel/Waldburger 2004. for Dzonghka. Oral communication by Ten- zin Chhoeda, Bhutan. See also http://www. 111 Hanna 2003, pp. 12–13. kuenselonline.com/article.php?sid=4531. 112 These were findings of a learning study 99 Bhatnagar in: UNDP/APDIP 2003. Heeks by Gerster/Zimmermann 2003, based on 2002 and 2003. experience from Sub-Saharan Africa. Also see initiatives such as the e-chaupal in India 100 Bhatnagar in: UNDP/APDIP 2003. http://www.digitaldividend.org/case/case_ 101 Banuri in: UNDP/APDIP 2003. echoupal.htm. 102 UNESCO’s pilot CMC programme was 113 One example is SEWA in India, see http:// established in 2001 to address problems www.globalknowledge.org/gkps_portal/ of the digital divide at the community level. view_file.cfm?fileid=1391 or http://www. Since then, the programme has been quickly sewa.org. developed and there are around 40 CMCs 114 Teltscher in: UNDP/APDIP 2003. today in over 15 developing countries in Africa, Asia, and the Caribbean (UNESCO 115 Teltscher in: UNDP/APDIP 2003. (A) 2004). 116 Oral communication by M.S. Swaminathan 103 UNESCO (A) 2004. This concept of building in MSSRF, Mission 2007, Chennai 2004. on existing infrastructure and combining 117 In “A Dialogue on ICTs and Poverty: The different services under one roof is widely Harvard Forum” 19–20 September 2003, acknowledged today. See e.g. the conclu- see http://web.idrc.ca/en/ev-46261-201-1- sions of the Pacific Telecentre Workshop in DO_TOPIC.html. Brisbane, 1–3 December 2004 at http://portal.unesco.org/ci/en/file_down- 118 Oral information by Thor A. Halvorsen, load.php/caf1b51e3805e60cef3ccee56624 Telenor, Norway. cd31Telecentre+Workshop+-+Communique. 119 Among others, see i4d January 2004 on doc. This strength of combination is again Microfinance and new technologies, at: http://www.i4donline.net. 120 Digital Dividend Analysis 2003.

58 121 SEWA 2004. The following is an example of 138 Slater/Tacchi (A) 2004. how poor women appropriate ATMs: After 139 See Annex 3 for an overview of critical fac- they have understood the workings of an tors of ICT use for poverty reduction based ATM, they now want a similar machine to on selected studies. deposit their jewellery (oral communication by Namrata Bali). 140 Batchelor 2003. 122 See e.g. OWSA, Towards Universal Primary 141 Beardon sees this also as a weakness of the Education, special issue of Mainstreaming bottom-up process: “There is an inevitable ICTs, Vol. I/no. 2, November – December reliance on committed people with integrity 2004. to ensure that the participatory process is properly followed.” (Beardon 2004, p. 20). 123 Farrell/Wachholz 2004. 142 Hagen 2004. 124 See http://www.comminit.com/experiences/ pdskdv122002/experiences-1062.html for 143 Jayaweera 2004. the description of a TV soap broadcast in 144 Pena in: UNDP/APDIP 2003. Africa. 145 Slater/Tacchi (B) 2004; Jayaweera 2004. 125 This aspect becomes particularly important with respect to the formation of teachers. 146 Greener 2004. If ICTs are integrated into their formation, 147 Curtain 2004. they will be more likely to use them in their classes once they work in classrooms them- 148 Gerster in: Weigel/Waldburger. selves. 149 Swaminathan in: Weigel/Waldburger 126 Farrell/Wachholz 2004, p. 269. 2004, p. 209. See also UNESCO (A) 2004. 127 Or to put it in other words: “It is indeed 150 Swaminathan in: Weigel/Waldburger a strange world when educators need to 2004. be convinced that sharing information, as 151 Beardon shows that the information needs of opposed to concealing information, is a three communities in Uganda and Burundi good thing. The advances in all of the arts are quite different and influenced by their and sciences, indeed the sum total of human surroundings (such as continuous conflict knowledge, is the result of the open sharing in Burundi). Furthermore the needs differ of ideas, theories, studies and research.” depending on gender and age (Beardon (http://edge-op.org/grouch/schools.html). 2004). 128 Tong 2004. 152 Gerster in: Weigel/Waldburger 2004. 129 Tong 2004. 153 Arunchalam 2004. 130 Farrell/Wachholz 2004. 154 2003 (B); Mathison, 2003. 131 Farrell/Wachholz 2004, p. 268. 155 The example of Bhutan is well analysed in 132 An example with a fifty-year history of how Faris 2004. the progress of technological interventions 156 ITU/WSIS 2004. was integrated in the delivery of educa- tional content is the “school of the air – alice 157 Drake 2004. springs”. For more information see the web- 158 UNDP 2004 (A). site of the school: http://www.assoa.nt.edu.au/. 159 UN ICT task force 2004. 133 Arunchalam 2004. 160 See also the mainstreaming checklist in Cur- tain 2004, pp. 50–54. 134 Farrell/Wachholz 2004. 161 See the remarks in the preface of this study 135 Farrell/Wachholz 2004. by Professor MS Swaminathan, MSSRF 136 Farrell/Wachholz 2004, p. 271. Chairman, and Walter Fust, Director-Gen- eral SDC, as well as reports on the MSSRF 137 Rahman/Jhingran 2004, p. 16. website: http://www.mssrf.org/.

59 162 For example, the first article of the Declara- 167 Currie 2004. A similar concern was voiced tion affirms “our common desire and commit- in discussions among promoters of free ment to build a people-centred, inclusive and software: “There was a clear message that development-oriented Information Society, the movement to them was about much more where everyone can create, access, utilize than software, and more about true sharing and share information and knowledge, ena- and partnerships, treating everyone as an bling individuals, communities and people to equal, rather than one to be exploited in the achieve their full potential in promoting their name of market theories (and coincidentally sustainable development and improving their making those on the top ridiculously rich quality of life.” But in its first article, the Plan and powerful”, see http://wsis.ecommons. of Action limits this vision to “promoting the ca/node/view/156. use of ICT- based products, networks, serv- 168 See Annex 4. ices and applications” to achieve develop- ment goals. Similarly, the targets contained 169 Schout 2004. in the Action Plan, to be attained by 2015, 170 Wong 2004. are almost all related only to ICT connectiv- ity.“ In summary, most actors in the process 171 Batchelor 2003, p. 82. will be able to find language that they can 172 Carron 2004. use as support for their agendas, and to leverage support from governments and 173 Mathison 2004. international institutions, even though the 174 World Bank 1997; Lal in: Weigel/Wald- documents are not binding […] the simple burger 2004; Aro and Campbell 2001. fact of having opened a space within the multilateral framework of the UN to initiate 175 This is particularly relevant in the context of a debate on these issues is not a negligible the WSIS where there seems to be a strategy step, at a time when there is an increasing divide between South and North. While trend towards the privatization of policy and developing countries may emphasise basic the imposition on the rest of the world of telecoms and access to the Internet, devel- agreements made among Northern govern- oped countries may be more concerned with ments.” (Bruch, 2003). privacy, broadband networks and intel- lectual property rights. This strategy divide 163 The website http://www.itu.int/wsis/gfc/ needs to be taken into account when global index.html presents the process and docu- priorities are created in international fora ments originating from the Group of Friends such as WSIS (Currie, 2004). to the Chair, leading up to the second phase of WSIS in Tunis. In the longer run, the 176 See their webpage for more information: power geography is likely to evolve. The http://www.globalknowledge.org. recent agreement between the governments of India, Brazil and South Africa to co-oper- ate on a broad range of issues after the failure of the Doha trade round at Cancun could be extended to include producing a global e-strategy. The three governments could work co-operatively with a number of leading ICT civil society organisations based in developing countries to formulate the global e-strategy (Currie 2003). 164 A WSIS Task Force is exploring how to use existing financing mechanisms in a more effective way. 165 Khor 2004. 166 Böll Foundation 2004.

60 ANNEX 6: ABBREVIATIONS

ADB Asian Development Bank APC Association for Progressive Communications APDIP Asia Pacific Development Internet Programme ATM Automatic Teller Machine BCB Broadcast Band CBO Community Based Organisation CMC Community Multimedia Centre DAC Development Assistance Committee DAI Digital Access Index EFA Education for All FOSS Free/Open Source Software FOSSFA Free and Open Source Software Foundation for Africa GATS General Agreement on Trade in Services GKP Global Knowledge Partnership HIPC Heavily Indebted Poor Countries Initiative i4d Information for Development ICT/s Information and Communication Technology/ies ICT4D Information and Communication Technologies for Development IDA International Development Association IOSN International Open Source Network ISP Internet Service Provider ITU International Telecommunications Union LAN Local Area Network LIACs Low-Income Asian Countries MDG Millennium Development Goal MSP Multi-stakeholder Partnership MSSRF MS Swaminathan Research Foundation NEPAD New Partnership for Africa’s Development NGO Non-governmental Organisation NICI National Information and Communication Infrastructure NSDF New Sources for Development Financing ODA Official Development Assistance OECD Organisation for Economic Cooperation and Development OKN Open Knowledge Network OWSA OneWorld South Asia POVNET Network for Poverty Reduction PRS Poverty Reduction Strategy SDC Swiss Agency for Development and Cooperation SEWA Self Employed Women’s Association SMEs Small and Medium Enterprises SSA Sub-Saharan Africa SWAP Sector Wide Approaches TCP/IP Transmission Control Protocol over Internet Protocol UN United Nations UNCTAD United Nations Conference on Trade and Development UNDP United Nations Development Programme UNECA United Nations Economic Commission for Africa UNESCO United Nations Educational, Scientific and Cultural Organisation UNGA United Nations General Assembly USF Universal Service Fund USO Universal Service Obligation VoIP Voice over Internet Protocol VSAT Very Small Aperture Terminal WiFi Wireless Fidelity WSIS World Summit of the Information Society

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