Bare Argument Ellipsis and Information Structure
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Bare Argument Ellipsis and Information Structure Marina Kolokonte Submitted to the School of English Literature, Language and Linguistics for the degree of Doctor of Philosophy at Newcastle University December 2008 NEWCASTLE UNIVERSITY LIBRARY 207 32561 0 IMAGING SERVICES NORTH Boston Spa, Wetherby West Yorkshire, LS23 7BQ www.bl,uk ORIGINAL COpy TIGHTLY BOUND· Bare Argument Ellipsis and Information Structure This dissertation presents a cross-linguistic study of three elliptical predicate constructions: (a) stripping, (b) negative-contrast, and (c) yes/no ellipsis, which are all argued to fall under the scope of a more general type of ellipsis, Bare Argument Ellipsis. From an interpretive point of view, in all three constructions, thc constitucnt that is present in the second conjunct ('the remnant') has a characteristic information role. In yes/no ellipsis, the remnant functions as a contrastive topic whereas in stripping and negative-contrast the remnant is a focused constituent. The latter two constructions are further differentiated with regard to the semantic characteristics of Focus. Based on the assumption that Focus is not uniform, it is shown that stripping involves narrow information focus whereas negative-contrast involves contrastive focus. From a syntactic point of view, I argue that Bare Argument Ellipsis involves overt movement of the remnant to the left periphery of the clause, followed by IP deletion. The PF deletion approach is extended to all three constructions. Following Rizzi's (1997) split-CP hypothesis, it is proposed that the remnant in yes/no ellipsis moves to TopP, a functional projection in the left periphery of the clause that encodes contrastive topics, by the process of Clitic Left Dislocation. Contrastive topicalization of the remnant forces narrow focus on the polarity marker. Regarding stripping and negative-contrast, it is argued that the semantic difference between narrow information and contrastive focus is directly related to the focus projection that hosts the remnant. Following recent proposals that Focus should be split into several projections, I show that the remnant in negative-contrast ends up in F I P, a focus projection marked for contrastiveness whereas the remnant in stripping moves to a lower F2P, which simply encodes new information. ii TABLE OF CONTENTS Declaration and statement of copyright vi Acknowledgments vii Chapter 1: Overview of the dissertation 1 1.1 Traditional views on ellipsis 2 1.1.1 Previous analyses of stripping, negative-contrast and yes/no ellipsis 4 1.1.2 Ellipsis and Information Structure 5 1.2 Goals of the dissertation 6 1.2.1 Structure of the dissertation 6 Chapter 2: Previous approaches to Bare Argument Ellipsis 8 2.1 Introduction 8 2.2 Description of the data 9 2.2.1 Stripping and Negative-Contrast 9 2.2.2 YeslNo Ellipsis 11 2.3 Previous accounts ofstripping, negative-contrast and yes/no ellipsis 13 2.3.1 Non-elliptical approaches to stripping and negative-contrast 13 2.3.1.1 Hudson (l976a, b)/ McCawley (1988,1991) 13 2.3.1.1.1 Problems 15 2.3.1.2 Reinhart (1991) 17 2.3.1.2.1 Problems 20 2.3.2 Elliptical approaches to stripping, negative-contrast and yes/no ellipsis 23 2.3.2.1 Lopez (1999, 2000) 23 2.3.2.1.1 Problems 24 2.3.2.2.Depiante (2000) 26 2.3.2.2.1 Problems 28 2.3.2.3 Winkler (2005) 30 2.3.2.3.1 Problems 32 Chapter 3: Bare Argument Ellipsis and Information Structure 34 3.1 Introduction 34 3.2 Description ofthe data 36 3.3 Information Structure and stripping/ negative-contrast 37 3.3.1 The notion of Focus 37 3.3.1.1 A further distinction: Identificational versus contrastive focus 40 3.3.2 Focus, stripping/negative contrast 41 3.4 Information Structure and yes/no ellipsis 48 3.4.1 The notion of Topic 49 3.4.1.1. A further distinction: contrastive topic 50 111 3.4.1.2 Contrastive topic versus contrastive focus 53 3.4.2 Contrastive topic and yes/no ellipsis 54 3.5 Summary 58 Chapter 4: Arguments for a PF-deletion approach to yes/no ellipsis, stripping and negative-contrast 59 4.1 Introduction 59 4.2 Arguments for internal structure 60 4.2.1 Case Parallelism 61 4.2.2 Missing Antecedents 62 4.2.3 Extraction out of the ellipsis site 63 4.2.4 Indirect evidence for internal structure 64 4.2.4.1 Islands 64 4.2.4.2 Preposition Stranding requirements 67 4.2.4.3 Syntactic Identity 68 4.2.4.4 Internal Argument Alternations 73 4.2.4.5 Binding Effects 74 4.3 More Arguments against the pro-form theory 76 4.3.1 The Pro-Form Theory 77 4.3.2 Pragmatic Antecedents 81 4.3.3 Ellipsis across sentence boundaries 82 4.3.4 The Backwards Anaphora Constraint 83 4.4 Summary 86 Chapter 5: A Minimalist analysis of yes/no ellipsis 84 5.1 Introduction 87 5.2 Yes/No Ellipsis involves CLLD 88 5.2.1 Excluding Clitic Doubling and Clitic Right Dislocation 95 5.2.1.1 Clitic Doubling 95 5.2.1.2 Clitic Right Dislocation 98 5.2.2 CLLD as movement to TopP 100 5.3 A movement approach to CLLD 103 5.3.1 Cecchetto (2000) 104 5.3.2 Extending the analysis to yes/no ellipsis 106 5.3.3 Free recursion of topics 109 5.4 Polarity Focus and IP deletion 112 5.4.1 Contrastive topics and polarity focus 113 5.4.2 The negative polarity marker as an adverb 115 5.5 Summary 117 IV Chapter 6: A Minimalist analysis of stripping and negative-contrast 118 6.1 Introduction 118 6.2 The ",ynllLt: of FOCliS 119 6.2.1 Contrastive Focus 119 6.2.1.1 Contrastive Focus in Greek 122 6.2.1.2 Focus Preposing in English 123 6.2.2 Narrow focus 126 6.2.3 IP Remnant Movement 129 6.2.4 Multiple Focus projections 131 6.3 The analysis 135 6.3.1 Non-uniformity of Focus, stripping and negative-contrast 137 6.4 The role ofnegation 137 6.4.1 Obligatory deletion 142 6.4.2 Not as a focusing adverb 143 6.4.3 Double negation 148 6.5 Summary 150 Chapter 7: Conclusions 151 7.1 Limitations ofthe present study and future research 152 References 154 v Declaration and statement of copyright Declaration No part of the material contained within this thesis has been previously submitted for a degree at Newcastle University or any other university. Statement of copyright The copyright of this thesis rests with the author. No quotation from it should be published without her prior written consent and information derived from it should be acknowledged. vi Acknowledgements 1\ lot of rcople havc contributed in different ways to my finishing this dissertation. First and foremost, my gratitude goes to my supervisors, Anders Holmberg and Dimitra Kolliakou, who have been the best advisors that any PhD student could ask for. I would like to thank them for their continuous support, their invaluable advice, and their trust in me. They have been a great inspiration. I would also like to thank all the members of staff in the Department of English Language, Literature and Linguistics for helping me throughout the period of this PhD and making me feel very welcomed from the very first day I arrived in Newcastle. Special thanks go to Vivienne, Clare and Rola with whom I have shared three years of this 'linguistic' journey, Michelle, David, Lucy, Lieve, Aarti and Makkiko for giving me the opportunity to be part of the Newcastle and Durham linguistic community. Outside the department, I would like to thank Patty, for the great conversations over many cups of coffee and Tuzo, for being the best flatmate that anyone could have and who often had to suffer my 'PhD depression'. I strongly believe that in the front page of this thesis I should also include the names of all the friends back home, Marina, Yannis, Kyriakos, Viky, Faye, Maria, Mara, Xristos, Katerina, for always being there, offering their love and support at a very long-distance. The friendship of these people is very valuable to me and I will never forget them. A big thanks goes to my family, Mum, Dad, Faye, aunt Vivi, for their unconditional love and support at all times and also my extended family for all the happy moments that made this task easier. This work is dedicated to my uncle, Lampis, who has never stopped being with me. The biggest thanks for all goes to Dimitris. Thank you for all your love and support and most of all, for your faith in me. I feel blessed that you are in my life. Last but not least, I would like to thank my examiners, Dr. Tsoulas and Prof. Tallerman for the valuable corrections and advice. vii Chapter 1: Overview of the dissertation Ellipsis is the phenomenon where canonical sentences lack one or more syntactic constituents, whose meaning is fully interpreted by the speaker either by the use of previous linguistic material or previous discourse context. This mismatch between form and meaning has been central to the investigation of elliptical phenomena, as it is used to bring empirical weight to important issues of linguistic theory, such as the precise definition of syntactic identity, the relation of syntax and semantics and the abstractness of grammar. Different types of ellipsis have been under the realm of investigation, the most important of which is verb-phrase ellipsis (henceforth VPE) where the VP of a clause is missing under identity with a previous parallel clause (Fiengo & May 1994, Hankamer & Sag 1976, Lobeck 1995) (1) Mary loves her new job and Sarah does too [loves her new job].