30-Fk-E-Bastias Saavedra-5
Total Page:16
File Type:pdf, Size:1020Kb
Zeitschrift des Max-Planck-Instituts für europäische Rechtsgeschichte Rechts R Journal of the Max Planck Institute for European Legal History geschichte g Rechtsgeschichte Legal History www.rg.mpg.de http://www.rg-rechtsgeschichte.de/rg26 Rg 26 2018 325 – 337 Zitiervorschlag: Rechtsgeschichte – Legal History Rg 26 (2018) http://dx.doi.org/10.12946/rg26/325-337 Manuel Bastias Saavedra * Jurisdictional Autonomy and the Autonomy ofLaw:EndofEmpireandtheFunctional Differentiation of Law in 19th-century Latin America * Alexander von Humboldt Fellow, Zentrum für europäische Rechtspolitik (ZERP), Universität Bremen, [email protected] Dieser Beitrag steht unter einer Creative Commons cc-by-nc-nd 3.0 Abstract This contribution discusses the collapse of the Iberian Empire and the transformation of legal regimes in 19th-century Latin America. While most of the literature on this period centers on the process of state-building and the reform of legal institutions, my discussion will focus on the im- portant changes produced in the form of law according to Luhmann’s theory of functional dif- ferentiation. The main argument is that systems theory can provide a re-evaluation of the history of law in the 19th and 20th centuries if one focuses on the idea of the autonomy of law. I argue that this way of reading the functioning of law is analogous to the legal historical re-evaluation of early-modern Iberianlegalregimesthroughtheideaofjurisdic- tional autonomy. Taken together both ways of understanding autonomy in legal observation di- rect our attention to shifts in law that go beyond the question of empire and nation-state building. Keywords: empire, Latin America, legal history, indigenous peoples, frontiers □× Fokus focus Manuel Bastias Saavedra Jurisdictional Autonomy and the Autonomy ofLaw:EndofEmpireandtheFunctional Differentiation of Law in 19th-century Latin America* I. Introduction of the Ibero-American world between the 15th and 18th centuries, has to be extended into the inter- It seems that reconstructing the history of 19th- vening period. By recourse to Luhmann’s theory of century Latin America inevitably leads to a pri- functional differentiation, I will suggest that, fun- macy of the political. There are certainly compel- damentally, the 19th century was characterized by a ling reasons that lead the historian in this direc- shift in the form of law, which substantially trans- tion, not least because of the paradigm shift im- formed the premises that governed the jurisdic- plied in the collapse of the Spanish Empire and the tional culture of the ancien régime but did not col- onsetoftheprocessofnation-statebuildingacross lapse law into the state. the Americas. But this also should direct attention In the following, I will unfold this argument to the relation between law and political power, in three steps. First, I will discuss how the idea of and thus to the question of how historians are to jurisdictional autonomy served as a way of recon- think about the autonomy of law. The manner in structing the historical narratives of the broader which this relation is reconstructed will, of course, ancien régime culture. This framework was impor- determine how the history of the 19th century is tant for correcting the interpretations on the rela- described: if law is the instrument of empire, then tions between law and political power, on the role the history of law will be an appendix to the history of imperial law in the Spanish territories, and on of politics. On the contrary, if we reaffirm the the constitution of the nation-state during the autonomy of law, then writing the history of 19th century. Second, I argue that this jurisdiction- 19th-century Latin America would require a con- al vision of political power reaches its limits in the ceptual framework to account for the development 19th century because, being structured on the ›oth- of legal institutions and practices beyond state and erness‹ and the particularities of the ancien régime, empire. it is not able to account for the changes that are Though recent legal-historical research has pro- happening on a societal level. In this sense, the vided a stark reassessment of the normative order systems-theoretical conception of the autonomy that sustained the Spanish expansion into the New of law presents a complementary framework for World by emphasizing the unavailability of law, sustaining the analytical distinction between law there has been no equivalent framework for under- and political power. In the third part, I present standing the relation between law and political the shifts observed in sales of indigenous land in power in the contemporary world. And despite the southern Chile as an example of how applying advantages of rewriting the history of the ancien both ideas of autonomy to the analysis of a histor- régime through the lens of its jurisdictional culture, ical case reveals shifts that are not necessarily tied to it seems that this historical reassessment is still developments traditionally observed by historians content with sustaining the state as the main or legal historians. protagonist of the 19th century. This paper argues that the deconstruction of state-centered narra- tives, which has proven so valuable for the study * Research for this article was funded by a Georg Forster research fellow- ship granted by the Alexander von Humboldt Foundation. Manuel Bastias Saavedra 325 Rg 26 2018 II. Jurisdictional Autonomy: Deconstructing ical culture‹, or even broader notions such as ›an- the Statist Paradigm for Early-Modern cien régime culture‹. Paolo Grossi’s conception of Hispanic America the juridical experience as an ordo iuris pointed to- wards the law’s radical, foundational, and (quasi-) Recent legal historical research has begun to ontological role in medieval society.7 In this world- deconstruct the nationalist and statist representa- view, the law was seen as being structured accord- tions of early-modern law and has provided a ing to varying degrees of hierarchy and unavail- reconstruction of the normative order of the ability.8 Human law was subordinated to the di- early-modern period. This new manner of reading vine order of aequitas and iustitia,andassuch the juridical order of the ancien régime has also human law-making was always a process of declar- provided a different characterization of the process ing or revealing, but not creating, the law. Jesús of European expansion as extending and replicat- Vallejo has described this as the distinction made ing the juridical conceptions of the metropolis between rudis aequitas and aequitas constituta:»Esta throughout the empire.1 This model of imperial aequitas constituta es reflejo de la rudis aequitas, y law, of course, presents an alternative narrative to como tal no puede contradecirla. Lo que hace la traditional approaches to colonial law. While tradi- primera con respecto a la segunda no es más que tional approaches view colonial territories as spaces expresarla en términos concretos, delimitarla, de- of imperial domination through law,2 recent ap- clararla, hacerla visible.«9 proaches strive to demonstrate how local auton- This capacity to transform the divine, natural omy was possible in the colonies as a result of the order into law was at the root of the ancien régime’s constraints on imperial power imposed by law. conception of political power. Power relations The statist paradigm has been criticized because were encompassed under the concept of iuris- it did not allow the observation of the otherness of dictio, understood as the primary manifestation of the ancien régime and a reconstruction of its pecu- political power, which gave the holder the power liar anthropology.3 Instead of a narrative that pur- to ›declare the law‹ and ›establish fairness‹ (aequi- sued the teleological reconstruction of the present- tas).10 This conception tied the legitimate exercise day state, the emergence of the monarchy has been of power to the theological notion of justice, thus reconstructed as a process of corporative integra- subordinating political power to the original nor- tion into larger units within the semantic and mative order and making every act of authority an normative order of the late-medieval period.4 On expression of that order.11 In this judicial model of the one hand, the normative order was seen as government, the power to rule was inseparable deriving from divine creation and, as such, pre- from the power to judge.12 ceded and transcended human intervention. On This manner of conceiving political power was the other hand, human existence was not under- coherent with the corporative structure of society stood as the unfolding of individual will but rather in which diverse holders of jurisdiction operated gave ontological and juridical primacy to the com- simultaneously and exercised varying magnitudes munity and the corporative organization of soci- of power over partially or totally coinciding terri- ety.5 Insofar as the monarch could not freely alter tories or groups of persons.13 The holder of juris- the transcendent order or the corporate structure diction, as the head of the social body, was seen of traditional society, these ontological premises as exercising the aptitude of self-government that served as structural limitations to the ›centraliza- was inherent to every human community. Paolo tion‹ of power.6 Grossi has argued that, in this sense, the law was One difficulty of this approach is that any idea not a monopoly of power but rather »la voz de la of the law becomes diffuseandhastobesubsumed sociedad, voz de innumerables grupos sociales cada within notions such as ›juridical mentality‹, ›jurid- uno de los cuales encarna un ordenamiento jurídi- 1Amongothers,Hespanha (2013). 5Agüero (2008) 34; Agüero (2007) 27. 11 Agüero (2007) 31. 2Mommsen Moor (1992); Benton 6Garriga (2004) 8. 12 Garriga (2004) 18. (2010). 7Grossi (1995) 35. 13 Vallejo (1992) 3. 3Clavero (1986); Clavero (1991); 8Hespanha (2015) 148. Garriga (2004); Hespanha (2002). 9Vallejo (2009) 8.