October 5, 2012 the PHILIPPINE STOCK
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October 5, 2012 THE PHILIPPINE STOCK EXCHANGE, INC. Philippine Stock Exchange Plaza Ayala Triangle, Ayala Avenue Makati City Attention: Ms. Janet A. Encarnacion Head – Disclosure Department Dear Ms. Encarnacion: In connection with PSE Disclosure Rules, please find attached list of Top 100 Stockholders of East West Banking Corporation (EW) as of September 30, 2012. Thank you. Very truly yours, Stock Transfer Service Inc. Page No. 1 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 09/30/2012 Rank Sth. No. Name Citizenship Holdings Rank ------------------------------------------------------------------------------------------------------------------------ 1 0000000001 FILINVEST DEVELOPMENT CORPORATION Filipino 451,354,890 40.00% 2 0000000002 FILINVEST DEVELOPMENT CORPORATION FOREX Filipino 394,941,030 35.00% 3 0000000015 PCD NOMINEE CORPORATION (NON-FILIPINO) Foreign 211,125,300 18.71% 4 0000000014 PCD NOMINEE CORPORATION (FILIPINO Filipino 70,233,780 06.22% 5 0000000022 ALBERTO TIO ONG Filipino 405,000 00.04% 6 0000000030 ALFONSO S. TEH Filipino 250,000 00.02% 7 0000000034 DENNIS GRANADA BAGUYO Filipino 26,200 00.00% 8 0000000033 GERARDO S. LIMLINGAN,JR. Filipino 20,000 00.00% 9 0000000032 PONCIANO V. CRUZ, JR. Filipino 20,000 00.00% 10 0000000025 CHRISTIAN ESCUTERIO MENDEZ Filipino 11,400 00.00% 11 0000000023 PAUL A. AQUINO Filipino 10,000 00.00% 12 0000000019 ALFREDO O. BUNYE Filipino 5,500 00.00% 13 0000000031 CESAR E. CRUZ Filipino 2,300 00.00% 14 0000000027 JOSELITO L. BARRERA,JR. Filipino 1,300 00.00% 15 0000000035 RYAN S. CAZENAS Filipino 1,200 00.00% 16 0000000037 EDGARDO A. BAYANI &/OR WINKEL DEE B. BERNARDINO Filipino 500 00.00% 17 0000000026 STEPHEN G. SOLIVEN Filipino 500 00.00% 18 0000000020 NADEZHDA ISKRA F. HERRERA Filipino 200 00.00% 19 0000000036 CARLOS LEANDRO F. FELIPE Filipino 200 00.00% 20 0000000029 CARMELITA G. DESPABILADERAS Filipino 100 00.00% 21 0000000028 CATHERINE GRACE ASUNCION VILLAROSA Filipino 100 00.00% 22 0000000021 GUILLERMO F. GILI, JR. Filipino 100 00.00% 23 0000000024 OWEN NATHANIEL S AU ITF LI MARCUS AU Filipino 10 00.00% --------------- ------- Total Top 100 Shareholders : 1,128,409,610 100.00% =============== ======= --------------- Total Outstanding Shares 1,128,409,610 =============== RBKPS006 PCDUSER1 Philippine Depository & Trust Corp. OUTSTANDING BALANCES FOR A SPECIFIC COMPANY Company Code - EW0000000000 & Company Name - EAST WEST BANKING CORP. Business Date 09/28/2012 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 10000000000 UPCC SECURITIES CORP. Omnibus Without Client Tax Identification Number Domestic 102,100.00 5 UNIT 1202 TOWER ONE AND EXCHANGE PLAZ 8921174 1 PHILIPPINES PH10 AYALA AVENUE, MAKATI CITY Metropolitan Manila 0 10100000000 A & A SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 7,885,400.00 5 Rm. 1906 Ayala Ave. Condominium 6776 Ayala Ave. 810-54-01 2 PHILIPPINES PH10 Makati City Metropolitan Manila 1200 10200000000 ABACUS SECURITIES CORPORATION Omnibus Without Client Tax Identification Number Domestic 7,027,874.00 5 Unit 2904-A East Tower, PSE Centre Exchange Road, 634-2105 3 PHILIPPINES PH10 Ortigas Center Pasig City Metropolitan Manila 1600 10300000000 ACCORD CAPITAL EQUITIES CORPORATION Omnibus Without Client Tax Identification Number Foreign 1,300.00 1 Unit 1101 Orient Square Building Emerald Avenue 687-5071 to 74 4 PHILIPPINES FMX1 Ortigas Center, Pasig City Metropolitan Manila 1600 10300000000 ACCORD CAPITAL EQUITIES CORPORATION Omnibus Without Client Tax Identification Number Domestic 836,123.00 5 Unit 1101 Orient Square Building Emerald Avenue 687-5071 to 74 4 PHILIPPINES PH10 Ortigas Center, Pasig City Metropolitan Manila 1600 Page 2105 of 7282 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 10400000000 A. T. DE CASTRO SECURITIES CORP. Omnibus Without Client Tax Identification Number Domestic 189,000.00 5 Suite 701, 7/F Ayala Tower I, Exchange Plaza, Ayala 848-7160 to 65 5 PHILIPPINES PH10 Triangle, Ayala Ave., Makati City Metropolitan Manila 1226 10600000000 ALPHA SECURITIES CORP. Omnibus Without Client Tax Identification Number Domestic 128,500.00 5 UNIT 3003, ONE CORPORATE CENTRE, 30TH 6546806 7 PHILIPPINES PH10 FLOOR, JULIA VARGAS STREET, COR MERALC AVENUE STREET, ORTIGAS CENTER, PASIG CI Metropolitan Manila 1200 10900000000 BA SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 1,000.00 5 Rm 401-403 CLMC Bldg, 256-259 EDSA Greenhills 727-5374 10 PHILIPPINES PH10 Mandaluyong City Metropolitan Manila 1550 10900000000 BA SECURITIES, INC. Settlement Tax Identification Number Domestic 102,000.00 6 Rm 401-403 CLMC Bldg, 256-259 EDSA Greenhills 727-5374 10 PHILIPPINES NWT Mandaluyong City Metropolitan Manila 1550 11000000000 ANGPING & ASSOCIATES SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 229,000.00 5 Suites 2002/2004, The Peak, 107 Alfaro St., Salcedo 8482915 11 PHILIPPINES PH10 Village, Makati City Metropolitan Manila 1227 11100000000 ANSALDO, GODINEZ & CO., INC. Omnibus Without Client Tax Identification Number Domestic 705,300.00 5 340 Nueva St., Binondo Manila 242-5127 12 PHILIPPINES PH10 Metropolitan Manila 1006 11200000000 AB CAPITAL SECURITIES, INC. Settlement Tax Identification Number Domestic 13,779,300.00 6 8/F Phinma Plaza 39 Plaza Drive, Rockwell Center 814-5601 13 PHILIPPINES NWT Makati City Metropolitan Manila 1200 Page 2106 of 7282 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 11200000000 AB CAPITAL SECURITIES, INC. Settlement Tax Identification Number Domestic 25,400.00 14 8/F Phinma Plaza 39 Plaza Drive, Rockwell Center 814-5601 13 PHILIPPINES PH10 Makati City Metropolitan Manila 1200 11300000000 SARANGANI SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 115,100.00 5 UNIT 2 D1 VERNIDA I CONDOMINIUM 120 817-5806 14 PHILIPPINES PH10 AMORSOLO ST., LEGASPI VILLAGE, MAKATI CITY Metropolitan Manila 1229 11500000000 SB EQUITIES,INC. Omnibus Without Client Tax Identification Number Foreign 673,450.00 1 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES FMX1 Makati City Metropolitan Manila 1226 11500000000 SB EQUITIES,INC. Settlement Tax Identification Number Foreign 305,000.00 2 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES FMX1 Makati City Metropolitan Manila 1226 11500000000 SB EQUITIES,INC. Omnibus Without Client Tax Identification Number Domestic 340,950.00 5 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES PH10 Makati City Metropolitan Manila 1226 11600000000 ASIA PACIFIC CAPITAL EQUITIES & SECURITIEOmnibus Without Client Tax Identification Number Domestic 250,800.00 CORP. 5 24/F Galleria Corporate Center EDSA corner Ortigas 6345621 to 26 16 PHILIPPINES PH10 Avenue, Pasig City Metropolitan Manila 1605 11800000000 ASIASEC EQUITIES, INC. Omnibus Without Client Tax Identification Number Foreign 3,500.00 1 8/F Chatham House 8937981 18 PHILIPPINES FMX1 116 Valero cor. V.A. Rufino Sts Salcedo Village, Makati City 1227 Metropolitan Manila 1227 Page 2107 of 7282 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 11800000000 ASIASEC EQUITIES, INC. Omnibus Without Client Tax Identification Number Domestic 147,900.00 5 8/F Chatham House 8937981 18 PHILIPPINES PH10 116 Valero cor. V.A. Rufino Sts Salcedo Village, Makati City 1227 Metropolitan Manila 1227 11900000000 ASTRA SECURITIES CORPORATION Omnibus Without Client Tax Identification Number Domestic 70,000.00 5 Units 1204-1205 Ayala Tower One Ayala Ave. cor. 848-6421/27 19 PHILIPPINES PH10 Paseo de Roxas Makati City Metropolitan Manila 1200 11900000000 ASTRA SECURITIES CORPORATION Own Tax Identification Number Domestic 10,000.00 7 Units 1204-1205 Ayala Tower One Ayala Ave. cor. 848-6421/27 19 PHILIPPINES NWT Paseo de Roxas Makati City Metropolitan Manila 1200 12000000000 ATC SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 95,000.00 5 Unit 6f, 6th Floor 8101 Pearl Plaza, Pearl Drive Ortiga 687-1768 20 PHILIPPINES PH10 Center, Pasig City Metropolitan Manila 12 12200000000 BELSON SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 330,000.00 5 4th Floor Belson House 271 Edsa, Mandaluyong City 724-7586loc21 22 PHILIPPINES PH10 Metropolitan Manila 1554 12300000000 BENJAMIN CO CA & CO., INC. Omnibus Without Client Tax Identification Number Domestic 196,000.00 5 Rm. 301 Downtown Ctr Bldg., 516 Quintin Paredes St 6345186 23 PHILIPPINES PH10 Binondo, Manila Metropolitan Manila 1006 12400000000 B. H. CHUA SECURITIES CORPORATION Omnibus Without Client Tax Identification Number Domestic 1,264,300.00 5 872 G. Araneta Avenue, Quezon City 412-3444 24 PHILIPPINES PH10 Metropolitan Manila 1135 12400000002 B. H. CHUA SECURITIES CORPORATION Client Tax Identification Number Domestic 460,000.00 1 872 G. Araneta Avenue, Quezon City 371-4585/90 326 PHILIPPINES NWT Metropolitan Manila 1135 Page 2108 of 7282 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 12500000000 JAKA SECURITIES CORP. Omnibus Without Client Tax Identification Number Domestic 253,000.00 5 Unit 814, Ayala Tower I Ayala Ave., Makati City 8487123 25 PHILIPPINES PH10 Metropolitan Manila 1226 12600000000 BPI SECURITIES CORPORATION Omnibus Without Client Tax Identification