Goldman Sachs Ecosystem New York City, 10005, USA 9212) 902-1000;
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Goldman Sachs Group 200 West Street, Manhattan, Goldman Sachs Ecosystem New York City, 10005, USA 9212) 902-1000; www.goldmansachs.com Outside Relationships Goldman Sachs Group, Inc (Delaware Corporation) Outside Relationships Securities Regulators Capital Suppliers Customers Regulation and Customers Suppliers Capital Regulators Debt Structure Equity Structure NYSE Listing Rules Debt: $ 266.4 Billion; Credit Ratings (Long Terms): DBRS (A – High), Fitch (A), Moody’s (A2), R&I (A), S&P (BBB+) Equity Securities Public Debt Bond Financing Dividends and Common Holders Regulators Group Inc. U.S. Group Inc. Non-U.S. Subsidiaries U.S. Subsidiaries Non- Treasury Stock Preferred Stock Common Stock Stock Repurchases Hybrid Financial Commercial Other Unsecured Significant Working Capital Dollar Fixed and Dollar Fixed and Dollar Fixed and U.S. Dollar Fixed Shares Authorized: 605M Shares Authorized: 496,750 Shares Issued: 901.7M Commercial Instruments Paper Short-Term Shareholders US Securities Financing Floating Rate Floating Rate Floating Rate and Floating Rate Shares Held in Treasury: 557.6M Shares Issued: 420,282 Shares Outstanding: 344.1M Equity Capital and Exchange Banks $18.8B $6.1B Borrowings $2.0B Obligations $117.4B Obligations $54.5B Obligations $25.1B Obligations $16.4B Shares Yet to be Repurchased: 49.7M Shares Outstanding: 420,280 Holders: 6,491 Vanguard Commission Trading Group, Inc (Securities Law Regulators (7.03%) Disclosure and Finance Internal Audit Administration Reporting Governance Corporate Matters Requirements; Anti- Budget Support Independent Assessments Talent SSgA Funds U.S. Board of Directors M. Michele Burns (C,G,R) Lakshmi Mittal (C,G,P) Legal Technology Corporate Risk Bribery Law) Professional (5.77%) Commodity, David Solomon, Chair Treasury Jan Tighe (A,G,R) Fraud Investigations HR Information Systems Regulatory Affairs Online Banking / Credit Risk Services Futures, and Ellen Kullman (C,G) Trading BlackRock New York Stock Line of Business Finances Firms Trading Mark Flaherty (A,G,R) Fund Advisors Exchange Peter Oppenheimer (A,G,R) Committees: Compensation and Benefits Litigation and Disputes Commission Asset-Liability Management Public Affairs Market Risk PwC (4.18%) (Listing and (Futures Audit (A), Compensation (C), Maintenance Rules) Adebayo Ogunlesi, Lead (G) Mark Winkleman (A,G) Culture (Audit Services) Commission Governance (G), Public Corporate Responsibility Technology Innovation T. Rowe Price Financial Reporting Compliance and Ethics Merchant Responsibilities (P), and Risk (R) Operational Risk Sullivan & Associates Registration; David Viniar (R) Drew G. Faust (C,G,P) Employee Engagement Professional FP&A Corporate Communications Cromwell (3.91%) Regulates SEC- Services Transactions Cyber Security (Litigation) Registered Corporate Investments Management Team Corporate Philanthropy Talent Development/Planning Conduct Risk Massachusetts Investment Financial Advisors Regarding Chairman and CEO Executive Vice President Chief Administrative Officer Accounting/Control Dodge and Cox Government Relations Diversity & Inclusion Corporate Governance (Lobbying Services) Services Futures and David M. Solomon John F. W. Rogers Laurence Stein Branch Technologies Corporate Tax Compliance Risk (3.59%) Swaps-Related Public Policy 72andSunny Trades) President and COO Global Treasurer EVP, General Counsel and Secretary Wellness John E. Waldron Elizabeth M. Hammack Kathryn Ruemmler Accounting Real Estate New York Contracted Dodge and Cox Sustainability HR Strategy (Advertising Financial Services Chief Financial Officer Chief Risk Officer Controller and Chief Accounting Financial Controls Data Processing Information Security (2.80%) IP Management Systems Risk Services for Marcus Industry Stephen M. Scherr Brian J. Lee Officer Sheara Fredman Community Relations by Goldman Oversight Policies Learning Institutional Regulatory Data Sachs)) Ownership: Authority Processing 71.95% (US Securities Operations Dealer Self- Information Regulation) Technology Global Markets Consumer and Wealth Management Asset Management Data Processing, IT (Formerly Institutional Client Services) (Formerly Part of Investment Management) (Formerly Investment Management) Investment Banking Security, and Asia Financial Security Equity Securities and Fixed Income , Currency, and Commodities Trading Consumer Banking/Asset Management for Wealthy Clients Investment Services to Preserve and Grow Clients’ Financial Technical Services Financial Advisory Services, Securities Underwriting, and Supervisory Assets, Managed on a Fiduciary Basis by Internal Portfolio Retail Assets: $844.6 Billion Markets and Resources | Assets: $106.4 Billion Corporate Lending Regulators Markets and Resources | Managers or Third-Party Managers Technology Loans: $116.2 Billion (Japan, Hong Revenues ($21.2B) Markets and Resources | Intermediation Revenues ($6.0B) Generated From Markets and Resources | Assets: $95.8 Billion Kong, Singapore, Generated From Customized, Tailor- Financing China, Korea, India Transactions in Less Revenues ($9.4B) Generated From Made Products to Activities Incentive Fees Management Fees Revenues ($8.0B) Generated From and Australia) Intermediation Transactions Private Liquid Markets Address Clients’ Securities & Percentage of a Asset-Based Fees on Lending and Equity and Debt Corporate in Highly Liquid Markets Mid-Cap Corporate Bonds, Banking and Financial Risk Exposures Margin Fund’s or Separately Client Assets Managed Equity Investments Incentive Fees Debt Underwriting Lending USy Treasury Securities, Stocks and Emerging Market Currencies, Managed Account’s Lending Public and Private Equity Advisory Services European Percentage of a Activities Certain Agency Mortgage-Backed and Certain Non-Agency Hedging and Derivatives Lending, & Interest on Deposit Investments Activities Financial Return, or When the Consumer Banking Investments in Corporate, Fund’s or Separately Mortgage-Backed Securities Transactions Swaps Taking and Lending Financings in Support of Pass-Through Securities Return Exceeds a Unsecured Loans and Real Estate, and Asset Management Supervisory Activities for Wealth Managed Account’s Specified Benchmark Deposits Through Marcus Infrastructure Entities Business and Other Information Regulators: Management Return, or When the Key Products and Services or Other by Goldman Sachs, Return Exceeds a Investments in Debt UK Financial Clients Securities and Real- Performance Target Credit Cards Management Fees Specified Benchmark #2 Investment 10.5% Conduct Authority, Advisory Estate Backed Loans, Brokerage Activities Asset-Based Fees on or Other Mezzanine Debt, Senior Bank Return on UK Prudential Customers Market Making and Transactions Underwriting Pricing Information, Marquee Trading Platform Client Assets Managed Performance Target Det, and Distressed In the World Common Equity Customers Regulatory Institutional Clearing on Stock, Futures, and Options Other Resources Debt Securities Authority, London Market Intelligence, Public Offerings and Investors Market Proprietary Exchanges Domestic Stock Exchange, and Investment Digital Platforms 500 Global Wealth Key Products and Services Private Placements of Intelligence Datasets Risk Exposure Key Products and Services Companies Bundesansalt Research Services Market-Making $10,000,000 Marcus by Goldman Managers Equity Securities Key Company Data Federal Financial Professional Risk Analytics Trade Execution Management in 13 branches Underwriting Positions Minimum Sachs Investment Strategies and Asset Classes Foreign Supervisory Market Clients Positions Companies (as of 12/31/2020) Authority, Deutsch Account Clarity Money – $300B+ in Assets Equity Underwriting Debt Underwriting Common and Preferred Investment-Grade and High-Yield Borse, European Investment Requirement Personal Finance Under Alternative Investments Domestic Share Data Financial Highlights Central Bank, Fixed-Income, Commodities and Hedge funds, Credit Funds, Private Equity Funds, Real Estate, Stock and Convertible and Debt, Bank and Bridge Loans, Public Offerings and Entities (Whose Equities Management App Management Exchangeable Securities Governments Financial Services Fixed Income Currency Assets Currencies, Commodities, and Asset Allocation Strategies Emerging- and Growth-Market Private Placements of Stock Exchange: Statement of Earnings Ultimate Clients Intermediation Debt, Mortgage-Related Securities, Per Share Information Agency, Securities Commodities and Intermediation Foreign Invest for and Other Asset-Backed Securities Debt Securities NYSE Net Revenues: and Exchange Currency Trade Equity Securities Strategy Key Products and Services Equity Investments Mutual Funds Public Offerings Governments Retirement, Commodities $44.56B Surveillance Execution (as Market Mortgages TickerNYSE Symbol: Ticker GS Symbol: Commission Insurance, and including J. Aron & Development Separately Fixed Income Deposit- Maker in Cash and Commercial Equity-Related Wealth Management Company, Crude Oil, Managed Accounts Investments Share Price: $341.38HPE Operating Expenses: Safekeeping Derivative Instruments) Mortgage-Related Petroleum Products, Products Structured Tax Optimization Financial Advisory As of 03/19/2021 $29.98B Purposes) Securities, Loans, and Natural Gas, Base, Exchange Traded Funds, Personalized Financial Privately Commingled Fair Trade, Data Derivatives Derivatives (including Precious and Other Convertible Securities, Planning Mergers Acquisitions Security, and US Government Partnerships Vehicles M&A, Divestiture and Advisory Earnings Per