Genetically Modified Pest-Protected Plants Science and Regulation
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Copyright © National Academy of Sciences. All rights reserved. GENETICALLY MODIFIED PEST-PROTECTED PLANTS SCIENCE AND REGULATION Committee on Genetically Modified Pest-Protected Plants Board on Agriculture and Natural Resources National Research Council NATIONAL ACADEMY PRESS Washington, D.C. Copyright © National Academy of Sciences. All rights reserved. NATIONAL ACADEMY PRESS • 2101 Constitution Avenue, NW • Washington, DC 20418 NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance. Library of Congress Cataloging-in-Publication Data Genetically modified pest-protected plants : science and regulation / Committee on Genetically Modified Pest-Protected Plants, Board on Agriculture and Natural Resources, National Research Council. p. cm. Includes bibliographical references and index. ISBN 0-309-06930-0 (casebound) 1. Transgenic plants—Risk assessment. 2. Plants—Disease and pest resistance—Genetic aspects. I. National Research Council (U.S.). Committee on Genetically Modified Pest-Protected Plants. SB123.57 .G48 2000 631.5’233—dc21 00-009457 Genetically Modified Pest-Protected Plants: Science and Regulation is available from National Academy Press, 2101 Constitution Avenue, NW, Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropolitan area); Internet, http://www.nap.edu Copyright 2000 by the National Academy of Sciences. All rights reserved. Printed in the United States of America Copyright © National Academy of Sciences. All rights reserved. National Academy of Sciences National Academy of Engineering Institute of Medicine National Research Council The National Academy of Sciences is a private, nonprofit, self-perpetuating soci- ety of distinguished scholars engaged in scientific and engineering research, dedi- cated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Bruce M. Alberts is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its mem- bers, sharing with the National Academy of Sciences the responsibility for advis- ing the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. William A. Wulf is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Kenneth I. Shine is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sci- ences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal gov- ernment. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in pro- viding services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce M. Alberts and Dr. William A. Wulf are chairman and vice chairman, respectively, of the National Research Council. Copyright © National Academy of Sciences. All rights reserved. Copyright © National Academy of Sciences. All rights reserved. COMMITTEE ON GENETICALLY MODIFIED PEST-PROTECTED PLANTS PERRY ADKISSON, Chair, Texas A&M University, College Station STANLEY ABRAMSON, Arent, Fox, Kintner, Plotkin & Kahn, Washington, D.C. STEPHEN BAENZIGER, University of Nebraska, Lincoln FRED BETZ, Jellinek, Schwartz & Connolly, Arlington, Virginia JAMES C. CARRINGTON, Washington State University, Pullman REBECCA J. GOLDBURG, Environmental Defense, New York, NY FRED GOULD, North Carolina State University, Raleigh ERNEST HODGSON, North Carolina State University, Raleigh TOBI JONES, California Department of Pesticide Regulation, Sacramento MORRIS LEVIN, University of Maryland, Baltimore ERIK LICHTENBERG, University of Maryland, College Park ALLISON SNOW, Ohio State University, Columbus Staff JENNIFER KUZMA, Study Director MICHAEL J. PHILLIPS, Study Director (through July 1999)* JAMIE YOUNG, Research Associate KAREN L. IMHOF, Project Assistant DEREK SWEATT, Project Assistant NORMAN GROSSBLATT, Editor *Michael Phillips was involved with this study until 7/13/99 and is currently employed with the Biotechnology Industry Organization. v Copyright © National Academy of Sciences. All rights reserved. BOARD ON AGRICULTURE AND NATURAL RESOURCES T. KENT KIRK, Chair, University of Wisconsin, Madison DAVID BAKER, University of Illinois SANDRA S. BATIE, Michigan State University MAY R. BERENBAUM, University of Illinois ANTHONY S. EARL, Quarles & Brady Law Firm, Madison, Wisconsin ESSEX E. FINNEY, JR., U.S. Department of Agriculture (retired), Mitchellville, Maryland CORNELIA FLORA, Iowa State University ROBERT T. FRALEY, Monsanto Company GEORGE R. HALLBERG, The Cadmus Group, Boston, Massachusetts RICHARD R. HARWOOD, Michigan State University GILBERT A. LEVEILLE, McNeil Consumer Healthcare, Fort Washington, Pennsylvania HARLEY W. MOON, Iowa State University WILLIAM L. OGREN, University of Illinois G. EDWARD SCHUH, University of Minnesota JOHN W. SUTTIE, University of Wisconsin THOMAS N. URBAN, Pioneer Hi-Bred International, Inc. ROBERT T. WILSON, Mississippi State University JAMES J. ZUICHES, Washington State University Staff WARREN R. MUIR, Executive Director MYRON F. UMAN, Acting Executive Director (through June 1999) DAVID L. MEEKER, Director (since March 2000) CHARLOTTE KIRK BAER, Associate Director vi Copyright © National Academy of Sciences. All rights reserved. Foreword THE CONTEXT OF THIS REPORT A revolution has been taking place in the life sciences, sparked by striking advances in our fundamental understanding of living systems. These advances have led to the development of powerful molecular tech- niques, which can help society to conquer human disease, improve food production, and better protect the environment. As with all new scien- tific developments, however, potential risks need to be carefully evalu- ated and dealt with appropriately. The National Academies are commit- ted to bringing together experts to discuss and comment on the scientific issues surrounding the application of biotechnology to important mod- ern-day problems. In 1987 the National Academy of Sciences issued a white paper on the “Introduction of Recombinant DNA-Engineered Organisms into the En- vironment,” which dealt with general principles concerning potential eco- logical risks in field testing. In his preface, my predecessor, Frank Press, stated that the paper “applies the relevant scientific principles” to key issues, but was not intended to “resolve questions pertaining to the estab- lishment of specific regulations or guidelines governing release proce- dures.” In 1989, the National Research Council issued the report, “Field Testing Genetically Modified Organisms: Framework for Decisions,” which addressed the ecological risks of small-scale field testing of engi- neered organisms. Neither potential human health risks, nor issues raised vii Copyright © National Academy of Sciences. All rights reserved. viii FOREWORD by large-scale commercial planting, were addressed in that study which considered scientific issues primarily, not regulatory policy. These two reports reflected the best judgment of two highly expert groups of scien- tists, and they were based on the scientific evidence available to them at the time. The full text of these and all other reports from the National Academies are available on the Worldwide Web at www.nap.edu. Utilizing information gained over the past decade, the National Re- search Council is releasing this important report on genetically modified pest-protected plants. Prepared by another expert committee, it provides timely advice to researchers, developers, and regulatory agencies involved in reviewing the science surrounding the regulation of genetically modi- fied pest-protected crops. The report addresses only one aspect of the ongoing revolution in the life sciences and agriculture, and it is careful to point out where more research and scientific information is needed to answer remaining questions. The National Research Council intends for it to be only the first of several reports to be produced over the next