DOCSLIB.ORG

1 BNP Paribas 2.72 2 JM Financial Services Pvt. Ltd. 40.22 3 Aditya

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
1 BNP Paribas 2.72 2 JM Financial Services Pvt. Ltd. 40.22 3 Aditya Commission and Expenses paid to distributors for the period 01 April 2010 - 31 March 2011 Sr. No. Name of Distributor Rs in lakhs 1 BNP Paribas 2.72 2 JM Financial Services Pvt. Ltd. 40.22 3 Aditya Birla Money Mart Ltd 36.35 4 Cholamandalam Distribution Services Ltd 10.74 5 HDFC Bank Ltd 101.04 6 SKP Securities Limited 7.78 7 SPA Capital Services Ltd 18.10 8 Enam Securities Private Limited 9.04 9 Way2Wealth Securities Pvt Ltd 8.03 10 Bajaj Capital Ltd 73.67 11 SBICAP Securities Ltd. 0.42 12 Shubhangi Gopal Pai 0.93 13 Chetan Jaysingh Bhatia 0.23 14 Bluechip Corporate Investment Centre Ltd 20.54 15 Stock Holding Corporation of India Ltd 2.28 16 Karvy Stock Broking Limited 51.58 17 Axis Bank Limited 14.18 18 ICICI Bank Limited 38.96 19 Tata Securities Limited 2.03 20 Hongkong & Shanghai Banking Corporation Ltd 774.75 21 HSBC Investdirect Securities India Ltd 11.09 22 EFG Wealth Management (India) Private Limited. 1.33 23 Eastern Financiers Ltd 18.10 24 RR Investors Capital Services Pvt Ltd 20.58 25 ARN-0033 0.00 26 Bluechip Capital Services Pvt Ltd 6.38 27 Sanjeev Anand 0.08 28 CITIBANK NA 48.59 29 IDBI Bank Ltd 24.35 30 Chadha Investments 0.58 31 Geojit BNP Paribas Financial Services Limited 7.52 32 ITI Financial Services Limited 4.51 33 DSP Merrill Lynch Ltd. 11.67 34 NJ India Invest Pvt Ltd 59.59 35 Mata Securities India Private Limited 2.26 36 Ramkumar Harkishorbhai Barchha 0.23 37 Kotak Securities Limited 2.98 38 Zeenath S Jagan 1.82 39 Hexagon Capital Advisors Pvt Ltd 0.06 40 Anand Rathi Financial Services Ltd 18.61 41 Hero Honda Finlease Limited 0.05 42 Allegiance Advisors Pvt. Ltd 8.70 43 ING Vysya Bank Ltd 62.72 44 Bonanza Portfolio Ltd 1.17 45 Paras Mal Jain 0.18 46 Pathuri V Subrahmanyam 0.04 47 Jayanta Ghosh 1.53 48 PLC Securities Limited 26.56 49 Sprism Investment Services Pvt Ltd 5.82 50 V S Infrastructure Capital Ltd 3.74 51 A G Financial Services 1.31 52 P H Financial & Investment Consultants Pvt.Ltd 1.05 53 Russell Credit Ltd 0.25 54 Prebon Yamane (India) Limited 0.19 55 Sykes & Ray Equities (I) Ltd 0.08 56 Development Credit Bank 2.00 57 Standard Chartered - STCI Capital Markets Ltd. 3.90 58 Sahara India Financial Corporation Ltd 0.87 59 Zen Securities Ltd 0.25 Commission and Expenses paid to distributors for the period 01 April 2010 - 31 March 2011 Sr. No. Name of Distributor Rs in lakhs 60 State Bank of Hyderabad 0.00 61 IndusInd Bank Limited 47.89 62 J R Laddha Financial Services (P) Ltd. 4.61 63 ARN-0693 0.00 64 Batlivala & Karani Securities India Pvt Ltd 1.75 65 ICICI Securities Limited 27.11 66 Om Spectrum Financial Consultants Pvt Ltd 1.56 67 IDBI Capital Market Services Limited. 1.11 68 Wealth Managers (India) Private Limited 5.38 69 B D Shroff Securities Private Limited 2.18 70 Pyarelal Uniyal 0.00 71 Ghalla & Bhansali Securities Pvt. Ltd. 1.68 72 Dalal & Broacha Stock Broking Pvt. Ltd. 0.15 73 Integrated Enterprises (India) Ltd 16.29 74 Ishwar Financial Services 0.71 75 Ganesh S Shanbhag 1.45 76 Roopa Venkatkrishnan 12.72 77 Rajbir Singh 5.89 78 Quantum Information Services Private Ltd 0.66 79 Subras Investments 2.81 80 Punit Fintrade Limited 0.02 81 Bombay Capital Services 0.06 82 Wealth First Advisors Pvt Ltd 0.87 83 L & T Capital Company Limited 0.05 84 Leader Care Finance 0.04 85 Rajendra Pachare 0.12 86 Sugatha Gopalakrishnan Nair 0.02 87 ABN Amro Bank 63.03 88 Prescient Financial Solutions 1.15 89 Frontline Securities Limited 4.99 90 Shivaranjani Securities Co Pvt Ltd 0.46 91 Capital League 0.27 92 Money Control Dot Com India Ltd 0.04 93 Money Options Services Pvt Ltd 1.45 94 Standard Chartered Bank 222.20 95 Rakesh Bahadur 0.06 96 Keynote Wealth Management Ltd 0.24 97 Rachit Consultants 0.03 98 Ashika Stock Broking Limited 0.19 99 Lexus Advisory Pvt Ltd 1.23 100 Fortune Equity Brokers (India) Ltd 0.03 101 Seeta Portfolio Management P Ltd 0.09 102 Almondz Global Securities Ltd 8.63 103 Sanjiv Kumar Chhabra 0.14 104 H L Kapoor Financial Consultants Pvt Ltd 11.18 105 HDFC Securities Ltd 0.00 106 Wealth First Port Folio Managers Pvt. Ltd 1.17 107 Manish Kumar Choudhury 0.01 108 The Saraswat Cp-operative Bank Ltd. 0.26 109 Right Choice Securities Pvt Ltd 2.55 110 Kotak Mahindra Bank Limited 17.97 111 Dhruv Lalit Mehta 4.04 112 Kaycee Advisory Services Pvt Ltd 0.22 113 Security Investments Limited 7.55 114 Devkinandan Consultants Private Limited. 0.11 115 Raviraj Investments Corporate (India) Pvt Ltd 2.21 116 Goldstar Financial Services Private Limited 5.99 117 Kovalam Investments & Trading Co.Ltd. 1.25 118 Allegro Capital Advisors Pvt Ltd 0.44 Commission and Expenses paid to distributors for the period 01 April 2010 - 31 March 2011 Sr. No. Name of Distributor Rs in lakhs 119 Arihant Capital Markets Limited 0.05 120 R K Agrawal 10.41 121 Purnima Securities Pvt Ltd 2.54 122 Emkay Global Financial Services Limited. 0.41 123 Bellana Tirupati Rao 0.10 124 State Bank of Travancore 1.12 125 Sumit Kataria 0.00 126 Edelweiss Capital Ltd 0.87 127 Matrix Financial Services Ltd 1.91 128 Safe Assets 0.06 129 ECS Financial Services (India) Pvt. Ltd. 3.40 130 Ruby Financial Services Pvt Ltd 2.75 131 Mangsidhesh Investments Pvt Ltd 18.56 132 Motilal Oswal Securities Limited 2.42 133 Zuari Investments Ltd 0.42 134 ARN-1776 0.00 135 Vijay Financial Consultants Pvt Ltd 4.02 136 Indiabulls Securities Ltd 0.03 137 Venkatesh Narayanaswamy 2.48 138 The Catholic Syrian Bank Ltd 0.12 139 Harmoney Wealth Advisory Services I Pvt.Ltd 0.20 140 Hemdev Corporate Services Pvt Ltd 1.53 141 State Bank of Bikaner and Jaipur 0.33 142 Vcare Investment Services Private Ltd 3.97 143 B O Dammani 0.24 144 Hari Ghanashyan Kamat 0.02 145 Abchlor Investment Advisors (P) Ltd 0.54 146 Rajiv Goyal 0.03 147 Anil Khera 9.92 148 State Bank Of Patiala 0.85 149 BOB Capital Markets Limited 0.12 150 Yogesh Kumar Bhatia 0.12 151 Investlinks&Cons.Ser.(P)Ltd 0.00 152 Bharat Bhushan & Co. 2.23 153 Suvridhi Capital Markets Ltd 5.83 154 Alankit Assignment Ltd 0.03 155 Narnolia Securities Ltd. 0.23 156 Arcadia Share And Stock Brokers Pvt Ltd 0.02 157 Sharekhan Limited 1.21 158 RelacsInvestment&FinancialServicesPvtLtd 2.59 159 Wiseinvest Advisors Pvt Ltd 0.78 160 Shikha Minocha 0.02 161 Sallapalli Govindarajulu 0.01 162 Ventura Securities Limited 1.09 163 Wealth Advisors (India) Pvt Ltd 6.10 164 Corporation Bank 0.00 165 Peerless Securities Limited 0.44 166 MTL Shares & Stock Brokers Ltd 0.31 167 BGSE Financials Limited 1.67 168 Mihika Insurance & Financial Consultant Pvt. Ltd 0.15 169 Intelicent India Ltd 0.00 170 BFC Capital P Ltd 0.16 171 Sundaram Finance Distribution Limited 1.34 172 R Asokan 0.00 173 Eureka Retail Services Pvt Ltd 0.12 174 The Federal bank Ltd 0.78 175 Ashwin Rasiklal Vajani 9.36 176 Nikhil Ashok Naik 3.58 177 Iqbal Singh 1.73 Commission and Expenses paid to distributors for the period 01 April 2010 - 31 March 2011 Sr. No. Name of Distributor Rs in lakhs 178 Tradenet Stock Broking Pvt Ltd 0.16 179 Yes Bank Limited 2.29 180 Asset Managers 1.68 181 Nita S Shah 0.60 182 Edge Corporate Services Pvt Ltd 13.03 183 KJMC Capital Market Services Ltd 0.30 184 Sunita Gupta & Co 0.01 185 Smart Investments 0.10 186 Pace Financial Services 0.24 187 Varsha Investments 2.51 188 Coolbrain Consultants Private Limited 14.13 189 Netambit Info-source & E-Services Pvt.Ltd. 0.04 190 Mansukh Securities and Finance Limited 0.05 191 Rajinder Pal Singh Anand 0.95 192 Brij Bhushan Marwaha 0.03 193 Rakesh Pasricha 0.35 194 Shagun Sandeepbhai Sutaria 3.33 195 PNBPrincipalFinancialPlannersPvtLtd 0.09 196 BMA Commodities Private Limite 0.34 197 KJH Financial Ser P Limited 1.95 198 Common Wealth 0.89 199 Darashaw and Company Private Ltd 0.16 200 Sanjay Jiwandas Khatri 12.94 201 GEPL Capital Private Limited 0.18 202 B Radhakrishna 0.01 203 DBFS Securities Limited 0.04 204 My Financial Advisor 4.95 205 Destimoney Enterprises Pvt Ltd 2.41 206 Shriram Insight Share Brokers Ltd 1.17 207 Verdant Financial Advisory Services Private Limited 0.51 208 SMC Global Securities Limited 5.83 209 Societe Generale 0.44 210 Rajesh Kumar Keshari 0.05 211 Pioneer Client Associates Pvt Ltd 4.56 212 Roshni Krishnani 0.00 213 Reliance Securities Limited 2.02 214 Securities trading Corporation of India Limited 2.07 215 Mahindra & Mahindra Financial Services Ltd 2.39 216 Vivek Kumar 0.06 217 Edelweiss Stock Broking Limited 1.37 218 KFIC Securities Ltd 0.56 219 Barjeel Geojit Securities LLC 0.69 220 Stewart & Mackertich Wealth Management Ltd. 0.01 221 International Money Matters Private Limited 0.49 222 Asit C Mehta Investment Intermediaries Ltd 2.13 223 Microsec Capital Limited 0.05 224 Think Financial & Insurance Consultants Private Limited 0.34 225 Dena Bank 0.01 226 Abacus Investment Advisors Private Limited 5.12 227 LKP Securities Limited 0.93 228 P.Umaiyal 0.00 229 Bhojan Capital Advisors Pvt Ltd 0.05 230 Hexagon Consultants 1.41 231 Pelican Wealth Managers Pvt Ltd 1.29 232 Prabhudas Lilladher Private Limited 0.17 233 Gurang Investment 0.20 234 Disha Finance & Investments Pvt.
Load more

Recommended publications
  • Name of the AMC : IIFL ASSET MANAGEMENT LIMITED All Figures
    Name of the AMC : IIFL ASSET MANAGEMENT LIMITED All figures - Rs. in Lacs Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of paid during paid during Expenses paid during distributor is an Management for FY 31-Mar-2019 AUM to FY 2018-19 FY 2018-19 FY 2018-19 associate or group 2018-19 Gross compnay of the Inflows sponsors of the Mutual Fund A B A+B 1 1 BNP Paribas - - - - - - - - 2 2 JM Financial Services Limited 0.01 - 0.01 3.73 3.73 1.52 4.01 1.08 3 5 HDFC Bank Limited - - - - - - - - 4 6 SKP Securities Limited - - - - - - - - 5 7 SPA Capital Services Limited - - - - - - - - 6 9 Way2Wealth Securities Private Limited - - - 2.52 2.52 1.92 2.61 1.04 7 10 Bajaj Capital Ltd. 6.44 - 6.44 540.91 540.29 479.55 564.07 1.04 8 11 SBICAP Securities Limited - - - - - - - - 9 14 Shubhangi Gopal Pai - - - - - - - - 10 16 Bluechip Corporate Investment Centre Ltd - - - - - - - - 11 17 Stock Holding Corporation of India Limited - - - - - - - - 12 18 Karvy Stock Broking Limited 12.23 - 12.23 1,435.72 981.98 915.16 1,022.93 0.71 13 19 Axis Bank Limited 0.08 - 0.08 10.03 10.03 6.43 10.42 1.04 14 20 ICICI Bank Limited 42.05 - 42.05 4,078.27 4,020.20 3,612.52 4,189.04 1.03 15 21 Tata Securities Limited - - - - - - - - 16 22 Hongkong & Shanghai Banking Corporation Ltd.
    [Show full text]
  • Ref. No. SE/ 2020-21/73 June 22, 2020 BSE Limited P. J
    HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED www.hdfc.com Ref. No. SE/ 2020-21/73 June 22, 2020 BSE Limited National Stock Exchange of India Limited P. J. Towers, Exchange Plaz.a, Plot No. C/1, Block G, Dalal Street, Bandra-Kurla Complex, Bandra (East) Mumbai 400 001 . Mumbai 400 051. Kind Attn: - Sr. General Manager Kind Attn: Head - Listlng DCS - Listing Department Dear Sirs, Sub: Copy of Notice published in newspapers -Notice of Postal Ballot dated June 19, 2020. Pursuant to provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, please find enclosed herewith copies of newspaper clippings containing the notice published by the Corporation with regard to captioned subject. The said newspaper clippings are also available on website of the Corporation, www.hdfc.com This is for your information and record. Thank you, Yours faith fully, F r Housing Development Finance Corporation Limited Encl: a/a Corporate Office:HDFC House, HT Parekh Marg, 165-166, Backbay Reclamation, Churchgate, Mumbai 400 020. Tel.: 66316000, 22820282. Fax: 022-22046834, 22046758. Regd. Office: Ramon House, HT Parekh Marg, 169, Backbay Reclamation, Churchgate, Mumbai 400 020. INDIA. Corporate Identity Number: L70100MH1977PLC019916 THE FREE PRESSJOURNAL 10 MUMBAI | MONDAY | JUNE 22, 2020 www. reepressjournal.in PUBLIC NOTICE SHIVOM INVESTMENT & CONSULTANCY LTD Hilton Metal Forging Limited NOTICE is hereby given to the General Public that We, M/s Accura 8, Shaniya Enclave, 4th Floor, V.P. Road, Vile Parle West, Regd Office: 701, Palm Spring, Link Road, Mumbai-400064 HDFC BANK Pharmaquip Pvt. Ltd., Intending to offer our property described here- Mumbai City, Maharashtra, 400056 http://www.hiltonmetal.com in below as a mortgage to HDFC Bank Ltd., Trade Star Building, We understand your world Email: [email protected], Website: www.shivominvestmentconsultancyltd.in Notice Andheri (E) Branch by way of security to secure the banking facility CIN: L74140MH1990PLC300881 HDFC Bank Limited granted to us by the said Bank.
    [Show full text]
  • HSBC Investdirect Plus Terms & Conditions
    C M Y K HSBC InvestDirect Plus PMS ??? PMS ??? PMS ??? PMS ??? Sharedealing and Investment Non-printing Terms and Conditions Colours Non-print 1 Non-print 2 These terms are effective for all InvestDirect JOB LOCATION: PRINERGY 3 Plus customers on and from 13 January 2018. HSB-MCP49730.indd 1 28/12/2017 10:08 2 Part F – Ending the Service 47 Contents Page Section 1 – How you end the Service 47 Introduction 3 Section 2 – How we end the Service 48 Glossary 4 Section 3 – Set-off (using money in one account to meet a debt on another account) 50 Part A – Introducing the Service 8 Section 4 – Dormancy 51 Section 1 – Protecting yourself 8 General Information 52 Section 2 – Contacting you 8 Annex A: Important information about Investment dealing 54 Part B – Your Investment Account 9 Annex B: Important information about using our website 55 Section 1 – Key features of Investment dealing 9 Annex C: Best Execution Disclosure Statement 56 Section 2 – Dealing in Investments 11 Annex D: Our Conflicts of interest policy in relation to our Investment services 58 Section 3 – Settling orders 13 Need to contact us? 59 Section 4 – Best Execution 15 Section 5 – Operating your Investment Account 16 Section 6 – Corporate Actions 19 Section 7 – Tax and reporting of income 21 Introduction Part C – Your Cash Account 23 This document sets out the general terms and conditions which govern the HSBC InvestDirect Plus Service (the Service) we provide to you. It may be supplemented by other documents including: Section 1 – Key features of your Cash Accounts 23 • the Key Features Document and the Rates and Fees Page; Section 2 – Making payments from your Cash Account 23 • our Online Banking Terms and Conditions; Section 3 – Domestic payments 27 • a Trading Reserve Facility Letter; and Section 4 – International payments 28 • documents confirming any other additional items and conditions we introduce in accordance Section 5 – Receiving money into your Cash Account 29 with the change provisions set out elsewhere in this document.
    [Show full text]
  • Capital Market Compendium
    January 2012 CRISIL Insights Capital Market Entities Redesigning Strategies: Will They Succeed? CRISIL Insights Analytical Contacts Name Designation Email id Pawan Agrawal Director [email protected] Nagarajan Narasimhan Director [email protected] Rupali Shanker Head [email protected] Suman Chowdhury Head [email protected] Manoj Damle Senior Manager [email protected] Prachi Gupta Senior Manager [email protected] Gourav Gupta Manager [email protected] Subhasri Narayanan Manager [email protected] Abhishek Sonthalia Rating Analyst [email protected] Shailesh Sawant Rating Analyst [email protected] Prashant Mane Executive [email protected] Sahil Utreja Executive [email protected] FOREWORD I am delighted to present this compendium of articles on the India’s capital market entities (CMEs), titled ‘Capital Market Entities Redesigning Strategies: Will They Succeed?’ This compendium is part of our initiatives to share with you, the insights we have gained from our ongoing analysis of key developments and sectors, over the years. Capital market entities are primarily engaged in the business of broking (both retail as well as institutional) and investment banking. They also provide associated services like demat accounts, providing loans against shares, margin funding, etc. to their broking clients. In the financial system, they perform an important intermediary role: n As investment bankers, CMEs facilitate raising of capital (both equity and debt), which is critical raw material for growth. They also play an important role in mergers, acquisitions, and their funding n As brokers, CMEs enable equity investing culture, helping to expand the retail investor base. CRISIL has a strong and diverse rating coverage in this sector – CRISIL rates more than 50 companies engaged in capital market and related businesses, including domestic and foreign, as well as large and small.
    [Show full text]
  • Consolidated Approved Company List
    Consolidated approved company list CONSOLIDATED APPROVED COMPANY LIST CONSOLIDATED APPROVED COMPANY NORMS STATE INSTITUTE ACTION UNIQUE COMPANY LIST CATEGORY ID CODE 3M INDIA LIMITED ELITE E00001 ABB INDIA LIMITED ELITE E00519 ACCENTURE SOLUTIONS PRIVATE ELITE EXCEPTION CATEGORY S05819 LIMITED CHANGE ADANI ENTERPRISES LIMITED ELITE E00002 (FORMERLY ADANI EXPORTS LIMITED) ADANI PORTS AND SPECIAL ECONOMIC ELITE E00003 ZONE LIMITED ADITYA BIRLA FINANCE LIMITED ELITE E00006 ADITYA BIRLA FINANCIAL SERVICES ELITE E00007 GROUP ADITYA BIRLA GROUP POWER PROJECTS ELITE E00008 ADITYA PHARMACARE PRIVATE LIMITED ELITE NAME E00011 (formerly ADITYA PHARMA PRIVATE CHANGE LIMITED) AKZO NOBEL INDIA LIMITED ELITE E00013 ALKALOIDA CHEMICAL COMPANY ZRT. ELITE E00014 ALKEM LABORATORIES LIMITED ELITE E00015 ALLAHABAD BANK ELITE E00016 AMARA RAJA BATTERIES LIMITED ELITE E00020 AMAZON DEVELOPMENT CENTRE (INDIA) ELITE CATEGORY S00220 PRIVATE LIMITED CHANGE AMBUJA CEMENTS LIMITED ELITE E00021 AMDOCS DEVELOPMENT CENTER INDIA ELITE CATEGORY S00230 LLP CHANGE AMERICAN EXPRESS(INDIA) PRIVATE ELITE CATEGORY S00236 LIMITED CHANGE ANDHRA BANK ELITE E00022 ANZ OPERATIONS AND TECHNOLOGY ELITE CATEGORY S00280 PRIVATE LIMITED CHANGE APOLLO HOSPITALS ENTERPRISE ELITE E00023 LIMITED CATEGORY S05823 ARVIND LIMITED ELITE CHANGE CATEGORY P01165 ASEA BROWN BOVERI(PABBL) ELITE CHANGE ASHOK LEYLAND LIMITED ELITE E00025 ASIAN PAINTS LIMITED ELITE E00026 ASSOCIATED BUILDING COMPANY ELITE E00027 ASSOCIATED CEMENT COS LIMITED ELITE E00028 (ACC LIMITED) ATOS INDIA PRIVATE LIMITED ELITE
    [Show full text]
  • S.No. Broker Code Broker Name Contact Person Phone No. Mobile
    Broker S.no. Broker Name Contact Person Phone No. Mobile No. Add 1 Add 2 Add 3 Pin Email Code [email protected]; RUCHIKA RAINA SINGH, 9899636606, 25, C BLOCK [email protected]; 011-45675504, 1 001 SPA CAPITAL ADVISORS LTD. VARUN KAUSHIK, 9873486360, COMMUNITY JANAK PURI NEW DELHI 110058 [email protected]; 45675588,45675528 SANJAY JAIN 9910234032 CENTRE [email protected]; [email protected]; HARISH 9999114500, SABHARWAL 5TH 97, NEHRU [email protected];aparnarazdan@ba 2 002 BAJAJ CAPITAL LTD. HARISH SABHARWAL 011-41693000 NEW DELHI 110019 9811121101 FLOOR, BAJAJ PLACE jajcapital.com HOUSE [email protected]; [email protected]; J. M. FINANCIAL SERVICES PRADYUMNA 022-30877349, PALM COURT, 4TH LINK ROAD [email protected]; 3 003 MUMBAI 400064 PVT LTD SATPATHY 30877000, 67617000 FLOOR, M WING MALAD WEST [email protected]; [email protected]; [email protected] 105-108, CONNAUGHT [email protected]; 011-61127438, 040- 9989836349, 19, BARAKHAMBA 4 004 KARVY STOCK BROKING LTD. B V R NAIDU ARUNACHAL PLACE, NEW 110001 [email protected]; [email protected]; 44677536 9177401508 ROAD BUILDING DELHI [email protected] R. R. FINANCIAL RAJEEV SAXENA, S K 47 M M ROAD, RANI [email protected]; [email protected]; 5 005 011-23636362-63 9717553830 JHANDEWALAN NEW DELHI 110055 CONSULTANTS LTD. SINGH JHANSI MARG [email protected] [email protected]; HSBC SECURITIES AND 52/60 M. G. ROAD [email protected]; 6 006 SHWETANK DEV 022-40854280 9811374741 MUMBAI 400001 CAPITAL MARKETS (I) P LTD FORT [email protected]; [email protected] MR.
    [Show full text]
  • Filed by the Lion Electric Company Pursuant to Rule 425 of The
    Filed by The Lion Electric Company pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Company: Northern Genesis Acquisition Corp. Commission File No. 001-39451 The following communication was made available by The Lion Electric Company (the “Company”) on its website at https://www.thelionelectric.com/, directing viewers to a webpage on Northern Genesis Acquisition Corp.’s (“NGA”) website at https://www.northerngenesis.com/, on March 24, 2021: The following communication was made available by NGA on its website at http://www.northerngenesis.com/ on March 24, 2021: Your vote matters We encourage you to vote in favor of the business combination with Lion Electric today! Voting is Simple Every vote is important. Regardless of the number of shares you hold, we encourage you to vote and make your voice heard. If you owned Northern Genesis (NYSE: NGA) stock as of the close of business on March 18, 2021, you are entitled to vote and are urged to vote as soon as possible before April 23, 2021. Voting online or via telephone are the easiest ways to vote – and they are both free: Vote Online (Highly recommended): Follow the instructions provided by your broker, bank or other nominee on the Voting Instruction Form mailed (or e-mailed) to you. To vote online, you will need your voting control number, which is included on the Voting Instruction Form. CHECK YOUR EMAIL FOR VOTING! If you hold at Robinhood or Interactive Brokers from g Proxydocs.com For all others check for an email from g Proxyvote.com Vote by Telephone: Follow the instructions provided by your broker, bank or other nominee on the Voting Instruction Form mailed (or e-mailed) to you.
    [Show full text]
  • HSBC Investdirect Self-Directed Online Investing Float Like a Butterfly, Trade Like a Bee
    HSBC InvestDirect Self-directed Online Investing Float like a butterfly, trade like a bee. *Terms and conditions apply. 1 HSBC InvestDirect is a division of HSBC Securities (Canada) Inc., a wholly owned subsidiary of, but separate entity from, HSBC Bank Canada. HSBC Securities (Canada) Inc. is a Member of the Canadian Investor Protection Fund. HSBC InvestDirect does not provide investment advice or recommendations regarding any investment decisions or securities transactions. No investment advice is provided or suitability review conducted on accounts held at HSBC InvestDirect. 2 Options may involve a high degree of risk and may not be suitable for all investors. Read the Risk Disclosure Statement for Futures and Options before applying to trade in options (http://www.hsbc.ca/1/ PA_ES_Content_Mgmt/content/canada4/pdfs/personal/terms-conditions-en.pdf). 3 To qualify for HSBC InvestDirect Active Trader pricing of $4.88, customers must: have an active HSBC InvestDirect accounts and trade 150+ times per quarter. Active Trader pricing applies to qualified and filled online trades only. Qualified trades are defined, for this purpose, as equity, ETF’s and option orders executed on the North American exchanges and markets. Regular commission schedule rates will continue to apply to trades on International markets, telephone trades, option assignments and exercises. 4 About DALBAR Inc.: As the world’s premier financial services strategy and operations research firm, DALBAR Inc. helps leading enterprises develop, build, and operate strong businesses that deliver sustained shareholder value growth. DALBAR’s proprietary business design techniques, combined with its specialized industry knowledge and behavioural research expertise, enable companies to anticipate changes in customer priorities and the competitive environment, and then design their businesses and improve operations to seize opportunities created by those changes.
    [Show full text]
  • Send2press Blue Online
    Send2Press BLUE Level Online Sites 2007 1 Destination URL Note: all points subject to change, most sites pull news based on content - so automobile sites don't pull medical news, etc. For latest pub lists: www.Send2Press.com/lists/ .NET Developer's Journal (SYS-CON Media) http://www.dotnet.sys-con.com 123Jump.com, Inc. http://www.123jump.com/ 1960 Sun http://www.the1960sun.com 20/20 Downtown http://www.abcnews.com/Sections/downtown/index.html 24x7 Magazine (Ascend Media) http://www.24x7mag.com 50 Plus Lifestyles http://www.50pluslifestylesonline.com A Taste of New York Network http://www.tasteofny.com ABC http://www.abc.com ABC News http://www.abcnews.com ABC Radio http://abcradio.go.com/ Aberdeen Group (aka Aberdeen Asset Managemehttp://www.aberdeen.com Abilene Reporter-News http://reporter-news.com/ ABN Amro http://www.abnamro.com About.com http://about.com/ aboutREMEDIATION http://www.aboutremediation.com AboutThatCar.com http://www.aboutthatcar.com ABSNet http://www.absnet.net/ Accountants World LLC (eTopics) http://www.accountantsworld.com Accutrade (TD AMERITRADE, Inc.) http://www.accutrade.com Acquire Media Corp. http://www.acquiremedia.com Activ Financial http://www.activfinancial.com Adelante Valle http://www.adelantevalle.com/ ADP ADP Clearing & Outsourcing Services (fka US Clehttp://www.usclearing.com Advance Internet http://www.advance.net Advance Newspapers (Advance Internet) http://www.advancenewspapers.com/ Advanced Imaging Magazine (Cygnus Interactive http://www.advancedimagingpro.com Advanced Packaging Magazine (PennWell) http://ap.pennnet.com/ Advanced Radio Network http://www.graveline.com www.send2press.com/lists/ Send2Press BLUE Level Online Sites 2007 2 Advanstar Communications Inc http://www.advanstar.com/ Advertising Age http://www.adage.com ADVFN Advanced Financial Network http://www.advfn.com Advisor Insight http://www.advisorinsight.com Advisor Media Inc.
    [Show full text]
  • All Figures - Rs
    Franklin Templeton Asset Management ( I ) Pvt. Ltd. Disclosure of Commission and expenses paid to Distributors identified by AMFI (based on SEBI circular dated August 22, 2011 and additional disclosure as per SEBI circular dated September 13, 2012) for the Financial Year 2016 - 17 All figures - Rs. in Lacs Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the distributor Averge Assets under AUM as on AUM to paid during paid during Expenses paid during is an associate or group Management for FY 31-Mar-2017 Gross Inflows FY 2016-17 FY 2016-17 FY 2016-17 compnay of the sponsors 2016-17 Ratio of the Mutual Fund A B A+B 1 1 BNP Paribas 29.13 0.00 29.13 10.74 -4988.62 No 8298.97 4203.36 391.24 2 2 JM Financial Services Limited 320.40 0.00 320.40 116991.90 8829.67 No 64747.65 66123.31 0.57 3 3 Aditya Birla Money Mart Ltd 325.13 0.00 325.13 14736.63 1877.81 No 46167.61 44197.83 3.00 4 4 Cholamandalam Distribution Services Limited 51.86 0.00 51.86 261084.60 -5676.05 No 10091.80 7546.59 0.03 5 5 HDFC Bank Limited 1673.88 0.00 1673.88 159786.61 31920.60 No 198112.34 240390.52 1.50 6 6 SKP Securities Limited 60.30 0.00 60.30 3189.51 72.12 No 7743.32 7464.18 2.34 7 7 SPA Capital Services Limited 257.44 0.00 257.44 206838.62 -21389.76 No 57230.72 44218.34 0.21 8 8 AXIS CAPITAL LIMITED 13.07 0.00 13.07 5815.91 3373.09 No 13595.81 0.00 0.00 9 9 Way2Wealth Securities Private Limited 76.30 0.00 76.30 2838.75 192.07 No 11697.09 12512.21 4.41 10 10 Bajaj Capital Ltd.
    [Show full text]
  • Knowledge Page
    Knowledge Page Regulation of Credit Rating Agencies (CRAs) in India rising debt levels of IL&FS, and continued maintaining the rating assigned to IL&FS as AAA, indicating the highest level of creditworthiness. Introduction and Governance Following the default of IL&FS and its subsidiaries, contagion effect was witnessed in the entire NBFC space that led to an impairment in the Credit Rating Agencies (CRAs) assess creditworthiness of organizations demand for such issuers. This led to a sharp plunge in their share prices and rate their credit risk by analyzing their financial performance, level and discounted trade levels of their issuances, calling for heightened and type of debt, lending and borrowing history, ability to repay the debt, stringency in the norms followed by credit rating agencies to assess and the past debts of the entity into consideration. In India, CRAs are creditworthiness of the issuers. regulated as per the SEBI (Credit Rating Agencies) Regulations, 1999 which provide for eligibility criteria for registration of credit rating SEBI regulations on CRA’s | Proposed Changes agencies, monitoring and review of ratings, requirements for a proper rating process, avoidance of conflict of interest and inspection of rating In order to strengthen the regulatory practices governing CRA’s, SEBI has agencies by SEBI, amongst other matters. However, certain other issued the following detailed guidelines: regulatory agencies, such as the Reserve Bank of India (RBI), Insurance Regulatory and Development Authority (IRDA), and Pension Fund • Hike in the minimum net worth threshold for the rating agencies to INR Regulatory and Development Authority (PFRDA) also regulate certain 25 crore from the current level of INR 5 crore.
    [Show full text]
  • Commercial Banking Clients As Also to a Fast Growing Personal Banking Customer Base
    HSBC's origins in India date back to 1853, when the Mercantile Bank of India was established in Mumbai. The Bank has since, steadily grown in reach and service offerings, keeping pace with the evolving banking and financial needs of its customers. In India, the Bank offers a comprehensive suite of world-class products and services to its corporate and commercial banking clients as also to a fast growing personal banking customer base. Commercial Banking The Hongkong and Shanghai Banking Corporation Limited (HSBC) Personal Banking HSBC offers a wide range of personal financial services, including personal lending and deposit products, through its branch network in Ahmedabad, Bangalore, Chennai, Chandigarh, Coimbatore, Gurgaon, Hyderabad, Jaipur, Kochi, Kolkata, Ludhiana, Mumbai, New Delhi, Noida, Pune, Thane, Trivandrum and Visakhapatnam. Also offered branch-wide are international Gold and Classic credit cards from VISA and MasterCard and debit cards from Visa. Customers have access to 24-hour banking services through an extensive network of automated teller machines (ATMs), an integrated Call Centre, and internet banking - online@hsbc . Non Resident Indian Banking HSBC's Non Resident Indian Banking (NRI) centres located in Asia-Pacific, the Middle East, Europe and North America, together with HSBC's offices worldwide, provide the international Indian Diaspora access to a range of products and services. These include NRI related investment (both international and domestic), transactional and deposit products, together with a full range of personal and private banking products in India and overseas. Internet banking also provides easy access to HSBC's services. Financial Planning Services Services include investment and custodian management and access to stock broking and insurance services, which are offered to resident as well as non-resident Indians.
    [Show full text]