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United States Bankruptcy Court District of Delaware
Case 20-11779-LSS Doc 55 Filed 07/09/20 Page 1 of 19 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE ------------------------------------------------------------ x In re : Chapter 11 : VIVUS, INC., et al., : Case No. 20–11779 (LSS) : : Debtors.1 : (Joint Administration Requested) ------------------------------------------------------------ x NOTICE OF FILING OF PROPOSED REDACTED VERSION OF THE CREDITOR MATRIX PLEASE TAKE NOTICE that, pursuant to Rule 9018-1(d)(ii) of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware, VIVUS, Inc. and its debtor affiliates, as debtors and debtors in possession in the above-captioned chapter 11 cases, hereby file the attached proposed redacted version of the Creditor Matrix2 with the United States Bankruptcy Court for the District of Delaware, 824 North Market Street, Wilmington, Delaware 19801. 1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification number, as applicable are: Vivus B.V. (1942); Vivus Digital Health Corporation (0625); VIVUS, Inc. (6179); and Vivus Pharmaceuticals Limited (9329). The Debtors’ corporate headquarters and service address is 900 E. Hamilton Avenue, Suite 550, Campbell, CA 95008. 2 Contemporaneously herewith, the Debtors have filed the Motion of Debtors for Entry of Order (I) Authorizing Debtors to Redact Certain Personal Identification Information in Creditor Matrix and Certain Other Documents and (II) Granting Related Relief. RLF1 23325296v.1 Case 20-11779-LSS Doc 55 Filed 07/09/20 Page 2 of 19 Dated: July 9, 2020 Wilmington, Delaware /s/ Sarah E. Silveira RICHARDS, LAYTON & FINGER, P.A. Mark D. -
DENIS FRAYCE and MAXWELL WALLACE Plaintiffs
Court File No./N° du dossier du greffe: CV-20-00638868-00CP Court File No.: ONTARIO SUPERIOR COURT OF JUSTICE Electronically issued : 27-Mar-2020 Délivré par voie électroniqueB E T W E E N : Toronto DENIS FRAYCE and MAXWELL WALLACE Plaintiffs - and - BMO INVESTORLINE INC., CIBC INVESTOR SERVICES INC., CREDENTIAL QTRADE SECURITIES INC., DESJARDINS SECURITIES INC., HSBC SECURITIES (CANADA) INC., NATIONAL BANK FINANCIAL INC., QUESTRADE INC., RBC DIRECT INVESTING INC., SCOTIA CAPITAL INC., TD WATERHOUSE CANADA INC., LAURENTIAN BANK SECURITIES INC., and BBS SECURITIES INC. Defendants STATEMENT OF CLAIM Proceeding Under the Class Proceedings Act, 1992 TO THE DEFENDANTS: A LEGAL PROCEEDING HAS BEEN COMMENCED AGAINST YOU by the plaintiff. The claim made against you is set out in the following pages. IF YOU WISH TO DEFEND THIS PROCEEDING, you or an Ontario lawyer acting for you must prepare a statement of defence in Form 18A prescribed by the Rules of Civil Procedure, serve it on the plaintiff’s lawyer or, where the plaintiff does not have a lawyer, serve it on the plaintiff, and file it, with proof of service, in this court office, WITHIN TWENTY DAYS after this statement of claim is served on you, if you are served in Ontario. If you are served in another province or territory of Canada or in the United States of America, the period for serving and filing your statement of defence is forty days. If you are served outside Canada and the United States of America, the period is sixty days. Instead of serving and filing a statement of defence, you may serve and file a notice of intent to defend in Form 18B prescribed by the Rules of Civil Procedure. -
HSBC Investdirect Plus Terms & Conditions
C M Y K HSBC InvestDirect Plus PMS ??? PMS ??? PMS ??? PMS ??? Sharedealing and Investment Non-printing Terms and Conditions Colours Non-print 1 Non-print 2 These terms are effective for all InvestDirect JOB LOCATION: PRINERGY 3 Plus customers on and from 13 January 2018. HSB-MCP49730.indd 1 28/12/2017 10:08 2 Part F – Ending the Service 47 Contents Page Section 1 – How you end the Service 47 Introduction 3 Section 2 – How we end the Service 48 Glossary 4 Section 3 – Set-off (using money in one account to meet a debt on another account) 50 Part A – Introducing the Service 8 Section 4 – Dormancy 51 Section 1 – Protecting yourself 8 General Information 52 Section 2 – Contacting you 8 Annex A: Important information about Investment dealing 54 Part B – Your Investment Account 9 Annex B: Important information about using our website 55 Section 1 – Key features of Investment dealing 9 Annex C: Best Execution Disclosure Statement 56 Section 2 – Dealing in Investments 11 Annex D: Our Conflicts of interest policy in relation to our Investment services 58 Section 3 – Settling orders 13 Need to contact us? 59 Section 4 – Best Execution 15 Section 5 – Operating your Investment Account 16 Section 6 – Corporate Actions 19 Section 7 – Tax and reporting of income 21 Introduction Part C – Your Cash Account 23 This document sets out the general terms and conditions which govern the HSBC InvestDirect Plus Service (the Service) we provide to you. It may be supplemented by other documents including: Section 1 – Key features of your Cash Accounts 23 • the Key Features Document and the Rates and Fees Page; Section 2 – Making payments from your Cash Account 23 • our Online Banking Terms and Conditions; Section 3 – Domestic payments 27 • a Trading Reserve Facility Letter; and Section 4 – International payments 28 • documents confirming any other additional items and conditions we introduce in accordance Section 5 – Receiving money into your Cash Account 29 with the change provisions set out elsewhere in this document. -
2019 DELEGATE LIST First Name Last Name Organization Niramay
2019 DELEGATE LIST First Name Last Name Organization Niramay . 1985 Chuck Lee AIMCO Stephan Dumais Air Canada Pension Investments Sean McCready Anson Advisors Inc. Hector Fernandez Crespo Banco Santander Enrique Verdu Aguilar Banco Santander, S.A Daryl Blattberg Bank of America Isabel Docal Bank of America Jerry Hubert Bank of America Merrill Lynch Zahir Antia Bank of Canada Harri Vikstedt Bank of Canada Spencer Bailey Bank of Montreal Stéphanie Jules Bank of Montreal Deborah Wise Bank of Montreal Abhinav Chandra Barclays Heather Gidaly Barclays Charles Tacopino Barclays David Jeffrey BBS SECURITIES INC. Nick Hay BlackRock Marc Kitay BMO John Mitrano BMO JINSONG WANG BMO Daniel Antchipalovski BMO Capital Markets Nick Chan BMO Capital Markets Tamy Chen BMO Capital Markets Annaleigh Greene BMO Capital Markets Kimberley Jansen BMO Capital Markets john Loynd BMO Capital Markets Jordan Lupu BMO Capital Markets Pamela Murphy BMO Capital Markets Alina Popa BMO Capital Markets MJ Schuessler BMO Capital Markets Stephanie Stoyan BMO Capital Markets Anthony Venditti BMO Capital Markets 1 of 7 5/22/2019 Melissa Kelman BMO Financial Group Chris Beswick BMO Private Investment Counsel Inc. Kathleen Cooney BNP Paribas Don De Vito BNP Paribas Robert Lakeman BNP Paribas MIKE SAUNDERS BNP PARIBAS Vincent Tieu BNP Paribas Ilkhom Babajanov BNY Mellon Eric Badger BNY Mellon Wesley Cook BNY Mellon Keith Donohue BNY Mellon Cezan Duong BNY Mellon William Kelly BNY Mellon Richard Marquis BNY Mellon Patric Ochoa BNY Mellon Taras Sidorenko BNY Mellon John Templeton BNY Mellon Ted Thresher BNY Mellon Simon Tomlinson BNY Mellon Daniel Yardin BNY Mellon Phil Zywot BNY Mellon Michael Madaio BNY Mellon | Pershing Michael Silecchia BNY Mellon | Pershing Carol Penhale Broadridge Financial Solutions Valarie Thorgerson Broadridge Financial Solutions Inc Mike Airey Broadridge Financial Solutions Inc. -
Consolidated Approved Company List
Consolidated approved company list CONSOLIDATED APPROVED COMPANY LIST CONSOLIDATED APPROVED COMPANY NORMS STATE INSTITUTE ACTION UNIQUE COMPANY LIST CATEGORY ID CODE 3M INDIA LIMITED ELITE E00001 ABB INDIA LIMITED ELITE E00519 ACCENTURE SOLUTIONS PRIVATE ELITE EXCEPTION CATEGORY S05819 LIMITED CHANGE ADANI ENTERPRISES LIMITED ELITE E00002 (FORMERLY ADANI EXPORTS LIMITED) ADANI PORTS AND SPECIAL ECONOMIC ELITE E00003 ZONE LIMITED ADITYA BIRLA FINANCE LIMITED ELITE E00006 ADITYA BIRLA FINANCIAL SERVICES ELITE E00007 GROUP ADITYA BIRLA GROUP POWER PROJECTS ELITE E00008 ADITYA PHARMACARE PRIVATE LIMITED ELITE NAME E00011 (formerly ADITYA PHARMA PRIVATE CHANGE LIMITED) AKZO NOBEL INDIA LIMITED ELITE E00013 ALKALOIDA CHEMICAL COMPANY ZRT. ELITE E00014 ALKEM LABORATORIES LIMITED ELITE E00015 ALLAHABAD BANK ELITE E00016 AMARA RAJA BATTERIES LIMITED ELITE E00020 AMAZON DEVELOPMENT CENTRE (INDIA) ELITE CATEGORY S00220 PRIVATE LIMITED CHANGE AMBUJA CEMENTS LIMITED ELITE E00021 AMDOCS DEVELOPMENT CENTER INDIA ELITE CATEGORY S00230 LLP CHANGE AMERICAN EXPRESS(INDIA) PRIVATE ELITE CATEGORY S00236 LIMITED CHANGE ANDHRA BANK ELITE E00022 ANZ OPERATIONS AND TECHNOLOGY ELITE CATEGORY S00280 PRIVATE LIMITED CHANGE APOLLO HOSPITALS ENTERPRISE ELITE E00023 LIMITED CATEGORY S05823 ARVIND LIMITED ELITE CHANGE CATEGORY P01165 ASEA BROWN BOVERI(PABBL) ELITE CHANGE ASHOK LEYLAND LIMITED ELITE E00025 ASIAN PAINTS LIMITED ELITE E00026 ASSOCIATED BUILDING COMPANY ELITE E00027 ASSOCIATED CEMENT COS LIMITED ELITE E00028 (ACC LIMITED) ATOS INDIA PRIVATE LIMITED ELITE -
Online & Database Services | Business Wire
Online & Database Services | Business Wire / Endoscopy SNL Archive SNL Financial SOA world Magazine SocialMedia.com socialpicks.com Soester Anzeiger online Software Residence International SoftwareDev.ITBusinessNet.com SogoTrade.com Sohu Information (mobile) Sohu Weibo (mobile) solarserver.de Solid Waste as well as Recycling SolidEarth.com SolidWaste.com Solinger-Tageblatt.de Sonepar-us.com Sony Electronics, Inc. Sony Photographs Entertainment Inc. Sony Vegas Software South Dakota Enterprise News South Florida Digital City.com Southern Ledger Southern Magazines SouthFlorida.Citybizlist.com Southwest Cyberport Member Services Southwest Securities, Inc. SOXTelevision.com Soyatech LLC SpainByNet.com Spark Management SPDR index spdrindex.com Spear Leeds & Kellogg (REDI & Eagle Software) Spear Leeds & Kellogg Online Specialty Retailers, Inc. SpecialtyFoodAmerica.com Speed411.com SpeedUs.com Spencer Stuart SPIE Spinshell.tv SplitTrader.com Spokane.net Spokesman Review Online SpokesmanReview.com sports-expo.com SportsBusinessDaily.com Sportsmates sportsvenue-technology.com SportsX-ray.com Sprint Nextel Sprint Portal Sprynet Ssanet.biz (Security online News) SSGM St. RoseRadio.com Rouze royalgazette.com RRCN.com RRHHdigital.com RROnline RSE-et-PED rsselectronics RSVP Information RTI International Metals, Inc. RTSMicro.com Rubiconquest Ruby-on-Rails Rukeyser.com RW Baird RWE IT UK Ltd (aka INNOGY) RXCentric - Doctors Net Access RXTimes.com S&P Comstock Online S&P Dividend Department S&P personal Wealth S1/Postilion SacBee.com SacBee.com (The Sacramento Bee) Sacramento Bee Online SafetyOnline.com Safeway Sageware.com SAL DOW DL (Sungard financial Reseller) SAL Economic services Inc. Salary.com Sales On-line Direct SalesForce.com SalesRepCentral.com Saludalia.com SaludaliaMédica.com SaludeOne.com Salynch.com Salzgitter Zeitung online Sam Brown (aka Fall Lane) Samurai Factory Inc. -
S.No. Broker Code Broker Name Contact Person Phone No. Mobile
Broker S.no. Broker Name Contact Person Phone No. Mobile No. Add 1 Add 2 Add 3 Pin Email Code [email protected]; RUCHIKA RAINA SINGH, 9899636606, 25, C BLOCK [email protected]; 011-45675504, 1 001 SPA CAPITAL ADVISORS LTD. VARUN KAUSHIK, 9873486360, COMMUNITY JANAK PURI NEW DELHI 110058 [email protected]; 45675588,45675528 SANJAY JAIN 9910234032 CENTRE [email protected]; [email protected]; HARISH 9999114500, SABHARWAL 5TH 97, NEHRU [email protected];aparnarazdan@ba 2 002 BAJAJ CAPITAL LTD. HARISH SABHARWAL 011-41693000 NEW DELHI 110019 9811121101 FLOOR, BAJAJ PLACE jajcapital.com HOUSE [email protected]; [email protected]; J. M. FINANCIAL SERVICES PRADYUMNA 022-30877349, PALM COURT, 4TH LINK ROAD [email protected]; 3 003 MUMBAI 400064 PVT LTD SATPATHY 30877000, 67617000 FLOOR, M WING MALAD WEST [email protected]; [email protected]; [email protected] 105-108, CONNAUGHT [email protected]; 011-61127438, 040- 9989836349, 19, BARAKHAMBA 4 004 KARVY STOCK BROKING LTD. B V R NAIDU ARUNACHAL PLACE, NEW 110001 [email protected]; [email protected]; 44677536 9177401508 ROAD BUILDING DELHI [email protected] R. R. FINANCIAL RAJEEV SAXENA, S K 47 M M ROAD, RANI [email protected]; [email protected]; 5 005 011-23636362-63 9717553830 JHANDEWALAN NEW DELHI 110055 CONSULTANTS LTD. SINGH JHANSI MARG [email protected] [email protected]; HSBC SECURITIES AND 52/60 M. G. ROAD [email protected]; 6 006 SHWETANK DEV 022-40854280 9811374741 MUMBAI 400001 CAPITAL MARKETS (I) P LTD FORT [email protected]; [email protected] MR. -
2016 CASLA Delegate List May 3.Xlsx
6th Annual CASLA Conference on Securities Lending Generated Tue May 03 08:20:27 GMT‐05:00 2016 First Name Last Name Organization Country Michael Alchus JPMorgan United States Priya Arora CIBC Canada Ilkhom Babajanov BNY Mellon Canada Steve Banquier TD Securities Canada David Barker RBC Capital Markets Canada Anthony Barros E*TRADE Financial United States MATTHEW BATTAINI HELIX FINANCIAL SYSTEMS United States Livio Bencich BMO Capital Markets Canada Daryl Blattberg Bank of America Merrill Lynch United States Joseph Brambil JPMorgan United States Marc Buchanan 4Sight Financial Software Canada Bridget Campbell BlackRock Asset Management Canada Limited Canada William Chan CIBC Capital Markets Canada Bo Young Chang Bank of Canada Canada Krati Chhajer CIBC Canada Robert Chiuch BNY Mellon United States Tamara Close PSP Investments Canada Clare Dai BlackRock Asset Management Canada Ltd. Canada Don D'Eramo RBC Investor & Treasury Services Canada Greicy Diaz Hilltop Securities United States Michael DiCesare JP Morgan United States Peter Diminich ING Financial Markets LLC United States Dan Duggan National Bank Financial Canada Charles Engle J.P. Morgan United States Ryan Fan CIBC Capital Markets Canada Andrew Ferguson RBC Europe Limited United Kingdom Rob Ferguson CIBC Mellon Canada Frank Ferrara INTL FCStone Securrities Inc United States Denis Flanagan National Bank of Canada (US) United States Dylan Flanagan Questrade Canada Jerry Friedhoff Broadridge United States Michael Fu Citigroup United States Pat Garvey BNY Mellon United States Heather Gidaly Barclays United States Christopher Gioia Rabobank Intl United States Tim Gits Eurex United States Melissa Gow Markit United States Nick Greene National Bank of Canada Canada Peter Hayes KPMG LLP Canada Sean Healey National Bank of Canada Canada Robert Hess National Bank of Canada Canada Genna Himmelstein JP Morgan United States Dave Jeffrey BBS Securities Inc./ Virtual Brokers Canada Siva Jega National Bank Canada Thomas Kalafatis CIBC World Markets Inc. -
Name Badges Are Required for Admittance Into All Conference Sessions and Social Events
Please Note: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! If your name does not appear on the attached attendee list you are NOT a registered conference attendee. Only registered attendees with name badges will be admitted into the conference sessions and social events. Please visit the Conference Website or send an email to [email protected] to register today We appreciate your cooperation. Private Events: A private event is an invitation-only outing, dinner party, or reception hosted by an organization or group other than the RMA. Private events are not considered part of the conference agenda and, as such, should not interfere with the conference program or sponsored events. We ask that you support the sponsors of all of the conference events recognizing their financial commitment to the particular events (food/beverage cost) and the conference and please DO NOT plan any conflicting events during Monday, Tuesday, Wednesday or Thursday evenings. If your organization is planning an event for these nights, please plan the start of the event after 7:30 p.m. RMA would also very much appreciate your cooperation in refraining from scheduling any other events, such as golf outings and special tours, during the conference business program Hotel Accommodations Information: Breathtaking Naples beachfront hotel with a tradition of unparalleled luxury and service Marvel at the stunning views from the private balconies and world-class suites at The Ritz-Carlton, Naples. -
HSBC Investdirect Self-Directed Online Investing Float Like a Butterfly, Trade Like a Bee
HSBC InvestDirect Self-directed Online Investing Float like a butterfly, trade like a bee. *Terms and conditions apply. 1 HSBC InvestDirect is a division of HSBC Securities (Canada) Inc., a wholly owned subsidiary of, but separate entity from, HSBC Bank Canada. HSBC Securities (Canada) Inc. is a Member of the Canadian Investor Protection Fund. HSBC InvestDirect does not provide investment advice or recommendations regarding any investment decisions or securities transactions. No investment advice is provided or suitability review conducted on accounts held at HSBC InvestDirect. 2 Options may involve a high degree of risk and may not be suitable for all investors. Read the Risk Disclosure Statement for Futures and Options before applying to trade in options (http://www.hsbc.ca/1/ PA_ES_Content_Mgmt/content/canada4/pdfs/personal/terms-conditions-en.pdf). 3 To qualify for HSBC InvestDirect Active Trader pricing of $4.88, customers must: have an active HSBC InvestDirect accounts and trade 150+ times per quarter. Active Trader pricing applies to qualified and filled online trades only. Qualified trades are defined, for this purpose, as equity, ETF’s and option orders executed on the North American exchanges and markets. Regular commission schedule rates will continue to apply to trades on International markets, telephone trades, option assignments and exercises. 4 About DALBAR Inc.: As the world’s premier financial services strategy and operations research firm, DALBAR Inc. helps leading enterprises develop, build, and operate strong businesses that deliver sustained shareholder value growth. DALBAR’s proprietary business design techniques, combined with its specialized industry knowledge and behavioural research expertise, enable companies to anticipate changes in customer priorities and the competitive environment, and then design their businesses and improve operations to seize opportunities created by those changes. -
Send2press Blue Online
Send2Press BLUE Level Online Sites 2007 1 Destination URL Note: all points subject to change, most sites pull news based on content - so automobile sites don't pull medical news, etc. For latest pub lists: www.Send2Press.com/lists/ .NET Developer's Journal (SYS-CON Media) http://www.dotnet.sys-con.com 123Jump.com, Inc. http://www.123jump.com/ 1960 Sun http://www.the1960sun.com 20/20 Downtown http://www.abcnews.com/Sections/downtown/index.html 24x7 Magazine (Ascend Media) http://www.24x7mag.com 50 Plus Lifestyles http://www.50pluslifestylesonline.com A Taste of New York Network http://www.tasteofny.com ABC http://www.abc.com ABC News http://www.abcnews.com ABC Radio http://abcradio.go.com/ Aberdeen Group (aka Aberdeen Asset Managemehttp://www.aberdeen.com Abilene Reporter-News http://reporter-news.com/ ABN Amro http://www.abnamro.com About.com http://about.com/ aboutREMEDIATION http://www.aboutremediation.com AboutThatCar.com http://www.aboutthatcar.com ABSNet http://www.absnet.net/ Accountants World LLC (eTopics) http://www.accountantsworld.com Accutrade (TD AMERITRADE, Inc.) http://www.accutrade.com Acquire Media Corp. http://www.acquiremedia.com Activ Financial http://www.activfinancial.com Adelante Valle http://www.adelantevalle.com/ ADP ADP Clearing & Outsourcing Services (fka US Clehttp://www.usclearing.com Advance Internet http://www.advance.net Advance Newspapers (Advance Internet) http://www.advancenewspapers.com/ Advanced Imaging Magazine (Cygnus Interactive http://www.advancedimagingpro.com Advanced Packaging Magazine (PennWell) http://ap.pennnet.com/ Advanced Radio Network http://www.graveline.com www.send2press.com/lists/ Send2Press BLUE Level Online Sites 2007 2 Advanstar Communications Inc http://www.advanstar.com/ Advertising Age http://www.adage.com ADVFN Advanced Financial Network http://www.advfn.com Advisor Insight http://www.advisorinsight.com Advisor Media Inc. -
All Figures - Rs
Franklin Templeton Asset Management ( I ) Pvt. Ltd. Disclosure of Commission and expenses paid to Distributors identified by AMFI (based on SEBI circular dated August 22, 2011 and additional disclosure as per SEBI circular dated September 13, 2012) for the Financial Year 2016 - 17 All figures - Rs. in Lacs Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the distributor Averge Assets under AUM as on AUM to paid during paid during Expenses paid during is an associate or group Management for FY 31-Mar-2017 Gross Inflows FY 2016-17 FY 2016-17 FY 2016-17 compnay of the sponsors 2016-17 Ratio of the Mutual Fund A B A+B 1 1 BNP Paribas 29.13 0.00 29.13 10.74 -4988.62 No 8298.97 4203.36 391.24 2 2 JM Financial Services Limited 320.40 0.00 320.40 116991.90 8829.67 No 64747.65 66123.31 0.57 3 3 Aditya Birla Money Mart Ltd 325.13 0.00 325.13 14736.63 1877.81 No 46167.61 44197.83 3.00 4 4 Cholamandalam Distribution Services Limited 51.86 0.00 51.86 261084.60 -5676.05 No 10091.80 7546.59 0.03 5 5 HDFC Bank Limited 1673.88 0.00 1673.88 159786.61 31920.60 No 198112.34 240390.52 1.50 6 6 SKP Securities Limited 60.30 0.00 60.30 3189.51 72.12 No 7743.32 7464.18 2.34 7 7 SPA Capital Services Limited 257.44 0.00 257.44 206838.62 -21389.76 No 57230.72 44218.34 0.21 8 8 AXIS CAPITAL LIMITED 13.07 0.00 13.07 5815.91 3373.09 No 13595.81 0.00 0.00 9 9 Way2Wealth Securities Private Limited 76.30 0.00 76.30 2838.75 192.07 No 11697.09 12512.21 4.41 10 10 Bajaj Capital Ltd.