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Name Badges Are Required for Admittance Into All Conference Sessions and Social Events

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Name Badges Are Required for Admittance Into All Conference Sessions and Social Events Please Note: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! If your name does not appear on the attached attendee list you are NOT a registered conference attendee. Only registered attendees with name badges will be admitted into the conference sessions and social events. Please visit the Conference Website or send an email to [email protected] to register today We appreciate your cooperation. Private Events: A private event is an invitation-only outing, dinner party, or reception hosted by an organization or group other than the RMA. Private events are not considered part of the conference agenda and, as such, should not interfere with the conference program or sponsored events. We ask that you support the sponsors of all of the conference events recognizing their financial commitment to the particular events (food/beverage cost) and the conference and please DO NOT plan any conflicting events during Monday, Tuesday, Wednesday or Thursday evenings. If your organization is planning an event for these nights, please plan the start of the event after 7:30 p.m. RMA would also very much appreciate your cooperation in refraining from scheduling any other events, such as golf outings and special tours, during the conference business program Hotel Accommodations Information: Breathtaking Naples beachfront hotel with a tradition of unparalleled luxury and service Marvel at the stunning views from the private balconies and world-class suites at The Ritz-Carlton, Naples. With three miles of immaculate beaches to explore, you’ll delight in combing the ocean side, gazing at breathtaking sunsets and walking hand in hand on the sandy shore. As a guest at our beach hotel in Naples, you may choose from seven innovative dining experiences, indulge in our luxurious world-class spa, or relax and enjoy our pools and beach activities, including a wide selection of water sports. Rooms are available at The Ritz-Carlton, Naples Beach Resort and The Ritz-Carlton, Naples Golf Resort. Rates are available 3 days before and after the conference dates based upon availability. Rates are subject to applicable taxes at the time of check in. The Ritz-Carlton Naples The Ritz-Carlton, Naples Golf Resort 280 Vanderbilt Beach Rd 2600 Tiburon Drive Naples, FL 34108-2300 Naples, FL 34109 Direct Tel: (239) 598-6616 Direct Tel: (239) 598-6616 Reservations: 1-888-856-4380 Reservations: 1-888-856-2164 Reservation Coordinator: Amanda Mazieka Reservation Coordinator: Amanda Mazieka Room Types: Room Type: • Coastal View Room – $279.00 • Resort View Room - $239.00 • Gulf View Room – $279.00 • Gulf Front Room – $279.00 Reservation Code: RMA Conference Room reservations are NOT available online this year. To make a reservation at the Beach Resort, please call 1-888-856-4380 or the Golf Resort, please call 1-888-856-2164 when speaking with the Reservation Agent mention you are attending the " RMA Conference" to receive the conference rates listed above and the RMA Hotel Cancelation Policy (below). Important note: During the reservation process and in the confirmation you may see the standard Ritz Carlton room cancelation policy, please be aware all rooms booked under the RMA Conference rate, will adhere to the policies below. Hotel Cancellation Policy • A one-night deposit is required at time of booking. • Cancelations 14 days or more prior to arrival will receive the full deposit. • Cancelations less than 14 days but more than seven (7) days will be charged the one night’s deposit. • Cancelations less than 7 days and no shows will be charged the full stay. Amanda Mazieka is available via email at [email protected] to answer any questions or concerns regarding reservations & cancellation policies. 31st Annual RMA Conference on Securities Lending Participants List as of 8/28/14 First Name Middle Name Last Name Company City Marc Buchanan 4sight Financial Software Ltd. Toronto Marco Ossanna 4sight Financial Software Ltd. Toronto Bradley J. Bernstein Ameriprise Financial Minneapolis Rob Sammons Anetics, Inc. Pittsfield Amanda L Sayers Anetics, Inc. Pittsfield Sean Toomey Anetics, Inc. Pittsfield Manny Malbari Angelo Gordon & Co. New York Emily Barnes Banca IMI Securities Corp. New York Larry Meyers Banca IMI Securities Corp. New York Jack Palmieri Banca IMI Securities Corp. New York John W. Addis Bank of America Merrill Lynch New York Daryl V. Blattberg Bank of America Merrill Lynch New York Jennifer Cahalan Bank of America Merrill Lynch New York Derrick Cusick Bank of America Merrill Lynch New York Amanda Deckelman-Platek Bank of America Merrill Lynch Chicago Robert Dias Bank of America Merrill Lynch Toronto Robert Genkinger Bank of America Merrill Lynch New York Robert Manning Bank of America Merrill Lynch New York Joseph Stella Bank of America Merrill Lynch New York Thomas J. Tasso Bank of America Merrill Lynch New York Michael Domenico Bank of Montreal Chicago Brian O'Hagen Barclays Capital New York Matthew Roux Barclays Capital New York Patricia Hostin BlackRock San Francisco Gene Meshechek BlackRock New York Jason P. Strofs BlackRock San Francisco Richard Wehrmann BlackRock New York Brian Pagnanelli BMO Capital Markets New York Anthony Venditti BMO Capital Markets New York Daniel Hoover BMO Global Asset Management Chicago LJ Jhangiani BMO Global Asset Management Chicago Robert Chiuch BNY Mellon New York Andrew Demko BNY Mellon New York Robert P. Fort BNY Mellon Pittsburgh Patrick A. Garvey BNY Mellon New York James Malgieri BNY Mellon New York Lawrence Mannix BNY Mellon New York Richard C. Marquis BNY Mellon New York Andrea Pfenning BNY Mellon New York S Dean Sakati BNY Mellon Boston Philip Zywot BNY Mellon Toronto Michael P. McAuley BNY Mellon Boston James Slater BNY Mellon New York John Templeton BNY Mellon New York Timothy J. Keenan BondLend New York Michael K. Airey Broadridge Financial Solutions Jersey City Gerald Friedhoff Broadridge Financial Solutions Jersey City Daniel Stiga Broadridge Financial Solutions Jersey City Marc Chandler Brown Brothers Harriman New York Neil Hiralall Brown Brothers Harriman Boston Julie Hubbard Brown Brothers Harriman Boston Daniel C. McGuiggin Brown Brothers Harriman Boston First Name Middle Name Last Name Company City Keith J. Haberlin Brown Brothers Harriman Boston Thomas C. Poppey Brown Brothers Harriman Boston Michael Tucci ChaseLink Consulting Nazareth Paul J. Larkin CIBC World Markets Toronto Avi Romberg CIBC World Markets Toronto Robert R. Garison Citi New York Sandra Kaul Citi New York Barrie L. Ringelheim Citi New York Lee Parker Clearstream Banking New York Tatyana Dachyshyn Commerzbank London Ligia Matasaru Commerzbank New York Patrick Stevens Commerzbank London Nick Walsh Commerzbank New York Joseph P. Coffey Commerzbank New York Brett Weiss Commerzbank New York Indrajit Bardhan Credit Suisse New York Thomas Blunda Credit Suisse New York Justin M. Carey Credit Suisse New York David Dahill Credit Suisse New York Gene P. Gemelli Credit Suisse New York Jon Kinderlerer Credit Suisse New York Deborah A Langiulli Credit Suisse New York Frederick Nadd-Aubert Credit Suisse New York Tony Becraft CRT Capital Group LLC Stamford Sean V. Farrell CRT Capital Group LLC Stamford Robert P. Moran CRT Capital Group LLC Stamford Gregory J. Lyons Debevoise & Plimpton LLP New York Eric LaPorta Deutsche Bank New York Thomas J. Ryan Deutsche Bank New York Gregory Sirochinsky Deutsche Bank New York Anthony T. Toscano Deutsche Bank New York Michael A Tramonte Deutsche Bank New York James Lailey Deutsche Bank Securities Inc New York Paul Trupia Deutsche Bank Securities Inc New York Anthony Barros E*TRADE Financial Corporation Jersey City Linda Benzi E*TRADE Financial Corporation Jersey City Robert Lynch E*TRADE Financial Corporation Jersey City Vincent Molinari E*TRADE Financial Corporation Jersey City Anthony Polito E*TRADE Financial Corporation Jersey City Leo E. Rosenholz E*TRADE Financial Corporation Jersey City Brian P. Lamb EquiLend New York Dan Dougherty EquiLend New York Jonathan Hodder EquiLend London Alexa Lemstra EquiLend Toronto Paul F. Lynch eSecLending Boston Timothy Gits Eurex Chicago Vassilis Vergotis Eurex Chicago Robert Rinaldi Federal Reserve Bank of New York New York John P. Falcone Field Street Capital Management New York Philip R. Lombardo First Clearing, LLC/WFA Saint Louis Beth A. Pietrangelo First Clearing, LLC/WFA New York Marti Tona First Southwest Dallas Rosalinda Gutierrez Frost Bank Dallas Paul F. Grimm Frost Bank Dallas Steven R. O'Connor G.X. Clarke & Co Jersey City First Name Middle Name Last Name Company City Joseph Porzio G.X. Clarke & Co Jersey City Jake Safane Global Custodian Magazine New York Lewis Goldman Goldman Landow Capital, LLC New York John Chartres Goldman Sachs New York Christian Bodner Goldman Sachs Agency Lending Boston W. Tredick McIntire Goldman Sachs Agency Lending Boston Scott Barringer Goldman Sachs Int'l New York Connie Fischer Guggenheim Partners Santa Monica Stephen Dowling HBK Dallas Matthew Battaini HELIX Financial Systems New York Todd Berlent HELIX Financial Systems New York Eric Brandt HELIX Financial Systems New York Bryan VanderPutten HELIX Financial Systems New York Paul D. Busby HSBC Bank New York Warren McCormick HSBC Bank New York Robert E. Cleary ICBC Financial Services LLC New York Richard Misiano ICBC Financial Services LLC New York Michael Slattery ICBC Financial Services LLC New York Peter Volino ICBC Financial Services LLC New York Harvey Flax ICE New York Lynn C Martin ICE New York City Michael Baudo ING Financial Markets New York Peter Diminich ING Financial Markets New York Arthur J. DiRocco ING Financial Markets New York Esther Chance Invesco Atlanta Peter E. Caruso ITG New York Janet A. Fusco ITG New York Charles A. Vesce ITG Marlboro Robert Marciante J.P Morgan New York Michael Dicesare J.P. Morgan New York Edward Hochstadter J.P.
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