Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 1 of 35
UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE
------x In re : Chapter 11 : VIVUS, INC., et al., : Case No. 20–11779 (LSS) : : Debtors.1 : (Jointly Administered) ------x
AFFIDAVIT OF SERVICE
I, Victoria X. Tran, depose and say that I am employed by Stretto, the claims & noticing agent for the Debtors in the above-captioned cases.
On November 18, 2020, at my direction and under my supervision, employees of Stretto caused the following documents to be served via overnight mail on the service list attached hereto as Exhibit A, via first-class mail on the service list attached hereto as Exhibit B, and via electronic mail on the service list attached hereto as Exhibit C:
Notice of Existing Stock Record Date in Connection with Second Amended Joint Chapter 11 Plan of Reorganization of VIVUS, Inc. and Its Affiliated Debtors (Docket No. 360)
Notice of Filing of Amended and Restated Plan Supplement to Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of VIVUS, Inc. and Its Affiliated Debtors (Docket No. 367)
Cover Letter (attached hereto as Exhibit D)
Furthermore, on November 18, 2020, at my direction and under my supervision, employees of Stretto caused 150 copies of the following documents to be served via overnight mail on Mediant Communications Inc. at Attn: Stephany Hernandez, 100 Demarest Drive, Wayne, NJ 07470, Job # 1570914:
Notice of Existing Stock Record Date in Connection with Second Amended Joint Chapter 11 Plan of Reorganization of VIVUS, Inc. and Its Affiliated Debtors (Docket No. 360)
Notice of Filing of Amended and Restated Plan Supplement to Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of VIVUS, Inc. and Its Affiliated Debtors (Docket No. 367)
______1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification number, as applicable are: VIVUS, Inc. (6179); Vivus Pharmaceuticals Limited (9329); Vivus B.V. (1942); and Vivus Digital Health Corporation (0625). The Debtors’ corporate headquarters and service address is 900 E. Hamilton Avenue, Suite 550, Campbell, CA 95008. Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 2 of 35 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 3 of 35
Exhibit A
Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 4 of 35 Exhibit A Served Via Overnight Mail Name Attention Address 1 Address 2 City State Zip ProxyTrust Attn Receiving Department 100 Patco Court Suite 9 Islandia NY 11749 FOLIOfn, Inc. 8180 Greensboro Drive 8th Floor McLean VA 22102 Depository Trust Company 570 Washington Blvd. Attn Reorg Dept 4th Floor Jersey City NJ 07310
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 1 of 1 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 5 of 35
Exhibit B
Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 6 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country A GRANT HEIDRICH C/O VIVUS Address on File ABDUL WAHEED Address on File ABN AMRO CLEARING CHICAGO LLC Address on File ABRAHAM BENYUNES Address on File ABRAHAM G GEBRE Address on File ABRAHAM I SACK Address on File ADAM J HOLIBER Address on File AG EDWARDS & CO CUST JORGE C ZUNIGA IRA Address on File AG EDWARDS & SONS CUST HENRY H KAMRATH JR IRA Address on File AG EDWARDS & SONS CUST LAUREN BRYAN IRA Address on File AG EDWARDS & SONS INC CUST TED R BRYAN IRA Address on File AG EDWARDS CUST ARLENE R BRUMMEL IRA Address on File AG EDWARDS CUST BARBARA L MUELLER IRA Address on File AG EDWARDS CUST JANE C LEONARD IRA Address on File AG EDWARDS CUST MICHAEL C CATES IRA Address on File AG EDWARDS CUST ROSEMARY HOORNSTRA IRA Address on File AG EDWARDS CUST SAMUEL A MEIER IRA Address on File AG EDWARDS CUST SHAYNE W MCDANIEL SEP IRA Address on File AINA SEGAL Address on File ALAN B CHINN Address on File ALAN D BARTON & MELINDA M BARTON JT TEN Address on File ALAN L LESHNOWER Address on File ALAN W JACKSON Address on File ALBERT G MICKELSON & BRENDA J MICKELSON TR UA 11/12/2010 ALBERT G MICKELSON & BRENDA J Address on File ALBERT J SUBACH Address on File ALBERT T B GOO & GISELLE Y C NANCE JT TEN Address on File ALEX BONILLA Address on File ALEX ZIRO Address on File ALEXANDER EISENBERG Address on File ALEXANDER MOORE Address on File ALEXANDER N NICKOLS Address on File ALI HASSAN & DENA HASSAN JT TEN Address on File ALICIA TIMM Address on File ALLAN J BERNSTEIN Address on File ALLAN RESNICK Address on File ALLEN J BLEICK Address on File ALLYN BETH LANDAU Address on File ALOK SRIVASTAVA & ROSALIE SRIVASTAVA JT TEN Address on File ALVAN & PEARL ANDERSON TR ALVAN & PEARL ANDERSON TRUST NOV 20 87 Address on File ALVIN J TODD Address on File ALVIN SCHWARTZ Address on File AMERICAN ENTERPRISE INVESTMENT SERVI Address on File AMERICAN ENTERPRISE INVESTMENT SERVICES INC. Address on File AMERICAN ENTERPRISE INVESTMENT SERVICES INC. Address on File AMERICAN ENTERPRISE INVESTMENT SERVICES INC. Address on File AMERICAN ENTERPRISE INVESTMENT SERVICES INC. Address on File AMERICAN ENTERPRISE INVESTMENT SERVICES INC. Address on File AMY M YASUTAKE & WARREN A YASUTAKE JT TEN Address on File ANDREW ANGOLETTA & THERESA ANGOLETTA JT TEN Address on File ANGELO J CORDARO Address on File ANGOLETTA M ALDO Address on File ANITA ALAMSHAW Address on File ANITA BHATIA Address on File ANN S WERNER Address on File ANNE LOUISE WIEWEL Address on File Anson Investments Master Fund LP 5950 Berkshire Lane Suite 210 Dallas TX 75225 ANTHONY MING CHAN & MAUREEN KWAN CHAN TR UA 8 30 02 ANTHONY & MAUREEN Address on File ANTHONY STYPINSKI Address on File ANTOINETTE G BRADY Address on File APEX CLEARING CORPORATION Address on File APEX CLEARING CORPORATION Address on File APEX CLEARING CORPORATION Address on File ARDELL KREUSER Address on File ARHITA AIKEN Address on File ARLENE ADELKOPF Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 1 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 7 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country Armistice Capital Master Fund Ltd. c/o dms Corporate Services Ltd. 20 Genesis Close Grand Cayman KY1-1104 Cayman Islands Armistice Capital, LLC Attn: Steven Boyd 510 Madison Avenue 7th Floor New York NY 10022 ARTHUR I FREEMAN Address on File ARTHUR L GUY III Address on File ARTHUR R JONES Address on File ASHITA N PATEL Address on File ASHOK K RAO Address on File ASHOK KAR Address on File BABU J MAVUNKEL Address on File BANK OF AMERICA NA/CLIENT ASSETS Address on File BANK OF AMERICA ROBERTSON STEPHENS CUST MARTIN J MONAHAN IRA RLOVR Address on File BANK OF AMERICA, NA/GWIM TRUST OPERA Address on File BANK OF AMERICA, NA/GWIM TRUST OPERATIONS Address on File BANK OF COMMERCE CUST RAMON L HACKWORTH IRA Address on File BARBARA A PERKINS Address on File BARCLAYS BANK PLC NEW YORK BRANCH Address on File BARCLAYS BANK PLC NEW YORK BRANCH Address on File BARCLAYS CAPITAL INC./LE Address on File BARCLAYS CAPITAL INC./LE Address on File BARCLAYS CAPITAL INC./LE Address on File BARCLAYS CAPITAL INC./LE Address on File BARCLAYS CAPITAL INC./LE Address on File BARCLAYS CAPITAL INC./LE Address on File BARRY J CHAMBLISS Address on File BARRY L WILSON Address on File BARTHOLOMEW VERNACE & MARY ANN VERNACE JT TEN Address on File BB&T SECURITIES, LLC Address on File BB&T SECURITIES, LLC Address on File BB&T SECURITIES, LLC Address on File BBS SECURITIES INC./CDS** Address on File BBS SECURITIES INC./CDS** Address on File BDR INDUSTRIES PROFIT SHARING Address on File BEAR STEARNS CUST REGIS AMANN IRA Address on File BEAR STEARNS SEC CORP CUST NANCY M FIACCO IRA Address on File BEATRICE BARRON CONIFER SECURITIES LLC Address on File BEN DITOSTI Address on File BEN SHEIN & KEITH SHEIN JT TEN Address on File BENJAMIN L BLAKE Address on File BENJAMIN LIN Address on File BENNIE DOWNING Address on File BENNIE H WEBB & LOIS A WEBB JT TEN Address on File BERNICE LONDON Address on File BERT SHULIMSON Address on File BERTRAM S BOYUM Address on File BETH ELLIS Address on File BETTY BOURGEOIS Address on File BHC SEC CUST CONSTANCE Z DOUCET IRA Address on File BILL CHEN Address on File BILLY D OGDEN Address on File BIN K WONG & JANE C WONG JT TEN Address on File BMO HARRIS BANK NA/TRUST Address on File BMO NESBITT BURNS INC./CDS** Address on File BMO NESBITT BURNS INC./CDS** Address on File BMO NESBITT BURNS INC./CDS** Address on File BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENTASSETS Address on File BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENTASSETS Address on File BNY MELLON WEALTH MANAGEMENT Address on File BNY MELLON WEALTH MANAGEMENT Address on File BNYMELLON/WEALTH MANAGEMENT Address on File BNYMELLON/WEALTH MANAGEMENT Address on File BOB GEBO Address on File BOBBY D BRADLEY Address on File BOBBY D MOSS Address on File BONITA L OLEKSA Address on File BONNIE L DEWITT Address on File BONNIE MADIGAN Address on File BRIAN C PAUST Address on File BRIAN GLEASON CUST HOLLY L GLEASON UGMA OH Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 2 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 8 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country BRIAN H DOVEY C/O VIVUS INC Address on File BROWN & CO CUST JOHN W STREET IRA Address on File BROWN BROTHERS HARRIMAN & CO. Address on File BRUCE A PELTZER Address on File BRUCE FRIEDMAN Address on File BRUCE J FITTERER Address on File Bruce Makosky Address on File BTCAJ INVESTMENTS FEB 3 95 Address on File BUSHAN WALI Address on File C FRED & M SANDRA GARONE TR C FRED & M SANDRA GARONE TRUST FEB 13 96 Address on File CAHRLES SCHWAB CUST DANIEL M IKEDA IRA CONTRIBUTRY Address on File CALPERS SJ64 Address on File CALVIN T BROMAN Address on File Cambridge Cognition Limited Attn: Janet Griffiths Turnbridge Court Turnbridge Lane Bottisham CB25 9TU United Kingdom CANACCORD GENUITY CORP./CDS** Address on File CANTOR FITZGERALD & CO. / CANTOR CLE Address on File CANTOR FITZGERALD & CO. / CANTOR CLEARING SERVICES Address on File CARL BRONSTEIN Address on File CARLENE SMITH & KEVIN SMITH JT TEN Address on File CARMEN BARTON Address on File CARMINE J GIORGIO Address on File CAROL C HUMPHREY Address on File CAROL R LUBIN Address on File CAROL ZIQULLIS Address on File CAROLE A WEAVER & WILLIAM A WEAVER JT TEN Address on File CAROLYN J DILZ Address on File CARTER HANE Address on File Catalent Pharma Solutions Attn: Bijal Sata 25106 Network Place Chicago IL 60673-1251 Catalent Pharma Solutions, LLC c/o Duane Morris LLP Attn: Sommer L. Ross and Jarret P. Hitchings 222 Delaware Avenue Suite 1600 Wilmington DE 19801-1659 CATHERINE TIGHE Address on File CATHY C LIANG Address on File CBR UNVIERSAL INC Address on File CDS CLEARING AND DEPOSITORY SERVICES Address on File CDS CLEARING AND DEPOSITORY SERVICES INC.** Address on File CECIL CRAWFORD Address on File CEDE & CO Address on File CELIA M PUGLIESE Address on File CENTRAL INVESTMENT CORP Address on File CETERA INVESTMENT SERVICES LLC Address on File CETERA INVESTMENT SERVICES LLC Address on File CHALMERS L MCDADE Address on File CHANDLER C DUNCAN Address on File CHANDU Z PATEL Address on File CHARLENE M ROWLAND & WILLIAM C ROWLAND JT TEN Address on File CHARLES BIRD Address on File CHARLES C MCCONNELL Address on File CHARLES D SCOTT Address on File CHARLES E DAUGHERTY IRA RLOVR DEAN WITTER REYNOLDS CUST Address on File CHARLES F & ROSEMARY HAYES TR CHARLES & ROSEMARY HAYES TRUST SEP 16/89/2003 Address on File CHARLES H WERRE IRA CHARLES SCHWAB & CO INC CUST Address on File CHARLES L SHUDTZ Address on File CHARLES L WRAITH Address on File CHARLES M ASAO Address on File CHARLES R RAMSDALE Address on File CHARLES S MCMILLEN Address on File CHARLES SCHWAB & CO CUST JENNIFER SMITH IRA AC 8266 3627 Address on File CHARLES SCHWAB & CO INC CUST JERRI A MCKILLOP IRA Address on File CHARLES SCHWAB & CO INC CUST VINCENT L SCHANTZ IRA RLOVR Address on File CHARLES SCHWAB & CO., INC. Address on File CHARLES SCHWAB & CO., INC. Address on File CHARLES SCHWAB CUST ANDREA WRIGHT IRA Address on File CHARLES SCHWAB CUST BRUCE CARDINAL IRA Address on File CHARLES SCHWAB CUST CAROL L HONG IRA Address on File CHARLES SCHWAB CUST CHARLES B EDDY III IRA Address on File CHARLES SCHWAB CUST DOMINIC CHIONG IRA RLOVR Address on File CHARLES SCHWAB CUST DONALD E BRIER IRA Address on File CHARLES SCHWAB CUST EARL W ADAMS IRA RLOVR Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 3 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 9 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country CHARLES SCHWAB CUST GARY C GALBRAITH IRA RLOVR Address on File CHARLES SCHWAB CUST GEORGE R HAWKES IRA Address on File CHARLES SCHWAB CUST HAROLD C CONDIT IRA RLOVR Address on File CHARLES SCHWAB CUST HAROLD J SPIESS IRA Address on File CHARLES SCHWAB CUST HERBERT S BAILEY IRA RLOVR Address on File CHARLES SCHWAB CUST JACK POSNICK IRA Address on File CHARLES SCHWAB CUST JAMES PONDER IRA Address on File CHARLES SCHWAB CUST JOANNE TORREANO IRA Address on File CHARLES SCHWAB CUST JOSEPH CAPELOTO IRA Address on File CHARLES SCHWAB CUST KENNETH I TATUM IRA Address on File CHARLES SCHWAB CUST LEONARD C COLE SEP IRA Address on File CHARLES SCHWAB CUST LOGAN ZINTSMASTER IRA Address on File CHARLES SCHWAB CUST MARGARET E CELANI IRA Address on File CHARLES SCHWAB CUST MARTIN J MONAHAN IRA RLOVR AC 6395 6629 Address on File CHARLES SCHWAB CUST MICHAEL R GERSHON IRA Address on File CHARLES SCHWAB CUST MOHAMMAD RASEKHI IRA Address on File CHARLES SCHWAB CUST MUHAMAD DABBOUSEN IRA Address on File CHARLES SCHWAB CUST NORADELE VERONIS IRA Address on File CHARLES SCHWAB CUST SHIRLEY KWAN IRA Address on File CHARLES SCHWAB CUST SHIRLEY M PONDER IRA Address on File CHARLES SCHWAB CUST SUSUMU HORIMOTO IRA Address on File CHARLES SCHWAB CUST THOMAS P MCDONALD IRA Address on File CHARLES SCHWAB CUST WILLIAM A RUEGGER IRA Address on File CHARLES SCHWAB CUST WILLIAM WOLFE IRA Address on File CHARLES SCHWAB FBO ANNE CAREY Address on File CHARLES W SEAVER & ELIZABETH W SEAVER JT TEN Address on File CHARLOTTE CHAVIN Address on File Chartwell Consulting Group DBA Symphony Workplaces Attn: Paulette Godfrey 89 Headquarters Plaza Morristown NJ 07960 CHENGWEI CHEN & FAYRU CHEN JT TEN Address on File CHERAPHAT LOPANSRI Address on File CHESSEN TADD Address on File CHESTER MAZIARZ & LILLIAN MAZIARZ JT TEN Address on File CHEUNG P HUANG & ALICE HUANG JT TEN Address on File CHI LIN Address on File CHIN FONG CHANG Address on File CHINGCHUNG CHANG Address on File CHIWAI LUI & SUNCHAI LUI JT TEN Address on File CHRISTI C HEROLD Address on File CHRISTINE M BERGER Address on File CHRISTINE P BURNSIDE Address on File CHRISTOPHER GRATTON & REGINA GRATTON JT TEN Address on File CHRISTOPHER M MCNULTY Address on File CHRISTOPHER SANTOS Address on File CHRISTY A CLARK Address on File CHUNGHAO LEE Address on File CIBC WORLD MARKETS INC./CDS** Address on File CINDY J BATHGATE & ELAINE R PLOENSE TR UA 06/05/2014 NORMAN B ASHLEY REVOCABLE TRUST C/O CINDY BATHGATE Address on File CINDY XIAO XING TONG Address on File CITADEL SECURITIES LLC Address on File CITADEL SECURITIES LLC Address on File CITIBANK, N.A. Address on File CITIBANK, N.A. Address on File CITIGROUP GLOBAL MARKETS INC./SALOMO Address on File CITIGROUP GLOBAL MARKETS INC./SALOMON BROTHERS Address on File CITIGROUP GLOBAL MARKETS INC./SALOMON BROTHERS Address on File CITIGROUP GLOBAL MARKETS, INC./CORRESPONDENT CLEARING Address on File CLARE J SLUKE Address on File CLARENCE HAGMAN Address on File CLARENCE POOL & FRIEDA POOL TR CLARENCE POOL LIVING TRUST UA 12/17/86 Address on File Clear Street LLC Address on File Computershare 8742 Lucent Boulevard, Suite 225 Highlands Ranch CO 80129 CONNETTE A CLEVENGER Address on File CONNOR KELLY Address on File CONSTANCE A ALOUPIS Address on File CONSTANCE LECHER Address on File COR CLEARING LLC Address on File COR CLEARING LLC Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 4 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 10 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country COR CLEARING LLC Address on File COR CLEARING LLC Address on File CORALIE GIRARD-URQUHART Address on File CORESTATES BANK CUST GEORGE D GOLDEN IRA Address on File CORPUS CRISTI WOMENS CLINIC EMPLOYEE PROFIT SHARING PLAN Address on File CORRINE C WONG Address on File Covance Inc. Attn: Diane Ostang PO Box 2445 Burlington NC 27216 CRAIG A PETERSON Address on File CRAIG KUMLER Address on File CREDENTIAL SECURITIES INC./CDS** Address on File CREST INTERNATIONAL NOMINEES LIMITED Address on File CYNTHIA H HECKMANN Address on File CYNTHIA J KEMEZYS Address on File CYNTHIA ROMANOWITZ Address on File CYRUS R LAVIAN Address on File D IAN MILLS Address on File D. A. DAVIDSON & CO. Address on File D. A. DAVIDSON & CO. Address on File D. A. DAVIDSON & CO. Address on File DAE S LEE Address on File DAIN RAUSCHER CUST RANDY F ERNST IRA Address on File DAIN RAUSCHER CUST THOMAS F NEY IRA C/O EDWARD JONES Address on File DAIN RAUSCHER INC CUST TOM A TUCKETT IRA Address on File DALE G JACOBS Address on File DAN DIVIRGILIO Address on File DANA THOMAS Address on File DANIEL I KIM Address on File DANIEL J BOYLE & JANE E BOYLE JT TEN Address on File DANIEL JOHNSON TR JUN 01 94 THE DANIEL L JOHNSON REVOCABLE TRUST Address on File DANIEL L JACOB Address on File DANIEL P CUEVAS Address on File DANIEL SMITH Address on File DANIELE L NIHILL Address on File DAVENPORT & COMPANY LLC Address on File DAVID A MAZZANTI Address on File DAVID BENVENUTI RETIREMENT TRUST FUND Address on File DAVID C CARD Address on File DAVID C LANG Address on File DAVID CALCAGNO Address on File DAVID CATRON OR & SONDRA CATRON JT TEN Address on File DAVID E BROWN Address on File DAVID GAIR Address on File DAVID H AHLQUIST Address on File DAVID J MOORMAN Address on File DAVID J NEWTON Address on File DAVID LIU Address on File DAVID M DELLOS Address on File DAVID M JOHNSON Address on File DAVID M KELLEY Address on File DAVID M TALLEY Address on File DAVID MAZZANTI & DONNA MAZZANTI JT TEN Address on File DAVID MILTON Address on File DAVID N BREIBECK Address on File DAVID R YULE Address on File DAVID S SAMPSON TR UA 12/16/1991 JOHN D SAMPSON IRREVOCABLE TRUST Address on File DAVID S SOMMERS Address on File DAVID T GOMPF Address on File DAVID WELBORN & LINDA WELBORN JT TEN Address on File DAVID Y LIANG Address on File DEAN F REED & ELOISE REED JT TEN C/O DEAN REED CATTLE Address on File DEAN WITTER CUST JOHN T PARKER IRA RLOVR Address on File DEAN WITTER REYNOLD CUST MITCHEL E STEIN IRA RLOVR Address on File DEAN WITTER REYNOLDS CUST CHARLOTTE M NIEL IRA Address on File DEAN WITTER REYNOLDS CUST ILONA B STEIN IRA Address on File DEAN WITTER REYNOLDS CUST MAUREEN A RITCHART IRA Address on File DEAN WITTER REYNOLDS CUST ROBERT G TINLEY IRA RLOVR Address on File DEAN WITTER REYNOLDS CUST ROBERTA SEARS IRA Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 5 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 11 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country DEBBIE S GORDON TR MAY 31 97 DEBBIE S GORDON TRUST Address on File DEBORA CASTANEDA Address on File DEBORAH A PADILLA Address on File DEBORAH J LONG Address on File DELAWARE CHARTER CUST LINDA K CRAMBLIT IRA Address on File DELORES H YOUNG Address on File DELPHINE MEYERS Address on File DENISE S KRAMER LEVIEN Address on File DENNIE O DISHNER Address on File DENNIS E SUYEYASU & HERBA SUYEYASU JT TEN Address on File DENNIS M GOLCHER Address on File DENNIS R SHALER Address on File DEONNA K SMITH Address on File DEPOSITO CENTRAL DE VALORES S.A., DE Address on File DEPOSITO CENTRAL DE VALORES S.A., DEPOSITODE VALORES Address on File DESAI D JYOTSNA Address on File DESERET TRUST COMPANY - I Address on File DESJARDINS SECURITIES INC./CDS** Address on File DESJARDINS SECURITIES INC./CDS** Address on File DESJARDINS SECURITIES INC./CDS** Address on File DESJARDINS SECURITIES INC./CDS** Address on File DEUTSCHE BANK AG NY/CEDEAR Address on File DEUTSCHE BANK AG NY/US CUSTODY Address on File Deutsche Bank Trust Company Americas c/o Holland & Knight LLP Attn: Barbra Parlin 31 West 52nd Street New York NY 10019 Deutsche Bank Trust Company Americas c/o Morris James LLP Attn: Stephen M. Miller 500 Delaware Avenue Suite 1500 Wilmington DE 19801 DIANA Y LEE Address on File DIANE FAYE PALM Address on File DIANNEY T HUFFAKER Address on File DINA MICHELLE Address on File DINH B TRINH Address on File DIPANKAR MUKHERJEE Address on File DIRECTOR OF FINANCE STATE OF HAWAII Address on File DLJSC CUST BRIAN BOGART IRA Address on File DLJSC CUST CHESTER M SUDOL IRA Address on File DLJSC CUST CLYDE L NELSON IRA Address on File DLJSC CUST DAVID G STURGILL IRA Address on File DLJSC CUST EST VINCENT GRANDE IRA RLOVR C/O ANGELINE GRANDE Address on File DLJSC CUST LLOYD W OLSON IRA Address on File DLJSC CUST MARSHA JOHNSTON IRA Address on File DLJSC CUST MARY L BURKHARDT IRA RLOVR Address on File DLJSC CUST MICHAEL ROSENBERG IRA Address on File DLJSC CUST MICKEY CORNWALL IRA Address on File DLJSC CUST ROBERT CLARK IRA Address on File DLJSC CUST ROBERTA A NELSON IRA Address on File DLJSC CUST SAMUEL R MCCALLUM IRA Address on File DLJSE CUST WILLIAM M SARDINHA IRA Address on File DOLORES R COHEN Address on File DOLORES SCORPIO Address on File DOMINICK A CRUCIANI Address on File DOMININCK L SEVERINO & CONSTANCE SEVERINO JT TEN Address on File DON BREITINGER Address on File DON F TOBIN Address on File DON M INGELS Address on File DON M WARD Address on File DON PICHA Address on File DONALD A BRYSON Address on File DONALD BELL & AUDREY BELL JT TEN Address on File DONALD C ZAVALA Address on File DONALD CAPLAN Address on File DONALD J BROUSSARD Address on File DONALD L GARDNER Address on File DONALD L HUFFMAN & NEOMA F HUFFMAN TEN COM Address on File DONALD L SACHS & MARY A SACHS JT TEN Address on File DONALD L YEAKLE Address on File DONALD LARGE Address on File DONALD O FORMIGLI Address on File DONALD R ANDERS Address on File DONALDSON LUFKIN & JENRETTE CUST HOLGER RASMUSSEN IRA Address on File DONN LOVELL & VICTORIA EKLUND JT TEN Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 6 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 12 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country DONNA D DELONG & PAUL E DELONG JT TEN Address on File DONNA HOPLEY Address on File DONNA STERN LILIENTHAL Address on File DONNA T SEABERG Address on File DONNETTA BEAVERS Address on File DORA F SERPA Address on File DORLA M MARTIN Address on File DORMISHIAN FARID Address on File DOROTHY D BRIGNOLI Address on File DOUBLE DOWN A PARTNRSHP C/O G CARPENTER & D HEINE Address on File DOUG A GEFFNER Address on File DOUGLAS B BALDERSTON & CHARLENE P BALDERSTON JT TEN Address on File DOUGLAS C NEWSOME Address on File DOUGLAS D ADAMS Address on File DOUGLAS E ELLIOTT TR DOUGLAS C ELLIOTT FAMILY TRUST OCT 11/94/497 Address on File DOUGLAS FIEBER Address on File DOUGLAS GRIER Address on File DREW ROBERTS POLINSKY Address on File DUANE A WERGER Address on File DUANE DEVEREAUX Address on File DWR CUST IRWIN SHARGAA IRA Address on File E*TRADE CLEARING LLC Address on File E*TRADE CLEARING LLC Address on File E*TRADE CLEARING LLC Address on File EAGLE RESEARCH GROUP INC MONEY PURCHASE PLAN & TRUST Address on File EARL WELK & JUDY WELK JT TEN Address on File EARLE & JOAN GIBBONS TR EARLE & JOAN GIBBONS TRUST DEC 18/90/4227 Address on File EARLY LIVING TRUST CHRISTINE B EARLY TR NOV 02 Address on File EDDIE TOBY Address on File EDWARD A TANET Address on File EDWARD BURKE Address on File EDWARD D. JONES & CO. Address on File EDWARD D. JONES & CO. Address on File EDWARD D. JONES & CO. Address on File EDWARD F VALDEZ Address on File EDWARD LANDELL Address on File EDWARD LU Address on File EDWARD M RUIZ & MARY LOU RUIZ JT TEN Address on File EDWARD MAN UTMA CA JENYI MAN CUST 4160 PINOT GRIS WAY Address on File EDWARD MCMAHON Address on File EDWARD T KACZMAREK Address on File EDWIN E DUDENHOEFFER Address on File EFTHINIOS TARTARA Address on File EILEEN HERSKOWITZ Address on File ELCA SOCIAL PURPOSE EQUITY FUND AC 506229 Address on File ELECTRONIC TRANSACTION CLEARING, INC Address on File ELECTRONIC TRANSACTION CLEARING, INC. Address on File ELENA GONZALEZ Address on File ELENA WINKELMAN Address on File ELINA HARPER Address on File ELINOR W HALLABUK Address on File ELIZABETH A WINTERHALTER Address on File ELLEN FLAMENBAUM FROEDE Address on File ELSA AGLOW TR ELSA AGLOW TRUST NOV 5/91/410 Address on File ENAYET ISSAQ Address on File Enterprise Fleet Management, Inc c/o Elkins Kalt Weintraub Reuben Gartside LLP Attn: Michael I. Gottfried 10345 W. Olympic Blvd Los Angeles CA 90064 ERBON DELVENTHAL Address on File ERIC AMT & SANDRA AMT JT TEN Address on File ERIC C AMT Address on File ERIC RYBERG Address on File ERWIN F MADLANGBAYAN Address on File c/o Managing Member Esopus Creek Advisors Esopus Creek Value Series Fund LP – Series “A” LLC as General Partner Attn: Andrew L. Sole 81 Newtown Lane, #307 East Hampton NY 11937 EST LENA PHELLIS BETTE J RANDOLPH PERS REP Address on File ESTHER BECK Address on File EUGENE E DEEG Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 7 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 13 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country EUGENE E ENGEL Address on File EUGENE F CHAPMAN Address on File EVELYN R WHITE Address on File F GARY GROSS & CYNTHIA S GROSS JT TEN Address on File FADI R METRI Address on File FARHAD KHATIBRAHBAR Address on File FEISEN YUNG & YUHJEN YUNG JT TEN Address on File FEN W TRAN Address on File FERCHE MILLWORK PROFIT SHARING PLAN FD C GROWTH C/O BREMER TRUST Address on File FERNANDO L TAN Address on File FERNANDO WANG Address on File FIDELITY INVESTMENTS EARL B STEPHEHS IRA 3 Address on File FIFTH THIRD BANK Address on File FIFTH THIRD BANK Address on File FIFTH THIRD BANK Address on File FIRST CLEARING, LLC Address on File FLORA S TANAKA Address on File FMT CO CUST ROBERT KOSHI IRA Address on File FMT CO CUST TERRI S KESSLER IRA RLOVR Address on File FMT CUST GWENETH J COTE IRA Address on File FOLIO INVESTMENTS, INC. Address on File FOLIOFN INVESTMENTS, INC. Address on File FRANCIS A LAPOLL TR FBO FINCH CREST COMPANY RETIREMENT PLAN Address on File FRANCIS E MCLARNEY & EDITH K MCLARNEY TEN COM Address on File FRANCIS W EVERETT Address on File FRANK CONARD Address on File FRANK GUTH Address on File FRANK J HOTLOSZ Address on File FRANK MERTZ Address on File FRANK NGO Address on File FRANK SMITH Address on File FRED HANSEN & SHARON HANSEN JT TEN Address on File FREDERIC CROWLEY Address on File FREDERICK LIM Address on File FREDERICK N KLIPPERT Address on File FREESTONE PRODUCTIONS MONEY PURCHASE PLAN Address on File FREESTONE PRODUCTIONS P S P Address on File GAIL M CONKLIN Address on File GAIL SOMMERVILLE Address on File GARNET D MCPHERSON Address on File GARRY CONNELL Address on File GARRY GILES & LYDIA GILES JT TEN Address on File GARTE & ASSOCIATES PROFIT SHARING PLAN Address on File GARY BADER Address on File GARY C CAMERON Address on File GARY C JASTAD Address on File GARY CURNOW & VICKI CURNOW JT TEN Address on File GARY W SPERLING & JILL N SPERLING JT TEN Address on File GAY D JACOBS Address on File GAY GARDELLA Address on File GAYLA S BROWN Address on File GAYLE G MARSH & JAMES T MARSH JT TEN Address on File GAYLE HECKER & DONNIE HECKER JT TEN Address on File GAYLE MARSH IRA Address on File GEARLITO TABIEZA & JULIENAIDA TABIEZA JT TEN Address on File GEE FAMILY TRUST APR 24 91 Address on File GENE NETHERY Address on File GENE WILLNER & KAREN WILLNER JT TEN Address on File GEORGE A DRAMKO Address on File GEORGE A GARDNER & MARY F GARDNER JT TEN Address on File GEORGE B GLASS Address on File GEORGE GEORGESON Address on File GEORGE J KOESTERMAN Address on File GEORGE J PUHALOVICH & JASNA M PUHALOVICH JT TEN Address on File GEORGE J YAMAUCHI Address on File GEORGE KAVALIS Address on File GEORGE KOOPMAN Address on File GEORGE MEEKS IRA DELAWARE CHARTER & TRUST CUST Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 8 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 14 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country GEORGE MEYERHOFF Address on File GEORGE N MEEKS Address on File GEORGE SHAMMAS Address on File GEORGE STICKERLING Address on File GEORGE W LANAHAN IRA LEGG MASON WOOD CUST Address on File GERALD F O CALLAHAN Address on File GERALD F SIMONIS TR MABEL G SIMONIS FAMILY TRUST Address on File GERALD P REEFE & CYNTHIA M REEFE JT TEN Address on File GERARD J SHORT Address on File GIBBONS FAMILY TRUST SEP 27 95 Address on File GIL CERPENTER Address on File GILBERT J AREVALO Address on File GILBERT PRECIADO Address on File GILMAN HACKEL Address on File GIN Y LOUIE Address on File GLEN N KOPPERUD Address on File GLENN F WALKER & LINDA A WALKER JT TEN Address on File GLENN I SHELTON Address on File GLENN RINER Address on File GLORIA A & LEONARD HARPENAU TR GLORIA & LEONARD HARPENAU TRUST OCT 10/74/654 Address on File GLORIA O KENNON Address on File GOLD COAST INVESTMENT PARTNER CHARLOTTE CERRUTI PRES Address on File GOLDMAN SACHS & CO. LLC Address on File GOLDMAN SACHS INTERNATIONAL Address on File GOLDMAN, SACHS & CO. Address on File GOLDMAN, SACHS & CO. Address on File GORDON LEUNG & NANCY LEUNG JT TEN Address on File GORDON RAUSSER Address on File GRACE F COSTANZO TOD LINDA D SIRACUSA SUBJECT TO STA TOD RULES Address on File GRAND ASSOCIATION PARTNERSHIP Address on File Granzer Regulatory Consulting & Services Attn: Ulrich Granzer Kistlerhofstr. 172C Munchen 81379 Germany GRAPHIC IMPRESSIONS INC CRAIG ROBINSON PRESIDENT Address on File GREG BENNETT Address on File GREGORY A CRAWFORD Address on File GREGORY GUNHEIM Address on File GREGORY M OVERTON Address on File GREGORY T LANO Address on File GREGORY T MARKS Address on File GRUNTAL & CO CUST MUHAMMAD A CHAUDHRY IRA Address on File GRUNTAL CO CUST MABEL B SCHNEIDER UTZ IRA Address on File GUY THEODORE Address on File H W SALES P S P UA 01/01/91 Address on File HANK FAMILY TRUST Address on File HANNAH STEP & MICHAEL STEP TR UA 06/04/2002 TRUST A UNDER THE STEP FAMILY Address on File HARMONY BUSUNESS FORMS P S P CAROL GAUSTAD TR Address on File HAROL L SMITH & LENA M SMITH JT TEN Address on File HAROLD B DAUBENSPECK Address on File HAROLD C FLINN Address on File HAROLD R BELTON Address on File HARRISON Y YANG Address on File HARRY D CHAMBAS Address on File HARRY T KUMABE Address on File HARRY W LOFTON 3615 DAVIESHIRE COVE Address on File HARVEY GARTE Address on File HEIDI CHERRY Address on File HELEN BARTON Address on File HELEN EDELSTEIN Address on File HELENE P KAHN Address on File HENRI CORCOS Address on File HENRY HUNG C LY Address on File HENRY I MOZDEN Address on File HENRY WALTHER TR JUN 4 89 HENRY WALTHER FAMILY TRUST Address on File HENRY YU Address on File HERBERT C JENNINGS & STEPHANIE W JENNINGS JT TEN Address on File HERICK CHUN WO NG Address on File HIEU NGUYEN Address on File HILLTOP SECURITIES INC. Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 9 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 15 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country HILLTOP SECURITIES INC. Address on File HILLTOP SECURITIES INC. Address on File HILLTOP SECURITIES INC. Address on File Holland & Knight LLP Attn: Daniel Brown 31 West 52nd Street 12th Floor New York NY 10019 HOPE BRAYTON Address on File HOPPE TRUST JUL 24 72 Address on File HOWARD E MILLER & BONNIE MILLER TR MAR 02 95 JT TEN THE MILLER FAMILY TRUST Address on File HOWARD E WHITEHILL Address on File HOWARD F KATZ CUST LINDSAY M KATZ UTMA CA Address on File HOWARD KATZ CUST STEPHANIE KATZ UTMA CA Address on File HOWARD MAN Address on File HRT FINANCIAL LLC Address on File HSBC BANK USA, NA/CLEARING Address on File HSBC BANK USA, NA/CLEARING Address on File HSIEN CHEN Address on File Hudson Bay Capital Management LP 777 Third Avenue 30th Floor New York NY 10017 HUDSON FARM SERVICE INC Address on File I DUDLEY STEWART Address on File IEH Biopharma LLC c/o Cole Schotz PC Attn: Justin Alberto and Andrew Roth-Moore 500 Delaware Avenue Suite 1410 Wilmington DE 19801 Attn: Oscar Pinkas, Brian Greer and Lauren 1221 Avenue of the IEH Biopharma LLC c/o Dentons US LLP Macksoud Americas New York NY 10020 IEH Biopharma LLC c/o Dentons US LLP Attn: Robert E. Richards 233 S. Wacker Dr Suite 5900 Chicago IL 60606 IMPACT FINANCIAL NETWORK CUST CHARLES L HOLIZNA IRA Address on File INGRID KNOBLICH Address on File INTERACTIVE BROKERS RETAIL EQUITY CL Address on File INTERACTIVE BROKERS RETAIL EQUITY CLEARING Address on File Internal Revenue Service PO Box 7346 Philadelphia PA 19101 INTERSTATE JOHNSON LANE CUST PRISCILLA Y MOORE IRA Address on File Intracoastal Capital LLC Attn: Mitchell P. Kopin 245 Palm Trail Delray Beach FL 33483 IQVIA Inc. (FKA Quintiles IMS Incorporated) Attn: Gretchen Burda 100 IMS Drive Parsippany NJ 07054 IRA H FRIEDMAN Address on File IRENE CALVILLO Address on File IRINA VLASSOVA-PLACE Address on File IRMA H WEBBER Address on File IRVING I BOYKAN & ESTHER F BOYKAN JT TEN Address on File ISAAC SADIGURSKY Address on File J DENNIS RITCHIE Address on File J GEORGE SKARLIS Address on File J RICHARD COOPER Address on File J.P. MORGAN CHASE BANK NA/FBO BLACKROCK CTF Address on File J.P. MORGAN CLEARING CORP. Address on File J.P. MORGAN CLEARING CORP. Address on File J.P. MORGAN CLEARING CORP. Address on File JACK CAUBLE Address on File JACK CLARK & GERTRUDE CLARK JT TEN Address on File JACQUELINE DOMBROSKI Address on File JAMES A CHAMBERLAIN Address on File JAMES ALGER Address on File JAMES B MCGRATH TR DEC 27 74 MATTHEW C MCGRATH TRUST Address on File JAMES B MCGRATH TR DEC 27 74 WILLIAM S MCGRATH TRUST Address on File JAMES BRUNSDON & MARILYN BRUNSDON JT TEN Address on File JAMES D WADE IRA PAINEWEBBER CUST Address on File JAMES DAVIES Address on File JAMES E EGAN Address on File JAMES E FELTHAM Address on File JAMES E FINCH Address on File JAMES F HOOD JR Address on File JAMES G BENSON Address on File JAMES G GALLAGHER Address on File JAMES H SPURLOCK Address on File JAMES HEGEDUS Address on File JAMES J GRUCCIO Address on File JAMES K SANDERSON Address on File JAMES L MILLER TR JOSHUA B BEAN TRUST FEB 01 78 Address on File JAMES L SNODGRASS & KAREN M SNODGRASS JT TEN Address on File JAMES M ADAMS Address on File JAMES M IACONO Address on File JAMES O IVEY JR Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 10 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 16 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country JAMES O MOODY Address on File JAMES P HADLEY JR & BARBARA HADLEY JT TEN Address on File JAMES P RANDALL Address on File JAMES PUTNEY Address on File JAMES R SILVIS Address on File JAMES S BREUNIG Address on File JAMES S PERKINS Address on File JAMES TOWNSEND Address on File JAMES TWITCHELL Address on File JAMES WALKER III Address on File JANEL HALE REED Address on File JANET GOLDSTEIN Address on File JANET LAI Address on File JANETTE DIRICKSON Address on File JANICE K RICE Address on File JANICE ZONES Address on File JANNEY MONTGOMERY SCOTT LLC Address on File JANNEY MONTGOMERY SCOTT LLC Address on File JANNEY MONTGOMERY SCOTT LLC Address on File JANNEY MONTGOMERY SCOTT LLC Address on File JANNEY MONTGOMERY SCOTT LLC Address on File Janssen Pharmaceuticals, Inc. Attn: Matt McSherry 1125 Trenton Harbourton Road Titusville NJ 08560 JAREEN E SCHMIDT TR JAREEN SCHMIDT REVOCABLE TRUST APR 01/91/4413 Address on File JASON GOLDBLATT Address on File JASON TSAI Address on File JAVAD MOHSENIAN PROFIT SHARING PLAN MAY 05 87 Address on File JAY SCHMIDT Address on File JAY SCHWARTZ CUST DIANE A SCHWARTZ UGMA TX Address on File JAYESH R SHAH Address on File JEAN LIN Address on File JEANETTE SCHEXNIDER & RONALD J SCHEXNIDER JT TEN Address on File JEFFERIES LLC Address on File JEFFERY E FONG Address on File JEFFREY A STUCKMAN TR JEFFREY A STUCKMAN TRUST OCT 2/87/207 Address on File JEFFREY ALVAREZ Address on File JEFFREY D WICKER Address on File JEI IN YOUNG Address on File JENNIE FONZO Address on File JENNIFER L KACPROWICZ Address on File JENNIFER P S TING Address on File JENNIFER SMITH Address on File JENNILYN WEIGHT Address on File JEREMIAH SUNDELL Address on File JEROLD FIPPIN & JUDITH H FIPPIN JT TEN Address on File JEROLD R & DELORES R LUIS TR JEROLD R LUIS & DELORES R LUIS TRUST Address on File JEROME LOMMEL Address on File JEROME RADDING & MARIAN RADDING LIVING TRUST Address on File JERRY L LEWIS Address on File JERRY R STONE Address on File JESSE J NICHOLS Address on File JESSE J SPINNER Address on File JESSIE LEWIS & DIANNA LEWIS JT TEN Address on File JIM DUCKWALL Address on File JIM LOYD Address on File JIM SMITH MARGIN CONIFER SECURITIES LLC Address on File JING WANG Address on File JINLUN HAN Address on File JIUXIANG NI & HAIYE NI JT TEN Address on File JMS CUST ROBERT J DUDZIK IRA Address on File JOAN D LYONS Address on File JOAN KUEHN Address on File JOAN M NIELSEN & ROGER S NIELSEN JT TEN Address on File JOAN PEAT Address on File JOAN R HAYES Address on File JOANNE C KOSTER & PETER KOSTER COMMUNITY PROPERTY Address on File JODI A HART & CRAIG H HART JT TEN Address on File JOEL D RICE Address on File JOEL D RICE & SARAH B RICE JT TEN Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 11 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 17 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country JOEL E HIRSH Address on File JOEL H MONSMA Address on File JOEL MANDEL & MARILYN MANDEL JT TEN Address on File JOHN A & MARY J GESSNER TR JOHN A GESSNER & MARY J GESSNER TRUST OCT 1/86/2534 Address on File JOHN A KRIAK Address on File JOHN A PIGOTT Address on File JOHN A STREET Address on File JOHN ABATANGELO Address on File JOHN B GILMORE JR Address on File JOHN C WALKER Address on File JOHN CONLON Address on File JOHN D FITZMAURICE & BARBARA L FITZMAURICE JT TEN Address on File JOHN DOCKERY Address on File JOHN E FLORIAN Address on File JOHN E PETERSON Address on File JOHN E TENGBLAD Address on File JOHN ENGEL Address on File JOHN F ELWELL Address on File JOHN F SCOTT JR & PAULINE SCOTT JT TEN Address on File JOHN G DROWN Address on File JOHN G FARRELL SR & DELORES E FARRELL JT TEN Address on File JOHN H JENKINS Address on File JOHN INGHAM Address on File JOHN J BASILE Address on File JOHN J CROFT Address on File JOHN J MASSIE Address on File JOHN LIKARISH Address on File JOHN M GALBRAITH JR Address on File JOHN M TINIOS Address on File JOHN MUNRO Address on File JOHN NOONAN Address on File JOHN P HUFF Address on File JOHN P LEYDEN Address on File JOHN P MENGES Address on File JOHN P NUTCHER Address on File JOHN PETIKA CUST CLYDE R GATES IRA Address on File JOHN R BAILEY & JUANITA O COYE-BAILEY JT TEN Address on File JOHN ROSS Address on File JOHN S HOLZLI Address on File JOHN S MCLELLAN III Address on File JOHN SLEBIR Address on File JOHN SMITH Address on File JOHN STUPIN & SUSAN STUPIN JT TEN Address on File JOHN T JOHNSTON & BONNIE B JOHNSTON JT TEN Address on File JOHN T ROHDE III Address on File JOHN TRIPP Address on File JOHN V READ Address on File JOHN W DAVIS Address on File JOHN W DAVIS Address on File JOHN W FIRESTONE Address on File JOHN W REASNER Address on File JOHNNY D ACHORD Address on File JONATHAN D MARKS Address on File JOSEF A SCHERRER Address on File JOSEPH C GHELLER Address on File JOSEPH DIBLASI & ANNE JEAN DIBLASI JT TEN Address on File JOSEPH E NUMBERGER Address on File JOSEPH K F PANG Address on File JOSEPH L DETERMAN Address on File JOSEPH M SEGAL Address on File JOSEPH P ALEO Address on File JOSEPH P HOAR & ASSOCIATES INC JOSEPH P HOAR CEO Address on File JOSEPH P SABET Address on File JOSEPH R ALBI & SHAROLYNN ALBI JT TEN Address on File JOSEPH R CASALETTO Address on File JOSEPH S POWELL Address on File JOSEPH T TALARO Address on File JOSEPH THOMAS Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 12 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 18 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country JOYCE DURHAM Address on File JP MORGAN CUST JOHN K KENNY IRA Address on File JPMORGAN CHASE BANK, NATIONAL ASSOCI Address on File JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Address on File JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Address on File JPMORGAN CHASE BANK/EUROCLEAR BANK Address on File JPMORGAN CHASE BANK/EUROCLEAR BANK Address on File JPMORGAN CHASE BANK/IA Address on File JUDE MINASSO Address on File JUDITH PALSHA Address on File JUDITH PENTOPOULOS Address on File JUDY L LOFTON Address on File JUDY W MORTON Address on File JULIAN S GANGOLLI & ELAINE S GANGOLLI TR UA 8/31/00 GANGOLLI FAMILY LIVING TRUST Address on File JULIE FENG LING CHUNG Address on File JUNE G THOMPSON Address on File KANE YEE Address on File KANG MEI Address on File KAPLAN PARTNERS LTD Address on File KAREN J BURKE Address on File KAREN M MILLNER TR UA 12/24/92 KAREN M MILLNER TRUST Address on File KAREN M RICHARDSON & RANDALL C RICHARDSON JT TEN Address on File KAREN S YEH & RONALD W YEH JT TEN Address on File KATHARINE H CULPEPPER TR KATHARINE H CULPEPPER TRUST Address on File KATHERINE C KINGSTON Address on File KATHRYN SMITH & THOMAS M SMITH JT TEN Address on File KATHY E LEGGETT Address on File KATHY G BURGESS Address on File KCG AMERICAS LLC Address on File KEATING MUETHING & KLEKAMP PROFIT SHARING PLAN FBO LISA MICHEL Address on File KEITH A STAPLES Address on File KEITH JOHNSON & NANCY JOHNSON JT TEN Address on File KEITH L ZODY & BARBARA G ZODY JT TEN Address on File KEITH P RICHARD Address on File KEITH R MCDONNELL Address on File KELLY MCCALL VANGILDER Address on File KEN M ABRAMS Address on File KEN W BERGMAN Address on File KENNETH D OWENS Address on File KENNETH F BOWERS Address on File KENNETH GORSKI Address on File KENNETH M VANSTRALEN Address on File KENNETH N RIVERA Address on File KENNETH STEINGOLD & SUSAN STEINGOLD JT TEN Address on File KENNETH W SAPP Address on File KENNY VOONG Address on File KERRY MISTRETTA Address on File KESHENG WU Address on File KEVIN M EAGEN II Address on File KHOSRO MISSAGHIAN & MEHRSHID MISSAGHIAN JT TEN Address on File KIM M PHILLIPS & JOHN R PHILLIPS JT TEN Address on File KIMBERLY ANDERSON-GRUBB Address on File KIMBERLY HSU CUST YOUNG HSU UTMA CA Address on File KIMBERLY J BOGDAN CASCIA Address on File KO HAW NIEH Address on File KOLLING CO PROFIT PLAN P S P Address on File KOMP LIVING TRUST DEC 12 95 Address on File KOTAYYA E KONDAVEETI Address on File KRIS PLACE FELTON Address on File KUANGHUA HSU Address on File KURT E GIBBINGS Address on File KURT RUSCH Address on File KWAN FAMILY TRUST MAR 17 85 Address on File L KEITH VINCENT Address on File L NEIL LEROY Address on File L STEPHEN LINEBERRY Address on File LAIKUEN WEN Address on File LAKE LYTAL JR & SUSAN LYTAL JT TEN Address on File
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Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country LANA S BOHANON & THOMAS A BOHANON JT TEN Address on File LARRY G CLOUSE Address on File LARRY HWUNG Address on File LARRY JOOST & KIM JOOST JT TEN Address on File LARRY L DINGUS Address on File LARRY MAURER Address on File LAURA JANE WHITWORTH Address on File LAUREN ROBERTS POLINSKY Address on File LAVERE G LUND Address on File LAWRENCE A MOORE Address on File LAWRENCE I FRANK & MARILYN FRANK JT TEN Address on File LAWRENCE KRUEGER Address on File LAWRENCE W STOULIG Address on File LEE E MCCOWAN Address on File LEE EBOREL Address on File LEE HING Address on File LEE MOUNTCASTLE Address on File LEK SECURITIES CORPORATION Address on File LEK SECURITIES CORPORATION Address on File LEK SECURITIES CORPORATION Address on File LELAND WILSON Address on File LENN F TAYLOR & MARY TAYLOR JT TEN Address on File LEONARD GABAY Address on File LEONARD HUNTER Address on File LEONARD S KAPLAN Address on File LESLIE D RYAN & GAIL M RYAN JT TEN Address on File LESTER A BRACE Address on File LILIN H HUANG Address on File LILLIAN E BORNEMAN Address on File LINCOLN M WONG Address on File LINDA E DESTEFANO Address on File LINDA M AYOUNG CHEE Address on File LINDA WONG Address on File LIONEL L SMITH Address on File LISA J VAZQUEZ Address on File LISA MAIBACH Address on File LLOYD BACKUS Address on File LLOYD MCGOWEN Address on File LLOYD R SMITH Address on File LORE W BRUNER & MAREEN C BRUNER JT TEN Address on File LORETTA MORGIONE Address on File LORRAINE E STUKSHIS MASSICOTTE Address on File LORRAINE SASNER & ROBERT SASNER JT TEN Address on File LOU STAHOVICH Address on File LOUIS COHEN Address on File LOUIS Y CHAN Address on File LOUISE LIM Address on File LPL FINANCIAL CORPORATION Address on File LUANN C NICKOLAS Address on File LUCAS LTD P S P Address on File LUCILE HASLEY Address on File LUCILLE M SOMMA Address on File LYDIA M JURGEN SOLE TR OR HER SUCCESSORS IN TRUST UNDERTHE LYDIA JURGEN LIV TRUST 01/03/94 Address on File LYNDA D MEGILL Address on File LYNN C SCHELLER Address on File LYNNE M BENOIT Address on File M S D W CUST BRETT W GRANFIELD IRA Address on File MAKE A BUCK INVESTMENT CLUB Address on File MALCOLM TREON Address on File MAMI KATAHIRA Address on File MANIJEH ESHAGHZADEH Address on File MANISHA TOMAR Address on File MANUCHEHR DARANI PENSION PLAN Address on File MANUFACTURERS AND TRADERS TRUST COMPANY Address on File MARCELLA E HARTFORD Address on File MARCIA E KNIGHT TR MARCIA E KNIGHT TRUST JACK E KNIGHT EXEC Address on File MARCO R BARBIERI Address on File MARCUS E GESNER Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 14 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 20 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country MARGARET A VOLCHKO Address on File MARGARET A WERLINGER Address on File MARGARET J MARSH & GAYLE G MARSH JT TEN Address on File MARGARET LUCURELL ZACK & JOSEPH P ZACK JT TEN Address on File MARGARET M RIECKE Address on File MARGARET M SNOWDEN Address on File MARGOT A LAVOIE Address on File MARIA C DIPOMPO Address on File MARIE K TAKAZAWA Address on File MARIE L ZAHNER Address on File MARIE MEYER Address on File MARIE MUELLER Address on File MARIE SHOWALTER Address on File MARIETTA O NEILL Address on File MARILYN H COLLIER Address on File MARILYN JONES Address on File MARILYN S KWOLEK Address on File MARILYN SCHREIBER ROTHMAN Address on File MARIO M ROSATI C/O VIVUS Address on File MARION SPITLER Address on File MARJORIE SMITH Address on File MARK A ALEXANDROV Address on File MARK A MILLER Address on File MARK D ZERMAN Address on File MARK HANAMOTO Address on File MARK J HENRICKSON & SHARI HENRICKSON JT TEN Address on File MARK J KLINZING Address on File MARK WEISSHAAR Address on File MARLENE KOWACHIK Address on File MARSCO INVESTMENT CORPORATION Address on File MARSHALL WOLF Address on File MARTIN A COOPER Address on File MARTIN A COOPER MED CORP DEFINED BENEFIT PENSION PLAN Address on File MARTIN C WIRTH Address on File MARTIN KAPLAN Address on File MARTIN SELIGMAN Address on File MARVIN BROTHERS & SHARON BROTHERS JT TEN Address on File MARVIN COHEN Address on File MARVIN E SMITH TR MARVIN E SMITH REVOCABLE FAMILT TRUST JUL 8 97 Address on File MARVIN L SIPES Address on File MARVIN M BLADEN Address on File MARVIN MARTINS Address on File MARY JO HOWELL & CANDICE S BRAY JT TEN Address on File MARY L DAVENPORT Address on File MARY M DEVALL Address on File MARY R TRAVIS Address on File MARY WILLIS Address on File MARYELLEN WEST Address on File MARYJO SINCLAIR Address on File MARYSE PRITCHETT Address on File MATHAI CHACKO & RUTH CHACKO JT TEN Address on File MATHEW D SCHWEPPE Address on File MATTHEW L MELENDEZ Address on File MATTHEW WERTHEIM Address on File MAUREEN A O SHEA Address on File MAURICE COFFMAN Address on File MAURICE H YAMASATO Address on File MAURICE HO Address on File MAURICE INGRAM Address on File MAURICE K TAMSKY Address on File MAURICE R FLACK Address on File MAX O HOGUE TR JUL 30 89 MAX O HOGUE LIVING TRUST Address on File MAZIAR KESHAVARZ & LUCY M F KESHAVARZ JT TEN Address on File 18400 Von Karman McKesson Corporation c/o Buchalter, a Professional Corporation Attn: Jeffrey K. Garfinkle Avenue Suite 800 Irvine CA 92612 McKesson Specialty Arizona Inc. (Specialty Health) Attn: Tiffany McRae 32085 Collections Center Drive Chicago IL 60693 MCLAUGHLIN LIVING TRUST HELEM D MCLAUGHLIN TR SEP14 Address on File MD SURGICAL INNOVATIONS INC Address on File MEDENWALD P S P & TRUST JUL 01 75 Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 15 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 21 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country MEHDI AHMADIAN & AZIN AHMADIAN JT TEN Address on File MELANIE S FITCH Address on File MELVILLE SHWARTS Address on File MERCED COUNTY RET ASSOC C/O BNY WESTERN TR CO 244314 Address on File MERRILL LYNCH CUST FRANK T BYE SR IRA Address on File MERRILL LYNCH PIERCE FENNER & SMITH Address on File MERRILL LYNCH, PIERCE FENNER & Address on File MERRILL LYNCH, PIERCE FENNER & SMITH Address on File MERRILL LYNCH, PIERCE FENNER & SMITH Address on File MERRILL LYNCH, PIERCE, FENNER & Address on File MERRILL LYNCH, PIERCE, FENNER & SMIT Address on File MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED/671 MLPF& Address on File MERRILL W HURSEY Address on File MERT D OTT Address on File MERVIN W NIELSON & PATRICIA NELSON JT TEN Address on File MICHAEL BOUCHER Address on File MICHAEL BRADEN Address on File MICHAEL BROWN & NORMA BROWN JT TEN Address on File MICHAEL D RABBINO Address on File MICHAEL FIRESTEIN Address on File MICHAEL G MYERS Address on File MICHAEL J AGNELLO Address on File MICHAEL J ALLEN & MARIANN ALLEN JT TEN Address on File MICHAEL J DUFFY Address on File MICHAEL J NACARATO JR Address on File MICHAEL J NAPLES Address on File MICHAEL L KONOSKY Address on File MICHAEL MIHALCIK Address on File MICHAEL P FREITAS Address on File MICHAEL PULSCHER Address on File MICHAEL R ABBOTT Address on File MICHAEL R DUFF & KATHLEEN A DUFF JT TEN Address on File MICHAEL S VANE Address on File MICHAEL STAFFORD Address on File MICHAEL T KWAN Address on File MIGNONNE OWENS POA MABLE WIENS TRUST JUN 14 88 Address on File MILE LEE CHANG Address on File MILLICENT R SACKS & GREGORY E SACKS JT TEN Address on File MILTA R FIFTH Address on File MILTA R FIFTH Address on File MING JIANG Address on File MIRIAM M GOLDMAN EXEC EST ROBERT GOLDMAN IRA RLOVR Address on File MIRIAM M GOLDMAN EXEC EST ROBERT GOLDMAN PROFIT SHARING PLAN Address on File MIRKO R LAZARICH Address on File MISSION TRUST Address on File MIZUHO BANK (USA) Address on File MIZUHO TRUST & BANKING CO. (USA) Address on File MLPF & S CUST GARY BOBBITT SEP Address on File MLPF CUST LINDA TESTER IRA RLOVR Address on File MLPF&S CUST DANIEL T OCONNELL IRA Address on File MLPF&S CUST EDWARD J LOPATA Address on File MOHAMMAD R ZAFARI & SALLY J RYDEN JT TEN Address on File MOHAMMAD SALIM Address on File MONTIE C ADAMS Address on File MORGAN STANLEY & CO. INTERNATIONAL P Address on File MORGAN STANLEY & CO. LLC Address on File MORGAN STANLEY & CO. LLC Address on File MORGAN STANLEY & CO. LLC/INTERNATIONAL PLC Address on File MORGAN STANLEY & CO. LLC/INTERNATIONAL PLC Address on File MORGAN STANLEY D W CUST NATHANIEL B BATES IRA Address on File MORGAN STANLEY SMITH BARNEY LLC Address on File MOSES BACCHUS & JOYCELYN BACCHUS & JASON BACCHUS JT TEN Address on File MUHAMMAD CHAUNDHRY Address on File MURRAY J BERGER Address on File MYRON BRIGNOLI & DOROTHY D BRIGNOLI JT TEN Address on File NADA STEVENSON Address on File NAMEROFF LIVING TRUST JAN 31 97 Address on File NANCY E GALLA Address on File NANCY J FURMAN Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 16 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 22 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country NANCY J STEVENS Address on File NATIONAL FINANCIAL SERVICES LLC Address on File NATIONAL FINANCIAL SERVICES LLC Address on File NATIONAL FINANCIAL SERVICES LLC Address on File NATVARLAL K PATEL & PUSHPA PATEL JT TEN Address on File NBCN INC./CDS** Address on File NEAL W BRUNE MARONI AEROSPACE DEFENSE SYS Address on File NEETE M KAPADIA & MANEKLAL KAPADIA JT TEN Address on File NEIL GOLDBERG Address on File NEIL MC BRIDE Address on File NESTOR M GUERRERO Address on File NETWORTH SERVICES INC P P F Address on File NEWTON L BASSFORD Address on File NGUYEN K NGUYEN Address on File NICHOLAS BURZ Address on File NICHOLAS IANNUZZI & DELORES IANNUZZI JT TEN Address on File NICHOLAS M ABRAHAM Address on File NICK LAZARIDIS Address on File NILKANTH K PATEL & YAMINI N PATEL JT TEN Address on File NINA GOLDING Address on File NIRUPAMA PATEL MONEY PURCHASE Address on File NOEL RUSSELL IRA ROLLOVER A G EDWARDS CUST 1121 MILLS AVE Address on File NOMURA SECURITIES INTERNATIONAL, INC. Address on File NOMURA SECURITIES INTERNATIONAL, INC. Address on File NOMURA SECURITIES INTERNATIONAL, INC. Address on File Nordmark Arzneimittel Gmbh & Co. KG Attn: Joern Tonne Pinnaualle 4 Uetersen 25436 Germany NORMAN J LLOYD Address on File NORMAN M MOREIN Address on File NORMAN THOMS & IRENE THOMS JT TEN Address on File NOVAK FAMILY TRUST Address on File Office of the United States Trustee for the District of Delaware Attn: Linda J. Casey 844 King Street Suite 2207 Lockbox 35 Wilmington DE 19801 Attn: Robert J. Dehney, Eric D. Schwartz, Andrew R. Remming, and Joseph C. Barsalona 1201 N. Market St., 16th Official Committee of Equity Security Holders c/o Morris, Nichols, Arsht & Tunnell LLP II Floor Wilmington DE 19801 Official Committee of Equity Security Holders c/o Skadden, Arps, Slate, Meagher & Flom LLP Attn: Joseph O. Larkin and Jason M. Liberi One Rodney Square 920 N. King Street Wilmington DE 19801 Official Committee of Equity Security Holders c/o Skadden, Arps, Slate, Meagher & Flom LLP Attn: Mark A. McDermott and Brian Krause One Manhattan West New York NY 10001 OLDE DISCOUNT CUST WILLIAM K WEBB IRA Address on File OLEG MELAMED Address on File OPPENHEIMER & CO. INC. Address on File OPPENHEIMER & CO. INC. Address on File OPPENHEIMER & CO. INC. Address on File OPPENHEIMER & CO. INC. Address on File Oracle America, Inc. c/o Buchalter, a Professional Corporation Attn: Shawn M. Christianson 55 Second Street 17th Floor San Francisco CA 94105-3493 ORPHA STRIEGEL Address on File ORVAL D FOWLER Address on File OTIS B BEECHER Address on File 2801 Alaskan Way, Packaging Coordinators LLC d/b/a PCI Pharma Services c/o Miller Nash Graham & Dunn LLP Attn: John R. Knapp, Jr. Pier 70 Suite 300 Seattle WA 98121 Packaging Coordinators, LLC Attn: Charles Booker 3001 Red Lion Road Philadelphia PA 19114 PAINE WEBBER CUST ALEXANDER BORBELY IRA Address on File PAINE WEBBER CUST BERT FINSAND IRA Address on File PAINE WEBBER CUST BETH A COHEN SEP IRA Address on File PAINE WEBBER CUST CHARLIE J PARSONS IRA Address on File PAINE WEBBER CUST DAVID M LANGLAND IRA RLOVR Address on File PAINE WEBBER CUST DAVID SOSNOWSKI IRA Address on File PAINE WEBBER CUST DEBORAH R WINOGRAD IRA Address on File PAINE WEBBER CUST GEORGE CHASAR IRA Address on File PAINE WEBBER CUST MELVIN M PIMENTEL IRA Address on File PAINE WEBBER CUST MICHAEL A FRISCH IRA Address on File PAINE WEBBER CUST MICHAEL J MORSE IRA Address on File PAINE WEBBER CUST RICHARD K AHNER IRA Address on File PAINE WEBBER CUST ROBERT E MURRAY IRA Address on File PAINE WEBBER CUST SHIRLEY PACILIO IRA Address on File PAINEWEBBER CUST JOHN D NEHIL IRA Address on File PAINEWEBBER CUST MICHAEL L TAMLIN IRA RLOVR Address on File PARVIN HAKAKIAN & HAMID SAGHIZADEH JT TEN Address on File PATRICE M KOCH Address on File PATRICIA A HIGGINS Address on File
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Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country PATRICIA A HORIUCHI Address on File PATRICIA C CAPLAN TR UA 10 22 02 PATRICIA C CAPLAN TRUST Address on File PATRICIA ESTEP TR UA 09/28/88 PATRICIA ESTEP TRUST Address on File PATRICIA G SILVERSTONE Address on File PATRICIA M GLEASON Address on File PATRICIA M KLOTZ Address on File PATRICK M MARCHYSHYN & KERSTI A MARNIK JT TEN Address on File PATRICK N WALSETH & JOAN M WALSETH JT TEN Address on File PAUL A TERBEEK Address on File PAUL ASSAM Address on File PAUL D TREMAINE Address on File PAUL E FUCHS Address on File PAUL E SULLIVAN Address on File PAUL HAYES Address on File PAUL J VIDO Address on File PAUL MURDOCK TR OCT 30 95 PAUL MURDOCK TRUST Address on File PAUL N CARLIN & AZUCENA R CARLIN JT TEN Address on File PAUL O TOMPKINS II Address on File PAUL S GUTTERMAN & SUSAN C GUTTERMAN JT TEN Address on File PAUL S RANDALL PER REP EST NANCY W RANDALL Address on File PAUL SPINDLER TR PAUL SPINDLER CONS DEFINED BENEFIT PENSION PLAN & TRUST Address on File PAUL Y LEUNG Address on File PAULA R SCHMIDA Address on File PEGGY J SWEENEY Address on File PEI YING SHEN Address on File PEICHEN CHU Address on File PEJMAN DARDASHTI Address on File PENG F WONG Address on File Performance Labs Digital Ltd. Attn: Dave Hall 5 Thyra Ave. Toronto ON M4C 5G4 Canada PERRY L WINN & CHRISTELLE W WINN JT TEN Address on File PERSHING LLC Address on File PERSHING LLC Address on File PETE C MILLER Address on File PETE CHAN & CHOI CHAN JT TEN Address on File PETER BARTON HUTT Address on File PETER CHIU Address on File PETER COLONNA & MARIE COLONNA JT TEN Address on File PETER E LIBERTI & JUDY OLIAN JT TEN Address on File PETER J MONTEVAGO Address on File PETER J PERKINSON & DIXIE PERKINSON JT TEN Address on File PETER L GARRETT Address on File PETER POWELL Address on File PETER PURATY Address on File PETER R BARUCH Address on File PETER R MCLAUGHLIN Address on File PETER SEBREGANDIO Address on File PETER UYL Address on File PETER W CORRENTE & JUDY CORRENTE JT TEN Address on File PHILIP M LEBENBAUM Address on File PHILIP SINATO SR Address on File PHILIP YOUNG TR PHILIP YOUNG & PEARL K YOUNG TRUST MAY 25/90/1200 Address on File PHILLIP BRATTON & CONNY BRATTON JT TEN Address on File PHILLIP CAPITAL INC. Address on File PHILLIP W BRATTON & CONNY J BRATTON JT TEN Address on File PI FINANCIAL CORP./CDS** Address on File PNC BANK, NATIONAL ASSOCIATION Address on File POLLY I SMITH Address on File PPD Development, LP Attn: Rose Vella 26361 Network Place Chicago IL 60673-1263 PRUDENTIAL CUST JACK R THOMAS IRA Address on File PRUDENTIAL CUST PAULA GOLIO IRA Address on File PRUDENTIAL CUST THOMAS B POLLARD IRA Address on File PRUDENTIAL CUST TIMOTHY D ROBISON SEP IRA Address on File PRUDENTIAL SEC CUST EARL WILLIS PENSION PLAN Address on File PRUDENTIAL SEC CUST VICTOR GOLIO IRA Address on File PUTSKI PARTNERS MARGIN CONIFER SECURITIES LLC Address on File QUANG TRUNG NGUYEN Address on File QUESTRADE INC./CDS** Address on File R BYRON JERRY & ANN R JERRY JT TEN Address on File
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Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country R JOLENE SATTERTHWAITE Address on File R MICHAEL KIMPSTON Address on File R PARKER HASEN P S P Address on File RAJABALI R LADHA Address on File RALPH E HODGSON Address on File RANDAL A REYNOLDS Address on File RANDALL BROWN Address on File RANDALL F SCHERCK TR UA 04/26/06 RANDALL F SCHERCK REV TRUST Address on File RANSOM B HANFORD Address on File RAY ADLER Address on File RAY BENTON & NAOMI BENTON JT TEN Address on File RAY VUKCEVICH Address on File RAY W GHATTAS Address on File RAYMOND A LETOURNEAU JR Address on File RAYMOND E PALYS Address on File RAYMOND E RAPPAPORT Address on File RAYMOND JAMES & ASSOCIATES, INC. Address on File RAYMOND JAMES & ASSOCIATES, INC. Address on File RAYMOND L BEAUREGARD & DOROTHY M BEAUREGARD JT TEN Address on File RAYMOND WALKER Address on File RBC CAPITAL MARKETS, LLC Address on File RBC CAPITAL MARKETS, LLC Address on File RBC CAPITAL MARKETS, LLC Address on File RBC DOMINION SECURITIES INC./CDS** Address on File REBECCA F GOODMAN Address on File REBECCA F SNYDER Address on File REBECCA J HOGUE Address on File REDENTOR VISAYA Address on File Reed Technology and Information Services, Inc. Attn: David Wilson 7 Walnut Grove Drive Horsham PA 19044 REGINALD C DALTON Address on File REGIS J FORREST Address on File REINHART PESCHKE Address on File REINHOLD A POPPITZ Address on File RELIANCE TRUST COMPANY/FIS GLOBAL PLUS Address on File RELIANCE TRUST COMPANY/FIS TRUSTDESK MKE Address on File RICAHRD A CERRUTI EMPLOYEE PROFIT SHARING PLAN & TRUST Address on File RICHARD A BECK Address on File RICHARD A KURTZ & PATRICIA KURTZ JT TEN Address on File RICHARD A LANDY Address on File RICHARD C SUPINSKI Address on File RICHARD DOW Address on File RICHARD DUANE IRA Address on File RICHARD E BIBAUD Address on File RICHARD FANOLIO & JILL FANOLIO JT TEN Address on File RICHARD FREIBRUN TR DEC 19 89 RICHARD B FREIBRUN TRUST Address on File RICHARD H MOGG Address on File RICHARD HAN Address on File RICHARD J COLLINS Address on File RICHARD J DEMARTINI & VERONICA DEMARTINI JT TEN Address on File RICHARD J MORGAN Address on File RICHARD J YOST Address on File RICHARD L O DANIEL Address on File RICHARD LYONS & JANET K LYONS COMMUNITY PROPERTY Address on File RICHARD M DAVIS Address on File RICHARD R BRUMFIELD TR RICHARD R BRUMFIELD TRUST DEC 29 94 Address on File RICHARD R ROGERS Address on File RICHARD T TERRY Address on File RICHARD W ABBOTT Address on File RICHARD WAREING Address on File RICK ITZKOWICH Address on File RIO BRAVO ROYALTY CO Address on File RIO BRAVO ROYALTY CO ATTN DON F TOBIN Address on File RITA BOSKIN Address on File RITA PETSONIAS Address on File ROBERT A DONALDSON Address on File ROBERT A THOMPSON JR Address on File ROBERT A WOLBACH Address on File ROBERT B EBERHARDT & DEBORAH A EBERHARDT JT TEN Address on File ROBERT BANCO Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 19 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 25 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country ROBERT C SHOCK Address on File ROBERT CHAVEZ Address on File ROBERT D BROWNELL C/O VIVUS INC Address on File ROBERT D GRAF Address on File ROBERT E RUFFIN Address on File ROBERT ELLIN C/O BURSTOW & HEWETT Address on File ROBERT ENGELSIEPEN Address on File ROBERT F CATANIA Address on File ROBERT F MILLER JR Address on File ROBERT FABEL & LOUISE F FABEL JT TEN Address on File ROBERT HANSEN Address on File ROBERT HARRIS Address on File ROBERT J ESPEGREN & JUDI ESPERGREN JT TEN Address on File ROBERT J JOHNSON Address on File ROBERT L ROCKWELL Address on File ROBERT M HIGGENBOTHAM Address on File ROBERT MCMILLAN & ANN MCMILLAN JT TEN Address on File ROBERT P LAVACH Address on File ROBERT P ZELCH & MARY T ZELCH JT TEN Address on File ROBERT R WOOD Address on File ROBERT RUSSELL & CYNTHIA B CARLSON JT TEN Address on File ROBERT S ZLOTNIK Address on File ROBERT SCRUDATO & ANN SCRADATO JT TEN Address on File ROBERT T CHENG & SHULAN Y CHENG JT TEN Address on File ROBERT T MULLEN TR ROBERT T MULLEN LIVING TRUST Address on File ROBERT VALENTI Address on File ROBERT W COOLEY Address on File ROBERT W GROTHE Address on File ROBERT W SCOTT & STEPHANIE SCOTT JT TEN Address on File ROBERT W TARTE Address on File ROBERT W. BAIRD & CO. INCORPORATED Address on File ROBERT WIENSTEIN Address on File ROBERT Y CHAPMAN III Address on File ROBERTA M DOUGLIS & GENE DOUGLIS JT TEN Address on File ROBINHOOD SECURITIES, LLC Address on File ROBINHOOD SECURITIES, LLC Address on File RODNEY H WATERS IRA PAINEWEBBER CUST Address on File ROGER ROOSLI Address on File ROGER TENNAPEL Address on File ROLAND LAMPERT Address on File ROLF L LEWIS Address on File RONALD A PIEPER Address on File RONALD C MRACHEK TR OCT 13 89 RONALD C MRACHEK LIVING TRUST Address on File RONALD D ELIA IRA MERRILL LYNCH CUST 15 RALSEY RD Address on File RONALD E WADE Address on File RONALD J MAISEL Address on File RONALD K BRETZING Address on File RONALD L DILL Address on File RONALD L WILCOX Address on File RONALD MASON Address on File RONALD P LUBOVICH Address on File RONALD PRIZANT Address on File RONALD R PLUNKETT Address on File RONALD STOVNER Address on File RONG CHU Address on File RONG XIANG NI Address on File RONISS TRUST MAY 1 87 Address on File RONNIE LUBOVICH JR Address on File ROSCOE B EARP & MARY A EARP JT TEN Address on File ROSE M NETHERY Address on File ROSEMARIE RUTHERFORD Address on File ROSEMARY PIUNNO Address on File ROY FERRARO Address on File RPR CUST BIJAN MASHOUF IRA RLOVR Address on File RULAND J GILL JR Address on File RUSSELL R HOGBEN Address on File RUSSELL R WATANABE Address on File RUTH C CASTO Address on File RxC Acquisition Company Attn: Lori Ross 10101 Woodloch Forest The Woodlands TX 77380
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 20 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 26 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country Sabby Management, LLC Attn: Hal Mintz 10 Mountainview Road Suite 205 Upper Saddle River NJ 07458 Sabby Management, LLC Attn: Hal Mintz 10 Mountainview Road Suite 205 Upper Saddle River NJ 07458 Sabby Volatility Warrant Master Fund, Ltd. c/o Ogier Fiduciary Services (Cayman) Limited 89 Nexus Way, Camana Bay Grand Cayman KY1-9007 Cayman Islands SADAO OKAFUJI & AMY M OKAFUJI JT TEN Address on File SAFRA SECURITIES LLC Address on File SAISEN LIN Address on File SALVATOR A DIMARE & MARCY A DIMARE JT TEN Address on File SAMANTHA J RICE & SARAH B RICE JT TEN Address on File SAMUEL D COLELLA Address on File SAMUEL J SMYTH Address on File SAMUEL WAYMAN Address on File SAN GABRIEL ANIMAL HOSPITAL Address on File SANDRA R HOLTZMAN Address on File SANFORD C. BERNSTEIN & CO., LLC Address on File SANGER & OLSON DEFINED PENSION PLAN TRUST CONIFER SECURITIES LLC Address on File SANJAY MOORJANEY Address on File Sanofi Chimie Attn: Emmanuell Bommier 20 Avenue Raymond Aron Antony 92160 France Sanofi Winthrop Industrie SA Attn: David Antolik 3465 Sugan Rd. New Hope PA 18938 SARAJANE WILLIAMS & WILLIAM WILLIAMS JT TEN Address on File Schenker, Inc 1305 Executive Blvd Ste 200 Chesapeake VA 23320 SCHWAB & CO CUST HAROLD L HAHN IRA Address on File SCHWAB & CO CUST RONALD KEMPER IRA Address on File SCOTIA CAPITAL INC./CDS** Address on File SCOTIA CAPITAL INC./CDS** Address on File SCOTT NOVOTNY & VIRGINIA NOVOTNY JT TEN Address on File SCOTTSDALE SEC CUST SYLVIA A GIRARD IRA Address on File SEAL ROCK INVESTMENTS LP Address on File Securities and Exchange Commission 100 F Street, NE Washington DC 20549 200 Vesey Street, Securities and Exchange Commission c/o New York Regional Office Attn: Regional Director Brookfield Place Suite 400 New York NY 10281 SECURITIES INC CUST STEPHAN L WERNER IRA Address on File SEI PRIVATE TRUST COMPANY/C/O GWP Address on File SEI PRIVATE TRUST COMPANY/C/O GWP Address on File SENCHERNG CHANG Address on File SETH D COHN Address on File SG AMERICAS SECURITIES, LLC Address on File SG AMERICAS SECURITIES, LLC Address on File SHAOMING HUANG Address on File SHEILA BUSHERI Address on File SHEILA GOLDSHINE & MICHAEL GOLDSHINE JT TEN Address on File SHEILA K ROCKWELL Address on File SHEILESH S ADESHARA Address on File SHERRY BARBER GOODRUM CUST LAUREN WHITNEY GOODRUM A MINOR UNDER THE LAWS OF GA Address on File SHIHMING LEE Address on File Shipman & Goodwin LLP Attn: Kimberly S. Cohen & Robert M. Borden One Constitution Plaza Hartford CT 06103 SHIRLEY D MOODY Address on File SHIRLEYMAE LOVEN Address on File SILVIA MCPHERSON Address on File SMITH BARNEY CUST IRVING TASH IRA Address on File SMITH BARNEY CUST JEANNE WILCOX IRA RLOVR Address on File SMITH BARNEY CUST JORGE A DIAZ SEP Address on File SMITH BARNEY CUST KRISTJAN GUDMUNDSON IRA Address on File SMITH BARNEY CUST RAOUL LOZANO IRA Address on File SOLOMON BRONER Address on File SONDRA NORRELL-THOMAS TR UA 05/02/2000 SONDRA NORRELL- THOMAS TRUST Address on File SSB - BLACKROCK INSTITUTIONAL TRUST Address on File SSB - BLACKROCK INSTITUTIONAL TRUST Address on File SSB - TRUST CUSTODY Address on File SSB CUST MARGARET MAIXNER IRA Address on File SSB CUST PETER MORTON IRA Address on File SSB&T CO/CLIENT CUSTODY SERVICES Address on File ST LOUIS IND & FAM MED CTR RETIREMENT FUND ROBERT L BOLTON SR Address on File STACY A COLVARD UTMA NC DAVID F COLVARD CUST 1213 GRANADA DR Address on File STANLEY K WEISSBERG & ELEANOR WEISSBERG JT TEN Address on File STATE STREET BANK & TRUST COMPANY Address on File STATE STREET BANK AND TRUST COMPANY Address on File
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Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country STATE STREET BANK AND TRUST COMPANY Address on File STATE STREET BANK AND TRUST COMPANY Address on File STATE STREET BANK AND TRUST COMPANY/ Address on File STELLA C WEN Address on File STEPHAN L WERNER Address on File STEPHEN BISHOP Address on File STEPHEN J SMITH Address on File STEPHEN J SWIRSKY & PHILIP RATNER JT TEN Address on File STEPHEN PON & IRENE PON TRUST Address on File STEPHEN Y T CHUNG Address on File STEPHEN Z REMSEY Address on File STERNE, AGEE & LEACH, INC. Address on File STERNE, AGEE & LEACH, INC. Address on File STEVE A ALBERT & LINDA K ALBERT JT TEN Address on File STEVE SCHNAKENBERG & KATHY SCHNAKENBERG JT TEN Address on File STEVE TSAY & ALICE CHEN JT TEN Address on File STEVEN A GOODSELL Address on File Steven Chlavin Address on File STEVEN F BAECHLE Address on File STEVEN HEDBERG Address on File STEVEN J PICKARD Address on File STEVEN P DOSTART Address on File STIFEL NICOLAUS CUST PAUL PALASZEK IRA Address on File STIFEL, NICOLAUS & COMPANY, INCORPORATED Address on File STIFEL, NICOLAUS & COMPANY, INCORPORATED Address on File STIFEL, NICOLAUS & COMPANY, INCORPORATED Address on File STIFEL, NICOLAUS & COMPANY, INCORPORATED Address on File STIFEL, NICOLAUS & COMPANY, INCORPORATED Address on File STILES BURKE TR FEB 27 90 STILES BURKE BYPASS TRUST AC 043706 Address on File STOCKCROSS FINANCIAL SERVICES, INC. Address on File STOCKCROSS FINANCIAL SERVICES, INC. Address on File STOCKCROSS FINANCIAL SERVICES, INC. Address on File STOCKCROSS FINANCIAL SERVICES, INC. Address on File STOCKCROSS FINANCIAL SERVICES, INC. Address on File STRATTON FAMILY TRUST SUSAN STRATTON TR MAR 31 94 Address on File SUE SANDEEN Address on File SUMAKO KUMABE Address on File SUMALA LOPANSRI Address on File SUMMIT BANK CUST ANNEVE Y HUGHES IRA ROLLOVER Address on File SUMMIT BANK CUST MICHAEL C HUGLES IRA ROLLOVER Address on File SUMMIT DISCOUNT CUST FRANK G MILLER IRA Address on File SURYONG HUR Address on File SURYONG HUR Address on File SUSAN DESHARON Address on File SUSAN E WELLS FISCHER & PAUL WILLIAM FISCHER TEN COM Address on File SUSAN HARLAN Address on File SUSAN HSIAO Address on File SUSAN K HARRIS Address on File SUSAN KORB Address on File SUSAN M HELLER & STEVEN HELLER JT TEN Address on File SUSAN SCHILLER Address on File SUSANA MILLMAN Address on File SUSIE MORELOS Address on File SUTRO & CO INC CUST LE BARON E ATSATT IRA Address on File SUZAN L BUSS Address on File SUZANNE CANADA Address on File SYLVIA URECH Address on File T EUGENE TEMPLE JR & PATRICIA S TEMPLE JT TEN Address on File T ROWE PRICE CUST PERLA A REYES IRA RLOVR Address on File TAGNER BAILEY Address on File TAKUJI MORIKAMI Address on File TAMMY J HURST Address on File TAYLOR MORSE Address on File TD AMERITRADE CLEARING, INC. Address on File TD AMERITRADE CLEARING, INC. Address on File TD AMERITRADE CLEARING, INC. Address on File TD WATERHOUSE CANADA INC./CDS** Address on File TED BRYAN & LAUREN BRYAN JT TEN Address on File TERESA COSTANTINO Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 22 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 28 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country TERESA KULKA Address on File TERRY L PRATHER Address on File TERRY L WHITMAN Address on File TEXAS TREASURY SAFEKEEPING TRUST COM Address on File TEXAS TREASURY SAFEKEEPING TRUST COMPANY Address on File THE BANK NEW YORK CUST ROBERT E WARREN JR IRA Address on File THE BANK OF NEW YORK MELLON Address on File THE BANK OF NEW YORK MELLON Address on File 101 Constitution Avenue, The Menarini Group c/o Nelson Mullins Riley & Scarborough LLP Attn: H. Jason Gold & Dylan G. Trache NW Suite 900 Washington DC 20001 The Menarini Group c/o Potter Anderson & Corroon LLP Attn: Jeremy W. Ryan & D. Ryan Slaugh 1313 N. Market Street 6th Floor Wilmington DE 19801-3700 THE NORTHERN TRUST COMPANY Address on File THE NORTHERN TRUST COMPANY Address on File THE NORTHERN TRUST COMPANY Address on File THELMA FRANCES DOUBERLY Address on File THEODOR J KUNDTZ Address on File THEODORE A DOLOTTA Address on File THEODORE SIEGEL & BLANCHE SIEGEL JT TEN Address on File THEODORE WHITE CUST KATIE BETH WHITE UGMA NY Address on File THEODORE WHITE CUST NICHOLAS JOHN WHITE UGMA NY Address on File THERESE JAQUA Address on File THOMAS A GRIER Address on File THOMAS A NUGENT Address on File THOMAS B CHOI Address on File THOMAS E TOKOS Address on File THOMAS F HUDAK Address on File THOMAS G CALHOUN Address on File THOMAS G ROLFE & GLORIA P ROLFE JT TEN Address on File THOMAS GREEN Address on File THOMAS J CURTIN Address on File THOMAS K NAGANO Address on File THOMAS L CALVERT Address on File THOMAS LIPARI & BARBARA LIPARI JT TEN Address on File THOMAS P YANKUSH Address on File THOMAS P YANKUSH CUST KRISTA M YANKUSH UTMA OH Address on File THOMAS RYAN Address on File THOMAS SNIDER & SYLVIA W SNIDER JT TEN Address on File THOMAS SNIDER IRA CONTINENTAL CUST Address on File THOMAS W NEEDHAM Address on File TIM WIEPKING Address on File TIMOTHY D ROBISON Address on File TIMOTHY J SHEETS Address on File TIMOTHY MAEGLY Address on File TIP MAH & JAK MAH JT TEN Address on File TOM G LEE Address on File TOMAS R POSEY CONIFER SECURITIES LLC Address on File TONDA LYNN COVINGTON & MARK A COVINGTON JT TEN Address on File TONG GAO Address on File TONY TADIN Address on File Toppan Vintage Inc. DBA Toppan Merrill LLC Attn: Frank King PO Box 74007295 Chicago IL 60674 TRADESTATION SECURITIES, INC. Address on File TRADESTATION SECURITIES, INC. Address on File TRAN V GAN Address on File TRINITY INTERNATIONAL INVESTMENT ASSOCIATION Address on File TRISTAN BARRIENTOS Address on File TUSHAR DIXIT & YAMINI DIXIT JT TEN Address on File U.S. BANCORP INVESTMENTS, INC. Address on File U.S. BANCORP INVESTMENTS, INC. Address on File U.S. BANCORP INVESTMENTS, INC. Address on File U.S. BANK N.A. Address on File UBS AG STAMFORD BRANCH Address on File UBS AG STAMFORD BRANCH/AS CUSTODIAN Address on File UBS FINANCIAL SERVICES INC. Address on File UBS FINANCIAL SERVICES INC. Address on File UBS SECURITIES LLC/SECURITIES LENDIN Address on File UBS SECURITIES LLC/SECURITIES LENDING Address on File UNION BANK & TRUST COMPANY Address on File UNION BANK & TRUST COMPANY Address on File United States Attorney’s Office for the District of Delaware 1313 Market Street Wilmington DE 19801
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 23 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 29 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country US CLEARING CORP CUST BRIGITTE S COOKE IRA Address on File US CLEARING CORP CUST DAVID W STOLL IRA Address on File US CLEARING CORP CUST JAMES P RODI IRA Address on File US CLEARING CORP CUST JOHN H HESSION IRA Address on File US CLEARING CORP CUST TINA KING IRA Address on File US CLEARING HOUSE CUST WILLIAM E MIOFSKY IRA Address on File V CHARMAINE GRAY Address on File VAL M RIVERA III Address on File VALERIE PIERCE Address on File VALLEY CARIO MD GROUP Address on File VANGUARD MARKETING CORPORATION Address on File VANGUARD MARKETING CORPORATION Address on File VANGUARD MARKETING CORPORATION Address on File VARTAN M NERCESSIAN Address on File Velox Clearing LLC Address on File VFTC CUST HARVEY S KANER IRA RLOVR Address on File VICKIE CHAMBERLAIN Address on File VICTOR A SILBERMAN Address on File VICTOR M CHAMMAS Address on File VICTOR SUN Address on File VICTORIA SILVER Address on File VIJAY WALI Address on File VINCENT R CONTI & ANDREA CONTI JT TEN Address on File VINCENT R KROGER Address on File VIRGINIA M ITEN Address on File VIRTU AMERICAS LLC Address on File VISION FINANCIAL MARKETS LLC Address on File VISION FINANCIAL MARKETS LLC Address on File VISION FINANCIAL MARKETS LLC Address on File VitalTech Affiliates, LLC Attn: Athar Zafar 6652 Pinecrest Dr Ste 400 Plano TX 75024-2957 VIVIAN TOON Address on File WALTER BURSTEIN Address on File WALTER GREELEY Address on File WANDA B VERMEER Address on File WANG D S YANG Address on File WARREN PEREZ & JILL H PEREZ JT TEN Address on File WATERHOUSE CUST YA MING B DZOU IRA Address on File WATERHOUSE NATL BK CUST WILLIAM J CHRISTIAN IRA Address on File WATERHOUSE SEC CUST JEAN L RICHARD IRA Address on File WATERHOUSE SECURITIES CUST EARL B STEPHENS IRA 2 Address on File WATERHOUSE SECURITIES CUST ILA M STEPHENS IRA Address on File WATERHOUSE SECURITIES CUST KIM JOOST IRA Address on File WATERHOUSE SECURITIES CUST LARRY JOOST IRA Address on File WAXMAN TRUST AUG 9 89 Address on File WAYNE C RISTIG Address on File WAYNE F RICE & SUSAN M RICE JT TEN Address on File WAYNE L CARBAUGH Address on File WAYNE SEIPEL Address on File WAYNE T WOODWARD & SANDRA WOODWARD JT TEN Address on File WEDBUSH SECURITIES INC. Address on File WEDBUSH SECURITIES INC. Address on File WEDBUSH SECURITIES INC./P3 Address on File WEDEN FAMILY TRUST JUN 30 94 Address on File WEIQING XIE Address on File WELCHER REVOCABLE TRUST UA AUG 30 89 Address on File WELLS FAMILY TRUST SEP 26 90 Address on File WELLS FARGO BANK, N.A./SIG Address on File WELLS FARGO BANK, N.A./SIG Address on File WELLS FARGO BANK, NATIONAL ASSOCIATI Address on File WELLS FARGO BANK, NATIONAL ASSOCIATION Address on File WELLS FARGO BANK, NATIONAL ASSOCIATION Address on File WELLS FARGO CLEARING SERVICES LLC Address on File WELLS FARGO SECURITIES, LLC Address on File WELLS FARGO SECURITIES, LLC/SECURITIES FINANCE Address on File WEN J CHIANG Address on File WESLEY S WALLACE Address on File WESTERLING FAMILY TRUST MAY 8 92 Address on File WHEAT 1ST BUTCHER SINGER CUST SPYRO MEIMARIDES IRA Address on File WHIPPLE LIVING TRUST AUG 2293 Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 24 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 30 of 35
Exhibit B Served Via First-Class Mail
Name Attention Address 1 Address 2 Address 3 City State Zip Country WILHELM G KLEIN Address on File WILLIAM A KISH Address on File WILLIAM B FULMER Address on File WILLIAM BLAKE WINCHELL Address on File WILLIAM C JOHNSON Address on File WILLIAM C WILLIAMS & SHIRLEY A WILLIAMS JT TEN Address on File WILLIAM CROWE Address on File WILLIAM D MIKLAVIC & SANDRA R MIKLAVIC JT TEN Address on File WILLIAM DERBYSHIRE & LINDA DERBYSHIRE JT TEN Address on File WILLIAM E AYER & MARLENE C AYER JT TEN Address on File WILLIAM F HOUSER Address on File WILLIAM H DOUGLAS & NANCY B DOUGLAS JT TEN C/O SUSAN FELTMAN Address on File WILLIAM H WONSON Address on File WILLIAM J EDDY Address on File WILLIAM J PIRRONE Address on File WILLIAM J SEILER Address on File WILLIAM K KANELLIS & MARY A KANELLIS JT TEN Address on File WILLIAM K LEBER Address on File WILLIAM L KASKEL Address on File WILLIAM L SPEARMAN JR Address on File WILLIAM M DAVIE Address on File WILLIAM M DEPTULA Address on File WILLIAM M HORNSBY SR Address on File WILLIAM M NETTLES JR Address on File WILLIAM M PETRO Address on File WILLIAM R GARCIA Address on File WILLIAM R HOPSTETTER Address on File WILLIAM T MCNULTY TR WILLIAM T MCNULTY TRUST JUL 2/97/43 Address on File WILLIAM W RAMAGE Address on File WILLIAM WONG Address on File WILLIAM ZIETZ Address on File WILLIAMS MASTER TRUST DENVER INV Address on File WINIFRED D MANN Address on File WONGS FAMILY PARTNERSHIP Address on File WORLD WIDE SKI MARGIN CONIFER SECURITIES LLC Address on File XIAOHUI JIANG MSI Address on File XUONG HUYNH Address on File YAWDONG HSU Address on File YEE FAMILY TRUST Address on File YING FEI WEI Address on File YIU M YUN & HELEN C YUN JT TEN Address on File YOUJIA ZHANG Address on File YURIKO TAKAZAWA Address on File YVONNE RENEE TUTERA & DAVID ANTHONY TUTERA JT TEN Address on File ZACK D CRAVEY Address on File
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 25 of 25 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 31 of 35
Exhibit C
Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 32 of 35 Exhibit C Served Via Electronic Mail
Name Email Bank of America NA/Client Assets DTC #02251 [email protected] Bank of America DTC #0773 #05198 [email protected] Bank of America DTC #0773 #05198 [email protected] Bank of America DTC #0773 #05198 [email protected] Barclays Capital Inc. DTC #0229 [email protected] Bloomberg [email protected] BMO Nesbitt Burns Inc./CDS** DTC# 05043 [email protected]; [email protected] BMO Nesbitt Burns Inc./CDS** DTC# 05043 [email protected] The Bank of NY Mellon DTC #0954 [email protected] The Bank of NY Mellon DTC #0954 [email protected] Broadridge [email protected] Brown Brothers Harriman & Co. DTC #010 [email protected] Brown Brothers Harriman & Co. DTC #010 [email protected] Brown Brothers Harriman & Co. DTC #010 [email protected] Brown Brothers Harriman & Co. DTC #010 [email protected] Brown Brothers Harriman & Co. DTC #010 [email protected] Brown Brothers Harriman & Co. DTC #010 [email protected] Charles Schwab & Co. Inc. DTC #0164 [email protected] Charles Schwab & Co. Inc. DTC #0164 [email protected] Citibank, N.A. DTC #0908 [email protected] Clearstream International SA [email protected] Clearstream International SA [email protected] Clearstream International SA [email protected] Clearstream International SA [email protected] Clearstream International SA [email protected] Clearstream International SA [email protected] Credit Agricole Secs USA Inc. DTC #0651 [email protected] Credit Suisse Securities (USA) LLC DTC #0355 [email protected] Credit Suisse Securities (USA) LLC DTC #0355 [email protected] Deutsche Bank Securities Inc. DTC #0573 [email protected] Euroclear Bank S.A./N.V. [email protected] Euroclear Bank S.A./N.V. [email protected] Financial Information Inc. [email protected] Foliofn Investments [email protected] Goldman Sachs & Co DTC #0005 [email protected] Goldman Sachs & Co DTC #0005 [email protected] Interactive Brokers LLC DTC#0017 [email protected] Jefferies LLC DTC #0019 [email protected] Jefferies LLC DTC #0019 [email protected] JPMorgan Chase Bank [email protected] JPMorgan Clearing Corp. DTC #0352 [email protected] In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 1 of 2 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 33 of 35 Exhibit C Served Via Electronic Mail
Name Email Mediant Communications [email protected];[email protected] Mitsubishi UFJ Trust & Banking Corp DTC #2932 [email protected] Morgan Stanley Smith Barney DTC #0015 [email protected] Morgan Stanley Smith Barney DTC #0015 [email protected] Morgan Stanley Smith Barney DTC #0015 [email protected] Morgan Stanley Smith Barney DTC #0015 [email protected] Morgan Stanley Smith Barney DTC #0015 [email protected] Morgan Stanley Smith Barney DTC #0015 [email protected] Morgan Stanley Smith Barney DTC #0015 [email protected] OptionsXpress Inc. DTC #0338 [email protected] PNC Bank NA DTC #02616 [email protected] Royal Bank of Canada [email protected] SEI PV/GWP #02663 [email protected] SIS SegaInterSettle AG [email protected] SIS SegaInterSettle AG [email protected] Southwest Securities [email protected] Southwest Securities [email protected] State Street Bank and Trust Co DTC #0997 [email protected] State Street Bank and Trust Co DTC #0997 [email protected] State Street Bank and Trust Co DTC #0997 [email protected] The Bank of New York Mellon DTC #0901 [email protected]; [email protected] The Bank of New York Mellon DTC #0901 [email protected] The Bank of New York Mellon DTC #0901 [email protected] The Bank of New York Mellon DTC #0901 [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Northern Trust Company DTC #02669 [email protected] UBS [email protected] UBS [email protected] UBS [email protected] UBS [email protected] UBS [email protected] UBS Securities LLC DTC #0642 [email protected]
In re: VIVUS, Inc., et al. Case No. 20-11779 (LSS) Page 2 of 2 Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 34 of 35
Exhibit D
Case 20-11779-LSS Doc 381 Filed 11/30/20 Page 35 of 35
IN THE UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE
§ In re: § Chapter 11 § VIVUS, INC., et al.,1 § Case No. 20-11779 (LSS) § Debtors. § (Joint Administration Requested) §
ENCLOSED IN YOUR PACKAGE YOU WILL FIND A USB (FLASH DRIVE) CONTAINING THE FOLLOWING DOCUMENTS.
1. NOTICE OF FILING OF AMENDED AND RESTATED PLAN SUPPLEMENT TO SECOND AMENDED JOINT PREPACKAGED CHAPTER 11 PLAN OF REORGANIZATION OF VIVUS, INC. AND ITS AFFILIATED DEBTORS
2. NOTICE OF EXISTING STOCK RECORD DATE
1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification number, as applicable are: Vivus B.V. (1942); Vivus Digital Health Corporation (0625); VIVUS, Inc. (6179); and Vivus Pharmaceuticals Limited (9329). The Debtors’ corporate headquarters and service address is 900 E. Hamilton Avenue, Suite 550, Campbell, CA 95008.
1