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List of Section 13F Securities, First Quarter 2021

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List of Section 13F Securities First Quarter FY 2021 Copyright (c) 2021 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of March 15, 2021, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending March 31, 2021. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder. Features (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled “STATUS.” The word “ADDED” in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word “DELETED” in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list. (2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSIP number immediately below the name of the security having the option. A manager reporting holdings of options on its Form13F should use the CUSIP number of the underlying securities to which the option relates. CUSIP descriptions and numerical identification date (copyright 1969 through 2021, American Bankers Association) are used with permission. All rights are reserved. Run Date: 4/2/2021 ** List of Section 13F Securities ** Page 1 Run Time: 15:02 Year: 2021 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS B38564 10 8 * EURONAV NV SHS B38564 90 8 EURONAV NV CALL B38564 95 8 EURONAV NV PUT C15396 AB 7 CANADIAN SOLAR INC DEBT 2.500%10/0 C25777 AA 8 COLLIERS INTL GROUP INC DEBT 4.000% 6/0 C96657 11 6 VISION MARINE TECHNOLOGIES I COM D18190 89 8 * DEUTSCHE BANK A G NAMEN AKT D18190 90 8 DEUTSCHE BANK A G CALL D18190 95 8 DEUTSCHE BANK A G PUT F21107 10 1 * CONSTELLIUM SE CL A SHS F21107 90 1 CONSTELLIUM SE CALL F21107 95 1 CONSTELLIUM SE PUT G0R21B 12 0 ARCLIGHT CLEAN TRANSITION II UNIT 03/16/2028 ADDED G00496 10 2 ABG ACQUISITION CORP I CL A SHS ADDED G00748 10 6 ACON S2 ACQUISITION CORP CL SHS G00748 11 4 ACON S2 ACQUISITION CORP *W EXP 09/15/202 G00748 12 2 ACON S2 ACQUISITION CORP UNIT 09/15/2027 G0083D 10 4 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D 11 2 ACE CONVERGENCE ACQU CORP UNIT 99/99/9999 G0083D 12 0 * ACE CONVERGENCE ACQU CORP CL A G0083D 90 0 ACE CONVERGENCE ACQU CORP CALL G0083D 95 0 ACE CONVERGENCE ACQU CORP PUT G0084W 10 1 * ADIENT PLC ORD SHS G0084W 90 1 ADIENT PLC CALL G0084W 95 1 ADIENT PLC PUT G0103T 10 5 ACIES ACQUISITION CORP CL A G0103T 11 3 ACIES ACQUISITION CORP *W EXP 11/30/202 G0103T 12 1 ACIES ACQUISITION CORP UNIT 11/30/2027 G01046 10 4 AEA-BRIDGES IMPACT CORP SHS CL A G01046 11 2 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046 12 0 AEA-BRIDGES IMPACT CORP UNIT 99/99/9999 G0112R 10 8 AFRICAN GOLD ACQUISITION COR SHS CL A ADDED G0112R 11 6 AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 ADDED G0112R 12 4 AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 ADDED Run Date: 4/2/2021 ** List of Section 13F Securities ** Page 2 Run Time: 15:02 Year: 2021 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G01125 10 6 * AFYA LTD CL A COM G01125 90 6 AFYA LTD CALL G01125 95 6 AFYA LTD PUT G0120M 10 9 AGBA ACQUISITION LTD SHS G0120M 11 7 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M 12 5 AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M 13 3 AGBA ACQUISITION LTD UNIT 99/99/9999 G01202 12 9 AGILE GROWTH CORP UNIT 03/09/2026 ADDED G0132V 10 5 AGM GROUP HOLDINGS INC SHS CL A G0176J 10 9 * ALLEGION PLC ORD SHS G0176J 90 9 ALLEGION PLC CALL G0176J 95 9 ALLEGION PLC PUT G01767 10 5 * ALKERMES PLC SHS G01767 90 5 ALKERMES PLC CALL G01767 95 5 ALKERMES PLC PUT G0190X 10 0 * AJAX I COM G0190X 90 0 AJAX I CALL G0190X 95 0 AJAX I PUT G0190X 11 8 AJAX I UNIT 99/99/9999 G0190X 12 6 AJAX I *W EXP 10/27/202 G0232J 10 1 * ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J 90 1 ALUSSA ENERGY ACQUISITION CO CALL G0232J 95 1 ALUSSA ENERGY ACQUISITION CO PUT G0232J 11 9 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J 12 7 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0250X 10 7 * AMCOR PLC ORD G0250X 90 7 AMCOR PLC CALL G0250X 95 7 AMCOR PLC PUT G02602 10 3 * AMDOCS LTD SHS G02602 90 3 AMDOCS LTD CALL G02602 95 3 AMDOCS LTD PUT G0316P 11 4 ALPHA CAPITAL ACQUISITION CO UNIT 02/16/2026 ADDED G037AX 10 1 * AMBARELLA INC SHS G037AX 90 1 AMBARELLA INC CALL Run Date: 4/2/2021 ** List of Section 13F Securities ** Page 3 Run Time: 15:02 Year: 2021 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G037AX 95 1 AMBARELLA INC PUT G0370L 10 8 * ALTIMETER GROWTH CORP CL A G0370L 90 8 ALTIMETER GROWTH CORP CALL G0370L 95 8 ALTIMETER GROWTH CORP PUT G0370L 11 6 ALTIMETER GROWTH CORP *W EXP 09/30/202 G0370L 12 4 ALTIMETER GROWTH CORP UNIT 99/99/9999 G0370U 12 4 ALTIMAR ACQUISITION CORP III UNIT 99/99/9999 ADDED G03707 10 9 * ALTIMAR ACQUISITION CORP SHS CL A G03707 90 9 ALTIMAR ACQUISITION CORP CALL G03707 95 9 ALTIMAR ACQUISITION CORP PUT G03707 11 7 ALTIMAR ACQUISITION CORP *W EXP 99/99/999 G03707 12 5 ALTIMAR ACQUISITION CORP UNIT 99/99/9999 G03709 10 5 ALTIMAR ACQUISITION CORP II SHS CL A ADDED G03709 11 3 ALTIMAR ACQUISITION CORP II UNIT 99/99/9999 ADDED G03709 12 1 ALTIMAR ACQUISITION CORP II *W EXP 02/09/202 ADDED G0371B 10 9 * ALTIMETER GROWTH CORP 2 COM CL A ADDED G0371B 90 9 ALTIMETER GROWTH CORP 2 CALL ADDED G0371B 95 9 ALTIMETER GROWTH CORP 2 PUT ADDED G0403H 10 8 * AON PLC SHS CL A G0403H 90 8 AON PLC CALL G0403H 95 8 AON PLC PUT G0404A 10 2 AMERICAS TECHNOLOGY ACQSN CO SHS ADDED G0404A 11 0 AMERICAS TECHNOLOGY ACQSN CO *W EXP 12/31/202 ADDED G0404A 12 8 AMERICAS TECHNOLOGY ACQSN CO UNIT 99/99/9999 G041JN 10 6 ANTELOPE ENTERPRISE HLDGS LT SHS G0411R 10 6 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R 11 4 APOLLO STRATEGIC GROWTH CAPT *W EXP 10/29/202 G0411R 12 2 APOLLO STRATEGIC GROWTH CAPT UNIT 99/99/9999 G04119 11 4 PATHFINDER ACQUISITION CORP UNIT 02/17/2026 ADDED G0412A 11 0 APOLLO STRATEGIC GRWT CPTL I UNIT 99/99/9999 ADDED G04415 10 8 ANDINA ACQUISITION CORP III SHS G04415 11 6 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415 12 4 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415 13 2 ANDINA ACQUISITION CORP III RIGHT 10/01/2025 Run Date: 4/2/2021 ** List of Section 13F Securities ** Page 4 Run Time: 15:02 Year: 2021 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G0450A 10 5 * ARCH CAP GROUP LTD ORD G0450A 90 5 ARCH CAP GROUP LTD CALL G0450A 95 5 ARCH CAP GROUP LTD PUT G04553 10 6 ARCO PLATFORM LTD COM CL A G04561 10 9 * ARCLIGHT CLEAN TRANSITION CO CL A G04561 90 9 ARCLIGHT CLEAN TRANSITION CO CALL G04561 95 9 ARCLIGHT CLEAN TRANSITION CO PUT G04561 11 7 ARCLIGHT CLEAN TRANSITION CO UNIT 09/21/2025 G04561 12 5 ARCLIGHT CLEAN TRANSITION CO *W EXP 09/22/202 G0457F 10 7 * ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F 90 7 ARCOS DORADOS HOLDINGS INC CALL G0457F 95 7 ARCOS DORADOS HOLDINGS INC PUT G0464B 10 7 * ARGO GROUP INTL HLDGS LTD COM G0464B 90 7 ARGO GROUP INTL HLDGS LTD CALL G0464B 95 7 ARGO GROUP INTL HLDGS LTD PUT G0477L 11 8 ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 ADDED G05155 10 9 ASCENDANT DIGITAL ACQUISITIO COM CL A G05155 11 7 ASCENDANT DIGITAL ACQUISITIO *W EXP 07/28/202 G05155 12 5 ASCENDANT DIGITAL ACQUISITIO UNIT 99/99/9999 G0535E 10 6 ASIA PACIFIC WIRE & CABLE CO ORD G05436 10 3 ASPIRATIONAL CONSUMER LIFEST COM G05436 11 1 ASPIRATIONAL CONSUMER LIFEST *W EXP 09/19/202 G05436 12 9 ASPIRATIONAL CONSUMER LIFEST UNIT 99/99/9999 G0585R 10 6 * ASSURED GUARANTY LTD COM G0585R 90 6 ASSURED GUARANTY LTD CALL G0585R 95 6 ASSURED GUARANTY LTD PUT G0602B 10 0 ATIF HOLDINGS LIMITED SHS G06242 10 4 * ATLASSIAN CORP PLC CL A G06242 90 4 ATLASSIAN CORP PLC CALL G06242 95 4 ATLASSIAN CORP PLC PUT G0625A 10 5 ATOTECH LTD COM ADDED G0633D 11 7 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 ADDED G0633U 11 9 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 ADDED G06607 10 8 AUTHENTIC EQUITY ACQUISTN CO CL A SHS ADDED Run Date: 4/2/2021 ** List of Section 13F Securities ** Page 5 Run Time: 15:02 Year: 2021 Qtr: 1 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G06607 11 6 AUTHENTIC EQUITY ACQUISTN CO UNIT 10/31/2027 ADDED G06607 12 4 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 ADDED G0682V 10 9 AVANTI ACQUISITION CORP SHS CL A G0682V 11 7 AVANTI ACQUISITION CORP UNIT 99/99/9999
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    SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2021-05-12 | Period of Report: 2021-03-31 SEC Accession No. 0001104659-21-064935 (HTML Version on secdatabase.com) FILER Burleson & Company, LLC Mailing Address Business Address 201 1ST STREET, SUITE 204 201 1ST STREET, SUITE 204 CIK:1733510| IRS No.: 201160877 | State of Incorp.:CA | Fiscal Year End: 1231 PETALUMA CA 94952 PETALUMA CA 94952 Type: 13F-HR | Act: 34 | File No.: 028-18696 | Film No.: 21913955 (707) 283-0520 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-2021 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Burleson & Company, LLC Address: 201 1st Street, Suite 204 Petaluma, CA 94952 Form 13F File Number: 028-18696 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Burleson Title: Principal and Chief Compliance Officer Phone: 707-283-0520 Signature, Place, and Date of Signing: /s/ James Burleson Petaluma, CALIFORNIA 05-12-2021 [Signature] [City, State] [Date] Report Type (Check only one.): ☒ 13F HOLDINGS REPORT.
  • Section 4.13: Human Health and Hazards

    Section 4.13: Human Health and Hazards

    SECTION 4.13: HUMAN HEALTH AND HAZARDS 4.13 HUMAN HEALTH AND HAZARDS A Phase 1 Environmental Site Assessment (ESA) was performed by Alaska Petroleum Environmental Engineering in October 2004. The findings of the Phase 1 ESA are summarized below and the report provided in Appendix I of this EIR. 4.13.1 Environmental Setting Hazardous Materials Use A hazardous material is defined as any substance that may be hazardous to humans, animals, or plants, and may include pesticides, herbicides, toxic metals and chemicals, volatile chemicals, explosives, and even nuclear fuels or low-level radioactive wastes (California Health and Safety Code Section 25501, USDOT Hazardous Materials Transportation Guides, 1991 and FEMA Hazardous Materials website, accessed 3/27/2007). The City of Ontario has a wide variety of industries and land uses, which generate, use, or handle hazardous materials. Most of these hazardous material users and sites are associated with industrial and commercial uses located throughout the City (Envirofacts Data Warehouse website, accessed 3/30/2007). With the closure of the Food 4 Less (formerly Ralph’s) grocery store, Target, Toys R Us, and Jack’s Key Service, hazardous materials such as cleaning solvents, paint, and oil, are no longer stored or sold at the site. The vacant commercial buildings and kiosk on the site are not in use; and thus, hazardous materials are not used for maintenance purposes or otherwise generated on-site (Phase 1 ESA, 2004 Appendix D p. 4). The Hollywood Video store sells and rents digital video disc (DVD) movies, music compact discs (CDs), and video games and does not store, use, or dispose of hazardous materials in quantities that may pose public health and safety hazards.