DOCSLIB.ORG

3Rd Quarter 2020

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text

Load more

List of Section 13F Securities Third Quarter FY 2020 Copyright (c) 2020 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of September 15, 2020, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending September 30, 2020. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder. Features (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled “STATUS.” The word “ADDED” in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word “DELETED” in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list. (2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSIP number immediately below the name of the security having the option. A manager reporting holdings of options on its Form13F should use the CUSIP number of the underlying securities to which the option relates. CUSIP descriptions and numerical identification date (copyright 1969 through 2020, American Bankers Association) are used with permission. All rights are reserved. Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 1 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS B38564 10 8 * EURONAV NV SHS B38564 90 8 EURONAV NV CALL B38564 95 8 EURONAV NV PUT C15396 AB 7 CANADIAN SOLAR INC DEBT 2.500%10/0 ADDED D18190 89 8 * DEUTSCHE BANK A G NAMEN AKT D18190 90 8 DEUTSCHE BANK A G CALL D18190 95 8 DEUTSCHE BANK A G PUT F21107 10 1 * CONSTELLIUM SE CL A SHS F21107 90 1 CONSTELLIUM SE CALL F21107 95 1 CONSTELLIUM SE PUT G00748 12 2 ACON S2 ACQUISITION CORP UNIT 09/15/2027 ADDED G0083D 10 4 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 ADDED G0083D 11 2 ACE CONVERGENCE ACQU CORP UNIT 99/99/9999 ADDED G0083D 12 0 ACE CONVERGENCE ACQU CORP CL A ADDED G0084W 10 1 * ADIENT PLC ORD SHS G0084W 90 1 ADIENT PLC CALL G0084W 95 1 ADIENT PLC PUT G01125 10 6 * AFYA LTD CL A COM G01125 90 6 AFYA LTD CALL G01125 95 6 AFYA LTD PUT G0120M 10 9 AGBA ACQUISITION LTD SHS G0120M 11 7 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M 12 5 AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M 13 3 AGBA ACQUISITION LTD UNIT 05/10/2024 G0132V 10 5 AGM GROUP HOLDINGS INC SHS CL A G0176J 10 9 * ALLEGION PLC ORD SHS G0176J 90 9 ALLEGION PLC CALL G0176J 95 9 ALLEGION PLC PUT G01767 10 5 * ALKERMES PLC SHS G01767 90 5 ALKERMES PLC CALL G01767 95 5 ALKERMES PLC PUT G0232J 10 1 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J 11 9 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J 12 7 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 2 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G0250X 10 7 * AMCOR PLC ORD G0250X 90 7 AMCOR PLC CALL G0250X 95 7 AMCOR PLC PUT G02602 10 3 * AMDOCS LTD SHS G02602 90 3 AMDOCS LTD CALL G02602 95 3 AMDOCS LTD PUT G0335L 20 1 * AMIRA NATURE FOODS LTD SHS NEW DELETED G0335L 90 1 AMIRA NATURE FOODS LTD CALL DELETED G0335L 95 1 AMIRA NATURE FOODS LTD PUT DELETED G037AX 10 1 * AMBARELLA INC SHS G037AX 90 1 AMBARELLA INC CALL G037AX 95 1 AMBARELLA INC PUT G0403H 10 8 * AON PLC SHS CL A G0403H 90 8 AON PLC CALL G0403H 95 8 AON PLC PUT G04415 10 8 ANDINA ACQUISITION CORP III SHS G04415 11 6 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415 12 4 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415 13 2 ANDINA ACQUISITION CORP III RIGHT 10/01/2025 G0450A 10 5 * ARCH CAP GROUP LTD ORD G0450A 90 5 ARCH CAP GROUP LTD CALL G0450A 95 5 ARCH CAP GROUP LTD PUT G04553 10 6 ARCO PLATFORM LTD COM CL A G04561 11 7 ARCLIGHT CLEAN TRANSITION CO UNIT 09/21/2025 ADDED G0457F 10 7 * ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F 90 7 ARCOS DORADOS HOLDINGS INC CALL G0457F 95 7 ARCOS DORADOS HOLDINGS INC PUT G0464B 10 7 * ARGO GROUP INTL HLDGS LTD COM G0464B 90 7 ARGO GROUP INTL HLDGS LTD CALL G0464B 95 7 ARGO GROUP INTL HLDGS LTD PUT G05155 10 9 ASCENDANT DIGITAL ACQUISITIO COM CL A ADDED G05155 11 7 ASCENDANT DIGITAL ACQUISITIO *W EXP 07/28/202 ADDED G05155 12 5 ASCENDANT DIGITAL ACQUISITIO UNIT 99/99/9999 ADDED G0535E 10 6 ASIA PACIFIC WIRE & CABLE CO ORD Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 3 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G05436 12 9 ASPIRATIONAL CONSUMER LIFEST UNIT 99/99/9999 ADDED G0585R 10 6 * ASSURED GUARANTY LTD COM G0585R 90 6 ASSURED GUARANTY LTD CALL G0585R 95 6 ASSURED GUARANTY LTD PUT G0602B 10 0 ATIF HOLDINGS LIMITED SHS G06207 11 5 * ATLAS FINANCIAL HOLDINGS INC SHS NEW DELETED G06207 90 5 ATLAS FINANCIAL HOLDINGS INC CALL DELETED G06207 95 5 ATLAS FINANCIAL HOLDINGS INC PUT DELETED G06242 10 4 * ATLASSIAN CORP PLC CL A G06242 90 4 ATLASSIAN CORP PLC CALL G06242 95 4 ATLASSIAN CORP PLC PUT G0684D 10 7 * ATHENE HOLDING LTD CL A G0684D 90 7 ATHENE HOLDING LTD CALL G0684D 95 7 ATHENE HOLDING LTD PUT G0692U 10 9 * AXIS CAP HLDGS LTD SHS G0692U 90 9 AXIS CAP HLDGS LTD CALL G0692U 95 9 AXIS CAP HLDGS LTD PUT G07025 20 1 AURIS MEDICAL HOLDING LTD SHS G0750C 10 8 * AXALTA COATING SYS LTD COM G0750C 90 8 AXALTA COATING SYS LTD CALL G0750C 95 8 AXALTA COATING SYS LTD PUT G0750W 20 3 * AXOVANT SCIENCES LTD COM G0750W 90 3 AXOVANT SCIENCES LTD CALL G0750W 95 3 AXOVANT SCIENCES LTD PUT G0751N 10 3 * ATLANTICA SUSTAINABLE INFR P SHS G0751N 90 3 ATLANTICA SUSTAINABLE INFR P CALL G0751N 95 3 ATLANTICA SUSTAINABLE INFR P PUT G0772R 20 8 BANK OF NT BUTTERFIELD&SON L SHS NEW G0891M AA 4 BAOZUN INC DEBT 1.625% 5/0 G10830 10 0 BEYONDSPRING INC SHS G10970 AA 2 BILIBILI INC DEBT 1.250% 6/1 G11056 AA 9 BEST INC DEBT 1.750%10/0 G1117K 10 6 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 DELETED G1117K 11 4 BIOCERES CROP SOLUTIONS CORP SHS Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 4 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G11196 10 5 * BIOHAVEN PHARMACTL HLDG CO L COM G11196 90 5 BIOHAVEN PHARMACTL HLDG CO L CALL G11196 95 5 BIOHAVEN PHARMACTL HLDG CO L PUT G1151C 10 1 * ACCENTURE PLC IRELAND SHS CLASS A G1151C 90 1 ACCENTURE PLC IRELAND CALL G1151C 95 1 ACCENTURE PLC IRELAND PUT G1329V 10 6 BLUE HAT INTERACTIVE ENTMT T SHS G1466B 10 3 BORQS TECHNOLOGIES INC SHS G1466R 20 7 BORR DRILLING LTD SHS G14838 10 9 * MIMECAST LTD ORD SHS G14838 90 9 MIMECAST LTD CALL G14838 95 9 MIMECAST LTD PUT G1611B 10 7 BROOGE ENERGY LTD SHS G1611B 11 5 BROOGE ENERGY LTD *W EXP 12/20/202 G16234 10 9 * BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234 90 9 BROOKFIELD BUSINESS PARTNERS CALL G16234 95 9 BROOKFIELD BUSINESS PARTNERS PUT G16249 10 7 * BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249 90 7 BROOKFIELD PROPERTY PARTRS L CALL G16249 95 7 BROOKFIELD PROPERTY PARTRS L PUT G16252 10 1 * BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252 90 1 BROOKFIELD INFRAST PARTNERS CALL G16252 95 1 BROOKFIELD INFRAST PARTNERS PUT G16258 10 8 * BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258 90 8 BROOKFIELD RENEWABLE PARTNER CALL G16258 95 8 BROOKFIELD RENEWABLE PARTNER PUT G1643W 10 3 BRILLIANT ACQUISITION CORP UNIT 12/31/2020 G1643W 11 1 BRILLIANT ACQUISITION CORP SHS ADDED G1643W 12 9 BRILLIANT ACQUISITION CORP *W EXP 03/31/202 ADDED G1643W 13 7 BRILLIANT ACQUISITION CORP RIGHT 99/99/9999 ADDED G16962 10 5 * BUNGE LIMITED COM G16962 90 5 BUNGE LIMITED CALL G16962 95 5 BUNGE LIMITED PUT G1702T 13 2 BURGUNDY TECHNOLOGY ACQU COR UNIT 08/26/2025 ADDED Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 5 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G1739V 11 8 BROADSTONE ACQUISITION CORP UNIT 99/99/9999 ADDED G1757E 11 3 CALEDONIA MNG CORP PLC SHS NEW G17766 10 9 CAMBIUM NETWORKS CORP SHS G1890L 10 7 * CAPRI HOLDINGS LIMITED SHS G1890L 90 7 CAPRI HOLDINGS LIMITED CALL G1890L 95 7 CAPRI HOLDINGS LIMITED PUT G1991C 10 5 * CARDTRONICS PLC SHS CL A G1991C 90 5 CARDTRONICS PLC CALL G1991C 95 5 CARDTRONICS PLC PUT G1992Y 10 6 CC NEUBERGER PRINCIPAL HLDNG UNIT 99/99/9999 G1992Y 11 4 CC NEUBERGER PRINCIPAL HLDNG COM G1992Y 12 2 CC NEUBERGER PRINCIPAL HLDNG *W EXP 99/99/999
Recommended publications
  • Birks Group 2018 Annual Report

    Birks Group 2018 Annual Report

    ANNUAL REPORT 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ‘ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR È ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2018 OR ‘ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ‘ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to Commission file number: 001-32635 BIRKS GROUP INC. (Exact name of Registrant as specified in its charter) Not Applicable (Translation of Registrant’s name into English) Canada (Jurisdiction of incorporation or organization) 2020 Robert-Bourassa Blvd. Montreal Québec Canada H3A 2A5 (Address of principal executive offices) Pat Di Lillo, 514-397-2592 (telephone), 514-397-2537 (facsimile) 2020 Robert-Bourassa Blvd. Suite 200 Montreal Québec Canada H3A 2A5 (Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered Class A Voting Shares, without nominal or par value NYSE American LLC Securities registered or to be registered pursuant to Section 12(g) of the Act: None. Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None. The number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the Annual Report was: 10,242,911 Class A Voting Shares, without nominal or par value 7,717,970 Class B Multiple Voting Shares, without nominal or par value 0 Series A Preferred Shares, without nominal or par value, issuable in series Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
  • 2018-2019 Annual Report

    2018-2019 Annual Report

    2018-2019 annuAl report THE MONTREAL MUSEUM OF FINE ARTS CITED AS MODEL EXAMPLE IN THE OECD AND ICOM’S INTERNATIONAL GUIDE “The Organisation for Economic Co-operation and Development (OECD) and the International Council of Museums (ICOM) recognized the Montreal Museum of Fine Arts’ pioneering role in their guide launched in December 2018, Culture and Local Development: Maximising the Impact. Guide for Local Governments, Communities and Museums. This remarkable validation from two major international economic and cultural institutions will enable us to disseminate our message ever farther, so as to strengthen the role of culture and expand the definition of trailblazing museums, like the MMFA, that are fostering greater inclusion and wellness.” – Nathalie Bondil The Museum is cited in 5 of the 16 international case studies in the guide: a remarkable nod to our institution’s actions that stem from a humanist, innovative and inclusive vision. Below are a few excerpts from the publication that is available online at www.oedc.org: 1. Partnering for urban regeneration 3. Partnership for education: EducArt 5. Promoting inclusiveness, health and Regarding the MMFA’s involvement in creating the digital platform, Quebec, Canada well-being: A Manifesto for a Humanist Zone Éducation-Culture in 2016, in collaboration Launched in 2017 by the MMFA, EducArt gives Fine Arts Museum with Concordia University and the Ville de Montreal: secondary school teachers across the province access “As part of the Manifesto for a Humanist Fine “The project … has its roots in a common vision [of to an interdisciplinary approach to teaching the Arts Museum written by Nathalie Bondil,1 the the three institutions] to improve Montreal’s role as educational curriculum, based on the Museum’s MMFA has put forth a strong vision of the social a city of knowledge and culture.
  • Kaspien Holdings Inc. (Exact Name of Registrant As Specified in Charter)

    Kaspien Holdings Inc. (Exact Name of Registrant As Specified in Charter)

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 16, 2021 Kaspien Holdings Inc. (Exact Name of Registrant as Specified in Charter) New York 0-14818 14-1541629 (State or Other Jurisdiction of (Commission (I.R.S. Employer Identification No.) Incorporation) File Number) 2818 N. Sullivan Rd. Ste 30 Spokane, WA 99216 (Address of Principal Executive Offices, and Zip Code) (855) 300-2710 Registrant’s Telephone Number, Including Area Code Trans World Entertainment Corporation 38 Corporate Circle, Albany, New York 12203 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
  • Symbol Company Market Maker Market Maker Type Effective Date ACB AURORA CANNABIS INC. Canaccord Genuity Corp. (#033) Full 12/13/2016 ASO AVESORO RESOURCES INC

    Symbol Company Market Maker Market Maker Type Effective Date ACB AURORA CANNABIS INC. Canaccord Genuity Corp. (#033) Full 12/13/2016 ASO AVESORO RESOURCES INC

    Symbol Company Market Maker Market Maker Type Effective Date ACB AURORA CANNABIS INC. Canaccord Genuity Corp. (#033) Full 12/13/2016 ASO AVESORO RESOURCES INC. J Canaccord Genuity Corp. (#033) Full 12/13/2016 CNL CONTINENTAL GOLD INC. J Canaccord Genuity Corp. (#033) Full 12/13/2016 ECN ECN CAPITAL CORP. Canaccord Genuity Corp. (#033) Full 12/13/2016 FF FIRST MINING FINANCE CORP. Canaccord Genuity Corp. (#033) Full 12/13/2016 GCM GRAN COLOMBIA GOLD CORP. J Canaccord Genuity Corp. (#033) Full 12/13/2016 LAC LITHIUM AMERICAS CORP. J Canaccord Genuity Corp. (#033) Full 12/13/2016 LUC LUCARA DIAMOND CORP. J Canaccord Genuity Corp. (#033) Full 12/13/2016 NYX NYX GAMING GROUP LIMITED Canaccord Genuity Corp. (#033) Full 12/13/2016 SWY STORNOWAY DIAMOND CORPORATION J Canaccord Genuity Corp. (#033) Full 12/13/2016 USA AMERICAS SILVER CORPORATION J Canaccord Genuity Corp. (#033) Full 12/13/2016 WEED CANOPY GROWTH CORPORATION J Canaccord Genuity Corp. (#033) Full 12/13/2016 XRE ISHARES S&P/TSX CAPPED REIT INDEX ETF UN Canaccord Genuity Corp. (#033) Full 12/13/2016 CCX CANADIAN CRUDE OIL INDEX ETF CL 'A' UN CIBC World Markets Inc. (#079) Full 6/13/2017 CGL ISHARES GOLD BULLION ETF HEDGED UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 CIC FIRST ASSET CANBANC INCOME CLASS ETF CIBC World Markets Inc. (#079) Full 6/13/2017 CMR ISHARES PREMIUM MONEY MARKET ETF UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 DXM 1ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN CIBC World Markets Inc.
  • Autozone OFFERING MEMORANDUM San Antonio, Texas

    Autozone OFFERING MEMORANDUM San Antonio, Texas

    AutoZone OFFERING MEMORANDUM San Antonio, Texas Cassidyu Andrew Bogardus Christopher Sheldon Douglas Longyear Ed Colson, Jr. 415-677-0421 415-677-0441 415-677-0458 858-546-5423 [email protected] [email protected] [email protected] [email protected] Lic #00913825 Lic #01806345 Lic #00829911 TX Lic #635820 Disclaimer The information contained in this marketing brochure (“Materials”) is proprietary The information contained in the Materials has been obtained by Agent from sources and confidential. It is intended to be reviewed only by the person or entity receiving believed to be reliable; however, no representation or warranty is made regarding the the Materials from Cassidy Turley Northern California (“Agent”). The Materials are accuracy or completeness of the Materials. Agent makes no representation or warranty intended to be used for the sole purpose of preliminary evaluation of the subject regarding the Property, including but not limited to income, expenses, or financial property/properties (“Property”) for potential purchase. performance (past, present, or future); size, square footage, condition, or quality of the land and improvements; presence or absence of contaminating substances The Materials have been prepared to provide unverified summary financial, property, (PCB’s, asbestos, mold, etc.); compliance with laws and regulations (local, state, and and market information to a prospective purchaser to enable it to establish a preliminary federal); or, financial condition or business prospects of any tenant (tenants’ intentions level of interest in potential purchase of the Property. The Materials are not to be regarding continued occupancy, payment of rent, etc). A prospective purchaser must considered fact.
  • Fully Nnn Medical Office Building Investment

    Fully Nnn Medical Office Building Investment

    FULLY NNN MEDICAL OFFICE BUILDING INVESTMENT 16088 SAN PEDRO, SAN ANTONIO, TEXAS 78232 Teresa L. Corbin, CCIM Jim Lundblad Office: 210.366.2222 Office: 210.366.2222 Mobile: 210.241.4686 Mobile: 210.602.5401 9311 San Pedro, Suite 850 [email protected] [email protected] San Antonio, Texas 78216 endurasa.com THE PROPERTY FULLY NNN MEDICAL OFFICE BUILDING INVESTMENT 16088 SAN PEDRO, SAN ANTONIO, TEXAS 78232 This investment property offering is an opportunity for an investor to acquire an income producing medical office building on Highway 281, a major north/south commercial and commuter corridor within San Antonio. Nearby businesses include restaurants, hotels, retail, banks, self storage, assisted living facility, office parks and office buildings. The building was built in 1986 and renovated in 2012. It has excellent visibility and frontage along Hwy 281. There is an abundance of parking, (free surface parking). The 28,255 square foot medical building is 100% leased to one of San Antonio’s largest healthcare systems. The Property is nestled among many well established subdivisions. This well established area and has an estimated 2020 population of 243,817 within a five mile radius. During the last 10 years, the population grew by 16.4% within this radius and is projected to grow another 6.4% by the year 2025. The estimated households for 2020 is at 97,190 with a projected growth of 5.9% by the year 2025, totaling 102,910 households. This area is also home to 12,190 businesses within the five mile radius and has an estimated 118,329 employees.
  • Fidelity® Total Market Index Fund

    Fidelity® Total Market Index Fund

    Quarterly Holdings Report for Fidelity® Total Market Index Fund May 31, 2021 STI-QTLY-0721 1.816022.116 Schedule of Investments May 31, 2021 (Unaudited) Showing Percentage of Net Assets Common Stocks – 99.3% Shares Value Shares Value COMMUNICATION SERVICES – 10.1% World Wrestling Entertainment, Inc. Class A (b) 76,178 $ 4,253,780 Diversified Telecommunication Services – 1.1% Zynga, Inc. (a) 1,573,367 17,055,298 Alaska Communication Systems Group, Inc. 95,774 $ 317,970 1,211,987,366 Anterix, Inc. (a) (b) 16,962 838,941 Interactive Media & Services – 5.6% AT&T, Inc. 11,060,871 325,521,434 Alphabet, Inc.: ATN International, Inc. 17,036 805,292 Class A (a) 466,301 1,099,001,512 Bandwidth, Inc. (a) (b) 34,033 4,025,764 Class C (a) 446,972 1,077,899,796 Cincinnati Bell, Inc. (a) 84,225 1,297,065 ANGI Homeservices, Inc. Class A (a) 120,975 1,715,426 Cogent Communications Group, Inc. (b) 66,520 5,028,912 Autoweb, Inc. (a) (b) 6,653 19,028 Consolidated Communications Holdings, Inc. (a) 110,609 1,035,300 Bumble, Inc. 77,109 3,679,641 Globalstar, Inc. (a) (b) 1,067,098 1,707,357 CarGurus, Inc. Class A (a) 136,717 3,858,154 IDT Corp. Class B (a) (b) 31,682 914,343 Cars.com, Inc. (a) 110,752 1,618,087 Iridium Communications, Inc. (a) 186,035 7,108,397 DHI Group, Inc. (a) (b) 99,689 319,005 Liberty Global PLC: Eventbrite, Inc. (a) 114,588 2,326,136 Class A (a) 196,087 5,355,136 EverQuote, Inc.
  • Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page

    Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page

    Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page Reporting Issuers Default When a reporting issuer is noted in default, standardized codes (a number and, if applicable a letter, described in the legend below) will be appear in the column 'Nature of Default'. Every effort is made to ensure the accuracy of this list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. A reporting issuer’s management or insiders may be subject to a Management Cease Trade Order, but that order will NOT be shown on the list. Legend 1. The reporting issuer has failed to file the following continuous disclosure document prescribed by Alberta securities laws: (a) annual financial statements; (b) an interim financial report; (c) an annual or interim management's discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP); (d) an annual information form; (AIF); (e) a certification of annual or interim filings under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (NI 52-109); (f) proxy materials or a required information circular; (g) an issuer profile supplement on the System for Electronic Disclosure By Insiders (SEDI); (h) a material change report; (i) a written update as required after filing a confidential report of a material change; (j) a business acquisition report; (k) the annual oil and gas disclosure prescribed by National Instrument
  • Chantier D'innovation

    Chantier D'innovation

    Rapport annuel 2015–2016 CHANTIER D’INNOVATION RÔLE Le Centre national des Arts a été créé par le Parlement du Canada à titre de projet du Centenaire dans les années 1960, et a ouvert ses portes en 1969. Le CNA collabore avec des artistes et des organisations artistiques partout au Canada afin de créer une vibrante scène nationale dans le domaine des arts du spectacle, et agit comme catalyseur de la diffusion, de la création et de la transmission des savoirs d’un bout à l’autre du pays. Carrefour des plus grands talents créateurs canadiens, le CNA privilégie les choix audacieux dans chacun de ses volets de programmation : l’Orchestre du CNA, le Théâtre français, le Théâtre anglais et la Danse, sans oublier le festival Scène et CNA Présente, qui mettent en valeur des artistes canadiens, tant émergents qu’établis. Il est aux avant-postes en matière de programmation enfance-jeunesse et d’activités éducatives, procurant une formation aux artistes et des ressources aux enseignants des quatre coins du pays. Il fait aussi œuvre de pionnier dans l’utilisation des nouveaux médias en offrant du téléenseignement à des élèves et des jeunes artistes du monde entier, en créant des fichiers balados très prisés et en proposant un large éventail de concerts sur demande de l’Orchestre du CNA. Le CNA est le seul centre des arts de la scène multidisciplinaire bilingue au Canada, et l’un des plus grands établissements du genre au monde. OBLIGATION REDDITIONNELLE ET FINANCEMENT Le CNA relève du Parlement par l’entremise de la ministre du Patrimoine canadien.
  • BIRKS GROUP INC. Form 6-K Current Event Report Filed 2021-06-21

    BIRKS GROUP INC. Form 6-K Current Event Report Filed 2021-06-21

    SECURITIES AND EXCHANGE COMMISSION FORM 6-K Current report of foreign issuer pursuant to Rules 13a-16 and 15d-16 Amendments Filing Date: 2021-06-21 | Period of Report: 2021-06-21 SEC Accession No. 0001193125-21-194381 (HTML Version on secdatabase.com) FILER BIRKS GROUP INC. Mailing Address Business Address 2020 ROBERT BOURASSA 2020 ROBERT BOURASSA CIK:1179821| IRS No.: 000000000 | Fiscal Year End: 0331 SUITE 200 SUITE 200 Type: 6-K | Act: 34 | File No.: 001-32635 | Film No.: 211028137 MONTREAL A8 H3A 2A5 MONTREAL A8 H3A 2A5 SIC: 5944 Jewelry stores 514-397-2592 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2021 Commission file number: 001-32635 BIRKS GROUP INC. (Translation of Registrants name into English) 2020 Robert Bourassa Suite 200 Montreal, Québec Canada H3A 2A5 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. ☒ Form 20-F ☐ Form 40-F Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐ Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
  • Annual Report | December 31, 2020

    Annual Report | December 31, 2020

    Annual Report | December 31, 2020 Vanguard U.S. Stock Index Funds Mid-Capitalization Portfolios Vanguard Extended Market Index Fund Vanguard Mid-Cap Index Fund Vanguard Mid-Cap Growth Index Fund Vanguard Mid-Cap Value Index Fund Contents Your Fund’s Performance at a Glance ................ 1 About Your Fund’s Expenses......................... 2 Extended Market Index Fund ........................ 5 Mid-CapIndexFund.................................31 Mid-CapGrowthIndexFund.........................57 Mid-CapValueIndexFund...........................77 Please note: The opinions expressed in this report are just that—informed opinions. They should not be considered promises or advice. Also, please keep in mind that the information and opinions cover the period through the date on the front of this report. Of course, the risks of investing in your fund are spelled out in the prospectus. Your Fund’s Performance at a Glance • Returns for the 12 months ended December 31, 2020, returns for the three Vanguard Mid-Cap Index Funds ranged from 2.43% for Investor Shares of Vanguard Mid-Cap Value Index Fund to 34.48% for Admiral Shares of Vanguard Mid-Cap Growth Index Fund. Vanguard Extended Market Index Fund, which includes both small- and mid-capitalization holdings, returned about 32%. Each fund closely tracked its target index. • The emergence of COVID-19 in early 2020 turned into a global health crisis, and aggressive attempts to contain it resulted in a sharp downturn in economic activity. Unemployment spiked, and sectors where social distancing isn't possible were hit hard. Stocks initially plummeted as infections surged, but they finished the year significantly higher, thanks in part to rapid and robust monetary and fiscal action by policymakers and the rollout of COVID-19 vaccines as the year drew to a close.
  • Fidelity® Nasdaq Composite Index® Fund

    Fidelity® Nasdaq Composite Index® Fund

    Fidelity® Nasdaq Composite Index® Fund Semi-Annual Report May 31, 2021 Contents Note to Shareholders 3 Investment Summary 4 Schedule of Investments 6 Financial Statements 85 Notes to Financial 89 Statements Shareholder Expense 97 Example Board Approval of 98 Investment Advisory Contracts and Management Fees Liquidity Risk 106 Management Program To view a fund’s proxy voting guidelines and proxy voting record for the 12-month period ended June 30, visit http://www.fidelity.com/proxyvotingresults or visit the Securities and Exchange Commission’s (SEC) web site at http://www.sec.gov. You may also call 1-800-544-8544 to request a free copy of the proxy voting guidelines. Nasdaq®, OMX®, NASDAQ OMX®, Nasdaq Composite®, and The Nasdaq Stock Market®, Inc. are registered trademarks of The NASDAQ OMXGroup, Inc. (which with its Affiliates are the Corporations) and are licensed for use by Fidelity. The product has not been passed on by the Corporations as to its legality or suitability. The product is not issued, endorsed or sold by the Corporations. The Corporations make no warranties and bear no liability with respect to shares of the product. Standard & Poor’s, S&P and S&P 500 are registered service marks of The McGraw-Hill Companies, Inc. and have been licensed for use by Fidelity Distributors Corporation. Other third-party marks appearing herein are the property of their respective owners. All other marks appearing herein are registered or unregistered trademarks or service marks of FMR LLC or an affiliated company. © 2021 FMR LLC. All rights reserved. This report and the financial statements contained herein are submitted for the general information of the shareholders of the Fund.