List of Section 13F Securities Third Quarter FY 2020 Copyright (c) 2020 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of September 15, 2020, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending September 30, 2020. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder. Features (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled “STATUS.” The word “ADDED” in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word “DELETED” in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list. (2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSIP number immediately below the name of the security having the option. A manager reporting holdings of options on its Form13F should use the CUSIP number of the underlying securities to which the option relates. CUSIP descriptions and numerical identification date (copyright 1969 through 2020, American Bankers Association) are used with permission. All rights are reserved. Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 1 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS B38564 10 8 * EURONAV NV SHS B38564 90 8 EURONAV NV CALL B38564 95 8 EURONAV NV PUT C15396 AB 7 CANADIAN SOLAR INC DEBT 2.500%10/0 ADDED D18190 89 8 * DEUTSCHE BANK A G NAMEN AKT D18190 90 8 DEUTSCHE BANK A G CALL D18190 95 8 DEUTSCHE BANK A G PUT F21107 10 1 * CONSTELLIUM SE CL A SHS F21107 90 1 CONSTELLIUM SE CALL F21107 95 1 CONSTELLIUM SE PUT G00748 12 2 ACON S2 ACQUISITION CORP UNIT 09/15/2027 ADDED G0083D 10 4 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 ADDED G0083D 11 2 ACE CONVERGENCE ACQU CORP UNIT 99/99/9999 ADDED G0083D 12 0 ACE CONVERGENCE ACQU CORP CL A ADDED G0084W 10 1 * ADIENT PLC ORD SHS G0084W 90 1 ADIENT PLC CALL G0084W 95 1 ADIENT PLC PUT G01125 10 6 * AFYA LTD CL A COM G01125 90 6 AFYA LTD CALL G01125 95 6 AFYA LTD PUT G0120M 10 9 AGBA ACQUISITION LTD SHS G0120M 11 7 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M 12 5 AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M 13 3 AGBA ACQUISITION LTD UNIT 05/10/2024 G0132V 10 5 AGM GROUP HOLDINGS INC SHS CL A G0176J 10 9 * ALLEGION PLC ORD SHS G0176J 90 9 ALLEGION PLC CALL G0176J 95 9 ALLEGION PLC PUT G01767 10 5 * ALKERMES PLC SHS G01767 90 5 ALKERMES PLC CALL G01767 95 5 ALKERMES PLC PUT G0232J 10 1 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J 11 9 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J 12 7 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 2 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G0250X 10 7 * AMCOR PLC ORD G0250X 90 7 AMCOR PLC CALL G0250X 95 7 AMCOR PLC PUT G02602 10 3 * AMDOCS LTD SHS G02602 90 3 AMDOCS LTD CALL G02602 95 3 AMDOCS LTD PUT G0335L 20 1 * AMIRA NATURE FOODS LTD SHS NEW DELETED G0335L 90 1 AMIRA NATURE FOODS LTD CALL DELETED G0335L 95 1 AMIRA NATURE FOODS LTD PUT DELETED G037AX 10 1 * AMBARELLA INC SHS G037AX 90 1 AMBARELLA INC CALL G037AX 95 1 AMBARELLA INC PUT G0403H 10 8 * AON PLC SHS CL A G0403H 90 8 AON PLC CALL G0403H 95 8 AON PLC PUT G04415 10 8 ANDINA ACQUISITION CORP III SHS G04415 11 6 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415 12 4 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415 13 2 ANDINA ACQUISITION CORP III RIGHT 10/01/2025 G0450A 10 5 * ARCH CAP GROUP LTD ORD G0450A 90 5 ARCH CAP GROUP LTD CALL G0450A 95 5 ARCH CAP GROUP LTD PUT G04553 10 6 ARCO PLATFORM LTD COM CL A G04561 11 7 ARCLIGHT CLEAN TRANSITION CO UNIT 09/21/2025 ADDED G0457F 10 7 * ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F 90 7 ARCOS DORADOS HOLDINGS INC CALL G0457F 95 7 ARCOS DORADOS HOLDINGS INC PUT G0464B 10 7 * ARGO GROUP INTL HLDGS LTD COM G0464B 90 7 ARGO GROUP INTL HLDGS LTD CALL G0464B 95 7 ARGO GROUP INTL HLDGS LTD PUT G05155 10 9 ASCENDANT DIGITAL ACQUISITIO COM CL A ADDED G05155 11 7 ASCENDANT DIGITAL ACQUISITIO *W EXP 07/28/202 ADDED G05155 12 5 ASCENDANT DIGITAL ACQUISITIO UNIT 99/99/9999 ADDED G0535E 10 6 ASIA PACIFIC WIRE & CABLE CO ORD Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 3 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G05436 12 9 ASPIRATIONAL CONSUMER LIFEST UNIT 99/99/9999 ADDED G0585R 10 6 * ASSURED GUARANTY LTD COM G0585R 90 6 ASSURED GUARANTY LTD CALL G0585R 95 6 ASSURED GUARANTY LTD PUT G0602B 10 0 ATIF HOLDINGS LIMITED SHS G06207 11 5 * ATLAS FINANCIAL HOLDINGS INC SHS NEW DELETED G06207 90 5 ATLAS FINANCIAL HOLDINGS INC CALL DELETED G06207 95 5 ATLAS FINANCIAL HOLDINGS INC PUT DELETED G06242 10 4 * ATLASSIAN CORP PLC CL A G06242 90 4 ATLASSIAN CORP PLC CALL G06242 95 4 ATLASSIAN CORP PLC PUT G0684D 10 7 * ATHENE HOLDING LTD CL A G0684D 90 7 ATHENE HOLDING LTD CALL G0684D 95 7 ATHENE HOLDING LTD PUT G0692U 10 9 * AXIS CAP HLDGS LTD SHS G0692U 90 9 AXIS CAP HLDGS LTD CALL G0692U 95 9 AXIS CAP HLDGS LTD PUT G07025 20 1 AURIS MEDICAL HOLDING LTD SHS G0750C 10 8 * AXALTA COATING SYS LTD COM G0750C 90 8 AXALTA COATING SYS LTD CALL G0750C 95 8 AXALTA COATING SYS LTD PUT G0750W 20 3 * AXOVANT SCIENCES LTD COM G0750W 90 3 AXOVANT SCIENCES LTD CALL G0750W 95 3 AXOVANT SCIENCES LTD PUT G0751N 10 3 * ATLANTICA SUSTAINABLE INFR P SHS G0751N 90 3 ATLANTICA SUSTAINABLE INFR P CALL G0751N 95 3 ATLANTICA SUSTAINABLE INFR P PUT G0772R 20 8 BANK OF NT BUTTERFIELD&SON L SHS NEW G0891M AA 4 BAOZUN INC DEBT 1.625% 5/0 G10830 10 0 BEYONDSPRING INC SHS G10970 AA 2 BILIBILI INC DEBT 1.250% 6/1 G11056 AA 9 BEST INC DEBT 1.750%10/0 G1117K 10 6 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 DELETED G1117K 11 4 BIOCERES CROP SOLUTIONS CORP SHS Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 4 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G11196 10 5 * BIOHAVEN PHARMACTL HLDG CO L COM G11196 90 5 BIOHAVEN PHARMACTL HLDG CO L CALL G11196 95 5 BIOHAVEN PHARMACTL HLDG CO L PUT G1151C 10 1 * ACCENTURE PLC IRELAND SHS CLASS A G1151C 90 1 ACCENTURE PLC IRELAND CALL G1151C 95 1 ACCENTURE PLC IRELAND PUT G1329V 10 6 BLUE HAT INTERACTIVE ENTMT T SHS G1466B 10 3 BORQS TECHNOLOGIES INC SHS G1466R 20 7 BORR DRILLING LTD SHS G14838 10 9 * MIMECAST LTD ORD SHS G14838 90 9 MIMECAST LTD CALL G14838 95 9 MIMECAST LTD PUT G1611B 10 7 BROOGE ENERGY LTD SHS G1611B 11 5 BROOGE ENERGY LTD *W EXP 12/20/202 G16234 10 9 * BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234 90 9 BROOKFIELD BUSINESS PARTNERS CALL G16234 95 9 BROOKFIELD BUSINESS PARTNERS PUT G16249 10 7 * BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249 90 7 BROOKFIELD PROPERTY PARTRS L CALL G16249 95 7 BROOKFIELD PROPERTY PARTRS L PUT G16252 10 1 * BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252 90 1 BROOKFIELD INFRAST PARTNERS CALL G16252 95 1 BROOKFIELD INFRAST PARTNERS PUT G16258 10 8 * BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258 90 8 BROOKFIELD RENEWABLE PARTNER CALL G16258 95 8 BROOKFIELD RENEWABLE PARTNER PUT G1643W 10 3 BRILLIANT ACQUISITION CORP UNIT 12/31/2020 G1643W 11 1 BRILLIANT ACQUISITION CORP SHS ADDED G1643W 12 9 BRILLIANT ACQUISITION CORP *W EXP 03/31/202 ADDED G1643W 13 7 BRILLIANT ACQUISITION CORP RIGHT 99/99/9999 ADDED G16962 10 5 * BUNGE LIMITED COM G16962 90 5 BUNGE LIMITED CALL G16962 95 5 BUNGE LIMITED PUT G1702T 13 2 BURGUNDY TECHNOLOGY ACQU COR UNIT 08/26/2025 ADDED Run Date: 10/2/2020 ** List of Section 13F Securities ** Page 5 Run Time: 6:24 Year: 2020 Qtr: 3 IVM001 CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS G1739V 11 8 BROADSTONE ACQUISITION CORP UNIT 99/99/9999 ADDED G1757E 11 3 CALEDONIA MNG CORP PLC SHS NEW G17766 10 9 CAMBIUM NETWORKS CORP SHS G1890L 10 7 * CAPRI HOLDINGS LIMITED SHS G1890L 90 7 CAPRI HOLDINGS LIMITED CALL G1890L 95 7 CAPRI HOLDINGS LIMITED PUT G1991C 10 5 * CARDTRONICS PLC SHS CL A G1991C 90 5 CARDTRONICS PLC CALL G1991C 95 5 CARDTRONICS PLC PUT G1992Y 10 6 CC NEUBERGER PRINCIPAL HLDNG UNIT 99/99/9999 G1992Y 11 4 CC NEUBERGER PRINCIPAL HLDNG COM G1992Y 12 2 CC NEUBERGER PRINCIPAL HLDNG *W EXP 99/99/999