List of Mutual Funds Cayman Islands Monetary Authority P.O
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Disruptive Regulation: a Secular Investment Opportunity
FEATURED SOLUTION PIMCO Alternatives Disruptive Regulation: A Secular Investment Opportunity AUTHORS It’s been nearly a decade since the global financial crisis Christian Stracke prompted an onslaught of regulations intended to Managing Director Global Head, Credit Research abolish excessive risk-taking and make the financial Tom Collier system safer. Yet the implementation of reforms – and Executive Vice President their disruptive effect on financial business models – Product Manager will peak only over the next few years. As Dodd-Frank and Basel regulations come into force and a further wave of regulatory reform is announced, we believe banks will exit more non-core businesses, specific funding gaps will become more acute and dislocations between public and private markets will become more frequent. Each will create investment opportunities for less constrained and patient capital to capture economic profits being ceded by banks. The lengthy process of financial sector reform is not a surprise given its complexity. Passed in July 2010, for instance, the Dodd-Frank Wall Street Reform and Consumer Protection Act runs to more than 350,000 words. Many details were left to administrators to define – and at the end of 2015, fewer than 60% had been implemented. Basel III regulations, intended to increase liquidity and decrease leverage at banks, were published in late 2009, but will not be fully implemented until 2019. Bankers are already fretting over “Basel IV,” a collection of rules being contemplated that would tighten the screws even further. 2 Featured Solution August 2016 For banks, the cost of Although most banks have increased their capital significantly, they face intense shareholder new regulations is high pressure to improve returns on capital. -
PIMCO Total Return Fund Institutional Class
PIMCO Total Return Fund Institutional Class AS OF MARCH 31, 2012 TICKER: PTTRX FUND INVESTMENT OBJECTIVE ASSET CLASS The investment seeks maximum total return, consistent with preservation of capital and prudent investment management. The fund normally invests at Taxable Bond least 65% of its total assets in a diversified portfolio of Fixed Income Instruments of varying maturities, which may be represented by forwards or derivatives such as options, futures contracts, or swap agreements. It invests primarily in investment-grade debt securities, but may invest up to 10% of MORNINGSTAR CATEGORY total assets in high-yield securities ("junk bonds"). The fund may invest up to 15% of its total assets in securities and instruments that are economically Intermediate-Term Bond tied to emerging market countries. FUND VOLATILITY (RISK) Beta (3-Yr.): 0.84* Standard Deviation (3-Yr.): 3.72% PORTFOLIO COMPOSITION *Calculated against BarCap US Agg Bond TR USD. Beta is a means of measuring the volatility of a TOP HOLDINGS (12/31/11) ASSET TYPES (12/31/11) security in comparison with the market as a whole. FNMA 4.5% TBA 8.41% Stocks 0.45% | Bonds 153.93% | Cash -52.71% | Other -1.67% A beta of 1 indicates that the security’s price has moved with the market. A beta of more or less than 1 FNMA 4% TBA 7.70% indicates that the security’s price will be more or less PIMCO Short-Term Floating NAV Fund 7.06% CREDIT QUALITY BREAKDOWN (03/31/12) volatile, respectively, than the market. Fin Fut Us 5yr Cbt 03/30/12 6.63% Breakdown is not available for this fund. -
Form ADV Part 2A – Disclosure Brochure
Prosperity Advisory Group LLC Form ADV Part 2A – Disclosure Brochure Effective: October 12, 2020 This Form ADV Part 2A (“Disclosure Brochure”) provides information about the qualifications and business practices of Prosperity Advisory Group LLC (“PAG” or the “Advisor”). If you have any questions about the content of this Disclosure Brochure, please contact the Advisor at (585) 381-5900. PAG is a Registered Investment Advisor with the U.S. Securities and Exchange Commission (“SEC”). The information in this Disclosure Brochure has not been approved or verified by the SEC or by any state securities authority. Registration of an investment advisor does not imply any specific level of skill or training. This Disclosure Brochure provides information about PAG to assist you in determining whether to retain the Advisor. Additional information about PAG and its Advisory Persons is available on the SEC’s website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 310720. Prosperity Advisory Group LLC 50 Square Drive, Suite 220, Victor, NY 14564 Phone: (585) 381-5900 * Fax: (585) 381-0478 https://prosperityadv.com Item 2 – Material Changes Form ADV 2 is divided into two parts: Part 2A (the "Disclosure Brochure") and Part 2B (the "Brochure Supplement"). The Disclosure Brochure provides information about a variety of topics relating to an Advisor’s business practices and conflicts of interest. The Brochure Supplement provides information about the Advisory Persons of PAG. PAG believes that communication and transparency are the foundation of its relationship with Clients and will continually strive to provide you with complete and accurate information at all times. -
Hedge Fund Standards Board
Annual Report 2018 Established in 2008, the Standards Board for Alternative Investments (Standards Board or SBAI), (previously known as the Hedge Fund Standards Board (HFSB)) is a standard-setting body for the alternative investment industry and custodian of the Alternative Investment Standards (the Standards). It provides a powerful mechanism for creating a framework of transparency, integrity and good governance to simplify the investment process for managers and investors. The SBAI’s Standards and Guidance facilitate investor due diligence, provide a benchmark for manager practice and complement public policy. The Standards Board is a platform that brings together managers, investors and their peers to share areas of common concern, develop practical, industry-wide solutions and help to improve continuously how the industry operates. 2 Table of Contents Contents 1. Message from the Chairman ............................................................................................................... 5 2. Trustees and Regional Committees .................................................................................................... 8 Board of Trustees ................................................................................................................................ 8 Committees ......................................................................................................................................... 8 3. Key Highlights ................................................................................................................................... -
Career Services Surveys the College of Arts and Sciences Graduating Class to Gather Information About Their Post-Graduation Plans
College of Arts & Sciences Undergraduate Class of 2013 Career Plans Survey Report Each year Career Services surveys the College of Arts and Sciences graduating class to gather information about their post-graduation plans. This report summarizes the responses from December 2012, May and August 2013 Bachelor of Arts degree recipients. CONTENTS Section Page Summary 2 Salary Information by Student Demographic 3 Signing Bonuses and Relocation Expenses 3 Interviews, Offers, and Top Employers/Graduate Schools 4 Geographic Locations for U.S. and International Students 5 Undergraduate Salaries by Industry 7 Undergraduate Salaries by Job Type 8 Full-Time Employment & Graduate Studies by Major 10 Employers Hiring Graduates by Industry and Major 42 Methodology Students were asked via several e-mail requests during Spring 2013 to complete an online version of the Career Plans Survey. Follow-up emails were sent between May and November 2013 to those students who had not responded or had previously indicated they were “still seeking.” A total of 1,216 surveys were returned, resulting in a 76% response rate. Prepared in December 2013 by: Claire Klieger, Senior Associate Director Tatiana Vasilikioti, Student Assistant Career Services. McNeil Building. Suite 20. www.vpul.upenn.edu/careerservices/ 1 CAREER PLANS SURVEY College of Arts and Sciences - Class of 2013 PRIMARY POST -GRAD PLANS, 201 3 Primary Post-Grad Plans, 2013 College of Arts & Sciences Seeking Full-Time Employed 60% 731 Seeking Grad Employment School Intern/Short-Term 7% 89 5% 2% Part-Time Employment 2% 21 Graduate School 20% 248 Education Other Education 2% 27 2% Seeking Graduate School 2% 25 Graduate School Seeking Employment 5% 63 20% Other/Travel 1% 10 Full-Time Employed Number of degrees awarded: 1,597 Other 60% Number of surveys returned: 1,216 1% Response Rate: 76% Of students who reported they were full-time employed, 73% Part-Time received guidance from a Career Services Advisor. -
JP Morgan Investment Management Inc. | Client Relationship Summary
J.P. MORGAN INVESTMENT MANAGEMENT INC. JULY 9, 2021 Client Relationship Summary The best relationships are built on trust and transparency. That’s why, at J.P. Morgan Investment Management Inc. (“JPMIM”, “our”, “we”, or “us”), we want you to fully understand the ways you can invest with us. This Form CRS gives you important information about our wrap fee programs, short-term fixed income and private equity separately managed accounts (“SMAs”). We are registered with the Securities and Exchange Commission (“SEC”) as an investment adviser. Brokerage and investment advisory services and fees differ, and it is important for retail investors (“you”) to understand the differences. Free and simple tools are available for you to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing. WHAT INVESTMENT SERVICES AND ADVICE CAN YOU PROVIDE ME? We have minimum account requirements, and for Private Equity SMAs, Wrap Fee and Other Similar Managed Account Programs clients must generally satisfy certain investor sophistication requirements. We offer investment advisory services to retail investors through SMAs More detailed information about our services is available at available within wrap fee and other similar managed account programs. www.jpmorgan.com/form-crs-adv. These programs are offered by certain financial institutions, including our affiliates ("Sponsors"). Depending on the SMA strategy, these accounts invest in individual securities (such as stocks and bonds), exchange-traded funds CONVERSATION STARTERS (“ETFs”) and/or mutual funds. Throughout this Client Relationship Summary we’ve included When we act as your discretionary investment manager, you give us “Conversation Starters.” These are questions that the SEC thinks you authority to make investment and trading decisions for your account without should consider asking your financial professional. -
April 2020 Monthly Update
Sustainable Technology and Infrastructure Monthly Market Update // April 2020 Performance of Key Market Indices(1) 60.0% 40.0% 20.0% 16.4% 9.8% 0.0% (1.1%) (20.0%) (8.5%) (40.0%) Apr-19 Jun-19 Aug-19 Oct-19 Dec-19 Feb-20 Apr-20 NASDAQ Clean Edge Green Energy Dow Jones Industrial Average NASDAQ Composite S&P 500 Index Performance(1) April Ending Versus April YTD CY 2019 52 Wk High 52 Wk Low Dow Jones Industrial Average 11.1% (14.7%) 22.3% (17.6%) 30.9% NASDAQ Composite 15.4% (0.9%) 35.2% (9.4%) 29.6% S&P 500 12.7% (9.9%) 28.9% (14.0%) 30.2% NASDAQ Clean Edge Green Energy 21.8% (1.6%) 40.7% (21.0%) 44.6% Notable Recent Transactions & Capital Raises Target Acquirer Transaction Description Lime, a provider of micro-mobility products, acquired the IP and Boosted Lime assets of Boosted, a provider of electric skateboards, for an undisclosed sum First State Investments, an Australia-based infrastructure investor, M&A First State MVV Energie acquired a 45.1% interest in MVV Energie, a Germany-based Transactions Investments energy provider, for €753mm ($816mm) Nippon Nippon Suisan (Europe) and Marubeni jointly acquired a 67% Danish Suisan interest in Danish Salmon, an operator of a salmon farming Salmon business that specializes in the implementation of a recirculating Marubeni aquaculture system, for an undisclosed sum Company Transaction Description Kurly, a Korea-based developer of an online grocery delivery platform, raised a Kurly $150mm round led by Sequoia Capital, Hillhouse Capital and DST Global Capital Nio, a China-based electric vehicle manufacturer, raised a $1bn round led by Hefei Raises Nio Construction Investment Holding and New Technology Industrial Investment Co. -
Download/Esm 2015.Pdf
EUROPEAN DIGITAL Digital Insight 05/2016 FORUM From Startup digitalGrowing to insights Scale-Up Europe’s Digital Economy By Sergey Filippov and Paul Hofheinz D Dr Sergey Filippov is associate director of the Lisbon Council. Paul Hofheinz is president and co-founder of the Lisbon Council. The authors would like Europe’s performance in terms of new business creation is much better than to thank Eduardo Salido many people think. According to Eurostat, the European Union’s flagship and the research team at Telefónica and Wayra, statistical agency, 2.3 million new enterprises came to life in the EU in 2012 Telefónica’s startup alone, creating around 3.5 million new jobs. And in 2014, the latest year for which accelerator, as well as Ulrich Grabenwarter of statistics are available, there were more enterprise births than deaths in Europe, the European Investment a key measure of entrepreneurial drive.1 Many policymakers across Europe have Fund and Marjut embraced entrepreneurship and put in place ambitious programmes to help Santoni of the European 2 Investment Bank, for local entrepreneurs start new businesses. And entrepreneurs have responded inspiring discussions in kind, uniting to launch a host of viable new initiatives and teaming up into an and incisive comments 3 on an early draft. For astonishing array of new startup-driven advocacy groups and associations. a list of additional experts consulted and However, increasing the number of new firms is only part of what might or might interviewed, 4 see page 30. Any errors not eventually count as success. And while Europe can rightly report progress in of fact or judgement some areas, there is still one place where Europe lags rather severely behind: not are the authors’ sole responsibility. -
Member Directory
Member Directory MFA Fund Manager members represent the full spectrum hedge fund and alternative investment strategies including:* Long/Short Event-Driven Credit Distressed Equity Multi- Managed Quantitative Volatility Strategy Futures/CTA Trading *List is not exhaustive FOUNDERS COUNCIL Anchorage Capital Group, LLC Lone Pine Capital LLC AQR Capital Management, LLC Millennium Management LLC Balyasny Asset Management, LP Moore Capital Management, LP Citadel LLC Point72 Asset Management, L.P. Davidson Kempner Capital Management LP Renaissance Technologies LLC Elliott Investment Management L.P. The D. E. Shaw group HBK Capital Management Two Sigma Investments, LP King Street Capital Management Viking Global Investors LP SUSTAINING MEMBERS – FUND MANAGER Abrams Capital Axonic Capital LLC Alphadyne Asset Management LP Bain Capital Credit and Public Equities Angelo, Gordon & Co., L.P. Baker Brothers Advisors Assured Investment Management Baupost Group, LLC BlackRock Alternative Investors IONIC Capital Management LLC Bracebridge Capital, LLC Junto Capital Management LP Bridgewater Associates, LP. Kensico Capital Management Brigade Capital Management, LP Kepos Capital LP Cadian Capital Management Kingdon Capital Management, LLC Campbell & Company, LP Laurion Capital Management LP Capula Investment Management LLP Magnetar Capital LLC CarVal Investors Man Group Casdin Capital Marathon Asset Management, L.P. Castle Hook Partners LP Marshall Wace North America LP Centerbridge Partners, L.P. Melvin Capital CIFC Asset Management Meritage Group LP Coatue Management LLC Millburn Ridgeeld Corporation D1 Capital Partners MKP Capital Management Diameter Capital Partners LP Monarch Alternative Capital LP EJF Capital, LLC Napier Park Global Capital Element Capital Management LLC One William Street Capital Management LP Eminence Capital, LP P. Schoenfeld Asset Management LP Empyrean Capital Partners, LP Palestra Capital Management LLC Emso Asset Management Limited Paloma Partners Management Company ExodusPoint Capital Management, LP PAR Capital Management, Inc. -
"RICI" Commodity Fund Ltd. Registered 12-Jun-2008 1620824 100 Acre Digital Asset Offshore Fund, Ltd
List of Mutual Funds Cayman Islands Monetary Authority P.O. Box 10052 171 Elgin Avenue, SIX Cricket Square Grand Cayman, KY1-1001 CAYMAN ISLANDS Licence # Mutual Fund Name Registration Type Licence Date 15279 "RICI" Commodity Fund Ltd. Registered 12-Jun-2008 1620824 100 Acre Digital Asset Offshore Fund, Ltd. Registered 03-Apr-2020 1337361 1060 Capital Opportunity Fund, Ltd. Registered 01-Jan-2017 1612645 11 Capital Master Fund LP Master Fund 21-Feb-2020 1612601 11 Capital Offshore Fund Ltd Registered 21-Feb-2020 583634 12 West Capital Fund Ltd Registered 30-Sep-2011 649736 12 West Capital Offshore Fund LP Master Fund 22-Feb-2013 1637226 140 Summer Partners Master Fund LP Master Fund 05-Jun-2020 1637204 140 Summer Partners Offshore Ltd. Registered 05-Jun-2020 1629865 162 SPC Registered 21-Apr-2020 1613614 1798 Adapt Fund Ltd Registered 28-Feb-2020 1613673 1798 Adapt Master Fund Ltd Master Fund 28-Feb-2020 1343915 1798 Bear Convexity Master Fund Ltd Master Fund 31-Jan-2017 1304741 1798 Center Master Fund Ltd Master Fund 30-Jun-2016 1322580 1798 Credit Convexity Fund Ltd Registered 27-Sep-2016 1322591 1798 Credit Convexity Master Fund Ltd Master Fund 27-Sep-2016 1343904 1798 Event Convexity Fund Ltd Registered 31-Jan-2017 14237 1798 Fundamental Strategies Fund Ltd Registered 16-Nov-2007 1514601 1798 Q Fund Ltd Registered 31-Oct-2018 1514634 1798 Q Master Fund Ltd Master Fund 31-Oct-2018 1471422 1798 TerreNeuve Fund Ltd Registered 29-Mar-2018 1481992 1798 TerreNeuve Master Fund Ltd Master Fund 29-Mar-2018 6845 1798 UK Small Cap Best Ideas Fund Ltd Registered 08-Aug-2003 1563461 1798 US Consumer Fund Ltd Registered 01-Aug-2019 1563531 1798 US Consumer Master Fund Ltd Master Fund 01-Aug-2019 1278351 1798 Volantis Catalyst Fund II Ltd Registered 15-Feb-2016 633566 1798 Volantis Catalyst Fund Ltd Registered 23-Jul-2012 5584 1798 Volantis Fund Ltd Registered 02-May-2002 1438393 17K South Cayman, LLC Registered 28-Sep-2017 4325 1818 Master Partners, Ltd. -
D1 Capital Partners Onshore LP Form D/A Filed 2021-07-09
SECURITIES AND EXCHANGE COMMISSION FORM D/A Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act. [amend] Filing Date: 2021-07-09 SEC Accession No. 0000902664-21-003409 (HTML Version on secdatabase.com) FILER D1 Capital Partners Onshore LP Mailing Address Business Address 9 WEST 57TH STREET 9 WEST 57TH STREET CIK:1745259| IRS No.: 000000000 | State of Incorp.:DE 36TH FLOOR 36TH FLOOR Type: D/A | Act: 33 | File No.: 021-316776 | Film No.: 211081659 NEW YORK NY 10019 NEW YORK NY 10019 212-390-9100 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0076 Washington, D.C. 20549 June 30, Expires: FORM D 2012 Estimated average burden hours per 4.00 Notice of Exempt Offering of Securities response: 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) ☒ None Entity Type 0001745259 ☐Corporation Name of Issuer ☒ Limited Partnership D1 Capital Partners Onshore LP ☐ Limited Liability Company Jurisdiction of Incorporation/ Organization ☐ General Partnership DELAWARE ☐ Business Trust Year of Incorporation/Organization ☐Other ☐ Over Five Years Ago ☒ Within Last Five Years (Specify Year) 2018 ☐ Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer D1 Capital Partners Onshore LP Street Address 1 Street Address 2 9 WEST 57TH STREET 36TH FLOOR City State/Province/Country ZIP/Postal Code Phone No. of Issuer NEW YORK NEW YORK 10019 212-390-9100 3. -
Consolidated Financial Statements
CONSOLIDATED FINANCIAL STATEMENTS Ironwood Institutional Multi-Strategy Fund LLC Year Ended April 30, 2021 With Report of Independent Registered Public Accounting Firm This page is intentionally left blank. Ironwood Institutional Multi-Strategy Fund LLC Consolidated Financial Statements Year Ended April 30, 2021 Contents Report of Independent Registered Public Accounting Firm ........................................................... 1 Consolidated Statement of Assets and Liabilities ........................................................................... 2 Consolidated Schedule of Investments ........................................................................................... 3 Consolidated Statement of Operations............................................................................................ 7 Consolidated Statements of Changes in Net Assets ....................................................................... 8 Consolidated Statement of Cash Flows .......................................................................................... 9 Consolidated Financial Highlights ................................................................................................ 10 Notes to Consolidated Financial Statements................................................................................. 11 Supplemental Information (unaudited) This page is intentionally left blank. Ernst & Young LLP Tel: +1 312 879 2000 155 North Wacker Drive Fax: +1 312 879 4000 Chicago, IL 60606-1787 ey.com Report of Independent Registered