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267 ANNUAL REPORT 2014 KASIKORNBANK REFERENCE INFORMATION KASIKORNBANK PUBLIC COMPANY LIMITED conducts commercial banking business, securities business, and other related business under the Financial Institution Business Act, Securities and Exchange Act and other related regulations. Head Office : 1 Soi Rat Burana 27/1, Rat Burana Road, Rat Burana Sub-District, Rat Burana District, Bangkok 10140, Thailand Company Registration Number : 0107536000315 (formerly PLC 105) Telephone : +662-2220000 Fax : +662-4701144-5 K-Contact Center (Personal) : +662-8888888 Press 1 Thai, Press 2 Mandarin, Press 3 English, Press 4 Japanese, Press 5 Myanmar K-BIZ Contact Center (Business) : +662-8888822 Press 1 Thai, Press 2 Mandarin, Press 3 English, Press 4 Japanese, Press 5 Myanmar SWIFT : KASITHBK E-mail : [email protected] Website : www.kasikornbank.com Names, Offices, Telephone and Fax Numbers of Referenced Entities Registrar - Ordinary Shares : Thailand Securities Depository Company Limited 62 The Stock Exchange of Thailand Building, Ratchadaphisek Road, Klong Toei District, Bangkok 10110, Thailand Tel. +662-2292800 Fax +662-3591259 TSD Call Center: +662-2292888 e-mail: [email protected] Website: www.tsd.co.th - KASIKORNBANK PCL Subordinated Debentures : KASIKORNBANK PUBLIC COMPANY LIMITED No. 1/2010, due for redemption in 2020 1 Soi Rat Burana 27/1, Rat Burana Road, - KASIKORNBANK PCL Subordinated Debentures Rat Burana Sub-District, Rat Burana District, Bangkok 10140, Thailand No. 1/2012, due for redemption in 2022 Tel. +662-2220000 Fax +662-4701144-5 - Subordinated Instruments intended to qualify as Tier 2 Capital of KASIKORNBANK PCL No. 1/2014 due 2025 - KASIKORNBANK PCL 8 1/4% Subordinated : The Bank of New York Mellon, One Wall Street New York, N.Y. 10286 U.S.A. Bonds due 2016 Tel. (1) (212) 495 1784 Fax (1) (212) 635 1799 - KASIKORNBANK PCL 3.0% Bonds due 2018 : The Bank of New York Mellon, acting through its London branch - KASIKORNBANK PCL 3.5% Bonds due 2019 40th Floor, One Canada Square London E14 5AL, United Kingdom Auditors : Mr. Supot Singhasaneh, CPA No. 2826 Mr. Nirand Lilamethwat, CPA No. 2316 Ms. Wilai Buranakittisopon, CPA No. 3920 KPMG Phoomchai Audit Limited Empire Tower, 50th- 51st Floor, 1 South Sathorn Road, Yannawa, Sathorn District, Bangkok 10120, Thailand Tel. +662-6772000 Fax +662-6772222 Legal Adviser : Dr. Abhijai Chandrasen 22 Soi Soonthornsaratoon (On Nut 21/1), Sukhumvit 77, Suan Luang District, Bangkok 10250, Thailand Tel. +662-7306969-76 Fax +662-7306967-8 Other information 268 ANNUAL REPORT 2014 KASIKORNBANK MAJOR SHAREHOLDERS List of the first 10 major KASIKORNBANK PUBLIC COMPANY LIMITED shareholders* The Bank has scheduled the record date on September 11, 2014, to determine the list of shareholders entitled to receive dividend and the shareholders register book closing date on September 12, 2014 to compile the list of shareholders. Number of Percentage of Rank Name common shares common shares 1 THAI NVDR CO., LTD. 698,108,343 29.170 2 STATE STREET BANK EUROPE LIMITED 226,266,773 9.454 3 CHASE NOMINEES LIMITED 42 112,135,400 4.685 4 STATE STREET BANK AND TRUST COMPANY 110,611,118 4.622 5 HSBC (SINGAPORE) NOMINEES PTE LTD 57,702,812 2.411 6 NORTRUST NOMINEES LIMITED-NT0 SEC LENDING THAILAND 50,715,390 2.119 7 CHASE NOMINEES LIMITED 1 49,819,829 2.082 8 GIC PRIVATE LIMITED - C** 40,691,600 1.700 9 THAILAND SECURITIES DEPOSITORY COMPANY LIMITED 33,018,483 1.380 FOR DEPOSITORS (THAI SECURITIES - HOLDER ACCOUNT) 10 THE BANK OF NEW YORK MELLON 28,871,503 1.206 OTHERS 985,318,942 41.171 Total paid-up capital 2,393,260,193 100.000 THAI SHAREHOLDERS 1,221,041,351 51.02 FOREIGN SHAREHOLDERS 1,172,218,842 48.98 Notes: * The top 10 shareholders are ranked by Thailand Securities Depository Co., Ltd. ** GIC holds KBank shares via two accounts. Combining those two accounts, GIC holds 2.203% of KBank shares, ranking them at number 6. KASIKORNBANK’s common shares at September 12, 2014 Registered capital : 3,048,614,697 shares, at Baht 10 per share, totaling Baht 30,486,146,970 Paid-up capital : 2,393,260,193 shares, at Baht 10 per share, totaling Baht 23,932,601,930 Other information 269 ANNUAL REPORT 2014 KASIKORNBANK AWARDS AND COMMENDATION In 2014, KASIKORNBANK received many awards and • Excellent Labour Relation and Welfare Award 2014 commendations, i.e. for the large enterprise with labour union category given for the ninth consecutive year (2006 - 2014) by the Ministry of Labour KASIKORNBANK PUBLIC COMPANY • “Excellence”, from the Corporate Governance Report LIMITED of Thai Listed Companies 2014, organized by the Thai Institute of Directors Association In Recognition of Management • Investor Choices by the Thai Listed Companies Association • Two awards based on IAA Award for Listed Companies • “Excellence”, from the AGM Assessments Program 2013, organized by the Investment Analysts Association: 2014, organized by the Thai Investors Association, Office of 1. Best Chief Executive Officer given to Mr. Banthoon the Securities and Exchange Commission, and Thai Listed Lamsam, KASIKORNBANK Chairman of the Board Companies Association and Chief Executive Officer given for the fourth year (2009 - 2010 and 2012 - 2013) In Recognition of Service 2. Best Investor Relations Officer given to Dr. Adit Laixuthai, KASIKORNBANK Executive Vice President • Three awards by the Asian Banker journal: given for the fifth consecutive year (2009 - 2013) 1. Best Retail Bank in Thailand given for the fifth • Two awards from IR Magazine: consecutive year (2010 - 2014) 1. Best Investor Relations by a Thai Company 2014 2. Best Cash Management Bank in Thailand 2014 given for the sixth year (2003 - 2005 and 2012 - 2014) given for the third consecutive year (2012 - 2014) 2. Best Investor Relations by a CEO given to Mr. Banthoon 3. Best Social Media Project Lamsam, KASIKORNBANK Chairman of the Board • Four awards by Asian Banking & Finance magazine: and Chief Executive Officer 1. Domestic Retail Bank of the Year - Thailand • The Asset’s Excellence in Management and Corporate 2. Thailand Domestic Cash Management Bank of the Governance Benchmarking Awards 2014 by The Asset magazine Year 2014 given for the second consecutive year • The Best of Asia 2014: Asia’s Icon on Corporate (2013 - 2014) Governance by Corporate Governance Asia magazine 3. Online Banking Initiative of the Year - Thailand • Southeast Asia Top Company for Leaders 2014 given 4. Best Branch Innovation - Silver for the second year (2011 and 2014) by Aon Hewitt • Three awards by the Cards & Electronic Payments • Four awards based at the 11th SET Awards 2014 by the International journal: Stock Exchange of Thailand and Money & Banking magazine: 1. Best Merchant Acquiring Initiative of the Year APAC 1. SET Award of Honor for Top Corporate Governance 2. Best Debit Card of the Year - Thailand Report (2008 - 2014) 3. Best Card Design of the Year APAC - Highly 2. Best Investor Relations Awards given for the fifth year Commended 3. Outstanding Investor Relations Awards • Three awards by Asiamoney magazine: 4. Outstanding Corporate Social Responsibility Awards 1. Best Domestic FX Provider 2014 for FX Product and given for the two consecutive year (2013 - 2014) Services • Thailand Top Company Awards 2014: Financing & Banking 2. Best Domestic FX Provider 2014 for FX Option Sector by Business+ magazine 3. Best Domestic FX Provider 2014 for FX Research & market Coverage Other information 270 ANNUAL REPORT 2014 KASIKORNBANK 1. President represented the Bank in receiving Best Retail Bank of the Year 2014 from Money & Banking magazine. 2. KBank President and executives represented the Bank and subsidiaries in receiving SET Award of Honor for Excellence in Corporate Governance Report, Best Investor Relations Awards, Outstanding Investor Relations Awards, Outstanding Corporate Social Responsibility Awards, SET Award of Honor for Continuous Excellence in Investor Relations (Securities Company) and Best Securities Company Awards 2014 for Institutional Investors, from the SET Awards 2014. 3. KBank executive represented the Bank in receiving Best Retail Bank in Thailand from The Asian Banker journal. 4. KBank executive represented the Bank in receiving Best Bond House from the Thai Bond Market Association (ThaiBMA). 5. KBank executive represented the Bank in receiving Thailand Top Company Awards 2014: Finance & Banking Sector from Business+ magazine. 6. KBank executive represented the Bank in receiving 2014 Aon Hewitt Top Companies for Leaders awards in South East Asia. 7. KBank executive represented the Bank in receiving Best Merchant Acquiring Initiative of the Year APAC from Cards International & Electronic Payments International. 8. Executive Chairman of KASIKORN ASSET MANAGEMENT CO., LTD. represented the company in receiving The Asset Management Company of the Year 2014, Thailand from The Asset magazine. Other information 271 ANNUAL REPORT 2014 KASIKORNBANK • Five awards by The Asset magazine: In Recognition of Sustainability Development 1. Best individual in Research in Thai Baht Bonds 2. First place winner of the Top Bank in the Secondary • Supporting Organization for Energy Development and Market for Government Bonds, Thailand Conservation 2014 based on the Green Network Forum 2014: 3. Second place winner of the Top Bank in the Transforming Your Business to Sustainability Secondary Market for Corporate Bonds, Thailand • Sustainability Report Award 2014 given for the second 4. Investors’ Choice for Primary Issues for Government consecutive year (2013 - 2014) by the CSR Club of the Thai Listed Bonds, Thailand Companies Association 5. Investors’ Choice for Primary Issues for Corporate Bonds, Thailand KASIKORN ASSET MANAGEMENT • Global Financial Services Awards 2014 for the digital marketing category, awarded by the European Financial COMPANY LIMITED Management Association (EFMA) • Four awards by The Asset magazine: • Best Wealth, Management Provider - Thailand 2014 by 1. Best Asset Management Company of the Year 2014, UK - Based World Finance magazine Thailand • Trade Finance Award for Excellence for the second 2. Top Investment House Thai Baht Bonds 2014, consecutive year (2013 - 2014) by Euromoney magazine Thailand • Best Cash Management Bank in Thailand given for the 3.