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Financial Disclosure Report Filing ID #10021314 finAnciAl DiScloSure rePorT Clerk of the House of Representatives • Legislative Resource Center • 135 Cannon Building • Washington, DC 20515 filer informATion name: Hon. Katherine M. Clark Status: Member State/District: MA05 filing informATion filing Type: Annual Report filing year: 2017 filing Date: 05/11/2018 ScheDule A: ASSeTS AnD "uneArneD" income Asset owner value of Asset income income Tx. > Type(s) $1,000? Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Apple Inc. (AAPL) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Centene Corporation (CNC) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Check Point Software Technologies Ltd. - Ordinary Shares (CHKP) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc China Mobile Limited (CHL) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Clorox Company (CLX) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Coca-Cola European Partners plc Ordinary Shares (CCE) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc D/B/A Chubb Limited New (CB) [ST] Asset owner value of Asset income income Tx. > Type(s) $1,000? Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc GlaxoSmithKline PLC (GSK) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Home Depot, Inc. (HD) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Honeywell International Inc. (HON) [ST] Ameriprise SEP IRA ⇒ SP $15,001 - $50,000 Tax-Deferred gfedcb Ishares Core US Aggregate Bond ETF [EF] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc JP Morgan Chase & Co. (JPM) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Oracle Corporation (ORCL) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Pioneer Natural Resources Company (PXD) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Powershares Emerging Markets Sovereign Debt ETF [EF] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Ritchie Bros. Auctioneers Incorporated (RBA) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Sealed Air Corporation (SEE) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Sony Corporation (SNE) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Southern Copper Corporation (SCCO) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc SPDR Barclays Cap Short Term High Yield Bond ETF [EF] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc UnitedHealth Group Incorporated Common Stock (UNH) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Asset owner value of Asset income income Tx. > Type(s) $1,000? gfedcb Vanguard Mid Cap ETF [EF] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Vanguard Short Term Corp Bond ETF [EF] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Vanguard Small-Cap ETF - DNQ (VB) [EF] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Visa Inc. (V) [ST] Ameriprise SEP IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Waste Management, Inc. (WM) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Apple Inc. (AAPL) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Centene Corporation (CNC) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Check Point Software Technologies Ltd. - Ordinary Shares (CHKP) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc China Mobile Limited (CHL) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Clorox Company (CLX) [ST] Ameriprise Traditional IRA ⇒ SP $1 - $1,000 Tax-Deferred gfedc Coca-Cola European Partners plc Ordinary Shares (CCE) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc D/B/A Chubb Limited New (CB) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc GlaxoSmithKline PLC (GSK) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Home Depot, Inc. (HD) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Honeywell International Inc. (HON) [ST] Asset owner value of Asset income income Tx. > Type(s) $1,000? Ameriprise Traditional IRA ⇒ SP $15,001 - $50,000 Tax-Deferred gfedcb Ishares Core US Aggregate Bond ETF [EF] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc JP Morgan Chase & Co. (JPM) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Oracle Corporation (ORCL) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Pioneer Natural Resources Company (PXD) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Powershares Emerging Markets Sovereign Debt ETF [EF] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Ritchie Bros. Auctioneers Incorporated (RBA) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Sealed Air Corporation (SEE) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Sony Corporation (SNE) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Southern Copper Corporation (SCCO) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc SPDR Barclays Cap Short Term High Yield Bond ETF [EF] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc UnitedHealth Group Incorporated Common Stock (UNH) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedcb Vanguard Mid Cap ETF [EF] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Vanguard Short Term Corp Bond ETF [EF] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Vanguard Small-Cap ETF - DNQ (VB) [EF] Asset owner value of Asset income income Tx. > Type(s) $1,000? Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Visa Inc. (V) [ST] Ameriprise Traditional IRA ⇒ SP $1,001 - $15,000 Tax-Deferred gfedc Waste Management, Inc. (WM) [ST] Bank of America Account [BA] JT $100,001 - Interest $1 - $200 gfedc $250,000 Bank of America Account [BA] JT $15,001 - $50,000 Interest $1 - $200 gfedc Capital One Savings Account [BA] JT $100,001 - Interest $1 - $200 gfedc $250,000 COPERA 401(K) Plan ⇒ $1,001 - $15,000 Tax-Deferred gfedc PERAdvantage 2030 Fund [MF] COPERA 401(K) Plan ⇒ $15,001 - $50,000 Tax-Deferred gfedc PERAdvantage US Large Cap Stock [MF] D1 Irrevocable Trust ⇒ DC $100,001 - Tax-Deferred gfedcb John Hancock 529 College Portfolio C2 [5P] $250,000 LOCATION: AK D1 Irrevocable Trust ⇒ DC $1,001 - $15,000 Tax-Deferred gfedc John Hancock 529 Short Term Bond Portfolio C2 [5P] LOCATION: AK D1 Irrevocable Trust ⇒ DC $1,001 - $15,000 Tax-Deferred gfedc John Hancock Fixed Income Portfolio C2 [5P] LOCATION: AK D1 Irrevocable Trust ⇒ DC $50,001 - Capital Gains $5,001 - gfedc Sequoia Fund [MF] $100,000 $15,000 D2 Irrevocable Trust ⇒ DC $100,001 - Tax-Deferred gfedcb John Hancock 529 College Portfolio C2 [5P] $250,000 LOCATION: AK D2 Irrevocable Trust ⇒ DC $15,001 - $50,000 Tax-Deferred gfedc John Hancock 529 Fixed Income Portfolio C2 [5P] LOCATION: AK D2 Irrevocable Trust ⇒ DC $15,001 - $50,000 Tax-Deferred gfedc John Hancock 529 Short Term Bond Portfolio C2 [5P] Asset owner value of Asset income income Tx. > Type(s) $1,000? LOCATION: AK D2 Irrevocable Trust ⇒ DC $50,001 - Capital Gains $5,001 - gfedc Sequoia Fund [MF] $100,000 $15,000 D3 Irrevocable Trust ⇒ DC $250,001 - Tax-Deferred gfedcb John Hancock 529 College Portfolio C2 [5P] $500,000 LOCATION: AK D3 Irrevocable Trust ⇒ DC $15,001 - $50,000 Tax-Deferred gfedc John Hancock 529 Fixed Income Portfolio 2 [5P] LOCATION: MA D3 Irrevocable Trust ⇒ DC $15,001 - $50,000 Tax-Deferred gfedc John Hancock 529 Short Term Bond Portfolio 2 [5P] LOCATION: MA D3 Irrevocable Trust ⇒ DC $15,001 - $50,000 Capital Gains $1,001 - gfedc Sequoia Fund [MF] $2,500 Family Home (non-primary) [RP] JT $500,001 - None gfedcb $1,000,000 LOCATION: Truro, MA, US Judith S. Clark Irrevocable Trust ⇒ $1,001 - $15,000 Interest $1,001 - gfedc Amsouth Bancorporation Sub Deb [CS] $2,500 DESCRIPTION: 6.75%, 11/1/25 Judith S. Clark Irrevocable Trust ⇒ $100,001 - Dividends $15,001 - gfedc Apple Inc. (AAPL) [ST] $250,000 $50,000 Judith S. Clark Irrevocable Trust ⇒ $15,001 - $50,000 Interest None gfedc Avondale AZ Projs of 1998 2007 Build Amer [GS] DESCRIPTION: 7.8%, 7/1/29 Judith S. Clark Irrevocable Trust ⇒ $1,001 - $15,000 Interest $201 - gfedc BANK AMER CORP FXD RT SUB NT SER L [AB] $1,000 DESCRIPTION: 4.200% 08/26/24 Judith S. Clark Irrevocable Trust ⇒ $50,001 - Dividends $15,001 - gfedc Berkshire Hathaway Inc. New (BRK.B) [ST] $100,000 $50,000 Judith S. Clark Irrevocable Trust ⇒ $1,001 - $15,000 Interest $1 - $200 gfedc Camden County NJ Impt Auth Lease Rev Taxable-C [GS] DESCRIPTION: 6.72%, 7/1/23 Asset owner value of Asset income income Tx. > Type(s) $1,000? Judith S. Clark Irrevocable Trust ⇒ $15,001 - $50,000 Capital Gains, $5,001 - gfedc Cisco Systems, Inc. (CSCO) [ST] Dividends $15,000 Judith S. Clark Irrevocable Trust ⇒ $1,001 - $15,000 Interest None gfedc Clean Harbors Inc GTD FXD NT [CS] DESCRIPTION: 5.125%, 12/1/18 Judith S. Clark Irrevocable Trust ⇒ $15,001 - $50,000 Capital Gains, None gfedc Corporate Capital Trust [HE] Dividends Judith S. Clark Irrevocable Trust ⇒ $1,001 - $15,000 Interest $201 - gfedc DOLLAR GEN CORP NEW SR FXD RT [AB] $1,000 DESCRIPTION: 3.250% 04/15/23 Judith S. Clark Irrevocable Trust ⇒ $1,001 - $15,000 Dividends None gfedc Eaton Vance Muni National Munis Cl I [MF] Judith S.
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