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PUBLIC INTEREST REPORT WINTER 2011 How to Work in the New Space Security Environment

— BY S. PETE WORDEN, JAMES MASON, JAN STUPL, and CREON LEVIT

1 FEDERATION OF AMERICAN SCIENTISTS WWW.FAS.ORG PUBLIC INTEREST REPORT WINTER 2011

INTRODUCTION have demonstrated a fundamental prerequi- number of accidental fragmentations re- site for an impact anti-satellite (ASAT) ca- sulting from explosions and collisions. Alto- During the Cold War, space was dominated pability. Only a few have actually performed gether these lead to an impressive increase in by the and the Soviet Union. high precision rendezvous or targeted the number of space debris objects (see Fig- Today, more than 40 countries [source: UCS strikes, but having a space launcher brings ure 1). satellite database] operate satellites in orbit. one closer towards the possession of an im- In some popular orbits, simulations If one includes the members of the European pact ASAT weapon. indicate that the number of fragments has Space Agency (ESA), nearly 30 countries Simply testing impact ASAT weapons, reached a density where the new debris pro- have access to space launch vehicles. Exclud- besides having obvious political conse- duced by collisions is exceeding the natural ing ESA, seven countries have repeatedly quences, presents problems for any operators re-entry rate due to atmospheric drag, lead- demonstrated launches, and there are new in the space environment: in orbits above ing to a runaway effect known as the Kessler 1 players on the verge of joining that exclusive about 800 km any generated debris can re- Syndrome. Keep in mind that these orbits club. These include some truly commercial main in orbit for decades or even much became popular because they are useful for entities, but also Iran and North Korea. The longer. Every fragmentation event starts a human endeavors. The increased collision increasing number of players presents a new cosmic game of billiards, spreading debris risk for satellites in these orbits is already and challenging space security environment and endangering assets in other, similar or- noticeable, reducing expected satellite life- 2 that demands new approaches. bits. time by a few percent. For satellites worth Along with achieving a basic strategic In the past, there have been few deliber- billions of dollars this translates into real missile capability, most space faring nations ate fragmentation events, but also a fair money.

Figure1: Objects in Earth orbit by object type as cataloged by the U.S. Space Surveillance Network: “Fragmentation debris” include satellite breakup debris and anomalous event debris, “mission-related debris” include all objects dispensed, separated, or released as part of the planned mission. Source: NASA Orbital Debris Program Office, Orbital Debris Quarterly News, Vol. 14, Iss.1 (2010). debris events annotated.

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large optics. While this does represent a case where distributed sensors cannot (yet) re- place the existing capability, it is also true Space has become more that the improved cadence offered by a swarm of imaging satellites offers value that congested and more dangerous. occasional high resolution does not. To improve resolution, lowering the satellite’s Combine that with times of orbit will help and if satellites are cheap then the reduced lifetime and increased challenging budgets and it is vulnerability is not a problem. In the future, new interferometric imaging technology clear that the old way of flying may allow swarms of small satellites to mimic the performance of large single sys- a few highly capable satellites is tems - synthetic apertures combining multi- ple small-satellites, and/or single light- no longer feasible. weight “photon sieves” might offer a solution.5 Shrinking the satellite’s size and weight In short, space has become more con- is not sufficient alone, and shrinking cost A Paradigm Shift Towards can be even more difficult. Currently, satel- gested and more dangerous. Combine that Small Satellites and with times of challenging budgets and it is lite components are extremely specialized clear that the old way of flying a few highly Distributed Capabilities and risk aversion has bred a cult of only capable, and very expensive satellites is no flying heritage systems. Components are The Cold War’s reconnaissance satellites longer feasible. The risk that one of these rarely flown on real missions unless they represent astonishing technical achieve- critical assets is disabled in a time of need, have been tested and qualified to the n-th ments. Spacecraft like the KH9 Hexagon through hostile or accidental means, is just degree. The use of commercial off-the-shelf were close to the weight and size of a typical too high. The excessive cost and complexity electronic components is nearly unheard of. school bus and provided amazing imaging of these systems also means that systems- This approach is understandable if you capabilities. Modern systems are even more level redundancy is traded for extreme risk build a multi-billion dollar satellite and impressive. However, building up redundant aversion in the engineering cycle, leading to demand the highest quality controls. How- and easily replaceable capabilities based on increased cost. Spares are simply infeasible ever, if the goal is to quickly build large these assets is just not feasible anymore. As in this self-perpetuating cycle. Large launch numbers of something that can survive in more actors enter space, the heroes of the vehicles take months to prepare, and keep- orbit for relatively short time and can easily Cold War have lost their main strength: their ing them on standby for emergencies is just be replaced, then the consumer electronics invulnerability. ASATs vs. multi-billion dollar too costly. industry can show us how to do it. orbital assets is operationally, economically, Nation’s and multi-nation coalition’s Reducing these barriers of entry (i.e. and unsustainably asymmetric. security has become more dependent on cost) will draw commercial and public in- The key is to shift to distributed sys- space infrastructure; the United States most terest from outside the aerospace and de- tems. Instead of building one satellite with of all, as it leads the revolution towards net- fense industries. Similar to the development multiple sensors and communication de- centric warfare. We are facing the dilemma of the Internet and the advances in mobile vices, these sensors and devices can be of depending on an infrastructure that is communications, increasing the number of spread over multiple satellites. Where once increasingly difficult to protect. players often leads to new applications that there was a bus-sized satellite, there will We can mitigate this dilemma if we can nobody has heard of before. Today, the only soon be swarms of smaller, modular, and manage to do three things: 1) leverage re- people able to contemplate new space capa- more agile satellites. If one camera fails, cent advances in consumer electronics to bilities are the incredibly rich. You and I replace the camera satellite. If more com- produce large numbers of small cheap satel- have very little opportunity to come up with munication bandwidth is needed, send up lites which can provide distributed capabili- something cool in space and have the re- another communication module. This ap- ties, 2) provide low-cost, on demand, micro- sources to realize it. Yet in a few days any of proach has been recognized and is boosted launchers to launch these satellites, and 3) us could develop a new “app” for the iPhone by initiatives like the international QB50 implement effective space traffic manage- and potentially make a fortune. Similarly, an project 3 and DARPA’s F-6 project.4 ment (space collision avoidance) systems. app-based space economy might soon be- The resolution of an optical camera is come reality. proportional to its diameter - to get high At the NASA resolution reconnaissance imagery requires we are building a family of cubists6 based

3 FEDERATION OF AMERICAN SCIENTISTS WWW.FAS.ORG PUBLIC INTEREST REPORT WINTER 2011 almost entirely on components that can be ordered online.7 The PhoneSat project is showing the space community that if we emulate what our neighbors in Silicon Val- ley do, we can build highly capable satellites quickly and at a small fraction of the cost. PhoneSat is using 3D printing to rapidly prototype components, a smartphone as a (comparatively very fast) flight computer, simple brushless motors for 3-axis momen- tum wheels, steel tape measure as an an- tenna, magnetorquer coils printed directly onto a PCB, and pick-and-place procedures to rapidly manufacture low cost solar panels. The project is developing the type of space- craft bus that will enable ultra-low cost dis- tributed sensor networks. This approach fulfills the hardware requirements for a dis- tributed, redundant, and easily replaceable infrastructure in space. However, getting NASA is in the business of space ex- heat propellants to much higher temperatures this hardware up there also requires a new ploration and Earth science. Traditionally, than chemical combustion, to propel small approach for launch vehicles and creates a we build big rockets or big satellites that single stage rockets into low Earth orbit.8 In demand for a micro-launch industry. need big rockets. When a big satellite is this case the heavy, complex and expensive launched, much of the rocket’s lifting capac- power source is left on the ground and the Making Low Earth Orbit ity is often left unused. In the near-term this power is beamed to the launcher. Accessible Cheaply and provides an opportunity for very small satel- on Demand lites, particularly Cubesats. These “secon- Living in Congested Space dary payloads” don’t get to dictate their final using Space Traffic Imagine designing a rocket to lift a heavy orbit (nor much else, really), but they do get payload, such as a several ton satellite. into space. NASA’s Cubesat Launch Initia- Management Chemical propulsion has great heritage, but tive aims to offer up this capacity to non- Combining distributed small satellites and our big satellite requires a lot of fuel to lift it commercial organizations. cheap launchers provides a redundant and above the atmosphere and propel it to or- NASA’s, and indeed the industry’s, resilient space infrastructure. If an asset is bital speeds of over 7 km/s. Lifting this medium-term approach has been to push destroyed by a collision it could easily be much fuel, along with the payload and more onus onto commercial launch provid- replaced. While this is superior to the old rocket structure is difficult, and drives the ers, who can build rockets faster and paradigm of huge multi-purpose satellites, design to multiple, expendable, stages. Our cheaper than governments can. Orbital where months or years would be needed for design quickly grows in complexity, size and Sciences and SpaceX are actively showing a replacement, it is does not solve the under- ultimately cost. In the new world of shrink- that corporations can build large, capable lying problem of an increasingly congested ing national budgets, this is no longer the rockets, and in the process are building con- space. In fact, the small satellite approach best model. fidence in this fledgling economy. Commer- might worsen the situation. Almost all space launch vehicles are cial is clearly the way to go for micro- With each collision, the number of expendable chemical rockets, descendants launchers too. A cheap, small, rapidly de- debris fragments increases and with it the from Germany’s WWII missile program. ployable launch vehicle would be able to risk of collisions increases again. Replace- Today’s launch sector, with its severe risk respond to small-satellite customers’ fast ments will have to be launched more rap- aversion, uses the same propellants, much of development timeline and would allow idly, bringing more mass into already con- the same technology and follows many of them to launch to optimal orbits. A num- gested orbits and fueling the runaway debris the same procedures as it has for the past ber of new companies have realized this, and cascade. Without tackling the underlying four decades. So, while computers have push on with their plans to meet this de- problem by preventing collisions, this race gotten a million times cheaper and a million mand. will be a race against ourselves, finally to be times better since the 1960s, the cost to In the longer-term more exotic launch lost. Congested orbits should be managed launch a pound to orbit has not changed at systems may enter this market. For example, similarly to congested airspace, with Space all. NASA is funding research into directed milli- Traffic Management. meter wave and laser beam systems, which can

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Space Traffic Management (STM) is a and so would not be useful for preventing kinetic ASAT weapons can create a new multi-faceted game. In the past, the term has imminent collisions. The active removal of kind of fallout: a vast debris cloud that en- been used mostly to refer to the allocation of mass may well be necessary, but it is also a game dangers the near-Earth operating environ- satellite orbits (and trying to manage this of statistics. The 2007 Fengyun-1C ASAT test ment for everyone, for decades or longer. As process proactively). As the debris environ- and the 2009 Iridium-33, Kosmos-2251 colli- such, they appear to only be considered ment worsens for the foreseeable future, sion have highlighted the sensitivity of the weapons of last resort by the major space- STM will have to broaden to include im- faring nations. Deploying any active removal proved space situational awareness, space system, whether ground- or space-based, collision avoidance, and the active manage- would effectively introduce a new class of ment of space debris. “debris-conscious” ASAT weapons that are Effective STM requires effective space ASAT weapons more usable because they would not endan- traffic knowledge, most of which is gener- ger the aggressor’s own satellites. Is there a ated through networks of space surveillance can create a way out of this bind? Perhaps... sensors, predominantly the U.S. Air Force Some of the technical and security chal- Space Surveillance System (the VHF “space new kind of fall- lenges of space debris management might be fence”). There are currently about 17,000 resolved using an idea we are exploring at tracked objects, but future plans for im- out: a vast NASA Ames Research Center. The idea proved sensors (including debris laser rang- employs only photon pressure to slightly ing and a proposed S-band upgrade to the debris cloud that nudge space objects to prevent imminent space fence) would raise the number of endangers the collisions just before they are expected to tracked objects to about 200,000 - many of happen. One has only to slightly (millime- which are still large enough be lethal to a near-Earth ters per second) change the velocity of one satellite or manned space mission. of the objects to cause it to arrive at the Most concepts to remediate the debris operating would-be accident location a fraction of a environment suffer from the same draw- second earlier/later. At 7.5 km/s velocities, backs as classic satellite operations; they environment for that fraction of a second relates to real dis- require vastly expensive and singular mis- placements. Using a 1.5 meter-class tele- sions. They aim to physically grab and de- everyone. scope, a 10 kilowatt industrial laser, and orbit the worst potential debris sources: adaptive optics to compensate for turbu- large, heavy objects.9 Large objects are more lence, the system would apply an intensity of likely to collide, and heavy objects cause near-Earth environment to single catastrophic the order of a few solar constants (bright larger fragmentation clouds. Removing these events. Even if five massive objects were fastidi- sunlight) on targets in low Earth orbit. objects will reduce the overall probability of ously removed every year, there still remains the Our calculations 11 have shown that the future collisions. Of course, this assumes no unlucky possibility of a single large collision resulting photon pressure is sufficient to accidental collisions or explosions happen rendering all of the good work of the previous influence the orbits of a significant amount during the rather risky rendezvous, retrieve, years useless. Removing mass from orbit im- of debris in LEO. The effect is cumulative, and remove ballet. proves the debris environment, but does not so building up a network of ground stations Simulations show that, on average, five enable actual case by case collision avoidance. would expand the efficacy. massive objects would have to be removed Not only are ASAT weapons frowned Such a network could have multiple per year to stabilize predicted debris upon by the arms control community and oth- applications including debris laser ranging, growth.10 Such active removal missions ers who are interested in the safety of early debris characterization, providing an alterna- would have a considerable project life cycle warning systems and (nuclear) stability, but tive to expensive collision avoidance

5 FEDERATION OF AMERICAN SCIENTISTS WWW.FAS.ORG PUBLIC INTEREST REPORT WINTER 2011 maneuvers, protecting non-propulsive satel- relatively simple slot allocation rules would Dr. Simon P. Worden (Brig. Gen., lites from collisions, preventing debris-debris allow much more efficient use of these USAF, ret.) is the director at NASA 12 collisions, performing satellite station keep- orbits. As more operators vie for space in Ames Research Center where he leads ing and enabling formation flying for small dense orbital regimes we are going to need to satellites. leverage this accumulated knowledge, even a staff of nearly 2,500 civil servants The ASAT threat of such a system is without the paradigm shift to smaller satel- and contractors and oversees an an- negligible. The comparably low power of lites. Clearly defining these “rules of the nual budget of approx. $800 million each single ground station would prohibit road” is important to secure owner/operator providing the critical R&D support applications aiming to do structural damage. cooperation and also to avoid misunder- that makes NASA’s and the nation’s Sensors looking directly into the beam might standings in the security arena. Among these be dazzled or blinded, but the same methods definitions should be safe passing distances aeronautics and space missions possible. that protect sensors from inadvertent expo- and the assignment of responsibility for sure to direct sunlight would be sufficient to taking evasive action. For this to be achiev- Mr. Creon Levit is a research scientist prevent permanent damage. Causing colli- able, paths of communication have to be in the Advanced Supercomputing sions using this system is also not feasible: clear and access to space situational aware- Division at NASA Ames Research one would need to achieve meter-accuracies ness data must be universal and transparent. Center. in those maneuvers to have a chance of caus- ing a collision, which is orders of magnitude Conclusion more accurate than the available orbital pre- Mr. James Mason is a researcher asso- dictions. Indeed it is much harder to hit a We are facing a dilemma where the space ciate at NASA Ames Research Center small, and quickly moving, point in space environment is growing more congested and where he works on the growing prob- than to hit anywhere outside that point. dangerous, but where the current approach lem of orbital space debris. This system is much less of an arms control does not deploy highly redundant and resil- concern than any of the active debris re- ient systems. This results from the tradi- Dr. Jan Stupl is a Research Fellow at moval schemes. It requires only that photons tional focus on huge, expensive, multi- be launched into space and is therefore purpose satellites and the resulting need for NASA Ames Research center where cheaper and less risky. large launch vehicles. We present a vision for he works on space debris mitigation The drawbacks are the need for more the future, based on current trends and on- and satellite communication. He is planning and coordination, possibly involv- going research that combines small satellites an affiliate at the Center for Interna- ing multiple ground stations around the with off-the-shelf components, cheap micro- tional Security and Cooperation at world, and the fact that it would be an ongo- launchers and effective space traffic man- Stanford University, where he analy- ing space traffic management effort, rather agement. This paradigm shift promotes than a remediation. robust capabilities, preserves stability in the zed current developments in laser Lessons learned from a long history of new space security environment, and may technology regarding a possible appli- air traffic management and satellite opera- indeed set the stage for a smartphone-like cation of lasers as anti-satellite wea- tions in geostationary orbit can be applied to app revolution in the space economy. pons. low Earth orbit, particularly sun- synchronous orbit. Studies have shown that

REFERENCES AND NOTES

1 J.C. Liou et al, “Controlling the growth of future LEO debris populations with active debris removal”, Acta Astronautica 66:3/4 (2010), p.648-653. 2. W. Ailor et al. “Effect of Space Debris on the Cost of Space Operations,” Aerospace Corporation, May 2010. 3. See https://www.qb50.eu/project.php 4. See http://www.darpa.mil/Our_Work/TTO/Programs/System_F6.aspx 5. G. Andersen, “Membrane photon sieve telescopes”, Applied Optics,Vol. 49, No. 33 (Nov. 2010), p. 6391-6394. 6. A cubesat is satellite designed to fit a 10 cm cube and weighing about a kilogram. 7. Boshuizen et al., “Learning to Follow: Embracing Commercial Technologies and Open Source for Space Missions”, Proceedings of the 62nd International Astronautical Congress 2011, (IAC ’11), 2011-10-03 - 2011-10-07, Cape Town, South Africa, IAC-11-D4.2.5 . 8. D. E. Steitz, “NASA Announces Two Game-Changing Space Technology Projects”, NASA press release 11-310, Sept. 16, 2011,http://www.nasa.gov/home/hqnews/2011 /sep/HQ_11-310_Game_Changing.html . 9. Wade Pulliam, “Catcher’s Mitt Final Report”, DARPA, 2011. 10 J.-C. Liou et al (2010) - as in [1] 11. J. Mason et al., “Orbital debris-debris collision avoidance”, Advances in Space Research, Volume 48, Issue 10, p. 1643-1655. 12. K. Bilimoria et al., “Slot Architecture for Separating Satellites in Sun-Synchronous Orbits”., Proceedings of the AIAA SPACE Conference and Exposition,Long Beach, California, USA 27-29 September 2011,Vol .1, p.1110-1122.

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