Voting February 2021
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Voting February 2021 Schroders is required to publish records of voting in order to achieve compliance with the UK Stewardship Code. According, voting in accordance with our house policy is set out on the following pages. Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 Mereo BioPharma Group Plc Meeting Date: 02/01/2021 Country: United Kingdom Meeting Type: Special Ticker: MREO Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Authorise Issue of Equity For Against Voter Rationale: Excessive dilution. 2 Authorise Issue of Equity without Pre-emptive For Against Rights Voter Rationale: Excessive dilution. Mereo BioPharma Group Plc Meeting Date: 02/01/2021 Country: United Kingdom Meeting Type: Special Ticker: MREO Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Authorise Issue of Equity For Against Voter Rationale: Excessive dilution. 2 Authorise Issue of Equity without Pre-emptive For Against Rights Voter Rationale: Excessive dilution. TP ICAP Plc Meeting Date: 02/01/2021 Country: United Kingdom Meeting Type: Special Ticker: TCAP Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Matters Relating to the Acquisition of For Against Liquidnet Holdings, Inc. Voter Rationale: Split vote - Investor feels price of deal not in companies best interests. Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 TP ICAP Plc Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Matters Relating to the Acquisition of For For Liquidnet Holdings, Inc. TP ICAP Plc Meeting Date: 02/01/2021 Country: United Kingdom Meeting Type: Court Ticker: TCAP Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Scheme of Arrangement For Against Voter Rationale: Split Vote - Investor not supporting deal. Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Scheme of Arrangement For For Voter Rationale: Split Vote - Investor not supporting deal. TP ICAP Plc Meeting Date: 02/01/2021 Country: United Kingdom Meeting Type: Special Ticker: TCAP Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Matters Relating to the Introduction of For Against a New Holding Company Voter Rationale: Split Vote - Investor not supporting deal. 2 Amend Articles of Association For Against Voter Rationale: Split Vote - Investor not supporting deal. 3 Approve Reduction of Capital For Against Voter Rationale: Split Vote - Investor not supporting deal. Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 TP ICAP Plc Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Matters Relating to the Introduction of For For a New Holding Company Voter Rationale: Split Vote - Investor not supporting deal. 2 Amend Articles of Association For For Voter Rationale: Split Vote - Investor not supporting deal. 3 Approve Reduction of Capital For For Voter Rationale: Split Vote - Investor not supporting deal. XCMG Construction Machinery Co., Ltd. Meeting Date: 02/01/2021 Country: China Meeting Type: Special Ticker: 000425 Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Spin-off of Subsidiary Jiangsu Xugong For For Information Technology Co., Ltd. on Shenzhen Stock Exchange ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary Jiangsu Xugong For For Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext 3 Approve Plan (Revised) on Spin-off of Subsidiary For For Jiangsu Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext 4 Approve Transaction Complies with Several For For Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Independence and Sustainability 7 Approve Jiangsu Xugong Information For For Technology Co., Ltd.'s Corresponding Standard Operational Ability Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 XCMG Construction Machinery Co., Ltd. Proposal Vote Number Proposal Text Mgmt Rec Instruction 8 Approve Completeness and Compliance of For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial Rationality, For For Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of the Board to Handle For For Matters on Spin-off 11.1 Approve Purchase of Materials or Products For For 11.2 Approve Selling Materials or Products For For 11.3 Approve Rent or Lease of Properties, Equipment For For and Products 11.4 Approve Use of Licensing Trademark For For 11.5 Approve Cooperative Technology Development For For 11.6 Approve Provision or Acceptance of Services For For 11.7 Approve Entrust Operations to Related Parties For For 12 Approve Provision of Guarantees to Subsidiaries For For 13 Approve Adjustment of Guarantee Provision For For Plan 14.1 Approve Provision of Guarantees for Mortgage For For Business 14.2 Approve Provision of Guarantees for Financial For For Leasing Business 14.3 Approve Provision of Guarantees for Supply For For Chain Finance Business 15 Approve Credit Line Application For For Proposal Vote Number Proposal Text Mgmt Rec Instruction 1 Approve Spin-off of Subsidiary Jiangsu Xugong For For Information Technology Co., Ltd. on Shenzhen Stock Exchange ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary Jiangsu Xugong For For Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 XCMG Construction Machinery Co., Ltd. Proposal Vote Number Proposal Text Mgmt Rec Instruction 3 Approve Plan (Revised) on Spin-off of Subsidiary For For Jiangsu Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext 4 Approve Transaction Complies with Several For For Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Independence and Sustainability 7 Approve Jiangsu Xugong Information For For Technology Co., Ltd.'s Corresponding Standard Operational Ability 8 Approve Completeness and Compliance of For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial Rationality, For For Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of the Board to Handle For For Matters on Spin-off 11.1 Approve Purchase of Materials or Products For For 11.2 Approve Selling Materials or Products For For 11.3 Approve Rent or Lease of Properties, Equipment For For and Products 11.4 Approve Use of Licensing Trademark For For 11.5 Approve Cooperative Technology Development For For 11.6 Approve Provision or Acceptance of Services For For 11.7 Approve Entrust Operations to Related Parties For For 12 Approve Provision of Guarantees to Subsidiaries For For 13 Approve Adjustment of Guarantee Provision For For Plan 14.1 Approve Provision of Guarantees for Mortgage For For Business 14.2 Approve Provision of Guarantees for Financial For For Leasing Business 14.3 Approve Provision of Guarantees for Supply For For Chain Finance Business Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 XCMG Construction Machinery Co., Ltd. Proposal Vote Number Proposal Text Mgmt Rec Instruction 15 Approve Credit Line Application For For Aramark Meeting Date: 02/02/2021 Country: USA Meeting Type: Annual Ticker: ARMK Proposal Vote Number Proposal Text Mgmt Rec Instruction 1a Elect Director Susan M. Cameron For For 1b Elect Director Greg Creed For For 1c Elect Director Calvin Darden For For 1d Elect Director Richard W. Dreiling For For 1e Elect Director Irene M. Esteves For For 1f Elect Director Daniel J. Heinrich For For 1g Elect Director Bridgette P. Heller For For 1h Elect Director Paul C. Hilal For For 1i Elect Director Karen M. King For For 1j Elect Director Stephen I. Sadove For For 1k Elect Director Arthur B. Winkleblack For For 1l Elect Director John J. Zillmer For For 2 Ratify Deloitte & Touche LLP as Auditors For For 3 Advisory Vote to Ratify Named Executive For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year 5 Amend Omnibus Stock Plan For For 6 Approve Qualified Employee Stock Purchase For For Plan China Cinda Asset Management Co., Ltd. Meeting Date: 02/02/2021 Country: China Meeting Type: Special Ticker: 1359 Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 China Cinda Asset Management Co., Ltd. Proposal Vote Number Proposal Text Mgmt Rec Instruction 1.1 Approve Type of Preference Shares to be Issued For For 1.2 Approve Number of Preference Shares to be For For Issued and Issue Size 1.3 Approve Par Value and Issue Price For For 1.4 Approve Maturity For For 1.5 Approve Method of Issuance and Target For For Investors 1.6 Approve Lock-Up Period For For 1.7 Approve Terms of Dividend Distribution For For 1.8 Approve Terms of Mandatory Conversion For For 1.9 Approve Terms of Conditional Redemption For For 1.10 Approve Limited Voting Rights and Terms of For For Restoration of Voting Rights 1.11 Approve Order of Priority in Liquidation and For For Methods for Liquidation 1.12 Approve Rating Arrangements For For 1.13 Approve Security Arrangements For For 1.14 Approve Use of Proceeds For For 1.15 Approve Listing/Trading Arrangements For For 1.16 Approve Validity Period of the Resolution for the For For Issuance of Offshore Preference Shares 1.17 Approve Matters Relating to Authorization For For China Cinda Asset Management Co., Ltd. Meeting Date: 02/02/2021 Country: China Meeting Type: Special Ticker: 1359 Proposal Vote Number Proposal Text Mgmt Rec Instruction 1.1 Approve Type of Preference Shares to be Issued For For 1.2 Approve Number of Preference Shares to be For For Issued and Issue Size Vote Summary Report Reporting Period: 02/01/2021 to 02/28/2021 China Cinda Asset Management Co., Ltd.