April 2014

ANTHONY FRANK SHORROCKS

address: Flat 1, 232 Randolph Avenue, London W9 1PF, UK phone: +44 207 624 9617 mobile: +44 7981 666512 email: [email protected] date of birth: 30th October 1946 marital status: married, one son, one daughter

EDUCATION AND EMPLOYMENT

2014- Adjunct Professor, Alfred Deakin Research Institute, Deakin University 2010- Managing Director, Global Economic Perspectives Ltd. 2010- Consultant, Credit Suisse Bank 2009-11 Director of Strategic Planning, and Economic Policy (PEP) Research Network 2001-09 Director, World Institute for Research, United Nations University, Helsinki, Finland 1999-00 Visiting Professor and Academic Coordinator, New Economic School, Moscow 1998-00 Consultant, Russian-European Centre for Economic Policy, Moscow 1998-00 Research Fellow, Institute for Fiscal Studies, UK 1998 Visiting Professor, European University Institute, Florence, Italy (Spring) 1997-01 Research Professor, 1996-97 Consultant to The World Bank for a project on poverty and inequality in Chile 1995-97 Graduate Director for Research Students, Economics Department, University of Essex 1994-95 Senior Research Fellow, Economic and Social Research Council 1991-93 Dedman Distinguished Visiting Scholar, Southern Methodist University (Spring Semesters) 1990-93 Director of Economic Research, British Household Panel Study

1 1990 Consultant to The World Bank for a project on income and wealth distribution in Korea 1989 Visiting Fellow, Australian National University (Jan-April) 1986-88 Chair, Economics Department, University of Essex 1986 Consultant to London Weekend Television for the “Fortune” series of programmes on the wealthy in Britain 1985 Visiting Fellow, Australian National University (Oct-Dec) 1985 Visiting Fellow, Purdue University (Aug) 1983-97 Professor of Economics, University of Essex 1982-83 Reader in Economics, London School of Economics 1981 Commonwealth Research Fellow and Queen’s University Scholar, Queen’s University, Canada (Jan-Dec) 1978 Visitor, Institute for Mathematical Studies in the Social Sciences, Stanford University (Aug) 1978 Visitor, Institute for Research on Poverty, University of Wisconsin (July-Aug) 1977 Assistant Professor, Queen’s University, Canada (July-Dec) 1972-82 Lecturer in Economics, London School of Economics 1969-73 PhD in Economics, London School of Economics. Thesis Title: “Aspects of the Distribution of Personal Wealth”, supervised by and Terence Gorman 1968-69 MA Economics, Brown University, USA 1965-68 BSc Mathematics (First Class),

OTHER APPOINTMENTS AND DISTINCTIONS

2011 Solari Lecturer, University of Geneva 2008 Keynote speaker, International Sociological Association Conference, Neuchâtel, Switzerland, 13 June 2008 2008 Keynote speaker, 11th Global GTAP conference, Helsinki, Finland, 12 June 2008 2006- Member of Editorial Board, Journal of Income Distribution 2005-9 Member of Council, Society for the Study of 2004 Keynote speaker, ICSSR Workshop on Spatial Disparities and Challenges of Development, Delhi, India, 31 Jan 2004 2003 Keynote speaker, XXV Symposium of Finnish Economics, Oulu, Finland, 7 February 2003 2002-9 General Editor, Studies in Development Economics and Policy for Palgrave-Macmillan Publishers

2 2001- Member of Editorial Board, Journal of Economic Inequality 1999- Associate Editor, Review of Development Economics 1999 Guest Editor, The Geneva Papers on Risk and Insurance: Special issue on wealth, inheritance and intergenerational transfers, January 1999 1998 Keynote speaker, Conference of the National Association of Students of Economics of Mexico, Merida, 29-31 October 1998 1998 Invited lecture, Latin American and Caribbean Economic Association Meetings, Buenos Aires, Argentina, 22-26 October 1998 1996- Elected Fellow of the Econometric Society 1994-00 Associate Editor, Mathematical Social Sciences 1986-88 Chair, Review of Economic Studies Ltd 1985-87 Member of Public Finance Consortium Sub-Committee, Economic and Social Research Council 1985 Galton Lecturer to the Eugenics Society (Sept) 1984 Member of Economics Programme Committee, Econometric Society European Meetings, Madrid 1978-80 Co-Editor, Economica 1977-88 Member of Editorial Board, Review of Economic Studies 1975 PhD Thesis awarded the Bowley Prize

PUBLICATIONS Books:

G. Mavrotas and A. Shorrocks eds. (2007): Advancing Development: Core Themes in Global Development (Hardback and Paperback) (Palgrave-Macmillan). A. Addison, A Shorrocks and A Swallow eds. (2005): Development Agendas and Insights: Twenty Years UNU-WIDER Research (United Nations Publications) A. Shorrocks and R. van der Hoeven eds. (2004): Growth Inequality and Poverty (Oxford University Press). (Hardback, 2004; Paperback, 2005) R. van der Hoeven and A. Shorrocks eds. (2003): Perspectives on Growth and Poverty (United Nations University Press, Tokyo) P. Moyes, C Seidl and A. Shorrocks, eds. (2002): Inequalities: Theory, Experiments and Applications (Springer-Verlag, New York) C. Blackorby and A.F. Shorrocks, eds. (1995): Separability and Aggregation: The Collected Works of W.M. Gorman, Volume 1 (Oxford University Press) D.M. Leipziger, D. Dollar, A.F. Shorrocks and S.Y. Song (1992): The Distribution of Income and Wealth in Korea (The World Bank, Washington)

3 W. Krelle and A.F. Shorrocks, eds. (1978): Personal Income Distribution. Proceedings of an International Economics Association Conference at Noordwikj-an-Zee (North Holland Publishing Co., Amsterdam)

Articles:

A. Shorrocks (2013): “Decomposition procedures for distributional analysis: a unified framework based on the Shapley value”, Journal of Economic Inequality, 11, 99-126.

L. Christiaensen and A. Shorrocks (2012): “Measuring poverty over time”, Journal of Economic Inequality,10, 137-143. J.B. Davies, S. Sandstrom, A. Shorrocks and E.N. Wolff (2011):”The level and distribution of global household wealth”, Economic Journal, 121, 223–254.

J.B. Davies, S. Sandstrom, A. Shorrocks and E.N. Wolff (2009): “The global pattern of household wealth” Journal of International Development, 21, 1111–1124.

A. Shorrocks (2009): “On the measurement of unemployment”, Journal of Economic Inequality, 7, 311-327. A. Shorrocks (2009): “Spell incidence, spell duration and the measurement of unemployment”, Journal of Economic Inequality, 7, 295-310. J.B. Davies, S. Sandstrom, A. Shorrocks and E.N. Wolff (2008): “The world distribution of household wealth” in J.B. Davies (ed.) Personal Wealth from a Global Perspective (Oxford University Press). A. Shorrocks and G. Wan (2008): “Ungrouping income distributions: synthesising samples for inequality and poverty analysis” in K. Basu and R. Kanbur (eds.), Arguments for a Better World: Essays in Honor of Amartya Sen.Volume I: Ethics, Welfare and Measurement (Oxford University Press). A. Shorrocks (2006): “Income inequality: measurement and decomposition” in F. Cai and G. Wan (eds.) Income Inequality and Poverty in Transition China (in Chinese) (Social Sciences Academic Press: China) M. McGillivray and A. Shorrocks (2005): “Inequality and multidimensional well-being”, Review of Income and Wealth, 51, 193-199. S. Kolenikov and A. Shorrocks (2005): “A decomposition analysis of regional poverty in Russia”, Review of Development Economics, 9, 25-46. Reprinted in R. Kanbur, A. Venables and G. Wan (eds.), Spatial Disparities in Human Development: Perspectives From Asia, 2006 (UN University Press: Tokyo). A. Shorrocks and G. Wan (2005): “Spatial decomposition of inequality”, Journal of Economic Geography, 5, 59-81. Reprinted in World Economic Papers, 3, 1-18 (2005) (in Chinese). A. Shorrocks (2004): “Inequality and welfare evaluation of heterogeneous income distributions”, Journal of Economic Inequality, 2, 193-218.

4 A.F. Shorrocks and D.J. Slottje (2002): “Approximating unanimity orderings: An application to Lorenz dominance, Journal of Economics, Suppl. 9, 91-119. J.B. Davies and A.F. Shorrocks (2000): “The distribution of wealth” in A.B. Atkinson and F. Bourguignon, eds., Handbook of Income Distribution (North Holland Publishing Co., Amsterdam). M. Keen, H. Papapanagos and A.F. Shorrocks (2000): “Tax reform and progressivity”, Economic Journal, 110, 50-68. A.F. Shorrocks and T. Khoklova (1999): “Recent trends in Russian living standards”, Russian Economic Trends, February. P. Moyes and A.F. Shorrocks (1998): “The impossibility of a progressive tax structure”, Journal of Public Economics, 69, 49-65. A.F. Shorrocks (1998): “Deprivation profiles and deprivation indices” in S. Jenkins, A. Kapteyn and B. van Praag, eds., The Distribution of Welfare and Household Production: International Perspectives (Cambridge University Press, Cambridge). A.F. Shorrocks (1997): “The distributional impact of taxes and social expenditures”, Annex 6 of Poverty and Income Distribution in a High Growth Economy, Chile: 1985-95, World Bank Report to the Government of Chile. A.F. Shorrocks (1995): “Revisiting the Sen poverty index”, Econometrica, 63, 1225-1230. Reprinted in N. Barr (ed.) Economic Theory and the Welfare State, 2001 (Edward Elgar, Cheltenham) P. Moyes and A.F. Shorrocks (1994): “Transformations of stochastic orderings” in W. Eichhorn, ed., Models and Measurement of Welfare and Inequality (Springer-Verlag, New York). A.F. Shorrocks (1993): “On the Hart measure of income mobility” in M. Casson and J. Creedy, eds., Concentration and Inequality: Essays in Honour of Peter Hart (Edward Elgar, Aldershot, UK). J.E. Foster and A.F. Shorrocks (1991):, “Subgroup consistent poverty indices”, Econometrica, 59, 687-709. J.E. Foster and A.F. Shorrocks (1990): “Poverty indices and decomposability”, in G. Myles, ed., Measurement and Modelling in Economics (North Holland Publishing Co., New York). J.B. Davies and A.F. Shorrocks (1989): “Optimal grouping of income and wealth data”, Journal of Econometrics, 42, 97-108. J.E. Foster and A.F. Shorrocks (1988): “Poverty orderings and welfare dominance”, Social Choice and Welfare, 5, 179-198. Reprinted in W. Gaertner and P.K. Pattanaik, eds., Distributive Justice and Inequality (Springer Verlag, New York), 1988. A.F. Shorrocks (1988): “Inequality of economic opportunity”, in M. Keynes, D. Coleman and N. Dimsdale, eds., The Political Economy of Health and Welfare (Macmillan, London). J.E. Foster and A.F. Shorrocks (1988): “Inequality and poverty orderings”, European Economic Review, 32, 654-662. J.E. Foster and A.F. Shorrocks (1988): “Poverty orderings”, Econometrica, 56, 173-177.

5 A.F. Shorrocks (1988): “Wealth holdings and entrepreneurial activity”, in A Masson and D. Kessler, eds., Modelling the Accumulation and Distribution of Personal Wealth (Clarendon Press, Oxford). A.F. Shorrocks (1988): “Aggregation issues in inequality measurement”, in W. Eichhorn, ed., Measurement in Economics (Springer Verlag, New York). A.F. Shorrocks (1987): “Inequality between persons”, in J. Eatwell, M. Milgate and P. Newman, eds., The New Palgrave: A Dictionary of Economics. (Macmillan, London). A.F. Shorrocks and J.E. Foster (1987): “Transfer sensitive inequality measures”, Review of Economic Studies, 54, 485-497. A.F. Shorrocks (1987): “U.K. wealth distribution: current evidence and future prospects”, in E. Wolff, ed., International Comparisons of the Distribution of Household Wealth (Clarendon Press, Oxford). A.F. Shorrocks (1986): “The measurement of inflation experienced by the poor 1970-80: a reply”, Canadian Public Policy, 12, 640-644. A.F. Shorrocks (1984): “Inequality decomposition by population subgroups”, Econometrica, 52, 1369-1385. Reprinted in F.A. Cowell (ed.) The Economics of Poverty and Inequality, 2002 (Edward Elgar, Cheltenham) A.F. Shorrocks (1983): “The impact of income components on the distribution of family incomes”, Quarterly Journal of Economics, 98, 311-326. A.F. Shorrocks (1983): “Ranking income distributions”, Economica, 50, 3-17. Reprinted in F.A. Cowell (ed.) The Economics of Poverty and Inequality, 2002 (Edward Elgar, Cheltenham) D. Mookherjee and A.F. Shorrocks (1982): “A decomposition analysis of the trend in U.K. income inequality”, Economic Journal, 92, 886-902. A.F. Shorrocks (1982): “On the distance between income distributions”, Econometrica, 50, 1337- 1339. A.F. Shorrocks and E. Marlin (1982): “Inflation and low incomes”, Canadian Public Policy, 8, 334- 346. A.F. Shorrocks (1982): “The portfolio composition of asset holdings in the United Kingdom”, Economic Journal, 92, 268-84. A.F. Shorrocks (1982): “Inequality decomposition by factor components”, Econometrica, 50, 193- 211. Reprinted in M. Sattinger (ed.) Income Distribution, 2001 (Edward Elgar, Cheltenham) and in F.A. Cowell (ed.) The Economics of Poverty and Inequality, 2002 (Edward Elgar, Cheltenham). A.F. Shorrocks (1981): “Life insurance and asset holdings in the United Kingdom”, in D. Currie, D. Peel and W. Peters, eds., Microeconomic Analysis (Croom Helm, London). A.F. Shorrocks (1981): “Income stability in the United States”, in A. Klevmarken and J.A. Lybeck, eds., The Statics and Dynamics of Income (Tieto, Clevedon). A.F. Shorrocks (1980): “The class of additively decomposable inequality measures”, Econometrica, 48, 613-625.

6 A.F. Shorrocks (1979): “On the structure of intergenerational transfers between families”, Economica, 46, 415-426. A.F. Shorrocks (1978): “Income inequality and income mobility”, Journal of Economic Theory, 19, 376-393. A.F. Shorrocks (1978): “The measurement of mobility”, Econometrica, 46, 1013-1024. Reprinted in D. J. Bartholomew, Measurement (Sage Benchmarks in Social Research Methods), 2006 J.B. Davies and A.F. Shorrocks (1978): “Assessing the quantitative importance of inheritance in the distribution of wealth”, Oxford Economic Papers, 30, 138-149. A.F. Shorrocks (1976): “Income mobility and the Markov assumption”, Economic Journal, 86, 566- 578. A.F. Shorrocks (1975): “On stochastic models of size distributions”, Review of Economic Studies, 42, 631-641. A.F. Shorrocks (1975): “The age-wealth relationship: A cross section and cohort analysis”, Review of Economics and Statistics, 57, 155-63. Reprinted in J. Creedy, ed., The Economics of Ageing (Edward Elgar, Cheltenham), 1996. A.F. Shorrocks (1971): “Measuring the imaginary: the employment impact of imported steel”, Industrial and Labour Relations Review, 24, 203-315.

Other publications:

J. B. Davies, R. Lluberas and A. Shorrocks (2014): Global Wealth Report 2014 and Global Wealth Databook 2014, Credit Suisse Research Institute. J. B. Davies, R. Lluberas and A. Shorrocks (2013): Global Wealth Report 2013 and Global Wealth Databook 2013, Credit Suisse Research Institute. J. B. Davies, R. Lluberas and A. Shorrocks (2012): Global Wealth Report 2012 and Global Wealth Databook 2012, Credit Suisse Research Institute. J. B. Davies, R. Lluberas and A. Shorrocks (2011): Global Wealth Report 2011and Global Wealth Databook 2011, Credit Suisse Research Institute. J. B. Davies, R. Lluberas and A. Shorrocks (2010): Global Wealth Report and Global Wealth Databook, Credit Suisse Research Institute.

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