Intercontinental Exchange

Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AA 2232 381448 2243526 N 20201029 AAAU 0 26400 29257 N 20201029 AACQ 0 53547 65100 N 20201029 AACQW 0 400 400 N 20201029 AAIC 64 9531 20538 N 20201029 AAIC PRB 0 1 2001 N 20201029 AAIC PRC 0 330 1030 N 20201029 AAL 410 1585694 2347234 N 20201029 AAN 2389 114269 307150 N 20201029 AAOI 0 756 2779 N 20201029 AAON 0 822 1308 N 20201029 AAP 350 94314 153331 N 20201029 AAPL 13374 1488668 2795715 N 20201029 AAT 3429 48478 112783 N 20201029 AAU 600 3039 6136 N 20201029 AAWW 0 2702 6094 N 20201029 AAXJ 0 46391 60802 N 20201029 AAXN 0 2756 4751 N 20201029 AB 597 48505 87287 N 20201029 ABB 2637 317330 406641 N 20201029 ABBV 21051 864518 1705722 N 20201029 ABC 650 243426 392362 N 20201029 ABCB 10 1964 3118 N 20201029 ABCM 0 200 336 N 20201029 ABEO 0 35637 50358 N 20201029 ABEV 11199 9331825 10719861 N 20201029 ABG 2669 39740 66383 N 20201029 ABIO 0 525 825 N 20201029 ABM 5492 50543 112061 N 20201029 ABMD 12 4653 6918 N 20201029 ABR 1537 284865 358680 N 20201029 ABR PRA 0 204 204 N 20201029 ABR PRB 0 300 300 N 20201029 ABST 0 1200 1800 N 20201029 ABT 34471 625871 1061463 N 20201029 ABTX 0 307 329 N 20201029 ABUS 0 3300 6020 N 20201029 AC 0 7104 9551 N 20201029 ACA 409 43232 78466 N 20201029 ACACU 0 600 800 N 20201029 ACAD 0 7233 11397 N 20201029 ACAM 0 100 8352 N 20201029 ACB 93171 1194116 1476777 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ACBI 0 1963 3161 N 20201029 ACC 1564 160105 225102 N 20201029 ACCD 164 905 2726 N 20201029 ACCO 501 124774 216100 N 20201029 ACEL 0 34381 62818 N 20201029 ACET 0 114 122 N 20201029 ACGL 199 41767 88991 N 20201029 ACGLO 0 200 200 N 20201029 ACH 154 2341 7173 N 20201029 ACHC 0 2464 3535 N 20201029 ACI 9310 332955 427297 N 20201029 ACIA 0 5215 11425 N 20201029 ACIC U 0 0 14995 N 20201029 ACIU 0 2132 4773 N 20201029 ACIW 0 9818 13343 N 20201029 ACLS 0 1630 4451 N 20201029 ACM 3235 266768 458377 N 20201029 ACMR 0 1142 2247 N 20201029 ACN 3536 308402 577853 N 20201029 ACND 0 501 1184 N 20201029 ACND U 0 0 108 N 20201029 ACND WS 0 400 1367 N 20201029 ACOR 0 10604 11004 N 20201029 ACP 0 3279 8072 N 20201029 ACRE 28041 72639 108298 N 20201029 ACRS 400 500 1454 N 20201029 ACRX 200 26557 28115 N 20201029 ACST 0 47496 48996 N 20201029 ACTG 0 495 495 N 20201029 ACTV 0 2000 2000 N 20201029 ACV 0 2716 12323 N 20201029 ACWI 101 197254 285223 N 20201029 ACWV 0 2017 8240 N 20201029 ACWX 0 46373 50864 N 20201029 ACY 0 100 100 N 20201029 ADAP 0 18473 39812 N 20201029 ADBE 4 8010 17116 N 20201029 ADC 188 102781 145255 N 20201029 ADCT 0 22385 39778 N 20201029 ADES 0 1700 2048 N 20201029 ADI 186 26628 42238 N 20201029 ADIL 0 6854 11197 N 20201029 ADM 18791 404791 843669 N 20201029 ADMA 1702 11577 34541 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ADMP 10499 43420 43846 N 20201029 ADMS 0 414 2557 N 20201029 ADNT 2325 143968 286277 N 20201029 ADP 0 20929 33159 N 20201029 ADPT 510 7738 9196 N 20201029 ADRE 0 95 295 N 20201029 ADS 3530 271693 452361 N 20201029 ADSK 100 5925 7484 N 20201029 ADSW 1327 142233 584446 N 20201029 ADT 44 530441 903100 N 20201029 ADTN 0 312 1816 N 20201029 ADTX 0 400 600 N 20201029 ADUS 0 169 355 N 20201029 ADVM 0 3041 3232 N 20201029 ADVWW 0 100 100 N 20201029 ADX 329 19502 35502 N 20201029 ADXS 129 9729 29806 N 20201029 AEB 200 28596 34432 N 20201029 AEE 483 110672 221109 N 20201029 AEFC 0 8724 13564 N 20201029 AEG 8300 241323 306453 N 20201029 AEGN 0 229 748 N 20201029 AEHL 0 316 1216 N 20201029 AEHR 0 1900 2272 N 20201029 AEIS 0 1794 2576 N 20201029 AEL 4181 180554 260014 N 20201029 AEL PRA 0 8659 13788 N 20201029 AEL PRB 0 3129 10282 N 20201029 AEM 7538 229913 336979 N 20201029 AEMD 0 600 1100 N 20201029 AEO 1324 449557 729252 N 20201029 AEP 0 18303 33542 N 20201029 AER 225 168074 311667 N 20201029 AERI 0 4869 5394 N 20201029 AES 6932 450812 1008355 N 20201029 AESE 426 4026 4456 N 20201029 AESR 0 0 800 N 20201029 AEYE 0 59 63 N 20201029 AEZS 500 1800 7400 N 20201029 AFB 0 1920 5391 N 20201029 AFC 0 900 3879 N 20201029 AFG 894 143400 238095 N 20201029 AFGB 0 156 1132 N 20201029 AFGC 0 892 3657 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AFGD 0 1000 2057 N 20201029 AFGE 0 1237 1947 N 20201029 AFGH 500 5999 11525 N 20201029 AFI 297 54260 78027 N 20201029 AFIB 0 398 398 N 20201029 AFIN 0 9252 9995 N 20201029 AFL 7240 661818 1287733 N 20201029 AFMD 0 7138 10386 N 20201029 AFT 325 1978 19897 N 20201029 AFYA 0 987 987 N 20201029 AG 101757 422047 737172 N 20201029 AGCO 947 76050 158368 N 20201029 AGCUU 0 0 1100 N 20201029 AGD 0 1563 11679 N 20201029 AGE 0 207 307 N 20201029 AGEN 0 31681 45658 N 20201029 AGG 0 73412 140047 N 20201029 AGGY 0 1000 1100 N 20201029 AGI 39477 887533 1306083 N 20201029 AGIO 0 1836 3379 N 20201029 AGLE 0 344 1022 N 20201029 AGM 0 8839 14101 N 20201029 AGM A 0 0 2 N 20201029 AGM PRD 0 200 501 N 20201029 AGM PRE 340 2340 4640 N 20201029 AGM PRF 471 6380 8544 N 20201029 AGNC 0 200832 277795 N 20201029 AGNCM 0 300 803 N 20201029 AGNCN 0 12375 13180 N 20201029 AGNCO 0 10039 10239 N 20201029 AGNCP 0 2700 3014 N 20201029 AGO 1030 240714 475451 N 20201029 AGO PRB 0 69 399 N 20201029 AGO PRE 0 121 871 N 20201029 AGO PRF 0 0 4143 N 20201029 AGQ 200 2834 9970 N 20201029 AGR 185 130646 196846 N 20201029 AGRO 60 10676 28658 N 20201029 AGRX 700 10571 14960 N 20201029 AGS 2138 28881 90592 N 20201029 AGTC 0 470 700 N 20201029 AGX 0 17962 30789 N 20201029 AGYS 0 1166 1318 N 20201029 AGZ 0 0 100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AHC 0 1324 1812 N 20201029 AHCO 700 2510 3050 N 20201029 AHH 2475 67502 109525 N 20201029 AHH PRA 11409 11661 16105 N 20201029 AHL PRC 0 3252 8245 N 20201029 AHL PRD 0 1674 5119 N 20201029 AHL PRE 0 2784 14013 N 20201029 AHT 6562 144935 162740 N 20201029 AHT PRD 0 200 802 N 20201029 AHT PRF 0 2297 17118 N 20201029 AHT PRG 0 2669 6598 N 20201029 AHT PRH 0 700 6163 N 20201029 AHT PRI 0 2269 13025 N 20201029 AIC 0 740 850 N 20201029 AIF 0 1503 5347 N 20201029 AIG 6637 815856 1432323 N 20201029 AIG PRA 0 3359 8301 N 20201029 AIG WS 10051 12841 16731 N 20201029 AIH 0 500 500 N 20201029 AIHS 0 3160 3810 N 20201029 AIKI 950 2250 5750 N 20201029 AIM 0 0 465 N 20201029 AIMC 0 7296 11811 N 20201029 AIN 36 38456 89679 N 20201029 AINV 0 405 783 N 20201029 AIO 100 2225 7781 N 20201029 AIQ 0 614 1331 N 20201029 AIR 974 31073 60251 N 20201029 AIRG 0 3 120 N 20201029 AIT 4391 40469 75412 N 20201029 AIV 548 187378 493060 N 20201029 AIW 0 610 649 N 20201029 AIZ 756 98749 140498 N 20201029 AIZP 0 236 851 N 20201029 AJAX U 0 29289 117070 N 20201029 AJG 2641 220623 405249 N 20201029 AJRD 1278 92367 214227 N 20201029 AJX 6708 23981 32498 N 20201029 AJXA 0 556 1449 N 20201029 AKAM 0 10907 26179 N 20201029 AKBA 0 137394 161458 N 20201029 AKER 0 2044 2644 N 20201029 AKO A 0 0 36 N 20201029 AKO B 0 100 1960 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AKR 1783 84966 195954 N 20201029 AKRO 0 2264 3682 N 20201029 AKTS 0 736 820 N 20201029 AKUS 147 274 735 N 20201029 AL 640 79709 124045 N 20201029 AL PRA 0 2221 7498 N 20201029 ALACW 400 400 1500 N 20201029 ALB 2303 151405 208006 N 20201029 ALBO 0 290 399 N 20201029 ALC 403 153391 211212 N 20201029 ALCO 0 0 35 N 20201029 ALDX 0 1955 2402 N 20201029 ALE 1212 46121 116809 N 20201029 ALEC 0 16353 27978 N 20201029 ALEX 2110 67604 113497 N 20201029 ALG 82 9576 16275 N 20201029 ALGM 0 61159 222056 N 20201029 ALGN 0 5639 6867 N 20201029 ALGS 0 15 321 N 20201029 ALGT 10 1928 3409 N 20201029 ALIM 0 100 100 N 20201029 ALIN PRA 0 3985 8148 N 20201029 ALIN PRB 1084 4282 6425 N 20201029 ALIN PRE 0 3092 6680 N 20201029 ALK 3749 385870 676875 N 20201029 ALKS 0 7464 18458 N 20201029 ALL 3490 215945 414279 N 20201029 ALL PRB 990 5941 9438 N 20201029 ALL PRG 0 5424 16999 N 20201029 ALL PRH 0 5108 31045 N 20201029 ALL PRI 0 3073 6661 N 20201029 ALLE 792 182542 274176 N 20201029 ALLK 131 5271 15966 N 20201029 ALLO 0 2254 3594 N 20201029 ALLT 0 221 1199 N 20201029 ALLY 1696 822792 1150143 N 20201029 ALLY PRA 326 23877 43884 N 20201029 ALNA 0 3592 3624 N 20201029 ALNY 25 1780 2517 N 20201029 ALP PRQ 0 237 1089 N 20201029 ALRM 0 2071 5242 N 20201029 ALRN 2895 6158 11943 N 20201029 ALRS 0 621 721 N 20201029 ALSK 0 520 730 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ALSN 2284 134155 336680 N 20201029 ALT 0 5099 12466 N 20201029 ALTA 0 0 3 N 20201029 ALTG 0 9211 13701 N 20201029 ALTG WS 0 0 600 N 20201029 ALTL 0 0 61 N 20201029 ALTR 0 2095 2869 N 20201029 ALUS 0 28 2162 N 20201029 ALV 9239 72929 111134 N 20201029 ALVR 0 2581 2794 N 20201029 ALX 0 2339 3745 N 20201029 ALXN 0 19562 26291 N 20201029 ALXO 0 309 325 N 20201029 AM 14922 833331 1037687 N 20201029 AMAG 0 19408 20251 N 20201029 AMAT 401 118926 169648 N 20201029 AMBA 0 636 824 N 20201029 AMBC 489 30979 95779 N 20201029 AMBC WS 0 38 276 N 20201029 AMC 16276 749192 1543074 N 20201029 AMCIW 800 800 3503 N 20201029 AMCR 4428 1114506 1723493 N 20201029 AMCX 0 15331 26372 N 20201029 AMD 897 1157322 2188168 N 20201029 AME 659 110614 276201 N 20201029 AMED 0 1953 2440 N 20201029 AMEH 0 37 160 N 20201029 AMG 637 58972 112975 N 20201029 AMGN 0 14797 23450 N 20201029 AMH 1428 227871 379877 N 20201029 AMH PRD 0 4606 9652 N 20201029 AMH PRE 0 566 2530 N 20201029 AMH PRF 0 704 1761 N 20201029 AMH PRG 0 332 351 N 20201029 AMH PRH 0 866 1613 N 20201029 AMJ 0 3698 5962 N 20201029 AMK 0 17601 35565 N 20201029 AMKR 614 13889 24011 N 20201029 AMLP 16563 94107 117079 N 20201029 AMN 565 72455 115655 N 20201029 AMOM 0 0 1 N 20201029 AMOT 0 7 208 N 20201029 AMOV 0 105 641 N 20201029 AMP 618 113112 218425 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AMPE 0 6281 7431 N 20201029 AMPH 0 711 1014 N 20201029 AMPY 7611 23918 57691 N 20201029 AMRC 227 43909 86315 N 20201029 AMRH 0 27 227 N 20201029 AMRK 0 100 200 N 20201029 AMRN 105 94728 149424 N 20201029 AMRS 0 58162 71105 N 20201029 AMRX 58770 172486 391540 N 20201029 AMSC 0 3682 4162 N 20201029 AMSF 0 677 1068 N 20201029 AMSWA 0 400 501 N 20201029 AMT 4256 210465 407515 N 20201029 AMTB 0 0 4 N 20201029 AMTI 0 3474 3765 N 20201029 AMTX 4 2515 2624 N 20201029 AMWD 0 1134 1505 N 20201029 AMWL 8559 247582 329375 N 20201029 AMX 313 142767 249392 N 20201029 AMYT 0 100 538 N 20201029 AMZA 0 100 100 N 20201029 AMZN 81 34434 59084 N 20201029 AN 1050 84237 143733 N 20201029 ANAB 0 10815 12784 N 20201029 ANAT 0 316 321 N 20201029 ANCN 0 0 135 N 20201029 ANDE 0 647 1822 N 20201029 ANET 360 112163 179326 N 20201029 ANF 1673 141231 240202 N 20201029 ANGI 0 26655 63278 N 20201029 ANGL 0 83359 114724 N 20201029 ANGO 0 412 824 N 20201029 ANH 921 64366 128738 N 20201029 ANH PRC 0 100 100 N 20201029 ANIK 0 781 925 N 20201029 ANIP 0 402 639 N 20201029 ANIX 0 18 593 N 20201029 ANNX 0 1262 1663 N 20201029 ANSS 0 5525 6386 N 20201029 ANTE 200 200 200 N 20201029 ANTM 1368 255372 498406 N 20201029 ANY 0 3300 4200 N 20201029 AOA 0 100 274 N 20201029 AOD 11606 21150 43737 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AOK 0 1370 1625 N 20201029 AOM 0 1100 3340 N 20201029 AON 1390 330025 553962 N 20201029 AONE 0 25 125 N 20201029 AONE U 0 300 903 N 20201029 AONE WS 0 641 2074 N 20201029 AOS 1851 179817 462577 N 20201029 AOSL 0 332 432 N 20201029 AOUT 0 1001 1206 N 20201029 AP 5287 15868 22200 N 20201029 APA 1300 455895 716810 N 20201029 APAM 9816 70432 162205 N 20201029 APD 1817 86748 195192 N 20201029 APDN 0 10 10 N 20201029 APEI 0 2635 3087 N 20201029 APEN 0 0 100 N 20201029 APG 0 96233 198751 N 20201029 APH 358 171062 329410 N 20201029 APHA 10520 76312 89647 N 20201029 API 0 27757 33511 N 20201029 APLE 575 206102 356755 N 20201029 APLS 0 3268 6484 N 20201029 APLT 17 1955 3027 N 20201029 APM 600 14134 17634 N 20201029 APO 685 265802 455192 N 20201029 APO PRA 0 136 1642 N 20201029 APO PRB 0 516 2237 N 20201029 APOG 0 2915 3345 N 20201029 APOP 81 13737 16142 N 20201029 APOPW 0 700 700 N 20201029 APPF 0 638 718 N 20201029 APPN 1 5191 12996 N 20201029 APPS 0 45529 78799 N 20201029 APRE 612 2446 3046 N 20201029 APRN 103568 315591 617149 N 20201029 APSG U 0 1100 41174 N 20201029 APT 0 6582 15593 N 20201029 APTO 546 5716 9111 N 20201029 APTS 1526 150470 170345 N 20201029 APTV 3652 264497 508444 N 20201029 APTV PRA 0 4291 9851 N 20201029 APTX 686 13909 40986 N 20201029 APWC 0 2900 3300 N 20201029 APXTW 0 0 100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 APYX 0 728 728 N 20201029 AQB 0 3977 8034 N 20201029 AQMS 0 1108 1308 N 20201029 AQN 2116 170471 190039 N 20201029 AQNA 0 904 6667 N 20201029 AQNB 0 1117 4811 N 20201029 AQST 0 2309 3883 N 20201029 AQUA 1601 121971 237183 N 20201029 AR 15447 1391720 2104389 N 20201029 ARA 1260 13382 23844 N 20201029 ARAV 0 250 283 N 20201029 ARAY 400 21341 30523 N 20201029 ARC 1071 23525 59732 N 20201029 ARCB 32 1018 1476 N 20201029 ARCC 0 19646 39302 N 20201029 ARCE 0 4536 5653 N 20201029 ARCH 12278 411771 621738 N 20201029 ARCO 211 155425 283904 N 20201029 ARCT 0 1485 3989 N 20201029 ARD 659 6621 11250 N 20201029 ARDC 1 2542 10584 N 20201029 ARDX 10 1008 2191 N 20201029 ARE 1549 92626 208076 N 20201029 AREC 0 0 21 N 20201029 ARES 172 109995 157831 N 20201029 ARES PRA 0 2098 4357 N 20201029 ARGD 0 1722 4727 N 20201029 ARGO 230 22729 47924 N 20201029 ARGO PRA 0 3915 6645 N 20201029 ARGX 293 2323 2724 N 20201029 ARI 1552 205099 379845 N 20201029 ARKF 0 7214 14127 N 20201029 ARKG 600 11305 16473 N 20201029 ARKK 20846 37689 38628 N 20201029 ARKQ 1236 2863 2865 N 20201029 ARKW 3488 11313 15542 N 20201029 ARL 0 257 920 N 20201029 ARLO 1521 61796 146608 N 20201029 ARLP 0 5750 6750 N 20201029 ARMK 2460 187901 301335 N 20201029 ARNA 0 4003 6819 N 20201029 ARNC 1391 76997 171789 N 20201029 AROC 2589 268294 386546 N 20201029 AROW 0 336 536 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ARPO 0 3261 5579 N 20201029 ARQT 0 1575 1886 N 20201029 ARR 958 153579 250650 N 20201029 ARR PRC 1 2686 2920 N 20201029 ARRY 0 2388 4557 N 20201029 ARTL 300 1300 1500 N 20201029 ARTNA 0 11 272 N 20201029 ARVN 0 4025 5718 N 20201029 ARW 1616 85075 181754 N 20201029 ARWR 0 4247 8206 N 20201029 ARYA 0 0 100 N 20201029 ASA 1 4902 6563 N 20201029 ASAN 81 40559 79869 N 20201029 ASAQ 0 1581 1681 N 20201029 ASAQ U 0 1582 2455 N 20201029 ASAQ WS 0 150 3250 N 20201029 ASB 4641 256562 502462 N 20201029 ASB PRC 0 333 633 N 20201029 ASB PRD 0 163 363 N 20201029 ASB PRE 0 527 1344 N 20201029 ASB PRF 0 1309 1842 N 20201029 ASC 0 88115 139651 N 20201029 ASG 814 8313 25143 N 20201029 ASGI 0 915 9550 N 20201029 ASGN 1600 88014 160526 N 20201029 ASH 1036 41565 84612 N 20201029 ASHR 0 65523 95537 N 20201029 ASIX 263 16084 42291 N 20201029 ASM 4850 4850 4861 N 20201029 ASMB 0 1295 2493 N 20201029 ASML 12 5707 8642 N 20201029 ASND 0 1359 1483 N 20201029 ASO 0 4457 6494 N 20201029 ASPL U 0 0 800 N 20201029 ASPN 2236 21554 46812 N 20201029 ASPS 0 621 798 N 20201029 ASPU 0 1842 3083 N 20201029 ASR 16 8733 13821 N 20201029 ASRT 0 457 2599 N 20201029 ASTC 6180 7884 26276 N 20201029 ASTE 0 254 660 N 20201029 ASUR 0 525 625 N 20201029 ASX 395 67400 130237 N 20201029 AT 10259 30593 71983 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ATAC U 0 0 406 N 20201029 ATAX 0 1300 1300 N 20201029 ATCO 1509 61517 87824 N 20201029 ATCO PRD 0 612 1203 N 20201029 ATCO PRE 200 2955 4666 N 20201029 ATCO PRG 0 2087 4529 N 20201029 ATCO PRH 200 2256 3669 N 20201029 ATCO PRI 1200 2427 8192 N 20201029 ATCX 0 0 100 N 20201029 ATCXW 0 0 900 N 20201029 ATEC 0 13141 19030 N 20201029 ATEN 648 89380 206040 N 20201029 ATEX 0 394 519 N 20201029 ATGE 218 50567 131179 N 20201029 ATH 2499 163027 298492 N 20201029 ATH PRA 0 7781 17330 N 20201029 ATH PRB 0 8060 13213 N 20201029 ATH PRC 0 10188 19006 N 20201029 ATHA 0 2778 3758 N 20201029 ATHM 50 36195 60742 N 20201029 ATHX 0 19194 24358 N 20201029 ATI 1795 361706 671230 N 20201029 ATIF 0 1950 2650 N 20201029 ATKR 9714 56906 156536 N 20201029 ATLO 0 110 310 N 20201029 ATMP 0 0 600 N 20201029 ATNI 0 430 515 N 20201029 ATNM 0 0 215 N 20201029 ATNX 0 1641 2143 N 20201029 ATO 1134 100872 202446 N 20201029 ATOM 0 2723 3233 N 20201029 ATOS 0 100 700 N 20201029 ATR 1309 55618 101964 N 20201029 ATRA 0 1580 3556 N 20201029 ATRC 0 3261 8995 N 20201029 ATRI 0 6 6 N 20201029 ATRO 0 7926 11920 N 20201029 ATRS 100 17947 20180 N 20201029 ATSG 0 3737 5177 N 20201029 ATTO 80 1897 2097 N 20201029 ATUS 4184 652766 1255647 N 20201029 ATV 0 1092 1201 N 20201029 ATVI 406 56178 140322 N 20201029 ATXI 0 369 469 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AU 2540 244465 506887 N 20201029 AUB 0 2418 4401 N 20201029 AUBAP 0 0 400 N 20201029 AUBN 0 2 206 N 20201029 AUDC 0 366 1917 N 20201029 AUMN 0 13698 13698 N 20201029 AUPH 600 14373 30128 N 20201029 AUSF 0 0 5445 N 20201029 AUTO 0 475 475 N 20201029 AUVI 1300 3500 6556 N 20201029 AUY 14531 2227423 3405093 N 20201029 AVA 4784 52270 112017 N 20201029 AVAL 0 31098 73761 N 20201029 AVAV 0 290 415 N 20201029 AVB 2362 245641 411303 N 20201029 AVCO 0 100 2304 N 20201029 AVD 122 12463 36902 N 20201029 AVDL 0 627 897 N 20201029 AVEM 0 100 100 N 20201029 AVEO 0 104 571 N 20201029 AVGO 200 2672 5094 N 20201029 AVGOP 0 37 137 N 20201029 AVGR 6362 36226 58776 N 20201029 AVID 0 10425 17515 N 20201029 AVIG 0 0 300 N 20201029 AVK 182 13762 27267 N 20201029 AVLR 3695 65224 101490 N 20201029 AVNS 1048 46814 68342 N 20201029 AVNT 1046 68213 138146 N 20201029 AVO 0 1062 2012 N 20201029 AVRO 71 1055 1669 N 20201029 AVT 0 5336 7007 N 20201029 AVTR 3222 461831 1039091 N 20201029 AVTR PRA 0 1014 2832 N 20201029 AVXL 100 5843 7617 N 20201029 AVY 824 130743 197213 N 20201029 AVYA 427 55572 185244 N 20201029 AWAY 0 27 227 N 20201029 AWF 458 21837 32894 N 20201029 AWH 9528 12294 14004 N 20201029 AWI 202 102432 180435 N 20201029 AWK 2158 91135 181240 N 20201029 AWP 923 37613 52167 N 20201029 AWR 48 21633 57983 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AX 708 40868 89873 N 20201029 AXAS 0 3035 3874 N 20201029 AXDX 0 1838 4525 N 20201029 AXGN 0 2365 2630 N 20201029 AXGT 0 19569 31123 N 20201029 AXL 1946 208501 403971 N 20201029 AXLA 0 200 500 N 20201029 AXNX 0 735 1637 N 20201029 AXP 12919 574361 1262909 N 20201029 AXR 0 0 3 N 20201029 AXS 447 65487 197717 N 20201029 AXS PRE 0 6045 15321 N 20201029 AXSM 0 1443 2800 N 20201029 AXTA 1023 206244 575549 N 20201029 AXTI 0 9576 16440 N 20201029 AXU 400 11031 20652 N 20201029 AY 0 6867 12344 N 20201029 AYI 536 56729 105970 N 20201029 AYRO 0 4742 5935 N 20201029 AYTU 0 8867 11270 N 20201029 AYX 386 134208 238206 N 20201029 AZEK 1289 122340 184702 N 20201029 AZN 5008 73084 125463 N 20201029 AZO 269 31698 58575 N 20201029 AZPN 0 1374 3506 N 20201029 AZRE 4 17738 28260 N 20201029 AZRX 0 300 300 N 20201029 AZUL 46878 281344 464377 N 20201029 AZZ 471 35256 66364 N 20201029 B 182 33764 61421 N 20201029 BA 23707 1100792 1890580 N 20201029 BAB 0 2218 2919 N 20201029 BABA 5699 693463 1702075 N 20201029 BAC 35344 5567090 12276816 N 20201029 BAC PRA 0 13435 27227 N 20201029 BAC PRB 0 19813 37156 N 20201029 BAC PRC 0 20652 65231 N 20201029 BAC PRE 61 1956 9549 N 20201029 BAC PRK 63 8580 21216 N 20201029 BAC PRL 128 1274 2228 N 20201029 BAC PRM 0 26156 40469 N 20201029 BAC PRN 0 12892 56793 N 20201029 BAF 0 407 7441 N 20201029 BAH 753 104051 263515 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BAK 150 35364 63368 N 20201029 BAM 4332 310442 1018439 N 20201029 BAMH 0 28981 113291 N 20201029 BANC 376 58136 106033 N 20201029 BANC PRE 0 1088 2107 N 20201029 BAND 0 5044 9916 N 20201029 BANF 0 630 1279 N 20201029 BANR 0 1684 10623 N 20201029 BANX 0 2 2 N 20201029 BAP 3 26078 57702 N 20201029 BAPR 0 100 100 N 20201029 BAR 0 3251 3890 N 20201029 BATRA 0 241 461 N 20201029 BATRK 0 401 1296 N 20201029 BATT 0 0 100 N 20201029 BAX 7840 316385 675879 N 20201029 BB 5100 277659 552422 N 20201029 BBAR 1 49738 58668 N 20201029 BBAX 0 2793 4051 N 20201029 BBBY 10663 61925 161892 N 20201029 BBCA 0 4069 6856 N 20201029 BBCP 0 200 400 N 20201029 BBD 10836 3730317 7288080 N 20201029 BBDC 0 10169 13760 N 20201029 BBDO 0 311 1681 N 20201029 BBEU 0 9638 13152 N 20201029 BBF 0 433 1302 N 20201029 BBGI 0 0 100 N 20201029 BBI 0 9657 24049 N 20201029 BBIO 0 4427 5179 N 20201029 BBJP 0 25133 44383 N 20201029 BBK 0 3367 4374 N 20201029 BBL 801 123701 310514 N 20201029 BBN 1100 4202 6993 N 20201029 BBSA 0 0 325 N 20201029 BBSI 0 316 562 N 20201029 BBU 700 3123 7005 N 20201029 BBUS 0 0 100 N 20201029 BBVA 4896 673325 779560 N 20201029 BBW 528 5068 16393 N 20201029 BBY 1598 144268 367457 N 20201029 BC 2030 182486 316805 N 20201029 BC PRA 0 1345 4150 N 20201029 BC PRB 0 806 1491 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BC PRC 1100 10733 19640 N 20201029 BCAT 0 13576 41471 N 20201029 BCBP 0 0 1 N 20201029 BCC 9065 44343 90735 N 20201029 BCE 2926 197680 299633 N 20201029 BCEI 184 34582 56422 N 20201029 BCEL 0 928 1352 N 20201029 BCH 315 20523 28024 N 20201029 BCLI 0 2726 4658 N 20201029 BCML 0 200 200 N 20201029 BCO 165 130858 284105 N 20201029 BCOR 0 868 2690 N 20201029 BCOV 0 6045 10692 N 20201029 BCPC 0 225 655 N 20201029 BCRX 0 47154 75720 N 20201029 BCS 1589 472489 741035 N 20201029 BCSF 537 35031 54074 N 20201029 BCV 0 0 208 N 20201029 BCX 6336 14748 31770 N 20201029 BCYC 0 300 300 N 20201029 BDC 1302 65809 152704 N 20201029 BDGE 0 70 586 N 20201029 BDJ 1528 71966 111370 N 20201029 BDN 1406 315743 662819 N 20201029 BDR 1300 1300 2400 N 20201029 BDRY 0 0 800 N 20201029 BDSI 201 7844 18888 N 20201029 BDSX 0 3417 9527 N 20201029 BDTX 0 688 888 N 20201029 BDX 4135 119540 301274 N 20201029 BDXB 0 2453 3451 N 20201029 BE 2846 324871 919163 N 20201029 BEAM 351 2009 5010 N 20201029 BEAT 0 2520 3086 N 20201029 BECN 0 4930 9776 N 20201029 BEDU 0 16 726 N 20201029 BEEM 0 470 642 N 20201029 BEEMW 0 0 320 N 20201029 BEKE 670 286151 854916 N 20201029 BEN 2309 779709 1346802 N 20201029 BEP 1065 43502 55668 N 20201029 BEP PRA 0 605 1638 N 20201029 BEPC 601 77815 122407 N 20201029 BERY 1097 141370 278176 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BEST 61679 309086 408167 N 20201029 BETZ 0 416 2016 N 20201029 BF A 54 3993 24078 N 20201029 BF B 665 116320 245012 N 20201029 BFAM 477 51905 75516 N 20201029 BFC 0 9 9 N 20201029 BFK 0 9331 30690 N 20201029 BFO 0 1480 1980 N 20201029 BFS 57 17541 34577 N 20201029 BFS PRD 0 1 301 N 20201029 BFS PRE 0 1685 4310 N 20201029 BFST 0 93 154 N 20201029 BFT 0 700 4025 N 20201029 BFT U 0 714 21061 N 20201029 BFT WS 0 300 6800 N 20201029 BFY 0 0 1146 N 20201029 BFZ 0 3639 8351 N 20201029 BG 569 309378 886782 N 20201029 BGB 2 9253 21851 N 20201029 BGCP 1000 85347 118471 N 20201029 BGFV 1461 8957 11593 N 20201029 BGH 0 4189 12739 N 20201029 BGI 300 300 1608 N 20201029 BGIO 500 2930 4930 N 20201029 BGNE 0 546 660 N 20201029 BGR 845 3336 19247 N 20201029 BGRN 0 0 417 N 20201029 BGS 16416 178647 275118 N 20201029 BGSF 0 4927 9601 N 20201029 BGT 0 3984 13704 N 20201029 BGX 301 5142 15398 N 20201029 BGY 1963 17237 51985 N 20201029 BH 0 1010 1233 N 20201029 BH A 0 2 74 N 20201029 BHAT 0 1900 1900 N 20201029 BHB 0 0 1 N 20201029 BHC 166 197091 460555 N 20201029 BHE 11333 51185 110391 N 20201029 BHF 0 9725 17544 N 20201029 BHFAL 0 200 200 N 20201029 BHFAP 0 100 900 N 20201029 BHK 124 3732 7664 N 20201029 BHLB 974 101137 213674 N 20201029 BHP 220 473057 659921 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BHR 136 40820 84490 N 20201029 BHR PRB 0 1788 2501 N 20201029 BHR PRD 0 700 1441 N 20201029 BHTG 0 0 100 N 20201029 BHV 0 2610 3770 N 20201029 BHVN 457 56165 101676 N 20201029 BIB 0 300 300 N 20201029 BIDU 0 11942 29515 N 20201029 BIF 1303 12139 26252 N 20201029 BIG 1739 152740 211007 N 20201029 BIGC 0 2060 2499 N 20201029 BIIB 0 3713 7627 N 20201029 BILI 99 12167 48630 N 20201029 BILL 711 75305 115022 N 20201029 BIMI 0 0 1309 N 20201029 BIO 540 28754 42120 N 20201029 BIO B 0 0 23 N 20201029 BIOC 0 690 808 N 20201029 BIOL 516 7987 8487 N 20201029 BIOX 100 300 300 N 20201029 BIP 2760 43099 89444 N 20201029 BIP PRA 0 346 1430 N 20201029 BIPC 0 46826 66909 N 20201029 BIS 0 100 200 N 20201029 BIT 2500 7787 12080 N 20201029 BITA 0 15889 28590 N 20201029 BIV 0 58808 142485 N 20201029 BIVI 0 150 250 N 20201029 BJ 2254 183704 400756 N 20201029 BJRI 100 2059 2456 N 20201029 BK 2447 644896 1903613 N 20201029 BK PRC 0 4340 8757 N 20201029 BKCC 0 5539 7139 N 20201029 BKD 7 410976 634654 N 20201029 BKE 743 54663 119195 N 20201029 BKEP 0 0 100 N 20201029 BKF 0 0 46 N 20201029 BKH 587 76911 140005 N 20201029 BKI 10639 69684 177748 N 20201029 BKK 0 1616 8163 N 20201029 BKLN 0 155840 175472 N 20201029 BKN 0 2681 8984 N 20201029 BKNG 0 1207 1948 N 20201029 BKR 6621 1916419 2437611 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BKT 0 3009 7658 N 20201029 BKU 722 119938 205915 N 20201029 BKYI 800 9369 9831 N 20201029 BL 5 3184 4176 N 20201029 BLBD 0 0 10 N 20201029 BLCM 0 600 600 N 20201029 BLCT 0 100 100 N 20201029 BLD 3482 63175 103521 N 20201029 BLDP 905 87241 134982 N 20201029 BLDR 48 31658 54714 N 20201029 BLE 0 4263 10436 N 20201029 BLFS 0 2796 3849 N 20201029 BLHY 0 0 264 N 20201029 BLI 0 739 743 N 20201029 BLK 1052 95430 143517 N 20201029 BLKB 2606 11987 20191 N 20201029 BLL 4986 177294 377067 N 20201029 BLMN 0 54919 102214 N 20201029 BLNK 300 9148 13552 N 20201029 BLNKW 0 400 700 N 20201029 BLOK 0 0 22 N 20201029 BLPH 0 722 1029 N 20201029 BLRX 0 554 754 N 20201029 BLSA 0 100 100 N 20201029 BLU 900 9330 16646 N 20201029 BLUE 0 2972 8039 N 20201029 BLV 0 718 2194 N 20201029 BLW 311 11353 21362 N 20201029 BLX 0 26354 56617 N 20201029 BMA 0 47650 92104 N 20201029 BMCH 0 1735 3560 N 20201029 BME 200 2207 4098 N 20201029 BMEZ 1601 8751 23438 N 20201029 BMI 112 24572 44271 N 20201029 BML PRG 0 2400 2400 N 20201029 BML PRH 0 1645 5801 N 20201029 BML PRJ 0 400 783 N 20201029 BML PRL 0 3694 6081 N 20201029 BMO 888 151864 220075 N 20201029 BMRA 0 146 146 N 20201029 BMRG 0 11378 18244 N 20201029 BMRG U 0 9701 10101 N 20201029 BMRG WS 0 700 6857 N 20201029 BMRN 0 1334 6471 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BMTC 1 601 901 N 20201029 BMY 24430 880398 2017401 N 20201029 BMY RT 2529 42072 166621 N 20201029 BND 5700 44299 51309 N 20201029 BNDW 0 0 100 N 20201029 BNDX 0 82874 161046 N 20201029 BNED 443 65173 78046 N 20201029 BNFT 0 1223 2532 N 20201029 BNGO 146 9338 58931 N 20201029 BNKU 0 0 100 N 20201029 BNL 0 262360 292978 N 20201029 BNO 0 14675 26265 N 20201029 BNR 0 205 405 N 20201029 BNS 2382 181213 295126 N 20201029 BNTX 1029 10804 18309 N 20201029 BNY 0 1284 4072 N 20201029 BOAC U 0 64511 202710 N 20201029 BOCH 0 715 1122 N 20201029 BOE 214 14049 39411 N 20201029 BOH 2549 65678 128162 N 20201029 BOIL 0 4470 25366 N 20201029 BOKF 0 1888 4285 N 20201029 BOMN 0 406 446 N 20201029 BOND 0 300 400 N 20201029 BOOM 0 1249 1388 N 20201029 BOOT 2990 140041 215244 N 20201029 BORR 780 12757 35524 N 20201029 BOTZ 0 42714 50005 N 20201029 BOWXU 0 0 100 N 20201029 BOX 389 132389 364444 N 20201029 BOXL 0 22850 32747 N 20201029 BP 29866 2937635 4965667 N 20201029 BPFH 0 31855 57128 N 20201029 BPMC 0 2001 3398 N 20201029 BPMP 4 16433 29312 N 20201029 BPOP 1 2508 4318 N 20201029 BPT 511 4230 7594 N 20201029 BPTH 714 3814 5614 N 20201029 BPY 58075 267682 332532 N 20201029 BPYPN 0 200 200 N 20201029 BPYPO 0 0 800 N 20201029 BPYPP 0 0 300 N 20201029 BPYU 0 4174 6611 N 20201029 BPYUP 0 435 1683 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BQ 7060 23465 86408 N 20201029 BR 376 93414 183749 N 20201029 BRBR 0 41673 71572 N 20201029 BRC 7092 32752 91816 N 20201029 BRFS 8519 949813 1213569 N 20201029 BRG 0 300 300 N 20201029 BRG PRD 0 0 100 N 20201029 BRK A 0 50 87 N 20201029 BRK B 16597 796998 1689567 N 20201029 BRKL 49 12293 21300 N 20201029 BRKR 0 1642 3265 N 20201029 BRKS 0 2757 9966 N 20201029 BRMK 886 76976 121863 N 20201029 BRO 3636 140774 336348 N 20201029 BRP 0 838 1458 N 20201029 BRQS 85 9200 16455 N 20201029 BRT 50 7297 22246 N 20201029 BRX 5384 437477 658685 N 20201029 BRY 0 649 751 N 20201029 BRZU 0 467 467 N 20201029 BSA 0 704 4213 N 20201029 BSAC 0 84089 115069 N 20201029 BSBK 0 100 100 N 20201029 BSBR 10188 448030 562397 N 20201029 BSCK 0 2000 2100 N 20201029 BSCL 0 246 246 N 20201029 BSCM 0 338 464 N 20201029 BSCN 0 371 1171 N 20201029 BSCO 0 0 480 N 20201029 BSCP 0 0 60 N 20201029 BSCQ 0 0 200 N 20201029 BSCR 0 100 100 N 20201029 BSCS 0 0 300 N 20201029 BSD 0 583 8874 N 20201029 BSE 0 333 2349 N 20201029 BSET 0 212 531 N 20201029 BSGM 837 2648 3473 N 20201029 BSIG 737 86232 159114 N 20201029 BSJK 0 2000 2200 N 20201029 BSJL 0 244 1129 N 20201029 BSJM 0 200 700 N 20201029 BSJN 0 329 1029 N 20201029 BSJO 0 0 300 N 20201029 BSJP 0 0 1254 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BSJQ 0 100 200 N 20201029 BSJR 0 0 15 N 20201029 BSJS 0 0 100 N 20201029 BSL 0 3886 14802 N 20201029 BSM 0 108478 194984 N 20201029 BSML 0 0 100 N 20201029 BSMP 0 100 100 N 20201029 BSMX 4001 77086 81975 N 20201029 BSN U 0 40500 40500 N 20201029 BSRR 0 300 624 N 20201029 BST 10 2552 8458 N 20201029 BSTC 0 242 805 N 20201029 BSTZ 411 7122 17557 N 20201029 BSV 0 13141 16811 N 20201029 BSX 17932 1854191 6067488 N 20201029 BSX PRA 0 1071 3326 N 20201029 BSY 0 236 238 N 20201029 BTA 0 1012 6211 N 20201029 BTAI 0 1498 2793 N 20201029 BTE 5200 195098 482645 N 20201029 BTG 9670 165293 185444 N 20201029 BTI 2045 418827 535499 N 20201029 BTN 0 100 3915 N 20201029 BTO 1000 2369 4141 N 20201029 BTT 0 2466 9950 N 20201029 BTU 40282 115478 297233 N 20201029 BTWNU 0 0 1100 N 20201029 BTZ 30 8112 28304 N 20201029 BUD 1816 215010 496968 N 20201029 BUG 0 300 300 N 20201029 BUI 0 4218 27106 N 20201029 BUR 0 19194 65964 N 20201029 BURL 1325 53439 80294 N 20201029 BUSE 0 914 1123 N 20201029 BV 1 94344 169956 N 20201029 BVH 0 8777 11903 N 20201029 BVN 505 67173 132574 N 20201029 BVXV 1625 6998 9411 N 20201029 BW 967 3756 15078 N 20201029 BWA 3464 567882 1020581 N 20201029 BWB 0 215 315 N 20201029 BWEN 100 600 600 N 20201029 BWG 700 2081 4748 N 20201029 BWMX 0 401 401 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 BWX 0 26977 33393 N 20201029 BWXT 5939 84619 135622 N 20201029 BWZ 0 0 294 N 20201029 BX 6070 246292 516955 N 20201029 BXC 745 38090 79178 N 20201029 BXG 100 5915 8966 N 20201029 BXMT 24529 186919 293425 N 20201029 BXMX 283 8471 20266 N 20201029 BXP 3172 210625 384300 N 20201029 BXP PRB 0 491 2428 N 20201029 BXRX 2414 8080 47995 N 20201029 BXS 461 105278 186760 N 20201029 BXS PRA 0 215 1776 N 20201029 BY 0 4246 18311 N 20201029 BYD 1433 242987 387366 N 20201029 BYFC 400 14330 16018 N 20201029 BYM 0 1118 2832 N 20201029 BYND 0 6687 15887 N 20201029 BYSI 0 257 257 N 20201029 BZH 595 69434 98930 N 20201029 BZM 0 0 272 N 20201029 BZQ 0 13919 28966 N 20201029 BZUN 0 4155 9424 N 20201029 C 29455 1996892 3960915 N 20201029 C PRJ 0 22032 29101 N 20201029 C PRK 0 15904 29709 N 20201029 C PRN 0 10983 41712 N 20201029 C PRS 0 13583 23763 N 20201029 CAAP 46 30922 35905 N 20201029 CABA 0 16 16 N 20201029 CABO 23 4078 6866 N 20201029 CAC 0 55 419 N 20201029 CACC 0 1564 3201 N 20201029 CACG 0 0 100 N 20201029 CACI 596 39115 69413 N 20201029 CADE 1987 179361 422852 N 20201029 CAE 2092 114843 153180 N 20201029 CAF 129 1718 17534 N 20201029 CAG 4406 217971 467545 N 20201029 CAH 1965 233957 606207 N 20201029 CAI 10012 25474 49003 N 20201029 CAI PRA 0 500 750 N 20201029 CAI PRB 0 256 356 N 20201029 CAJ 44 156199 209612 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CAKE 0 12186 17507 N 20201029 CAL 377 60305 179224 N 20201029 CALA 0 886 5082 N 20201029 CALM 0 1858 2039 N 20201029 CALT 0 110 110 N 20201029 CALX 889 60222 169966 N 20201029 CAMP 0 433 2033 N 20201029 CAMT 0 1439 1539 N 20201029 CAN 0 6773 8304 N 20201029 CANF 0 400 400 N 20201029 CANG 0 1775 4323 N 20201029 CAPL 0 5725 7969 N 20201029 CAPR 0 536 1982 N 20201029 CAR 0 16394 25248 N 20201029 CARA 0 2495 4946 N 20201029 CARG 500 13334 20464 N 20201029 CARR 7774 1597245 2640246 N 20201029 CARS 167 78960 176501 N 20201029 CARV 0 400 8920 N 20201029 CASA 0 1786 2806 N 20201029 CASH 201 4426 6359 N 20201029 CASI 200 2943 3488 N 20201029 CASS 0 121 127 N 20201029 CASY 0 2234 3431 N 20201029 CAT 11675 660653 1088019 N 20201029 CATB 21283 25588 55066 N 20201029 CATM 0 977 2135 N 20201029 CATO 195 33715 85776 N 20201029 CATY 2 3061 3742 N 20201029 CB 6085 572134 878473 N 20201029 CBAN 0 252 252 N 20201029 CBAT 5424 12323 16725 N 20201029 CBAY 0 7799 11289 N 20201029 CBB 855 42235 97902 N 20201029 CBB PRB 38 213 381 N 20201029 CBD 1137 148066 164625 N 20201029 CBFV 0 125 125 N 20201029 CBH 0 2519 11187 N 20201029 CBIO 0 1825 2202 N 20201029 CBL 7997 323583 372382 N 20201029 CBL PRD 500 2314 4460 N 20201029 CBL PRE 0 402 1222 N 20201029 CBLI 0 500 800 N 20201029 CBMG 0 202 302 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CBNK 0 13 401 N 20201029 CBOE 0 4313 9871 N 20201029 CBPO 0 597 789 N 20201029 CBRE 1273 540040 794170 N 20201029 CBRL 0 1982 5251 N 20201029 CBSH 0 1044 1308 N 20201029 CBT 1769 113344 174704 N 20201029 CBTX 0 115 115 N 20201029 CBU 795 56433 77197 N 20201029 CBZ 319 49060 97280 N 20201029 CC 4567 94773 207161 N 20201029 CCAC 0 503 2921 N 20201029 CCAC U 0 200 600 N 20201029 CCAC WS 0 0 3700 N 20201029 CCB 0 13 36 N 20201029 CCBG 0 111 200 N 20201029 CCC 1203 454706 896461 N 20201029 CCCC 0 899 6339 N 20201029 CCEP 1091 195342 360592 N 20201029 CCF 0 5 109 N 20201029 CCI 2162 191002 378997 N 20201029 CCIV 0 4103 21303 N 20201029 CCIV U 0 3923 8349 N 20201029 CCIV WS 0 726 33955 N 20201029 CCJ 10378 215686 403438 N 20201029 CCK 2071 102148 223032 N 20201029 CCL 255075 1767828 4208079 N 20201029 CCLP 0 1300 1300 N 20201029 CCM 0 5 5 N 20201029 CCMP 200 1528 7205 N 20201029 CCNC 0 0 200 N 20201029 CCNE 0 0 1454 N 20201029 CCO 5384 126960 224718 N 20201029 CCOI 0 1443 1710 N 20201029 CCOR 0 800 800 N 20201029 CCR 2750 6100 10371 N 20201029 CCRN 0 1282 1483 N 20201029 CCS 609 91006 227131 N 20201029 CCU 0 64019 97938 N 20201029 CCX 96 36166 93562 N 20201029 CCX WS 0 250 7501 N 20201029 CCXI 4802 15327 37140 N 20201029 CCZ 0 0 200 N 20201029 CD 0 2974 3568 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CDAK 0 0 100 N 20201029 CDAY 22928 127025 244347 N 20201029 CDE 44320 432201 951449 N 20201029 CDEV 1100 13309 31980 N 20201029 CDK 6 8220 9734 N 20201029 CDLX 0 5681 7035 N 20201029 CDMO 0 517 718 N 20201029 CDNA 0 4893 8368 N 20201029 CDNS 102 24708 34019 N 20201029 CDR 10101 80048 186965 N 20201029 CDR PRB 0 0 211 N 20201029 CDR PRC 425 2518 4752 N 20201029 CDTX 0 57 157 N 20201029 CDW 0 4680 5842 N 20201029 CDXC 0 1438 2478 N 20201029 CDXS 0 481 844 N 20201029 CDZI 0 3147 4654 N 20201029 CE 738 126204 204831 N 20201029 CEA 0 100 1135 N 20201029 CECE 0 0 202 N 20201029 CEE 0 716 2585 N 20201029 CEF 0 14244 19274 N 20201029 CEI 2000 2824 18424 N 20201029 CEIX 2458 36457 108489 N 20201029 CEL 0 280 1564 N 20201029 CELH 20 9343 16561 N 20201029 CELP 0 1231 13771 N 20201029 CEM 0 14155 20647 N 20201029 CEMB 0 0 10 N 20201029 CEMI 50 40076 60207 N 20201029 CEN 0 1768 8043 N 20201029 CENT 0 298 442 N 20201029 CENTA 0 393 769 N 20201029 CENX 0 13645 22253 N 20201029 CEO 3 10554 18488 N 20201029 CEPU 6 22531 25648 N 20201029 CEQP 743 99205 139052 N 20201029 CEQP PR 0 909 14628 N 20201029 CERC 0 1346 1346 N 20201029 CERE 0 100 200 N 20201029 CERN 0 7959 10218 N 20201029 CERS 596 48814 86871 N 20201029 CETX 200 8904 10004 N 20201029 CEV 0 0 843 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CEVA 0 361 1129 N 20201029 CEY 0 0 100 N 20201029 CF 3408 227264 619389 N 20201029 CFA 0 0 7 N 20201029 CFB 0 5 1935 N 20201029 CFFA 0 3756 4556 N 20201029 CFFN 0 28038 44094 N 20201029 CFG 2262 614238 1935483 N 20201029 CFG PRD 0 2784 9539 N 20201029 CFG PRE 1443 8488 13969 N 20201029 CFMS 0 1700 2106 N 20201029 CFR 10467 90228 165081 N 20201029 CFRX 0 187 1047 N 20201029 CFX 1683 200691 359291 N 20201029 CFXA 0 2622 7207 N 20201029 CG 0 4618 5914 N 20201029 CGA 0 200 271 N 20201029 CGBD 0 1009 1183 N 20201029 CGC 6124 352391 565901 N 20201029 CGEN 0 5886 20103 N 20201029 CGIX 600 1700 12814 N 20201029 CGNX 0 19729 25659 N 20201029 CGO 0 100 100 N 20201029 CGW 0 100 100 N 20201029 CHA 0 6290 9984 N 20201029 CHCI 0 0 300 N 20201029 CHCO 0 637 949 N 20201029 CHCT 172 30478 47998 N 20201029 CHD 2064 359264 639771 N 20201029 CHDN 0 2487 3929 N 20201029 CHE 259 13774 29121 N 20201029 CHEF 1730 2892 3914 N 20201029 CHEK 0 4435 4435 N 20201029 CHFS 600 4455 6384 N 20201029 CHGG 12092 210245 335409 N 20201029 CHH 1024 32603 64951 N 20201029 CHI 0 0 600 N 20201029 CHIQ 0 200 1530 N 20201029 CHIX 0 500 1300 N 20201029 CHKP 0 5284 13968 N 20201029 CHL 713 178116 323705 N 20201029 CHMA 0 5204 11669 N 20201029 CHMG 0 205 254 N 20201029 CHMI 0 48580 87058 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CHMI PRA 0 295 3670 N 20201029 CHMI PRB 0 0 500 N 20201029 CHN 0 0 4042 N 20201029 CHNG 0 35824 56470 N 20201029 CHNR 0 100 100 N 20201029 CHRA 0 2202 7954 N 20201029 CHRS 0 12542 14565 N 20201029 CHRW 1469 18055 28505 N 20201029 CHS 1456 128346 280046 N 20201029 CHSCL 0 0 300 N 20201029 CHSCM 0 87 87 N 20201029 CHSCP 0 200 200 N 20201029 CHT 121 16650 21450 N 20201029 CHTR 0 13507 17426 N 20201029 CHU 669 49361 112716 N 20201029 CHUY 0 605 732 N 20201029 CHW 0 0 1502 N 20201029 CHWY 3837 338927 657851 N 20201029 CHX 3894 364716 651004 N 20201029 CHY 0 500 800 N 20201029 CI 3362 222664 482648 N 20201029 CIA 0 10911 17887 N 20201029 CIB 0 32193 36150 N 20201029 CIBR 0 738 2128 N 20201029 CIDM 1200 19230 23920 N 20201029 CIEN 2009 261789 509405 N 20201029 CIF 0 1071 1694 N 20201029 CIG 1514 595185 749301 N 20201029 CIG C 0 3183 9260 N 20201029 CIGI 484 3931 4711 N 20201029 CIH 0 0 200 N 20201029 CII 500 8033 19983 N 20201029 CIK 0 2298 4096 N 20201029 CIM 893 342985 526124 N 20201029 CIM PRA 0 1633 2968 N 20201029 CIM PRB 0 8572 19999 N 20201029 CIM PRC 2862 3556 16183 N 20201029 CIM PRD 0 895 2547 N 20201029 CINF 85 6346 6970 N 20201029 CINR 0 619 1823 N 20201029 CIO 0 78599 138526 N 20201029 CIO PRA 0 600 600 N 20201029 CIR 243 12646 37260 N 20201029 CIT 527 157096 324430 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CIT PRB 0 2047 4543 N 20201029 CKH 124 17313 23714 N 20201029 CKPT 0 5889 10040 N 20201029 CL 13964 733909 1290504 N 20201029 CLA U 0 0 1540 N 20201029 CLA WS 0 300 300 N 20201029 CLAR 0 1504 3833 N 20201029 CLB 506 50848 97954 N 20201029 CLBK 0 911 1308 N 20201029 CLBS 0 700 1300 N 20201029 CLCT 0 813 3282 N 20201029 CLDR 785 380967 684701 N 20201029 CLDT 3581 65727 128944 N 20201029 CLDX 0 8913 10347 N 20201029 CLF 6078 652006 1433861 N 20201029 CLFD 0 122 389 N 20201029 CLGX 2010 224055 467544 N 20201029 CLH 1200 36676 70241 N 20201029 CLI 1517 115126 248113 N 20201029 CLII U 200 200 500 N 20201029 CLLS 0 797 1897 N 20201029 CLM 0 11957 13857 N 20201029 CLNC 0 54767 110800 N 20201029 CLNE 0 17545 24872 N 20201029 CLNY 8540 952745 1434046 N 20201029 CLNY PRG 0 300 300 N 20201029 CLNY PRH 0 2896 3746 N 20201029 CLNY PRI 0 2347 4730 N 20201029 CLNY PRJ 0 5832 6757 N 20201029 CLOU 0 11295 21952 N 20201029 CLPR 0 10867 18327 N 20201029 CLPS 0 102 102 N 20201029 CLR 1497 332059 859804 N 20201029 CLRB 0 466 466 N 20201029 CLS 12660 85235 225416 N 20201029 CLSD 0 883 983 N 20201029 CLSK 6814 11674 20950 N 20201029 CLSN 400 606 806 N 20201029 CLTL 0 500 500 N 20201029 CLVS 0 15082 39271 N 20201029 CLW 4726 44099 69061 N 20201029 CLX 1617 185590 356552 N 20201029 CLXT 0 419 722 N 20201029 CM 1460 58407 78109 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CMA 1166 287945 397418 N 20201029 CMBM 0 102 113 N 20201029 CMBS 0 100 200 N 20201029 CMC 19380 126953 252778 N 20201029 CMCM 47 5848 24024 N 20201029 CMCO 0 200 270 N 20201029 CMCSA 278 153844 260478 N 20201029 CMD 78 62713 95413 N 20201029 CME 0 9861 17621 N 20201029 CMF 0 0 100 N 20201029 CMG 397 37022 73836 N 20201029 CMI 2056 210081 364371 N 20201029 CMO 1078 174301 396353 N 20201029 CMO PRE 799 1793 4764 N 20201029 CMP 48 68518 85716 N 20201029 CMPR 0 601 722 N 20201029 CMPS 10 946 1779 N 20201029 CMRE 58019 160243 276852 N 20201029 CMRE PRB 926 1042 1096 N 20201029 CMRE PRC 0 1650 2439 N 20201029 CMRE PRD 0 6002 8091 N 20201029 CMRE PRE 0 6537 11173 N 20201029 CMRX 0 7156 10218 N 20201029 CMS 854 209231 585706 N 20201029 CMS PRB 0 0 37 N 20201029 CMSA 0 233 1992 N 20201029 CMSC 0 6787 10907 N 20201029 CMSD 94 5406 8735 N 20201029 CMTL 0 2518 4446 N 20201029 CMU 0 1326 10409 N 20201029 CNA 3634 36615 64014 N 20201029 CNC 7441 694206 1271067 N 20201029 CNCE 300 708 745 N 20201029 CNDT 0 11971 25868 N 20201029 CNET 0 600 600 N 20201029 CNF 0 3 3 N 20201029 CNHI 1037 180381 332812 N 20201029 CNI 3798 131316 180115 N 20201029 CNK 3573 488605 772274 N 20201029 CNMD 1492 93942 132852 N 20201029 CNNE 0 58304 106559 N 20201029 CNO 15569 138156 294967 N 20201029 CNOB 0 405 633 N 20201029 CNP 5730 570190 1073912 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CNP PRB 0 4867 5650 N 20201029 CNQ 10019 541062 795966 N 20201029 CNR 0 95710 136277 N 20201029 CNS 4770 16767 37373 N 20201029 CNSL 541 2036 2785 N 20201029 CNST 1119 8974 12772 N 20201029 CNTG 0 1266 1368 N 20201029 CNTY 0 290 1968 N 20201029 CNX 16026 589145 949914 N 20201029 CNXN 218 1585 1912 N 20201029 CO 706 22431 35435 N 20201029 COCP 0 2799 2799 N 20201029 CODA 0 10 210 N 20201029 CODI 126 17644 22900 N 20201029 CODI PRA 0 697 1463 N 20201029 CODI PRB 0 1055 1936 N 20201029 CODI PRC 0 4458 4895 N 20201029 CODX 0 5117 7122 N 20201029 COE 0 1119 3049 N 20201029 COF 5137 391053 825643 N 20201029 COF PRF 3314 8510 16247 N 20201029 COF PRG 0 6474 12220 N 20201029 COF PRH 290 12046 18686 N 20201029 COF PRI 0 22359 36825 N 20201029 COF PRJ 0 96735 103327 N 20201029 COF PRK 0 16224 17958 N 20201029 COG 1812 950888 1554681 N 20201029 COGT 0 1303 2850 N 20201029 COHR 0 674 873 N 20201029 COHU 0 1287 1659 N 20201029 COKE 0 89 134 N 20201029 COLB 0 2498 2977 N 20201029 COLD 2142 213341 462214 N 20201029 COLL 0 1933 2499 N 20201029 COLM 0 6199 7255 N 20201029 COMB 0 100 100 N 20201029 COMM 0 34130 46158 N 20201029 CONE 0 16129 22505 N 20201029 CONN 100 103 1057 N 20201029 COO 197 43582 79958 N 20201029 COOP 0 29299 34156 N 20201029 COP 15551 1904546 3011786 N 20201029 COR 823 56418 100958 N 20201029 CORE 2 1320 2596 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CORN 0 200 4520 N 20201029 CORR 1055 17942 39345 N 20201029 CORR PRA 307 3163 4819 N 20201029 CORT 0 4558 6544 N 20201029 COST 110 4482 9582 N 20201029 COTY 28008 969101 1763886 N 20201029 COUP 0 2180 3033 N 20201029 COW 0 0 100 N 20201029 COWN 0 2063 3599 N 20201029 COWNZ 0 2498 4087 N 20201029 COWZ 0 0 400 N 20201029 CP 1636 88763 116114 N 20201029 CPA 705 45219 123401 N 20201029 CPAC 0 0 69 N 20201029 CPB 1550 595282 789011 N 20201029 CPE 20615 246838 549796 N 20201029 CPF 129 39352 74224 N 20201029 CPG 213221 706832 847017 N 20201029 CPHI 0 1400 1400 N 20201029 CPIX 100 100 300 N 20201029 CPK 2346 40601 56387 N 20201029 CPLG 300 29831 63685 N 20201029 CPLP 0 304 500 N 20201029 CPRI 82206 379929 1073949 N 20201029 CPRT 0 3271 17866 N 20201029 CPRX 0 29692 31817 N 20201029 CPS 210 20008 40947 N 20201029 CPSH 0 400 900 N 20201029 CPSI 0 0 13 N 20201029 CPSR 0 0 136700 N 20201029 CPSR U 0 0 400 N 20201029 CPSR WS 0 0 1900 N 20201029 CPST 0 200 229 N 20201029 CPT 1055 203261 312074 N 20201029 CPZ 0 0 100 N 20201029 CQP 0 200 200 N 20201029 CQQQ 0 1480 1680 N 20201029 CR 1187 56233 107998 N 20201029 CRAI 0 10 14 N 20201029 CRBP 1632 16182 18323 N 20201029 CRC 205 1675 73032 N 20201029 CRD A 0 6047 11528 N 20201029 CRD B 23 572 796 N 20201029 CRDF 400 8219 10581 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CREE 0 18473 25193 N 20201029 CREG 705 805 805 N 20201029 CRESY 0 200 300 N 20201029 CREX 0 0 100 N 20201029 CRF 0 3302 3402 N 20201029 CRH 1791 68208 134504 N 20201029 CRHC U 100 1200 3424 N 20201029 CRHM 0 700 800 N 20201029 CRI 1162 80396 112004 N 20201029 CRIS 0 3634 4934 N 20201029 CRK 7726 308186 574708 N 20201029 CRL 322 64307 137275 N 20201029 CRM 15666 539683 1209034 N 20201029 CRMD 200 936 1064 N 20201029 CRMT 0 304 319 N 20201029 CRNC 1041 5637 10115 N 20201029 CRNT 0 1016 1216 N 20201029 CRNX 0 444 949 N 20201029 CRON 4700 40307 48500 N 20201029 CROX 20 5745 10608 N 20201029 CRS 671 106858 210076 N 20201029 CRSP 100 5819 11288 N 20201029 CRSR 0 6780 8428 N 20201029 CRT 0 5008 8238 N 20201029 CRTO 1005 4824 11741 N 20201029 CRTX 0 100 100 N 20201029 CRUS 0 5091 9142 N 20201029 CRVL 0 67 80 N 20201029 CRVS 0 2277 2377 N 20201029 CRWD 100 27630 45442 N 20201029 CRY 171 19744 47979 N 20201029 CS 1961 2175667 2626905 N 20201029 CSBR 0 10 212 N 20201029 CSCO 8053 303531 707354 N 20201029 CSCW 4046 11494 15270 N 20201029 CSGP 9 2625 3710 N 20201029 CSGS 0 877 2706 N 20201029 CSII 0 762 1068 N 20201029 CSIQ 0 13163 22531 N 20201029 CSL 563 44065 93407 N 20201029 CSLT 715 4667 31405 N 20201029 CSML 0 100 100 N 20201029 CSOD 0 1378 2113 N 20201029 CSPR 353 67262 87329 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CSQ 0 6316 8616 N 20201029 CSSE 0 217 217 N 20201029 CSSEP 0 0 100 N 20201029 CSTE 300 1110 1601 N 20201029 CSTL 0 33 58 N 20201029 CSTM 1009 81141 190025 N 20201029 CSTR 0 13 1149 N 20201029 CSU 80 2913 5645 N 20201029 CSV 0 15479 32914 N 20201029 CSWC 0 14 1001 N 20201029 CSWI 0 332 380 N 20201029 CSX 391 139201 177479 N 20201029 CTA PRB 0 69 310 N 20201029 CTAA 0 362 1910 N 20201029 CTAC U 0 718 56288 N 20201029 CTAS 0 3805 4958 N 20201029 CTB 1402 120884 211551 N 20201029 CTBB 0 16556 25422 N 20201029 CTBI 0 0 33 N 20201029 CTDD 0 12161 16050 N 20201029 CTEK 0 400 800 N 20201029 CTHR 0 200 200 N 20201029 CTIB 200 2900 3500 N 20201029 CTIC 0 6025 7197 N 20201029 CTK 0 250 2900 N 20201029 CTLT 4698 135646 231524 N 20201029 CTMX 0 1018 1404 N 20201029 CTO 0 100 114 N 20201029 CTR 0 853 3043 N 20201029 CTRA 1136 47486 75625 N 20201029 CTRE 0 1593 3234 N 20201029 CTRM 58231 97342 97473 N 20201029 CTRN 0 2883 3543 N 20201029 CTS 536 28603 59845 N 20201029 CTSH 0 42635 56855 N 20201029 CTSO 0 520 656 N 20201029 CTT 595 46716 92651 N 20201029 CTVA 5473 467245 1190204 N 20201029 CTXR 1000 3040 3740 N 20201029 CTXS 1 8635 12722 N 20201029 CTY 0 4396 10337 N 20201029 CUB 767 52318 86109 N 20201029 CUBB 0 1003 8062 N 20201029 CUBE 319 158352 282444 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CUBI 8792 44894 83117 N 20201029 CUBI PRC 0 251 251 N 20201029 CUBI PRE 0 2824 3114 N 20201029 CUBI PRF 0 200 487 N 20201029 CUE 0 4446 4598 N 20201029 CUK 8554 156435 327222 N 20201029 CULP 0 2551 5212 N 20201029 CURE 0 300 900 N 20201029 CURI 0 100 100 N 20201029 CURO 2 18132 30599 N 20201029 CUT 0 100 100 N 20201029 CUTR 0 300 1246 N 20201029 CUZ 1065 288136 529856 N 20201029 CVA 1005 142286 241532 N 20201029 CVAC 0 881 1009 N 20201029 CVBF 0 522 1208 N 20201029 CVCO 0 1701 2307 N 20201029 CVCY 0 100 100 N 20201029 CVE 285702 3231421 4446953 N 20201029 CVEO 11070 78316 239235 N 20201029 CVET 0 5725 7864 N 20201029 CVGI 0 544 843 N 20201029 CVGW 0 243 373 N 20201029 CVI 40 85125 173752 N 20201029 CVLG 0 206 443 N 20201029 CVLT 0 1875 2369 N 20201029 CVLY 0 494 595 N 20201029 CVM 0 1320 1355 N 20201029 CVNA 1283 217055 433477 N 20201029 CVS 8683 760487 1594057 N 20201029 CVV 0 300 400 N 20201029 CVX 26815 1220247 2670839 N 20201029 CVY 0 300 300 N 20201029 CW 471 53818 96899 N 20201029 CWB 0 19638 21237 N 20201029 CWBR 0 1700 1700 N 20201029 CWCO 0 0 293 N 20201029 CWEB 0 200 201 N 20201029 CWEN 104 85077 151355 N 20201029 CWEN A 351 9622 23450 N 20201029 CWH 5294 124429 202680 N 20201029 CWI 0 400 1889 N 20201029 CWK 714 173971 257820 N 20201029 CWST 4 1150 2913 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 CWT 177 48256 101249 N 20201029 CX 149 414295 861060 N 20201029 CXDC 0 100 100 N 20201029 CXE 0 1400 15301 N 20201029 CXH 0 100 9602 N 20201029 CXO 2304 368812 708084 N 20201029 CXP 1609 230585 414575 N 20201029 CXSE 0 0 300 N 20201029 CXW 4272 150853 321062 N 20201029 CYBE 0 396 692 N 20201029 CYBR 0 629 1245 N 20201029 CYCC 100 1000 1600 N 20201029 CYCN 902 1464 12779 N 20201029 CYD 0 7984 13242 N 20201029 CYH 18186 547770 883801 N 20201029 CYRX 0 1322 2135 N 20201029 CYTK 0 5001 14010 N 20201029 CZR 6 14340 24993 N 20201029 CZZ 0 86481 198668 N 20201029 D 10803 466366 1060315 N 20201029 DAC 29 13122 25164 N 20201029 DADA 0 6930 11583 N 20201029 DAKT 0 238 2040 N 20201029 DAL 19216 1248273 2189127 N 20201029 DAN 4874 150720 334940 N 20201029 DAO 50 50258 104427 N 20201029 DAR 2256 188627 363360 N 20201029 DARE 0 0 200 N 20201029 DAVA 250 6866 13603 N 20201029 DB 6500 833649 1354939 N 20201029 DBA 0 31671 36276 N 20201029 DBAW 0 0 100 N 20201029 DBC 0 5502 11507 N 20201029 DBD 9950 113378 316477 N 20201029 DBEF 0 46122 59591 N 20201029 DBEU 0 100 1852 N 20201029 DBI 3145 178815 266136 N 20201029 DBL 0 1269 4649 N 20201029 DBMF 0 100 100 N 20201029 DBO 0 17653 22663 N 20201029 DBVT 0 1917 2073 N 20201029 DBX 100 50963 69255 N 20201029 DCF 1307 1308 4269 N 20201029 DCI 1294 119347 206041 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 DCO 236 10947 18708 N 20201029 DCOM 0 0 1115 N 20201029 DCOMP 0 100 321 N 20201029 DCP 187 100815 134297 N 20201029 DCP PRB 0 454 1162 N 20201029 DCP PRC 0 130 695 N 20201029 DCPH 0 1500 2464 N 20201029 DCT 0 306 489 N 20201029 DCUE 0 1898 4574 N 20201029 DD 6513 515910 1156602 N 20201029 DDD 10303 352243 597972 N 20201029 DDF 1 1726 3499 N 20201029 DDM 0 9879 12344 N 20201029 DDOG 0 26007 37324 N 20201029 DDS 98 26706 48024 N 20201029 DDT 0 2923 3397 N 20201029 DE 2859 192966 337177 N 20201029 DEA 350 53044 151014 N 20201029 DECK 945 76711 112221 N 20201029 DEEP 200 200 200 N 20201029 DEH 0 25849 26430 N 20201029 DEH U 0 0 500 N 20201029 DEH WS 0 0 50 N 20201029 DEI 5649 234081 334877 N 20201029 DELL 1037 172897 390958 N 20201029 DEM 0 6400 7029 N 20201029 DEN 97 6938 15610 N 20201029 DENN 1719 10178 27022 N 20201029 DEO 928 43540 60328 N 20201029 DES 0 48283 66360 N 20201029 DESP 0 67391 89440 N 20201029 DEUR 0 179 179 N 20201029 DEX 0 710 3775 N 20201029 DFE 0 0 5400 N 20201029 DFEN 0 37945 70783 N 20201029 DFFN 0 700 900 N 20201029 DFIN 317 14236 29382 N 20201029 DFNL 0 0 200 N 20201029 DFNS 0 100 11630 N 20201029 DFNS WS 0 200 2780 N 20201029 DFP 6 3717 5425 N 20201029 DFS 5906 345606 568847 N 20201029 DG 2056 158415 277498 N 20201029 DGICA 0 0 100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 DGII 0 116 202 N 20201029 DGLY 21158 51400 71696 N 20201029 DGNR 0 6440 6540 N 20201029 DGNR U 0 0 8048 N 20201029 DGNR WS 0 4909 7025 N 20201029 DGP 0 1001 1164 N 20201029 DGRE 0 71 371 N 20201029 DGRO 300 79746 92278 N 20201029 DGRS 100 100 100 N 20201029 DGRW 0 2199 3403 N 20201029 DGS 0 100 500 N 20201029 DGX 2544 137573 242098 N 20201029 DHC 0 25116 29371 N 20201029 DHCNI 0 0 100 N 20201029 DHCNL 0 100 100 N 20201029 DHF 19531 44282 104703 N 20201029 DHI 2971 234078 874788 N 20201029 DHIL 0 60 164 N 20201029 DHR 9067 266164 517906 N 20201029 DHR PRA 0 85 841 N 20201029 DHR PRB 0 103 287 N 20201029 DHS 0 57 257 N 20201029 DHT 26606 396954 466840 N 20201029 DHX 14857 20562 49077 N 20201029 DHY 0 19570 29424 N 20201029 DIA 0 42895 66452 N 20201029 DIAL 0 100 100 N 20201029 DIAX 2514 11136 33876 N 20201029 DIN 983 65601 98532 N 20201029 DIOD 0 666 2110 N 20201029 DIS 40843 995934 1781907 N 20201029 DISCA 0 70158 135817 N 20201029 DISCK 600 318808 398739 N 20201029 DISH 0 16078 31143 N 20201029 DIV 0 255 255 N 20201029 DIVB 0 0 36 N 20201029 DJD 0 100 100 N 20201029 DJP 0 250 450 N 20201029 DK 40 227365 449999 N 20201029 DKL 0 8096 10839 N 20201029 DKNG 1478 163085 567574 N 20201029 DKS 1288 148085 242177 N 20201029 DL 0 618 2553 N 20201029 DLA 0 0 82 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 DLB 895 89614 131536 N 20201029 DLHC 0 11 112 N 20201029 DLN 0 3804 4404 N 20201029 DLNG 829 2706 8170 N 20201029 DLNG PRA 300 525 2302 N 20201029 DLNG PRB 0 422 4076 N 20201029 DLPN 200 4300 4300 N 20201029 DLR 2207 179155 288356 N 20201029 DLR PRC 0 1743 5814 N 20201029 DLR PRJ 0 1003 4884 N 20201029 DLR PRK 0 18682 19779 N 20201029 DLR PRL 0 6137 13608 N 20201029 DLTH 0 738 842 N 20201029 DLTR 0 9161 15268 N 20201029 DLX 662 36658 84201 N 20201029 DLY 0 7285 39734 N 20201029 DMAC 0 0 100 N 20201029 DMB 649 3775 11535 N 20201029 DMF 0 0 544 N 20201029 DMO 0 3620 10048 N 20201029 DMRC 0 5426 8611 N 20201029 DMS 0 2339 7495 N 20201029 DMS WS 0 0 2020 N 20201029 DMTK 0 492 492 N 20201029 DMYD 0 79406 101090 N 20201029 DMYD U 0 1757 42883 N 20201029 DMYD WS 0 6752 34976 N 20201029 DMYT 2 30917 84621 N 20201029 DMYT U 0 100 600 N 20201029 DMYT WS 0 3040 8464 N 20201029 DNB 292 95860 447969 N 20201029 DNK 49 5874 12427 N 20201029 DNKN 350 29498 36721 N 20201029 DNLI 0 8162 13606 N 20201029 DNN 0 3200 4259 N 20201029 DNOW 1513 110458 320247 N 20201029 DNP 1780 74940 98080 N 20201029 DOC 3833 347500 864159 N 20201029 DOCU 203 15028 24747 N 20201029 DOG 0 16857 36303 N 20201029 DOGZ 0 1400 2582 N 20201029 DOL 0 0 200 N 20201029 DOMO 0 3908 5676 N 20201029 DON 0 415 1312 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 DOOO 100 2610 3526 N 20201029 DOOR 2041 16816 54397 N 20201029 DORM 0 1242 1606 N 20201029 DOV 424 127703 243776 N 20201029 DOW 8055 583784 1045138 N 20201029 DOX 122 34613 57298 N 20201029 DOYU 100 56183 103507 N 20201029 DPG 1139 15553 35534 N 20201029 DPST 0 413 713 N 20201029 DPW 600 3500 5334 N 20201029 DPZ 827 88248 157143 N 20201029 DQ 104 103563 158206 N 20201029 DRD 460 30039 44482 N 20201029 DRE 1239 282242 569533 N 20201029 DRH 3176 258406 502911 N 20201029 DRH PRA 0 0 778 N 20201029 DRI 1228 172462 300315 N 20201029 DRIO 0 100 100 N 20201029 DRIP 0 145 247 N 20201029 DRIV 0 0 100 N 20201029 DRN 0 19569 22154 N 20201029 DRNA 0 5163 6579 N 20201029 DRQ 629 53673 112138 N 20201029 DRRX 100 10407 18102 N 20201029 DRUA 0 6072 28197 N 20201029 DRV 0 300 758 N 20201029 DRW 0 40 40 N 20201029 DS 1689 56572 82637 N 20201029 DS PRB 0 300 1500 N 20201029 DS PRC 0 10 20 N 20201029 DS PRD 0 100 100 N 20201029 DSACU 0 2524 23288 N 20201029 DSE 84 3266 21692 N 20201029 DSGX 181 2695 4988 N 20201029 DSI 0 906 908 N 20201029 DSKE 0 1104 1897 N 20201029 DSL 7401 37505 68199 N 20201029 DSM 0 2390 7556 N 20201029 DSPG 0 133 183 N 20201029 DSS 843 1655 3084 N 20201029 DSSI 137 47190 63722 N 20201029 DSTL 0 100 100 N 20201029 DSU 121 13983 21963 N 20201029 DSX 800 59391 64693 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 DSX PRB 200 1695 3462 N 20201029 DT 4860 169503 769081 N 20201029 DTB 0 3680 38212 N 20201029 DTD 0 102 202 N 20201029 DTE 1822 92375 256492 N 20201029 DTEA 0 100 100 N 20201029 DTEC 0 0 1 N 20201029 DTF 0 7 104 N 20201029 DTIL 0 3857 4342 N 20201029 DTJ 0 663 2364 N 20201029 DTLA PR 0 0 600 N 20201029 DTN 0 0 100 N 20201029 DTP 0 631 2114 N 20201029 DTW 0 3218 6722 N 20201029 DTY 0 2321 3888 N 20201029 DUC 0 300 2581 N 20201029 DUG 0 1100 1100 N 20201029 DUK 30777 449528 704347 N 20201029 DUK PRA 0 13924 21201 N 20201029 DUKB 0 4013 6443 N 20201029 DUKH 0 11566 14526 N 20201029 DURA 0 500 500 N 20201029 DUST 0 14549 24691 N 20201029 DVA 1464 179331 264547 N 20201029 DVAX 0 56068 82188 N 20201029 DVD 235 4830 5857 N 20201029 DVN 11222 1534836 2689562 N 20201029 DVOL 0 700 800 N 20201029 DVY 0 23821 38237 N 20201029 DVYE 0 700 3480 N 20201029 DWFI 0 0 100 N 20201029 DWM 0 0 310 N 20201029 DWSH 0 93 93 N 20201029 DWSN 0 200 200 N 20201029 DWX 0 100 839 N 20201029 DX 14950 89909 191198 N 20201029 DX PRB 0 1620 1945 N 20201029 DX PRC 100 6240 8597 N 20201029 DXC 1239 289537 469088 N 20201029 DXCM 418 5690 11685 N 20201029 DXD 0 53008 104942 N 20201029 DXF 0 0 897 N 20201029 DXJ 0 39225 46112 N 20201029 DXLG 30 8667 9847 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 DXPE 0 0 33 N 20201029 DY 2768 61232 86251 N 20201029 DYAI 0 119 303 N 20201029 DYFN 0 0 20 N 20201029 DYN 0 3713 6358 N 20201029 DYNF 0 100 100 N 20201029 DYNT 0 400 400 N 20201029 E 2554 40077 116931 N 20201029 EA 28 14452 22685 N 20201029 EAD 0 1299 1501 N 20201029 EAF 14 102066 260477 N 20201029 EAI 0 1002 4124 N 20201029 EAR 0 5493 7688 N 20201029 EARN 0 12347 16197 N 20201029 EARS 0 739 959 N 20201029 EAST 0 200 200 N 20201029 EAT 3997 218658 481502 N 20201029 EB 1587 105272 227034 N 20201029 EBAY 300 158783 247312 N 20201029 EBC 0 6773 9840 N 20201029 EBF 301 18599 40327 N 20201029 EBIX 0 629 1463 N 20201029 EBIZ 0 100 100 N 20201029 EBMT 0 0 28 N 20201029 EBND 0 0 600 N 20201029 EBON 0 1589 14821 N 20201029 EBR 447 40889 58015 N 20201029 EBR B 683 896 2925 N 20201029 EBS 2624 68895 133911 N 20201029 EBSB 300 3640 7179 N 20201029 EBTC 0 0 325 N 20201029 EC 200 191020 266420 N 20201029 ECC 3 3492 7304 N 20201029 ECCB 0 133 535 N 20201029 ECCX 0 0 100 N 20201029 ECH 0 856 1029 N 20201029 ECHO 0 2081 2182 N 20201029 ECL 2081 146941 303173 N 20201029 ECOL 0 1516 1965 N 20201029 ECOM 14067 90453 137094 N 20201029 ECOR 500 2200 3125 N 20201029 ECPG 0 2138 6637 N 20201029 ED 2768 324543 633503 N 20201029 EDC 0 300 500 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 EDD 0 29035 45951 N 20201029 EDF 405 14179 29356 N 20201029 EDI 0 2918 6642 N 20201029 EDIT 0 8812 12190 N 20201029 EDIV 0 0 100 N 20201029 EDN 0 517 3239 N 20201029 EDNT 0 300 739 N 20201029 EDOC 0 200 200 N 20201029 EDSA 0 350 1558 N 20201029 EDTK 0 100 339 N 20201029 EDU 136 129357 308543 N 20201029 EDUC 0 181 281 N 20201029 EDV 0 920 1399 N 20201029 EDZ 0 0 800 N 20201029 EEA 100 2285 4312 N 20201029 EEFT 110 9165 12591 N 20201029 EELV 0 0 500 N 20201029 EEM 0 1117664 1525897 N 20201029 EEMA 0 0 1000 N 20201029 EEMV 0 1750 9295 N 20201029 EES 0 0 200 N 20201029 EEX 35 15363 28251 N 20201029 EFA 0 986758 1293793 N 20201029 EFAV 0 1647 30372 N 20201029 EFC 500 22180 42236 N 20201029 EFC PRA 0 245 619 N 20201029 EFF 0 423 2354 N 20201029 EFG 0 100 4075 N 20201029 EFL 0 0 197 N 20201029 EFR 1213 27568 38836 N 20201029 EFSC 0 2072 4456 N 20201029 EFT 0 3369 35347 N 20201029 EFV 0 44912 74742 N 20201029 EFX 2911 114101 271916 N 20201029 EGAN 0 35 238 N 20201029 EGBN 0 554 721 N 20201029 EGF 0 1 897 N 20201029 EGHT 24165 682696 1276545 N 20201029 EGLE 0 244 286 N 20201029 EGO 60357 242362 585299 N 20201029 EGOV 100 6973 8689 N 20201029 EGP 3647 51189 82057 N 20201029 EGRX 0 4482 6210 N 20201029 EGY 75 7565 24526 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 EH 0 1 2 N 20201029 EHC 11393 143212 229091 N 20201029 EHI 69 3903 7484 N 20201029 EHT 0 4354 9492 N 20201029 EHTH 0 3315 5617 N 20201029 EIC 0 20 30 N 20201029 EIDO 0 3000 8900 N 20201029 EIDX 0 650 1153 N 20201029 EIG 468 33217 75241 N 20201029 EIGI 1600 9589 19633 N 20201029 EIGR 0 1041 1612 N 20201029 EIM 0 100 500 N 20201029 EIX 6104 276043 715667 N 20201029 EKSO 0 400 501 N 20201029 EL 1289 176430 335887 N 20201029 ELAN 804 339987 492977 N 20201029 ELAT 0 314 1029 N 20201029 ELC 0 310 1353 N 20201029 ELF 37 51045 103241 N 20201029 ELJ 0 669 2802 N 20201029 ELP 2352 140643 182095 N 20201029 ELS 4592 61543 208882 N 20201029 ELSE 300 2895 3545 N 20201029 ELU 0 200 984 N 20201029 ELVT 15 27821 61243 N 20201029 ELY 27177 404281 1062463 N 20201029 EMAN 0 9038 10088 N 20201029 EMB 0 90192 163971 N 20201029 EMCB 0 0 17 N 20201029 EMD 512 5443 29673 N 20201029 EME 1052 71823 125459 N 20201029 EMF 0 1325 1357 N 20201029 EML 0 100 128 N 20201029 EMLC 0 21686 64334 N 20201029 EMLP 2000 43432 75697 N 20201029 EMN 474 173761 261635 N 20201029 EMO 0 3808 13902 N 20201029 EMP 0 4593 8134 N 20201029 EMPW U 0 0 7100 N 20201029 EMQQ 0 1175 1175 N 20201029 EMR 6015 510572 1105469 N 20201029 EMX 0 500 600 N 20201029 ENB 3275 407383 904163 N 20201029 ENBA 0 7032 12079 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ENBL 190 50284 109536 N 20201029 ENDP 6245 62240 131606 N 20201029 ENG 200 1300 1700 N 20201029 ENIA 23 124126 150734 N 20201029 ENIC 0 138268 211346 N 20201029 ENJ 0 50 150 N 20201029 ENLC 10738 468565 630068 N 20201029 ENLV 0 405 509 N 20201029 ENO 0 409 4926 N 20201029 ENOB 0 196 196 N 20201029 ENPC U 0 0 10 N 20201029 ENPH 100 8669 13409 N 20201029 ENR 1845 66017 99513 N 20201029 ENR PRA 0 250 1278 N 20201029 ENS 179 39999 62007 N 20201029 ENSG 0 7428 8453 N 20201029 ENSV 0 56311 63786 N 20201029 ENTA 4 513 1800 N 20201029 ENTG 0 3343 9056 N 20201029 ENV 420 39590 73733 N 20201029 ENVA 41 85038 198709 N 20201029 ENX 0 0 669 N 20201029 ENZ 245 57402 87717 N 20201029 ENZL 0 200 200 N 20201029 EOD 1 14697 45882 N 20201029 EOG 13053 715493 1539397 N 20201029 EOI 202 10718 19179 N 20201029 EOLS 0 2357 6144 N 20201029 EOS 0 16462 25535 N 20201029 EOT 0 792 21841 N 20201029 EP PRC 0 178 723 N 20201029 EPAC 678 32657 115164 N 20201029 EPAM 791 43752 78654 N 20201029 EPAY 0 1183 4419 N 20201029 EPC 414 148030 237420 N 20201029 EPD 21660 1205160 1774018 N 20201029 EPHE 0 0 100 N 20201029 EPI 0 36385 46327 N 20201029 0 1450 1540 N 20201029 EPM 0 378 1271 N 20201029 EPP 0 11848 24215 N 20201029 EPR 786 244818 308255 N 20201029 EPR PRC 0 167 842 N 20201029 EPR PRE 0 163 2292 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 EPR PRG 0 2443 5329 N 20201029 EPRT 120 87291 228678 N 20201029 EPS 0 17 17 N 20201029 EPSN 0 0 382 N 20201029 EPV 0 200 200 N 20201029 EPZM 0 3318 8733 N 20201029 EQ 0 1561 2761 N 20201029 EQAL 0 56 56 N 20201029 EQBK 0 0 187 N 20201029 EQC 20358 113786 223224 N 20201029 EQC PRD 0 2250 6171 N 20201029 EQD U 0 500 1745 N 20201029 EQH 9882 511675 919436 N 20201029 EQH PRA 9 13184 30939 N 20201029 EQIX 2 5156 7691 N 20201029 EQNR 7292 1567956 2420549 N 20201029 EQR 4732 212737 864646 N 20201029 EQS 0 100 700 N 20201029 EQT 2582 1991906 4096056 N 20201029 EQX 985 41404 59826 N 20201029 ERC 0 100 936 N 20201029 ERESU 0 100 100 N 20201029 ERF 79400 361503 491685 N 20201029 ERH 0 0 471 N 20201029 ERIC 0 285167 502063 N 20201029 ERIE 0 1734 2263 N 20201029 ERII 0 129 548 N 20201029 ERJ 14498 556981 758701 N 20201029 ERUS 0 100 529 N 20201029 ERX 0 60923 81831 N 20201029 ERY 0 50 325 N 20201029 ES 2486 196821 462602 N 20201029 ESBA 100 100 100 N 20201029 ESCA 0 580 885 N 20201029 ESE 47 12034 26537 N 20201029 ESEA 0 600 600 N 20201029 ESGC 22157 100631 167915 N 20201029 ESGD 0 625 650 N 20201029 ESGE 0 16960 21260 N 20201029 ESGR 0 1217 1544 N 20201029 ESGRO 0 200 300 N 20201029 ESGRP 0 531 1181 N 20201029 ESGU 0 6592 8192 N 20201029 ESGV 0 4949 4949 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ESI 2289 139393 307427 N 20201029 ESLT 0 383 383 N 20201029 ESML 0 721 753 N 20201029 ESNT 1588 89043 224661 N 20201029 ESPO 0 100 200 N 20201029 ESPR 0 5573 8672 N 20201029 ESQ 0 1 163 N 20201029 ESRT 1362 316002 559983 N 20201029 ESS 645 216674 331173 N 20201029 ESSA 0 217 217 N 20201029 ESTC 947 92236 258559 N 20201029 ESTE 1000 26319 34121 N 20201029 ESXB 0 200 894 N 20201029 ET 34148 1588089 3900345 N 20201029 ETB 1450 3321 14342 N 20201029 ETG 414 8005 20115 N 20201029 ETH 206 38919 102384 N 20201029 ETI PR 0 184 1033 N 20201029 ETJ 2800 17466 24625 N 20201029 ETM 31155 1716323 2969441 N 20201029 ETN 4008 166057 340004 N 20201029 ETNB 100 1267 1367 N 20201029 ETO 0 1180 4043 N 20201029 ETON 0 2763 3765 N 20201029 ETP PRC 0 10501 16205 N 20201029 ETP PRD 0 11503 19852 N 20201029 ETP PRE 0 15774 20315 N 20201029 ETR 813 131152 425661 N 20201029 ETRN 7156 352156 1116148 N 20201029 ETSY 300 58416 101669 N 20201029 ETTX 0 200 700 N 20201029 ETV 4653 35455 80395 N 20201029 ETW 981 21613 42512 N 20201029 ETX 0 3963 11116 N 20201029 ETY 3952 63740 99531 N 20201029 EUFN 0 127062 188743 N 20201029 EUM 0 602 1222 N 20201029 EURN 1905 402131 476888 N 20201029 EV 2358 168010 260126 N 20201029 EVA 0 4818 9534 N 20201029 EVBG 483 3542 4891 N 20201029 EVC 185 25717 38282 N 20201029 EVER 0 4549 6910 N 20201029 EVF 0 1096 10331 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 EVFM 0 30553 36457 N 20201029 EVG 0 1639 6376 N 20201029 EVGN 500 9644 13471 N 20201029 EVH 1424 147259 200181 N 20201029 EVK 160 560 682 N 20201029 EVLO 0 1424 1677 N 20201029 EVM 0 300 300 N 20201029 EVN 0 10019 14977 N 20201029 EVOK 100 100 100 N 20201029 EVOL 0 0 100 N 20201029 EVOP 0 1141 3602 N 20201029 EVR 619 40681 71000 N 20201029 EVRG 1900 144440 271882 N 20201029 EVRI 2994 447104 651669 N 20201029 EVT 0 7890 24413 N 20201029 EVTC 9569 111820 169308 N 20201029 EVV 0 1000 2349 N 20201029 EVY 0 698 698 N 20201029 EW 10441 304259 675394 N 20201029 EWA 0 116975 153910 N 20201029 EWBC 0 12266 14544 N 20201029 EWC 0 126090 136190 N 20201029 EWD 0 1568 3500 N 20201029 EWG 5900 364332 565729 N 20201029 EWH 0 167755 273738 N 20201029 EWI 0 7424 45430 N 20201029 EWJ 0 196584 222304 N 20201029 EWL 0 45062 76759 N 20201029 EWM 0 41445 44049 N 20201029 EWN 0 628 6027 N 20201029 EWP 0 51659 107685 N 20201029 EWQ 0 10574 20531 N 20201029 EWS 0 32843 39665 N 20201029 EWT 0 69939 87354 N 20201029 EWU 0 232804 302713 N 20201029 EWV 0 0 1 N 20201029 EWW 0 112862 139344 N 20201029 EWY 0 187744 264728 N 20201029 EWZ 0 969389 1692150 N 20201029 EWZS 0 0 100 N 20201029 EXAS 100 22811 31384 N 20201029 EXC 0 72471 104163 N 20201029 EXD 710 2802 4923 N 20201029 EXEL 0 10610 17649 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 EXG 14743 143833 205102 N 20201029 EXI 0 300 300 N 20201029 EXK 68408 253103 505963 N 20201029 EXLS 0 6623 6913 N 20201029 EXN 0 200 1300 N 20201029 EXP 1257 47201 116269 N 20201029 EXPD 0 6044 13519 N 20201029 EXPE 0 26955 33348 N 20201029 EXPI 0 3598 7510 N 20201029 EXPO 0 2428 3781 N 20201029 EXPR 34346 365167 647791 N 20201029 EXR 975 581159 689399 N 20201029 EXTN 334 31388 79319 N 20201029 EXTR 0 5106 12632 N 20201029 EYE 0 2800 3545 N 20201029 EYEN 0 100 108 N 20201029 EYPT 900 1500 4601 N 20201029 EZA 0 6276 7676 N 20201029 EZM 0 0 2100 N 20201029 EZPW 0 1834 3874 N 20201029 EZT 0 305 829 N 20201029 EZU 0 290730 416758 N 20201029 F 244577 12833813 21567744 N 20201029 F PRB 0 34756 47438 N 20201029 F PRC 200 27016 49926 N 20201029 FAB 0 0 100 N 20201029 FAD 0 0 263 N 20201029 FAF 1479 83552 175685 N 20201029 FAII 0 2208 4408 N 20201029 FAII U 0 0 5900 N 20201029 FAII WS 0 378 14714 N 20201029 FAM 1 290 629 N 20201029 FAMI 0 300 1000 N 20201029 FAN 0 1111 8616 N 20201029 FANG 200 23072 125559 N 20201029 FARM 0 731 733 N 20201029 FARO 0 811 1428 N 20201029 FAS 0 15501 20097 N 20201029 FAST 88 50197 66435 N 20201029 FATE 0 2874 8238 N 20201029 FAX 0 3747 6147 N 20201029 FAZ 0 8252 30558 N 20201029 FB 462 194126 408492 N 20201029 FBC 11018 74590 143787 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 FBCG 0 100 200 N 20201029 FBHS 1395 188970 308828 N 20201029 FBIO 0 51087 67503 N 20201029 FBIZ 0 104 270 N 20201029 FBK 992 50638 76086 N 20201029 FBM 2529 15003 28507 N 20201029 FBMS 0 103 103 N 20201029 FBNC 0 1638 3402 N 20201029 FBND 0 100 325 N 20201029 FBP 41185 323073 492746 N 20201029 FBRX 306 1317 2532 N 20201029 FBT 0 420 1170 N 20201029 FC 0 6002 12950 N 20201029 FCAU 9998 421375 707224 N 20201029 FCBC 0 0 310 N 20201029 FCBP 0 5 48 N 20201029 FCCY 0 0 208 N 20201029 FCEL 0 198283 227265 N 20201029 FCF 1259 133364 245010 N 20201029 FCFS 0 1579 2590 N 20201029 FCG 0 41537 43237 N 20201029 FCN 11024 174581 429407 N 20201029 FCNCA 0 364 564 N 20201029 FCO 0 0 1 N 20201029 FCOM 0 400 400 N 20201029 FCOR 0 92 92 N 20201029 FCPT 793 67750 156448 N 20201029 FCRD 0 43 43 N 20201029 FCRZ 160 364 364 N 20201029 FCT 0 2269 11736 N 20201029 FCVT 0 100 100 N 20201029 FCX 28110 2050506 3787764 N 20201029 FDD 0 100 300 N 20201029 FDEU 0 169 2789 N 20201029 FDIS 0 24 324 N 20201029 FDL 0 9027 10539 N 20201029 FDLO 0 190 190 N 20201029 FDMO 0 75 75 N 20201029 FDN 800 1639 3101 N 20201029 FDP 293 31148 72428 N 20201029 FDRR 0 0 310 N 20201029 FDS 93 40020 75524 N 20201029 FDT 0 0 100 N 20201029 FDUS 0 249 749 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 FDUSG 0 100 100 N 20201029 FDUSZ 0 0 100 N 20201029 FDVV 0 3300 3300 N 20201029 FDX 6660 271784 576671 N 20201029 FE 11369 483430 1721477 N 20201029 FEAC 5121 29145 104549 N 20201029 FEAC U 0 225 550 N 20201029 FEAC WS 0 4157 13156 N 20201029 FEDU 0 6345 9634 N 20201029 FEI 0 10107 25221 N 20201029 FELE 0 4405 5222 N 20201029 FEM 0 0 75 N 20201029 FEN 0 100 100 N 20201029 FENC 0 506 515 N 20201029 FENG 4512 6997 56600 N 20201029 FENY 0 4277 5150 N 20201029 FEO 0 1900 2260 N 20201029 FEP 0 311 1296 N 20201029 FET 4554 34524 47999 N 20201029 FEX 0 40 170 N 20201029 FEYE 0 50403 81117 N 20201029 FEZ 0 367810 596672 N 20201029 FF 6746 22152 33209 N 20201029 FFA 100 485 3054 N 20201029 FFBC 0 3569 4446 N 20201029 FFC 0 2841 12095 N 20201029 FFEB 0 3700 3700 N 20201029 FFG 0 13569 20522 N 20201029 FFIC 0 323 966 N 20201029 FFIN 0 1777 3429 N 20201029 FFIV 0 10071 15632 N 20201029 FFTY 0 400 400 N 20201029 FFWM 1567 2042 4906 N 20201029 FGB 200 3333 17635 N 20201029 FGD 0 2200 3340 N 20201029 FGEN 0 3267 3632 N 20201029 FHB 0 10378 26928 N 20201029 FHI 12987 152866 285590 N 20201029 FHLC 0 1200 1200 N 20201029 FHN 9157 913318 1499337 N 20201029 FHN PRA 0 3222 5059 N 20201029 FHN PRB 0 0 1674 N 20201029 FHN PRC 0 716 716 N 20201029 FHN PRD 0 2201 3355 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 FHN PRE 0 127 991 N 20201029 FHTX 0 600 4315 N 20201029 FI 325 172981 267678 N 20201029 FIBK 0 1600 3804 N 20201029 FICO 149 24828 37294 N 20201029 FIDU 0 100 230 N 20201029 FIF 0 1350 6520 N 20201029 FIIIU 100 100 400 N 20201029 FILL 0 0 344 N 20201029 FINS 0 1112 1713 N 20201029 FINV 504 35043 88296 N 20201029 FINX 0 200 206 N 20201029 FIS 10017 642213 1549302 N 20201029 FISI 0 688 1340 N 20201029 FISV 99 89547 170899 N 20201029 FIT 7298 274709 389107 N 20201029 FITB 488 59218 76833 N 20201029 FITBI 0 1013 2613 N 20201029 FITBO 0 100 100 N 20201029 FITE 0 168 168 N 20201029 FIV 0 2523 6373 N 20201029 FIVE 0 7255 13350 N 20201029 FIVG 0 9053 9056 N 20201029 FIVN 200 8523 11425 N 20201029 FIX 657 67328 142881 N 20201029 FIXD 300 24143 46501 N 20201029 FIXX 0 874 976 N 20201029 FIZZ 0 1510 1976 N 20201029 FL 5132 143407 303962 N 20201029 FLC 0 1045 2495 N 20201029 FLCH 0 100 100 N 20201029 FLDM 0 17116 43562 N 20201029 FLEX 100 47906 88115 N 20201029 FLGT 0 5525 7417 N 20201029 FLIC 100 108 204 N 20201029 FLIR 100 23493 37346 N 20201029 FLJP 0 100 200 N 20201029 FLL 0 100 200 N 20201029 FLLV 0 0 100 N 20201029 FLMN 0 668 1262 N 20201029 FLNG 0 349 2284 N 20201029 FLNT 0 1373 1373 N 20201029 FLO 2597 467237 748609 N 20201029 FLOT 0 0 594 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 FLOW 514 44470 74599 N 20201029 FLR 3871 186334 339577 N 20201029 FLRN 0 8455 9055 N 20201029 FLS 361 197763 470295 N 20201029 FLT 2160 126773 341784 N 20201029 FLTB 0 200 200 N 20201029 FLTR 0 109 110 N 20201029 FLUX 0 336 339 N 20201029 FLWS 4716 32631 63154 N 20201029 FLXN 0 549 786 N 20201029 FLXS 0 963 1196 N 20201029 FLY 0 25687 69233 N 20201029 FMAC U 0 13471 64471 N 20201029 FMAT 0 100 100 N 20201029 FMBH 0 105 105 N 20201029 FMBI 0 9460 18055 N 20201029 FMC 2076 66962 175058 N 20201029 FMN 0 466 3027 N 20201029 FMNB 0 100 107 N 20201029 FMO 0 4373 7967 N 20201029 FMS 504 43492 60003 N 20201029 FMTX 0 1435 3505 N 20201029 FMX 2115 91312 188545 N 20201029 FMY 0 0 997 N 20201029 FN 139 54451 139882 N 20201029 FNB 5612 498826 754720 N 20201029 FNB PRE 0 155 730 N 20201029 FNCL 0 32 33 N 20201029 FND 4432 112982 236839 N 20201029 FNDA 0 675 2175 N 20201029 FNDC 0 2964 3264 N 20201029 FNDE 0 23917 29647 N 20201029 FNDF 0 122641 291838 N 20201029 FNDX 0 900 1350 N 20201029 FNF 350 186406 347939 N 20201029 FNGD 500 21702 28222 N 20201029 FNGS 0 100 100 N 20201029 FNGU 100 810 1223 N 20201029 FNHC 0 100 312 N 20201029 FNKO 205 2787 5395 N 20201029 FNV 1262 80521 151743 N 20201029 FNWB 0 1 1 N 20201029 FNY 0 0 1400 N 20201029 FOCS 0 1865 2611 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 FOE 1250 70791 120871 N 20201029 FOF 939 4443 7594 N 20201029 FOLD 0 17959 31680 N 20201029 FONR 0 1 1 N 20201029 FOR 5 20598 27539 N 20201029 FORM 0 4197 6390 N 20201029 FORR 0 204 579 N 20201029 FOSL 669 5231 17388 N 20201029 FOUR 223 109059 169518 N 20201029 FOX 0 58702 95014 N 20201029 FOXA 0 55629 74555 N 20201029 FOXF 0 2991 3654 N 20201029 FPAY 0 200 200 N 20201029 FPE 0 30862 66568 N 20201029 FPF 31 8484 11614 N 20201029 FPH 1 14211 29215 N 20201029 FPI 1386 28310 48537 N 20201029 FPI PRB 100 4780 5499 N 20201029 FPL 1452 7940 22140 N 20201029 FPRX 0 2500 3981 N 20201029 FPX 500 5704 11448 N 20201029 FQAL 0 200 200 N 20201029 FR 1279 111047 189164 N 20201029 FRA 0 25332 58645 N 20201029 FRAN 0 100 390 N 20201029 FRBA 0 220 220 N 20201029 FRBK 0 200 200 N 20201029 FRC 1773 97466 243677 N 20201029 FRC PRG 13 1839 2650 N 20201029 FRC PRH 40 514 1734 N 20201029 FRC PRI 0 2792 5283 N 20201029 FRC PRJ 0 4335 8061 N 20201029 FRC PRK 0 5181 11437 N 20201029 FREE 0 2253 6258 N 20201029 FREL 0 13535 15140 N 20201029 FREQ 0 1350 1450 N 20201029 FRG 0 484 484 N 20201029 FRGI 0 240 276 N 20201029 FRHC 0 12 12 N 20201029 FRI 0 100 200 N 20201029 FRME 0 2423 3067 N 20201029 FRO 5834 344697 517668 N 20201029 FROG 0 6332 11244 N 20201029 FRPT 0 2366 3231 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 FRSX 0 9376 9376 N 20201029 FRT 1083 93336 163029 N 20201029 FRT PRC 0 554 1614 N 20201029 FRTA 506 8592 16494 N 20201029 FSBW 0 7 7 N 20201029 FSD 163 2048 4625 N 20201029 FSK 1285 57573 89223 N 20201029 FSKR 2747 31742 68680 N 20201029 FSLF 25 1340 14054 N 20201029 FSLR 300 54436 74578 N 20201029 FSLY 31284 1641048 2554125 N 20201029 FSM 76106 331777 511595 N 20201029 FSMB 0 200 200 N 20201029 FSP 0 7729 10338 N 20201029 FSS 718 51406 127381 N 20201029 FST 1500 4500 10696 N 20201029 FST U 0 1100 2116 N 20201029 FST WS 0 66409 87939 N 20201029 FSTA 0 0 140 N 20201029 FSTR 0 0 330 N 20201029 FSV 100 2449 6630 N 20201029 FSZ 0 100 100 N 20201029 FT 0 2677 7273 N 20201029 FTA 0 0 6 N 20201029 FTAI 27 21479 52416 N 20201029 FTAI PRA 0 3273 7624 N 20201029 FTAI PRB 0 3239 6899 N 20201029 FTC 0 100 100 N 20201029 FTCH 2717 226436 539415 N 20201029 FTCS 0 1415 6374 N 20201029 FTDR 0 8596 13331 N 20201029 FTEC 0 5922 8236 N 20201029 FTF 0 324 1034 N 20201029 FTGC 0 400 400 N 20201029 FTHM 0 0 900 N 20201029 FTHY 1100 5679 8226 N 20201029 FTI 6128 629301 1595247 N 20201029 FTK 3856 39038 58194 N 20201029 FTNT 10 7627 10861 N 20201029 FTOC 0 0 123000 N 20201029 FTS 362 40124 82290 N 20201029 FTSD 0 0 400 N 20201029 FTSL 0 100 100 N 20201029 FTSM 1146 37951 59151 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 FTV 6603 219149 430947 N 20201029 FTV PRA 0 81 109 N 20201029 FUBO 17264 108247 377341 N 20201029 FUL 611 89680 119481 N 20201029 FULC 0 500 1276 N 20201029 FULT 0 39331 64322 N 20201029 FUN 127 41503 66070 N 20201029 FUNC 0 0 302 N 20201029 FURY 0 450 3350 N 20201029 FUSE 0 17910 25188 N 20201029 FUSE U 0 0 400 N 20201029 FUSE WS 947 1248 1523 N 20201029 FUTU 0 3048 5318 N 20201029 FUTY 0 17 117 N 20201029 FUV 0 1563 2164 N 20201029 FV 0 810 1500 N 20201029 FVAC 1207 80492 223161 N 20201029 FVAC U 0 402 700 N 20201029 FVAC WS 0 16203 37677 N 20201029 FVAL 0 700 800 N 20201029 FVC 0 0 302 N 20201029 FVD 400 37551 54774 N 20201029 FVE 0 33 533 N 20201029 FVL 0 0 110 N 20201029 FVRR 36653 183776 303036 N 20201029 FWONA 0 809 1085 N 20201029 FWONK 0 2625 6558 N 20201029 FWRD 0 1200 1625 N 20201029 FXE 0 2030 3130 N 20201029 FXF 0 0 100 N 20201029 FXG 0 128 128 N 20201029 FXH 0 300 300 N 20201029 FXI 1900 207696 398353 N 20201029 FXL 0 0 500 N 20201029 FXN 0 49 1149 N 20201029 FXU 0 600 600 N 20201029 FXZ 0 5206 5531 N 20201029 FYT 0 0 200 N 20201029 G 430 103811 225858 N 20201029 GAB 200 190800 254049 N 20201029 GAB PRG 0 300 1802 N 20201029 GAB PRH 0 950 950 N 20201029 GAB PRK 0 134 134 N 20201029 GABC 0 103 235 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 GAIA 0 344 352 N 20201029 GAIN 0 32 2141 N 20201029 GALT 0 406 423 N 20201029 GAM 11 3647 6858 N 20201029 GAM PRB 0 1000 1910 N 20201029 GAMR 0 900 900 N 20201029 GAN 0 4587 10846 N 20201029 GATO 2494 71439 195939 N 20201029 GATX 531 58682 88413 N 20201029 GAU 2000 21497 39157 N 20201029 GB 9 4008 6604 N 20201029 GB WS 0 0 77098 N 20201029 GBAB 5 744 756 N 20201029 GBCI 100 3438 4177 N 20201029 GBDC 100 8737 12975 N 20201029 GBIL 0 62 62 N 20201029 GBIO 0 648 670 N 20201029 GBL 1 3634 5751 N 20201029 GBLI 0 500 1286 N 20201029 GBLIL 0 0 100 N 20201029 GBR 0 300 1015 N 20201029 GBT 0 1933 3033 N 20201029 GBX 587 71556 139475 N 20201029 GCI 1260 76489 157648 N 20201029 GCO 142 26420 59938 N 20201029 GCOR 0 100 100 N 20201029 GCOW 0 0 100 N 20201029 GCP 762 31402 56652 N 20201029 GCV 4395 8575 14882 N 20201029 GD 3683 236233 409376 N 20201029 GDDY 4446 183595 527972 N 20201029 GDEN 0 370 500 N 20201029 GDL 475 1361 13673 N 20201029 GDO 0 2022 5391 N 20201029 GDOT 800 63037 101913 N 20201029 GDP 0 0 1 N 20201029 GDRX 0 5035 10402 N 20201029 GDS 0 22613 26868 N 20201029 GDV 1592 22878 54729 N 20201029 GDV PRG 0 2055 2455 N 20201029 GDV PRH 0 2150 2150 N 20201029 GDX 0 227194 363253 N 20201029 GDXJ 1800 204507 348100 N 20201029 GDYN 0 1048 1149 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 GDYNW 0 0 400 N 20201029 GE 62354 9046589 18717911 N 20201029 GEC 0 1132 1232 N 20201029 GECC 400 5767 10867 N 20201029 GECCL 0 50 50 N 20201029 GEF 305 29903 60395 N 20201029 GEF B 1 842 1513 N 20201029 GEL 2051 117316 186797 N 20201029 GEM 0 300 400 N 20201029 GEN 1599 55900 71606 N 20201029 GENC 0 9 9 N 20201029 GENE 1831 6031 7362 N 20201029 GEO 2741 676167 955230 N 20201029 GEOS 0 100 695 N 20201029 GER 389 4737 12317 N 20201029 GERN 1551 61676 73717 N 20201029 GES 918 166911 274096 N 20201029 GEVO 915 21162 23312 N 20201029 GF 0 202 1852 N 20201029 GFF 401 67136 128722 N 20201029 GFI 6294 694951 976550 N 20201029 GFL 7705 126889 552282 N 20201029 GFLU 0 778 2896 N 20201029 GFN 0 266 266 N 20201029 GFNSL 0 100 100 N 20201029 GFY 0 136 453 N 20201029 GGAL 0 4418 7457 N 20201029 GGB 14040 776279 1538788 N 20201029 GGG 3076 109041 237442 N 20201029 GGM 300 2085 4554 N 20201029 GGN 1300 44980 58615 N 20201029 GGT 1 4544 7628 N 20201029 GGT PRE 0 0 150 N 20201029 GGT PRG 0 300 376 N 20201029 GGZ 0 1209 4539 N 20201029 GGZ PRA 0 0 500 N 20201029 GH 0 2634 4985 N 20201029 GHC 17 4076 7943 N 20201029 GHG 2 1501 4406 N 20201029 GHIV 0 300 400 N 20201029 GHL 74 17696 35988 N 20201029 GHLD 900 12139 26624 N 20201029 GHM 0 2953 6058 N 20201029 GHSI 500 85228 97119 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 GHY 7 3611 10659 N 20201029 GIB 275 26745 50639 N 20201029 GIII 0 5019 6492 N 20201029 GIK WS 0 0 1050 N 20201029 GIL 112 198873 555001 N 20201029 GILD 267 80768 152997 N 20201029 GILT 0 6017 10412 N 20201029 GIM 414 40721 63422 N 20201029 GIS 6976 480885 737151 N 20201029 GIX 0 604 1404 N 20201029 GIX RT 0 400 6500 N 20201029 GIX WS 15435 16635 20768 N 20201029 GJR 0 58 110 N 20201029 GKOS 98 67695 96104 N 20201029 GL 333 83666 216012 N 20201029 GL PRC 0 969 5245 N 20201029 GLAD 0 113 474 N 20201029 GLBS 0 1495 2095 N 20201029 GLD 400 247325 418867 N 20201029 GLDD 0 530 3341 N 20201029 GLDG 100 7601 8205 N 20201029 GLDI 0 100 100 N 20201029 GLDM 0 46001 71511 N 20201029 GLEO 0 700 9283 N 20201029 GLEO U 0 0 220 N 20201029 GLEO WS 1120 3620 6288 N 20201029 GLIBA 151 9637 22075 N 20201029 GLL 0 4804 7305 N 20201029 GLMD 0 100 100 N 20201029 GLNG 746 8808 24478 N 20201029 GLO 0 243 680 N 20201029 GLOB 711 17796 34730 N 20201029 GLOG 1075 221224 242214 N 20201029 GLOG PRA 770 3436 5677 N 20201029 GLOP 1072 27884 48028 N 20201029 GLOP PRA 1143 3251 5008 N 20201029 GLOP PRB 0 802 1142 N 20201029 GLOP PRC 0 3171 6647 N 20201029 GLP 1 6584 16769 N 20201029 GLP PRA 0 1390 2942 N 20201029 GLPG 0 1494 5555 N 20201029 GLPI 0 7045 13285 N 20201029 GLQ 0 100 100 N 20201029 GLSI 0 100 100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 GLT 376 56896 84642 N 20201029 GLTO 0 3526 9934 N 20201029 GLUU 0 85374 165058 N 20201029 GLW 7065 493888 1275169 N 20201029 GLYC 0 454 4477 N 20201029 GM 19695 1815753 2667020 N 20201029 GMAB 0 1103 1560 N 20201029 GMBL 100 500 500 N 20201029 GMDA 0 551 1082 N 20201029 GME 10898 368455 663944 N 20201029 GMED 810 146123 305875 N 20201029 GMHI 0 1554 2054 N 20201029 GMHIW 100 400 400 N 20201029 GMLP 100 4129 4129 N 20201029 GMRE 15818 55350 125842 N 20201029 GMRE PRA 600 1200 1300 N 20201029 GMS 11487 55438 92711 N 20201029 GMTA 0 803 2768 N 20201029 GNCA 0 3896 4291 N 20201029 GNE 0 7657 16069 N 20201029 GNK 1 19858 35429 N 20201029 GNL 3217 74876 199059 N 20201029 GNL PRA 0 303 408 N 20201029 GNL PRB 0 1211 10016 N 20201029 GNLN 0 0 17 N 20201029 GNMA 0 0 200 N 20201029 GNMK 146 29957 59880 N 20201029 GNPX 7400 9766 11075 N 20201029 GNRC 1279 112867 229339 N 20201029 GNRSU 0 800 800 N 20201029 GNSS 0 216 235 N 20201029 GNT 525 2231 5415 N 20201029 GNT PRA 0 0 5 N 20201029 GNTX 0 49389 93074 N 20201029 GNTY 0 0 1 N 20201029 GNUS 59090 107997 142844 N 20201029 GNW 12194 716622 1276311 N 20201029 GO 0 4588 5694 N 20201029 GOAC 0 100 3800 N 20201029 GOAC U 0 809 4061 N 20201029 GOAC WS 0 0 670 N 20201029 GOCO 0 11347 16347 N 20201029 GOED 288 498 1060 N 20201029 GOF 300 10596 18376 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 GOGL 2076 10391 10791 N 20201029 GOGO 0 14552 18933 N 20201029 GOL 22748 305022 540273 N 20201029 GOLD 52132 2007296 3342453 N 20201029 GOLF 235 47731 72064 N 20201029 GOOD 0 400 850 N 20201029 GOOG 100 12801 19579 N 20201029 GOOGL 0 17784 27224 N 20201029 GOOS 5990 170535 262050 N 20201029 GORO 0 5598 16293 N 20201029 GOSS 0 3161 5648 N 20201029 GOVT 1400 175658 191181 N 20201029 GOVX 200 200 604 N 20201029 GP 0 800 900 N 20201029 GPC 888 134522 218097 N 20201029 GPI 488 26452 74313 N 20201029 GPJA 0 1503 5605 N 20201029 GPK 606 252727 495756 N 20201029 GPL 300 19643 23630 N 20201029 GPM 1822 22090 36866 N 20201029 GPMT 714 68985 177915 N 20201029 GPN 7995 269678 647564 N 20201029 GPOR 1700 26622 50919 N 20201029 GPRE 0 2592 5860 N 20201029 GPRK 10 7396 19066 N 20201029 GPRO 0 27672 36845 N 20201029 GPS 1577 418434 1309215 N 20201029 GPX 0 5413 7054 N 20201029 GRA 1545 71633 157959 N 20201029 GRAM 0 954 3410 N 20201029 GRAY 0 0 500 N 20201029 GRBK 0 237 1201 N 20201029 GRC 0 12227 17259 N 20201029 GRFS 0 17492 27803 N 20201029 GRIF 0 49 49 N 20201029 GRIL 1975 3275 6084 N 20201029 GRMN 100 20149 26141 N 20201029 GRNB 0 240 240 N 20201029 GRNQ 100 1100 1100 N 20201029 GRP U 0 194 309 N 20201029 GRPN 0 2513 5037 N 20201029 GRTS 0 593 803 N 20201029 GRTX 100 947 1452 N 20201029 GRUB 1415 202516 494487 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 GRVY 0 360 360 N 20201029 GRWG 0 15728 17685 N 20201029 GRX 0 5102 22469 N 20201029 GRX PRB 0 0 789 N 20201029 GS 6904 402897 810266 N 20201029 GS PRA 100 5429 9468 N 20201029 GS PRC 0 743 1769 N 20201029 GS PRD 169 9946 33019 N 20201029 GS PRJ 0 49529 78863 N 20201029 GS PRK 72 15135 24630 N 20201029 GS PRN 0 11935 15371 N 20201029 GSAH 0 190 5030 N 20201029 GSAH U 0 0 3323 N 20201029 GSAH WS 200 4000 6405 N 20201029 GSAT 0 3117 11320 N 20201029 GSBC 0 304 612 N 20201029 GSBD 2 68752 74131 N 20201029 GSEW 0 0 800 N 20201029 GSG 0 600 1600 N 20201029 GSH 0 195 1271 N 20201029 GSHD 20 3484 6950 N 20201029 GSIE 0 45051 56101 N 20201029 GSIT 0 200 200 N 20201029 GSK 2903 838985 1479695 N 20201029 GSKY 0 2110 5300 N 20201029 GSL 0 2433 3764 N 20201029 GSL PRB 0 1823 2073 N 20201029 GSLC 0 1198 2798 N 20201029 GSLD 0 1339 1739 N 20201029 GSM 900 1407 3212 N 20201029 GSS 2 6758 8405 N 20201029 GSSC 0 400 400 N 20201029 GSUM 300 732 1500 N 20201029 GSV 0 3423 3548 N 20201029 GSX 73 649340 923710 N 20201029 GSY 0 0 22 N 20201029 GT 100 38680 76934 N 20201029 GTE 5600 15900 27000 N 20201029 GTES 49 17215 41737 N 20201029 GTH 0 0 100 N 20201029 GTHX 0 3262 9555 N 20201029 GTLS 0 2203 4465 N 20201029 GTN 7497 121344 244553 N 20201029 GTN A 0 92 108 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 GTS 6523 16549 27176 N 20201029 GTT 1629 59413 122529 N 20201029 GTY 434 26731 49517 N 20201029 GTYH 0 350 450 N 20201029 GUNR 0 12044 33765 N 20201029 GUSH 11155 12554 33210 N 20201029 GUT 316 2443 3963 N 20201029 GUT PRA 0 1058 1357 N 20201029 GUT PRC 0 178 178 N 20201029 GV 0 0 100 N 20201029 GVA 1309 51544 88508 N 20201029 GVAL 0 0 200 N 20201029 GVI 0 1 401 N 20201029 GWB 5117 25106 125840 N 20201029 GWGH 0 100 200 N 20201029 GWPH 0 2681 5734 N 20201029 GWRE 628 99922 157147 N 20201029 GWW 147 37848 90150 N 20201029 GXC 0 240 240 N 20201029 GXGX 0 200 900 N 20201029 H 1538 84035 129877 N 20201029 HA 215 8598 25127 N 20201029 HACK 0 100 100 N 20201029 HAE 875 68929 120520 N 20201029 HAFC 0 200 2298 N 20201029 HAIL 0 0 100 N 20201029 HAIN 0 3262 5597 N 20201029 HAL 10780 1891245 4121053 N 20201029 HALL 0 100 426 N 20201029 HALO 1 2219 6431 N 20201029 HAPP 0 200 200 N 20201029 HARP 0 1105 1171 N 20201029 HAS 0 13012 22447 N 20201029 HASI 216 81204 156077 N 20201029 HAYN 0 454 456 N 20201029 HBAN 0 225123 315271 N 20201029 HBB 0 5329 10073 N 20201029 HBCP 0 593 709 N 20201029 HBI 8234 618050 876765 N 20201029 HBIO 0 2053 2160 N 20201029 HBM 41990 223642 369581 N 20201029 HBMD 0 127 127 N 20201029 HBNC 250 673 821 N 20201029 HBP 0 0 300 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 HBT 0 0 1 N 20201029 HCA 3454 165120 390103 N 20201029 HCAC 0 1885 3054 N 20201029 HCACW 150 650 650 N 20201029 HCAT 0 4153 6362 N 20201029 HCC 1403 247352 370214 N 20201029 HCCHR 0 2000 2000 N 20201029 HCCHW 0 100 200 N 20201029 HCCI 0 383 383 N 20201029 HCCO 0 600 800 N 20201029 HCCOW 0 0 300 N 20201029 HCFT 0 1545 3152 N 20201029 HCHC 36 50413 70621 N 20201029 HCI 157 6915 12957 N 20201029 HCKT 900 1403 2606 N 20201029 HCM 0 633 3038 N 20201029 HCSG 0 1035 1908 N 20201029 HCXY 0 100 100 N 20201029 HCXZ 143 143 163 N 20201029 HD 11314 450126 901341 N 20201029 HDB 141 239115 428174 N 20201029 HDEF 0 100 2800 N 20201029 HDGE 0 6148 22048 N 20201029 HDMV 0 8 8 N 20201029 HDS 0 3241 6380 N 20201029 HDSN 0 100 100 N 20201029 HDV 0 3964 4460 N 20201029 HE 1560 92524 212067 N 20201029 HEAR 0 367 555 N 20201029 HEBT 0 1 101 N 20201029 HEDJ 0 15708 28835 N 20201029 HEES 0 1930 3199 N 20201029 HEFA 0 21052 24206 N 20201029 HEI 614 47633 89964 N 20201029 HEI A 6140 36770 85551 N 20201029 HELE 2 3169 3257 N 20201029 HEP 1158 26018 63722 N 20201029 HEPA 0 0 100 N 20201029 HEQ 1776 3289 16087 N 20201029 HERO 0 807 807 N 20201029 HES 6152 562106 745379 N 20201029 HESM 104 23750 46747 N 20201029 HEWG 0 16200 21750 N 20201029 HEWJ 0 809 809 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 HEXO 68033 870003 943995 N 20201029 HEZU 0 19200 20400 N 20201029 HFC 6609 261910 580198 N 20201029 HFFG 0 356 465 N 20201029 HFRO 723 12208 34924 N 20201029 HFRO PRA 0 0 101 N 20201029 HFWA 0 428 1012 N 20201029 HGBL 0 400 400 N 20201029 HGEN 300 1311 3749 N 20201029 HGH 0 3583 8721 N 20201029 HGLB 1 7979 21637 N 20201029 HGV 40 113963 187932 N 20201029 HHC 17 45368 67678 N 20201029 HHR 0 100 247 N 20201029 HI 633 44112 88097 N 20201029 HIBB 0 2751 4109 N 20201029 HIBS 0 10409 21035 N 20201029 HIE 0 8531 13673 N 20201029 HIG 1259 296567 615712 N 20201029 HIG PRG 0 3147 6335 N 20201029 HIGA U 100 100 1000 N 20201029 HIHO 0 40 40 N 20201029 HII 729 56681 117356 N 20201029 HIL 0 15598 65008 N 20201029 HIMX 0 2512 5385 N 20201029 HIO 211 11636 35118 N 20201029 HIW 1190 152664 283793 N 20201029 HIX 3019 19517 28402 N 20201029 HJLI 1500 18255 20198 N 20201029 HKIB 0 51 1586 N 20201029 HL 101678 574743 1420340 N 20201029 HLF 2443 65177 162438 N 20201029 HLI 1957 121235 169932 N 20201029 HLIO 0 1881 2462 N 20201029 HLIT 0 8993 12095 N 20201029 HLNE 8 2378 3221 N 20201029 HLT 3870 388393 847034 N 20201029 HLX 780 189678 399747 N 20201029 HMC 1724 108589 175868 N 20201029 HMHC 0 4252 10988 N 20201029 HMI 183 38046 77804 N 20201029 HMLP 1088 27462 32480 N 20201029 HMLP PRA 100 1046 2407 N 20201029 HMN 5896 33755 93421 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 HMOP 0 0 100 N 20201029 HMST 300 731 841 N 20201029 HMSY 0 3009 5549 N 20201029 HMTV 0 0 366 N 20201029 HMY 10651 868366 1161304 N 20201029 HNGR 379 14706 41830 N 20201029 HNI 8792 35787 80741 N 20201029 HNP 0 2572 5200 N 20201029 HNRG 0 200 300 N 20201029 HOFT 0 0 3 N 20201029 HOG 5480 284181 550289 N 20201029 HOLI 0 358 660 N 20201029 HOLX 58 9011 28237 N 20201029 HOMB 14 19806 26065 N 20201029 HOME 48541 339348 1174101 N 20201029 HON 7159 326389 736386 N 20201029 HONE 0 3031 4006 N 20201029 HOPE 0 14885 33526 N 20201029 HOTH 0 225 225 N 20201029 HOV 3 62871 70719 N 20201029 HP 1587 130632 316389 N 20201029 HPE 12545 1202253 2474912 N 20201029 HPF 1150 4702 8914 N 20201029 HPI 0 3479 10391 N 20201029 HPK 0 0 100 N 20201029 HPP 2754 408490 1071966 N 20201029 HPQ 4846 1327448 3071034 N 20201029 HPR 29383 707109 775973 N 20201029 HPS 200 18290 23260 N 20201029 HPX 0 49 22499 N 20201029 HPX WS 0 0 100 N 20201029 HQH 100 7049 29618 N 20201029 HQL 333 3869 8789 N 20201029 HQY 0 2687 3011 N 20201029 HR 2702 141277 348394 N 20201029 HRB 8626 398106 824992 N 20201029 HRC 18768 131082 184335 N 20201029 HRI 1195 26402 56022 N 20201029 HRL 1332 357399 570863 N 20201029 HRMY 0 300 400 N 20201029 HROW 0 475 570 N 20201029 HRTG 0 14620 23708 N 20201029 HRTX 100 6016 7259 N 20201029 HRZN 0 162 452 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 HSBC 12139 582016 770428 N 20201029 HSBC PRA 0 32168 65018 N 20201029 HSC 2196 110746 193681 N 20201029 HSCZ 0 100 100 N 20201029 HSDT 100 200 400 N 20201029 HSIC 20 10123 15906 N 20201029 HSII 302 535 1043 N 20201029 HSKA 0 6 11 N 20201029 HSRT 0 300 300 N 20201029 HST 9297 963610 1944486 N 20201029 HSTM 0 8231 13163 N 20201029 HSY 1674 83010 233759 N 20201029 HT 728 60245 104599 N 20201029 HT PRC 0 200 1872 N 20201029 HT PRD 0 2914 17906 N 20201029 HT PRE 0 3555 5585 N 20201029 HTA 21565 374197 570129 N 20201029 HTBI 0 202 326 N 20201029 HTBK 0 869 1397 N 20201029 HTBX 0 45124 46924 N 20201029 HTD 1 3963 12744 N 20201029 HTEC 0 100 100 N 20201029 HTFA 0 700 1786 N 20201029 HTGC 638 72593 222351 N 20201029 HTGM 700 88808 92622 N 20201029 HTH 16505 71817 251237 N 20201029 HTHT 0 5348 29259 N 20201029 HTIA 0 0 444 N 20201029 HTLD 0 1488 2531 N 20201029 HTLF 0 223 2050 N 20201029 HTRB 0 200 200 N 20201029 HTY 500 2426 5817 N 20201029 HTZ 100984 1556114 2568628 N 20201029 HUBB 548 39980 79620 N 20201029 HUBG 0 2018 3986 N 20201029 HUBS 703 51804 122780 N 20201029 HUD 22 79621 136806 N 20201029 HUGE 0 100 600 N 20201029 HUM 1379 163691 320535 N 20201029 HUN 447 377764 680020 N 20201029 HURC 0 5 5 N 20201029 HURN 0 481 1395 N 20201029 HUSA 0 200 300 N 20201029 HUSN 100 2700 3700 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 HUSV 0 500 500 N 20201029 HUYA 1185 489902 732999 N 20201029 HVT 162 34279 63957 N 20201029 HVT A 0 0 1 N 20201029 HWBK 0 102 102 N 20201029 HWC 0 2948 5999 N 20201029 HWM 1409 301348 612318 N 20201029 HX 200 200 1185 N 20201029 HXL 7503 136910 208318 N 20201029 HY 0 5997 10250 N 20201029 HYAC 0 100 128 N 20201029 HYB 1151 5120 7803 N 20201029 HYD 0 5 230 N 20201029 HYG 0 512653 847974 N 20201029 HYGH 0 100 100 N 20201029 HYGV 0 176 376 N 20201029 HYHG 0 100 100 N 20201029 HYI 0 1011 12548 N 20201029 HYLB 1200 188302 195273 N 20201029 HYLN 18131 247493 370299 N 20201029 HYLN WS 6733 14242 116363 N 20201029 HYLS 0 5429 5529 N 20201029 HYRE 0 0 133 N 20201029 HYS 200 335 1135 N 20201029 HYT 40 45390 49283 N 20201029 HYXU 0 21 21 N 20201029 HYZD 0 100 100 N 20201029 HZAC WS 0 0 1400 N 20201029 HZN 0 2290 2904 N 20201029 HZNP 0 5875 9646 N 20201029 HZO 8077 95210 163815 N 20201029 HZON U 0 0 100 N 20201029 IAA 14335 115521 194424 N 20201029 IAC 0 2625 3926 N 20201029 IACA 0 0 2001 N 20201029 IACA U 0 734 1774 N 20201029 IACA WS 0 6000 6000 N 20201029 IAE 0 531 4177 N 20201029 IAF 0 700 700 N 20201029 IAG 123323 377264 531228 N 20201029 IAGG 100 107 380 N 20201029 IAK 0 0 213 N 20201029 IART 0 1988 4026 N 20201029 IAU 0 174595 204427 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 IBA 0 312 915 N 20201029 IBB 100 8985 23127 N 20201029 IBCP 500 807 939 N 20201029 IBDM 0 200 1200 N 20201029 IBDN 0 0 100 N 20201029 IBDO 0 2 196 N 20201029 IBDQ 0 100 100 N 20201029 IBDS 0 0 100 N 20201029 IBDV 0 0 100 N 20201029 IBEX 0 0 2 N 20201029 IBHB 0 0 100 N 20201029 IBIO 5500 105310 122380 N 20201029 IBKR 0 865 2644 N 20201029 IBM 12529 823999 1681407 N 20201029 IBMN 0 200 200 N 20201029 IBMO 0 100 200 N 20201029 IBMQ 0 0 100 N 20201029 IBN 368 1417028 1682079 N 20201029 IBOC 0 4118 5209 N 20201029 IBP 304 31451 71950 N 20201029 IBTX 6 1182 4077 N 20201029 IBUY 0 510 3460 N 20201029 ICAD 0 500 1088 N 20201029 ICD 566 2393 4950 N 20201029 ICE 6215 329939 734655 N 20201029 ICF 0 600 900 N 20201029 ICFI 7 1498 1916 N 20201029 ICHR 0 1062 1616 N 20201029 ICL 265 7495 12616 N 20201029 ICLK 0 1711 7232 N 20201029 ICLN 0 94730 122311 N 20201029 ICLR 0 2644 3191 N 20201029 ICON 300 42420 43081 N 20201029 ICPT 0 2857 4103 N 20201029 ICSH 0 4500 8300 N 20201029 ICUI 0 568 893 N 20201029 ICVT 0 0 36 N 20201029 IDA 581 72068 160039 N 20201029 IDCC 0 253 876 N 20201029 IDE 319 5571 28794 N 20201029 IDEX 10 5743 13009 N 20201029 IDHQ 0 400 500 N 20201029 IDLV 0 2900 5700 N 20201029 IDN 0 1578 2932 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 IDNA 0 467 467 N 20201029 IDRA 0 675 1720 N 20201029 IDRV 0 100 100 N 20201029 IDT 147 10610 29614 N 20201029 IDU 0 0 100 N 20201029 IDV 0 23423 41805 N 20201029 IDXG 0 0 100 N 20201029 IDXX 0 2902 3233 N 20201029 IDYA 0 188 188 N 20201029 IEA 0 1426 2658 N 20201029 IEF 0 118757 190558 N 20201029 IEFA 0 398579 567673 N 20201029 IEI 154 26255 37379 N 20201029 IEMG 0 512822 542786 N 20201029 IEO 0 5134 7430 N 20201029 IEP 0 382 452 N 20201029 IESC 0 1 101 N 20201029 IETC 0 0 1 N 20201029 IEUR 0 4127 8491 N 20201029 IEV 0 506 8371 N 20201029 IEX 4387 105210 192610 N 20201029 IEZ 0 650 750 N 20201029 IFF 1076 311987 489799 N 20201029 IFFT 0 3253 6870 N 20201029 IFGL 0 0 500 N 20201029 IFN 0 4505 16231 N 20201029 IFRX 103 1146 2529 N 20201029 IFS 0 2252 3594 N 20201029 IFV 0 100 100 N 20201029 IGA 0 3618 12031 N 20201029 IGBH 0 200 569 N 20201029 IGC 0 8148 8270 N 20201029 IGD 1132 48179 97462 N 20201029 IGE 0 29618 36450 N 20201029 IGF 0 19832 47643 N 20201029 IGI 0 1335 8437 N 20201029 IGIB 0 12812 15455 N 20201029 IGLB 0 391 391 N 20201029 IGM 0 725 732 N 20201029 IGMS 0 1587 1869 N 20201029 IGOV 0 611 7931 N 20201029 IGR 4179 59853 80936 N 20201029 IGSB 0 21991 24089 N 20201029 IGT 26393 189367 716776 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 IGV 0 7318 11835 N 20201029 IH 0 8441 16589 N 20201029 IHAK 0 540 540 N 20201029 IHC 0 1824 3595 N 20201029 IHD 0 1530 15706 N 20201029 IHDG 0 100 200 N 20201029 IHG 457 19882 40013 N 20201029 IHI 0 10 21 N 20201029 IHIT 0 3075 13908 N 20201029 IHRT 0 6308 9010 N 20201029 IHTA 0 563 3247 N 20201029 IID 0 1796 4774 N 20201029 IIF 0 1994 16261 N 20201029 III 0 64 64 N 20201029 IIIN 18 654 877 N 20201029 IIIV 0 1648 2382 N 20201029 IIM 3132 10204 14608 N 20201029 IIN 0 216 236 N 20201029 IIPR 663 26918 52388 N 20201029 IIPR PRA 0 0 115 N 20201029 IIVI 28 5886 9091 N 20201029 IIVIP 0 0 22 N 20201029 IJH 1000 9940 20652 N 20201029 IJJ 0 185 1629 N 20201029 IJK 300 7389 15988 N 20201029 IJR 0 53981 84931 N 20201029 IJS 0 900 1700 N 20201029 IJT 0 600 1245 N 20201029 IKNX 0 100 100 N 20201029 ILF 0 86103 148901 N 20201029 ILMN 0 10296 27938 N 20201029 ILPT 356 1392 1908 N 20201029 IMAB 0 1117 1415 N 20201029 IMAX 3328 251084 321038 N 20201029 IMGN 0 7547 16450 N 20201029 IMH 0 100 200 N 20201029 IMKTA 0 417 833 N 20201029 IMMP 0 2800 2800 N 20201029 IMMR 0 659 1359 N 20201029 IMO 400 34189 47668 N 20201029 IMPX U 0 5506 24300 N 20201029 IMRN 0 100 100 N 20201029 IMTM 0 200 200 N 20201029 IMTXW 0 0 500 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 IMUX 0 1341 1683 N 20201029 IMV 126 8299 12420 N 20201029 IMVT 0 2683 6139 N 20201029 IMXI 0 715 993 N 20201029 INBK 0 26 66 N 20201029 INBX 0 1 41 N 20201029 INCY 0 2905 5412 N 20201029 INDA 0 83448 117827 N 20201029 INDB 0 2114 2341 N 20201029 INDL 0 800 800 N 20201029 INDS 0 100 100 N 20201029 INDY 0 509 1193 N 20201029 INFI 0 1071 1371 N 20201029 INFN 0 14519 22030 N 20201029 INFO 11204 314715 498914 N 20201029 INFU 0 94 634 N 20201029 INFY 218 1623577 2361102 N 20201029 ING 1327 1141269 1658786 N 20201029 INGN 0 3269 17924 N 20201029 INGR 1008 90919 121086 N 20201029 INMB 0 200 200 N 20201029 INMD 0 2822 7142 N 20201029 INN 1197 209934 323253 N 20201029 INN PRD 0 3567 10067 N 20201029 INN PRE 0 1795 4559 N 20201029 INO 0 11983 25443 N 20201029 INOV 2438 13019 42845 N 20201029 INPX 100 24264 25110 N 20201029 INSE 0 0 200 N 20201029 INSG 700 21781 26079 N 20201029 INSI 0 177 4788 N 20201029 INSM 1788 28805 44694 N 20201029 INSP 0 34708 55667 N 20201029 INSW 0 51989 72761 N 20201029 INT 6871 104763 206120 N 20201029 INTC 2840 321046 723923 N 20201029 INTF 0 120 1664 N 20201029 INTU 0 10668 19608 N 20201029 INTZ 0 0 100 N 20201029 INUV 0 800 800 N 20201029 INVA 34 30110 39782 N 20201029 INVE 0 1063 8663 N 20201029 INVH 1900 248969 621051 N 20201029 INZY 0 159 259 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 IO 0 16630 19845 N 20201029 IONS 0 2851 4150 N 20201029 IOO 0 0 130 N 20201029 IOSP 0 640 822 N 20201029 IOVA 0 16032 23327 N 20201029 IP 3156 399773 692620 N 20201029 IPAC 0 0 100 N 20201029 IPAR 0 2672 3027 N 20201029 IPAY 0 330 1576 N 20201029 IPDN 105 505 505 N 20201029 IPG 856 616282 1023977 N 20201029 IPGP 0 8528 13126 N 20201029 IPHI 384 163006 281677 N 20201029 IPI 42 20606 34153 N 20201029 IPO 0 0 500 N 20201029 IPOB 5130 127109 307854 N 20201029 IPOB U 0 600 3149 N 20201029 IPOB WS 5864 6565 54911 N 20201029 IPOC 1854 39216 522448 N 20201029 IPOC U 0 0 1069 N 20201029 IPOC WS 2640 2806 95329 N 20201029 IPOD U 5386 32306 48945 N 20201029 IPOE U 0 44286 81762 N 20201029 IPOF U 50 34501 71469 N 20201029 IPOS 0 0 100 N 20201029 IPV 0 0 3 N 20201029 IPV U 0 82 418 N 20201029 IPV WS 0 0 101 N 20201029 IQ 300 87686 203731 N 20201029 IQDF 0 0 300 N 20201029 IQDG 0 200 300 N 20201029 IQI 63 8234 24497 N 20201029 IQLT 0 11739 15739 N 20201029 IQV 2275 122722 328951 N 20201029 IR 27752 292112 619063 N 20201029 IRBT 0 1313 2142 N 20201029 IRDM 2 1768 5921 N 20201029 IRET 1949 9880 13476 N 20201029 IRET PRC 0 546 560 N 20201029 IRL 0 400 1217 N 20201029 IRM 3990 385905 595184 N 20201029 IRR 0 70 18635 N 20201029 IRS 0 8541 24255 N 20201029 IRT 1036 224054 305402 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 IRTC 0 1935 3034 N 20201029 IRWD 0 17675 62912 N 20201029 ISBC 0 86429 123044 N 20201029 ISD 104 18769 26011 N 20201029 ISEE 0 2348 8156 N 20201029 ISIG 3922 10622 12998 N 20201029 ISR 200 3400 7500 N 20201029 ISRG 0 2825 3815 N 20201029 ISSC 0 10 10 N 20201029 ISTB 0 2100 2900 N 20201029 ISTR 0 0 1300 N 20201029 IT 230 47965 88794 N 20201029 ITA 100 611 1161 N 20201029 ITB 768 166799 184131 N 20201029 ITCB 0 1107 2719 N 20201029 ITCI 0 7078 10510 N 20201029 ITGR 5993 53116 139535 N 20201029 ITI 0 268 424 N 20201029 ITOS 0 1621 2522 N 20201029 ITOT 0 5247 7629 N 20201029 ITP 2300 45069 59876 N 20201029 ITRG 0 200 1600 N 20201029 ITRI 0 1249 2907 N 20201029 ITRM 2650 14965 25265 N 20201029 ITT 933 111488 187857 N 20201029 ITUB 8836 6355523 10357786 N 20201029 ITW 2363 231207 384594 N 20201029 IUSB 0 8541 17514 N 20201029 IUSG 0 2473 5924 N 20201029 IUSV 0 2607 10187 N 20201029 IVAC 0 519 1176 N 20201029 IVAL 0 100 100 N 20201029 IVC 13273 49248 93936 N 20201029 IVE 900 66957 86702 N 20201029 IVH 0 1646 4439 N 20201029 IVOG 0 0 66 N 20201029 IVOL 0 1100 2268 N 20201029 IVOO 0 100 1200 N 20201029 IVR 4154 695756 1045590 N 20201029 IVR PRA 0 883 1983 N 20201029 IVR PRB 0 339 1527 N 20201029 IVR PRC 0 1525 2733 N 20201029 IVV 300 110973 153177 N 20201029 IVW 0 37798 58018 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 IVZ 6693 962412 1437317 N 20201029 IWB 0 21073 31054 N 20201029 IWC 0 290 790 N 20201029 IWD 0 64422 124951 N 20201029 IWF 200 26984 65209 N 20201029 IWL 0 300 1100 N 20201029 IWM 23 604287 853072 N 20201029 IWN 0 24904 26572 N 20201029 IWO 0 2324 2963 N 20201029 IWP 0 8416 9307 N 20201029 IWR 700 23687 41531 N 20201029 IWS 0 500 10327 N 20201029 IWV 0 530 2305 N 20201029 IWX 0 100 150 N 20201029 IWY 81 4452 4752 N 20201029 IX 33 8720 14906 N 20201029 IXC 0 32885 64545 N 20201029 IXG 0 50 125 N 20201029 IXJ 0 404 1219 N 20201029 IXN 0 103 956 N 20201029 IXUS 0 70898 78653 N 20201029 IYE 0 78140 101535 N 20201029 IYF 0 1568 4193 N 20201029 IYG 100 200 426 N 20201029 IYH 0 0 400 N 20201029 IYJ 0 200 400 N 20201029 IYK 0 0 407 N 20201029 IYLD 0 0 100 N 20201029 IYM 0 1400 5597 N 20201029 IYR 1357 146387 208585 N 20201029 IYT 100 1211 14097 N 20201029 IYW 0 2669 3904 N 20201029 IYZ 0 6524 8624 N 20201029 IZEA 0 3850 4450 N 20201029 J 1609 90838 148547 N 20201029 JACK 0 1364 3064 N 20201029 JAGG 0 0 1 N 20201029 JAGX 21942 35843 42143 N 20201029 JAKK 0 2104 2404 N 20201029 JAMF 0 1526 2156 N 20201029 JAN 0 600 700 N 20201029 JAX 817 2655 9759 N 20201029 JAZZ 0 1972 5538 N 20201029 JBGS 800 96206 177942 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 JBHT 0 6147 8023 N 20201029 JBL 7334 214978 330127 N 20201029 JBLU 1241 108453 149676 N 20201029 JBSS 0 537 809 N 20201029 JBT 37 41904 72405 N 20201029 JCAP 1064 71722 260301 N 20201029 JCAP PRB 0 100 4721 N 20201029 JCE 0 1108 5538 N 20201029 JCI 5941 580542 990156 N 20201029 JCO 2397 4988 6624 N 20201029 JCOM 0 803 1480 N 20201029 JCPB 0 0 62 N 20201029 JD 102 70426 191737 N 20201029 JDD 0 4712 12363 N 20201029 JDST 0 22746 27518 N 20201029 JE 12979 334515 420795 N 20201029 JEF 7430 298620 434207 N 20201029 JELD 240 58461 128438 N 20201029 JEMD 0 419 2944 N 20201029 JEQ 0 1221 1371 N 20201029 JETS 0 43089 69522 N 20201029 JFR 0 19533 38244 N 20201029 JFU 21928 33097 33716 N 20201029 JG 0 200 700 N 20201029 JGH 36 760 5342 N 20201029 JHAA 100 538 1880 N 20201029 JHB 4300 13269 22373 N 20201029 JHG 2222 235049 379596 N 20201029 JHI 0 137 2219 N 20201029 JHME 0 100 100 N 20201029 JHML 0 0 100 N 20201029 JHMM 0 1100 1146 N 20201029 JHS 0 743 1884 N 20201029 JHX 0 2048 4300 N 20201029 JIH 0 1773 3552 N 20201029 JIH WS 0 400 4400 N 20201029 JILL 80 21645 43278 N 20201029 JJSF 0 1804 1913 N 20201029 JKE 0 0 109 N 20201029 JKHY 0 4807 7666 N 20201029 JKS 1903 467988 871319 N 20201029 JLL 588 176012 210351 N 20201029 JLS 0 400 2539 N 20201029 JMIA 110498 421137 1845241 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 JMM 0 591 1149 N 20201029 JMP 0 3585 5670 N 20201029 JMST 0 700 1469 N 20201029 JMUB 0 100 100 N 20201029 JNCE 0 402 3778 N 20201029 JNJ 32732 953106 2451700 N 20201029 JNK 0 298499 345875 N 20201029 JNPR 2766 965585 2055920 N 20201029 JNUG 0 1176 1897 N 20201029 JOB 0 200 200 N 20201029 JOBS 0 2679 3913 N 20201029 JOE 136 100572 161823 N 20201029 JOF 0 2669 6430 N 20201029 JOUT 0 53 53 N 20201029 JP 0 2531 7352 N 20201029 JPC 775 5815 24670 N 20201029 JPI 524 3311 11490 N 20201029 JPIN 0 100 100 N 20201029 JPM 35555 1805991 3351683 N 20201029 JPM PRC 0 21072 54136 N 20201029 JPM PRD 0 22635 62686 N 20201029 JPM PRG 0 41204 48803 N 20201029 JPM PRH 0 13908 21955 N 20201029 JPM PRJ 0 5116 15137 N 20201029 JPS 7265 47900 89866 N 20201029 JPST 0 7318 13404 N 20201029 JPT 0 465 905 N 20201029 JQC 90 10508 60858 N 20201029 JQUA 0 3300 3301 N 20201029 JRI 142 4717 17366 N 20201029 JRO 0 9969 30231 N 20201029 JRS 748 3832 7721 N 20201029 JRVR 0 2089 5303 N 20201029 JSD 0 157 8360 N 20201029 JSM 0 0 100 N 20201029 JT 13 14851 43305 N 20201029 JTA 328 1692 12399 N 20201029 JTD 807 4387 16828 N 20201029 JW A 1521 68399 111975 N 20201029 JW B 0 8 8 N 20201029 JWN 5308 1012515 1624448 N 20201029 JWS 99 5959 37799 N 20201029 JWS U 0 0 400 N 20201029 JWS WS 200 200 7780 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 JYNT 0 211 312 N 20201029 K 3395 733670 983836 N 20201029 KAI 368 9324 14543 N 20201029 KALA 100 13985 19122 N 20201029 KALU 0 1891 1891 N 20201029 KALV 0 1551 2306 N 20201029 KAMN 1287 42699 95966 N 20201029 KAR 51893 579843 727950 N 20201029 KB 300 13354 19642 N 20201029 KBA 0 300 300 N 20201029 KBAL 0 457 740 N 20201029 KBE 0 19318 43016 N 20201029 KBH 3717 151032 248818 N 20201029 KBNT 0 0 68 N 20201029 KBR 2752 347669 516690 N 20201029 KBWB 0 1275 4975 N 20201029 KBWD 0 0 100 N 20201029 KBWY 0 677 678 N 20201029 KC 0 2676 7225 N 20201029 KCAC 6299 37050 79098 N 20201029 KCAC U 0 626 892 N 20201029 KCAC WS 11170 11580 26162 N 20201029 KDMN 0 111105 158824 N 20201029 KDNY 446 1756 4286 N 20201029 KDP 0 69097 119694 N 20201029 KE 0 1059 1231 N 20201029 KELYA 0 1409 2404 N 20201029 KEN 0 143 593 N 20201029 KEP 0 10832 26050 N 20201029 KERN 600 900 2421 N 20201029 KEX 1729 108654 184466 N 20201029 KEY 7802 1020262 1462332 N 20201029 KEY PRI 0 3741 13303 N 20201029 KEY PRJ 160 13377 18999 N 20201029 KEY PRK 0 12760 18014 N 20201029 KEYS 3865 207520 375462 N 20201029 KF 0 100 2990 N 20201029 KFRC 200 1171 1936 N 20201029 KFS 0 759 2011 N 20201029 KFY 846 58668 106718 N 20201029 KGC 379934 1860740 3963213 N 20201029 KHC 0 79352 129638 N 20201029 KIDS 0 1089 1174 N 20201029 KIE 0 12601 28664 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 KIM 2633 418757 821013 N 20201029 KIM PRL 0 4606 5434 N 20201029 KIM PRM 0 2077 4652 N 20201029 KIN 0 734 3674 N 20201029 KINS 100 101 294 N 20201029 KIO 2273 5438 15463 N 20201029 KIRK 2310 10865 13501 N 20201029 KKR 4322 233500 590687 N 20201029 KKR PRA 0 914 3094 N 20201029 KKR PRB 0 1730 3782 N 20201029 KKR PRC 0 1432 8397 N 20201029 KL 3124 115824 217347 N 20201029 KLAC 0 18478 32785 N 20201029 KLDO 0 106 456 N 20201029 KLIC 0 920 4467 N 20201029 KLXE 0 363 2763 N 20201029 KMB 3518 242632 632586 N 20201029 KMDA 0 1426 1668 N 20201029 KMF 2085 16135 39985 N 20201029 KMI 20970 2175074 4202900 N 20201029 KMPR 1143 38011 82246 N 20201029 KMT 10786 133863 210791 N 20201029 KMX 975 205329 368422 N 20201029 KN 1665 139008 436318 N 20201029 KNDI 200 8855 11248 N 20201029 KNL 80 112499 184866 N 20201029 KNOP 576 11055 31188 N 20201029 KNSA 0 9175 14138 N 20201029 KNSL 6 1407 2123 N 20201029 KNX 4970 259106 815904 N 20201029 KO 36271 2075620 3283699 N 20201029 KOD 0 3509 4359 N 20201029 KODK 11347 649436 1031936 N 20201029 KOF 752 18402 25033 N 20201029 KOIN 0 0 100 N 20201029 KOL 0 100 300 N 20201029 KOLD 0 22040 38728 N 20201029 KOMP 0 100 100 N 20201029 KOP 24 15459 43205 N 20201029 KOPN 0 1028 1528 N 20201029 KOR 1800 6700 8401 N 20201029 KORU 0 400 715 N 20201029 KOS 936 707171 1225446 N 20201029 KPTI 0 3266 4955 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 KR 10290 988790 2033122 N 20201029 KRA 1158 119065 177856 N 20201029 KRC 1195 207446 344636 N 20201029 KRE 0 167063 244018 N 20201029 KREF 2423 32421 46190 N 20201029 KRG 1329 52833 128609 N 20201029 KRMA 0 0 10 N 20201029 KRMD 0 305 606 N 20201029 KRNT 0 740 2127 N 20201029 KRNY 0 2865 5567 N 20201029 KRO 300 45299 62902 N 20201029 KRON 0 900 900 N 20201029 KROS 0 1007 1331 N 20201029 KRP 0 29722 49425 N 20201029 KRTX 0 690 1014 N 20201029 KRUS 0 203 457 N 20201029 KRYS 0 1286 1415 N 20201029 KSA 0 8291 15087 N 20201029 KSM 400 1104 5633 N 20201029 KSMTW 0 0 7073 N 20201029 KSS 8107 560841 1012396 N 20201029 KSU 1341 89224 225899 N 20201029 KSU PR 0 0 1 N 20201029 KT 103 145727 228649 N 20201029 KTB 846 144569 356556 N 20201029 KTCC 0 0 100 N 20201029 KTF 63 5517 9097 N 20201029 KTH 0 6 706 N 20201029 KTN 0 100 100 N 20201029 KTOS 0 10884 17892 N 20201029 KTOV 0 300 300 N 20201029 KTRA 0 1700 1800 N 20201029 KURA 0 2964 4517 N 20201029 KURE 0 100 100 N 20201029 KVHI 0 100 100 N 20201029 KW 716 72449 150247 N 20201029 KWEB 0 30532 57764 N 20201029 KWR 471 12723 20173 N 20201029 KXIN 6064 10213 30009 N 20201029 KYMR 0 20 120 N 20201029 KYN 7664 166359 256074 N 20201029 KZR 0 1126 1384 N 20201029 L 3896 116724 245429 N 20201029 LABD 0 1377 8910 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 LABU 200 2083 4700 N 20201029 LAC 10406 257971 422661 N 20201029 LACQW 0 400 7800 N 20201029 LAD 1912 63485 98203 N 20201029 LADR 4533 192427 302612 N 20201029 LAIX 0 10053 41722 N 20201029 LAKE 0 997 998 N 20201029 LAMR 1 3804 11389 N 20201029 LANC 0 804 2200 N 20201029 LAND 0 1027 1239 N 20201029 LANDO 0 100 800 N 20201029 LASR 0 1328 4965 N 20201029 LAUR 0 2296 3664 N 20201029 LAZ 2509 58634 259385 N 20201029 LAZY 0 645 832 N 20201029 LB 4496 244611 464197 N 20201029 LBAI 0 1429 3094 N 20201029 LBC 0 0 111 N 20201029 LBJ 0 0 100 N 20201029 LBRDA 0 970 1231 N 20201029 LBRDK 0 22177 27408 N 20201029 LBRT 42550 262394 395909 N 20201029 LBTYA 0 29701 40221 N 20201029 LBTYK 0 105842 144433 N 20201029 LC 0 106256 172112 N 20201029 LCA 200 15156 21308 N 20201029 LCAHW 0 1300 1300 N 20201029 LCI 341 41214 89665 N 20201029 LCII 30 19505 34929 N 20201029 LCTX 200 5015 7921 N 20201029 LCUT 100 100 100 N 20201029 LDEM 0 0 100 N 20201029 LDL 187 29129 45038 N 20201029 LDOS 1725 128164 227458 N 20201029 LDP 0 2518 7138 N 20201029 LDUR 0 100 2109 N 20201029 LE 0 764 1065 N 20201029 LEA 1448 79930 148594 N 20201029 LEAF 0 15021 26541 N 20201029 LEAP U 0 2100 10721 N 20201029 LECO 0 7201 8194 N 20201029 LEE 10 8561 11945 N 20201029 LEG 857 214875 287746 N 20201029 LEGH 0 273 331 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 LEGN 0 101 425 N 20201029 LEJU 2980 21039 32429 N 20201029 LEMB 0 350 500 N 20201029 LEN 5586 436659 660510 N 20201029 LEN B 58 9741 25606 N 20201029 LEO 0 7214 13298 N 20201029 LESL 90 57403 243428 N 20201029 LEU 0 27 35 N 20201029 LEVI 1781 152478 257439 N 20201029 LFAC 0 100 8400 N 20201029 LFC 0 32511 62272 N 20201029 LFTRU 0 0 300 N 20201029 LFUS 0 1695 2395 N 20201029 LFVN 0 12 12 N 20201029 LGC 0 109 544 N 20201029 LGC WS 0 28653 196253 N 20201029 LGF A 196 173907 335395 N 20201029 LGF B 201 90931 183234 N 20201029 LGI 0 1124 6122 N 20201029 LGIH 3 1879 3181 N 20201029 LGLV 0 0 100 N 20201029 LGND 0 3572 5416 N 20201029 LGOV 0 300 300 N 20201029 LGVW 0 6200 6200 N 20201029 LGVW U 0 0 850 N 20201029 LGVW WS 0 92 125 N 20201029 LH 1571 121317 208983 N 20201029 LHCG 199 863 1241 N 20201029 LHX 2022 147038 312620 N 20201029 LI 1094 86917 132174 N 20201029 LIFE 0 0 300 N 20201029 LII 3009 44922 86049 N 20201029 LILA 0 101 218 N 20201029 LILAK 0 4884 15583 N 20201029 LIN 10233 254412 488280 N 20201029 LINC 0 473 974 N 20201029 LIND 0 2736 2837 N 20201029 LINX 0 1810 3138 N 20201029 LIT 0 1194 2013 N 20201029 LITB 50 8646 33837 N 20201029 LITE 0 5008 9843 N 20201029 LIVE 0 1627 1627 N 20201029 LIVN 0 6266 9390 N 20201029 LIVX 0 2206 5103 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 LIZI 0 1900 3191 N 20201029 LJPC 0 2733 4420 N 20201029 LKCO 0 0 900 N 20201029 LKFN 1 992 1095 N 20201029 LKQ 0 89211 111203 N 20201029 LL 346 58269 108952 N 20201029 LLIT 3800 6290 7888 N 20201029 LLNW 500 87744 101207 N 20201029 LLY 14190 510755 1142062 N 20201029 LMAT 0 2410 3357 N 20201029 LMB 0 22 141 N 20201029 LMBS 0 5000 5610 N 20201029 LMFA 0 1367 2467 N 20201029 LMND 3406 77655 205980 N 20201029 LMNL 0 100 300 N 20201029 LMNR 0 100 100 N 20201029 LMNX 0 3921 7512 N 20201029 LMPX 0 300 602 N 20201029 LMRK 0 80 80 N 20201029 LMRKO 0 100 100 N 20201029 LMST 0 1 1 N 20201029 LMT 3990 214588 520208 N 20201029 LN 1 131 252 N 20201029 LNC 2105 234910 453581 N 20201029 LND 0 767 1502 N 20201029 LNDC 0 3003 4190 N 20201029 LNG 0 46064 62301 N 20201029 LNN 131 13694 17721 N 20201029 LNSR 0 164 264 N 20201029 LNT 0 6818 13195 N 20201029 LNTH 0 929 3809 N 20201029 LOACW 0 100 100 N 20201029 LOAK 0 7130 22104 N 20201029 LOAK U 0 10 11 N 20201029 LOAK WS 0 700 16441 N 20201029 LOB 0 3649 4078 N 20201029 LOCO 0 1018 1175 N 20201029 LODE 0 300 300 N 20201029 LOGC 0 42 748 N 20201029 LOGI 0 5426 7695 N 20201029 LOMA 0 17231 40568 N 20201029 LOOP 600 4076 4876 N 20201029 LOPE 0 2724 4043 N 20201029 LORL 0 1468 2740 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 LOV 0 100 600 N 20201029 LOVE 0 1592 2527 N 20201029 LOW 10336 513406 906056 N 20201029 LPCN 600 18618 21839 N 20201029 LPG 3108 77263 147389 N 20201029 LPI 123 92647 114680 N 20201029 LPL 71 23715 74699 N 20201029 LPLA 0 1948 6805 N 20201029 LPRO 0 4329 11012 N 20201029 LPSN 2 11388 14885 N 20201029 LPTH 0 507 507 N 20201029 LPTX 0 500 885 N 20201029 LPX 12627 179523 351144 N 20201029 LQD 200 233088 320693 N 20201029 LQDA 0 2911 5131 N 20201029 LQDT 0 0 319 N 20201029 LRCX 0 15268 22430 N 20201029 LRGE 0 0 100 N 20201029 LRGF 0 200 300 N 20201029 LRMR 0 100 100 N 20201029 LRN 2363 138923 336181 N 20201029 LSCC 200 13827 22167 N 20201029 LSF 0 138 138 N 20201029 LSI 1354 52939 76888 N 20201029 LSPD 1815 16775 23596 N 20201029 LSTR 0 1590 2646 N 20201029 LSXMA 0 9739 17740 N 20201029 LSXMK 0 7150 12462 N 20201029 LTBR 0 100 100 N 20201029 LTC 208 31598 73027 N 20201029 LTHM 2687 435971 567666 N 20201029 LTRN 0 100 100 N 20201029 LTRPA 0 9607 12365 N 20201029 LTRX 0 1300 1300 N 20201029 LUB 0 7948 12866 N 20201029 LULU 0 3583 4067 N 20201029 LUMN 20671 1015088 2438679 N 20201029 LUMO 0 0 4 N 20201029 LUNA 0 163 224 N 20201029 LUNG 0 0 1 N 20201029 LUV 11088 650006 1350345 N 20201029 LUXAU 850 1250 2950 N 20201029 LVGO 101 126106 164295 N 20201029 LVHD 0 0 2 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 LVS 6031 421518 781292 N 20201029 LW 1847 127245 270428 N 20201029 LX 278 30933 38174 N 20201029 LXFR 0 14402 37162 N 20201029 LXP 31542 220275 377645 N 20201029 LXP PRC 0 296 456 N 20201029 LXRX 0 8289 16261 N 20201029 LXU 0 27374 36843 N 20201029 LYB 1604 475850 662548 N 20201029 LYFT 0 33789 100458 N 20201029 LYG 2087 825812 927524 N 20201029 LYL 0 100 100 N 20201029 LYTS 0 504 3036 N 20201029 LYV 562 242738 405637 N 20201029 LZB 587 56068 91708 N 20201029 M 4154 1320390 2303456 N 20201029 MA 8061 817629 1872287 N 20201029 MAA 650 118709 183693 N 20201029 MAC 1891 397964 758100 N 20201029 MACK 0 100 100 N 20201029 MAG 478 4640 6730 N 20201029 MAIN 2583 45960 357308 N 20201029 MAN 1332 168715 284256 N 20201029 MANH 2 1564 2440 N 20201029 MANT 0 753 888 N 20201029 MANU 233 22214 43337 N 20201029 MAR 0 11603 19141 N 20201029 MARA 99027 349359 477106 N 20201029 MARK 1100 25276 28476 N 20201029 MAS 2883 216139 565437 N 20201029 MASI 0 2027 3067 N 20201029 MAT 100 44681 72508 N 20201029 MATW 0 794 1029 N 20201029 MATX 366 37554 69581 N 20201029 MAV 0 6365 8268 N 20201029 MAX 351 89395 301984 N 20201029 MAXN 0 1721 1795 N 20201029 MAXR 4318 129812 204378 N 20201029 MBB 0 16447 21859 N 20201029 MBI 15 71176 150948 N 20201029 MBII 0 300 500 N 20201029 MBIN 0 25 125 N 20201029 MBINO 0 0 600 N 20201029 MBIO 0 82665 141985 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MBOT 0 600 600 N 20201029 MBRX 0 1200 1853 N 20201029 MBT 183 691357 848713 N 20201029 MBUU 0 2328 2836 N 20201029 MBWM 0 340 605 N 20201029 MC 2 86003 136538 N 20201029 MCA 0 3508 8136 N 20201029 MCB 505 1622 2752 N 20201029 MCBC 0 181 346 N 20201029 MCC 0 1422 2025 N 20201029 MCD 9771 390897 825188 N 20201029 MCEP 100 500 614 N 20201029 MCF 12132 26856 29862 N 20201029 MCFE 823 15768 51820 N 20201029 MCFT 0 1046 2022 N 20201029 MCHI 0 163313 253106 N 20201029 MCHP 0 7427 10422 N 20201029 MCHX 0 200 460 N 20201029 MCI 0 737 1770 N 20201029 MCK 1110 236903 410144 N 20201029 MCN 272 1925 2713 N 20201029 MCO 1385 117119 205750 N 20201029 MCR 109 3542 14859 N 20201029 MCRB 0 3917 6467 N 20201029 MCRI 0 441 666 N 20201029 MCS 197 81186 155534 N 20201029 MCV 0 3667 3867 N 20201029 MCX 15215 16371 29778 N 20201029 MCY 941 50154 87337 N 20201029 MD 232 155362 238467 N 20201029 MDB 100 3400 4865 N 20201029 MDC 667 108583 284942 N 20201029 MDCA 0 299 299 N 20201029 MDGL 0 1217 1457 N 20201029 MDGS 117 917 1124 N 20201029 MDIV 0 0 300 N 20201029 MDLA 333 118949 198236 N 20201029 MDLQ 404 5885 7486 N 20201029 MDLX 4631 6038 16948 N 20201029 MDLY 7860 42856 59229 N 20201029 MDLZ 159 117995 244664 N 20201029 MDNA 0 0 14 N 20201029 MDP 358 94528 179266 N 20201029 MDRR 80 474 954 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MDRX 0 53182 70932 N 20201029 MDT 14906 621084 1717481 N 20201029 MDU 2530 197753 350856 N 20201029 MDY 0 23963 29251 N 20201029 MDYG 0 0 500 N 20201029 MDYV 200 200 200 N 20201029 MEC 0 2395 5779 N 20201029 MED 2027 31706 46843 N 20201029 MEDP 0 2679 3602 N 20201029 MEDS 200 200 200 N 20201029 MEG 300 19755 21507 N 20201029 MEI 9559 60647 117353 N 20201029 MEIP 0 5914 9384 N 20201029 MELI 0 2757 4034 N 20201029 MEN 0 290 8404 N 20201029 MEOH 0 23069 31014 N 20201029 MER PRK 0 4199 18891 N 20201029 MERC 0 670 705 N 20201029 MESA 0 4196 9574 N 20201029 MESO 0 2443 3619 N 20201029 MET 7783 846217 1322718 N 20201029 MET PRA 0 10721 18298 N 20201029 MET PRE 0 18698 36159 N 20201029 MET PRF 0 20681 30169 N 20201029 METX 0 500 500 N 20201029 MFA 19961 1358858 2111662 N 20201029 MFA PRB 0 517 1260 N 20201029 MFA PRC 0 718 9405 N 20201029 MFAC 0 0 101 N 20201029 MFAC WS 500 11609 73839 N 20201029 MFC 17952 525621 611064 N 20201029 MFD 0 1066 2936 N 20201029 MFG 229 32384 96368 N 20201029 MFGP 1093 178041 231768 N 20201029 MFH 100 200 400 N 20201029 MFIN 0 0 142 N 20201029 MFL 0 4808 10126 N 20201029 MFM 0 14996 36131 N 20201029 MFO 0 687 2438 N 20201029 MFT 0 600 7571 N 20201029 MFV 0 40 781 N 20201029 MG 0 10897 35909 N 20201029 MGA 2909 122677 214743 N 20201029 MGC 0 518 618 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MGEE 0 136 405 N 20201029 MGEN 75307 236013 317012 N 20201029 MGF 0 4410 9655 N 20201029 MGI 0 16395 24045 N 20201029 MGIC 0 0 115 N 20201029 MGK 0 2637 2756 N 20201029 MGLN 0 434 465 N 20201029 MGM 11659 1980882 2992055 N 20201029 MGNI 200 11218 15993 N 20201029 MGNX 0 5198 17322 N 20201029 MGP 26713 164428 274898 N 20201029 MGPI 92 1257 2504 N 20201029 MGR 0 467 1867 N 20201029 MGRB 0 12032 34862 N 20201029 MGRC 0 441 1643 N 20201029 MGTA 0 1000 2501 N 20201029 MGTX 0 276 366 N 20201029 MGU 0 3242 6582 N 20201029 MGV 0 5287 5587 N 20201029 MGY 207 289009 453402 N 20201029 MH PRA 0 265 445 N 20201029 MH PRC 0 3112 4227 N 20201029 MH PRD 0 6 947 N 20201029 MHD 1 2193 11726 N 20201029 MHE 0 122 370 N 20201029 MHF 0 337 2959 N 20201029 MHH 0 49 49 N 20201029 MHI 199 1671 15265 N 20201029 MHK 325 83894 159224 N 20201029 MHLA 0 155 1001 N 20201029 MHLD 0 200 200 N 20201029 MHN 0 750 5697 N 20201029 MHNC 0 600 1712 N 20201029 MHO 6142 64635 112616 N 20201029 MIC 969 115863 200585 N 20201029 MICT 0 300 400 N 20201029 MIDD 0 2642 3590 N 20201029 MIDU 0 0 425 N 20201029 MIE 0 5859 17862 N 20201029 MIK 300 27632 40094 N 20201029 MIME 0 1717 4965 N 20201029 MIN 2 4439 36831 N 20201029 MIND 0 200 200 N 20201029 MINT 0 1400 2135 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MIRM 0 32 36 N 20201029 MIST 0 564 1408 N 20201029 MITK 0 1281 1306 N 20201029 MITT 1508 22880 42350 N 20201029 MITT PRA 0 128 128 N 20201029 MITT PRB 0 5632 5732 N 20201029 MITT PRC 0 1772 2226 N 20201029 MIXT 1211 6167 11016 N 20201029 MIY 0 3910 10180 N 20201029 MJ 0 15292 16006 N 20201029 MKC 628 70652 168535 N 20201029 MKC V 106 106 208 N 20201029 MKD 0 0 100 N 20201029 MKGI 0 100 100 N 20201029 MKL 241 6053 15174 N 20201029 MKSI 200 3202 3950 N 20201029 MKTX 0 1855 2562 N 20201029 MLAB 0 1378 1710 N 20201029 MLCO 200 37857 81572 N 20201029 MLHR 0 3352 6595 N 20201029 MLI 10513 42127 72898 N 20201029 MLM 295 164811 261942 N 20201029 MLND 0 1117 1726 N 20201029 MLP 46 490 2149 N 20201029 MLPA 0 200 976 N 20201029 MLPI 0 0 100 N 20201029 MLR 2 7031 11111 N 20201029 MLSS 800 1700 2216 N 20201029 MMC 5773 251933 625170 N 20201029 MMD 0 634 5692 N 20201029 MMI 320 18233 40299 N 20201029 MMLP 0 600 600 N 20201029 MMM 5152 277264 628054 N 20201029 MMP 2434 89637 206230 N 20201029 MMS 903 168570 219074 N 20201029 MMSI 0 8980 11996 N 20201029 MMT 0 28867 37744 N 20201029 MMU 1 3299 7344 N 20201029 MMX 0 604 604 N 20201029 MMYT 0 424 666 N 20201029 MN 0 4060 20284 N 20201029 MNA 0 20 20 N 20201029 MNKD 0 63607 72406 N 20201029 MNOV 0 2799 3099 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MNP 8 352 2464 N 20201029 MNR 580 46473 159854 N 20201029 MNR PRC 0 197 5264 N 20201029 MNRL 91 53758 84147 N 20201029 MNRO 0 5964 7938 N 20201029 MNSB 0 962 988 N 20201029 MNSO 334 127530 204160 N 20201029 MNST 4 8661 13291 N 20201029 MO 31047 980546 2213213 N 20201029 MOAT 0 11589 25380 N 20201029 MOBL 0 7747 10357 N 20201029 MOD 4210 38281 90557 N 20201029 MODN 248 21920 43185 N 20201029 MOFG 0 301 504 N 20201029 MOG A 6711 30941 64724 N 20201029 MOGU 451 12625 40514 N 20201029 MOH 904 81437 121208 N 20201029 MOMO 100 23771 63911 N 20201029 MOO 0 0 30 N 20201029 MOR 0 5240 5440 N 20201029 MORF 0 200 265 N 20201029 MORN 100 2109 3005 N 20201029 MOS 1146 330206 745744 N 20201029 MOSY 188 488 488 N 20201029 MOV 164 14935 47572 N 20201029 MOXC 300 1300 1300 N 20201029 MPA 0 350 6659 N 20201029 MPAA 0 100 384 N 20201029 MPB 0 32 379 N 20201029 MPC 7215 770212 1495918 N 20201029 MPLN 664 238871 308763 N 20201029 MPLN WS 12700 13200 22930 N 20201029 MPLX 5107 324219 648281 N 20201029 MPV 0 1147 2126 N 20201029 MPW 31392 590367 952610 N 20201029 MPWR 200 4208 6088 N 20201029 MPX 969 5735 14228 N 20201029 MQT 0 701 3630 N 20201029 MQY 0 3743 13933 N 20201029 MR 1 108816 159625 N 20201029 MRAM 0 158 158 N 20201029 MRBK 0 4 4 N 20201029 MRC 34628 144230 367505 N 20201029 MRCC 0 212 212 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MRCCL 0 2164 2200 N 20201029 MRCY 0 782 3442 N 20201029 MRIN 5541 10227 18155 N 20201029 MRK 33930 1253838 2880593 N 20201029 MRLN 0 822 1022 N 20201029 MRNA 200 54997 123924 N 20201029 MRNS 0 247 654 N 20201029 MRO 111672 3438172 6092298 N 20201029 MRSN 52 7872 10443 N 20201029 MRTN 0 2030 5695 N 20201029 MRTX 0 14306 27480 N 20201029 MRUS 0 266 266 N 20201029 MRVL 24687 285423 449853 N 20201029 MS 12190 1136781 2219887 N 20201029 MS PRA 251 152349 178146 N 20201029 MS PRE 0 17616 42069 N 20201029 MS PRF 0 12542 51252 N 20201029 MS PRI 0 50321 59637 N 20201029 MS PRK 0 49172 59979 N 20201029 MS PRL 0 18041 23595 N 20201029 MSA 370 71243 82955 N 20201029 MSB 0 4131 8090 N 20201029 MSBI 0 1319 1554 N 20201029 MSCI 296 88086 151467 N 20201029 MSD 874 1976 3529 N 20201029 MSEX 0 175 177 N 20201029 MSFT 5122 441207 1044721 N 20201029 MSGE 125 18460 37131 N 20201029 MSGN 0 76608 153507 N 20201029 MSGS 21 20760 42813 N 20201029 MSI 2967 131270 314409 N 20201029 MSM 788 72668 96509 N 20201029 MSN 600 950 1650 N 20201029 MSON 0 471 471 N 20201029 MSOS 0 0 100 N 20201029 MSP 0 120925 185444 N 20201029 MSTR 27 1681 2717 N 20201029 MT 993 331362 603153 N 20201029 MTB 2622 148802 241442 N 20201029 MTBC 0 57 221 N 20201029 MTC 0 300 1405 N 20201029 MTCH 100 7881 11441 N 20201029 MTCN 0 1219 5584 N 20201029 MTCR 0 259 459 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MTD 562 25135 41787 N 20201029 MTDR 68594 458095 877687 N 20201029 MTEM 0 2689 3097 N 20201029 MTG 1871 686613 1329592 N 20201029 MTH 4519 47924 92514 N 20201029 MTL 0 5321 19797 N 20201029 MTL PR 0 10414 14286 N 20201029 MTLS 20 723 931 N 20201029 MTN 231 23919 49990 N 20201029 MTNB 0 11302 15426 N 20201029 MTOR 378 90170 164305 N 20201029 MTR 0 463 809 N 20201029 MTRN 226 12889 31476 N 20201029 MTRX 0 535 698 N 20201029 MTSC 0 559 1242 N 20201029 MTSI 0 6168 15490 N 20201029 MTT 2239 2839 3256 N 20201029 MTUM 0 4633 13114 N 20201029 MTW 0 32623 93904 N 20201029 MTX 329 33528 51089 N 20201029 MTZ 3511 165545 271471 N 20201029 MU 2000 397635 585247 N 20201029 MUA 145 2774 15258 N 20201029 MUB 0 23313 64944 N 20201029 MUC 0 2722 3532 N 20201029 MUE 0 3680 7081 N 20201029 MUFG 239 182977 243677 N 20201029 MUH 0 548 1679 N 20201029 MUI 0 202 5717 N 20201029 MUJ 0 1163 4339 N 20201029 MUR 1876 714279 971495 N 20201029 MUS 6 746 5781 N 20201029 MUSA 525 80398 118664 N 20201029 MUX 54883 211786 482188 N 20201029 MVBF 0 287 287 N 20201029 MVC 0 1500 12454 N 20201029 MVCD 0 0 445 N 20201029 MVF 0 8820 12548 N 20201029 MVIS 14336 23857 42336 N 20201029 MVO 1 8199 8460 N 20201029 MVT 0 4239 7832 N 20201029 MVV 0 100 200 N 20201029 MWA 2 182352 441927 N 20201029 MWK 0 44 70 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 MX 20 29960 66557 N 20201029 MXC 0 0 300 N 20201029 MXE 0 0 561 N 20201029 MXF 0 768 4792 N 20201029 MXIM 0 16509 32485 N 20201029 MXL 732 92580 175903 N 20201029 MYC 0 909 2711 N 20201029 MYD 900 5725 13069 N 20201029 MYE 302 16339 41249 N 20201029 MYF 0 100 2540 N 20201029 MYFW 0 4 4 N 20201029 MYGN 54 5468 6667 N 20201029 MYI 403 4266 13654 N 20201029 MYJ 0 3916 19469 N 20201029 MYL 0 35386 48859 N 20201029 MYN 0 8358 19481 N 20201029 MYO 0 200 200 N 20201029 MYOK 0 846 4021 N 20201029 MYOS 0 900 900 N 20201029 MYOV 435 26047 60202 N 20201029 MYRG 0 370 573 N 20201029 MYSZ 0 0 200 N 20201029 MYT 0 200 300 N 20201029 MZA 0 3046 4135 N 20201029 NAC 1656 8399 15820 N 20201029 NAD 1716 26658 39313 N 20201029 NAIL 0 5066 6559 N 20201029 NAK 23898 37529 45328 N 20201029 NAKD 924062 1497028 2056181 N 20201029 NAN 0 993 5220 N 20201029 NAOV 0 2025 2425 N 20201029 NARI 0 7180 7963 N 20201029 NAT 6616 303100 363015 N 20201029 NATI 0 2626 4750 N 20201029 NATR 0 9 9 N 20201029 NAV 540 165093 223802 N 20201029 NAVB 0 0 200 N 20201029 NAVI 0 32165 48175 N 20201029 NAZ 0 2122 2546 N 20201029 NBB 0 1716 4764 N 20201029 NBEV 300 17454 33524 N 20201029 NBH 0 100 3945 N 20201029 NBHC 99 24463 57759 N 20201029 NBIX 0 3331 8989 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 NBLX 0 1571 1752 N 20201029 NBN 0 309 640 N 20201029 NBO 0 0 200 N 20201029 NBR 9782 59864 118021 N 20201029 NBR PRA 37 2187 4551 N 20201029 NBRV 2255 19818 22300 N 20201029 NBSE 0 300 400 N 20201029 NBTB 0 632 1350 N 20201029 NBY 0 4250 4250 N 20201029 NC 0 2228 3658 N 20201029 NCA 0 600 6766 N 20201029 NCB 0 164 436 N 20201029 NCBS 0 510 620 N 20201029 NCLH 6613 1856903 2550081 N 20201029 NCMI 0 2398 9684 N 20201029 NCNA 0 125 705 N 20201029 NCNO 0 3295 5071 N 20201029 NCR 6460 120837 368978 N 20201029 NCTY 0 478 678 N 20201029 NCV 550 27166 62552 N 20201029 NCZ 7 34737 81648 N 20201029 NCZ PRA 0 440 500 N 20201029 NDAQ 0 2405 5070 N 20201029 NDLS 0 3238 12212 N 20201029 NDMO 2704 2824 10093 N 20201029 NDP 0 513 2148 N 20201029 NDRA 0 100 100 N 20201029 NDSN 0 1958 2617 N 20201029 NEA 556 27155 44130 N 20201029 NEAR 0 255 255 N 20201029 NEE 14368 964184 1808663 N 20201029 NEE PRK 0 6244 18361 N 20201029 NEE PRN 0 34778 41543 N 20201029 NEE PRO 0 1996 3318 N 20201029 NEE PRP 1000 7691 10751 N 20201029 NEE PRQ 0 867 7335 N 20201029 NEM 12774 853872 1784189 N 20201029 NEO 0 6572 7216 N 20201029 NEOG 0 827 1465 N 20201029 NEON 0 200 200 N 20201029 NEOS 100 3400 3400 N 20201029 NEP 606 34619 62525 N 20201029 NEPT 1800 12073 14973 N 20201029 NERV 0 4448 9281 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 NESR 0 1401 1405 N 20201029 NET 5056 228492 440523 N 20201029 NETE 0 536 1310 N 20201029 NEU 46 5556 12247 N 20201029 NEV 100 2296 8682 N 20201029 NEW 0 26624 95395 N 20201029 NEWR 326 55937 111989 N 20201029 NEWT 0 576 1038 N 20201029 NEX 15888 172047 315742 N 20201029 NEXA 0 9088 22174 N 20201029 NEXT 0 104 690 N 20201029 NFBK 0 221 1827 N 20201029 NFE 2440 17793 27183 N 20201029 NFG 1300 104334 179862 N 20201029 NFH 0 2443 7836 N 20201029 NFIN 0 13824 18746 N 20201029 NFINW 0 1300 5667 N 20201029 NFJ 195 19696 38631 N 20201029 NFLX 7 108177 146070 N 20201029 NG 100 29520 52602 N 20201029 NGA 99 6800 10289 N 20201029 NGA U 0 4940 5504 N 20201029 NGA WS 3500 3700 13601 N 20201029 NGD 16809 93759 293845 N 20201029 NGG 4082 39637 54780 N 20201029 NGHC 0 1708 2331 N 20201029 NGL 17203 61660 187342 N 20201029 NGL PRB 0 3933 4708 N 20201029 NGL PRC 403 3462 5502 N 20201029 NGLS PRA 1600 3066 4916 N 20201029 NGM 0 1422 1933 N 20201029 NGS 0 2454 5016 N 20201029 NGVC 6 19457 28077 N 20201029 NGVT 537 70895 112935 N 20201029 NH 0 425 762 N 20201029 NHA 0 68 722 N 20201029 NHC 0 0 100 N 20201029 NHF 0 8931 18724 N 20201029 NHI 805 54105 97874 N 20201029 NHS 0 0 91 N 20201029 NI 5455 528406 855960 N 20201029 NI PRB 0 3004 7027 N 20201029 NIB 0 600 600 N 20201029 NICE 0 1379 1752 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 NID 0 3234 4563 N 20201029 NIE 50 10425 15422 N 20201029 NIM 0 1575 1913 N 20201029 NINE 251 13273 22425 N 20201029 NIO 425599 11805081 23991867 N 20201029 NIQ 0 6433 7348 N 20201029 NIU 0 4650 14952 N 20201029 NJR 1694 185819 254615 N 20201029 NJV 0 0 100 N 20201029 NK 593 5152 8014 N 20201029 NKE 10311 645397 1611292 N 20201029 NKG 0 785 4092 N 20201029 NKLA 300 30464 47641 N 20201029 NKSH 0 151 151 N 20201029 NKTR 0 18899 35906 N 20201029 NKTX 110 3162 4839 N 20201029 NKX 0 4241 6066 N 20201029 NL 0 3173 4439 N 20201029 NLOK 0 60414 102061 N 20201029 NLS 1239 139132 283790 N 20201029 NLSN 720 1170226 2325608 N 20201029 NLTX 0 139 189 N 20201029 NLY 9739 1820391 3119819 N 20201029 NLY PRD 0 12332 13070 N 20201029 NLY PRF 0 5249 8239 N 20201029 NLY PRG 0 6628 11735 N 20201029 NLY PRI 0 8347 11628 N 20201029 NM 0 3639 5593 N 20201029 NMCI 0 400 400 N 20201029 NMCO 14384 17501 33336 N 20201029 NMFC 0 2701 14209 N 20201029 NMI 0 205 2202 N 20201029 NMIH 0 3148 16845 N 20201029 NML 400 1862 7867 N 20201029 NMM 100 17735 21928 N 20201029 NMR 1775 10468 22462 N 20201029 NMRD 0 0 14 N 20201029 NMRK 0 5673 17956 N 20201029 NMS 0 1138 1238 N 20201029 NMT 0 411 786 N 20201029 NMTR 0 14869 15502 N 20201029 NMY 0 2693 5686 N 20201029 NMZ 226 6359 10789 N 20201029 NNA 0 12054 17474 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 NNBR 0 236 1961 N 20201029 NNDM 24114 53099 134120 N 20201029 NNI 114 16911 28651 N 20201029 NNN 2009 186076 318013 N 20201029 NNN PRF 0 214 2649 N 20201029 NNOX 0 10203 12854 N 20201029 NNVC 0 100 100 N 20201029 NNY 0 867 1508 N 20201029 NOA 200 21442 31987 N 20201029 NOAH 37 20209 36692 N 20201029 NOBL 0 41453 54957 N 20201029 NOC 1983 189429 309248 N 20201029 NOCT 0 100 100 N 20201029 NOG 109 10585 16031 N 20201029 NOK 1244648 8457265 14352587 N 20201029 NOM 0 33 33 N 20201029 NOMD 8562 139565 237172 N 20201029 NOV 5151 1369330 2081432 N 20201029 NOVA 393 310667 471629 N 20201029 NOVN 869 26271 26575 N 20201029 NOVS 0 19 219 N 20201029 NOVT 0 911 1357 N 20201029 NOW 3559 315613 469725 N 20201029 NP 627 12959 36188 N 20201029 NPK 44 3478 7893 N 20201029 NPN 0 0 128 N 20201029 NPO 298 14962 23268 N 20201029 NPTN 27132 236090 306095 N 20201029 NPV 0 430 7143 N 20201029 NQP 600 3386 4080 N 20201029 NR 8202 54539 341184 N 20201029 NRC 0 0 5 N 20201029 NREF 0 2808 9962 N 20201029 NREF PRA 0 572 2356 N 20201029 NRG 2277 205876 556604 N 20201029 NRGU 0 535 1225 N 20201029 NRGX 1649 10954 47615 N 20201029 NRIM 0 20 165 N 20201029 NRIX 0 2013 2291 N 20201029 NRK 0 2093 7411 N 20201029 NRO 0 361 1361 N 20201029 NRP 0 482 713 N 20201029 NRT 0 2150 4342 N 20201029 NRUC 0 1048 6673 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 NRZ 13027 536182 988578 N 20201029 NRZ PRA 0 2987 8809 N 20201029 NRZ PRB 600 10964 21808 N 20201029 NRZ PRC 364 10606 20957 N 20201029 NS 699 114969 221185 N 20201029 NS PRA 0 4863 7059 N 20201029 NS PRB 0 8893 41168 N 20201029 NS PRC 0 3218 3990 N 20201029 NSA 269 71415 255130 N 20201029 NSA PRA 0 76 76 N 20201029 NSC 2838 183839 431972 N 20201029 NSCO 0 5132 20283 N 20201029 NSCO WS 0 0 1800 N 20201029 NSH U 0 0 500 N 20201029 NSIT 0 1265 1409 N 20201029 NSL 0 36095 87922 N 20201029 NSP 490 51427 131903 N 20201029 NSPR 0 2200 2450 N 20201029 NSS 0 3030 6161 N 20201029 NSSC 0 239 459 N 20201029 NSTG 0 2755 8432 N 20201029 NTAP 0 21537 37420 N 20201029 NTB 350 32376 60552 N 20201029 NTCO 2193 125666 177491 N 20201029 NTCT 0 2024 3232 N 20201029 NTEC 48926 89440 177130 N 20201029 NTES 3 38223 64609 N 20201029 NTG 300 10993 12608 N 20201029 NTGR 0 1753 3517 N 20201029 NTIP 0 100 100 N 20201029 NTLA 0 2629 11217 N 20201029 NTN 4022 4022 4742 N 20201029 NTNX 18 17616 23518 N 20201029 NTP 0 2434 2517 N 20201029 NTR 9085 254430 307409 N 20201029 NTRA 100 5347 15258 N 20201029 NTRP 111 122 157 N 20201029 NTRS 53 4033 6007 N 20201029 NTRSO 0 100 100 N 20201029 NTST 390 14881 32183 N 20201029 NTSX 0 15 15 N 20201029 NTUS 100 1374 2237 N 20201029 NTZ 3092 10549 28141 N 20201029 NUAG 200 200 200 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 NUAN 113 8114 27503 N 20201029 NUE 3601 341268 656381 N 20201029 NUGT 100 1339 8304 N 20201029 NUHY 0 0 219 N 20201029 NULG 0 200 200 N 20201029 NULV 0 4676 4676 N 20201029 NUM 0 642 1389 N 20201029 NUMG 0 0 400 N 20201029 NUO 9 456 1280 N 20201029 NURO 0 0 100 N 20201029 NUS 341 65098 122639 N 20201029 NUSC 0 0 700 N 20201029 NUV 3000 29783 56849 N 20201029 NUVA 0 8237 11931 N 20201029 NUW 0 3248 4509 N 20201029 NUZE 0 0 500 N 20201029 NVAX 100 15243 24899 N 20201029 NVCN 4543 8197 8497 N 20201029 NVCR 0 6432 14079 N 20201029 NVDA 104 72916 129710 N 20201029 NVEC 0 1 102 N 20201029 NVEE 0 163 797 N 20201029 NVFY 0 200 700 N 20201029 NVG 0 42535 52374 N 20201029 NVGS 0 1505 12247 N 20201029 NVIV 1100 13001 23612 N 20201029 NVMI 0 649 1277 N 20201029 NVO 1262 193653 275540 N 20201029 NVR 237 2855 6472 N 20201029 NVRO 67 67129 94227 N 20201029 NVS 821 114232 285102 N 20201029 NVST 260 135479 289334 N 20201029 NVT 2165 319851 583478 N 20201029 NVTA 907 452329 712748 N 20201029 NVUS 0 1461 1661 N 20201029 NWBI 0 12525 21019 N 20201029 NWE 0 5821 10046 N 20201029 NWFL 0 0 10 N 20201029 NWG 29443 252050 341333 N 20201029 NWGI 400 400 600 N 20201029 NWHM 30 4108 7061 N 20201029 NWL 581 71671 134826 N 20201029 NWLI 0 0 1 N 20201029 NWN 147 31967 68685 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 NWPX 0 25 510 N 20201029 NWS 0 6954 10501 N 20201029 NWSA 0 24244 36880 N 20201029 NX 13030 45642 80258 N 20201029 NXC 0 260 862 N 20201029 NXE 160 21223 30623 N 20201029 NXGN 0 1666 2196 N 20201029 NXJ 0 4772 9298 N 20201029 NXN 0 12 605 N 20201029 NXP 0 2012 5129 N 20201029 NXPI 14 30036 40288 N 20201029 NXQ 0 1805 2457 N 20201029 NXR 0 1789 2986 N 20201029 NXRT 224 27855 35792 N 20201029 NXST 0 520 1128 N 20201029 NXTC 0 1291 3755 N 20201029 NXTD 5000 6500 7300 N 20201029 NXTG 0 100 100 N 20201029 NYC 0 101 506 N 20201029 NYCB 6275 597866 1144096 N 20201029 NYCB PRA 0 3461 11545 N 20201029 NYCB PRU 0 846 935 N 20201029 NYMT 0 55859 68657 N 20201029 NYMTM 0 118 800 N 20201029 NYMTN 0 0 2374 N 20201029 NYMTO 0 200 400 N 20201029 NYMX 0 316 341 N 20201029 NYT 1524 263403 361456 N 20201029 NYV 0 0 13 N 20201029 NZF 2580 15186 32214 N 20201029 O 2509 294939 696584 N 20201029 OAC 1102 14364 27751 N 20201029 OAC U 0 241 541 N 20201029 OAC WS 0 100 21867 N 20201029 OACB U 0 1854 12711 N 20201029 OAK PRA 0 0 1590 N 20201029 OAK PRB 0 716 1763 N 20201029 OBLG 0 107 107 N 20201029 OBLN 0 0 100 N 20201029 OBNK 0 51 51 N 20201029 OBOR 0 0 100 N 20201029 OBSV 300 15650 24950 N 20201029 OC 3965 144544 338350 N 20201029 OCCI 0 300 300 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 OCFC 549 2443 3818 N 20201029 OCFT 1 20922 30088 N 20201029 OCGN 800 7095 16119 N 20201029 OCN 0 5532 13761 N 20201029 OCSI 0 300 365 N 20201029 OCSL 0 11248 20575 N 20201029 OCUL 0 4263 11054 N 20201029 OCX 0 19125 23312 N 20201029 ODC 0 2052 3748 N 20201029 ODFL 0 5133 11922 N 20201029 ODP 0 4000 7544 N 20201029 ODT 0 794 1817 N 20201029 OEC 704 44886 119615 N 20201029 OEF 0 11112 13565 N 20201029 OEG 900 24789 25189 N 20201029 OESX 0 572 774 N 20201029 OFC 1573 141197 222323 N 20201029 OFG 435 42090 89192 N 20201029 OFG PRA 0 811 1141 N 20201029 OFG PRB 0 214 358 N 20201029 OFG PRD 0 300 300 N 20201029 OFIX 0 325 327 N 20201029 OFLX 0 0 10 N 20201029 OFS 0 1700 1700 N 20201029 OGE 2571 170492 347743 N 20201029 OGEN 0 3178 4852 N 20201029 OGI 13700 45275 56497 N 20201029 OGIG 0 0 100 N 20201029 OGS 2953 46635 110980 N 20201029 OHI 4562 265785 425084 N 20201029 OI 5713 242083 422214 N 20201029 OIA 0 2193 6802 N 20201029 OIBR C 21491 104488 145112 N 20201029 OIH 0 5890 12765 N 20201029 OII 2907 298315 554191 N 20201029 OIIM 0 100 500 N 20201029 OIS 16500 86102 207750 N 20201029 OKE 1755 713908 1194083 N 20201029 OKTA 100 16420 24129 N 20201029 OLB 0 503 503 N 20201029 OLED 0 3635 6080 N 20201029 OLLI 0 1321 3043 N 20201029 OLN 1328 194750 319177 N 20201029 OLP 102 8513 11315 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 OM 0 932 1532 N 20201029 OMAB 0 400 400 N 20201029 OMC 3480 217974 845928 N 20201029 OMCL 0 6060 8255 N 20201029 OMER 0 1083 2175 N 20201029 OMEX 0 200 200 N 20201029 OMF 389 84492 315283 N 20201029 OMFL 0 100 100 N 20201029 OMI 15911 87699 186079 N 20201029 OMP 900 1118 1332 N 20201029 ON 0 75106 181932 N 20201029 ONB 500 9493 11542 N 20201029 ONCR 0 20 220 N 20201029 ONCS 0 3268 3544 N 20201029 ONCT 0 100 100 N 20201029 ONCY 8100 20469 22206 N 20201029 ONE 0 3759 10188 N 20201029 ONEM 0 3616 6248 N 20201029 ONEW 0 615 1295 N 20201029 ONLN 0 1300 1350 N 20201029 ONTO 785 37802 58285 N 20201029 ONTX 800 64347 90050 N 20201029 ONVO 0 100 100 N 20201029 OOMA 0 11577 20595 N 20201029 OPCH 0 258 552 N 20201029 OPES 0 200 200 N 20201029 OPESW 200 200 200 N 20201029 OPGN 0 4712 4752 N 20201029 OPI 100 2612 3412 N 20201029 OPINI 0 93 93 N 20201029 OPINL 0 100 100 N 20201029 OPK 0 166993 174778 N 20201029 OPP 1 1201 3745 N 20201029 OPP PRA 0 483 5400 N 20201029 OPRA 0 400 3519 N 20201029 OPRT 0 27 27 N 20201029 OPRX 0 200 300 N 20201029 OPT 0 0 152 N 20201029 OPTN 0 1158 2581 N 20201029 OPTT 0 143067 165548 N 20201029 OPY 100 29112 46772 N 20201029 OR 8557 220909 295044 N 20201029 ORA 0 77788 115170 N 20201029 ORAN 10776 232301 503115 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ORBC 0 3657 7983 N 20201029 ORC 89 208749 287794 N 20201029 ORCC 1532 237435 334790 N 20201029 ORCL 29637 2557652 5089491 N 20201029 ORGO 0 554 696 N 20201029 ORI 3066 256038 518187 N 20201029 ORIC 100 1464 1773 N 20201029 ORLY 0 12785 17413 N 20201029 ORMP 0 0 2 N 20201029 ORN 700 121786 182162 N 20201029 ORPH 0 100 4100 N 20201029 ORRF 0 4 204 N 20201029 ORTX 0 830 1237 N 20201029 OSB 304 30977 49912 N 20201029 OSBC 0 1323 1531 N 20201029 OSG 862 51335 89767 N 20201029 OSH 119 9624 26620 N 20201029 OSIS 0 579 812 N 20201029 OSK 1604 98580 193717 N 20201029 OSMT 0 2575 2782 N 20201029 OSPN 81 2531 3232 N 20201029 OSS 0 200 200 N 20201029 OSTK 5988 60765 124049 N 20201029 OSUR 0 2905 5069 N 20201029 OSW 0 5400 8426 N 20201029 OTEX 319 30481 60097 N 20201029 OTIC 0 1009 2502 N 20201029 OTIS 1336 222616 489675 N 20201029 OTLK 0 2500 2896 N 20201029 OTRK 0 1066 1489 N 20201029 OTTR 0 707 1985 N 20201029 OUNZ 0 560 669 N 20201029 OUSA 0 0 200 N 20201029 OUT 514 116441 348356 N 20201029 OVBC 0 138 138 N 20201029 OVID 0 316 1787 N 20201029 OVLY 0 2 2 N 20201029 OVV 8307 1013496 1320592 N 20201029 OXBR 0 124 162 N 20201029 OXFD 0 300 426 N 20201029 OXLC 0 408 608 N 20201029 OXM 285 31169 45335 N 20201029 OXSQ 0 500 800 N 20201029 OXSQZ 0 0 500 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 OXY 16319 4798561 7260136 N 20201029 OXY WS 2416 17624 106895 N 20201029 OYST 0 643 841 N 20201029 OZK 110 32486 34777 N 20201029 PAA 1642 567374 809730 N 20201029 PAAS 3208 121205 150593 N 20201029 PAC 518 12698 22791 N 20201029 PACB 100 19070 86751 N 20201029 PACD 16830 169725 249207 N 20201029 PACE U 0 1200 183957 N 20201029 PACK 0 21618 42393 N 20201029 PACW 0 5427 12587 N 20201029 PAE 0 478 756 N 20201029 PAG 534 35434 65033 N 20201029 PAGP 5625 427249 775341 N 20201029 PAGS 34 74750 243490 N 20201029 PAHC 0 387 976 N 20201029 PAI 0 0 4808 N 20201029 PAM 0 28383 40180 N 20201029 PANA 100 5165 52385 N 20201029 PANA WS 0 666 709 N 20201029 PAND 0 5 89 N 20201029 PANW 4614 66331 141755 N 20201029 PAR 18 23052 40795 N 20201029 PARR 287 79331 133101 N 20201029 PASG 0 709 981 N 20201029 PATK 0 805 931 N 20201029 PAVE 0 2507 2507 N 20201029 PAVM 300 5270 6319 N 20201029 PAWZ 0 300 300 N 20201029 PAYA 0 3294 4026 N 20201029 PAYAW 0 39956 41694 N 20201029 PAYC 782 56576 78995 N 20201029 PAYS 0 0 3011 N 20201029 PAYX 0 6002 9750 N 20201029 PB 18728 89635 191792 N 20201029 PBA 3450 279739 426306 N 20201029 PBB 400 1574 3081 N 20201029 PBC 0 100 300 N 20201029 PBCT 1100 109424 150897 N 20201029 PBCTP 0 0 3 N 20201029 PBD 0 100 200 N 20201029 PBF 1028 840303 1539453 N 20201029 PBFS 0 0 3 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PBFX 1977 37102 74686 N 20201029 PBH 9825 70040 114615 N 20201029 PBI 2907 315323 684953 N 20201029 PBI PRB 0 3392 29351 N 20201029 PBPB 0 100 643 N 20201029 PBR 17033 4188127 8064783 N 20201029 PBR A 12358 1660533 2235062 N 20201029 PBT 140 3423 10917 N 20201029 PBW 0 500 14800 N 20201029 PBY 100 1200 1243 N 20201029 PBYI 0 2823 3435 N 20201029 PCAR 0 5104 8303 N 20201029 PCB 0 69 125 N 20201029 PCEF 0 100 200 N 20201029 PCF 0 1239 4531 N 20201029 PCG 52764 2394812 3421840 N 20201029 PCGU 0 1597 4124 N 20201029 PCH 0 2424 5960 N 20201029 PCI 13023 29920 76693 N 20201029 PCK 17087 18360 29480 N 20201029 PCM 0 2492 3587 N 20201029 PCN 1095 7322 9450 N 20201029 PCOM 0 300 300 N 20201029 PCPL 0 18158 230469 N 20201029 PCPL U 0 100 2100 N 20201029 PCPL WS 2184 2184 7584 N 20201029 PCQ 0 1553 3553 N 20201029 PCRX 0 7182 8216 N 20201029 PCSB 0 706 1116 N 20201029 PCTI 0 155 1272 N 20201029 PCTY 39 2022 2820 N 20201029 PCVX 0 1694 2354 N 20201029 PCY 0 39263 55446 N 20201029 PCYG 0 117 166 N 20201029 PCYO 0 0 5 N 20201029 PD 15842 179714 237148 N 20201029 PDBC 100 7110 21139 N 20201029 PDCE 0 8053 15430 N 20201029 PDCO 0 7944 9512 N 20201029 PDD 617 56546 144523 N 20201029 PDEX 0 0 200 N 20201029 PDFS 0 158 808 N 20201029 PDI 4440 34768 56509 N 20201029 PDLB 0 148 148 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PDLI 0 17109 23223 N 20201029 PDM 7470 80280 164446 N 20201029 PDN 0 0 400 N 20201029 PDP 0 500 4737 N 20201029 PDS 16470 192539 253596 N 20201029 PDSB 310 3016 3350 N 20201029 PDT 8 4375 9054 N 20201029 PE 17709 1249476 2157214 N 20201029 PEAK 11494 401393 813541 N 20201029 PEB 1005 160914 298183 N 20201029 PEB PRC 0 0 433 N 20201029 PEB PRD 0 631 1761 N 20201029 PEB PRE 0 343 447 N 20201029 PEB PRF 0 585 683 N 20201029 PEBO 0 687 1273 N 20201029 PECK 100 5863 6163 N 20201029 PEG 3768 536017 983159 N 20201029 PEGA 0 5943 9705 N 20201029 PEI 17740 116629 171561 N 20201029 PEI PRB 577 3997 7086 N 20201029 PEI PRC 102 6377 11398 N 20201029 PEI PRD 510 16384 19496 N 20201029 PEIX 8048 41880 113002 N 20201029 PEN 2029 180194 244313 N 20201029 PENN 3 46194 78714 N 20201029 PEO 0 4836 9246 N 20201029 PEP 0 15074 28887 N 20201029 PERI 0 1620 1980 N 20201029 PETQ 0 1734 2756 N 20201029 PETS 0 2604 5335 N 20201029 PEY 0 1733 2033 N 20201029 PFBC 0 117 251 N 20201029 PFBI 0 92 492 N 20201029 PFC 0 8 387 N 20201029 PFD 0 1227 1392 N 20201029 PFE 72649 3897978 6498227 N 20201029 PFF 0 347068 390647 N 20201029 PFFD 0 100 400 N 20201029 PFG 0 11318 17798 N 20201029 PFGC 7300 252484 399862 N 20201029 PFH 0 33598 48472 N 20201029 PFHD 0 303 303 N 20201029 PFL 1201 10385 16531 N 20201029 PFLT 0 1189 2083 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PFM 0 4 4 N 20201029 PFMT 0 100 100 N 20201029 PFN 1 19615 23773 N 20201029 PFO 0 1086 2041 N 20201029 PFPT 6 2737 4311 N 20201029 PFS 1620 65540 98816 N 20201029 PFSI 1108 131228 216501 N 20201029 PFSW 0 773 837 N 20201029 PFXF 0 100 100 N 20201029 PG 36504 892145 1731099 N 20201029 PGC 0 233 1109 N 20201029 PGEN 100 1934 5582 N 20201029 PGF 0 26387 33746 N 20201029 PGNY 400 7185 15021 N 20201029 PGP 0 679 1569 N 20201029 PGR 9148 229103 568490 N 20201029 PGRE 1269 249293 422537 N 20201029 PGTI 925 27581 67747 N 20201029 PGX 10800 93307 126119 N 20201029 PGZ 101 209 3744 N 20201029 PH 563 95969 196677 N 20201029 PHAS 0 2200 2200 N 20201029 PHAT 0 200 200 N 20201029 PHB 0 8014 20165 N 20201029 PHD 0 6579 16065 N 20201029 PHG 5681 97057 130308 N 20201029 PHI 0 5763 7890 N 20201029 PHIO 200 300 400 N 20201029 PHIOW 0 100 200 N 20201029 PHK 3121 25621 41436 N 20201029 PHM 5282 211172 624697 N 20201029 PHO 0 0 1 N 20201029 PHR 211 45808 92339 N 20201029 PHT 0 3151 8717 N 20201029 PHUN 3300 15206 19033 N 20201029 PHX 629 3845 12939 N 20201029 PHYL 0 0 30 N 20201029 PHYS 8000 24325 32661 N 20201029 PI 100 3126 3801 N 20201029 PIC 3639 12349 75058 N 20201029 PIC U 0 100 101 N 20201029 PIC WS 6027 6242 11836 N 20201029 PICK 0 0 100 N 20201029 PICO 0 184 699 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PID 0 1600 2500 N 20201029 PII 1456 50877 152320 N 20201029 PIM 0 7489 17688 N 20201029 PIN 0 0 100 N 20201029 PINC 0 3434 5286 N 20201029 PINE 0 4213 5764 N 20201029 PING 592 112215 207905 N 20201029 PINS 156887 5442130 10420130 N 20201029 PIO 0 82 82 N 20201029 PIPR 178 12645 24914 N 20201029 PIRS 77 9939 14368 N 20201029 PIXY 0 12835 20414 N 20201029 PJT 410 28605 49283 N 20201029 PK 6990 517272 748910 N 20201029 PKBK 0 153 253 N 20201029 PKE 160 15044 40091 N 20201029 PKG 994 99000 129937 N 20201029 PKI 1405 163482 293698 N 20201029 PKO 1 1664 10669 N 20201029 PKOH 0 2 102 N 20201029 PKW 0 321 321 N 20201029 PKX 350 24610 36636 N 20201029 PLAB 0 15901 23626 N 20201029 PLAN 1694 208377 621808 N 20201029 PLAY 205 52416 74081 N 20201029 PLCE 0 8222 15199 N 20201029 PLD 6029 406363 643796 N 20201029 PLG 0 1933 2557 N 20201029 PLIN 1100 2700 18700 N 20201029 PLL 367 1482 2445 N 20201029 PLM 0 1400 2137 N 20201029 PLMR 0 1397 1521 N 20201029 PLNT 203 113906 191667 N 20201029 PLOW 1 21375 35771 N 20201029 PLPC 0 0 20 N 20201029 PLRX 0 860 875 N 20201029 PLSE 0 4 4 N 20201029 PLT 353 129080 227532 N 20201029 PLTR 41277 793543 2656624 N 20201029 PLUG 200 129470 196315 N 20201029 PLUS 0 101 424 N 20201029 PLW 0 0 2400 N 20201029 PLX 100 2200 2200 N 20201029 PLXP 0 0 100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PLXS 0 3558 4121 N 20201029 PLYA 0 9395 13631 N 20201029 PLYM 0 29443 44504 N 20201029 PM 12332 681164 1285403 N 20201029 PMF 0 1712 15820 N 20201029 PML 0 6012 12616 N 20201029 PMM 0 7303 17825 N 20201029 PMO 0 3193 7199 N 20201029 PMT 3132 64192 137254 N 20201029 PMT PRA 0 1398 2461 N 20201029 PMT PRB 0 1536 9210 N 20201029 PMVC U 0 400 450 N 20201029 PMVP 0 197 598 N 20201029 PMX 0 1185 8148 N 20201029 PNC 5113 257674 427626 N 20201029 PNC PRP 1 5129 26213 N 20201029 PNF 0 2356 6444 N 20201029 PNFP 2 4942 5398 N 20201029 PNI 0 231 2337 N 20201029 PNM 1032 264883 467126 N 20201029 PNNT 0 27 627 N 20201029 PNQI 0 0 18 N 20201029 PNR 656 328447 467757 N 20201029 PNTG 0 447 528 N 20201029 PNW 1584 101897 258695 N 20201029 POAI 0 1000 2500 N 20201029 PODD 0 1513 3142 N 20201029 POLA 14240 483563 569601 N 20201029 POOL 0 3466 4863 N 20201029 POR 7678 152866 255965 N 20201029 POST 958 72683 109807 N 20201029 POTX 0 0 100 N 20201029 POWI 0 843 2031 N 20201029 POWL 0 0 135 N 20201029 PPA 0 0 100 N 20201029 PPBI 141 2729 4205 N 20201029 PPC 0 11533 43714 N 20201029 PPD 0 10154 19904 N 20201029 PPG 1965 167151 330133 N 20201029 PPH 0 100 100 N 20201029 PPL 6913 631407 1009727 N 20201029 PPLT 0 200 1700 N 20201029 PPR 0 19134 35688 N 20201029 PPSI 12738 23841 27316 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PPT 4561 40650 87419 N 20201029 PPX 0 4366 8130 N 20201029 PQG 0 37836 62256 N 20201029 PRA 878 63176 119455 N 20201029 PRAA 166 3040 4390 N 20201029 PRAH 0 1808 6320 N 20201029 PRAX 0 0 166 N 20201029 PRCP 0 1581 3688 N 20201029 PRDO 100 2417 5463 N 20201029 PRE PRG 0 1406 4069 N 20201029 PRE PRH 0 2190 4970 N 20201029 PRE PRI 0 1952 5493 N 20201029 PRF 0 2145 3645 N 20201029 PRFT 0 1827 5304 N 20201029 PRFZ 0 494 1482 N 20201029 PRGO 1381 112072 251543 N 20201029 PRGS 0 743 1277 N 20201029 PRGX 0 736 1236 N 20201029 PRI 421 24111 51967 N 20201029 PRIF PRA 0 0 910 N 20201029 PRIF PRB 0 150 2097 N 20201029 PRIF PRC 0 190 200 N 20201029 PRIF PRD 0 650 650 N 20201029 PRIF PRE 0 624 2424 N 20201029 PRIF PRF 0 100 100 N 20201029 PRIM 0 1558 3947 N 20201029 PRK 0 469 517 N 20201029 PRLB 169 98219 190958 N 20201029 PRLD 0 146 146 N 20201029 PRMW 722 145865 218222 N 20201029 PRNT 0 100 100 N 20201029 PRO 336 66395 130243 N 20201029 PROF 0 656 2121 N 20201029 PROG 0 1225 3151 N 20201029 PROS 0 8642 13053 N 20201029 PROV 0 123 123 N 20201029 PRPB 0 31606 50845 N 20201029 PRPB WS 0 0 1077 N 20201029 PRPH 0 18 18 N 20201029 PRPL 100 4188 7063 N 20201029 PRPLW 415 5487 7253 N 20201029 PRPO 0 2200 2415 N 20201029 PRQR 0 100 448 N 20201029 PRS 0 10125 13152 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PRSC 0 1938 2252 N 20201029 PRSP 21469 134999 240800 N 20201029 PRT 0 628 1223 N 20201029 PRTA 0 88 1005 N 20201029 PRTH 0 200 200 N 20201029 PRTK 0 516 1029 N 20201029 PRTS 300 18322 29215 N 20201029 PRTY 10543 1101053 1331323 N 20201029 PRU 9340 289411 473070 N 20201029 PRVB 0 2417 3165 N 20201029 PRVL 0 489 1592 N 20201029 PS 0 19059 28361 N 20201029 PSA 988 135521 305891 N 20201029 PSA PRB 0 1658 6811 N 20201029 PSA PRC 0 844 2127 N 20201029 PSA PRD 0 619 3523 N 20201029 PSA PRE 0 6079 12971 N 20201029 PSA PRF 0 1870 5405 N 20201029 PSA PRG 0 4495 9137 N 20201029 PSA PRH 0 4345 6285 N 20201029 PSA PRI 0 265 1768 N 20201029 PSA PRJ 0 751 3157 N 20201029 PSA PRK 0 6904 9195 N 20201029 PSA PRL 0 6747 13413 N 20201029 PSA PRM 0 4445 6215 N 20201029 PSA PRN 0 20095 64775 N 20201029 PSAC 0 0 30 N 20201029 PSACU 0 314 314 N 20201029 PSACW 0 5000 5390 N 20201029 PSB 456 24393 32742 N 20201029 PSB PRW 0 1136 2684 N 20201029 PSB PRX 0 2710 5560 N 20201029 PSB PRY 0 261 2213 N 20201029 PSB PRZ 0 3328 16159 N 20201029 PSEC 0 50196 111167 N 20201029 PSF 0 138 2940 N 20201029 PSHG 100 3600 7200 N 20201029 PSK 0 750 1951 N 20201029 PSLV 800 43339 63726 N 20201029 PSMT 0 1085 1277 N 20201029 PSN 573 110129 142099 N 20201029 PSNL 2890 7242 9055 N 20201029 PSO 327 27822 48753 N 20201029 PSQ 0 145710 173546 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PSR 0 0 100 N 20201029 PST 0 1 1 N 20201029 PSTG 804 599858 1170765 N 20201029 PSTH 1351 11012 59079 N 20201029 PSTH WS 0 761 9201 N 20201029 PSTI 0 582 682 N 20201029 PSTL 0 2318 22893 N 20201029 PSTX 105 505 1357 N 20201029 PSX 6702 396453 1192067 N 20201029 PSXP 2328 86552 132712 N 20201029 PT 0 0 1400 N 20201029 PTA 4097 21706 73111 N 20201029 PTC 0 22181 25752 N 20201029 PTCT 0 1908 2500 N 20201029 PTE 0 0 300 N 20201029 PTEN 456 69916 89916 N 20201029 PTF 0 100 100 N 20201029 PTGX 0 106 420 N 20201029 PTI 0 499 1115 N 20201029 PTK 0 300 400 N 20201029 PTLC 0 300 4141 N 20201029 PTMC 0 200 765 N 20201029 PTMN 0 0 188 N 20201029 PTN 0 11501 15208 N 20201029 PTON 298 84569 125975 N 20201029 PTR 0 18248 27764 N 20201029 PTRS 0 0 6 N 20201029 PTVCB 0 369 389 N 20201029 PTVE 0 920 3979 N 20201029 PTY 2319 39564 66844 N 20201029 PUK 2763 13550 73425 N 20201029 PUK PR 0 722 4649 N 20201029 PUK PRA 0 2341 4079 N 20201029 PULM 0 1900 2700 N 20201029 PULS 0 10600 10600 N 20201029 PUMP 42718 124085 298482 N 20201029 PVAC 527 1193 3995 N 20201029 PVBC 0 57 57 N 20201029 PVG 3435 309707 743252 N 20201029 PVH 17149 207749 323231 N 20201029 PVL 65 14399 16450 N 20201029 PW 0 100 100 N 20201029 PWB 0 498 698 N 20201029 PWFL 0 44 244 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 PWR 595 325779 440890 N 20201029 PWV 0 120 142 N 20201029 PWZ 0 0 100 N 20201029 PXD 804 366888 588812 N 20201029 PXF 0 200 1132 N 20201029 PXH 0 12092 23170 N 20201029 PXJ 0 0 900 N 20201029 PXLW 0 3182 3996 N 20201029 PYN 0 127 646 N 20201029 PYPL 18 33941 112600 N 20201029 PYS 0 3900 4170 N 20201029 PZA 0 3200 10462 N 20201029 PZC 0 1300 21280 N 20201029 PZN 0 4080 6004 N 20201029 PZZA 0 2802 5226 N 20201029 QADA 0 33 71 N 20201029 QADB 0 0 4 N 20201029 QCLN 0 3500 3600 N 20201029 QCOM 0 62901 184996 N 20201029 QCRH 0 165 498 N 20201029 QD 9018 172728 212915 N 20201029 QDEF 0 222 223 N 20201029 QDEL 0 5364 7281 N 20201029 QDF 100 400 987 N 20201029 QELLU 0 3200 3300 N 20201029 QEP 4228 201548 640259 N 20201029 QFIN 100 1924 8380 N 20201029 QGEN 637 50672 116689 N 20201029 QH 0 0 300 N 20201029 QID 0 792907 1051824 N 20201029 QIWI 0 2506 4027 N 20201029 QLD 0 12939 37766 N 20201029 QLGN 801 17368 19422 N 20201029 QLTA 0 800 1816 N 20201029 QLYS 0 5096 5703 N 20201029 QMCO 0 918 918 N 20201029 QNST 0 2992 3821 N 20201029 QQEW 0 1600 1600 N 20201029 QQQ 1094 664706 1260382 N 20201029 QQQE 0 300 307 N 20201029 QQQJ 0 1219 1259 N 20201029 QQQM 0 844 1144 N 20201029 QQQX 0 343 343 N 20201029 QRTEA 0 80587 128553 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 QRTEP 0 200 500 N 20201029 QRVO 0 3365 7710 N 20201029 QSR 7377 349351 494903 N 20201029 QTEC 0 3921 9346 N 20201029 QTNT 0 3947 6227 N 20201029 QTRX 0 611 728 N 20201029 QTS 5900 68689 130024 N 20201029 QTS PRA 0 200 674 N 20201029 QTS PRB 0 21 180 N 20201029 QTT 0 11111 13860 N 20201029 QTWO 247 58537 89147 N 20201029 QUAD 0 22344 47830 N 20201029 QUAL 4630 22135 25522 N 20201029 QUMU 0 500 701 N 20201029 QUOT 2916 144500 251353 N 20201029 QURE 0 927 2043 N 20201029 QVCC 0 14524 29813 N 20201029 QVCD 0 7230 9112 N 20201029 QYLD 0 750 1200 N 20201029 R 2354 116407 202620 N 20201029 RA 1493 6365 15596 N 20201029 RACE 1205 24592 40180 N 20201029 RAD 3127 248610 468683 N 20201029 RADA 0 132 132 N 20201029 RAIL 300 400 663 N 20201029 RAMP 748 160733 212482 N 20201029 RAPT 0 164 499 N 20201029 RARE 0 16248 30590 N 20201029 RAVE 1800 11789 12389 N 20201029 RAVN 0 718 12498 N 20201029 RBA 2204 52057 96936 N 20201029 RBAC 65 9059 71236 N 20201029 RBAC U 0 5013 9167 N 20201029 RBAC WS 0 4414 5618 N 20201029 RBB 0 101 841 N 20201029 RBBN 0 2098 4524 N 20201029 RBC 660 88760 156702 N 20201029 RBCAA 0 4 6 N 20201029 RBNC 0 204 204 N 20201029 RC 3863 62772 100997 N 20201029 RCA 350 2331 3321 N 20201029 RCB 0 175 2811 N 20201029 RCEL 0 100 100 N 20201029 RCI 1001 63218 128895 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 RCII 0 8412 10728 N 20201029 RCKT 0 2766 5930 N 20201029 RCKY 0 100 520 N 20201029 RCL 8820 698088 1060264 N 20201029 RCM 0 8635 11034 N 20201029 RCMT 0 600 1800 N 20201029 RCON 0 2725 2725 N 20201029 RCP 0 200 2575 N 20201029 RCS 0 9754 14990 N 20201029 RCUS 602 145497 275671 N 20201029 RDCM 0 200 200 N 20201029 RDFN 0 7892 12093 N 20201029 RDHL 100 512 520 N 20201029 RDI 0 300 600 N 20201029 RDIV 0 0 700 N 20201029 RDN 19318 215182 321189 N 20201029 RDNT 0 525 826 N 20201029 RDS A 17606 1816693 3181884 N 20201029 RDS B 14117 513367 1507338 N 20201029 RDUS 0 787 1657 N 20201029 RDVT 0 38 40 N 20201029 RDVY 300 22664 27718 N 20201029 RDWR 0 3217 5668 N 20201029 RDY 0 33722 52211 N 20201029 RE 141 57578 105042 N 20201029 REAL 0 6490 10335 N 20201029 REDU 0 100 1353 N 20201029 REED 0 200 200 N 20201029 REET 0 10983 13383 N 20201029 REFR 0 700 848 N 20201029 REG 0 5416 12269 N 20201029 REGI 0 3990 6779 N 20201029 REGN 0 5583 7746 N 20201029 REI 200 20645 28806 N 20201029 REKR 3763 9506 15025 N 20201029 RELX 942 152514 217573 N 20201029 REM 0 12540 23338 N 20201029 REML 0 4800 4825 N 20201029 REMX 0 200 200 N 20201029 RENN 107 4452 6997 N 20201029 REPH 0 800 2738 N 20201029 REPL 0 4916 5370 N 20201029 RES 15446 41475 138261 N 20201029 RESI 21 76752 166867 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 RESN 0 7718 16607 N 20201029 RETA 0 528 663 N 20201029 RETO 0 2091 2091 N 20201029 REV 851 23234 48675 N 20201029 REVG 6610 32755 68340 N 20201029 REX 26 6471 10049 N 20201029 REXN 0 0 100 N 20201029 REXR 1297 93503 218850 N 20201029 REXR PRA 0 0 300 N 20201029 REXR PRB 0 272 3774 N 20201029 REXR PRC 0 549 619 N 20201029 REYN 0 3137 3419 N 20201029 REZ 0 634 1144 N 20201029 REZI 1124 67461 150325 N 20201029 RF 9676 946983 1956362 N 20201029 RF PRA 0 4691 8858 N 20201029 RF PRB 0 6428 11027 N 20201029 RF PRC 0 4519 11911 N 20201029 RFDA 0 0 100 N 20201029 RFDI 0 0 100 N 20201029 RFEM 0 95 231 N 20201029 RFFC 0 0 100 N 20201029 RFI 2500 6042 10110 N 20201029 RFL 1069 4068 6673 N 20201029 RFM 0 378 378 N 20201029 RFP 6040 26444 68731 N 20201029 RGA 906 138724 182679 N 20201029 RGEN 23 1182 2923 N 20201029 RGLD 0 1110 1544 N 20201029 RGLS 900 2300 2300 N 20201029 RGNX 0 3836 4402 N 20201029 RGP 0 206 1029 N 20201029 RGR 1710 114845 165827 N 20201029 RGS 307 65743 133611 N 20201029 RGT 0 1616 6473 N 20201029 RH 1015 57914 99405 N 20201029 RHI 297 167555 301249 N 20201029 RHP 0 49185 96759 N 20201029 RIBT 1500 1500 1500 N 20201029 RICE U 0 1250 1750 N 20201029 RICK 0 224 249 N 20201029 RIDE 14015 33931 50180 N 20201029 RIDEW 0 313 313 N 20201029 RIG 390728 1296210 2932695 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 RIGL 0 15316 23749 N 20201029 RIGS 0 0 100 N 20201029 RILY 0 762 784 N 20201029 RILYM 0 0 200 N 20201029 RING 0 402 1002 N 20201029 RIO 1105 248486 448726 N 20201029 RIOT 5616 17364 38227 N 20201029 RIV 1 4447 5637 N 20201029 RIV RT 43957 44860 85367 N 20201029 RJF 414 115812 228465 N 20201029 RJI 0 100 100 N 20201029 RJN 0 0 200 N 20201029 RKDA 0 100 100 N 20201029 RKT 10974 360022 711157 N 20201029 RL 2373 388348 622068 N 20201029 RLAY 0 1374 1632 N 20201029 RLGT 0 840 1005 N 20201029 RLGY 9227 577097 1013345 N 20201029 RLH 1 6723 23999 N 20201029 RLI 750 37107 57478 N 20201029 RLJ 746 187925 349764 N 20201029 RLJ PRA 0 2992 7628 N 20201029 RLMD 100 595 696 N 20201029 RM 0 5483 11464 N 20201029 RMAX 4374 21238 28878 N 20201029 RMBI 0 0 50 N 20201029 RMBL 0 79 79 N 20201029 RMBS 0 10770 16158 N 20201029 RMD 562 83946 149899 N 20201029 RMED 140749 200916 262651 N 20201029 RMG 0 60043 121160 N 20201029 RMG U 0 24 24 N 20201029 RMG WS 600 1710 4420 N 20201029 RMI 0 223 530 N 20201029 RMM 0 6227 7988 N 20201029 RMNI 0 0 624 N 20201029 RMPL PR 0 0 347 N 20201029 RMR 0 631 735 N 20201029 RMT 10176 16706 55406 N 20201029 RMTI 0 14474 39776 N 20201029 RNA 0 2585 9386 N 20201029 RNDB 0 0 1 N 20201029 RNET 0 100 500 N 20201029 RNG 952 76601 203517 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 RNGR 0 2107 4161 N 20201029 RNP 341 5405 17497 N 20201029 RNR 860 52125 101724 N 20201029 RNR PRE 0 926 6389 N 20201029 RNR PRF 0 2201 9557 N 20201029 RNST 0 4587 5741 N 20201029 RNWK 856 2200 2200 N 20201029 ROAD 0 195 704 N 20201029 ROBO 0 100 1951 N 20201029 ROCK 21 5883 8546 N 20201029 RODM 0 12567 17892 N 20201029 ROG 117 11010 31601 N 20201029 ROIC 0 25302 39015 N 20201029 ROK 574 77544 123492 N 20201029 ROKU 0 21794 32824 N 20201029 ROL 901 246367 477162 N 20201029 ROLL 0 1700 2120 N 20201029 ROM 0 400 400 N 20201029 ROOT 527 27834 113611 N 20201029 ROP 749 125525 237747 N 20201029 ROST 0 7081 16669 N 20201029 RP 0 4385 6489 N 20201029 RPAI 2710 294098 390268 N 20201029 RPAR 0 800 1000 N 20201029 RPAY 0 5881 13901 N 20201029 RPD 0 3258 4758 N 20201029 RPG 0 1020 1703 N 20201029 RPLA 0 833 1743 N 20201029 RPLA WS 0 0 200 N 20201029 RPM 2814 94746 166074 N 20201029 RPRX 100 11175 21888 N 20201029 RPT 685 93483 192774 N 20201029 RPT PRD 0 0 80 N 20201029 RPTX 0 2020 2881 N 20201029 RPV 0 3900 7100 N 20201029 RQI 1631 15461 30265 N 20201029 RRBI 0 100 100 N 20201029 RRC 5228 649676 1512987 N 20201029 RRD 358 32647 59053 N 20201029 RRGB 0 1159 2491 N 20201029 RRR 0 14341 19882 N 20201029 RS 757 88401 148335 N 20201029 RSF 3074 5174 20753 N 20201029 RSG 1628 146610 311699 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 RSP 0 131959 168947 N 20201029 RSX 0 252773 295577 N 20201029 RTH 0 0 2 N 20201029 RTLR 0 312 512 N 20201029 RTM 0 300 300 N 20201029 RTP U 500 500 4217 N 20201029 RTRX 0 157 411 N 20201029 RTX 36660 1624555 3120137 N 20201029 RUBY 0 942 969 N 20201029 RUHN 0 50 50 N 20201029 RUN 300 11010 30878 N 20201029 RUSHA 100 1202 3702 N 20201029 RUSHB 0 0 1 N 20201029 RUSL 800 900 900 N 20201029 RUTH 0 9698 18872 N 20201029 RVI 14246 20029 29988 N 20201029 RVLV 67 58087 161340 N 20201029 RVMD 0 2093 2517 N 20201029 RVNC 0 5334 6533 N 20201029 RVP 0 919 1430 N 20201029 RVSB 0 99 226 N 20201029 RVT 502 9022 20910 N 20201029 RWL 0 116 116 N 20201029 RWLK 0 355 356 N 20201029 RWM 400 37314 48424 N 20201029 RWO 0 6166 7666 N 20201029 RWR 0 3000 3648 N 20201029 RWT 16527 260395 395534 N 20201029 RWX 0 20665 23071 N 20201029 RXN 12387 143077 226570 N 20201029 RXT 0 3508 4205 N 20201029 RY 1580 159483 239897 N 20201029 RYAAY 0 3029 6193 N 20201029 RYAM 6803 80913 132695 N 20201029 RYB 0 1 41 N 20201029 RYI 0 48637 69647 N 20201029 RYN 1778 116353 161149 N 20201029 RYTM 0 555 565 N 20201029 RZA 0 2925 5313 N 20201029 RZB 0 1157 3790 N 20201029 SA 943 48270 66913 N 20201029 SABR 100 101198 218305 N 20201029 SABRP 0 300 312 N 20201029 SAF 0 0 2560 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SAFE 364 21391 29858 N 20201029 SAFM 200 13909 28473 N 20201029 SAFT 0 443 790 N 20201029 SAGE 0 4898 5199 N 20201029 SAH 841 94877 146396 N 20201029 SAIA 2 3721 4990 N 20201029 SAIC 2725 90136 111626 N 20201029 SAII 0 0 3200 N 20201029 SAIL 12492 156442 324161 N 20201029 SAK 0 399 1821 N 20201029 SALM 1000 6659 11222 N 20201029 SALT 80 85806 184711 N 20201029 SAM 53 13711 33045 N 20201029 SAN 34661 547362 1031012 N 20201029 SAN PRB 20 4068 7873 N 20201029 SAND 41407 234567 419515 N 20201029 SANM 0 6239 8293 N 20201029 SANW 0 0 100 N 20201029 SAP 3256 158885 374187 N 20201029 SAR 0 5695 10375 N 20201029 SASR 0 284 2412 N 20201029 SATS 0 2318 2681 N 20201029 SAVA 0 8753 11736 N 20201029 SAVE 8179 1614955 2672260 N 20201029 SB 0 15205 61162 N 20201029 SB PRC 0 100 602 N 20201029 SB PRD 800 1247 1427 N 20201029 SBAC 14 12275 14150 N 20201029 SBBA 0 800 800 N 20201029 SBBP 0 3531 5898 N 20201029 SBCF 0 2260 3546 N 20201029 SBE 2629 107491 222517 N 20201029 SBE U 0 1138 13425 N 20201029 SBE WS 18444 32329 38739 N 20201029 SBFG 0 155 240 N 20201029 SBG U 0 0 8900 N 20201029 SBGI 0 10592 12871 N 20201029 SBH 2559 162520 321722 N 20201029 SBI 52 261 3176 N 20201029 SBIO 0 100 100 N 20201029 SBLK 1400 2528 18982 N 20201029 SBLKZ 0 0 729 N 20201029 SBNY 19 8555 11527 N 20201029 SBOW 90 1783 3299 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SBPH 0 0 100 N 20201029 SBR 7 4034 6378 N 20201029 SBRA 0 49483 61242 N 20201029 SBS 728 192690 312515 N 20201029 SBSI 0 907 1119 N 20201029 SBSW 2688 230079 493256 N 20201029 SBT 0 700 1172 N 20201029 SBUX 77 245780 425336 N 20201029 SC 320 80973 168621 N 20201029 SCCC 0 375 375 N 20201029 SCCO 723 142892 261168 N 20201029 SCD 400 980 6847 N 20201029 SCE PRG 0 7022 8812 N 20201029 SCE PRH 0 3068 26185 N 20201029 SCE PRJ 0 1888 3852 N 20201029 SCE PRK 0 5107 10838 N 20201029 SCE PRL 0 8282 11543 N 20201029 SCHA 0 1290 3124 N 20201029 SCHB 0 3018 6281 N 20201029 SCHC 0 9800 9800 N 20201029 SCHD 300 54845 65539 N 20201029 SCHE 0 34430 40483 N 20201029 SCHF 0 118668 242495 N 20201029 SCHG 0 1426 1426 N 20201029 SCHH 0 9117 14505 N 20201029 SCHI 0 0 200 N 20201029 SCHK 0 0 100 N 20201029 SCHL 0 227 761 N 20201029 SCHM 0 1400 1700 N 20201029 SCHN 0 2454 4278 N 20201029 SCHO 0 4986 22286 N 20201029 SCHP 0 24106 28391 N 20201029 SCHR 0 6488 9620 N 20201029 SCHV 100 11228 12078 N 20201029 SCHW 25512 2305373 3405667 N 20201029 SCHW PRC 0 8267 16283 N 20201029 SCHW PRD 0 9698 19056 N 20201029 SCHX 0 6687 10635 N 20201029 SCHZ 0 7057 13345 N 20201029 SCI 8998 265447 527518 N 20201029 SCKT 100 6813 8617 N 20201029 SCL 170 19586 27517 N 20201029 SCM 1 7708 11121 N 20201029 SCO 2400 19287 66737 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SCOR 0 6104 6624 N 20201029 SCPE 0 193 394 N 20201029 SCPH 0 0 103 N 20201029 SCPL 0 2111 3029 N 20201029 SCS 856 72343 164028 N 20201029 SCSC 0 2 420 N 20201029 SCU 700 20636 33322 N 20201029 SCVL 0 522 652 N 20201029 SCVX 0 900 27300 N 20201029 SCVX U 0 1300 2400 N 20201029 SCVX WS 0 655 1978 N 20201029 SCWX 0 437 728 N 20201029 SCX 0 125 1273 N 20201029 SCYX 0 0 400 N 20201029 SCZ 0 27873 38781 N 20201029 SD 2865 10368 50395 N 20201029 SDC 300 22612 41484 N 20201029 SDEM 0 7 7 N 20201029 SDGR 500 3505 9099 N 20201029 SDIV 0 985 1885 N 20201029 SDOG 0 0 3129 N 20201029 SDOW 1000 115848 208077 N 20201029 SDPI 0 168 268 N 20201029 SDS 1000 545342 1224745 N 20201029 SDY 0 36071 55349 N 20201029 SE 4093 230624 430523 N 20201029 SEAC 0 360 1302 N 20201029 SEAH U 0 0 15624 N 20201029 SEAS 14392 208535 471966 N 20201029 SEB 0 16 36 N 20201029 SECO 0 100 200 N 20201029 SECT 1000 1000 1300 N 20201029 SEDG 0 5958 10709 N 20201029 SEE 1530 187018 347334 N 20201029 SEEL 0 7400 7400 N 20201029 SEIC 0 23444 30854 N 20201029 SELB 6020 29402 46838 N 20201029 SEM 4748 180499 277348 N 20201029 SENEA 0 43 93 N 20201029 SENS 0 27108 50208 N 20201029 SESN 0 6516 10887 N 20201029 SF 1282 100741 220466 N 20201029 SF PRA 0 330 1498 N 20201029 SF PRB 0 107 781 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SF PRC 0 2627 5087 N 20201029 SFB 0 5326 9003 N 20201029 SFBS 0 476 810 N 20201029 SFE 0 9035 19199 N 20201029 SFET 900 900 1000 N 20201029 SFIX 100 10733 12895 N 20201029 SFL 4367 209868 258952 N 20201029 SFM 0 147078 261788 N 20201029 SFNC 0 2196 6627 N 20201029 SFST 0 2 404 N 20201029 SFT 0 2214 5569 N 20201029 SFTW 0 1357 3536 N 20201029 SFTW WS 0 0 500 N 20201029 SFUN 0 1198 2165 N 20201029 SFY 0 76 76 N 20201029 SG 0 0 900 N 20201029 SGBX 0 492 1244 N 20201029 SGC 0 601 611 N 20201029 SGEN 0 4350 5869 N 20201029 SGH 0 1914 1915 N 20201029 SGLB 0 26 26 N 20201029 SGMO 41 3571 20809 N 20201029 SGMS 0 5736 11010 N 20201029 SGOL 0 49302 52029 N 20201029 SGRY 0 3509 4525 N 20201029 SGU 11 11045 19370 N 20201029 SH 0 1115796 1282244 N 20201029 SHAK 395 125006 221644 N 20201029 SHBI 0 126 1599 N 20201029 SHEN 0 733 1065 N 20201029 SHG 10 32988 40951 N 20201029 SHI 900 9302 11187 N 20201029 SHIP 120077 213367 214767 N 20201029 SHLX 2005 161329 272904 N 20201029 SHM 0 8861 11368 N 20201029 SHO 0 205817 630955 N 20201029 SHO PRE 19 309 4915 N 20201029 SHO PRF 0 995 1095 N 20201029 SHOO 0 11839 24635 N 20201029 SHOP 3567 297654 524313 N 20201029 SHSP 0 1 1 N 20201029 SHV 500 500 3246 N 20201029 SHW 733 73504 156267 N 20201029 SHY 0 84664 92774 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SHYD 0 0 100 N 20201029 SHYF 0 747 2230 N 20201029 SHYG 0 22120 55891 N 20201029 SI 165 27010 52567 N 20201029 SIBN 0 1419 3370 N 20201029 SIC 0 0 85 N 20201029 SID 4438 301762 628516 N 20201029 SIEN 0 14269 17865 N 20201029 SIFY 0 100 100 N 20201029 SIG 1868 165791 305453 N 20201029 SIGA 0 6065 7242 N 20201029 SIGI 0 3590 8170 N 20201029 SII 1143 29578 59305 N 20201029 SIL 0 129 580 N 20201029 SILJ 0 12803 24269 N 20201029 SILK 0 5127 7359 N 20201029 SILV 300 5140 12695 N 20201029 SIMO 0 971 1640 N 20201029 SINA 0 3449 7527 N 20201029 SINO 0 0 200 N 20201029 SINT 6192 17242 22261 N 20201029 SIRI 3000 716498 1023344 N 20201029 SITC 2038 253109 355984 N 20201029 SITC PRA 80 542 1116 N 20201029 SITC PRK 0 200 1038 N 20201029 SITE 89 58264 97780 N 20201029 SITM 0 475 880 N 20201029 SIVB 0 1928 4073 N 20201029 SIVBP 0 200 200 N 20201029 SIVR 0 23212 25556 N 20201029 SIX 6135 200572 451783 N 20201029 SIZE 0 800 800 N 20201029 SJB 0 44 44 N 20201029 SJI 468 182350 254615 N 20201029 SJIJ 0 2237 5758 N 20201029 SJIU 0 89 490 N 20201029 SJM 1039 240796 332283 N 20201029 SJNK 0 412621 509502 N 20201029 SJR 2839 177844 244170 N 20201029 SJT 222 8767 12990 N 20201029 SJW 207 14672 27045 N 20201029 SKM 125 36086 77148 N 20201029 SKT 1826 196262 332943 N 20201029 SKX 1808 314734 504979 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SKY 159 103388 238689 N 20201029 SKYW 5 2790 3683 N 20201029 SKYY 0 8736 8836 N 20201029 SLAB 0 13206 15472 N 20201029 SLB 34255 1635779 4645208 N 20201029 SLCA 929 148475 247903 N 20201029 SLCT 0 0 100 N 20201029 SLDB 0 2831 3640 N 20201029 SLF 401 199104 262733 N 20201029 SLG 411 288766 598797 N 20201029 SLG PRI 0 1436 3782 N 20201029 SLGL 0 0 100 N 20201029 SLGN 200 19149 28593 N 20201029 SLM 0 115726 154019 N 20201029 SLNO 0 5072 6772 N 20201029 SLP 0 334 1029 N 20201029 SLQD 0 4130 4401 N 20201029 SLQT 2604 98910 154946 N 20201029 SLRC 0 103 203 N 20201029 SLV 0 472210 712511 N 20201029 SLVP 0 100 200 N 20201029 SLY 0 138 338 N 20201029 SLYG 0 0 19 N 20201029 SLYV 0 100 600 N 20201029 SM 57864 216349 686102 N 20201029 SMAR 1724 124649 411638 N 20201029 SMBK 0 671 1235 N 20201029 SMCI 0 2446 4054 N 20201029 SMDD 0 0 400 N 20201029 SMDV 0 26 26 N 20201029 SMED 0 259 277 N 20201029 SMFG 0 339871 513612 N 20201029 SMG 750 64796 93073 N 20201029 SMH 0 25408 33980 N 20201029 SMHI 810 3765 11224 N 20201029 SMIN 0 100 336 N 20201029 SMLF 0 0 200 N 20201029 SMLP 0 16758 28250 N 20201029 SMM 2674 18214 27863 N 20201029 SMMC 0 5441 7655 N 20201029 SMMCU 0 400 1100 N 20201029 SMMCW 0 800 900 N 20201029 SMMD 0 0 100 N 20201029 SMMV 0 402 1102 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SMP 330 23372 44592 N 20201029 SMPL 0 1662 3196 N 20201029 SMSI 0 2428 2971 N 20201029 SMTC 0 1944 4912 N 20201029 SMTS 0 500 500 N 20201029 SNA 88 73956 154046 N 20201029 SNAP 46779 2138890 4328256 N 20201029 SNBR 27 6098 9087 N 20201029 SNCA 0 200 3600 N 20201029 SNCR 100 5334 8959 N 20201029 SND 0 904 3476 N 20201029 SNDL 322877 1251057 1285065 N 20201029 SNDR 303 97509 200139 N 20201029 SNDX 0 3642 4747 N 20201029 SNE 912 196805 424712 N 20201029 SNES 0 623 623 N 20201029 SNEX 0 400 620 N 20201029 SNGX 0 600 600 N 20201029 SNLN 0 0 100 N 20201029 SNMP 400 7804 14866 N 20201029 SNN 889 21918 45968 N 20201029 SNOW 2353 137944 215101 N 20201029 SNP 18 13035 25731 N 20201029 SNPE 0 100 1100 N 20201029 SNPR U 0 1532 6264 N 20201029 SNPS 0 2334 7306 N 20201029 SNR 33949 147655 249172 N 20201029 SNSS 7090 12534 13584 N 20201029 SNV 2695 205871 371904 N 20201029 SNV PRD 0 5688 15059 N 20201029 SNV PRE 0 1821 6780 N 20201029 SNX 1068 29812 65067 N 20201029 SNY 37 9868 32833 N 20201029 SO 8512 529981 991895 N 20201029 SOAC 0 4518 8156 N 20201029 SOAC WS 12154 12254 71399 N 20201029 SOCL 0 36 36 N 20201029 SOGO 1079 84113 205262 N 20201029 SOHO 0 0 82 N 20201029 SOHU 0 1212 1960 N 20201029 SOI 119 43531 96767 N 20201029 SOJB 860 10968 24110 N 20201029 SOJC 0 10468 14176 N 20201029 SOJD 1200 28304 38222 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SOJE 0 56558 80798 N 20201029 SOL 930 49766 112437 N 20201029 SOLN 0 2297 8496 N 20201029 SOLO 1089 621940 691545 N 20201029 SOLY 0 675 675 N 20201029 SON 2664 73851 162514 N 20201029 SONA 0 1 455 N 20201029 SONM 4400 4700 12560 N 20201029 SONN 0 1610 2110 N 20201029 SONO 0 77479 131818 N 20201029 SOR 0 1351 12923 N 20201029 SOS 559 5085 10306 N 20201029 SOXL 100 1183 2120 N 20201029 SOXS 0 447 1339 N 20201029 SOXX 0 1941 2248 N 20201029 SOYB 0 0 300 N 20201029 SP 0 154 4092 N 20201029 SPAB 0 141349 188449 N 20201029 SPAQ 50677 103601 374490 N 20201029 SPAQ U 0 800 1366 N 20201029 SPAQ WS 19068 37472 57418 N 20201029 SPB 371 30756 67736 N 20201029 SPBO 0 400 400 N 20201029 SPCB 800 900 900 N 20201029 SPCE 12349 685116 1101862 N 20201029 SPDN 0 37859 47709 N 20201029 SPDW 0 44936 64045 N 20201029 SPE 0 511 1811 N 20201029 SPE PRB 0 0 200 N 20201029 SPEM 0 2799 12800 N 20201029 SPFF 0 0 382 N 20201029 SPFI 0 100 100 N 20201029 SPG 6937 587245 1108946 N 20201029 SPG PRJ 0 303 562 N 20201029 SPGI 2387 177634 315575 N 20201029 SPGP 0 400 511 N 20201029 SPH 888 23319 42817 N 20201029 SPHB 0 2817 3162 N 20201029 SPHD 100 23083 31277 N 20201029 SPHQ 100 10195 14237 N 20201029 SPHY 0 100 100 N 20201029 SPI 20 3848 5348 N 20201029 SPIB 0 27709 29312 N 20201029 SPIP 0 13598 14431 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SPKE 0 476 519 N 20201029 SPLB 0 17548 17948 N 20201029 SPLG 0 115159 139748 N 20201029 SPLK 1 1744 5596 N 20201029 SPLP 0 3 33 N 20201029 SPLP PRA 0 2507 3401 N 20201029 SPLV 0 118854 216424 N 20201029 SPMB 0 972 1672 N 20201029 SPMD 0 27469 30449 N 20201029 SPNE 0 4 6 N 20201029 SPNS 0 1556 5285 N 20201029 SPNV U 0 1200 31068 N 20201029 SPOK 0 1577 2776 N 20201029 SPOT 24513 541840 879722 N 20201029 SPPI 110 9453 16766 N 20201029 SPR 2118 426395 679722 N 20201029 SPRB 0 0 300 N 20201029 SPRO 0 0 110 N 20201029 SPRT 0 200 820 N 20201029 SPSB 0 23105 25232 N 20201029 SPSC 3 528 1086 N 20201029 SPSM 0 650 1795 N 20201029 SPT 100 3711 4518 N 20201029 SPTI 0 5500 5500 N 20201029 SPTL 0 32584 36299 N 20201029 SPTM 0 11372 41710 N 20201029 SPTN 0 2445 4123 N 20201029 SPTS 0 18680 18680 N 20201029 SPVU 0 300 300 N 20201029 SPWH 0 4272 8037 N 20201029 SPWR 300 130736 160205 N 20201029 SPXC 2177 37265 93078 N 20201029 SPXL 18205 123122 476356 N 20201029 SPXS 0 2021328 2324191 N 20201029 SPXU 0 1953006 2727319 N 20201029 SPXX 0 1892 10169 N 20201029 SPY 1525 1400853 2304554 N 20201029 SPYD 0 39561 46070 N 20201029 SPYG 100 124756 176421 N 20201029 SPYV 0 59458 80710 N 20201029 SQ 7534 495613 855884 N 20201029 SQBG 0 10 210 N 20201029 SQM 284 103573 176761 N 20201029 SQNS 1890 9328 30737 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SQQQ 13691 466033 1112447 N 20201029 SR 312 59681 99464 N 20201029 SR PRA 0 3536 5365 N 20201029 SRAC 0 500 1500 N 20201029 SRACW 0 100 200 N 20201029 SRC 1928 108596 181223 N 20201029 SRC PRA 0 3755 4475 N 20201029 SRCE 0 84 105 N 20201029 SRCL 0 3702 3877 N 20201029 SRDX 0 108 248 N 20201029 SRE 2251 138619 242166 N 20201029 SRE PRA 0 2367 4796 N 20201029 SRE PRB 0 98 874 N 20201029 SREA 0 5067 25381 N 20201029 SRET 0 277 455 N 20201029 SREV 0 1829 2254 N 20201029 SRG 1891 101861 174868 N 20201029 SRG PRA 0 50 250 N 20201029 SRGA 91 1273 2269 N 20201029 SRI 0 44618 92127 N 20201029 SRL 0 100 1504 N 20201029 SRLN 0 800 831 N 20201029 SRLP 95 1340 1876 N 20201029 SRNE 0 35946 70655 N 20201029 SRPT 300 3967 5151 N 20201029 SRRA 0 100 100 N 20201029 SRRK 350 82640 99974 N 20201029 SRS 0 300 300 N 20201029 SRT 20 2933 5388 N 20201029 SRTS 0 0 2 N 20201029 SRTY 0 112955 193245 N 20201029 SRV 0 429 3088 N 20201029 SRVR 0 420 842 N 20201029 SSB 10 5241 7223 N 20201029 SSD 635 58091 114128 N 20201029 SSL 20433 163031 463978 N 20201029 SSNC 0 16926 29940 N 20201029 SSNT 0 0 400 N 20201029 SSO 0 61651 127510 N 20201029 SSP 0 1830 4199 N 20201029 SSPK 0 18 18 N 20201029 SSPKW 0 200 200 N 20201029 SSPY 0 100 100 N 20201029 SSRM 1650 34420 68707 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SSSS 100 2842 4816 N 20201029 SSTK 594 51293 116547 N 20201029 SSYS 0 1570 2774 N 20201029 ST 263 131176 242244 N 20201029 STAA 0 3471 6134 N 20201029 STAF 700 2380 6226 N 20201029 STAG 2015 102352 182581 N 20201029 STAG PRC 0 100 510 N 20201029 STAR 1256 52855 77954 N 20201029 STAR PRD 0 551 551 N 20201029 STAR PRG 0 300 600 N 20201029 STAR PRI 0 300 888 N 20201029 STAY 0 13449 24069 N 20201029 STBA 0 1621 2035 N 20201029 STC 7802 49519 77085 N 20201029 STE 337 62191 114781 N 20201029 STEP 0 321 421 N 20201029 STFC 0 189 2268 N 20201029 STG 0 295 3731 N 20201029 STIM 0 598 898 N 20201029 STIP 0 900 901 N 20201029 STK 0 4960 7977 N 20201029 STKL 5887 38653 59361 N 20201029 STKS 0 100 100 N 20201029 STL 9209 465574 938760 N 20201029 STL PRA 0 400 942 N 20201029 STLD 0 21403 29298 N 20201029 STM 8504 217087 409046 N 20201029 STMP 1 1662 5027 N 20201029 STN 200 14584 22794 N 20201029 STND 0 6 6 N 20201029 STNE 200 50740 80489 N 20201029 STNG 4051 219685 533061 N 20201029 STOK 0 175 186 N 20201029 STON 307 2107 4555 N 20201029 STOR 42318 310329 420331 N 20201029 STPK 0 10943 10978 N 20201029 STPK U 0 100 5696 N 20201029 STPK WS 0 0 6829 N 20201029 STRA 0 726 1794 N 20201029 STRL 166 653 1865 N 20201029 STRO 100 252 612 N 20201029 STRS 0 192 192 N 20201029 STSA 0 121 429 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 STT 1471 176664 684092 N 20201029 STT PRD 0 7937 15675 N 20201029 STT PRG 0 14400 17175 N 20201029 STTK 0 700 2628 N 20201029 STWD 25566 436799 609175 N 20201029 STX 2500 125417 166537 N 20201029 STXB 0 2 302 N 20201029 STXS 0 1124 1424 N 20201029 STZ 2735 141361 253803 N 20201029 STZ B 0 12 12 N 20201029 SU 49406 1356888 2210551 N 20201029 SUB 0 0 2 N 20201029 SUI 1054 51218 258589 N 20201029 SUM 11839 179157 398578 N 20201029 SUMO 90 8856 10807 N 20201029 SUN 705 77569 100525 N 20201029 SUNS 0 0 13 N 20201029 SUNW 7195 163483 191433 N 20201029 SUP 100 8347 27694 N 20201029 SUPN 0 5807 11998 N 20201029 SUPV 600 91224 116410 N 20201029 SURF 0 3955 5066 N 20201029 SUSA 0 400 400 N 20201029 SUSC 0 0 100 N 20201029 SUSL 0 78 78 N 20201029 SUZ 2333 50278 92927 N 20201029 SVC 200 14545 23629 N 20201029 SVM 13588 35754 48021 N 20201029 SVMK 10 2462 13625 N 20201029 SVRA 0 146 175 N 20201029 SVXY 0 64104 130641 N 20201029 SWAV 100 1395 3426 N 20201029 SWBI 100 17747 26385 N 20201029 SWCH 3407 122356 510811 N 20201029 SWI 695 170740 250299 N 20201029 SWIR 0 4262 4416 N 20201029 SWK 1780 218742 344152 N 20201029 SWKH 0 0 200 N 20201029 SWKS 0 5151 14666 N 20201029 SWM 7566 42610 74474 N 20201029 SWN 164498 2945299 3798484 N 20201029 SWT 0 2259 3340 N 20201029 SWTX 0 1049 1955 N 20201029 SWX 6742 45550 76880 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 SWZ 0 479 1303 N 20201029 SXC 941 168720 260815 N 20201029 SXI 213 9075 17486 N 20201029 SXT 799 111194 148825 N 20201029 SXTC 1500 8510 14210 N 20201029 SY 0 764 855 N 20201029 SYBT 0 200 476 N 20201029 SYBX 0 0 200 N 20201029 SYF 4001 603700 1060999 N 20201029 SYF PRA 0 11060 16413 N 20201029 SYK 2521 128585 251592 N 20201029 SYKE 0 628 760 N 20201029 SYN 2500 11202 11202 N 20201029 SYNA 0 1119 1604 N 20201029 SYNC 0 0 100 N 20201029 SYNH 16 7280 11253 N 20201029 SYNL 0 100 100 N 20201029 SYPR 0 1 1 N 20201029 SYRS 0 1073 2570 N 20201029 SYTA 0 200 368 N 20201029 SYTAW 0 0 800 N 20201029 SYX 29 12629 24533 N 20201029 SYY 5203 299948 851705 N 20201029 SZC 0 4386 7188 N 20201029 T 74646 5683557 10222483 N 20201029 T PRA 0 9348 26959 N 20201029 T PRC 0 17969 80941 N 20201029 TA 0 553 1034 N 20201029 TAC 1074 32080 42822 N 20201029 TACO 197 14296 14737 N 20201029 TAIL 0 300 400 N 20201029 TAK 15141 285858 523390 N 20201029 TAL 16 457496 924975 N 20201029 TALO 27 47621 237517 N 20201029 TAN 0 9446 19550 N 20201029 TANH 100 4428 5728 N 20201029 TAOP 0 100 100 N 20201029 TAP 730 487680 993749 N 20201029 TAP A 1 17 17 N 20201029 TARA 0 80 109 N 20201029 TARO 0 3430 7565 N 20201029 TARS 0 61 3292 N 20201029 TAST 0 357 877 N 20201029 TAT 2100 6900 7100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 TBB 0 17745 46970 N 20201029 TBBK 1400 2287 4794 N 20201029 TBC 0 7997 16032 N 20201029 TBF 0 18897 20649 N 20201029 TBI 338 30645 74187 N 20201029 TBIO 0 7091 8321 N 20201029 TBK 0 1141 4561 N 20201029 TBKCP 0 100 100 N 20201029 TBLT 900 8857 13737 N 20201029 TBNK 0 1 11 N 20201029 TBPH 0 2906 6421 N 20201029 TBT 0 24847 42193 N 20201029 TC 0 200 200 N 20201029 TCBI 0 7001 8591 N 20201029 TCBIL 0 0 18 N 20201029 TCBK 0 522 640 N 20201029 TCDA 21643 78986 146547 N 20201029 TCF 13 28165 29553 N 20201029 TCI 0 277 330 N 20201029 TCMD 0 1504 1803 N 20201029 TCO 1257 104644 131632 N 20201029 TCO PRJ 0 3762 4952 N 20201029 TCO PRK 0 1150 4026 N 20201029 TCOM 0 36527 62038 N 20201029 TCON 0 800 800 N 20201029 TCP 3142 82628 117181 N 20201029 TCPC 0 4555 6029 N 20201029 TCRR 0 412 1133 N 20201029 TCS 856 126518 228799 N 20201029 TCX 0 155 355 N 20201029 TD 523 377250 463273 N 20201029 TDA 205 1216 4189 N 20201029 TDC 6197 274805 475987 N 20201029 TDE 0 1279 4161 N 20201029 TDF 685 3195 8881 N 20201029 TDG 187 70707 99770 N 20201029 TDI 0 1081 1470 N 20201029 TDJ 200 2620 3801 N 20201029 TDOC 7220 3346592 5064817 N 20201029 TDS 561 111569 208259 N 20201029 TDSC 0 194 194 N 20201029 TDTT 0 331 731 N 20201029 TDW 139 43726 75211 N 20201029 TDW WSA 0 8 308 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 TDW WSB 0 0 1242 N 20201029 TDY 312 30440 54844 N 20201029 TEAF 0 8178 13822 N 20201029 TEAM 101 29632 38946 N 20201029 TECB 0 0 320 N 20201029 TECH 0 1365 1888 N 20201029 TECK 19227 856563 1328116 N 20201029 TECL 0 500 654 N 20201029 TECS 300 83533 119898 N 20201029 TEDU 0 871 871 N 20201029 TEF 1223 630159 887380 N 20201029 TEI 466 15216 28727 N 20201029 TEL 1329 266990 449468 N 20201029 TELA 0 0 100 N 20201029 TELL 1334 28204 31612 N 20201029 TEN 3 98789 188997 N 20201029 TENB 0 11057 18454 N 20201029 TEO 0 19580 31184 N 20201029 TEQI 0 1 1 N 20201029 TER 300 7105 15158 N 20201029 TEUM 0 8086 9734 N 20201029 TEVA 5553 1078629 1653264 N 20201029 TEX 671 122404 243141 N 20201029 TFC 13578 637322 1213594 N 20201029 TFC PRF 0 5007 7736 N 20201029 TFC PRG 0 5974 8303 N 20201029 TFC PRH 0 3016 4810 N 20201029 TFC PRI 0 577 2935 N 20201029 TFC PRO 0 7886 21661 N 20201029 TFC PRR 0 16817 30343 N 20201029 TFFP 0 101 306 N 20201029 TFII 526 18712 41564 N 20201029 TFLO 0 2 2 N 20201029 TFSL 0 488 1386 N 20201029 TFX 304 41572 85634 N 20201029 TG 109 8624 24108 N 20201029 TGA 0 1000 1100 N 20201029 TGB 5930 9098 18277 N 20201029 TGC 4500 5200 6100 N 20201029 TGH 726 27140 52167 N 20201029 TGI 1933 118598 239319 N 20201029 TGLS 0 400 1500 N 20201029 TGNA 3172 108447 290121 N 20201029 TGP 0 32243 60458 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 TGP PRA 0 1458 1753 N 20201029 TGP PRB 0 1080 5053 N 20201029 TGS 1 18995 30022 N 20201029 TGT 7110 214491 486316 N 20201029 TGTX 0 2845 4547 N 20201029 TH 100 400 600 N 20201029 THC 13808 121140 192693 N 20201029 THCBW 0 1200 1200 N 20201029 THCX 0 0 100 N 20201029 THD 0 37 87 N 20201029 THFF 0 114 178 N 20201029 THG 515 67889 185406 N 20201029 THM 1100 3708 3924 N 20201029 THMO 0 1445 2395 N 20201029 THO 2476 70629 152249 N 20201029 THQ 1490 14771 22069 N 20201029 THR 40 17492 50997 N 20201029 THRM 0 4880 6004 N 20201029 THS 295 38686 103534 N 20201029 THTX 0 200 300 N 20201029 THW 1100 12810 22236 N 20201029 THY 0 100 100 N 20201029 TIF 844 245928 778808 N 20201029 TIG 0 63 214 N 20201029 TIGO 0 375 375 N 20201029 TIGR 0 1765 4549 N 20201029 TILE 0 4541 7153 N 20201029 TILT 0 700 700 N 20201029 TIMB 5304 36235 61094 N 20201029 TIP 0 110496 145949 N 20201029 TIPT 0 0 15 N 20201029 TISI 283 43858 79415 N 20201029 TITN 0 795 2393 N 20201029 TJX 15645 377621 1074901 N 20201029 TK 4259 44236 78877 N 20201029 TKC 0 38102 49204 N 20201029 TKR 2933 69535 165266 N 20201029 TLGT 470 6420 14521 N 20201029 TLH 0 2838 5232 N 20201029 TLI 549 1980 7153 N 20201029 TLK 725 17900 37732 N 20201029 TLND 0 17 341 N 20201029 TLRY 0 52145 57416 N 20201029 TLT 4 254500 415516 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 TLYS 182 40424 71879 N 20201029 TM 703 17868 38103 N 20201029 TMBR 0 100 3760 N 20201029 TMDI 0 7500 7500 N 20201029 TMDX 0 295 632 N 20201029 TME 849 1538664 4080546 N 20201029 TMF 0 41812 67876 N 20201029 TMFC 0 100 200 N 20201029 TMHC 18561 182647 384365 N 20201029 TMO 3407 205541 459478 N 20201029 TMP 0 1668 2308 N 20201029 TMPMU 0 0 200 N 20201029 TMQ 0 400 830 N 20201029 TMST 457 11522 49261 N 20201029 TMUS 200 8254 20596 N 20201029 TMV 300 6076 7807 N 20201029 TMX 6171 108539 201873 N 20201029 TNA 305 220949 270961 N 20201029 TNAV 0 2426 3582 N 20201029 TNC 152 17127 39429 N 20201029 TNDM 0 1073 1702 N 20201029 TNET 3135 75419 120179 N 20201029 TNK 261 71692 135925 N 20201029 TNP 0 12995 16775 N 20201029 TNP PRC 0 456 1006 N 20201029 TNP PRE 0 850 1342 N 20201029 TNP PRF 0 117 2077 N 20201029 TNXP 371 47525 66290 N 20201029 TOL 3636 179259 311881 N 20201029 TOMZ 0 506 709 N 20201029 TOPS 0 16132 16832 N 20201029 TOT 5582 332407 698442 N 20201029 TOTL 0 125 125 N 20201029 TOUR 250 807 1107 N 20201029 TOWN 9 416 2519 N 20201029 TPB 328 28673 51164 N 20201029 TPC 1 57681 96354 N 20201029 TPCO 0 125 125 N 20201029 TPGY U 0 0 200 N 20201029 TPH 21407 551462 1051604 N 20201029 TPHD 0 0 100 N 20201029 TPHS 0 100 100 N 20201029 TPIC 0 3658 6237 N 20201029 TPL 28 1919 3327 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 TPOR 0 600 800 N 20201029 TPR 13513 1261143 2640628 N 20201029 TPRE 713 37440 99739 N 20201029 TPTX 100 6299 10412 N 20201029 TPVG 118 20135 31972 N 20201029 TPVY 0 200 200 N 20201029 TPX 2908 142208 298505 N 20201029 TPZ 599 1710 3369 N 20201029 TQQQ 12451 61497 414190 N 20201029 TR 96 48708 73812 N 20201029 TRC 0 14989 23393 N 20201029 TRCH 0 268 268 N 20201029 TREB 0 0 4824 N 20201029 TREB WS 1730 1930 2760 N 20201029 TREC 0 17015 29106 N 20201029 TREE 100 1518 1734 N 20201029 TREX 1743 91061 291451 N 20201029 TRGP 1957 258276 788526 N 20201029 TRHC 0 830 1770 N 20201029 TRI 315 41580 74098 N 20201029 TRIB 0 700 1200 N 20201029 TRIL 200 18716 43233 N 20201029 TRIP 0 6462 17409 N 20201029 TRMB 0 6638 9288 N 20201029 TRMK 0 2091 3732 N 20201029 TRN 5188 222775 341535 N 20201029 TRNE 3183 29311 69822 N 20201029 TRNE U 0 200 400 N 20201029 TRNE WS 300 3861 127699 N 20201029 TRNO 735 64065 117783 N 20201029 TRNS 0 97 165 N 20201029 TROW 0 14953 18332 N 20201029 TROX 1022 138839 241164 N 20201029 TRP 2991 159547 466755 N 20201029 TRQ 2105 137732 216156 N 20201029 TRS 0 1060 2397 N 20201029 TRST 0 2283 7911 N 20201029 TRTN 2661 124223 192559 N 20201029 TRTN PRA 0 935 935 N 20201029 TRTN PRB 0 5372 8658 N 20201029 TRTN PRC 0 4242 7943 N 20201029 TRTN PRD 0 20084 20808 N 20201029 TRTX 13 54073 94407 N 20201029 TRU 5267 244094 464931 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 TRUE 0 5216 13852 N 20201029 TRUP 0 2078 3576 N 20201029 TRV 4245 352078 563222 N 20201029 TRVG 0 1517 4028 N 20201029 TRVN 0 278506 305212 N 20201029 TRWH 4 46928 89034 N 20201029 TRX 0 100 400 N 20201029 TRXC 0 5200 6200 N 20201029 TS 1349 529026 841247 N 20201029 TSBK 0 313 401 N 20201029 TSC 0 332 752 N 20201029 TSCO 0 10504 26003 N 20201029 TSE 1732 31763 107924 N 20201029 TSEM 0 2165 5047 N 20201029 TSHA 0 363 363 N 20201029 TSI 887 1887 4558 N 20201029 TSLA 525 85859 119870 N 20201029 TSLX 982 55569 106096 N 20201029 TSM 2210 560350 1409216 N 20201029 TSN 3526 282513 632024 N 20201029 TSQ 0 637 2073 N 20201029 TT 3252 250912 445568 N 20201029 TTC 2058 98935 149109 N 20201029 TTCF 0 5745 16718 N 20201029 TTCFW 1848 6166 8180 N 20201029 TTD 100 2930 3145 N 20201029 TTEC 0 351 513 N 20201029 TTEK 0 5148 5606 N 20201029 TTGT 0 491 987 N 20201029 TTI 1428 99530 126572 N 20201029 TTM 149 132980 269803 N 20201029 TTMI 100 23893 53423 N 20201029 TTNP 622031 878104 1222477 N 20201029 TTOO 0 25438 58022 N 20201029 TTP 0 1356 4379 N 20201029 TTT 0 4816 5016 N 20201029 TTWO 0 12433 32497 N 20201029 TU 2693 443186 589861 N 20201029 TUFN 496 34173 61189 N 20201029 TUP 4260 465993 1020787 N 20201029 TUR 0 3303 3427 N 20201029 TUSK 0 1259 1684 N 20201029 TV 0 80011 188992 N 20201029 TVC 0 1774 1783 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 TVE 0 600 961 N 20201029 TVTY 0 3490 5431 N 20201029 TW 400 4998 10896 N 20201029 TWI 856 27829 51682 N 20201029 TWLO 1733 313024 549849 N 20201029 TWM 0 93057 121335 N 20201029 TWN 0 0 1338 N 20201029 TWND 0 19730 30930 N 20201029 TWND U 0 4287 9612 N 20201029 TWND WS 0 23950 35491 N 20201029 TWNK 2120 28523 41268 N 20201029 TWO 10394 511769 707329 N 20201029 TWO PRA 0 1223 1230 N 20201029 TWO PRB 0 3962 6645 N 20201029 TWO PRC 0 2059 4373 N 20201029 TWO PRD 0 703 1350 N 20201029 TWO PRE 0 1408 1978 N 20201029 TWOU 0 6469 16095 N 20201029 TWST 299 4958 7917 N 20201029 TWTR 41367 3343245 7746008 N 20201029 TX 500 49886 114299 N 20201029 TXG 0 4254 10452 N 20201029 TXMD 0 61708 90091 N 20201029 TXN 10 70700 122082 N 20201029 TXRH 9 31037 35824 N 20201029 TXT 2081 351070 685211 N 20201029 TY 41 9245 11700 N 20201029 TYG 0 13432 21737 N 20201029 TYL 777 29844 60473 N 20201029 TZA 5600 959693 1240707 N 20201029 TZOO 0 241 341 N 20201029 U 4003 241223 494533 N 20201029 UA 8003 723078 1229264 N 20201029 UAA 1809 1100286 2920223 N 20201029 UAL 750 60685 151084 N 20201029 UAMY 11000 17500 23321 N 20201029 UAN 31 6515 8506 N 20201029 UAVS 1757 3362 5587 N 20201029 UBA 115 34262 68108 N 20201029 UBER 14684 1220719 2219092 N 20201029 UBP 0 533 835 N 20201029 UBP PRH 0 100 570 N 20201029 UBP PRK 0 0 568 N 20201029 UBS 491 952428 1191414 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 UBSI 0 17251 19790 N 20201029 UBX 100 11046 16283 N 20201029 UCBI 0 1422 2145 N 20201029 UCO 7403 20109 71809 N 20201029 UCTT 0 4742 8306 N 20201029 UDN 0 1000 1200 N 20201029 UDOW 500 13947 28997 N 20201029 UDR 714 298918 765670 N 20201029 UE 1068 165446 223380 N 20201029 UEC 311 2634 10970 N 20201029 UEIC 0 347 623 N 20201029 UEPS 0 1100 1200 N 20201029 UFCS 0 678 880 N 20201029 UFI 536 13737 34448 N 20201029 UFPI 0 3354 5331 N 20201029 UFPT 0 165 169 N 20201029 UFS 505 120744 227487 N 20201029 UG 0 0 105 N 20201029 UGA 0 20 120 N 20201029 UGI 3000 178876 326231 N 20201029 UGL 0 0 300 N 20201029 UGP 10155 258421 454317 N 20201029 UHAL 0 1862 2782 N 20201029 UHS 309 86007 193430 N 20201029 UHT 15 5454 16044 N 20201029 UI 125 17601 34456 N 20201029 UIHC 0 200 482 N 20201029 UIS 1005 176586 317606 N 20201029 UIVM 0 0 100 N 20201029 UJPY 0 98 98 N 20201029 UL 424 212800 306237 N 20201029 ULBI 0 115 498 N 20201029 ULH 0 200 400 N 20201029 ULST 0 2 402 N 20201029 ULTA 0 6205 8273 N 20201029 ULVM 0 0 100 N 20201029 UMBF 0 3534 4545 N 20201029 UMC 11447 499593 999146 N 20201029 UMH 107 27839 51439 N 20201029 UMH PRC 0 242 2556 N 20201029 UMH PRD 0 269 1183 N 20201029 UMPQ 0 15147 33064 N 20201029 UN 448 241051 411174 N 20201029 UNB 0 200 200 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 UNF 18 10956 21234 N 20201029 UNFI 1845 124856 214742 N 20201029 UNG 0 11122 34446 N 20201029 UNH 10097 444516 1062562 N 20201029 UNIT 100 22737 42307 N 20201029 UNL 0 500 700 N 20201029 UNM 2755 507892 743422 N 20201029 UNMA 0 3231 4829 N 20201029 UNP 18574 587731 1454632 N 20201029 UNTY 0 3 200 N 20201029 UNVR 1134 202518 353315 N 20201029 UONE 100 1200 1700 N 20201029 UONEK 0 1788 3488 N 20201029 UPLD 0 1883 2737 N 20201029 UPRO 5126 25129 234746 N 20201029 UPS 11147 583786 1084468 N 20201029 UPWK 0 6873 17338 N 20201029 URA 0 100 100 N 20201029 URBN 100 33657 57333 N 20201029 URE 0 3 203 N 20201029 URG 0 400 14931 N 20201029 URGN 0 773 1241 N 20201029 URI 1307 95052 224357 N 20201029 URTH 0 0 200 N 20201029 URTY 0 25048 39524 N 20201029 USA 560 78251 106273 N 20201029 USAC 2375 20834 28214 N 20201029 USAK 0 2754 2822 N 20201029 USAP 0 100 200 N 20201029 USAS 7300 19379 22670 N 20201029 USAU 0 200 200 N 20201029 USB 12740 797143 1560101 N 20201029 USB PRA 0 864 1049 N 20201029 USB PRH 0 13172 22723 N 20201029 USB PRM 0 11652 19902 N 20201029 USB PRO 0 4065 6285 N 20201029 USB PRP 0 6219 13065 N 20201029 USCR 0 2335 3517 N 20201029 USDP 190 540 13252 N 20201029 USEG 0 0 300 N 20201029 USFD 1406 176150 587090 N 20201029 USFR 0 1200 1931 N 20201029 USHY 0 175487 192017 N 20201029 USIG 0 4638 7109 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 USL 0 276 586 N 20201029 USLM 0 189 189 N 20201029 USM 6 23450 40820 N 20201029 USMF 0 400 400 N 20201029 USMV 0 109603 184683 N 20201029 USNA 4111 17284 30083 N 20201029 USO 0 236427 287287 N 20201029 USOI 0 0 100 N 20201029 USPH 108 7906 20511 N 20201029 USRT 0 1410 1414 N 20201029 USSG 0 800 800 N 20201029 USWS 52 6452 6652 N 20201029 USX 152 89021 137563 N 20201029 USXF 0 100 100 N 20201029 UTF 146 38962 47317 N 20201029 UTG 0 599 1325 N 20201029 UTHR 0 10023 11982 N 20201029 UTI 0 24754 41223 N 20201029 UTL 2848 15386 32487 N 20201029 UTSI 0 100 600 N 20201029 UTZ 840 24756 58062 N 20201029 UTZ WS 0 3494 5105 N 20201029 UUP 0 8618 26561 N 20201029 UUU 5067 202612 241106 N 20201029 UUUU 4617 25897 40001 N 20201029 UVE 1122 30003 130453 N 20201029 UVSP 0 401 501 N 20201029 UVV 520 19437 39318 N 20201029 UVXY 26208 806804 1571580 N 20201029 UWM 0 17147 25277 N 20201029 UXIN 200 3893 13299 N 20201029 UZA 0 1610 4272 N 20201029 UZB 0 1296 2329 N 20201029 UZC 250 1202 4366 N 20201029 UZD 0 1637 7252 N 20201029 V 19458 2333683 4163323 N 20201029 VAC 5041 60207 86479 N 20201029 VALE 42584 5302515 8686809 N 20201029 VAPO 8 61144 92121 N 20201029 VAR 401 78359 149843 N 20201029 VAW 0 300 400 N 20201029 VB 0 1739 2426 N 20201029 VBF 1023 6501 10900 N 20201029 VBIV 1500 104370 146958 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 VBK 0 603 971 N 20201029 VBR 0 191 2036 N 20201029 VBTX 0 247 2061 N 20201029 VC 0 4549 6497 N 20201029 VCEB 0 0 400 N 20201029 VCEL 0 864 3024 N 20201029 VCIF 0 609 8277 N 20201029 VCIT 0 179352 200796 N 20201029 VCLT 0 3909 4456 N 20201029 VCNX 0 600 621 N 20201029 VCR 100 201 203 N 20201029 VCRA 218 81689 170566 N 20201029 VCSH 0 49492 62022 N 20201029 VCTR 0 305 475 N 20201029 VCV 0 3045 6791 N 20201029 VCYT 0 9589 14855 N 20201029 VDE 0 6648 7988 N 20201029 VEA 0 262550 339194 N 20201029 VEC 0 7911 13881 N 20201029 VECO 0 1077 3155 N 20201029 VEDL 74 158713 202839 N 20201029 VEEV 1964 78593 175234 N 20201029 VEGI 0 0 3 N 20201029 VEGN 0 300 300 N 20201029 VEL 150 868 2937 N 20201029 VEON 0 39335 46115 N 20201029 VER 6672 1966800 3262252 N 20201029 VER PRF 0 12679 19751 N 20201029 VERB 0 0 300 N 20201029 VERI 985 3910 6233 N 20201029 VERO 0 0 300 N 20201029 VERU 0 13295 21696 N 20201029 VERX 0 1147 2694 N 20201029 VERY 0 100 100 N 20201029 VET 81481 216507 574873 N 20201029 VEU 0 195638 215956 N 20201029 VFC 6571 313094 505154 N 20201029 VFF 1100 39475 50495 N 20201029 VFH 0 2200 4800 N 20201029 VG 7 25726 50893 N 20201029 VGAC U 200 1000 14846 N 20201029 VGI 420 3795 4792 N 20201029 VGIT 0 34907 37327 N 20201029 VGK 0 385806 544508 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 VGLT 0 2424 5159 N 20201029 VGM 0 6759 14593 N 20201029 VGR 9688 126410 347388 N 20201029 VGSH 0 7363 7763 N 20201029 VGT 0 685 41469 N 20201029 VGZ 600 1619 5619 N 20201029 VHC 643 47662 75229 N 20201029 VHI 306 1109 1991 N 20201029 VHT 0 251 251 N 20201029 VIAC 0 100270 158415 N 20201029 VIACA 0 320 406 N 20201029 VIAO 0 8078 19259 N 20201029 VIAV 0 33589 43460 N 20201029 VICI 8633 560674 890935 N 20201029 VICR 0 1181 3549 N 20201029 VIDI 0 500 600 N 20201029 VIE 0 655 655 N 20201029 VIG 0 18888 28212 N 20201029 VIGI 0 202 202 N 20201029 VIHAU 0 400 400 N 20201029 VIPS 851 686132 1323213 N 20201029 VIR 0 7355 8306 N 20201029 VIRT 300 17872 36259 N 20201029 VISL 0 14482 16084 N 20201029 VIST 500 11119 22217 N 20201029 VITL 0 1108 1420 N 20201029 VIV 1973 295689 377396 N 20201029 VIVE 0 1531 4241 N 20201029 VIVO 0 4514 12713 N 20201029 VIXM 0 0 600 N 20201029 VIXY 520 50084 131310 N 20201029 VKI 0 0 769 N 20201029 VKQ 1300 4190 11879 N 20201029 VKTX 0 48745 60940 N 20201029 VLDR 100 15673 33552 N 20201029 VLDRW 100 18292 18492 N 20201029 VLGEA 0 269 279 N 20201029 VLO 10619 563912 1142800 N 20201029 VLRS 1849 45291 99876 N 20201029 VLT 0 731 8848 N 20201029 VLUE 0 26506 31139 N 20201029 VLY 0 57430 76173 N 20201029 VMBS 0 20877 24455 N 20201029 VMC 1376 127075 217416 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 VMD 873 9643 14770 N 20201029 VMI 513 21066 43450 N 20201029 VMO 0 4053 15235 N 20201029 VMW 971 570758 699550 N 20201029 VNCE 0 857 1641 N 20201029 VNDA 0 9273 12535 N 20201029 VNE 1000 99407 121995 N 20201029 VNET 0 3849 6255 N 20201029 VNLA 0 3250 3650 N 20201029 VNM 0 100 100 N 20201029 VNO 13829 433051 988194 N 20201029 VNO PRK 0 1481 6596 N 20201029 VNO PRL 0 7664 17679 N 20201029 VNO PRM 141 3306 5690 N 20201029 VNOM 0 2154 11404 N 20201029 VNQ 800 219232 337461 N 20201029 VNQI 0 500 816 N 20201029 VNRX 0 576 1422 N 20201029 VNT 4355 92467 364768 N 20201029 VNTR 315 4430 29055 N 20201029 VO 0 66475 68120 N 20201029 VOC 4831 14135 27245 N 20201029 VOD 3585 187388 215151 N 20201029 VOE 0 3373 4673 N 20201029 VONE 0 300 300 N 20201029 VONG 0 100 100 N 20201029 VONV 0 1710 1710 N 20201029 VOO 200 25212 104457 N 20201029 VOOG 0 2529 5608 N 20201029 VOOV 0 200 500 N 20201029 VOT 0 1405 2024 N 20201029 VOX 18 464 1807 N 20201029 VOXX 0 1472 1779 N 20201029 VOYA 321 118209 295329 N 20201029 VOYA PRB 0 4386 8514 N 20201029 VPG 0 3774 7272 N 20201029 VPL 0 25986 28413 N 20201029 VPU 0 300 950 N 20201029 VPV 0 4173 24895 N 20201029 VRA 0 819 2022 N 20201029 VRAY 0 12583 18296 N 20201029 VRCA 0 111 111 N 20201029 VREX 0 412 452 N 20201029 VRIG 0 100 100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 VRM 41 7846 9934 N 20201029 VRME 810 1010 1010 N 20201029 VRNS 0 2075 2937 N 20201029 VRNT 10 2038 10480 N 20201029 VRP 0 300 1707 N 20201029 VRRM 0 19252 33982 N 20201029 VRS 18033 124852 168641 N 20201029 VRSK 0 2949 6217 N 20201029 VRSN 0 3608 4307 N 20201029 VRT 448 212845 542152 N 20201029 VRT WS 0 0 15312 N 20201029 VRTS 0 233 344 N 20201029 VRTU 0 7334 7655 N 20201029 VRTV 8020 17394 29239 N 20201029 VRTX 0 3740 8028 N 20201029 VSAT 100 1728 4087 N 20201029 VSDA 0 400 400 N 20201029 VSEC 0 101 1741 N 20201029 VSGX 0 200 200 N 20201029 VSH 19767 168171 349532 N 20201029 VSS 0 0 539 N 20201029 VST 1556 262784 601428 N 20201029 VST WSA 0 0 1 N 20201029 VSTA 100 232 502 N 20201029 VSTM 0 129927 162242 N 20201029 VSTO 3947 172538 271495 N 20201029 VT 0 60453 65557 N 20201029 VTA 0 5009 21797 N 20201029 VTEB 0 6294 11130 N 20201029 VTHR 0 200 200 N 20201029 VTI 0 38388 44990 N 20201029 VTIP 0 2479 8565 N 20201029 VTN 15 153 5198 N 20201029 VTOL 245 18848 24029 N 20201029 VTR 1556 386527 656000 N 20201029 VTRU 0 0 100 N 20201029 VTV 0 41362 55507 N 20201029 VTVT 1825 14068 23660 N 20201029 VTWO 0 353 453 N 20201029 VUG 0 4069 9193 N 20201029 VUSE 0 0 200 N 20201029 VUZI 0 22968 33203 N 20201029 VV 0 9118 9971 N 20201029 VVI 107 33933 57335 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 VVNT 581 63841 98354 N 20201029 VVNT WS 0 61 24149 N 20201029 VVPR 800 5022 5523 N 20201029 VVR 0 25059 60136 N 20201029 VVV 6002 291875 534303 N 20201029 VWO 0 292392 441415 N 20201029 VWOB 0 100 1431 N 20201029 VXF 0 1443 1569 N 20201029 VXRT 664 64356 76576 N 20201029 VXUS 0 102113 126360 N 20201029 VXX 7389 1468996 2708941 N 20201029 VYGG U 0 50069 63116 N 20201029 VYGR 0 1273 1476 N 20201029 VYM 0 111399 124692 N 20201029 VYMI 0 720 2220 N 20201029 VYNE 294 15031 16330 N 20201029 VZ 33198 1874503 3684360 N 20201029 W 16048 251712 588106 N 20201029 WAB 3036 253828 411157 N 20201029 WABC 400 2429 3615 N 20201029 WAFD 33 10035 13417 N 20201029 WAL 337 85937 153390 N 20201029 WALA 300 699 1000 N 20201029 WASH 0 410 733 N 20201029 WAT 661 136285 182260 N 20201029 WATT 0 32525 42578 N 20201029 WB 0 4020 7003 N 20201029 WBA 0 111111 228454 N 20201029 WBAI 56 689 1616 N 20201029 WBIG 0 0 200 N 20201029 WBK 271 67225 108323 N 20201029 WBS 1973 100938 156584 N 20201029 WBS PRF 0 455 1733 N 20201029 WBT 1023 123272 648191 N 20201029 WCC 268 131975 215905 N 20201029 WCC PRA 0 4977 22834 N 20201029 WCLD 0 2041 2180 N 20201029 WCN 1733 211343 389573 N 20201029 WD 904 74538 108500 N 20201029 WDAY 1 10288 15182 N 20201029 WDC 0 54249 79004 N 20201029 WDFC 0 1055 1302 N 20201029 WDR 19081 155596 237476 N 20201029 WEA 0 1480 3998 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 WEAT 0 19675 77259 N 20201029 WEC 2644 157762 320886 N 20201029 WEI 77550 161522 324251 N 20201029 WELL 1263 291448 603792 N 20201029 WEN 0 25636 40236 N 20201029 WERN 617 12852 25192 N 20201029 WES 2620 173101 375904 N 20201029 WETF 100 10119 16402 N 20201029 WEX 640 128979 169364 N 20201029 WF 7 4365 7399 N 20201029 WFC 51594 4181029 8864978 N 20201029 WFC PRL 0 944 1236 N 20201029 WFC PRN 0 9107 13232 N 20201029 WFC PRO 0 6496 8944 N 20201029 WFC PRP 240 5612 26396 N 20201029 WFC PRQ 0 20299 39723 N 20201029 WFC PRR 0 12023 16955 N 20201029 WFC PRT 0 10575 17358 N 20201029 WFC PRV 0 7628 19035 N 20201029 WFC PRW 0 6721 29165 N 20201029 WFC PRX 0 6785 18511 N 20201029 WFC PRY 0 10376 25578 N 20201029 WFC PRZ 20 124025 137819 N 20201029 WFH 0 200 200 N 20201029 WFHY 0 1 102 N 20201029 WGO 246 135268 260630 N 20201029 WH 912 164116 279598 N 20201029 WHD 733 36243 109050 N 20201029 WHF 0 161 161 N 20201029 WHG 1 3921 9644 N 20201029 WHR 955 93177 200667 N 20201029 WIA 0 799 3408 N 20201029 WIFI 0 963 2888 N 20201029 WIMI 0 2957 4256 N 20201029 WINA 0 16 17 N 20201029 WING 0 3060 7347 N 20201029 WINT 0 400 500 N 20201029 WIRE 0 1367 2150 N 20201029 WISA 0 125 150 N 20201029 WIT 30 208285 257371 N 20201029 WIW 0 4306 8242 N 20201029 WIX 0 1787 2609 N 20201029 WK 112 21685 41561 N 20201029 WKEY 0 100 100 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 WKHS 200 21832 50689 N 20201029 WLDN 0 106 112 N 20201029 WLK 804 37861 62126 N 20201029 WLKP 1 1126 8203 N 20201029 WLL 324 45191 80976 N 20201029 WLTW 2 8080 13815 N 20201029 WM 4243 239113 599498 N 20201029 WMB 5854 933545 1924854 N 20201029 WMC 2400 128643 266424 N 20201029 WMG 0 3455 4140 N 20201029 WMGI 0 25656 37196 N 20201029 WMK 1943 14738 23184 N 20201029 WMS 104 74894 118702 N 20201029 WMT 17600 484746 1229458 N 20201029 WNC 933 53769 114205 N 20201029 WNEB 0 962 1279 N 20201029 WNS 117 6894 13777 N 20201029 WOR 902 53318 101224 N 20201029 WORK 11683 1171735 1951541 N 20201029 WORX 0 241 291 N 20201029 WOW 0 15391 36398 N 20201029 WPC 1359 93232 196054 N 20201029 WPF 0 4092 36968 N 20201029 WPF U 0 0 1904 N 20201029 WPF WS 0 1737 2884 N 20201029 WPG 4818 214739 299990 N 20201029 WPG PRH 100 1813 2670 N 20201029 WPG PRI 0 0 100 N 20201029 WPM 10116 431701 958685 N 20201029 WPP 729 12519 31094 N 20201029 WPRT 2000 40484 59384 N 20201029 WPX 2536 948465 1804511 N 20201029 WRB 531 155933 233898 N 20201029 WRB PRC 0 688 1821 N 20201029 WRB PRD 0 708 6004 N 20201029 WRB PRE 0 578 2075 N 20201029 WRB PRF 0 4977 7743 N 20201029 WRB PRG 0 4570 10005 N 20201029 WRE 2099 87102 135361 N 20201029 WRI 300 129327 264509 N 20201029 WRK 3368 241064 498059 N 20201029 WRLD 0 0 39 N 20201029 WRN 0 2596 4596 N 20201029 WRTC 0 1252 1552 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 WSBC 0 2221 5366 N 20201029 WSBF 0 510 700 N 20201029 WSC 0 17521 40088 N 20201029 WSFS 0 3647 6675 N 20201029 WSG 0 101 101 N 20201029 WSM 987 95969 163122 N 20201029 WSO 620 29199 48096 N 20201029 WSR 1571 132416 162952 N 20201029 WST 479 56350 97745 N 20201029 WTBA 0 204 304 N 20201029 WTER 1000 59377 72392 N 20201029 WTFC 0 2416 4093 N 20201029 WTFCP 0 0 100 N 20201029 WTI 42183 128231 363092 N 20201029 WTM 437 3042 3890 N 20201029 WTMF 0 65 218 N 20201029 WTRE 0 824 1577 N 20201029 WTRG 2730 141302 246938 N 20201029 WTRH 0 32758 38483 N 20201029 WTRU 0 603 1873 N 20201029 WTS 235 25355 49654 N 20201029 WTTR 0 38370 90415 N 20201029 WU 1306 1290248 2106692 N 20201029 WVE 0 2312 3650 N 20201029 WW 0 16814 21667 N 20201029 WWD 0 1807 2394 N 20201029 WWE 121 86292 165282 N 20201029 WWJD 0 800 800 N 20201029 WWR 9702 16175 18545 N 20201029 WWW 1400 72880 140741 N 20201029 WY 2591 597478 939298 N 20201029 WYND 423 100511 198793 N 20201029 WYNN 391 34891 57252 N 20201029 WYY 0 5000 5000 N 20201029 X 16987 1625615 2397290 N 20201029 XAIR 0 336 336 N 20201029 XAN 247 66881 96034 N 20201029 XAN PRC 0 504 505 N 20201029 XAR 0 0 200 N 20201029 XBI 7251 53908 66607 N 20201029 XBIT 0 185 187 N 20201029 XCUR 0 1342 1513 N 20201029 XEC 2565 200301 365899 N 20201029 XEL 0 30001 64486 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 XELA 300 13250 16275 N 20201029 XENT 0 1489 2173 N 20201029 XERS 400 12516 15463 N 20201029 XES 0 75 117 N 20201029 XFLT 1 2533 3356 N 20201029 XFOR 348 348 349 N 20201029 XHB 3460 333971 372702 N 20201029 XHE 0 16 16 N 20201029 XHR 1970 172424 345029 N 20201029 XIN 71 8019 10802 N 20201029 XITK 0 200 300 N 20201029 XLB 135 353430 477403 N 20201029 XLC 0 39169 96735 N 20201029 XLE 0 1935903 2510794 N 20201029 XLF 18000 2935061 4063827 N 20201029 XLG 0 200 603 N 20201029 XLI 0 254870 399228 N 20201029 XLK 0 147930 311945 N 20201029 XLNX 0 29252 101531 N 20201029 XLP 0 480861 574413 N 20201029 XLRE 0 168131 323615 N 20201029 XLRN 0 1097 1628 N 20201029 XLU 1700 826277 1023717 N 20201029 XLV 0 513882 699233 N 20201029 XLY 1991 152283 237723 N 20201029 XME 3255 63376 78435 N 20201029 XMLV 438 32404 52608 N 20201029 XMMO 0 1198 1198 N 20201029 XNCR 0 1287 2150 N 20201029 XNET 0 1362 2302 N 20201029 XNTK 0 4 4 N 20201029 XOM 56584 4463755 8424809 N 20201029 XOMA 0 6 8 N 20201029 XONE 0 2924 2932 N 20201029 XOP 0 264138 434161 N 20201029 XP 100 6215 11540 N 20201029 XPEL 0 325 421 N 20201029 XPER 200 2795 10022 N 20201029 XPEV 27597 1177324 2268607 N 20201029 XPL 0 1600 5100 N 20201029 XPO 3360 91558 191857 N 20201029 XPOA U 0 1200 2400 N 20201029 XRAY 0 4422 12508 N 20201029 XRT 8160 80978 95883 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 XRX 1648 325322 519746 N 20201029 XSLV 0 18881 25308 N 20201029 XSOE 0 1675 1825 N 20201029 XSPA 1347 145676 153806 N 20201029 XT 0 258 1027 N 20201029 XTL 0 0 87 N 20201029 XTLB 0 0 100 N 20201029 XTNT 0 100 100 N 20201029 XXII 0 20240 21990 N 20201029 XYF 0 5713 24732 N 20201029 XYL 1017 155423 306776 N 20201029 Y 67 16512 25564 N 20201029 YAC 0 112 720 N 20201029 YAC U 0 400 500 N 20201029 YAC WS 0 100 600 N 20201029 YALA 983 57665 243596 N 20201029 YANG 0 15857 22193 N 20201029 YCBD 0 800 916 N 20201029 YELP 1572 100588 289768 N 20201029 YETI 348 108170 237512 N 20201029 YEXT 751 100415 193657 N 20201029 YGYI 0 100 1000 N 20201029 YI 0 100 100 N 20201029 YIN 0 0 100 N 20201029 YINN 0 35734 48869 N 20201029 YJ 0 4300 8300 N 20201029 YMAB 0 871 1028 N 20201029 YNDX 0 15524 23704 N 20201029 YORW 0 518 820 N 20201029 YPF 38895 190423 401314 N 20201029 YRCW 100 10151 13438 N 20201029 YRD 0 2772 7472 N 20201029 YSACU 0 100 100 N 20201029 YTEN 0 160 160 N 20201029 YTRA 400 1813 5438 N 20201029 YUM 6573 212432 417305 N 20201029 YUMC 3681 320433 620290 N 20201029 YVR 0 2400 2600 N 20201029 YY 0 10829 19907 N 20201029 YYY 0 200 200 N 20201029 Z 200 8379 30361 N 20201029 ZAGG 0 4079 4788 N 20201029 ZBH 2175 119574 312548 N 20201029 ZBRA 0 1842 2167 N

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Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ZDGE 100 3055 4657 N 20201029 ZEN 439 131061 272272 N 20201029 ZEUS 0 6 18 N 20201029 ZG 375 7999 10997 N 20201029 ZGNX 0 2985 6344 N 20201029 ZI 0 1538 2489 N 20201029 ZION 0 18086 25400 N 20201029 ZIONL 0 0 300 N 20201029 ZIOP 0 37533 49816 N 20201029 ZIXI 0 15256 19023 N 20201029 ZLAB 0 879 2245 N 20201029 ZM 225 57584 87276 N 20201029 ZNGA 0 126681 205301 N 20201029 ZNH 515 1615 2461 N 20201029 ZNTL 0 2165 3311 N 20201029 ZOM 13467 202728 297805 N 20201029 ZROZ 0 25 2100 N 20201029 ZS 0 2518 6046 N 20201029 ZSAN 18524 28349 42668 N 20201029 ZSL 0 55758 75995 N 20201029 ZTO 1794 256153 480260 N 20201029 ZTR 205 7813 16341 N 20201029 ZTS 4367 229938 419138 N 20201029 ZUMZ 4 1003 1335 N 20201029 ZUO 1759 125265 279306 N 20201029 ZVO 0 3661 5690 N 20201029 ZYME 143 21537 38187 N 20201029 ZYNE 0 6838 13702 N 20201029 ZYXI 5061 10097 17092 N

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