Intercontinental Exchange Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AA 2232 381448 2243526 N 20201029 AAAU 0 26400 29257 N 20201029 AACQ 0 53547 65100 N 20201029 AACQW 0 400 400 N 20201029 AAIC 64 9531 20538 N 20201029 AAIC PRB 0 1 2001 N 20201029 AAIC PRC 0 330 1030 N 20201029 AAL 410 1585694 2347234 N 20201029 AAN 2389 114269 307150 N 20201029 AAOI 0 756 2779 N 20201029 AAON 0 822 1308 N 20201029 AAP 350 94314 153331 N 20201029 AAPL 13374 1488668 2795715 N 20201029 AAT 3429 48478 112783 N 20201029 AAU 600 3039 6136 N 20201029 AAWW 0 2702 6094 N 20201029 AAXJ 0 46391 60802 N 20201029 AAXN 0 2756 4751 N 20201029 AB 597 48505 87287 N 20201029 ABB 2637 317330 406641 N 20201029 ABBV 21051 864518 1705722 N 20201029 ABC 650 243426 392362 N 20201029 ABCB 10 1964 3118 N 20201029 ABCM 0 200 336 N 20201029 ABEO 0 35637 50358 N 20201029 ABEV 11199 9331825 10719861 N 20201029 ABG 2669 39740 66383 N 20201029 ABIO 0 525 825 N 20201029 ABM 5492 50543 112061 N 20201029 ABMD 12 4653 6918 N 20201029 ABR 1537 284865 358680 N 20201029 ABR PRA 0 204 204 N 20201029 ABR PRB 0 300 300 N 20201029 ABST 0 1200 1800 N 20201029 ABT 34471 625871 1061463 N 20201029 ABTX 0 307 329 N 20201029 ABUS 0 3300 6020 N 20201029 AC 0 7104 9551 N 20201029 ACA 409 43232 78466 N 20201029 ACACU 0 600 800 N 20201029 ACAD 0 7233 11397 N 20201029 ACAM 0 100 8352 N 20201029 ACB 93171 1194116 1476777 N 1 of 153 Intercontinental Exchange Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ACBI 0 1963 3161 N 20201029 ACC 1564 160105 225102 N 20201029 ACCD 164 905 2726 N 20201029 ACCO 501 124774 216100 N 20201029 ACEL 0 34381 62818 N 20201029 ACET 0 114 122 N 20201029 ACGL 199 41767 88991 N 20201029 ACGLO 0 200 200 N 20201029 ACH 154 2341 7173 N 20201029 ACHC 0 2464 3535 N 20201029 ACI 9310 332955 427297 N 20201029 ACIA 0 5215 11425 N 20201029 ACIC U 0 0 14995 N 20201029 ACIU 0 2132 4773 N 20201029 ACIW 0 9818 13343 N 20201029 ACLS 0 1630 4451 N 20201029 ACM 3235 266768 458377 N 20201029 ACMR 0 1142 2247 N 20201029 ACN 3536 308402 577853 N 20201029 ACND 0 501 1184 N 20201029 ACND U 0 0 108 N 20201029 ACND WS 0 400 1367 N 20201029 ACOR 0 10604 11004 N 20201029 ACP 0 3279 8072 N 20201029 ACRE 28041 72639 108298 N 20201029 ACRS 400 500 1454 N 20201029 ACRX 200 26557 28115 N 20201029 ACST 0 47496 48996 N 20201029 ACTG 0 495 495 N 20201029 ACTV 0 2000 2000 N 20201029 ACV 0 2716 12323 N 20201029 ACWI 101 197254 285223 N 20201029 ACWV 0 2017 8240 N 20201029 ACWX 0 46373 50864 N 20201029 ACY 0 100 100 N 20201029 ADAP 0 18473 39812 N 20201029 ADBE 4 8010 17116 N 20201029 ADC 188 102781 145255 N 20201029 ADCT 0 22385 39778 N 20201029 ADES 0 1700 2048 N 20201029 ADI 186 26628 42238 N 20201029 ADIL 0 6854 11197 N 20201029 ADM 18791 404791 843669 N 20201029 ADMA 1702 11577 34541 N 2 of 153 Intercontinental Exchange Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ADMP 10499 43420 43846 N 20201029 ADMS 0 414 2557 N 20201029 ADNT 2325 143968 286277 N 20201029 ADP 0 20929 33159 N 20201029 ADPT 510 7738 9196 N 20201029 ADRE 0 95 295 N 20201029 ADS 3530 271693 452361 N 20201029 ADSK 100 5925 7484 N 20201029 ADSW 1327 142233 584446 N 20201029 ADT 44 530441 903100 N 20201029 ADTN 0 312 1816 N 20201029 ADTX 0 400 600 N 20201029 ADUS 0 169 355 N 20201029 ADVM 0 3041 3232 N 20201029 ADVWW 0 100 100 N 20201029 ADX 329 19502 35502 N 20201029 ADXS 129 9729 29806 N 20201029 AEB 200 28596 34432 N 20201029 AEE 483 110672 221109 N 20201029 AEFC 0 8724 13564 N 20201029 AEG 8300 241323 306453 N 20201029 AEGN 0 229 748 N 20201029 AEHL 0 316 1216 N 20201029 AEHR 0 1900 2272 N 20201029 AEIS 0 1794 2576 N 20201029 AEL 4181 180554 260014 N 20201029 AEL PRA 0 8659 13788 N 20201029 AEL PRB 0 3129 10282 N 20201029 AEM 7538 229913 336979 N 20201029 AEMD 0 600 1100 N 20201029 AEO 1324 449557 729252 N 20201029 AEP 0 18303 33542 N 20201029 AER 225 168074 311667 N 20201029 AERI 0 4869 5394 N 20201029 AES 6932 450812 1008355 N 20201029 AESE 426 4026 4456 N 20201029 AESR 0 0 800 N 20201029 AEYE 0 59 63 N 20201029 AEZS 500 1800 7400 N 20201029 AFB 0 1920 5391 N 20201029 AFC 0 900 3879 N 20201029 AFG 894 143400 238095 N 20201029 AFGB 0 156 1132 N 20201029 AFGC 0 892 3657 N 3 of 153 Intercontinental Exchange Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AFGD 0 1000 2057 N 20201029 AFGE 0 1237 1947 N 20201029 AFGH 500 5999 11525 N 20201029 AFI 297 54260 78027 N 20201029 AFIB 0 398 398 N 20201029 AFIN 0 9252 9995 N 20201029 AFL 7240 661818 1287733 N 20201029 AFMD 0 7138 10386 N 20201029 AFT 325 1978 19897 N 20201029 AFYA 0 987 987 N 20201029 AG 101757 422047 737172 N 20201029 AGCO 947 76050 158368 N 20201029 AGCUU 0 0 1100 N 20201029 AGD 0 1563 11679 N 20201029 AGE 0 207 307 N 20201029 AGEN 0 31681 45658 N 20201029 AGG 0 73412 140047 N 20201029 AGGY 0 1000 1100 N 20201029 AGI 39477 887533 1306083 N 20201029 AGIO 0 1836 3379 N 20201029 AGLE 0 344 1022 N 20201029 AGM 0 8839 14101 N 20201029 AGM A 0 0 2 N 20201029 AGM PRD 0 200 501 N 20201029 AGM PRE 340 2340 4640 N 20201029 AGM PRF 471 6380 8544 N 20201029 AGNC 0 200832 277795 N 20201029 AGNCM 0 300 803 N 20201029 AGNCN 0 12375 13180 N 20201029 AGNCO 0 10039 10239 N 20201029 AGNCP 0 2700 3014 N 20201029 AGO 1030 240714 475451 N 20201029 AGO PRB 0 69 399 N 20201029 AGO PRE 0 121 871 N 20201029 AGO PRF 0 0 4143 N 20201029 AGQ 200 2834 9970 N 20201029 AGR 185 130646 196846 N 20201029 AGRO 60 10676 28658 N 20201029 AGRX 700 10571 14960 N 20201029 AGS 2138 28881 90592 N 20201029 AGTC 0 470 700 N 20201029 AGX 0 17962 30789 N 20201029 AGYS 0 1166 1318 N 20201029 AGZ 0 0 100 N 4 of 153 Intercontinental Exchange Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AHC 0 1324 1812 N 20201029 AHCO 700 2510 3050 N 20201029 AHH 2475 67502 109525 N 20201029 AHH PRA 11409 11661 16105 N 20201029 AHL PRC 0 3252 8245 N 20201029 AHL PRD 0 1674 5119 N 20201029 AHL PRE 0 2784 14013 N 20201029 AHT 6562 144935 162740 N 20201029 AHT PRD 0 200 802 N 20201029 AHT PRF 0 2297 17118 N 20201029 AHT PRG 0 2669 6598 N 20201029 AHT PRH 0 700 6163 N 20201029 AHT PRI 0 2269 13025 N 20201029 AIC 0 740 850 N 20201029 AIF 0 1503 5347 N 20201029 AIG 6637 815856 1432323 N 20201029 AIG PRA 0 3359 8301 N 20201029 AIG WS 10051 12841 16731 N 20201029 AIH 0 500 500 N 20201029 AIHS 0 3160 3810 N 20201029 AIKI 950 2250 5750 N 20201029 AIM 0 0 465 N 20201029 AIMC 0 7296 11811 N 20201029 AIN 36 38456 89679 N 20201029 AINV 0 405 783 N 20201029 AIO 100 2225 7781 N 20201029 AIQ 0 614 1331 N 20201029 AIR 974 31073 60251 N 20201029 AIRG 0 3 120 N 20201029 AIT 4391 40469 75412 N 20201029 AIV 548 187378 493060 N 20201029 AIW 0 610 649 N 20201029 AIZ 756 98749 140498 N 20201029 AIZP 0 236 851 N 20201029 AJAX U 0 29289 117070 N 20201029 AJG 2641 220623 405249 N 20201029 AJRD 1278 92367 214227 N 20201029 AJX 6708 23981 32498 N 20201029 AJXA 0 556 1449 N 20201029 AKAM 0 10907 26179 N 20201029 AKBA 0 137394 161458 N 20201029 AKER 0 2044 2644 N 20201029 AKO A 0 0 36 N 20201029 AKO B 0 100 1960 N 5 of 153 Intercontinental Exchange Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 AKR 1783 84966 195954 N 20201029 AKRO 0 2264 3682 N 20201029 AKTS 0 736 820 N 20201029 AKUS 147 274 735 N 20201029 AL 640 79709 124045 N 20201029 AL PRA 0 2221 7498 N 20201029 ALACW 400 400 1500 N 20201029 ALB 2303 151405 208006 N 20201029 ALBO 0 290 399 N 20201029 ALC 403 153391 211212 N 20201029 ALCO 0 0 35 N 20201029 ALDX 0 1955 2402 N 20201029 ALE 1212 46121 116809 N 20201029 ALEC 0 16353 27978 N 20201029 ALEX 2110 67604 113497 N 20201029 ALG 82 9576 16275 N 20201029 ALGM 0 61159 222056 N 20201029 ALGN 0 5639 6867 N 20201029 ALGS 0 15 321 N 20201029 ALGT 10 1928 3409 N 20201029 ALIM 0 100 100 N 20201029 ALIN PRA 0 3985 8148 N 20201029 ALIN PRB 1084 4282 6425 N 20201029 ALIN PRE 0 3092 6680 N 20201029 ALK 3749 385870 676875 N 20201029 ALKS 0 7464 18458 N 20201029 ALL 3490 215945 414279 N 20201029 ALL PRB 990 5941 9438 N 20201029 ALL PRG 0 5424 16999 N 20201029 ALL PRH 0 5108 31045 N 20201029 ALL PRI 0 3073 6661 N 20201029 ALLE 792 182542 274176 N 20201029 ALLK 131 5271 15966 N 20201029 ALLO 0 2254 3594 N 20201029 ALLT 0 221 1199 N 20201029 ALLY 1696 822792 1150143 N 20201029 ALLY PRA 326 23877 43884 N 20201029 ALNA 0 3592 3624 N 20201029 ALNY 25 1780 2517 N 20201029 ALP PRQ 0 237 1089 N 20201029 ALRM 0 2071 5242 N 20201029 ALRN 2895 6158 11943 N 20201029 ALRS 0 621 721 N 20201029 ALSK 0 520 730 N 6 of 153 Intercontinental Exchange Date Symbol Short Exempt Short Volume Total Volume Market Volume 20201029 ALSN 2284 134155 336680 N 20201029 ALT 0 5099 12466 N 20201029 ALTA 0 0 3 N 20201029 ALTG 0 9211 13701 N 20201029 ALTG WS 0 0 600 N 20201029 ALTL 0 0 61 N 20201029 ALTR 0 2095 2869 N 20201029 ALUS 0 28 2162 N 20201029 ALV 9239 72929 111134 N 20201029 ALVR 0 2581 2794 N 20201029 ALX 0 2339 3745 N 20201029 ALXN 0 19562 26291 N 20201029 ALXO 0 309 325 N 20201029 AM 14922 833331 1037687 N 20201029 AMAG 0 19408 20251 N 20201029 AMAT 401 118926 169648 N 20201029 AMBA 0 636 824 N 20201029 AMBC 489 30979 95779 N 20201029 AMBC WS 0 38 276 N 20201029 AMC 16276 749192 1543074 N 20201029 AMCIW 800 800 3503 N 20201029 AMCR 4428 1114506 1723493 N 20201029 AMCX 0 15331 26372 N 20201029 AMD 897 1157322 2188168 N 20201029 AME 659 110614 276201 N 20201029 AMED 0 1953 2440 N 20201029 AMEH 0 37 160 N 20201029 AMG 637 58972 112975 N 20201029 AMGN 0 14797 23450 N 20201029 AMH 1428 227871 379877 N 20201029 AMH PRD 0 4606 9652 N 20201029 AMH PRE 0 566 2530 N 20201029 AMH PRF 0 704 1761 N 20201029 AMH PRG 0 332 351 N 20201029 AMH PRH