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Rollout Schedule for New Market Order Behavoir on NYSE Additional

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Rollout Schedule for New Market Order Behavoir on NYSE Additional Rollout Schedule for new Market Order Behavoir on NYSE Additional symbols will be announced at a later date DATE SYMBOL CORP NAME 5/23/2016 AHL PRA ASPEN Insurance Holding Limited 5/23/2016 AHL PRB ASPEN Insurance Holding Limited 5/23/2016 AHL PRC Aspen Insurance Holdings Limited 5/23/2016 ARH PRC Arch Capital Group Ltd 5/23/2016 ARU Ares Capital Corporation 5/23/2016 ASB PRB Associated Banc Corp 5/23/2016 ASB PRC Associated Banc-Corp 5/23/2016 BFS PRC Saul Centers Inc. 5/23/2016 BGCA BGC Partners Inc. 5/23/2016 CVB Lehman ABS Corporation 5/23/2016 DFS PRB Discover Financial Services 5/23/2016 DTLA PR Brkfld DTLA Fd Off Trst Inv Inc. 5/23/2016 GAM PRB General American Investors Co 5/23/2016 GDV PRA The Gabelli Dividend & Income 5/23/2016 GDV PRD Gabelli Dividend & Income Trust 5/23/2016 GGZ PRA The Gabelli Gbl Sm & Mid Cap Val 5/23/2016 GRX PRA The Gabelli Healthcare & Wellnes 5/23/2016 GRX PRB The Gabelli Healthcare & Wellnes 5/23/2016 GUT PRA Gabelli Utility Trust (the) 5/23/2016 KYN PRF Kayne Anderson MLP Investment Co 5/23/2016 KYN PRG Kayne Anderson MLP Investment Co 5/23/2016 PL PRC Protective Life Corp 5/23/2016 PL PRE Protective Life Corporation 5/23/2016 PUK PR Prudential Public Limited Co 5/23/2016 PUK PRA Prudrntial Public Limited Co DATE SYMBOL CORP NAME 5/24/2016 AM ANTERO MIDSTREAM PARTNERS LP 5/24/2016 AMFW AMEC Foster Wheeler plc 5/24/2016 AR Antero Resources Corporation 5/24/2016 BLK Blackrock 5/24/2016 BW Babcock & Wilcox Enterprises Inc 5/24/2016 BWXT BWX Technologies Inc. 5/24/2016 BZH Beazer Homes Usa 5/24/2016 CBT Cabot 5/24/2016 CHMT Chemtura Corporation 5/24/2016 COG Cabot Oil & Gas Corporation 5/24/2016 CPPL Columbia Pipeline Partners LP 5/24/2016 CTB Cooper Tire & Rubber 5/24/2016 CYD China Yuchai International 5/24/2016 DY Dycom Industries 5/24/2016 EFX Equifax 5/24/2016 EVTC Evertec Inc. 5/24/2016 FCB FCB Financial Holdings Inc. 5/24/2016 GKOS Glaukos Corporation 5/24/2016 GLOB Globant S.A. 5/24/2016 H Hyatt Hotels Corporation 5/24/2016 HLF Herbalife Ltd 5/24/2016 HOT Starwood Hotels & Resorts Ww 5/24/2016 HST Host Hotels & Resorts 5/24/2016 HUBB Hubbell Incorporated 5/24/2016 ICE Intercontinental Exchange Inc. 5/24/2016 IHS IHS Inc. 5/24/2016 LGF Lions Gate Entertainment 5/24/2016 LYB Lyondellbasell Industries Nv 5/24/2016 MEG Media General Inc 5/24/2016 MX Magnachip Semiconductor Corp 5/24/2016 NOAH Noah Holdings Limited 5/24/2016 NORD Nord Anglia Education Inc. 5/24/2016 OEC Orion Engineered Carbons S.A. 5/24/2016 QTS QTS Realty Trust Inc. 5/24/2016 QUAD Quad Graphics Inc 5/24/2016 RPM Rpm International Inc Delaware 5/24/2016 RUBI The Rubicon Project Inc. 5/24/2016 SBY Silver Bay Realty Trust Corp. 5/24/2016 SFS Smart & Final Stores Inc. 5/24/2016 SYX Systemax 5/24/2016 TCS The Container Store Group Inc. 5/24/2016 W Wayfair Inc. 5/24/2016 XOM Exxon Mobil DATE SYMBOL CORP NAME 5/25/2016 ADM Archer Daniels Midland 5/25/2016 AGI Alamos Gold Inc. 5/25/2016 AGX Argan Inc 5/25/2016 AMC AMC Entertainment Holdings Inc. 5/25/2016 ASB Associated Banc-Corp 5/25/2016 ASGN On Assignment Inc. 5/25/2016 ATHM Autohome Inc. 5/25/2016 AXON Axovant Sciences Ltd. 5/25/2016 CHT Chunghwa Telecom Co Ltd 5/25/2016 CHU China Unicom Hong Kong Limited 5/25/2016 CLA Capitala Finance Corp. 5/25/2016 CMCM Cheetah Mobile Inc. 5/25/2016 DCM NTT DOCOMO Inc. 5/25/2016 EHIC eHi Car Services Limited 5/25/2016 EXTN Exterran Corporation 5/25/2016 FELP Foresight Energy LP 5/25/2016 FRC PRA First Republic Bank 5/25/2016 FRC PRB First Republic Bank 5/25/2016 FRC PRC First Republic Bank 5/25/2016 FRC PRD First Republic Bank 5/25/2016 FRC PRE First Republic Bank 5/25/2016 FRC PRF First Republic Bank 5/25/2016 FRC PRG First Republic Bank 5/25/2016 FSB Franklin Financial Network Inc. 5/25/2016 GCV PRB Gabelli Convertible & Income Fd 5/25/2016 GGT PRB Gabelli Multimedia Trust Inc. 5/25/2016 GNE PRA Genie Energy Ltd. 5/25/2016 GPE PRA Georgia Power Co 5/25/2016 GPRK GeoPark Limited 5/25/2016 HCN PRJ Welltower Inc. 5/25/2016 HE PRU Heco Capital Trust Iii 5/25/2016 HPT PRD Hospitality Properties Trust 5/25/2016 HSBC PRA HSBC Holdings plc 5/25/2016 HSEA HSBC Holdings plc 5/25/2016 HSEB HSBC Holdings plc 5/25/2016 HSFC PRBCLHsbc Finance Corp 5/25/2016 HUSI PRFCLHSBC USA Inc. 5/25/2016 HUSI PRGCLHSBC USA Inc. 5/25/2016 HUSI PRHCLHSBC USA Inc. 5/25/2016 IHG InterContinental Hotels Group 5/25/2016 IMPR Imprivata Inc. 5/25/2016 INVN Invensense Inc 5/25/2016 KEP Korea Electric Power 1/2 Shr 5/25/2016 KFY Korn/Ferry International 5/25/2016 KR Kroger 5/25/2016 LCI Lannett Company Inc. 5/25/2016 MAIN Main Street Capital Corporation 5/25/2016 MAN Manpowergroup 5/25/2016 MRIN Marin Software Incorporated 5/25/2016 NEWR New Relic Inc. 5/25/2016 NVGS Navigator Holdings Ltd. 5/25/2016 ONDK On Deck Capital Inc. 5/25/2016 PBYI Puma Biotechnology Inc. 5/25/2016 PQ Petroquest Energy Inc Wd 5/25/2016 PVH PVH Corporation 5/25/2016 SA Seabridge Gold Inc 5/25/2016 SCE PRF Sce Trust I 5/25/2016 SCE PRG SCE Trust II 5/25/2016 SCE PRH SCE Trust III 5/25/2016 SCE PRJ SCE TRUST IV 5/25/2016 SCE PRK SCE TRUST V 5/25/2016 SMI Semiconductor Manufacturing Intl 5/25/2016 TBI Trueblue Inc 5/25/2016 TRMR Tremor Video Inc. 5/25/2016 USDP USD Partners LP 5/25/2016 VCRA Vocera Communications Inc 5/25/2016 VFC V F 5/25/2016 VIPS Vipshop Holdings Limited 5/25/2016 WPT World Point Terminals LP 5/25/2016 WPXP WPX Energy Inc. 5/25/2016 XTLY Xactly Corporation 5/25/2016 YRD Yirendai Ltd. 5/25/2016 ZAYO Zayo Group Holdings Inc. 5/25/2016 ZPIN Zhaopin Limited DATE SYMBOL CORP NAME 5/26/2016 AGD Alpine Global Dynamic Dividend 5/26/2016 AOD Alpine Total Dynamic Dividend Fd 5/26/2016 AWP Alpine Global Premier Properties 5/26/2016 BIO Bio Rad Laboratories Inc 5/26/2016 BIO B Bio Rad Laboratories Inc 5/26/2016 BPL Buckeye Partners Int Unit 5/26/2016 BTO John Hancock Financial Opport Fd 5/26/2016 BXE Bellatrix Exploration Ltd. 5/26/2016 C WSA Citigroup Inc 5/26/2016 CBA ClearBridge American Energy MLP 5/26/2016 CEM Clearbridge Energy Mlp Fund Inc 5/26/2016 CMG Chipotle Mexican Grill 5/26/2016 COT Cott Corporation 5/26/2016 CTR ClearBridge Energy MLP Fund Inc. 5/26/2016 CXE MFS High Income Municipal Trust 5/26/2016 CXH MFS Investment Grade Muni Trust 5/26/2016 DCA Virtus Total Return Fund 5/26/2016 DRD DRDGOLD Ltd. 5/26/2016 DTF DTF Tax Free Income Inc. 5/26/2016 EMO Clrbridge Enrgy Mlp Opp Fd Inc 5/26/2016 EOT Eaton Vance Nat Mun Opp Tst 5/26/2016 ETJ Eaton Vance Risk Mgnt Divd Eq In 5/26/2016 ETX Eaton Vance Municipal Incm Trust 5/26/2016 FMO Fiduciary/Claymore MLP Optnty Fd 5/26/2016 FPF First Trust Intermediate Dur Pfd 5/26/2016 FT Franklin Universal Trust 5/26/2016 GBAB Gugg Bld Amer Bnds Mngd Dur Trst 5/26/2016 HIE Miller/Howard High Incm Equ Fd 5/26/2016 HNR Harvest Natural Resources 5/26/2016 JHA Nuveen High Inc Dec 2018 Tgt Trm 5/26/2016 JHD Nuveen High Inc Dec 2019 Tgt Fnd 5/26/2016 JMM Nuveen Multi-Market Income Fund 5/26/2016 JPM JPMorgan Chase & Co. 5/26/2016 JPM PRA JPMorgan Chase & Co. 5/26/2016 JPM PRB JPMorgan Chase & Co. 5/26/2016 JPM PRD JPMorgan Chase & Co. 5/26/2016 JPM PRE JPMorgan Chase & Co. 5/26/2016 JPM PRF JPMorgan Chase & Co. 5/26/2016 JPM PRG JPMorgan Chase & Co. 5/26/2016 JPM PRH JPMorgan Chase & Co. 5/26/2016 JPM WS JPMorgan Chase 5/26/2016 KMM Deutsche Multi-Market Incm Trust 5/26/2016 KODK WS Eastman Kodak Company 5/26/2016 KODK WSAEastman Kodak Company 5/26/2016 LEJU Leju Holdings Limited 5/26/2016 LXFT Luxoft Holding Inc. 5/26/2016 MCN Madison Cvd Call & Eqty Stgy Fnd 5/26/2016 MCR Mfs Charter Income Trust 5/26/2016 MIE Cohen & Steers MLP Incm & Energy 5/26/2016 MIN MFS Intermediate Income Trust 5/26/2016 MLM Martin Marietta Materials 5/26/2016 MMD MainStay Defined Muni Opp Fund 5/26/2016 MSL Midsouth Bancorp Inc 5/26/2016 MSP Madison Strategic Sector 5/26/2016 MTB PR M&T Bank Corporation 5/26/2016 MTB PRC M&T Bank Corporation 5/26/2016 NAC Nuveen Ca Div Adv Muni Fd 5/26/2016 NAN Nuveen Ny Div Advantage Muni Fd 5/26/2016 NBD Nuveen Build Am Bond Opp Fd 5/26/2016 NCA Nuveen California Mun Val Fund 5/26/2016 NEV Nuveen Enhanced Municipal Value 5/26/2016 NPI Nuveen Premium Muni Inc Fund 5/26/2016 NQM Nuveen Inv Quality Muni Fund 5/26/2016 NUW Nuveen ATM - Free Muni Val Fd 5/26/2016 NXN Nuveen Ny Select Tx Free 5/26/2016 NXR Nuveen Select Tax Free Inc # 3 5/26/2016 OAKS Five Oaks Investment Corp.
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