Rollout Schedule for New Market Order Behavoir on NYSE Additional

Rollout Schedule for New Market Order Behavoir on NYSE Additional

Rollout Schedule for new Market Order Behavoir on NYSE Additional symbols will be announced at a later date DATE SYMBOL CORP NAME 5/23/2016 AHL PRA ASPEN Insurance Holding Limited 5/23/2016 AHL PRB ASPEN Insurance Holding Limited 5/23/2016 AHL PRC Aspen Insurance Holdings Limited 5/23/2016 ARH PRC Arch Capital Group Ltd 5/23/2016 ARU Ares Capital Corporation 5/23/2016 ASB PRB Associated Banc Corp 5/23/2016 ASB PRC Associated Banc-Corp 5/23/2016 BFS PRC Saul Centers Inc. 5/23/2016 BGCA BGC Partners Inc. 5/23/2016 CVB Lehman ABS Corporation 5/23/2016 DFS PRB Discover Financial Services 5/23/2016 DTLA PR Brkfld DTLA Fd Off Trst Inv Inc. 5/23/2016 GAM PRB General American Investors Co 5/23/2016 GDV PRA The Gabelli Dividend & Income 5/23/2016 GDV PRD Gabelli Dividend & Income Trust 5/23/2016 GGZ PRA The Gabelli Gbl Sm & Mid Cap Val 5/23/2016 GRX PRA The Gabelli Healthcare & Wellnes 5/23/2016 GRX PRB The Gabelli Healthcare & Wellnes 5/23/2016 GUT PRA Gabelli Utility Trust (the) 5/23/2016 KYN PRF Kayne Anderson MLP Investment Co 5/23/2016 KYN PRG Kayne Anderson MLP Investment Co 5/23/2016 PL PRC Protective Life Corp 5/23/2016 PL PRE Protective Life Corporation 5/23/2016 PUK PR Prudential Public Limited Co 5/23/2016 PUK PRA Prudrntial Public Limited Co DATE SYMBOL CORP NAME 5/24/2016 AM ANTERO MIDSTREAM PARTNERS LP 5/24/2016 AMFW AMEC Foster Wheeler plc 5/24/2016 AR Antero Resources Corporation 5/24/2016 BLK Blackrock 5/24/2016 BW Babcock & Wilcox Enterprises Inc 5/24/2016 BWXT BWX Technologies Inc. 5/24/2016 BZH Beazer Homes Usa 5/24/2016 CBT Cabot 5/24/2016 CHMT Chemtura Corporation 5/24/2016 COG Cabot Oil & Gas Corporation 5/24/2016 CPPL Columbia Pipeline Partners LP 5/24/2016 CTB Cooper Tire & Rubber 5/24/2016 CYD China Yuchai International 5/24/2016 DY Dycom Industries 5/24/2016 EFX Equifax 5/24/2016 EVTC Evertec Inc. 5/24/2016 FCB FCB Financial Holdings Inc. 5/24/2016 GKOS Glaukos Corporation 5/24/2016 GLOB Globant S.A. 5/24/2016 H Hyatt Hotels Corporation 5/24/2016 HLF Herbalife Ltd 5/24/2016 HOT Starwood Hotels & Resorts Ww 5/24/2016 HST Host Hotels & Resorts 5/24/2016 HUBB Hubbell Incorporated 5/24/2016 ICE Intercontinental Exchange Inc. 5/24/2016 IHS IHS Inc. 5/24/2016 LGF Lions Gate Entertainment 5/24/2016 LYB Lyondellbasell Industries Nv 5/24/2016 MEG Media General Inc 5/24/2016 MX Magnachip Semiconductor Corp 5/24/2016 NOAH Noah Holdings Limited 5/24/2016 NORD Nord Anglia Education Inc. 5/24/2016 OEC Orion Engineered Carbons S.A. 5/24/2016 QTS QTS Realty Trust Inc. 5/24/2016 QUAD Quad Graphics Inc 5/24/2016 RPM Rpm International Inc Delaware 5/24/2016 RUBI The Rubicon Project Inc. 5/24/2016 SBY Silver Bay Realty Trust Corp. 5/24/2016 SFS Smart & Final Stores Inc. 5/24/2016 SYX Systemax 5/24/2016 TCS The Container Store Group Inc. 5/24/2016 W Wayfair Inc. 5/24/2016 XOM Exxon Mobil DATE SYMBOL CORP NAME 5/25/2016 ADM Archer Daniels Midland 5/25/2016 AGI Alamos Gold Inc. 5/25/2016 AGX Argan Inc 5/25/2016 AMC AMC Entertainment Holdings Inc. 5/25/2016 ASB Associated Banc-Corp 5/25/2016 ASGN On Assignment Inc. 5/25/2016 ATHM Autohome Inc. 5/25/2016 AXON Axovant Sciences Ltd. 5/25/2016 CHT Chunghwa Telecom Co Ltd 5/25/2016 CHU China Unicom Hong Kong Limited 5/25/2016 CLA Capitala Finance Corp. 5/25/2016 CMCM Cheetah Mobile Inc. 5/25/2016 DCM NTT DOCOMO Inc. 5/25/2016 EHIC eHi Car Services Limited 5/25/2016 EXTN Exterran Corporation 5/25/2016 FELP Foresight Energy LP 5/25/2016 FRC PRA First Republic Bank 5/25/2016 FRC PRB First Republic Bank 5/25/2016 FRC PRC First Republic Bank 5/25/2016 FRC PRD First Republic Bank 5/25/2016 FRC PRE First Republic Bank 5/25/2016 FRC PRF First Republic Bank 5/25/2016 FRC PRG First Republic Bank 5/25/2016 FSB Franklin Financial Network Inc. 5/25/2016 GCV PRB Gabelli Convertible & Income Fd 5/25/2016 GGT PRB Gabelli Multimedia Trust Inc. 5/25/2016 GNE PRA Genie Energy Ltd. 5/25/2016 GPE PRA Georgia Power Co 5/25/2016 GPRK GeoPark Limited 5/25/2016 HCN PRJ Welltower Inc. 5/25/2016 HE PRU Heco Capital Trust Iii 5/25/2016 HPT PRD Hospitality Properties Trust 5/25/2016 HSBC PRA HSBC Holdings plc 5/25/2016 HSEA HSBC Holdings plc 5/25/2016 HSEB HSBC Holdings plc 5/25/2016 HSFC PRBCLHsbc Finance Corp 5/25/2016 HUSI PRFCLHSBC USA Inc. 5/25/2016 HUSI PRGCLHSBC USA Inc. 5/25/2016 HUSI PRHCLHSBC USA Inc. 5/25/2016 IHG InterContinental Hotels Group 5/25/2016 IMPR Imprivata Inc. 5/25/2016 INVN Invensense Inc 5/25/2016 KEP Korea Electric Power 1/2 Shr 5/25/2016 KFY Korn/Ferry International 5/25/2016 KR Kroger 5/25/2016 LCI Lannett Company Inc. 5/25/2016 MAIN Main Street Capital Corporation 5/25/2016 MAN Manpowergroup 5/25/2016 MRIN Marin Software Incorporated 5/25/2016 NEWR New Relic Inc. 5/25/2016 NVGS Navigator Holdings Ltd. 5/25/2016 ONDK On Deck Capital Inc. 5/25/2016 PBYI Puma Biotechnology Inc. 5/25/2016 PQ Petroquest Energy Inc Wd 5/25/2016 PVH PVH Corporation 5/25/2016 SA Seabridge Gold Inc 5/25/2016 SCE PRF Sce Trust I 5/25/2016 SCE PRG SCE Trust II 5/25/2016 SCE PRH SCE Trust III 5/25/2016 SCE PRJ SCE TRUST IV 5/25/2016 SCE PRK SCE TRUST V 5/25/2016 SMI Semiconductor Manufacturing Intl 5/25/2016 TBI Trueblue Inc 5/25/2016 TRMR Tremor Video Inc. 5/25/2016 USDP USD Partners LP 5/25/2016 VCRA Vocera Communications Inc 5/25/2016 VFC V F 5/25/2016 VIPS Vipshop Holdings Limited 5/25/2016 WPT World Point Terminals LP 5/25/2016 WPXP WPX Energy Inc. 5/25/2016 XTLY Xactly Corporation 5/25/2016 YRD Yirendai Ltd. 5/25/2016 ZAYO Zayo Group Holdings Inc. 5/25/2016 ZPIN Zhaopin Limited DATE SYMBOL CORP NAME 5/26/2016 AGD Alpine Global Dynamic Dividend 5/26/2016 AOD Alpine Total Dynamic Dividend Fd 5/26/2016 AWP Alpine Global Premier Properties 5/26/2016 BIO Bio Rad Laboratories Inc 5/26/2016 BIO B Bio Rad Laboratories Inc 5/26/2016 BPL Buckeye Partners Int Unit 5/26/2016 BTO John Hancock Financial Opport Fd 5/26/2016 BXE Bellatrix Exploration Ltd. 5/26/2016 C WSA Citigroup Inc 5/26/2016 CBA ClearBridge American Energy MLP 5/26/2016 CEM Clearbridge Energy Mlp Fund Inc 5/26/2016 CMG Chipotle Mexican Grill 5/26/2016 COT Cott Corporation 5/26/2016 CTR ClearBridge Energy MLP Fund Inc. 5/26/2016 CXE MFS High Income Municipal Trust 5/26/2016 CXH MFS Investment Grade Muni Trust 5/26/2016 DCA Virtus Total Return Fund 5/26/2016 DRD DRDGOLD Ltd. 5/26/2016 DTF DTF Tax Free Income Inc. 5/26/2016 EMO Clrbridge Enrgy Mlp Opp Fd Inc 5/26/2016 EOT Eaton Vance Nat Mun Opp Tst 5/26/2016 ETJ Eaton Vance Risk Mgnt Divd Eq In 5/26/2016 ETX Eaton Vance Municipal Incm Trust 5/26/2016 FMO Fiduciary/Claymore MLP Optnty Fd 5/26/2016 FPF First Trust Intermediate Dur Pfd 5/26/2016 FT Franklin Universal Trust 5/26/2016 GBAB Gugg Bld Amer Bnds Mngd Dur Trst 5/26/2016 HIE Miller/Howard High Incm Equ Fd 5/26/2016 HNR Harvest Natural Resources 5/26/2016 JHA Nuveen High Inc Dec 2018 Tgt Trm 5/26/2016 JHD Nuveen High Inc Dec 2019 Tgt Fnd 5/26/2016 JMM Nuveen Multi-Market Income Fund 5/26/2016 JPM JPMorgan Chase & Co. 5/26/2016 JPM PRA JPMorgan Chase & Co. 5/26/2016 JPM PRB JPMorgan Chase & Co. 5/26/2016 JPM PRD JPMorgan Chase & Co. 5/26/2016 JPM PRE JPMorgan Chase & Co. 5/26/2016 JPM PRF JPMorgan Chase & Co. 5/26/2016 JPM PRG JPMorgan Chase & Co. 5/26/2016 JPM PRH JPMorgan Chase & Co. 5/26/2016 JPM WS JPMorgan Chase 5/26/2016 KMM Deutsche Multi-Market Incm Trust 5/26/2016 KODK WS Eastman Kodak Company 5/26/2016 KODK WSAEastman Kodak Company 5/26/2016 LEJU Leju Holdings Limited 5/26/2016 LXFT Luxoft Holding Inc. 5/26/2016 MCN Madison Cvd Call & Eqty Stgy Fnd 5/26/2016 MCR Mfs Charter Income Trust 5/26/2016 MIE Cohen & Steers MLP Incm & Energy 5/26/2016 MIN MFS Intermediate Income Trust 5/26/2016 MLM Martin Marietta Materials 5/26/2016 MMD MainStay Defined Muni Opp Fund 5/26/2016 MSL Midsouth Bancorp Inc 5/26/2016 MSP Madison Strategic Sector 5/26/2016 MTB PR M&T Bank Corporation 5/26/2016 MTB PRC M&T Bank Corporation 5/26/2016 NAC Nuveen Ca Div Adv Muni Fd 5/26/2016 NAN Nuveen Ny Div Advantage Muni Fd 5/26/2016 NBD Nuveen Build Am Bond Opp Fd 5/26/2016 NCA Nuveen California Mun Val Fund 5/26/2016 NEV Nuveen Enhanced Municipal Value 5/26/2016 NPI Nuveen Premium Muni Inc Fund 5/26/2016 NQM Nuveen Inv Quality Muni Fund 5/26/2016 NUW Nuveen ATM - Free Muni Val Fd 5/26/2016 NXN Nuveen Ny Select Tx Free 5/26/2016 NXR Nuveen Select Tax Free Inc # 3 5/26/2016 OAKS Five Oaks Investment Corp.

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