NONTARGETED DISCOVERY OF XENOBIOTICS IN HUMAN URINE BY MALDI-TOF/TOF-MS
Dissertation Presented
by
Yuanyuan Yao
To
The Bouve’ Graduate School of Health Sciences in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy in Pharmaceutical Sciences with specialization in Biomedical Sciences
NORTHEASTERN UNIVERSITY BOSTON, MASSACHUSETTS
April 2018
ABSTRACT
In this dissertation research, nontargeted analysis of the urine metabolome, including xenobiotics, was studied using LC (Liquid Chromatography)-MALDI (Matrix Assisted Laser Desorption Ionization)
MS (Mass Spectrometry) techniques. MALDI is a sensitive soft ionization MS technique that has been mainly used to analyze large molecules such as peptides, proteins, and nucleic acids. Here, MALDI MS methods were employed for detection of urine metabolites. To increase the recovery of nonpolar metabolites, a novel porous extraction paddle (PEP) was validated with co-workers and used for urine extraction. A method for sample preparation including UHPLC (Ultra High-Performance Liquid
Chromatography) was optimized to facilitate detection of nonpolar urine sulfate metabolites by MALDI
MS. Using this approach, the detection coverage of such compounds was greatly expanded as compared to prior methods. Detection of 1129 MS precursor ions corresponding to putative sulfate and glucuronide metabolites was achieved. Combining MS and MS/MS experiments, a strategy was developed for tentative identification of the detected metabolites. This led to the first nontargeted analysis of environmental contaminants in urine. It was shown that the detection sensitivity of positive-mode MALDI MS can be enhanced using enzymatic deconjugation and cationic tagging methods. Also, an evaporative derivatization method was developed to increase the sensitivity of negative-mode MALDI MS for detection of phenolic compounds. Overall, through careful method development and optimization, the usefulness of LC-MALDI
MS as an analytical platform for the measurement of the urine nonpolar metabolome, including urinary xenobiotics, has been extended.
Northeastern University Bouvé College of Health Sciences
Dissertation Approval
Dissertation title: Nontargeted Discovery of Xenobiotics in Human Urine by MALDI- TOF/TOF-MS
Author: Yuanyuan Yao
Program: Doctor of Philosophy in Pharmaceutical Sciences with a Specialization in Pharmaceutics
Approval for thesis requirements for the Degree of Doctor of Philosophy in: Pharmaceutical Sciences
Dissertation Committee (Chair):
Signature: ______Date______Printed Name: ______
Other committee members:
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Associated Dean of Graduate Education, Bouvé College of Health Sciences:
Signature: ______Date______Printed Name: ______
ACKNOWLEDGEMENTS
Finishing the research and writing the dissertation has been an Odyssey for me. I want to thank my committee for their advices and patience. I appreciate having Dr. Giese as my mentor. He not only taught me about mass spectrometry but also showed me a role model to balance the multiple responsibilities in life. I would not be able to continue and finish my dissertation without Dr. Giese continuous support and encouragement. Also, I am indebted to Dr. Poguang Wang in our lab for his help throughout my research.
Dr. Wang always provide me kind guidance with his deep and broad knowledge of chemical analysis and led me through many obstacles in my research. Finally, I am grateful to my daughter and husband who inspired me to persist in overcoming difficulties in life.
TABLE OF CONTENTS
1. INTRODUCTION
1-1. The scope of dissertation work………………………………………………………………...1
1-2. Xenobiotics in urine………………………………………………………………...... 2
1-2.1. Human urine composition………………………………………………………………....2
1-2.2. Small molecules in urine: endogenous metabolites and xenobiotics…………………...... 3
1-2.3. Metabolism of xenobiotics……………………………………………………………...... 5
1-2.4. Possible correlations between xenobiotics and diseases………………………………...... 7
1-3. Analysis of urine xenobiotics………………………………………………………………...... 8
1-3.1. Metabolomics in general………………………………………………………………...... 8
1-3.2. Target and Nontargeted analysis .. ………………………………………………………. 9
1-3.3. Special aspects of urine xenobiotic analysis……………………………………………...11
1-3.4. Current development of xenobiotics analysis of urine……………………………………13
1-4. MS methods for chemical analysis of biological samples……………………………………15
1-4.1. A new analytical platform for urine metabolic analysis based on MALDI-TOF-MS…….15
1-4.2. Soft ionization techniques for MS spectrometry………………………………………….17
1-4.3. MS analyzers……………………………………………………………………………..24
1-4.4. Tandem MS………………………………………………………………………………29
1-4.5. Application of MS techniques in urine metabolomics……………………………………35
1-4.6. Use of MALDI for small molecule analysis……………………………………………...36
1-5. Sample preparation methods for MS analysis………………………………………………..37
1-5.1. Urine sample collection …………………………………………………………………37
1-5.2. Chemical derivatization of xenobiotics for MS analysis…………………………………39
1-5.3. Solid phase exaction of biological samples………………………………………………43
1-5.4. HPLC of complex biological samples for MS analysis………………………………….47
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2. MATERIALS AND METHODS
2-1. Evaporative derivatization reaction with sulfobenzoic anhydride……………………………48
2-2. Preparation of PEP bags for exaction of urine metabolites…………………………………49
2-3. Urine sample collections……………………………………………………………………...51
2-4. Direct MALDI-MS analysis of urine metabolites extracted by MP-PEP……………………...52
2-5. Optimized sample preparation method for UHPLC-MALDI MS analysis…………………... 53
2-6. HPLC and UHPLC ………………………………………………………………………….54
2-7. MALDI TOF MS and TOF/TOF tandem MS ………………………………………………. 55
2-8. Enzymatic deconjugation and cationic tagging of urine……………………………………... 56
3. RESULTS AND DISCUSSION
3-1. Evaporative derivatization of phenols with sulfobenzoic anhydride for negative-mode MALDI-
MS …………………………………………………………………………………………... 56
3-1.1. SBA evaporative derivatization reaction and MALDI MS analysis of a model phenol (4-
phenyl-phenol)……………………………………………………………………………… 57
3-1.2. Anionic Tagging and MALDI MS analysis of a 15-phenol mixture……………………...68
3-2. Development of Porous Extraction Paddle (PEP) for urine metabolite extraction………….73
3-2.1. The PEP with solid phase extraction adsorbents………………………………………….73
3-2.2. Evaluation of extraction efficiency of various PEP with a standard dye………………….75
3-2.3. PEP extraction of urine samples for qualitative analysis of metabolites………………… 76
3-2.4. PEP extraction of urine samples for quantitative analysis of targeted metabolites………..83
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3-3. Optimized procedure for UHPLC-MALDI MS analysis of urine metabolites………………..86
3-3.1. Our urine sample preparation strategy for LC/MALDI MS analysis……………………. 87
3-3.2. High reproducibility of our sample preparation strategy…………………………………89
3-4. UHPLC-MALDI analysis of sulfatome and glucuronidome of urine samples……………….91
3-4.1. UHPLC-UV spectra of 6 urine samples…………………………………………………. 91
3-4.2. Sulfatome and glucuronidome of six urine samples detected by UHPLC-MALDI MS… 94
3-4.3. Tentative assignment of the sulfate conjugates by matching METLIN database…………96
3-4.4. Examples of sulfated metabolites discovered in urine samples by MALDI MS MS/MS. 100
3-4.5. Candidate pollutants in the 6 urine samples……………………………………………. 104
3-5. Deconjugation and cationic tagging of urine samples for UHPLC-MALDI analysis………..107
3-5.1. Optimization of conditions for enzymatic deconjugation of urine …………………….108
3-5.2. Cationic tagging of the deconjugated urine sample…………………………………….. 111
3-5.3. UHPLC MALDI MS analysis of cationic tagged urine sample………………………… 113
3-5.4. MALDI-MS spectra of a cationic tagged deconjugated urine sample………………….. 115
4. SUMMARY AND CONCLUSSION…………… ………………………………………..117
5. PUBLICATIONS IN THIS STUDY………………………….…………………………. 118
6. REFERENCES……………………………………………………………………….… ...119
III
LIST OF TABLES
Table 1. Common conjugations of xenobiotics (denoted as X in the table) in the phase II metabolism….11
Table 2. Examples of matrix molecules for UV and IR MALDI……………………………………….…19
Table 3. Silylating and acylating reagents for chemical derivatization of acids, alcohols and amines for GC- MS…………………………………………………………………………………………………………32
Table 4. Cationic tagging reagents for positive mode LC-MS chemical analysis………………………….35
Table 5. Examples of ion exchange adsorbents…………………………………………………………….38
Table 6. Yield of solution phase derivatization reactions of 4-phenylphenol at different reaction conditions………………………………………………………………………………………………….54
Table 7. Yield of derivatization reaction in solid phase at room temperature at different time lengths. The reactants are from concentrating of 50-uL of 0.05M 4-phenylphenol, 0.5M SBA, and DMAP (2% w/w of 4-phenylphenol) …………………………………………………………………………………………..55
Table 8. Yield of solid phase derivatization reaction at different temperature for 2 hours. The reactants are from concentrating of 50-μL of 0.05M 4-phenylphenol, 0.5M SBA, and DMAP (2% w/w of 4- phenylphenol)……………………………………………………………………………………………..55
Table 9. Yield of solid phase derivatization reaction at 60°C for different time lengths. The reactants are from concentrating of 50-μL of 0.05M 4-phenylphenol, 0.5M SBA, and DMAP (2% w/w of 4- phenylphenol)……………………………………………………………………………………………..55
Table 10. Yield of the 4-phenylphenol : SBA, DMAP (2% w/w of 4-phenylphenol) solid phase derivatization reaction at 60 °C for 1 hour at different initial concentrations of the reactants in solution..56
Table 11. The 15 phenolic compounds in the mixture: 1) 4-nonylphenol; 2) 4-phenylphenol (4PP); 3) 2,4- dimethylphenol; 4) 4-chloro-3-methylphenol; 5) bisphenol A (BPA); 6) o-cresol; 7) phenol; 8) 2,4- dichlorophenol; 9) 2-nitrophenol; 10) 4-nitrophenol; 11) 2-methyl-4,6-dinitrophenol; 12) 2,4-dinitrophenol; 13) 2-chlorophenol; 14) 2,4,6-trichlorophenol; 15) pentachlorophenol. ND stands for “not readily detected”………………………………………………………………………………………………….. 61
Table 12. The yield of the SBA-tagging of pentachlorophenol at various temperature for 2 hours………...62
Table 13. The six adsorbents used to make the MP-PEP. All adsorbents were purchased from Supelco (Bellefante, PA, USA)……………………………………………………………………………………..65
IV
Table 14. The number of putative sulfate and glucuronide conjugated metabolites in the sixurine sample discovered by our UHPLC MALDI MS and MS/MS analysis…………………………………………….86
Table 15. The hits of pesticides, herbicides, and priority pollutants that may exist in the six urine samples discovered by searching METLIN as shown in Figure 38……………………………………………….....95
Table 16. Total MALDI MS intensities (x10-5) of urine sulfates…………………………………………..96
LIST OF FIGURES
Figure 1. The structures of the three most abundant molecular compounds in the dry mass of human urine...2
Figure 2. The metabolic pathway of catecholamines from phenylalanine. The acronyms represent the enzymes that catalyze the corresponding reactions: AADC (acromatic amino acid decarboxylase), AAAH (biopterin-dependent aromatic amino acid hydroxylases), COMT (catechol-O-methyltransferase), DBH (dopamine beta-hydroxylase), PNMT (phenylethanolamine N-methyltransferase)………………………...4
Figure 3. A schematic flow chart of the xenobiotic metabolism in human body……………………………5
Figure 4. Three examples of xenobiotics that have known or potential adverse effects on human health….6
Figure 5. Two ionic tagging reagents for derivatization of metabolites for negative mode MS………….35
Figure 6. The urine collection guidelines for participants of this study to collect urine samples at home…43
Figure 7. The weak anion exchange SPE cartridge used in our study……………………………………..45
Figure 8. An anionic tagging agent SBA: 2-sulfobensoic acid cyclic anhydride…………………………49
Figure 9. Derivatization of phenolic metabolites by SBA for subsequent MALDI-TOF-MS and MS/MS in negative ion mode…………………………………………………………………………………….……49
Figure 10. The MALDI (negative mode) MS spectra of the analyte sample of (A) unmodified 4- phenylphenol (~1ng/spot), and the control sample (B) the MALDI matrix, alpha-cyano-4-hydroxycinnamic acid (CCA). The spectrum of unmodified 4-phenylphenol sample is indistinguishable from that of control sample……………………………………………………………………………………………………..50
Figure 11. Derivation of 4-phenylphenol with SBA. ……………………………………………………..51
- Figure 12. MALDI (negative mode) MS spectra of (A) modified 4-phenylphenol (C19H13O5S ) (~0.2 nmol/spot) and (B) CCA matrix. ………………………………………………………………………….51
V
Figure 13. MALDI MS/MS spectra of the parent ion at m/z=353.05 for (A) modified 4-phenylphenol (C19H13O5S‒) (~0.2nmol/spot) and (B) pure CCA matrix. ………………………………………………52
Figure 14. Reverse phase HPLC chromatograms of the reaction mixture of 4-phenylphenol (4PP) SBA- tagging reaction. (A) solution-based reaction at 80 °C for 2 hours. (B) Evaporative reaction at 60 °C for 1 hour. Subsequent MALDI MS analysis showed peak 1 is SBA-4PP and peak 2 is underivatized 4PP……..53
Figure 15. Evaporative SBA tagging reaction for 4-phenylphenol. The picture shows the reaction mixture after evaporation in a SpeedVac. …………………………………………………………………………..54
Figure 16. MALDI (negative mode) MS spectra of (A) product of solid phase reaction with 5μL of 5x10- 6M 4-phenylphenol in initial solution, and (B) CCA matrix. ………………………………………………57
Figure 17. MALDI MS/MS spectra of the parent peak at m/z=353.05 for (A) the product of solid phase reaction with 10-6M phenylphenol in initial solution, and (B) CCA matrix………………………………...58
Figure 18. A scheme of general SBA-tagging reaction of phenolic compounds for MALDI MS and MS/MS analysis. R represents the apo-phenol moiety of phenolic compound……………………………………...59
Figure 19. Negative mode MALDI MS spectra of (A) a mixture of 15 phenolic compounds in Table 11 derivatized by evaporative SBA tagging reaction; phenylphenol in initial solution, and (B) the reaction blank without phenol mixture..…………………………………………………………………………….60
Figure 20. HPLC chromatography of the SBA tagging reaction mixture for pentachlorophenol at 100 °C for 2 hours. Peak 1 and 2 are the SBA-tagged pentachlorophenol and the underivatized pentachlorophenol, respectively...……………………………………………………………………………………………...62
Figure 21. The porous extraction paddle (PEP) having the following components from top to bottom: stirring motor; four off-sets (vertical white rods), black lid (for a 0.5 gallon jar, not shown); shaft; horizontal PTFE bar into which the shaft is press-fitted at the top of the bar, with a slot on the lower side that accommodates the cage, and with two vertical slots for two Tiewraps; porous nylon bag (6.0 × 6.5 cm) containing 2 g of MP-adsorbent that is sandwiched between two sheets of stainless steel mesh (each 8.0 × 8.7 cm), where the meshes are held together further with three additional Tiewraps………………………65
Figure 22. The structure of Malachite Green dye…………………………………………………………..66
Figure 23. A vial containing Malachite Green dye with a mini-PEP at (A) time = 0 and (B) time = 8 minutes after shaking at 230 oscillation rate. .………………………………………………………………………66
Figure 24. Absorbance of Malachite Green dye in a 4% acetic acid solution during extraction using a PEP packed with (A) an Empore SDB-XC membrane , (B) 2.0-g MP-adsorbent (n =3), (C) 2.0-g Carboxen-1003 adsorbent. .………………………………………………………………………………………………...66
VI
Figure 25. MALDI MS spectra of (A) eluates from urine-exposed PEP, and (B) CCA matrix blank. The insets are the low-mass region of the spectra zoomed in 25 times to show the low intensity peaks………...68
Figure 26. The MALDI MS/MS spectrum of the m/z = 525.030 peak in the MS spectrum. The accurate mass of precursor ion and the pattern of product ions match a sulfate, glucuronide double conjugate of apigenin/genistein.………………………………………………………………………………………...69
Figure 27. The MALDI MS/MS spectrum of the m/z = 169.035 peak in the MS spectrum. The accurate mass of precursor ion and the pattern of product ions match uric acid. ………………………………...... 70
Figure 28. The MALDI MS/MS spectrum of the m/z = 265.110 peak in the MS spectrum. The accurate mass of precursor ion and the pattern of product ions match vitamin B1. ………………………………....71
Figure 29. The MALDI MS/MS spectrum of the m/z = 358.264 peak in the MS spectrum. The accurate mass of precursor ion and the pattern of product ions match 2,3-dioctanoylglyceramide………………….72
Figure 30. (A) The MALDI MS/MS spectrum of the m/z = 1734 peak in the MS spectrum. The accurate mass of precursor ion and the pattern of product ions match a peptide with sequence AKVGEAKVMIIIDSME, which is derived from kinesin light chain. (B) The peptide sequence was annoted using the DeNovo Explorer software. ………………………………...... 73
Figure 31. The three compounds used to spike the urine sample for evaluating MP-PEP extraction and MALDI MS analysis. ………………………………...... 74
Figure 32. The MALDI MS spectra of the PEP-extracted urine samples (A) spiked with 400-nmol of each thiamine-d3, O-octanyl[N-methyl-d3] carnitine, and reserpine; (B) similarly spiked sample as (A) but with additional 140-fmol of the three compounds added to each spot on the MALDI sample plate. The labeled peaks are assigned to: 1, thiamine; 2, thiamine-d3; 3, O-octanoly carnitine; 4, O-octanyl[N-methyl-d3] carnitine; 5, nonanoyl carnitine; 6, decatrienoyl carnitine; 7,9, decenoly cartnitine; 8, decanoly carnitine. The inset is the nonspiked urine. ………………………………...... 75
Figure 33. The MALDI MS spectra of the PEP-extracted urine samples (A) spiked with 400-nmol of each thiamine-d3, O-octanyl[N-methyl-d3] carnitine, and reserpine; (B) similarly spiked sample as (A) but with additional 140-fmol of the three compounds added to each spot on the MALDI sample plate; (C) nonspiked. The peaks m/z = 609.280, 610.285, and 611.289 are respectively assigned to protonated reserpine and two isotopic reserpine. ……………………………….………………………………………………………...76
Figure 34. The workflow of our analysis of urine sulfateome. ………………………………...... 78
Figure 35. UHPLC chromatograms of three successive injection of the urine sample E. The chromatograms are shifted vertically for clear comparison. ………………………………...... 81
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Figure 36. UHPLC chromatograms of the urine sample E prepared by the step 1-5 in Figure 34 at time 0 (curve 1) and 6 weeks later (curve 2. The chromatograms are shifted vertically for clear comparison……..81
Figure 37. UHPLC chromatograms at 260 nm, 214 nm and 320nm of six urine sample prepared by the sample preparation step 1-5 in Figure 52. ……………………………………………………………...... 83
Figure 38. Evaluation of the 1129 precursor ions detected in the UHPLC-MALDI MS analysis of the sixurine sample. The putative identity of the precursor ions was determined by searching their experimental exact masses in the metabolite database METLIN. Marched compounds are designated as “hit”…………87
Figure 39. The molecular backbone of steroids and flavonoids. ………………………………...... 89
Figure 40. Detection of morphine-3-sulfate by the UHPLC-MALDI analysis. (a) Detection of the precursor ion as M‒1 at m/z = 364.086 with accuracy of 3 ppm (indicated by the blue arrow) in MALDI MS spectrum. (b) Detection and assignment of the two product ions of putative morphine-3-sulfate (m/z = 80 and 284) in the MALDI MS/MS spectrum…………..………………………………...... 91
Figure 41. Detection of 3β,16α-dihydroxyandrostenone sulfate by the UHPLC-MALDI analysis. (a) Detection of the precursor ion as M‒1 at m/z = 383.151 with accuracy of 5 ppm (indicated by the blue arrow) in MALDI MS spectrum. (b) Detection and assignment of the three product ions of 3β,16α- dihydroxyandrostenone sulfate (m/z = 80, 97 and 303) in the MALDI MS/MS spectrum………………….92
Figure 42. Detection of estriol-3-sulfate-16-glucuronide by the UHPLC-MALDI analysis. (a) Detection of the precursor ion as M‒1 at m/z = 543.151 with accuracy of 5 ppm (indicated by the blue arrow) in MALDI MS spectrum. (b) Detection and assignment of the three product ions of estriol-3-sulfate-16-glucuronide (m/z = 80, 463 and 367) in the MALDI MS/MS spectrum…………………………………………………93
Figure 43. The phthalate pollutants that match the MS ions of the urine samples in our study……………96
Figure 44. 4-sulfatase from human. X-ray structure from Protein Data Bank in Europe (PDBe: 1fsu). Sulfatase catalyzes hydrolysis of sulfate ester into sulfate and phenol or alcohol………………………....97
Figure 45. The relative intensity of 11 sulfate peaks detected by MALDI MS for the urine samples before and after enzymatic deconjugation reactions under different conditions. Control is the original urine sample prepared by the same procedure but without adding the enzyme………………………………………….99
Figure 46. The yield of deconjugation of the 11 sulfate conjugates under different reaction conditions measured by MALDI MS………………………………………………………………………………...100
Figure 47. Cationic tagging of various types of analytes using CAX-B…………………………………101
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Figure 48. The schematic work flow of deconjugation and cationic tagging of urine sample for UHPLC MALDI MS analysis. ………………………………...... 102
Figure 49. The UHPLC chromatograms of the cationic tagged urine sample (black trace) and the control of blank tagging reaction mixture without urine (blue trace). UV absorbance was monitored at 260 nm…..103
Figure 50. MALDI MS spectrum of the UHPLC elute fraction at 42 minutes of the cationic tagged urine sample and the control of blank tagging reaction mixture. ………………………………...... 104
Figure 51. MALDI MS spectra of the unmodified urine sample and the cationic tagged urine sample. The amount of cationic tagged urine sample loaded for MS experiment is 1/120 of that used for native urine experiment. The red arrows indicate the sulfated testosterone/prasterone/dehydroepiandrosterone detected in the native urine sample and the cationic tagged molecule of the same metabolite in the modified urine sample. The inset is the MS/MS spectrum of the precursor ion (m/z = 492.348)………………………….105
IX
1. INTRODUCTION
1-1. Scope of the dissertation work
My dissertation research is focused on developing new techniques to advance the usefulness of
MALDI-TOF/TOF-MS for non-targeted discovery of xenobiotics in urine. Analysis of small molecule components of biological fluid samples, such as urine, finds important applications in disease diagnostics, pharmaceutical studies, as well as environmental research. Due to the complexity and diversity of the chemical composition of urine samples, urine analysis presents a challenge of ever-increasing needs of novel techniques for detecting newly emerged drugs or environmental pollutants at a broad range of concentration levels.
The background knowledge needed to understand this work is reviewed. In section 1-2, I provide an overview of xenobiotics, i.e. foreign small molecules lacking purpose in the body, in urine. Three questions are answered in section 1-2: What kinds of small molecules are commonly found in human urine samples? How they are metabolized in the body and find their way into urine? And what is the relationship between xenobiotics and diseases? In section 1-3, I give the reader a short review on the general background and current methods and techniques for chemical analysis of urine xenobiotics. One of the most widely used types of techniques in the analytical toolbox of xenobiotics is the combination of chromatography and mass spectrometry. Section 1-4 gives the reader with general scientific background a more detailed introduction to the MALDI-TOF-MS technique. In section 1-5, some sample preparation strategies for MS analysis are reviewed.
In my research, I developed several specific sample preparation techniques. In section 3-1, I present a novel evaporative derivatization method to add an anionic tag to phenols for the negative-mode detection by MALDI. To lay down a basis for urine metabolomic analysis, I describe in section 3-2 a novel porous extraction paddle (PEP) for urine extraction. Section 3-3 describes an optimized sample preparation protocol of a sequential extraction and separation method. I have shown that this protocol can be used to
Page 1 of 133 prepare urine samples for MALDI-TOF-MS analysis, and the results are highly reproducible. Using this protocol, I have demonstrated that MALDI-TOF-MS can be used to discover tentatively xenobiotics in urine samples. Specifically, UHPLC-MALDI analysis of the nonpolar sulfatome of six urine samples is described in the section 3-4. Finally, I present in section 3-5 a novel method of deconjugation and cationic tagging of urine samples for UHPLC-MALDI analysis in the positive mode.
1-2. Xenobiotics in urine.
1-2.1. Human urine composition
In the animal kingdom, most species including mammals, birds and reptiles remove the water soluble metabolic wastes from blood stream through the excretory system. Humans generate urine in kidneys as a result of sequential processes of filtration, tubular reabsorption, and tubular secretion. Urine is excreted through ureter, urinary bladder, and urethra to outside of body. The urine is essentially an aqueous solution of metabolic by-products. A healthy person produces 0.6 to 2.5 liters urine each day.(1) 91 to 96% weight of urine is water.(2) The average dry weight of the urine of a person in a day is about 60 grams.(2)
The dry weight of urine contains between 65% and 85% organic compounds, as well inorganic salts for the rest.(2) Urination is the main pathway for human to eliminate nitrogen-containing wastes from the blood stream. On average, one liter urine have 8.12 grams of nitrogen element, 8.25 grams of oxygen, 6.87 grams
Urea Creatinine Uric Acid Figure 1. The structures of the three most abundant molecular compounds in the dry mass of human urine.
Page 2 of 133 of carbon, 1.51 grams of hydrogen, 1.87 grams of chloride, 1.17 grams of sodium and 0.75 grams of potassium.(2) Due to the high nitrogen content, urine was once used as a nitrogen source for production of gunpowder in the 19th century.(3) The most abundant organic compounds in the dry weight of urine is urea
(~9.3 g/L), creatinine (~0.67 g/L) and uric acid (~0.25-0.75 g/L) (Figure 1). Other organic materials in urine, including endogenous metabolites, xenobiotic metabolites and sometimes proteins, usually exist at much lower concentrations. Urine is normally sterile before reaching the urethra, where anaerobic Gram-negative bacteria break down urea into ammonia that gives the odors of urine.
1-2.2. Small molecules in urine: endogenous metabolites and xenobiotics
Most molecules in urine are the metabolic byproducts in the processes of producing energy needed to support the life, as well as the molecular building blocks of living organisms, e.g. lipids, carbohydrates, amino acids, and nucleotides. These endogenous metabolites play important physiological roles, such as hormones, neurotransmitters, etc. The biological pathways of the metabolite synthesis usually consist of a series of interconnected enzyme-catalyzed chemical reactions, involving many structurally related intermediate metabolites. For example(4, 5), Figure 2 shows the metabolic pathway for synthesis of catecholamine hormones from phenylalanine. The endogenous metabolites and the secondary metabolites produced along the metabolic pathways can get into the blood circulation and be degraded by enzymes such as monoamine oxidase (MAOs). Many endogenous metabolites and their degraded forms can be found in urine.
Besides the nutrients and the small molecules having physiological functions, there could be also
“foreign” chemicals in human body, e.g., drugs and pollutants. The molecules that are neither produced by human body nor from normal food and lack purpose in the body, are called xenobiotics. Despite the general definition, the term xenobiotic is most often used to refer to the chemicals having known/potential adverse effects on normal physiological functions of human body. Common xenobiotics include environmental pollutants, pesticides, herbicides, and food additives. Elevated level of pollutants in environment due to
Page 3 of 133 human activity raises an increasing issue to environment and healthcare. For example, some polycyclic aromatic hydrocarbons (PAHs) from burning fossil fuels are carcinogens. Metabolically activated PAHs can bind to DNA to form DNA adducts and cause cancers.(6) Exposure to PAHs are also associated with
AADC PNMT
L-Phenylalanine Phenethylamine N-Methylphenethylamine
AAAH N-Methyltyramine PNMT AADC
DBH L-Tyrosine p-Tyramine
AAAH p-Octopamine
PNMT AADC
L-Dopa Dopamine COMT Synephrine
PNMT
Epinephrine Norepinephrine 3-Methoxyltyramine (Adrenaline) (Noradrenaline) Figure 2. The metabolic pathway of catecholamines from phenylalanine. The acronyms represent the enzymes that catalyze the corresponding reactions: AADC (acromatic amino acid decarboxylase), AAAH (biopterin- dependent aromatic amino acid hydroxylases), COMT (catechol-O-methyltransferase), DBH (dopamine beta- hydroxylase), PNMT (phenylethanolamine N-methyltransferase).
Page 4 of 133 cardiovascular diseases as well as developmental disorders.(7) Generally, the human body degrades xenobiotics in the liver and excretes them mainly into urine.
1-2.3. Metabolism of xenobiotics
The human body can detoxify xenobiotics through metabolic pathways consisting of a series of enzyme-catalyzed chemical modifications. The dynamic concentrations and duration of xenobiotics in human body is limited by the rate of metabolism. The in-vivo chemical transformation of xenobiotics take place in multiple organs, mainly in liver and kidney. The detoxification of xenobiotics is generally accomplished through two sequential phases. Phase I of xenobiotic metabolism involves a variety of enzymatic reactions to introduce polar and reactive functional groups to the otherwise inert lipophilic xenobiotic molecules. These modified molecules are then chemically conjugated to hydrophilic or ionic molecules in the phase II metabolism. Finally, the xenobiotic conjugates produced in phase II could be
Lipophilic Xenobiotic oxidation reduction hydrolysis Phase I
Reactive Intermediates
Electrophiles Nucleophiles
glutathione sulfation glucuronidation Phase II conjugation acetylation
Hydrophilic/Ionic Conjugates
Figure 3. A schematic flow chart of the xenobiotic metabolism in human body.
Page 5 of 133 further modified, excreted from cells, and removed from body in urine. A schematic flow chart of xenobiotic metabolism is shown in Figure 3.
Due to the diversity of metabolic pathways for each xenobiotic, there are usually many modified and conjugated forms of the original molecule present in urine at different levels. For instance, metabolomics studies have revealed 24 derivatives of nicotine in human urine of the individuals who smoke.(5) Therefore, identification and quantification of xenobiotics should take into account the unmodified molecules as well as their derivatives.
1-2.4. Possible correlations between xenobiotics and diseases
By definition, xenobiotic molecules are “foreign” to living organisms and have no purpose there.
Some xenobiotics may be benign and not interfere with normal physiological functions. More often than not, xenobiotics can cause health issues at high levels and for long exposure. Most familiar examples include (Figure 4): the historically used pesticide, dichlorodiphenyltrichloroethane (DDT), which is carcinogenic; the controversial plastic component, bisphenol A (BPA), which is said to be endocrine- disrupting; the plasticizers, phthalates, which are believed to be associated with high risk of breast cancer, birth defects, as well as endocrine disruption and obesity in children.
phthalates DDT BPA
Figure 4. Three examples of xenobiotics that have known or potential adverse effects on human health.
Besides the adverse effects on health of adults, even more serious concerns are the birth defects and early age developmental defects. Recent studies have found high abundance of xenobiotics metabolites,
Page 6 of 133 especially endocrine-disrupting compounds such as bisphenol A, phytoestrogens, and polychlorinated biphenyls, in the amniotic fluid of women with high risk of preterm birth.(8, 9)
As an ever-increasing volume of studies establishes the relationship between xenobiotics and human diseases, chemical analysis of biological samples, e.g., blood, urine, cerebrospinal fluids, may prove to be valuable tools for disease diagnostics or risk evaluation. Indeed, measurement of xenobiotics and, more generally, metabolomics represent a new trend for personalized medicine.(10)
1-3. Analysis of urine xenobiotics
1-3.1. Metabolomics in general
The studies of “omics” refer to multi-analyte analysis of biological molecules in a sample. Analysis of DNA, mRNA and proteins of biological milieu has led to the development of genomics, transcriptomics, and proteomics, respectively.(11-13) Knowledge of the detailed profiles of bio-macromolecules have greatly advanced the research in biology, medicine, and pharmaceutical science. Nevertheless, the central dogma of biology does not depict the complete landscape of biochemistry of living organisms. Small molecules are ubiquitous in vivo and play diverse essential functions such as energy sources, structural units, hormones, enzyme cofactors and substrates. Therefore, identification and quantification of small molecule metabolites in various types of samples are crucial to reconstruct a holistic picture of the metabolic pathways associated with disease and physiological functions. The complete set of small molecule metabolites of a biological specimen is called its metabolome. The study of metabolome is referred to as metabolomics.
In metabolomics, the analytes are usually small molecules with mass lower than 1500 Daltons.
These small molecules in biological samples include common metabolites (e.g., amino acids, sugars, lipids, phenols, steroids, and alkaloids) and the xenobiotics which are specific to individuals.(14, 15) Because small molecule metabolites in body are constantly synthesized, adsorbed, modified, and degraded, the metabolome is intrinsically dynamic. The identity and concentrations of the small molecules in a
Page 7 of 133 metabolome depend on many factors, including the types of biological samples, the time of sample collection, the age, diet, and health condition of the individual. Even though the metabolome of a tissue or a biological fluid can change rapidly, metabolomics analysis provides “snapshots” of molecular footprints of metabolic reactions. Since metabolites are directly related to the phenotypes, metabolomics is especially suitable for disease diagnostics and evaluating the effects of diets, drugs, pollutants, or medical treatments on individual’s health. Indeed, personalized metabolomics is an essential component of the personalized medicine.(16)
1-3.2. Target and Nontargeted analysis
In general, analysis of metabolites can be classified as targeted or non-targeted. The goal of targeted analysis is to quantify known metabolites in biological samples. The behavior of the target metabolite in the experiment, e.g., the retention time in a HPLC measurement or fragment masses produced in a tandem
MS experiment, is known from the literature, database, or the measurement of a standard sample. The metabolite of interest in the biological samples is identified by observing the same behavior as the standard in the experiments. Typically, a couple of orthogonal experimental techniques, i.e., methods with very different selectivity, are used to analyze the same sample to increase the confidence of identification. For example, target metabolite analysis can be conducted using a LC-MS-MS method.(17) In this method, the molecules in a liquid sample are separated by their retention time on a liquid chromatography column. The
LC fractions are ionized in a mass spectrometer (usually by a soft ionization method) to produce the precursor ions for each molecule. The m/z (mass-to-charge ratio) of the precursor ions are determined by the first mass analyzer. Then, a precursor ion with selected m/z will be fragmented in the collision cell of the MS spectrometer. The m/z of the fragments are determined by the second mass analyzer. The LC-
MS/MS provides three orthogonal properties of the target molecule: interaction (LC retention time), molecular weight (m/z of the precursor ion), and structural clues (m/z of the fragments). A commonly used method based on the specific fragmentation reaction is called Selected Reaction Monitoring (SRM).(18)
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Using an isotopic analogue of the target metabolite as internal standard, SRM MS usually can be used to accurately quantify the concentration of a metabolite in the target analysis.(19)
In nontargeted metabonomic analysis, the goal is to discover all metabolites or all metabolites of the same type in the metabolome of a biological sample.(20, 21) Because no prior knowledge about the analytes is known and the sample preparation is not optimized for a specific metabolite, nontargeted analysis usually is less sensitive and much less quantitative than targeted analysis. However, the metabolites identified in nontargeted analysis can be further quantified in targeted analysis.(22) In addition, the metabolic profiles of biological samples obtained in the nontargeted analysis can be used to compare different groups of samples, e.g., patients with a disease and the healthy individuals. The differentiation of sample groups is achieved by statistical analysis of the metabolite profiles. A variety of statistical tools, including univariate and multivariate methods, can be used for non-targeted metabonomic analysis.(23-25) The univariate methods, such as t-test and Analysis of Variance (ANOVA), are based on comparison between the values of an individual parameter (metabolite) of the sample groups.(26, 27) These methods are most suitable to differentiate the large sample groups having substantial difference in one metabolite signal. Some multivariate methods include Multivariate Analysis of Variance (MANOVA), ANOVA Simultaneous
Component Analysis (ASCA), Principle Component Analysis (PCA), and Partial Least Squares Regression
(PLS).(28-31) The multivariate approach is often less intuitive than the univariate approach. However, when there is no single metabolite showing substantial difference between the sample groups, multivariate methods can be used to discover small variations of multiple metabolites that collectively differentiate the sample groups. In addition, multivariate methods can reveal the correlation between metabolites which may shed light on the associated metabolic pathways.(32)
1-3.3. Special aspects of urine xenobiotic analysis
Metabolomics, especially of xenobiotics, of human urine samples potentially have a broad range of applications in medical diagnostics, nutrition study, pathology, pharmacology.(33-36) Xenobiotics, such as
Page 9 of 133 environmental pollutants and chemical residuals from household products, are in part metabolized and excreted in urine.(37, 38) The chemical composition of urine is complicated due to the complexity of metabolomic pathways. A xenobiotic molecule may yield multiple intermediate and end products of metabolism.
Most of the chemicals in urine are water soluble compounds present at very low concentration. The xenobiotics in urine often have functional groups defined by the enzymatic conjugation reactions in the phase II of metabolism. Common metabolic conjugations include glucuronidation, sulfate conjugation, glutathione (GSH) conjugation, amino-acid conjugation, acetylation, and methylation (Table 1). These conjugations change the molecular weight, ionic state, lipophilicity, and acidity of the xenobiotic molecules.
In some metabolomics analysis, the characteristic conjugate functional groups help to separate and differentiate the metabolites.(21) In other cases, enzymatic de-conjugation reactions are conducted in the samples to enhance separation selectivity and simplify the complexity of their chemical profile.(39, 40) For examples, the metabolites of phthalates and phthalate derivatives in urine samples were tested by a method based on enzymatic deconjugation of sample, solid-phase extraction, and reverse phase HPLC-MS-MS.(40)
Conjugation Conjugate group MW pKa Enzyme Substrate change range groups of X (g/mol) Glucuronidation 176 3.0-3.5 UDP-glucuronosyl- -OH, -NH, - transferases COOH (UGTs)
Sulfate 80 <1 Sulfotransferases -OH, -NH
Glutathione 289 2.1, 3.5 Glutathione S- electrophiles transferases
Glycine 57 3.5-4.0 glycine- -COOH, - aminotransferase NOH,
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Methylation 14 --- Methyltransferases -OH, -NH, - SH, metals N-acetylation 42 --- N-acetyltransferase -NH
Table 1. Common conjugations of xenobiotics (denoted as X in the table) in the phase II metabolism.
1-3.4. Current development of xenobiotics analysis of urine.
The chemical composition of urine is difficult to characterize due to its complexity. Researchers have been conducting detailed chemical analysis of urine for over a century, and only with the technical advancements since 1960 have then been able to provide a metabolic profile of human urine (41-43). For the nontargeted analysis of urine, currently it is not possible to measure (identify, quantify, or classify) the entire range of metabolites by a single analytical method. Various kinds of metabolic profiling platforms have been applied to maximize the metabolite coverage. The most common analytical techniques used for nontargeted metabolic analysis of human urine are nuclear magnetic resonance (NMR) spectroscopy (44-46) and mass spectrometry (47, 48). Separation techniques such as gas chromatography (GC) and liquid chromatography (LC) are often coupled to the MS to facilitate the analysis of metabolites.
Each of the techniques has its advantages and limitations. NMR can handle complex metabolite mixtures. NMR measurements require minimal sample preparation and thus can be made rapidly (a few minutes per sample for urine) (49). Also, NMR is unbiased, robust, and reproducible. Since NMR is a nondestructive method, the samples can be further tested using other techniques to identify specific metabolites. Furthermore, NMR experiments can provide quantitative and detailed structural information about small organic molecules. Nontargeted metabolic profiling studies using NMR have been carried out
(46, 50-53) and by far, up to 209 compounds were identified in human urine in one study (53). On the other hand, NMR spectroscopy has a relatively low sensitivity (lower limit of detection is about 1 µM).
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In contrast, mass spectrometry (MS) has high sensitivity (the detection limit routinely can be as low as a few femtomoles). MS techniques also have high selectivity, high resolution, wide dynamic range, and high robustness. The MS-based analysis such as gas chromatography coupled with mass spectrometry
(GC-MS) (54-56) and liquid chromatography coupled with mass spectrometry (LC-MS) (57-62) are commonly used for urine analysis. GC-MS is performed using a capillary chromatographic column for separation and the electron impact (EI) or chemical ionization (CI) MS for detection. GC-MS has very high resolution, good sensitivity, but variable robustness. Also, the readily available commercial databases for GC-MS are very helpful in the identification of some of the metabolites. Studies have been done for the nontargeted analysis of urine using GC-MS since 1970s (53, 63-72), and up to 294 compounds were claimed to be identified in human urine in one study (66). However, the analytes in the urine need to be stable at high temperatures in order to be analyzed by GC-MS (73). Another major limitation of GC-MS technique is that it is not suitable for nonvolatile compounds. Many classes of polar biochemical compounds (such as sugars, nucleosides, and amino acids) are nonvolatile, and thereby cannot be directly analyzed. Chemical derivatization allows some nonvolatile compounds to be analyzed by GC-MS. Nevertheless, the by-products introduced by derivatization can cause artifacts and the extra sample preparation steps can introduce additional variability and analyte losses.
To complement GC-MS and increase metabolite coverage in the nontargeted chemical analysis of urine, LC-MS can be used. LC-MS is usually done with a reversed-phase liquid chromatographic column coupled with an electrospray ionization (ESI) mass spectrometer for online analysis. ESI, a soft ionization
MS technique, can detect nonvolatile and ionic compounds with high sensitivity. A common problem occurs with LC-MS, namely “ion suppression” effect, in which coeluting compounds change the ionization of other analytes and thus signals are suppressed. Nontargeted urine studies using LC-MS have been carried out (74-77) and by far, up to 258 metabolites were claimed to be identified in human urine in one study (76).
Other MS techniques such as inductively coupled plasma MS (ICP-MS) have also been used for nontargeted urinary trace elemental composition of urine (53, 78), and up to 40 urinary trace metals or minerals were
Page 12 of 133 identified in human urine in one study (53). Combinations of two or more platforms have also been applied by many researchers to increase the metabolite coverage (79-81). Although overlap occurs in the metabolite detection, the methods are complementary to each other.
The collection of all the metabolites (organic compounds below 1.5 kDa) in human urine is called the human urine metabolome. In 2013, scientists at the University of Alberta, Canada, reported the first draft of the human urine metabolome (53). So far, the Urine Metabolome Database (UMDB) contains a total of 2651 confirmed urine metabolites, which is a complete list of all possible metabolites that have been detected in human urine using current technologies in a targeted or nontargeted way. The urine metabolite identification and quantification are far from complete. The number of metabolites in the UMDB is expected to increase. Profiling the urine metabolome of an individual patient is anticipated to become a powerful diagnostic tool in medicine. To increase the coverage of globular (non-target) urine metabolite analysis, it is important to develop new methods that complement the traditional metabolite profiling techniques.
1-4. MS methods for chemical analysis of biological samples
1-4.1 A new analytical platform for urine metabolic analysis based on MALDI-TOF-MS
In my study, I explored the use of a new platform for nontargeted analysis of metabolites in human urine. This platform is based on the matrix-assisted laser desorption ionization time-of-flight mass spectrometry (MALDI-TOF-MS) along with MALDI-TOF/TOF-MS combined offline with ultra- performance liquid chromatography (UHPLC).
MALDI-MS has advantages such as high sensitivity, high mass accuracy, high throughput and tolerance to contamination and buffers. Like ESI, MALDI is a soft ionization method and is suitable for nonvolatile and fragile analytes. Furthermore, MALDI usually produce singly charged molecular ions.
Therefore, the spectra of MALDI-MS are simple and easy to interpret. In MALDI-MS, the samples can be
Page 13 of 133 stored and revisited if needed. MALDI-TOF/TOF-MS is powerful at structural elucidation and sometimes isomer discrimination and can further aid in the metabolite identification.
MALDI-TOF-MS has been widely used for analyzing large biomolecules such as proteins and nucleotides, but much less so for low molecular mass compounds due to matrix ion interference, detector saturation and quantitative irreproducibility. Nevertheless, MALDI-MS has the potential to contribute to the human urine metabolome studies. Indeed, Sun et al. studied the negatively charged water soluble cellular metabolites from murine myocardium using MALDI-TOF/TOF-MS and identified 285 metabolites based on mass accuracy and 90 metabolites were confirmed by tandem MS analyses (82). The studies showed that MALDI MS is a promising tool in small molecule metabolite profiling.
In my study, I further employed sample preparation methods, including sample derivatization and solid-phase extraction (SPE) separation, followed by UHPLC-MALDI-MS analysis. UHPLC has high resolution and thus can help MS in reducing analyte interferences and ion suppression. The analytical method developed in my study can detect trace constituents in the complex human urine, including the metabolites that are not currently in the UMDB. Also, our platform has the potential to be adapted for the analyses of other biofluids such as human cerebrospinal fluid, saliva, or serum. Importantly, the advances in sample preparation we made in this project can benefit all relevant MS techniques for nontargeted chemical analysis of biofluids.
1-4.2 Soft ionization techniques for MS spectrometry
Mass spectrometer determines the mass-to-charge ratio of the ions derived from the analyte molecules. Thus, the first component of a MS spectrometer is the ionization module which turns the analyte molecules into ions. Since J. J. Thomson first used MS spectrometry to determine the isotopes of Ne atom in early 20th century,(83) many ionization technologies have been developed. In the history of MS spectrometry for chemical analysis, electron impact (EI) and fast atom bombardment (FAB) ionization have
Page 14 of 133 been widely used. Today, EI ionization is still popular for GC-MS systems.(84) EI uses an electron beam generated from a heated filament in electric field to impact the evaporated sample molecules in vacuum. EI ionization produces the ions of the fragments of the analyte molecule. Hence, it is only suitable for volatile molecules in samples with simple composition. For typical biological liquid samples, such as urine, blood, and cerebrospinal fluid, EI spectra may be too complicated to interpret.
Most modern MS spectrometers employ “soft” ionization methods which generate the intact molecular ions instead of fragments. Soft ionization significantly simplifies the MS spectra and thus are suitable for analysis of large biological molecules and complex samples. Common soft ionization techniques including electrospray ionization (ESI), atmospheric pressure chemical ionization (APCI), and matrix-assisted laser desorption ionization (MALDI).(85)
In ESI MS, the sample is prepared in volatile solvent, such as acetonitrile or methanol, and sprayed from a small nozzle into a capillary to form fine solution droplets. A coaxial sheath flow of N2 gas is used to facilitate the electrospray (often called nebulization). High voltage (~2-6 kV) is applied at the two ends of the ionization capillary. Thus, the sprayed droplets carry charges whose polarity is determined by the polarity of the voltage. As the charged droplets travel, the solvent gradually evaporates. When the size of droplet decreases to a critical size called Raleigh limit, the electrostatic repulsion between the like charges becomes greater than the surface tension of droplets. As a result, the droplets explode into many smaller droplets. This process is called Coulomb fission. As the solvent further evaporates, the small droplets become unstable and undergo further Coulomb fission. Finally, the charged analyte molecules in gas phase enter the MS analyzer.
In a positive mode ESI, the molecular ions are [M+zH]z+ or [M+Na]+. In a negative mode, the ions are [M–zH]z–.(86) ESI is a widely used MS spectrometry because it can be easily coupled with HPLC. It can be used to analyze both small molecules with a molar mass smaller than 500 Da, and large biological molecules like proteins and nucleic acids. For a large molecule, ESI often produces molecular ions (or quasimolecular ions) containing multiple charges at different atoms in the analyte molecule. The multiple charge peaks can complicate spectrum interpretation. On other hand, multiple-charge molecular ions also
Page 15 of 133 give ESI unique advantages over other MS techniques. First, ESI can readily determine molar mass of large molecules. For example, an antibody with molar mass 150 kDa usually produces in ESI molecular ions with between 50 to 70 charges, corresponding to mass-to-charge ratio, m/z, between 2000 to 3000.(87) The moderate m/z of the large protein falls into the typical detection range of MS analyzers. A second advantage of having a series of multiple-charge peaks of the same molecule is that simultaneously fitting of the multiple peaks (called deconvolution of spectra) improve the accuracy of the calculated molar mass.
For a small molecule ESI spectrum often gives single-charged peak which may be straight forward to interpret. The number of charges can be estimated by examine the 13C isotope peak that has slightly higher m/z than the most abundant base peak. The isotope peak of a single-charge ion has m/z 1Da higher than the base peak, while that of an ion with Z charges has m/z only 1/Z Da higher than the base peak. Not only ionic molecules but also nonionic molecules can be analyzed by ESI MS. For example, nonionic
+ + (88, 89) surfactants have been studied by monitoring the adduct ions such as [M+NH4 ] and [M+Na ].
Nonionic molecules with nucleophilic groups can form protonated ions [M+H]+ in the positive mode of
+ ESI. Formation of adduct with ammonium cation [M+NH4] is usually more efficient than protonation.
Moreover, for large molecules like proteins, adduct formation with ammonium and acetate ions can reduce formation of metal adducts and significantly simplify the ESI spectra. Ammonium acetate salt is often used in ESI solvent for the above reason and for its role in the HPLC separation and its volatility in the ion source.
Due to all these advantages, ESI is one of the most popular ionization technique in modern MS spectrometry. However, ESI also has its limitations. ESI is not suitable for analyzing nonpolar molecules.
Nonpolar molecules cannot be efficiently ionized by ESI. Also, ESI requires polar solvents, such as water, methanol, and acetonitrile, in which the nonpolar molecules have low solubility. For LC-MS analysis of less polar molecules, another soft ionization method called atmospheric pressure chemical ionization (APCI) is more suitable. The first step of APCI is similar to that of ESI. The solution, usually from HPLC, is
(90, 91) nebulized into a mist of fine droplets in a sheath flow of N2 gas. Instead of charging and breaking the droplets in a high electric field like ESI, APCI uses a heater at 350 to 500 °C to evaporate the solvent. The gas mixture of analytes, solvent and N2 enters the ionization chamber where the molecules are ionized by
Page 16 of 133 a corona discharge needle electrode. The voltage between the discharge needle and the outlet counter electrode is typically 2-3 kV. Corona discharging effectively ionizes the N2 which in turn transfer the charge to analyte and solvent molecules through gas phase chemical reactions.
APCI is an API where ionization occurs in the gas phase, while ESI is an API where ionization occurs in solution phase. Because APCI occurs in gas phase, solvent selection of LC-APCI MS is not limited by their conductivity and pH. Without the constraint of choosing solvents, APCI is a more versatile than ESI for LC-MS applications. APCI is widely used for analyzing polar and less polar small molecules with molar mass lower than 1500 Da.(92) However, APCI is not suitable for large molecules and thermally labile molecules because heating is used to convert the sample to gas phase. Another advantage of APCI over ESI is that it suffers less ion suppression. Ion suppression is the reduction of analyte signal response in MS due to the presence of ion suppressing impurities.(93) The ion suppressing species in samples often can be removed by isolation and separation methods. However, for complicated biological samples like urine, ion suppression problem may remain after separation by LC. APCI is generally less prone to ion suppression than ESI.
Another common soft ionization technique is matrix-assisted laser desorption ionization (MALDI).
The ionization mechanism of MALDI is very different from ESI and APCI. To prepare the samples for
MALDI analysis, the analytes are mixed with a large amount of so-called matrix molecules in volatile solvents, typically acetonitrile, ethanol, and water. Then, a drop of solution is spotted on a MALDI sample plate made of steel and allowed to dry by itself. As the solvent evaporates, the analyte and matrix molecules will co-crystallize into matrix crystals in which the analyte molecules uniformly embedded.(94)
In a MALDI instrument, a laser beam is directed to the crystalline sample spot to thermally ablate the top ~100nm part of the sample.(95) Since the diameter of laser beam is usually much smaller than sample spot, the laser typically scans over the sample spot many times to obtain an average result. Common lasers used in commercial MALDI instruments include UV and IR lasers: nitrogen laser (337 nm), Nd:YAG laser
(355 nm), Nd:YAG laser (266 nm), Nd:YAG laser (1-4 μm), and CO2 laser (10.6 μm). The matrix molecules are selected so that they have strong absorbance at the UV or IR wavelength of the laser.(96) Some common
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MALDI matrix compounds are listed in Table 2. Typical matrix for UV MALDI has conjugated double bonds that absorb photons with UV wavelength.(97) To allow efficient ablation when heated by the laser, the matrix molecules are usually not too big. On the other hand, they are not too small so that do not evaporate as the solvent of the spotted sample droplet dries. After ablation, the gas phase contains both matrix ions and the molecular ions of analyte. Typical analyte ions are [M+H]+, [M+Na]+, [M+nH]n+,
[M−H]−, and [M−nH]n−. The abundance of single and multiple charged molecular ions depends on the properties of analyte, matrix, laser intensity, and voltage. Compared to ESI and APCI, MALDI produces much less multiple-charged ions and thus simpler spectra for large molecules.(98)
The exact ionization mechanism of MALDI is still under debate. One theory suggests that the ionization of analyte occurs in the ablated gas through proton transfer reactions. In this model, the matrix molecules absorb the laser photons and convert the energy to both thermal energy and electronic energy, which result in ablation of sample and formation of matrix ion pairs [Ma+H]+ and [Ma−H]−.(99-101) Then, protons transfer between the matrix ions and the analyte molecules to produce analyte molecular ions
[M+H]+ and [M−H]−. Another model postulates that the ions of analyte are formed in the solution phase.
After ablated into the gas phase, some of the molecular ions are neutralized by counter-ions and photon- electrons, while the others retain their charge states. Hence, this mechanism is called “lucky survivor” model.(102, 103) Emerging experimental evidences suggest that both the gas-phase proton transfer model and the lucky survivor model contribute to the MALDI ionization of analytes.(104, 105) The gas-phase proton transfer process is favored when the laser intensity is high and proton affinity of matrix is low. The lucky survivor mechanism is more significant when the analyte structure favors formation of stable ions in solution.
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Name Structural Formula Molar Mass Wavelength Solvent (Da) (nm) 2,5-dihydroxy benzoic acid 154.12 337, Acetonitrile, (DHB, gentisic acid) 355, Water, 266, Methanol, 3k Acetone, Chloroform 3,5-dimethoxy-4- 224.21 337, Acetonitrile, hydroxycinnamic acid 355, Water, (SA, sinapinic acid) 266 Acetone, Chloroform
3-methoxy-4- 194.18 337, Acetonitrile, hydroxycinnamic acid 355, Water, (ferulic acid) 266 Propanol
α-cyano-4-hydroxycinnamic 189.17 337, Acetonitrile, acid 355, Water, (CHCA, HCCA) 3k Ethanol, Acetone,
Picolinic acid 123.11 266 Ethanol (PA)
3-hydroxy picolinic acid 139.11 337, Ethanol (HPA) 355, 3k
Glycerol (liquid matrix) 92.09 10k Water
Water ice 18.02 3-10k Water
Table 2. Examples of matrix molecules for UV and IR MALDI.
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Unlike ESI and APCI, MALDI cannot be directly coupled to HPLC to perform online LC-MS analysis. However, the eluted fractions of HPLC can be spotted on the MALDI sample plate that is preloaded with matrix solution. Alternatively, the matrix solution can be added after the eluted solution droplets dried on the plate. The sample plate so prepared can be stored and used many times for MALDI experiments since each measurement only consumes a very small volume of sample. Besides the advantage of allowing storage and repeated experiments, MALDI is also compatible with more LC solvent conditions than ESI and APCI. Because of its unique ionization mechanism, MALDI can be used to analyze ionic, polar, and nonpolar molecules using both polar and nonpolar solvents.(106, 107) MALDI is less sensitive than
ESI to solution conditions such as pH, salts, and Ion suppression.(108) Also, salts in the MALDI sample matrix can be removed by sample preparation such as solid-phase extraction or by directly washing the co- crystals on the sample plate with water. Another advantage of MALDI is its high sensitivity. MS sensitivity directly depends on the efficiency of ionization. The ionization efficiency of MALDI can be tuned by selecting different matrix, optimizing co-crystallization conditions, laser intensity, and voltage. Typically,
~5% ionization of analyte by MALDI can be achieved at favorable conditions. On contrary, high flow-rate
LC-ESI often has ionization efficiency less than 1%.(85) Also, the whole sample spot on a MALDI sample plate can be utilized for an experiment. Thus, MALDI-MS sometimes has higher sensitivity than regular
ESI-MS. The nanospray ESI technology has sensitivity comparable to that of MALDI. Detection of attomole (10–18 mole) amount of analyte have been reported for both MALDI and nanospray ESI MS.(109,
110)
As discussed before, it is essential to use multiple analytical platforms with different selectivity for urine metabolomics study, so that the detection coverage of metabolites is maximized. Using the instrument available in our lab, I employed MALDI-MS in my study to urine metabolome profiling. The high sensitivity of MALDI and its unique ionization mechanism can increase coverage of urine metabolome.
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1-4.3 MS analyzers
Once the sample molecules are ionized, their mass-to-charge ratio need to be determined by a MS analyzer. There are six common MS analyzers in commercial MS spectrometers, including quadrupole, magnetic/electrostatic sector, time-of-flight, quadrupole ion trap, ion cyclotron resonance, and Orbitrap.
Mass analyzers separate ions from an ion mixture and determine their mass-to-charge ratio, m/z. The basic physical principle of all mass analyzers is the same, i.e., the ions with different m/z will have different trajectory or pattern of motion in a given electric field, E, and/or magnetic field, B. The mechanic equations apply here are Newton’s second law, = , where a is the acceleration, and the Lorentz force law, =