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Framing South Asian transformation: An examination of regional views on South Asian co-operation with special reference to development and security perspectives in India and Shri Lanka
Chitty, Naren, Ph.D.
The American University, 1992
Copyright ©1992 by Chitty, Naren. All rights reserved.
UMI 300 N. Zeeb Rd. Ann Aibor, MI 48106
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. FRAMING SOUTH ASIAN TRANSFORMATION: AN EXAMINATION
OF REGIONAL VIEWS ON SOUTH ASIAN CO-OPERATION
WITH SPECIAL REFERENCE TO DEVELOPMENT AND
SECURITY PERSPECTIVES IN INDIA AND SHRI LANKA
by
Naren Chitty
submitted to the
School of International Service
of The American University in Partial Fulfillment of
The Requirements for the Degree
of
Doctor of Philosophy
in
International Relations
Signatures of Committee:
Chairman: ---
Dean of the College ___ Date 1992 The American University Washington, D.C. 20016
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. © COPYRIGHT
BY
NAREN CHITTY
1992
ALL RIGHTS RESERVED
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. To my parents, Alexis and Doris,
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. FRAMING SOUTH ASIAN TRANSFORMATION:
AN EXAMINATION OF REGIONAL VIEWS ON SOUTH ASIAN CO-OPERATION
WITH SPECIAL REFERENCE TO DEVELOPMENT AND SECURITY
PERSPECTIVES IN INDIA AND SHRI LANKA
by
Naren Chitty
ABSTRACT
South Asia, centered on India and anchored in age-old
tradition, is being drawn by the Euro-American global center
toward modernization. The process of modernization promises
social mobility to aspirants to elite status who have been
shut out by the tradition of caste. Despite their liberal
instincts and the espousal of a program of 'modernization'
by ruling elites, elite aspirants find themselves culturally
excluded from elite circles of power.
At the same time these elite aspirants draw succor from
and give succor to ethno-historical constituencies which are
in the process of peripheralization by global and national
centers.
SAARC, the South Asian Association of Regional Co
operation, is a creation of South Asian governing elites in
ii
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. response to internal pressures for regional development as
well as changes in the global environment. South Asian
elites respond to contradictory voices of liberalism and
tradition when dealing with social change within their own societies and this study posits that this contradiction may
be seen in the views of South Asian scholars.
The study looks at contributions of regional scholars
on co-operation in security and development in the region in
terms of a framework, Ashoka's Wheel, constructed from
classical Hindu political and mythic thought and Western
political thought. It also looks comparatively at official
news in the two South Asian countries on which the study
concentrates - India and Shri Lanka to establish whether
political messages demonstrate the same contradiction.
Ill
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. ACKNOWLEDGEMENTS
To Nicholas Greenwood Onuf, my supervisor I owe a great
debt of gratitude, for intellectual sustenance.
To my wife and friend, Ismene, for long years of
patience and encouragement. To my daughter Sabina for giving
me a sense of purpose. To my parents, Alexis and Doris, for
giving me a global perspective.
To my brother Suren and friend Nihal Goonewardene for
invaluable support during my visit to Washington for the
defense.
To Alex at ISTI for making a molehill out of a
computing mountain.
IV
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ABSTRACT ...... Ü ACKNOWLEDGEMENTS ...... iv
TABLE OF CONTENTS...... V LIST OF TABLES ...... viii
LIST OF ILLUSTRATIONS ...... ix
GLOSSARY ...... X
Chapter
I. INTRODUCTION ......
Inventing the Wheel...... 1
II. LITERATURE REVIEW ......
Introduction...... 15 Approaches to Social Change . . . ,16 The Structuralism of Galtung & Wallerstein...... 2 3 The Dialectics of Lasswell ...... 25 The Evolutionism of the P l u r a l i s t s ...... 3 3 The Liberal-irony of Ro r t y ...... 35 Conclusion...... 45
III. FRAMEWORKS FOR SOUTH ASIA ......
Introduction...... 47 The Inner Wheel: Varnasarma...... 53 The Outer Wheel...... 59 The S p o k e s ...... 73 Transborder Cultures...... 81 Conclusion...... 85
IV. METHODOLOGY
Introduction...... 88 Research Aspects ...... 101 Indian & Sri Lankan Cases . .101
V
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Indo-Sri Lankan Relations and Regional Views ...... 107 Conclusion...... ill
V. THE INDIAN & SRI LANKAN CASES
Introduction ...... 112 "Development" & Development A n alysis...... 115 "Vocabulary" and Equilibrium A nalysis...... 120 T h e o r y ...... 123 Globalization ...... 123 Structuralism ...... 130 Pluralism...... 132 Conflict Theory ...... 134 India & Sri L a n k a ...... 136 Evolutionary Approach . . . . 138 Structural Approach ...... 151 The 1980's A p p r o a c h ...... 152 Ethnic Polarization & Transborder C u l t u r e ...... 156 Conclusion...... 163
VI. INDO-SRI LANKAN RELATIONS ......
Introduction ...... 172 Non-Alignment: Regional Security & Development ...... 173 Conclusion...... 198
VII. REGIONAL VIEWS ...... Introduction ...... 201 Methodology ...... 2 02 Periodization ...... 206 Seminar Papers ...... 210 Official Views ...... 267 Conclusion...... 274
VIII. SYMBOLS FOR TRANSFORMATION ......
Introduction ...... 283 Inventing a New Framework for South A s i a ...... 290 SAARC and the New Global Framework ...... 298 Conclusion...... 300
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APPENDICES ...... 301 I. Interview with President Jayewar- d e n e ...... 301 II. Topics of "Comment" in Sri Lanka N e w s ...... 303 BIBLIOGRAPHY ...... 313
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. LIST OF TABLES
Table Page
1. Perspectival Relationships ...... 19 2. Categories of Configurative Analysis ...... 30 3. Methodology of Research...... 93 4 . BCIS Seminars ...... 110 5. Classification of Development Approaches...... 116 6. Periodization of Development Approaches...... 117 7. Non-aligned Values ...... 175 8. Muni's Types of Domestic Conflicts...... 189 9. Administrative & Ethno-historical conflicts . . . .190 10.Key Words & Phrases in Chapter T i t l e s ...... 200 11.BCIS Seminars ...... 2 04 12.Development Approaches in India & Sri Lanka . . . .208 13.BCIS seminar 1; Indo-Sri Lankan Relations...... 210 14.BCIS seminar 2: India's Relations With Her Neighbors Other than Sri Lanka...... 211 15.BCIS seminar 3: India's Role in South A s i a ...... 211 16.BCIS seminar 4: SAARC - Problems and Prospects . . .212 17.Singh's Conflict Categories ...... 249 18.Ahmed's Conflict C a t e g o r i e s ...... 249 19.Bastian's Conflict Categories ...... 2 50 2 0.SAARC S u m m i t s ...... 261 21.Values in Seminar Contributions ...... 266 22.Categorization of Leader A r t ic l es ...... 268 23.Content of Sri Lanka News L e a d e r s ...... 271 24.Content of India News Front P a g e s ...... 271 25.Comparative Content of India News & Sri Lanka News 272 26.Illustration of Popular Participation in SAARC . . .297
Vlll
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Figure Page
1. Ashoka's Wheel - A Cakkravartin Vision ...... 67 2. Ashoka's Wheel - A Dhanmnaoakkra Vi s i o n ...... 67 3. Spokes of Ashoka's Wh e e l ...... 81 4. Transborder Cultures ...... 83
IX
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. GLOSSARY
Arthrashastra; Science of government.
Asuravijaya; Demonic conquest or total annexation.
Brahman: Spiritual leadership/teaching functional group in varnasarma.
Cakkra: Chariot Wheel.
Cakkravartin. Universal emperor.
Dharma: Order.
Dharmacakkra: Wheel of Righteousness.
Dharmavijaya: Righteous conquest.
Harijan: Man of God.
Jati: Ethnic identity groups.
Krishna: Member of the Hindu Trinity.
Kshatriya: Warrior/ruler functional group of Varnasarma.
Lobhavijaya: Conquest for economic exploitation.
Mahabharatha: Hindu epic of origin.
Mandala: Configuration.
Matsayanya: The way of the fishes or social anarchy.
Mitra: Sun.
Panchsil: See Panchaseela.
Panchaseela: Five precepts of right behaviour.
Panchayat: Indian system of grassroots local government.
Panchseel: See Panchaseela.
Rama: Incarnation of Krishna and consort of Sita.
X
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Ramayana: Epic story of Rama and Sita.
Ravana: Villain of the Ramayana; King of Lanka.
Rita: Universal order.
Sita: Consort of Rama.
Sudra: Laborer functional group of Varnasarma.
Surya: Sun god.
Tauhid: Islamic term for 'unity of God'.
Varuna: Moon.
Vaishya: Mercantile functional group of Varnasarma.
Varna: Orders of brahmans, kshatriyas, vaishyas and sudras.
Varnasarma: Social order consisting of the four varnas which Mahatma Gandhi interpreted as being equal.
Varnadharma: See Varnasarma.
Varnadharma: See Varnasarma.
Varnashramadharma: See Varnasarma.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. INTRODUCTION: INVENTING THE WHEEL
South Asia today, made up of Bangladesh, Bhutan,
Maldives, Nepal, Pakistan, Shri Lanka ^ and India, is
undergoing a process of transformation which has its impact
at every level, from individual through sub-national to
national and regional.^ This process of transformation is
accompanied by considerable violence. It is not clear as
to who will transform whom within the South Asian system or
whether there will be a mutual transformation of
protagonists leading to equilibrium within the system or
whether indeed the system itself will be transformed.
Elites who inherited pieces of the late British empire have
traditionally played a role as modernizers in South Asian
societies. Today the major protagonists in the redefinition
The Shri Lankan government changed the English spelling and pronunciation of the name of the country from Sri Lanka to Shri Lanka in the second half of November 1991. The references used in this study pre-date this change. Only in this instance and in Chapter VIII, which is normative and deals with the future, is the new spelling used.
^ Kim defines 'system transformation' as diachronic change through time with values, norms and structures as defining characteristics of a system. Values are enduring beliefs, norms are prescriptive or non-prescriptive rules and structures are compositions and stratifications [Kim 1984, 17].
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of modernization are those governing elites (links with the
global center, the World Market and International System)
and elite aspirants from the ethno-historical periphery.
Ethno-historical elite aspirants are not a uniform group in
any society. Even within a single ethnic group there are
those who employ either strategies of violence, capital
accumulation or education to move up in society. The Indian subcontinent has been governed in the post
colonial period by elites who have espoused the pluralist
traditions of British liberalism. With the passage of years
their approach has led to the expansion of interest group
politics, particularly in the democracies of South Asia. In
theory this participatory approach should lessen levels of
alienation in the periphery of society, as the stated intent
of policy is inclusionary rather than exclusionary,
attempting to increase rather than decrease the avenues for
social mobility, of reducing levels of suffering in society.
Systemic economic forces have over the years compelled
governing elites to, in turn, employ economic strategies of
import substitution and trade driven growth. The process of
globalization, with its universalizing/homogenizing push
towards the global center and pull towards the thousands of
ethno-historical mini-centers in the periphery, have given
elite aspirants, emerging from ethno-historical space, with
access to the World Market, the principle modernizing force
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at the systemic level. Capabilities having changed through
economic mobility outside the governing circles, traditional
notions of a central modernizing elite need to be re
examined.
However, in the face of increasing competition for
state distributed rewards, governing elites employ cultural
modes of exclusion. The result is a perception, in the
periphery, that avenues of mobility lead to closed gates. As the governing elite, in India as well as its Indo-centric
neighbours, coincides fairly closely with historical 'upper
caste' groups [high caste groups], the exclusionary mode
has, historically, incorporated this dimension but expressed
itself in degrees of Westernization. The English language
is an important indicator in this respect; so are other
aspects of culture such as art, music, sport and cuisine.
All these elements contribute to a culture of
administration. Administrative spaces, peopled by governing
elites, are located between the international center and
ethno-historical spaces. The ability of the international
and ethno-historical space to meet, through markets,
independently of governing elites is a problem for the
latter.
The contradictory impulses of political inclusiveness
and cultural exclusiveness within the central governing
elite are accompanied by a political tension within society
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itself, leading to changes in the composition of the
governing elite, to be more reflective of the peripheries.
There are increasing demands for what are perceived by elite
aspirants, to be keys to social mobility - such as training
in English. In Ancient India exclusion was political in that
it was enforced by the prince, through the machinery of the
caste system; One of his major duties was to maintain the
purity of caste required by Hindu culture. Today exclusion
of out-groups from power is not promoted by the state. On
the contrary the state is charged with achieving equity.
Today's exclusion in the Indian subcontinent is social
rather than political. The caste system has lost its
historical status as apartheid, or as a politically enforced
system, into a culturally generated condition which has
taken on some additional class dimensions.
Governing elites employ cultural modes of exclusion
including control over domains of language. The voices of
ethnohistorical elite aspirants are not represented in the
South Asian Association of Regional Co-operation. It is
argued that this is illustrated in the work of South Asian-
based scholars who address issues of South Asian co
operation; Such scholars do not seek to articulate the views
of ethnohistorical elite aspirants.
The flow of violence between governing elites and elite
aspirants in each South Asian state feeds on internal
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discontent of elite aspirants vis-a-vis social mobility and
economic and ethnic problems within the larger society.
Those who have succeeded either through using the
educational or economic route may not condone or support
violence, but do emphathize with their feeling of exclusion
from elite centers. The new Sinhala upper middle class in
Sri Lanka, for instance, can understand the preoccupation of
the Jathika Vimukthi Fakshaya (National Liberation Party)^
with the exclusionary practises of the old Westernized
elite.
At the same time a 'cousin culture' phenomenon,
operates across national borders, (between, for instance,
Sri Lankan Tamils and South Indian Tamilians)encouraging
strategies of co-operation or co-ordination of increasingly
complexity and plurality between neighbouring elite and
elite aspirant groups. This is particularly troubling in
those larger states which have had a history of violence in
The JVP fought a civil war against the Marxist-affiliated Coalition of prime minister Sirima Bandaranaike in 1972, was defeated, proscribed and its leaders placed in jail. It regrouped and attacked the establishment again in 1987 when Jayewardene was president. They continued their onslaught against the state even after Premadasa, a member of the new Sinhala upper middle class, replaced Jayewardene as president after the 1988 election. Premadasa had demonstrated considerable empathy with the JVP youth during the Jayewardene years. When they refused to lay down their arms and work the new Sinhala middle class dominated government of Premadasa, the JVP leadership was destroyed by the military.
^ The majority community of North Sri Lanka call themselves Tamils while the majority community of India's southernmost state of Tamil Nadu call themselves Tamilians in English.
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their relations with each other but it is troubling for
different reasons in the case of adjacent states with
asymmetrical power relations, such as India and Sri Lanka.
There are strategies and even institutions of co
operation which link governing elites who seek to promote
their vision of state-centric order. In South Asia the
formal instrument for regional co-operation is SAARC, the
South Asian Association of Regional Co-operation.
Symbol of South Asian regional amity, SAARC was the
political invention of the late president of Bangladesh,
Ziaur Rahman. It was Rahman who first made proposals for
regional co-operation during visits to neighbouring states, Nepal, India and Pakistan, between 1977 and 1980. This was
at a time that significant changes had taken place among the
governing elites of the region, with political leaders who
symbolized the further break up of what was one British
India, being replaced by others. Mujib Rahman of
Bangladesh, Zhulfikkar Bhutto of Pakistan and Indira Gandhi
of India were the principals at that bloody birth and they
had been replaced by Ziaur Rahman, General Zhia and Morarji
Desai respectively. Searching for peace and prosperity
Rahman proposed an institutional framework for regional co
operation.
Beginning with a meeting of permanent secretaries of
foreign ministries in 1981, SAARC grew around technical
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issues, side-stepping vexing security and political
questions. The question of terrorism, or the flow of
violence from elite aspirants to governing elites, has been
discussed by SAARC leaders at Sri Lanka's insistance,
however, because this phenomenon has a transborder existence and vexes one and all among the governing elites in South
Asia.
SAARC was formally launched in 1985 at the Dhaka summit
of heads of state or government with Bangladesh, Bhutan,
Maldives, Nepal, Pakistan and Sri Lanka as members. This
group of seven states co-incides with the definition of
South Asia of this study, though Afghanistan, Burma and even
Tibet may be considered to be part of a larger South Asia.^
The SAARC charter evokes historical ties and differences of
ethnicity and culture, common goals of peace, freedom,
social justice and economic prosperity, and common problems,
as reasons for regional co-operation. Five of SAARC's six
objectives are related to economic, social, cultural and
individual development and one to mutual perceptions;
To promote the welfare of the peoples of South Asia and to improve their quality of life;
^ Shelton Kodikara argues that the seven present members of SAARC are a natural regional sub-system (South Asian Subordinate System); They are geographically proximate, share a common colonial heritage and are Indo-centric in several ways [Gupta 1985, 30-34].
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To accelerate economic growth, social progress and cultural development in the region and to provide all individuals the opportunity to live in dignity and to realise their full potentials;
To promote and strengthen collective self reliance among the countries of South Asia;
To contribute to mutual trust, understanding and appreciation of one another's problems;
To promote collaboration and mutual assistance in the economic, social, cultural and scientific fields;
To strengthen co-operation with other developing countries (SAARC 1988b).
The Dhaka Declaration of heads of state or government
articulates the relationship between political stability and
modernization, leaving a gate open for future political and
security co-operation. This gate was entered through the
signing of an agreement on terrorism by SAARC member states.
With the formation of SAARC regionally-domiciled
International Relations scholars have addressed security,
political and economic questions raised by the new
institutions at domestic, regional and even international
levels. Some commonalities have emerged in their discourse
even though scholars view South Asian regional co-operation
from a variety of perspectives. Scholars have produced a
body of literature which is reflective of the multitude of
views within South Asia. The multi-causality and multi
dimensionality of the violent process of transformation now
taking place in South Asia has vexed regional scholars.
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However noone has looked at the literature with a view
to developing a framework for organization and analysis of
this regional process of transformation.* In this
connection, if level is used as an analytical tool, there is
indeed a level of analysis problem, because events at sub
state, state, regional and international systemic level seem
to appear to play causal roles of some kind or another in
ethnic conflict and domestic violence. For instance one
might argue that international lending agencies may have
contributed to Sri Lanka's ethnic violence through
conditional aid which led to market liberalization policies
which removed the safety net from beneath the poorest in
society leaving their hearts and minds easy prey to elite
aspirants. This is a political-economic argument linking the
international systemic level with the ethno-historical. One
might also argue that the ethnic insurgency in Sri Lanka may
be traced back to cultural differences between Sinhalese and
Tamils, clearly a domestic rather than international
systemic cause. This example also illustrates the fact that
approaches may attribute causality to disciplinary value
domains rather than levels, to politics, economics,
political economy or culture.
Ray Forbes, director of the Bandaranaike Center for International Studies (BCIS) remarked on this in conversations with me on two occasions, first when I visited him at BCIS in February 1990 and next when I visited him at BCIS in September 1991.
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There is a need to consciously avoid identification
with system stability when one undertakes a study of
transformation, as otherwise one will have to exclude the
possibility of internal transformative processes leading to
systemic instability and even systemic transformation. Kim
argues that "(T)he system-maintaining bias of social science
research is reflected not only in its neglect of social
change or system transformation...... " (Kim 1984, 11).
He quotes the sociologist Talcott Parsons and the political
scientist Samuel P. Huntington as having pointed to the fact
that these two disciplines neglect change and further adds
that even the international systemic approach of the 1950's
and 1960's promoted system stability, though Wallerstein
introduced macro-structural, system-transforming approaches
to international relations (Kim 1984, 11).
This study takes the view that a tidy attribution of
causality to one source is perhaps too reductionary to be of
use in understanding the process of transformation taking
place in South Asia. It is considered far more useful to
examine the process of transformation in terms of the
contributors to that process and their reciprocal fears of
change in ways unacceptable to them. It is this examination
which this study has undertaken. The objective of this study
is to provide a means of capturing this dymamic process
through developing and employing an interlocking set of
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frameworks which link the dimensions of transformation
within their international, state and ethno-historical theaters. My purpose is to explain the dynamics of change in
South Asia in the decade of the 1980's, with a view to
gaining insights into the potential shape of the future.
India is the center of South Asia geographicaly as well
as in terms of demography and culture. The overarching
framework of this study is symbolized by Emperor Ashoka's
Wheel, which allows for two interpretations of regional
order, one horizontal (circumferential) where India and its
neighbors share the rim of the wheel and the other vertical
(radial) where India is the hub and its neighbors are on the
wheel's rim.
Under the study's framework, elites, who manipulate the
flow of symbols, violence or goods and services in order to
maximize their share of these values - thereby reducing
their personal insecurity - are grouped in three broad
categories based on political cultures which sustain them,
viz. international, administrative,and ethno-historical.
These are hardly mutually exclusive and may best be
described as being ideal-typical in a Weberian sense. While
there are international, administrative and ethno-historical
spaces in all modern societies and individuals, they are
embodied in the Indian state as three tendencies
respectively: India's commitment to international law and
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the international system; the inherited view of an Indian
Raj for what was once British India; the need for the Indian
federal government to acommodate the aspirations of Indian
ethnic states without endangering the Indian Union. These
three are contradictory tendencies which sometimes result in
paradoxes of policy which may be symbolized by one of India's own modern emblems, the three-headed lion.
The study is divided into nine chapters begining with
the present introduction. Chapter I. This is followed by a
literature review in Chapter II which examines four broad
approaches to social change, viz. the structuralism of Johan
Galtung, the dialecticism of Harold Lasswell and the
evolutionism of the pluraliste as well as the normative
liberal-ironic approach of the philosopher Richard Rorty. A
discussion of frameworks for South Asia follows in Chapter
III, drawing on the non-normative aspects of the literature
review as well as on hermeneutics from classic texts of the
Indian sub-continent, in order to develop a framework for
analysis, Ashoka's Wheel. This framework, the major
contribution of this thesis, is tested in Chapter VII, in
terms of descriptions of South Asian reality by South Asian
scholars. Chapter IV, which deals with methodologies. de
scribes the epistemological construction of Ashoka's Wheel
drawing on chapter three's hermeneutic and
Galtungian/Wallersteinian empirical approaches for the
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structure of the wheel; conflict and pluralist approaches as
oppositional, describing opposing (therefore synchronous)
forces which shape power relations. It describes the
methodologies employed in relation to the three research
areas of this work, viz. the Indian and Sri Lankan Case,
Indo-Sri Lankan Relations and Regional Views, dealt with in
chapters V, VI and VII respectively.
Chapter V examines the governing elites approaches to
development in the Indian and Sri Lankan cases in the post
colonial period. The examination is set within the context
of globalization, with the universalizing "push" of the
World Market at the center and particularizing "pull" of
ethno-historical cultures at the periphery. In it I have
looked at the two cases through a form of Lasswellian configurative analysis, examining and periodizing the
changing meaning of 'self-reliance' (through the political
economic focus of development and the cultural focus of
language) in relation to alterrations among elites and elite
aspirants.
Drawing on the periodization of the previous chapter
and the Ashoka's Wheel framework developed in earlier
chapters, in Chapter VI we examine Indo-Sri Lankan relations
in the post-colonial period in terms of the development and
security aspects of the vocabulary of non-alignment, through
a literature review of selected regional scholars.
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Chapter VII looks at regional views in terms of the
framework of the study, using regional seminar contributions
and official publications of India and Sri Lanka as sources.
Chapter VIII is normative and makes broad policy
suggestions.
Regional terms present a particular problem as the same
word, for instance panchaseela (pansil, panchsil, panchseel)
or five principles of conduct, may have different English
spellings in different countries. I have therefore resorted
to employing my preferred spelling for such words except
where they appear in quotations, where I spell the word
exactly as it appears in the quotation.
This study is a redescription of South Asian reality as
the process of self re-invention takes place within South
Asian societies. Chapter II discusses the nature of social
re-invention: Who does it to whom and what might be done
about it by those who reflect on such matters.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER II
LITERATURE REVIEW
Introduction
In the introduction to this work it was stated that
South Asia was undergoing a process of violent
transformation today and that it was not clear as to who
will transform whom and whether any subsystemic
transformations will be accompanied by a systemic
transformation. It was further argued that descriptions of
the present process from within an unmodified reductionist
approach would not be adequate prescriptions. Nor would
they provide adequate platforms for normative
redescription. The grafting of an expansive approach,
relying on textual analysis, would provide the necessary
synopticism and holism. This literature review provides the
component parts for the reductionary face of
Ashoka's Wheel, the framework of analysis which is
developed in Chapter III, as well as the basis, through
the liberal-ironic philosophical approach of Richard
Rorty, for the concluding normative chapter. The
expansionary face is layered on over the reductive
framework developed in Chapter III. It examines
important contributions, later to be used in Chapter III,
15
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from within three approaches to social change/stability as categorized by Kenneth Boulding in his article entitled
"Twelve Friendly Quarrels with Johan Galtung": Structural,
dialectical and evolutionary (Boulding 1977, 76). These
contributions are, drawn from Johnan Galtung (structural),
Harold Lasswell (dialectical) and several pluraliste such
as Alvin Rabushka & Kenneth Shepsle, Mancur Olson, Kenneth
Boulding, Crawford Young (evolutionary). They are discussed
in the wider context of social change theory. From Johan
Galtung we draw the concepts of 'center-periphery',
'association', 'organization' and 'structural violence'.
From Harold Lasswell we draw the concepts of 'governing
elites', 'value pyramids', 'influentials' and
'configurative analysis'. From the pluraliste, a diverse
group, one draws the concepts of cultural and political
entrepreneurship and interest group politics. Chapter III
develops a Galtungian framework which incorporates the
traditionally distinct conflict or dialectical approach
of elite theorists and the interest group approach of
pluraliste. However we begin the journey with a discussion
on approaches to social change.
Approaches to Social Change
Stability and change are inseparable concepts.
Indeed, stability is the framework for the operation of
change. Chaos is the canvas for order. Attributes of
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stability and change are visible at every level of human
consciousness of reality. It was Auguste Comte who saw the
merit in dealing with stability and change differently. He
argued that there should be two different sociological
perspectives each of which could accommodate one state
of society, i.e., either the 'statical' or the 'dynamic'
state. He named these perspectives Social Statics and
Social Dynamics respectively. While Comte viewed the
development of civilization as an evolutionary process
based on "the action of Man upon his environment" (Comte
1973, 27) he saw:
(I)n intellectual evolution a preponderant principle. If the intellectual point of view was the chief in our statical study of the organism, much more must it be in he dynamic case...... If the statical analysis of our social organism shows it resting at length upon a certain system of fundamental opinions, the gradual changes of that system of fundamental opinions, the gradual changes of that system must affect the successive modifications of the life of humanity: and this is why, since the birth of philosophy, the history of society has been governed by the history of the human mind (Comte 1975, 2)
Nineteenth century 'evolutionists' believed that
the unfolding process of development seen in living
organisms must also be mirrored in society. Every society
was viewed as having potential and change was what allowed
societies to develop that potential. Diffusionists on
the other hand argued that even primitive societies are
known to have indulged in cultural borrowing from
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neighbors and that therefore development and change were
externally generated. The concepts of 'modernization',
'development' and 'europeanization' are intimately connected
with this debate. Anthropological Functionalism, developed
by Malinowski and Radcliffe-Brown, was a response to this
debate between nineteenth century evolutionists and
diffusionists. Malinowski explained the presence of similar
cultural elements in different primitive societies as being
the product of "the contribution of or function performed
by each item for the maintenance of the cultural ensemble"
(Smith 1973, 3). Anthropological functionalism of the
1920's and 30's was succeeded by 'normative
functionalism' which sought to marry the anthropologists
structural functional approach with Emile Durkheim's notion
of normative integration of societies and the action frame
reference of Max Weber.
Normative functionalism accomplished this difficult feat of synthesis, by putting the main emphasis on the stabilizing effect of norms (and institutions) which in the action frame of reference are held to govern expectations between interacting individuals. A society in which norms produced this stability and equilibrium, was able to fulfill its major functional imperatives socialization, reproduction, education, integration and so on. But norms in turn 'specify' more basic symbols, attitudes and beliefs; and this central system of 'values' (as these attitudes etc. were termed) is a prerequisite of any ongoing social system (Smith 1973, 3)
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A central value system underlies the norms of each
institutional sphere into which society is differentiated.
The central value system acts as the cohesive web which
unites the normative systems of each institution and
provides pathways for mutual reinforcement. The ability of
some institutions to influence others and their members has
an impact on sectoral norms and through them on the
central value system with possible consequences for the
stability-change relationship in society. Anthony Smith
argues that functionalism expanded the scope of theory from
Table 1. Perspectival Relationships
EVOLUTIONISTS DIFFUSIONISTS I I ANTHROPOLOGICAL FUNCTIONALISM 1 NORMATIVE FUNCTIONALISM 1 NEO-EVOLUTIONISM (SOCIOLOGY/ANTHROPOLOGY)
MARXISM- -CULTURAL STUDIES- — POSTMODERNISM (LIT)
(POL. ECON.) INTN. LAW
NEOFUNCTIONALISM
INT. POL. ECON. INTERDEPENDENCE" (WORLD POLITICS) INTERNATIONAL ECONOMICS NEO-REALISTS
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a societal to a global framework, in response to criticism
that functionalism was status-quo oriented, ignored creative and destructive social dialectic and did not take into
account dysfunctional and autonomous institutions. The
new functionalism, born in primeval political economy,
nurtured in anthropology and sociology, entered the study
of global society as 'neo-evolutionism'•
The problem of stability and change at
international level is addressed in the late 1980's and outset of the 1990's by a variety of disciplines with
converging interests. International Relations, with its
history of a dominant power and state oriented realist
approach, has begun to examine international norms and
institutions through the concept of 'international regimes'
and the 'anarchy problematic' drawing eclectically on
Thomas Hobbes, Hedley Bull, Jurgen Habermas and Clifford
Geertz. The traditional challengers to orthodoxy, the
'idealists' have re-emerged as Neo-functionalists who now
argue that there must be a deliberate political act
which will bring about social integration through technical
and economic cooperation. Economists have promoted the
concept of 'interdependence' as an inter-disciplinary
ecumene. New Political Economy (within International
Political Economy) and International Law also look at
the question of 'international regimes'. World Systems
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Theory , also within International Political Economy, and
the various disciplines contributing to Cultural Studies,
have begun to look into the question of global culture.
Mostly informed by the Frankfurt School, sociologists and
literary scholars, including those working with the post
modernist tradition, have begun to engage Immanuel
Wallerstein in a debate on the nature of the World
System/Global Culture.^ As the figure provided above shows,
all these areas are converging in terms of focus even if
workers in respective domains are not always aware of
convergence. Some researchers work within structuralist
traditions while others reject structuralism within the
same disciplinary sub-group. Post-modernism is an anti-
foundationalist approach which rejects doctrinairism. It
examines surfaces rather than structures. It defies
definition because there are as many post-modernist flies
examining the surface of social wall paper as there are
post-modernisms. It tends to be eclectic and pluralist.
There is something in its nature which abhors disciplinary
walls. It provides an omnibus approach, which, in attitude,
is not dissimilar to all-embracing Hinduism. Post
modernists tend to argue that they can accommodate all
Theory. Culture & Societv Vol. 7, Sage: 199 0 is devoted to the debate on Global Culture and contains a response entitled "Culture is the World System: A Reply to Boyne", pp. 63-66.
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views: So do Hindus. Despite its rigidly hierarchical
internal social structure, its exclusion of possible
pollutants from outer and inner worlds, Hindus themselves
are philosophically universalist in that they are willing
to accommodate any and all ideological systems in the Hindu
omnibus. It is still a Hindu omnibus and not, as in the
case of genuine postmodernism, an omnibus in which
postmodernism is just another passenger like all other
isms. Hinduism does not describe all views, all
philosophies, all vocabularies as being equal. In that it
falls short of being a freak classical version of
postmodernism.
Drawing as it does on ancient Indian texts,
discussed in Chapter III, as well as contemporary Western
social scientific scholarship, there are hermeneutic and
normative as well as empirical aspects to this study.
Hermeneutic aspects are discussed in Chapter III in
relation to a framework which arises simultaneously from
the empirical approaches of Galtung, Lasswell and the
Pluraliste and ancient Indian texts. The normative aspect of
the study has its roots in the liberal-irony of the
philosopher Richard Rorty. The schema for the rest of this
chapter will therefore be as follows:
The Structuralism of Galtung and Wallerstein The Dialectics of Lasswell The Evolutionism of the Pluraliste The Liberal-Irony of Rorty
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The Structuralism of Galtung and Wallerstein
Johan Galtung's contribution to peace research and
conflict studies has been prolific and seminal. His
dichotomizing of social reality is between center and
periphery, where center is the locus of power and periphery
is the relatively powerless. In a structural vocabulary
such as that of Galtung empowerment must surely mean the
proliferation of centers. The order which Galtung
describes, rather than prescribes, is a radial grid which
connects organizational centers and contains and controls
peripheries within each organizational system. It is an
order reaching from the level of small units of social
organization to larger and larger units of social
organization.
While relationships between centers and peripheries
are more or less vertical and hierarchical and represent
power differentials, relationships within centers can
be more horizontal and egalitarian. The hierarchical
form of relationship is termed 'organization' and is based
on dissimilarity of members, while the horizontal form of
relationship is termed 'association' which is based on
similarity of members, by Galtung. 'Organization'
incorporates ranked statuses based on division of labor.
These two kinds of relationship are based on functional or
social principles of integration while a third is based on
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territoriality (Galtung 1968, 378-379).
In Kenneth Boulding's critique of Galtung's work he
identifies three broad theoretical approaches to the world,
to effecting change: Structural, dialectical and
evolutionary (Boulding 1977, 76). Structuralists such
as Galtung think only in static patterns, dialectical
theorists in terms of 'struggle' (conflict) between large
structures and evolutionary theorists, such as Boulding
himself, in terms of interaction in a disequilibrium system.
But certainly Galtung provides a useful frame (center-
periphery) on which to deploy the dialectical players
(influentials) of Lasswell and the evolutionary players
(political brokers/ interest groups) of the pluraliste.
Pertinent to this discussion on South Asian
transformation, which is necessarily impacted by
exogenous influences (global modernization project of the
West) as well as endogenous ones (ethno-historical
demands), is the debate on the nature of globalization,
which is observed to result both in homogenization and
pluralization as individuals and social groups react
differently to external and internal influences. The
globalization process, which consists of individuals and
societies (through economies within which they operate)
becoming increasingly linked to a world market in the lives
of some individuals and societies and in the rejection
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of the dominance by others who espouse ethno-historical
pluralism. There are contradictory tensions, in varying
proportions, in all individuals and social groups facing
the globalization dynamic. The notion of world market as
global culture which Wallerstein espouses is consonant
with my own definition of culture which incorporates all that is socially produced including Marxian superstructure
and base (Wallerstein 1990, 63-66). Wallerstein's world
system's theoretic approach precedes his redescription of
world system as global culture. But this synthesis only
leaves an economistic motor for the world market/global
culture - the relentless pursuit of profit by capital
which as a by-product structures the world into core and
periphery in an asymmetrical power relationship. I would
argue that there are twin engines, the second being the
pursuit of empowerment through culture by ethno-
historical groups. This latter is responsible for the
pluralization ethic in many societies. It is born of a
separate world experience of a group as reflected in their
language and culture.
The Dialectics of Lasswell
In World Politics and Personal Insecuritv Harold
Lasswell describes how 'influentials' or members of a
value-manipulating elite, preserve their advantage and
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ascendancy through "manipulating symbols, controlling
supplies and applying violence" (Lasswell 1963, 3) .
This formulation is particularly important to this study
for several reasons. First, Lasswell's three groups of
influentials match closely with the Hindu varna, the three
upper castes of ancient India which are at the same time
historical structural devices which inhibit transformation
and which, due to the pace of other societal changes in
the modern period contribute toward the impetus for
change and give it a conflictual nature. Second,
Lasswell's theory allows for both descriptive and normative
modes, both of which are to be found in this study but with
the latter having their origins in the former. Third,
Lasswell's focus on elites in a structural manner which
spans domestic and international realms, allows for the
theoretical enmeshing of pluralist theory (usually non-
conflictual and in opposition to elite studies) which
informs the sub-systemic aspect of this study and Johan
Galtung's Structural Theory of Imperialism which informs
the systemic aspect of this study.
Lasswell perceives any political order as
hierarchical, in a pyramid form, with elites or
influentials extracting values from lower levels of the
pyramids through the strategies of symbol, supply and
violence manipulation. Lasswellian pyramids of extraction
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are in effect three-dimensional and non-circular
center-periphery structures. If Lasswell had employed the term cone instead of pyramid, the vertical nature of
the center-periphery relationship is immediately noticed.
While this is the extractive dimension of Lasswell's
paradigm, the creation of hierarchical order is said to
stem from a mutual need of elite and mass for personal
security. The elite's great fear is that it should lose
its historical ascendancy in society and the great fear of
the mass is that it will lose its position of relative
security or never gain security, not even vicariously
through the next generation. In that sense the hierarchical
systems are also distributive in that they distribute symbols of security.
Lasswell's prescribed methodology of analysis is
configurative analysis and consists of development and
equilibrium modes and in the adoption of contemplative and
manipulative attitudes to political change. Development
analysis involves describing the ontogenesis of elite
symbol changes from a provisional construction of an
elite symbol plateau such as the reasonably equilibrated
structure of the pre-French Revolution elite-symbol
constellation. This may be considered as an alternative
historicist process to Marxist historicism dealing as it
were with events in the superstructure but including change
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in the equilibrium mode. Change in the constitution of
elites is the subject of equilibrium analysis which
draws on the proposition that "the probability of elite
alterations will be increased if the processes of
production have been notably altered (Lasswell 1963, 5).
While Lasswell has examined Marx and his model reflects
this, he did not subscribe to dialectical materialism and
does not dichotomize between infrastructure, consisting of
forces of production (constituted by means of production,
organization of production and relations of production)
and superstructure (consisting of the juridical-political
and ideological) (Chilcote 1981, 188). Lasswell's
formulation of the process of production includes the
processes of production and distribution of symbols, wealth
and violence.
While Lasswell is concerned primarily with the role of
elites in creating social stability or effecting
transformation, Marx is concerned with the role of mass as
class generated by industrial society, through
confrontation with classes among the elite. However
"(d)espite the fact that he was a class rather than an
elite analyst, Karl Marx (1818-83) had a great influence
upon the writings of Mosca, Pareto and Michels" (Bill &
Hardgrave 1981, 146). Mosca and Pareto as well as Marx and
Dewey influenced Lasswell in the development of his
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It is the level of insecurity produced by shifts in
changes in the division of labor, changes in the
symbolic environment or changes in the distribution of
instrumentalities of violence which lead to the rapidity
with which symbols of identification, demand and expec
tation are also adopted (Lasswell 1963, 7). The
principal internal demand is for equity on the ground of
cultural unity, but after achievement of statehood
nationalism may incorporate imperialistic demands for
domination of alien cultures (Lasswell 1963, 6). Effects
of changes in division of labor (effected by new
technology) are economically determined. Effects caused
through changes in the distribution of the
instrumentalities of violence (which may be caused by troop
movements, development of new military technology such as
nuclear devices) may be considered to be politically
determined. Effects of changes in the symbolic
environment (including media campaigns) may be culturally
determined.
The manipulation of these three areas is, however,
psychologically determined as it is a consequence of the
insecurity of elites and their need to make themselves
secure and give the masses a sense of security. In trying
to make themselves and those they depend on most secure.
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through manipulation of these three areas, others are made
insecure. It is a strategy of internalizing security by
externalizing insecurity. Consequently the insecurity
level in society is always in flux, with differential
levels for different groups at any given time. Elites
must constantly juggle what Lasswell calls symbols of
identification, demand and expectation.
Table 2. Categories of Configurative Analysis
SYMBOLIC ENVIRONMENT SYMBOLS OF DISTRIBUTION IDENTIFICA OF INSTRUMENT LEVEL OF TION, EXPECT ALITIES OF ANXIETY ATION VIOLENCE AND DEMAND DIVISION OF LABOR
Lasswell's symbols of identification permit the
integration of conflictual vertically hierarchical elite
studies approach with the non-hierarchical interest
group approach of pluralism, discussed below, as they
may be linked with identity groups which may be considered
to be a specific form of interest group. The theoretical
conflict between the elite studies approach and the
pluralist approach has a parallel tension in social
reality. The stable social order created by entrenched
elite systems of a vertical nature is in opposition to
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equity demands by interest groups in a co-existing
horizontal order. The conical model helps to illustrate
this. The cone is constructed of numerous strata.
Relationships within strata may be more horizontal and
'associational' in nature than relationships between
strata, which will be more vertical and 'organizational', in
practice, despite the fact that the upper strata may have
espoused pluralism as a political value.
While earlier the state may have promoted the
vertical order, as in Ancient India, today the vertical
order is maintained through cultural devices by those in
society who are placed at an advantage by the old order.
The horizontal order is supported by the state as
distributor of values with the goal of equity, but because
of the elite in the modern South Asian state begins, at
independence by being not unlike the elite of earlier
periods in terms of caste composition, the old order tends
to reproduce itself.
Lasswell's configurative analysis, despite its
historicist development analysis and its relative
complexity, is still part and parcel of the reductionist
behavioralist period. In order to give Lasswell's analysis
more elasticity, it is appropriate to superimpose Geertz's
notion of thick description. What is of particular
interest to this study is Geertz's methodology, his
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approach to the examination of cultures which requires
that cultures be examined terms in of the examiners
perception of that cultures own terms. This requires an
awareness of the significance of cultural context, the
meaning of a statement supplemented in meaning by other
non-verbal and contextual cultural signals (Geertz 1973,
6-10). Geertz elaborates on the difference between a
twitch and a wink and Gilbert Ryle's notion of 'thick
description' (Geertz 1973, 6). He warns against
reductionism and the reification of the reduced, which can
lead in effect to twitches being permanently misread as
winks and vice versa. Our formulations of symbol systems
of other peoples must be actor-oriented, he argues;
What it means is that Berber, Jewish, or French culture must be cast in terms of the constructions we imagine Berbers, Jews, or Frenchmen to place upon what they live through, the formula they use to define what happens to them. What it does not mean is that such descriptions are themselves Berber, Jewish, or French - that is, part of the reality they are ostensibly describing; they are anthropological - that is part of a developing system of scientific analysis. They must be cast in terms of the interpretations to which persons of a particular denomination subject their experience, because that is what they profess to be descriptions of; they are anthropological because it is, in fact, anthropologists who profess them (Geertz 1973, 15).
Geertz sees enactment of culturally important games as a
hermeneutic which reveals social organization.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 33 The Evolutionism of the Pluraliste
Pluralism is a goal and a product of the project of
modernization. While this is a pluralism of voices and
choices it does not necessarily result in equality of
voice and choice. It is acknowledged that some have
greater voice than others in society, and it is the
matching of those with voice to those with votes in order
to expand the letter's choice which is the genius of
pluralist political order. Conflict is not erased from
society but rather it is de-'class'-ified and de-
hierarchicalized. Galtungian 'organization' is the pre
modern mode of social collectivism where as Galtungian
'association' is the modern goal. Pluralism is associ
ational. The hierarchy of elite and mass is translated
into the interdependence of voice and vote. However this
leveling of political relationships occurs after the
inauguration of the modern nation state as the
centralizer and re-distributor of values. Political
elites (called political entrepreneurs) seeking to
maximize power, contract particularist alliances with
support groups, seeking to maximize state servicing of their
own interests (known as 'interest groups'). An interest
group may be defined as an "aggregate of individuals who
interact in varying degrees in pursuance of a common
interest" (Bill & Hardgrave 1982, 121). The concept of
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'political entrepreneur' is used by Babushka and Shepsle
in their pluralist theory of democratic instability. In
using the term they follow Richard E. Wagner who wrote in
1966 (Rabushka & Shepsle 1972, 60). The successful
political entrepreneur manipulates 'politically salient'
natural social cleavages, social cleavages made
politically salient through the successful marketing of
that cleavage in order to generate demand for issues
associated with that cleavage. Young argues that "(a)
distinction is worth making between the cultural
entrepreneur, who devotes himself to enlarging the
solidarity resources of a community and a political
broker, who mobilizes the social and political realm" (Young 1978, 46).
The concept is also used by Mancur Olson in his 'by
product' theory to the theory of Collective Action, to
explain how groups may obtain collective benefits despite
latency and even despite the failure to organize at all.
Olson also uses the term interest group, deriving it
from an aggregation of individual interest prompted by
selective incentives which could be material but could
include 'individual consciousness-raising and solidarity
(Hardin 1982, 33-34). Olson describes organizations in
society, and here he includes the organization of caste,
which engage in collective action not with the intention of
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producing additional output but rather with the intention
of struggling over distribution of income and wealth, as
•distributional coalitions', as contrasted with 'production
coalitions'. These distributional coalitions are also
known as 'special interest groups (Olson 1982, 44).
The Liberal-Ironv of Rortv
Rorty's liberal ironism is the surface treatment
for the proposed redescription which will coincide with the
normative conclusion to the entire work. Liberal ironism
constitutes my philosophical stance and frames my
construction but does not 'ground' it, given its anti-
foundational character. Richard Rorty dichotomizes
between thinkers who value the telos of social
perfection, justice (Marx, Mill, Dewey, Habermas, Rawls)
and those who value the telos of individual perfection,
autonomy (Kierkegaard, Nietzsche, Baudelaire, Proust,
Heiddeger, Nabokov) and suggests that a reconstruction which
de-oppositionalizes the binaries should be attempted,
without altering their binary nature (Rorty 1989: xiv). He
argues that one cannot create a unified theory of human
nature through synthesizing the work of these oppositional
writers, presumably because human nature and Nature itself
is not single-voiced. He argues for the recognition of
equal validity for the oppositional positions, for a need
to be "content to treat the demands of self-creation and
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of human solidarity as equally valid, yet forever
incommensurable" (Rorty 1989, xv).
We shall only think of these two kinds of writers as opposed if we think that a more comprehensive philosophical outlook would let us hold self-creation and justice, private perfection and human solidarity in a single vision (Rorty 1989, xiv).
Rorty discusses the contingencies of language,
selfhood and community. In his Wittgensteinian-Davidsonion
discussion on the contingency of language he posits that
language is truth. Truth is not 'out there waiting to be
discovered' by post-Enlightenment science. Idealists such
as Hegel and Kant believed that truth was made by
political Utopians and artists. (Rorty 1989, 4-5). The
German idealists share a belief in the notion that truth
is made not found with the French revolutionaries and the
Romantic poets, all of whom were expansionist in their
redescription of what was out there as opposed to the
Platonic and positivist traditions which were reductionist
(Rorty 1989, 7). The political telos of truth is utopia
and the aesthetic telos of truth is beauty. Interestingly
the telos of practical science is also utopia, albeit a
technological utopia and that of abstract sciences such as
higher mathematics and cosmology is beauty. Rorty's
position is that truth cannot be out there as truth can
exist only in sentences and languages are made rather than
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found (Rorty 1989, 5). He adopts a Wittgensteinian approach
to language as a tool rather than reflection of reality.
(Rorty 1989, 19). He argues that alternative vocabularies are alternative tools (Rorty 1989, 7).
Interestingly philosophy is rarely an examination of the pros and cons of a thesis. Usually it is implicitly or explicitly, a contest between an entrenched vocabulary which has become a nuisance and a half-formed new vocabulary which vaguely promises great things (Rorty 1989, 9).
Following Donald Davidson, Rorty does away with
language as "a third thing intervening between self and
reality" (Rorty 1989, 14). Davidson believes than in any
human encounter the encountering parties engage in
developing "passing theories" (passing because they are
constantly revised) about each other in order to predict
their behavior. "To say that we come to speak the same
language is to say, as Davidson puts it, that 'we tend to
converge on passing theories'" (Rorty 1989, 14).
In his Nietzschean-Freudian discussion on the
contingency of selfhood, Rorty draws on the 'strong poet's'
fear of extinction of one's individualness, one's unique
and unrepeatable perspective on the world and of the fear
that one's perspective as conveyed through language would
not be seen as unique but rather as a routine
rearrangement (Rorty 1989, 23-24). Rorty's strong poet is
the communicator who influences with his own distinctiveness
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and includes the likes of Proust, Nabokov, Newton, Darwin,
Hegel and Heidegger, such people who "are also to be
thought of as rebelling against 'death' - that is the
failure to have created - more strongly than most of us"
(Rorty 1989, 24). Rorty suggests that this self-
expression and self-fulfillment is an adequate answer to abjection. A requirement that the strong poet also find
"something common to all men at all times, not just to one
man once" suggested by the poet Philip Larkin is described
by Rorty as a pretense (Rorty 1989, 25).
He is pretending that to be a strong poet is not enough - that he would have attained satisfaction only from eing a philosopher, from finding continuities rather than exhibiting a discontinuity (Rorty 1989, 25) .
Rorty suggests that the failure to discover the
nonidiosyncratic, atemporal and universal should not be
viewed as the realization "that at a certain point one has
to trust to the good will of those who live other lives and
write other poems (Rorty 1989, 42). Selfhood, like language
and community, bows to contingency.
Rorty draws on Nietszche in positing the need to
discard inherited language-games in any project of
self-description (which may be termed pursuit of self-
knowledge or self-creation). In other words self
description must always be redescription, a process of
inventing a new language-game, new metaphors, which can
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escape the bounds of the old. (Rorty 1989, 27). This
prescription of escaping from the old truth to a new truth,
fired by the 'will to self-overcoming', contrasts with the
Western philosophical tradition of prescribing escape from
particular truths to universal truths, fired by the 'will
to truth' (Rorty 1989, 29).
He sees Freud's role in Western culture as the
"moralist who helped de-divinize the self and conscience
by tracking conscience home to its origin in the
contingencies of our development" (Rorty 1989, 30). As
the vocabulary of the Freudian language-game has invaded
wider discourse Rorty uses the expression "commonsense
Freudianism of contemporary culture" in much the same way
as one might use the term 'economic literacy' (Rorty 1989,
31). He draws on Freudian passages which discuss "the
narcissistic origin of compassion" which "give us a way of
thinking of the sense of pity not as an identification with
the common human core which we share with all other members
of our species , but as channeled in very specific ways
towards very specific sorts of people and very particular
vicissitudes. He thus helps us to understand how we can
take endless pains to help one friend and be entirely
oblivious of the greater pain of another, one we think we
love quite as dearly. He helps explain how someone can be
both a tender mother and a merciless concentration-camp
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guard, or be a just and temperate magistrate and also a
chilly, rejecting father (Rorty 1989, 32). In Galtungian
terms one might say that Freud explains how a liberal
individual might engage in 'associational' and
•organizational', including violent 'organizational'
relationships, at the same time.
Rorty sees progress, whether political, poetic,
artistic, philosophical or scientific, as the result "from
the accidental coincidence of a private obsession with a
public need" (Rorty 1989, 37). This confluence of
interests is identical with, in the realm of politics,
the pluralist notion of confluence of interests between
the political entrepreneur and interest group. The private
obsession is the Lasswellian obsession with power, in its
cultural economic or military forms by an individual. The
public need is based on a perception of shared features
within individuals in modern society which could give
them greater voice.
In his discussion on the contingency of a liberal
community Rorty argues that "(a) liberal society is one
which is content to call "true" (or "right" or "just")
whatever the outcome of undistorted communication happens
to be, whatever wins in free and open encounter" (Rorty
1989, 67). Our discussion of Lasswell's influentials and
Galtung's center-periphery power configurations suggests
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that one cannot achieve undistorted communication in
societies. The pluraliste alone resolve this problem
through a theoretical equalization of all claims on the
basis of voice supported by vote. In practice distortions
in the power structure distort communication.
Rorty argues that "distinctions between absolutism
and relativism, between rationality and irrationality, and
between morality and expediency are clumsy tools - remnants
of a vocabulary we should try to replace" (Rorty 1989, 44). He suggests, with Freud, that one should step back
from conceiving humankind as the goal of evolution, it is
just one more of Nature's experiments. Similarly he joins
Jefferson and Dewey in describing American democracy as
an experiment (Rorty 1989, 44). Rorty draws on
Michael Oakeshott in settling the morality/prudence
distinction, by thinking of it not as the difference
between an appeal to the unconditioned and an appeal to
the conditioned but the difference between an appeal to
the interests of our community and the appeal to our own,
possibly conflicting, private interests (Rorty 1989, 59).
Rorty points out that Oakeshott differentiates between
societas (a society conceived as a band of eccentrics
collaborating for mutual protection) and universitas (a
band of fellow spirits united by a common goal): It is
impossible to ask if a societas is moral. Morality is a
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matter, according to Oakeshott and Wilfred Sellars, of 'we- intentions' (Rorty 1989, 59).
In defining the ideally liberal society Rorty
suggests that its citizens
(w) ould be people who had a sense of contingency of their language of moral deliberation, and thus of their consciences, and thus of their community. They would be liberal ironists people who met Schumpeter's criterion of civilization, people who combined commitment with a sense of the contingency of their own commitment (Rorty 1989, 61) .
Citizens of an ideally liberal state would see their
language, conscience, morality and highest hopes " as
contingent products, as liberalizations of what once
were accidentally produced metaphors" (Rorty 1989, 61).
In creating the metaphor of liberal ironism Rorty draws on
the non-ironical liberalism of Habermas and the non
liberal irony of Foucault, playing one against the
other. Foucault brings, from Nietzsche, a critical
approach to liberalism and the preference for a
genealogical narrative of contingencies over 'timeless
origins'. Habermas replaces the Nietzschean 'philosophy
of subjectivity', which he views as non-emancipatory, with
a 'philosophy of intersubjectivity' and promotes
'domination-free communication' as a replacement for Kantian
'respect for human dignity' as "the aegis under which
society is to become more cosmopolitan and democratic"
(Rorty 1989, 62-63). Rorty believes that the contrary
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claims of selfhood and community may be addressed in
contemporary liberal society through "J.S. Mill's
suggestion that governments devote themselves to
optimizing the balance between leaving people's private
lives alone and preventing suffering..." (Rorty 1989, 63) .
The problem with this approach is that universitas
and societas are not mutually exclusive, they run into each
other in the real world. In a country such as India there
are many examples of the former at the subnational level;
unless there is also universitas at the national level,
there will be no India. Societas divorced of
universitas would need a common threat to keep it
together. Universitas is really 'selfhood of community' and
I am doubtful if one can have a defense collectivity of
selves which does not develop a collective selfhood. The
notion that liberal societies must balance in various ways
intervention in suffering and personal liberty is an
important one.
In a discussion on private irony and liberal hope
Rorty further defines an 'ironist' as someone who has
radical and continuing doubts about her final vocabulary
because she has been exposed to other vocabularies which
have impressed her, she sees that her present vocabulary
cannot help her escape from her dissatisfaction and she
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does not think her vocabulary is closer to reality than
others (Rorty 1989, 73). The response of metaphysician
(who associates theory with social hope and literature with
private perfection) is that the ironist is 'relativistic'
(Rorty 1989, 75/94). The two main differences between the
liberal ironist and liberal metaphysician are related to
their sense of what redescription can do for liberalism and
their sense of the connection between public hope and
private irony. Unlike the liberal metaphysician the
liberal ironist is not interested in metaphysical
arguments to bolster the desire to be kind: " Recognition
of a common susceptibility to humiliation is the only
social bond that is needed" (Rorty 1989, 91). In his
discussion on solidarity Rorty advocates the expansion of
ones sense of 'we' to include people who were previously
'they' (Rorty 1989, 192).
The right way to take the slogan "We have obligations to human beings simply as such" is as a means of reminding ourselves to keep trying to expand our sense of "us" as far as we can. That slogan urges us to extrapolate further in the direction of set by certain events in the past - the inclusion among "us" of the family in the next cave, then of the tribe across the river, then of the tribal confederation beyond the mountains, then of the unbelievers beyond the seas (and, perhaps last of all, of the menials who, all this time have been doing our dirty work). This is a process which we should try to keep going. We should stay on the lookout for marginalized people - people whom we still instinctively think of as "they" rather than "us". We should try to notice our similarities with them. (Rorty 1989, 196).
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It is redescription by the strong poet, whether she be
novelist or film-maker, which will make the difference in
generating this human solidarity within the private space
of the self. Rorty seems to support an extremely strong
form, to use Galtungian terminology, of 'associational'
relationships generated by the self and ever-expanding
outward in ripples. His approach could be fit into
Boulding's 'evolutionary' category and it has 'dialectical'
elements but it is richer than these approaches in the
sense that it listens to the voice of the weak and the
hurting, through texts rather than through voiceless
numbers, within the evolutionary pluralist liberal
tradition. It is happiest about social transformation
within the liberal tradition but agrees to an equal
validity for all vocabularies, all descriptions of the
world. Viewing social reality as a product of the
contingencies of language, selfhood and community, it
suggests how ironism in what I take to be advantaged
groups, or elite groups, can lead to hope for dis-advantaged
groups.
Conclusion
Chapter III draws on particular ancient and modern
Indian texts, notably the edicts of Emperor Ashoka,
Arthrashastra of Kautilya, the Mahabharatha and the
Ramavana (through A. L. Basham and others) and Satyajit
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Ray's classic film Home and the World for the ancient
metaphor of the Indian subcontinent. This hermeneutic
vision is allied with the structuralism of Galtung, the
dialectism of Lasswell and the evolutionism of the plural
iste. However the configuration which is assembled in
Chapter III, Ashoka's Wheel, is based on concentric circles,
with core and periphery. Ashoka's Wheel, is the framework
of analysis which is employed in subsequent chapters.
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FRAMEWORKS FOR SOUTH ASIA
In everything is shown the wish to maintain the moral integrity of the Aryan clans in a conquered country the Aryan clans desired nothing so earnestly as the continuation and defense of their own traditions. The result of this was that the social classes of the Aryans of Iran became the castes of the Aryans of India, with theoretically watertight divisions...... The Iranian Asha - the collection of stable conditions of cosmic order - is changed to Dharma, a social structure as well as an ontological reality, the right and duty of castes as well as fidelity to the Aryan ideal (Larousse 1959, 326) .
Introduction
The study of International Relations, like all
studies, is a search for order in a realm of human
experience. The search for order is a search for
understanding and even predictability, with its roots in
personal insecurity which feeds on the vulnerability of
self, self-organization and self-nation.^ It can have a
missionary dimension which seeks either the preservation or
transformation of existing order or elements of that order.
The terms self-organization and self-nation are used here in order to stress the identification of self and self- interest with particular organizations and nations. The vulnerability, and mortality, of self is the root of themes of abjection in literature.
47
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security interests of self that its projection of power,
symbols and wealth and its strategic use of these values in
polities, cultures and economies respectively may be viewed
by national observers to be in the larger interest of
international order. In examining the transformation of
South Asia and the important role India plays in this
process, one of the missions of this study is to develop and
utilize frameworks for organization and analysis of this
process as seen in reflections by regional scholars. The
purpose of the present chapter is to develop and discuss
such frameworks, frameworks which have been incorporated
here in an overarching framework called "Ashoka's Wheel".
Scholars within the South Asian region have addressed
expanding levels of intra-state violence in the region,
searching for political and economic causes, employing both
Marxist and liberal approaches in their analysis. At the
level of the regional system they have examined regional
security from geopolitical perspectives and have also
highlighted the need to address ethnopolitical causes of
instability which can link up with geopolitical factors.
There appears to be a recognition of multicausality but such
an admission hardly brings order into the picture. A
comprehensive framework for analysis, based on the
frameworks of order which operate in South Asia, is
48
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necessary if one is to address effectively the question of
multicausality and level of causality.
Order is also the project of states and governing elites as well as, in the final analysis, of elite-
aspirants. The telos of governing elites is to maintain
the present order in which they have preeminence. The
project of the elite-aspirant is to change his position in
the current order. In a society which is based on demo
cratic institutions it is likely that elite-aspirants will
begin by attempting to take social routes to achieving elite
status - within the existing order which elite-aspirants
believe will expand to accommodate them. Indeed, this has
been the promise of 'development' as they have understood
it. Where the governing elite's order maintenance is
incompatible with the elite-aspirants' social mobility aspi
rations, perhaps as a result of economic scarcity, the
project of elite-aspirants expands in scope to transform the
existing order to create conditions where they have primacy.
When legitimate strategies such as commercial and
educational routes for achieving elite status are denied to
elite aspirants, or are perceived to be denied to them,
elite aspirants respond with strategies of violence, either
to exclude the old order from their new order or to replace
the old order with their new order. In modern democratic
societies, in the West particularly, the commercial and
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educational routes to social mobility are wide open. In
Ancient India the rigid caste system segregated the
traditional elites, the Lasswellian wielders of symbols
(brahmans), military power (kshatriyas) and economic power
(vaishyas) and others who were considered as low-caste
(sudras) and out-castes.^ There was no possibility for an
individual to move upwards in terms of caste but it was
possible for entire caste groups to move upwards or
downwards. The traditional route for claiming upper-caste
status was through violence. Indeed this was a legitimate
route and led to the princely kshatriya status.
Examples of members of governing elites who sought
radical departures from the old order, within the realm of
ideology, are Constantine of Rome who adopted Christianity
for the Roman Empire, and Ashoka of India who adopted
Buddhism for the Mauryan Empire. In modern liberal
polities where interest groups politics aims at maximizing
benefits for individual interest groups, the state is
expected to play a role in ensuring a base of equity at
least in the legal sphere. However the state may need to
promote an hierarchical external world in order to enable a
The term varna refers to the larger classification into Brahmans, Kshatriyas, Vaishyas and Sudras while the term jati refers to actual identity groups in India. Both terms translate into caste but the word caste is used here primarily in connection with the larger order of varna.
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elites and elite aspirants is order, though they may differ
in terms of strategies for achieving order and even in their conceptions of the nature of order. To achieve this order
they take actions, which are intended to draw support for
their project, at the level of demography (social groups),
bureaucracy (state organization) and geopolitics
(international organization). Where dependence has not
pre-empted it, the state may opt for self-help if it has the
capability and sees an advantage to itself in this action.
The South Asian Association of Regional Cooperation, as a
formal Grotian framework for regional relations, as symbol
and fact, is a significant step for the governing elites of
South Asia, in reducing the opportunities for self-help, muting hierarchical potential of regional relations by
seeking to allay the fears of governing elites as well as
the masses of external threat.^ This hardly means that
the Hobbesian universe of self-help has been replaced by a
kinder, gentler Grotian world in South Asia. Nor does it
mean that states will not attempt to export change, even in
The term 'Grotian' refers to the world of International Law where all states are sovereign and equal and where conflict should be resolved through negotiation, where there are established codes of behavior and where there are laws and tribunals. It is derived from the name of Grotius and contrasts with Hobbesian (from Thomas Hobbes) which refers to a state of anarchy in nature which requires a central order- generating power.
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the form of violence, rather than undergo transformation
themselves.
Grotian and Hobbesian tendencies have always co
existed and the creation of the South Asian Association of
Regional Cooperation purely emphasizes the Grotian approach
and seeks to allay the insecurities of elites and masses in
South Asia, insecurities prompted by the shifts in division
of labor, symbolic environment and distribution of violence
within the region. The South Asian Association of Regional
Cooperation as symbol is simultaneously one of
identification, demand and expectation. Identification is
based on historical, cultural and geographical factors,
demand is for cooperative modes of inter-state relations
based on equality of state actors and the expectation is
peace and progress. But as much as it is possible for
Grotian tendencies to modify a Hobbesian State of Nature in
international relations, Grotian frameworks based on the
legalist perception of equally sovereign actors may be
modified through seepage of power relationships from the
self-help universe. As Wolfgang Mommsen has pointed out:
...... Galtung asserts with some boldness that international organizations have today become more than instruments of the asymmetrical interaction between central and peripheral nations which was in the past assured by formal colonial rule (Mommsen 140, 1982).
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This chapter discusses the Hindu varna (the hierarchical
caste system of social organization) and the 'realist'-
•idealist' orientations within the domestic and foreign policies of Emperor Ashoka, drawing on the earlier
discussion of Lasswellian elites, the center-periphery
hierarchical elite studies approach of Johann Galtung and
the horizontal interest group perspective of pluralism in
political science, in order to construct the Ashoka's Wheel
framework for South Asia - which is used for analytical
purposes in this work.
The Inner Wheel; Varnasarma
The symbolism of caste continues to be a powerful
template in the reproduction of society in South Asia and in
the attitudes and behavior of the upper caste groups toward
lower ones. However, because of the countervailing
symbolism of equality and social justice, caste has become a
crucible for change. In India and its South Asian
neighbors the past impinges on the present and modern
political culture clashes with the political culture of the
past. Continuing to impact contemporary regional politics
at all levels are the separate voices of history heard by
Northern Aryans and Southern Dravidians, voices which may be
traced back to the third millennium B.C.:
The Aryan invaders from the North-West settled at first in the Punjab (upper valley of the Indus and its tributaries) between 3000 and 1500 B.C., and must even then have come into contact with the
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dark-skinned Dravidians of a rather advanced culture which may have been related to that of the Chaldeans (if we may judge from the excavations at Harappa) and with much 'wilder' tribes speaking Munda idioms, whose affinities were with the ne groids of Indo-China and Australia. A great peculiarity of India is that even today these three elements stand side by side, at once distinct and yet intermingled in an infinite number of amalgams, which moreover contain a certain number of Mongolian elements (Larousse 1959, 325).
It is the lingering social rather than political 'apartheid'
of the varnasurma which allows the present to reproduce the past.
The political economy of Ancient India, with its
metaphysical origins, was designed to minimize social
transformation. A fear of anarchy, not in itself unusual,
led to the imposition of a rigid caste structure which
concretized the political economy. The caste system of
Ancient India was state-sponsored and structural, a genuine
apartheid, whereas the modern Indian state works within the
pluralist tradition and does not promote caste hierarchy.
The caste system introduced by the Brahma-worshiping Aryans,
the varnasurma, closely matches Lasswell's three groups of
influentials:
The four varnas of India developed out of very early Aryan class divisions, for some stratifi cation existed in many Indonesian pistras or classes, comparable in some respects to those in India. In India this stratification grew more rigid when, in the Vedic period, a situation arose rather like that prevailing in South Africa today, with a dominant fair minority striving to maintain its purity and supremacy over a darker majority.
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The tribal class-divisions hardened and the dark- skinned aboriginal found a place only in the basement of the Aryan social structure, as a serf with few rights and many disabilities (Basham 1967, 138).
Caste continues to be important in areas such as
interest group politics and social reproduction but it is no
longer structural: Today it is cultural. While the
paradigm of caste holds true for India, Nepal, Bhutan and
Sri Lanka, it cannot be applied directly to the Islamic
States of South Asia, Pakistan, Bangladesh and Maldives
which subscribe to the Islamic political culture of the
'brotherhood of man'. However, again, in these Islamic
countries one finds that despite the liberal instincts of
the Westernized elite and the absence of caste constraint
there are bureaucratic devices which are employed to
encourage no major changes in stratification during social
reproduction. These devices emanate from an English-
speaking elite.
The caste system is a response to cosmic entropy. The
fear of anarchy or matsayanya,^ or where the strong consume
the weak, is the motivation behind its institution. The
strong in this case must surely be those in numerical
Matsayanya is Sanskrit for 'the way of the fishes'and may be possibly be connected with the ancient image of successively larger fishes trying to swallow each other. This suggests conquest is anarchic, a notion upheld by the prescription of one type of conquest, dharmavijaya, (conquest by righteousness) discussed later in this chapter.
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superiority as against the numerically inferior
influentials. Hindu mythology describes mankind living on
an immaterial plane before descent into matter after cosmic
decay. "As men lost their primeval glory distinctions of
class arose, and they entered into agreements accepting
the institutions of private property and family" (Basham 1967, 87).
The three upper castes of the Hindu varna are the
Brahmans, Kshatriyas and Vaishyas, priests (manipulators of
symbols), warriors (manipulators of instruments of
violence) and merchants (manipulators of markets)
respectively. These coincide with the three Lasswellian
influentials (Lasswell 1963). While upward caste mobility
was impermissible for the individual, entire caste groups
could rise in the social firmament over a period of time.^
Even though Brahmans monopolized the crucial realm of
ideology and ideological control, usurpation of princely
power through violence could lead to a family and its kith
assuming noble Kshatriya status.
Ideally a royal family was of ksatriya or warrior class, but in practice this was often not the
Mancur Olson points out that in the caste system groups rather than individuals can change status" as in the case of his distributional coalitions. Another similarity with distributional coalitions, according to Olson, is that duties are applicable to the group and not universalistic. "So it is similar to professional ethics that rule out competition in a profession" (Olson 1982, 157).
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case. The Sungas and Kunvas were Brahmans, as were several other dynasties; the family of Harsa is said by Hsuan Tsang to have been of the vaisya, or mercantile class; while the Nandas, and perhaps even the Mauryas, sprang from the despised sudras. In practice the aphorism "whoever rules is a ksatriya" was applied, and after a few generations kingly families from lower orders were assimilated into the martial castes (Basham 1967, 92).
While the caste system is no longer enforced by
government, unlike in Ancient India where one of the
prince's foremost functions was to protect the purity of
caste (Basham 1967, 90), it continues to play a role in both
elite-mass and interest group politics. A rather disturbing
illustration of how the varna represents a Lasswellian
value-pyramid may be seen in the figures for food
consumption in calories per person per day (of Colin Clark
and M. Haswell) quoted by Debesh Bhattacharya in an article
entitled Growth and Distribution in India (Bhattacharya
1989, 156); Brahmans and Vaishyas - 2720; agricultural
castes - 2440; other miscellaneous castes - 1960; Harijans -
1940; fishermen - 1580. Caste plays perhaps too important a
role in the elite-mass relationship and too inadequate and
Shirley Pulle Tissera, secretary of the Colombo Chetty Association of Sri Lanka makes reference to Prof. H. Ellawala's claim in Social Historv of Early Cevlon that the Mauryan emperor Ashoka's queen (mother of Mahinda and Sanghamitta who brought Buddhism to Sri Lanka) was a Setthi (Chetty) or a vaishya. "...Prof. Ellawela goes on to say that Prince Summitta and his eight brothers who came to Lanka to guard the sacred Bo tree were sons of a Deva Setthi from Vedisa City in Avanthi". Summitta was the brother of Asoka's queen (Tissera 1990, 3).
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ineffective a role in interest group politics. Where there
is inadequate opportunity for caste mobility and class
mobility because of cultural exclusionary strategies by
upper caste (top three castes) and upper class groups, low
caste and lower class groups experience a high degree of
frustration, because of the revolution of rising
expectations. In the contemporary context upper caste
would coincide with upper class and governing elite at least
in the sense that there is a core group of individuals and
families who belong to all three classifications (i.e. upper
caste, upper class and governing elite). There might very
well be upper caste individuals who do not belong to the
other two classifications mentioned above and lower caste
individuals who belong to the governing elite. The tension
between the ethno-historical vertical elite-mass order and
the horizontal modern interest group order leads to attempts
at kshatriya route solutions to the aspirations of out
groups, led by political entrepreneurs. The route of
violence becomes a preferred one for disenchanted out
groups. In the power struggle between the old Westernized
elite and largely non-English speaking elite-aspirants, the
South Asian Association of Regional Co-operation as
presently constituted is a vehicle for the old elite which
established it. Violence becomes a preferred method for
those, who even in a pluralist, secular parliamentary
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democracy, perceive cultural obstacles to social and
political ascendancy.
The Outer Wheel
The search for a framework to be utilized in this
study, as an analytical and organizational tool, must take
us first to a symbol of an earlier regional order which
exhibited similar tensions between realism and idealism in
its formulation and outlook. This symbol is the
Dharmacakkra or 'Wheel of Right Doctrine' (or of
'Righteousness'), depicted by the cakkra or chariot wheel.
Ashoka, grandson of Chandragupta, founder of the Mauryan
dynasty established the first of less than a handful of
indigenous Indian empires and adopted the Dharmacakkra as
his symbol of empire. If his father and grandfather had
no compunction about their new role as creators of order
through manipulation of violence,
the third generation Ashoka seems to have been quick to
appreciate the advantages of a new order based on the
manipulation of the flow of symbols and services.
If there is tension between ethno-historical vertical
order as manifested in the caste system of elites and the
modern horizontal order as manifested in interest group
politics within South Asian societies, there is a parallel
tension between realist and idealist outlooks in South Asian
interstate relations. At the systemic level the idealist
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and functionalist values expressed in the South Asian
Association of Regional Co-operation have their early Indian
origin in the foreign policy of Ashoka. This is not to
claim that the new regional institution has its origins in
the Ashokan rather than modern European-constructed world.^
However the past does echo in the present and the Ashokan
approach to international relations is a discernible stream
in Indian political culture which is otherwise quite
realist. The rule of law in personal, family and class relations was a fundamental element of ancient Indian thought, but in the sphere of international
It is not being suggested that the political writings of Kautilya and policy statements of Ashoka have had a seminal influence on Indian politicians and political writers in a continuous historical sense. Nor is it being suggested that Kautilyan concepts had widespread currency in his own time though it is reasonable to believe that princes such as Ashoka and his forebears would have been familiar with his arguments. Certainly Kautilya gives the impression, through providing the opinions of others in his work, that there was a scholarly 'community' which commented on problems of government. What is being suggested is that contemporary Indian and Sri Lankan politicians have drawn on Ashokan concepts to explain approaches to foreign policy which might have alternative terminologies within the discipline of International Relations. President Ranasinghe Premadasa of Sri Lanka stated during the July 1990 offensive against the Liberation Tigers of Tamil Eelam (LTTE) that he would adopt a dharmavijaya approach to his dealings with the LTTE provided they to all laid down their arms: "We're committed to follow the Asokan principle of dharmavijaya, justice and fairplay, equal treat ment to all and resolution of issues by peaceful means." Sri Lanka News (Colombo), 4 July 1990. His predecessor. President Jayewardene, when assuming the newly-created Executive Presidency in 1978, adopted the Ashokan Wheel as the emblem of the presidency and used the political slogan dharmishta samajaya or 'just society'.
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affairs there was no real conception of its possibility...... Asoka was possibly the only ancient Indian king who finally broke with the tradition of aggression, though his spirit can be heard in certain passages of Buddhist texts, and many ordinary people must have echoed his sentiments (Basham 1967, 123).
Hence the so-called idealist approach to international
relations in South Asia may be referred to as the Ashokan
approach as opposed to the realpolitik of Hindu literature.
At the same time Ashoka's idealism is not without its
advantages and may be viewed as realism which has eschewed
power-based solutions in specific areas. As Ashoka did not
abandon his imperial ambitions there is a tension present in
his administration of the Mauryan Empire - between the
Ashokan approach and the realist approach of the
cakkravartin or Universal Emperor, whose symbol of universal
order is a cakkra or chariot wheel (Basham 1967, 84/85).
The cakkravartin is the "controller of universal dharma" and
"unites the fascinating legitimacy of the varna with the
vigor of Indra" (Larousse 1959, 329) who was "...the
prototype of the caste of the nobles..." (Larousse 1959,
326). By transforming the symbol of the cakkravartin from
cakra to dharmacakkra or Wheel of Righteousness (and emblem
of Law and Order), Ashoka does not resolve the tension
between realist and idealist outlooks, a tension which
continues in modern India between the project of a great and
powerful India and a great and powerful India and a great
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and morally superior India.°
Which project engages India's attention is one of
primary interest to her neighbors.* Glance at the
political, military and demographic maps of the region and
one becomes quickly aware of India's preponderance:
Intraregional balance of power based on the liberal ideal of
roughly equal powers disallowing the emergence of a
superpower which will upset the balance is hardly possible
within South Asia. India's size, military capability.
Interestingly Hindu mythology seems to understand that social order has to be based on the informal reciprocity of friendship and the formal reciprocity of contract, on gemeinschaft and gesselschaft if one were to co-opt the terminology of Ferdinand Tonnies. A dyad of deities, Mitra and Varuna, maintain rita or universal order. "for this reason the former presides over friendship and contracts, while the latter looks after oaths" [Larousse 1959, 328]. Mitra is the Sun, ruling over the day, while Varuna the Moon rules over the night. The origins of the symbol of cakkra in its association with political and moral order may be in its association with the sun. The Sun God Surya "revealed himself in twelve different forms of which Vishnu was the ninth. The horse was a constant symbol of the sun, the sun god's chariot being drawn by seven horses or mares" [Larousse 1959, 325]. The Temple of Surya in Konarak, Orissa has a good example of a Wheel of the Sun's Chariot from a Thirteenth Century A.D. frieze [Basham 1967, plate xxi].
* The leader in Sri Lanka's state-owned Sunday Observer [8 July, 1990] entitled "Wanted: Indian Policy for Sri Lanka" states that "[t]he foreign policy of a big nation should not necessarily depend on the whims and fancies of those in power. Consistency and consequently predictability are essential requirements for neighbours to fashion their foreign policies. India's moral standing and image will be enhanced by clearly defining its Sri Lanka policy. In the absence of such a consistent policy it would not make sense to chide its neighbours for not having a clearcut policy towards India.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 63 population, demographic ties with its neighbors and
geographic centrality suggest that a Concert of Asia will
not arise. It would seem that here is a situation where a
system of hegemonic stability might work. However the
primary systemic cause of insecurity and instability in the
region is the rivalry and mutual fear of largely Hindu but
secularly-governed India and Islamic Pakistan, which were
carved out of British India and the Indian States. This rivalry operates the sometimes convenient flashpoint of
Kashmir. Pakistan has sought to resolve the imbalance
through extra-regional alliances, development of nuclear
technology and promotion of diplomatic solidarity with other
South Asian states. China is in many ways a natural ally
for South Asia's junior partners and this dynamic leads to
considerable sensitivity on the part of China's natural
geopolitical enemy, India.
The flashpoints around India such as Bhutan, Kashmir,
Nepal, Punjab and Sri Lanka are perceived by India as
elements within her orbit which are constantly in danger,
because of her own generous liberal approach, of being
'abducted' by a foreign power in a re-enactment of Havana's
(symbolizing a foreign power) abduction of Krishna's
(symbolizing the Indian self-identity) bride Sita from the
ancient Indian epic, Ramavana. In Satyajit Ray's film The
Home and the World he describes a pre-Independence version
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 64 of the ancient Ramavana love triangle between the merchant
prince Nikhil, his wife and the anti-British demagogue/terrorist, Sandeep. Sandeep's approach is that of
the Kshatriya and is quite cynical while Nikhil's approach
is a Vaishya humanism: The former has no qualms of hurting
poor Indians and stirring up ethnic violence in order to
hurt the Raj and maximize his power respectively. The latter
prefers to work toward improving the lot of the poor within
the existing system, in which one must say, he has
ascendancy. The liberal Nikhil encourages his wife to listen
to the heady words of Sandeep who seduces her. Rather than
use violence to regain his wife Nikhil employs strength of
moral purpose.In the Indian mind, therefore, there is
the image of India-Krishna promoting the liberty of the
multiplicity of Sitas which surround it. While the Sitas
will never leave the Indian orbit on their own accord, they
will be seduced by Ravanas, from the West, from China, from
Pakistan. Hence the need for the Indira doctrine of
excluding external powers from acting in the region without
Indian approval. 11
In their final encounter Sandeep tells Nikhil that he is informed by the voice of the Mahabharatha and that, in terms of the Ramavana epic he sees Havana and not Krishna as the true hero.
Interestingly, when I presented a paper on SAARC in the Changing Global Order at a seminar in Colombo in 1992, using the Rama-Sita and dharmacakkra-cakravartin concepts, there were several people in the audience who were not comfortable
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India's central location in South Asia and its
preponderance lead to it being perceived as a pivotal power
by the United States. While there is a suggestion of
center-periphery relations in the word pivotal, the
relationship between the Indian hub and its South Asian rim
was not always and economic one. In colonial times economic
ties were directly between India and Britain and between
Ceylon and Britain for instance, though there has been a
history of dependence between Nepal, Bhutan and Sikkim and
India and to a lesser extent between the Maldives and
Ceylon. (Sikkim became an Indian state in the 1970s).
However one may discern a center-periphery relationship
emerging in the political arena, with India insisting that
security issues should be dealt with on a bilateral basis.
Except in the case of Pakistan, India cannot be prevailed on
by its South Asian neighbors should she choose to flex her
muscles.
Johann Galtung's center-periphery model as applied to
the situation in South Asia is a case of the dynamics of the
with the introduction of these ancient terms into the discourse about South Asia (Chitty 1991). Indeed, when I presented the Ashoka's Wheel framework at a conference in Brisbane, some South Asian academics who were present were unhappy with my application of historically distant concepts on South Asia (Chitty 1990a) . My response was that I could have quite easily discussed the issues in terms of Hobbes and Grotius but that I wanted to develop an approach with roots in the region. In general I have found Western scholars to find the framework more acceptable than their South Asian colleagues.
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region moving towards such a model, as opposed to such a
relationship having already developed through centuries of
colonialism. Despite India's pivotal position in the region
and its aspirations as a great power, the historical
'dependence' on India has been cultural and demographic.
It has been cultural because of demography (through
migration) rather than purely cultural as in the case of
Buddhism spreading to China. The transformation of
demographic and cultural dependence to security dependence,
if that were to happen, could result in economic dependence.
Ashoka's Wheel (see fig. 1) , the framework which has
been developed as the primary heuristic and organizational
tool of this study, incorporates the center-periphery
potentiality in its circular design and through the device
of concentric circles incorporates the balance of power
model which is found in the mandala of Kautliya'
Arthrashastra. The Dharmacakkra is the Indian version of the
Arthurian Round Table. In both instances the monarch
consolidates power through violence and then institutes the
Rule of Law. 'Might is Right' is transformed by the mighty
into 'Might for Right'. Ashoka expanded his inheritance
into history's first Buddhist empire. Two visions of
Ashoka's Wheel, as applied to SAARC are provided below.
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Fig. 1: Ashoka's Wheel - A Cakkravartin Vision
NEPAL
PAKISTAN ^ BHUTAN
BANGLADESH MALDIVES
SRI LANKA
Fig. 2: Ashoka's Wheel - A Dharmacakkra Vision
INDIA
NEPAL
PAKJ5TAN BHUTAN
MALDIVES BANGLADESH
SR] LANKA
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 68 Basham states Ashoka's foreign policy perspective
succintly;
It seemed that Asoka believed that by setting an example of enlightened government, he might convince his neighbors of his new policy and thus gain the moral leadership of the whole civilized world. He by no means gave up his imperial ambitions, but modifies them in accordance with the humanitarian ethics of Buddhism (Basham 1967, 55) .
In his foreign policy Ashoka sought "the abandonment
of aggressive war" and in place of the traditional policy of
territorial expansion he substituted conquest by
Righteousness (as we here inadequately translate the very
pregnant word dharma) (Basham 1967, 55). This is in
contrast to the militarism which was characteristic of
Indian princes who,lived before and after Ashoka. While
Hindu society imposed the rule of law in determining
interpersonal, family and class relations, this order was
not extended into the realm of international relations
except in the prescription for dharmavijaya or conquest by
righteousness. This prescription may be traced to the
Mahabharatha (Basham 1967, 123-125). The Arthrashastra.
however, provides three alternatives for conquest, viz.
righteous conquest (dharmavijaya), conquest for greed
(lobhavijaya) and demonic conquest (asuravijaya). In the
first instance the conquered prince or a kinsman of that
prince becomes a tributary and vassal of the conqueror
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without having his territory annexed. Conquest for greed
includes extensive annexation of territory and extraction of
excessive amounts of tribute. Demonic conquest signifies
the complete incorporation of the conquered territory into
the body politic of the conquering state.
The original dharmavijaya was romantic in character,
following "...... the doctrine that war should be waged for
glory and homage rather than sordid aims such as wealth and
power " (Basham 1967, 125). Hindu dharmavijaya is
still a variation of Might is Right, though it prescribes a
right way of using might, a proportionate way which will
allow princes to survive after conquest and even be in a
position one day to conquer others. Dharmavijaya
recognizes the sovereignty of princes, lobhavijaya dilutes
sovereignty and asuravijaya denies the conquered prince any
sovereignty. Kautilya's mandala or configuration consists
of concentric circles around a prince who ensures his own
survival at the center by pitting each circle of advisors,
bureaucrats and princely allies against neighbouring
circles. It is a complex version of 'divide and rule'.
Kautilya recommends to princes that they form alliances with
princes who share a second frontier with their enemies.
This notion of balancing may be extended to include extra-
regional or geopolitical dimensions as well. Through a
marriage between Galtung's center-periphery framework.
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Kautilya's mandala and the dharmacakkra of Ashoka, the
overall framework of analysis and organization of this study
emerges.
Projecting the varna into the Galtung framework of
center-periphery elite relations, one can view the Indian
center as brahman, (controlling the flow of symbols),
kshatriya (military control) and vaishya (economic control)
while the periphery is sudra (servicing symbolic, military
and economic elites). It is not being suggested that this
is the existing reality though this certainly would be the
reality under a lobhavijaya or dharmavijaya scenario.
Certainly from an Indo-centric and Delhi-centric point of
view, the Indian center and its interests is paramount and
therefore may be considered to be brahman vis-a-vis Indian
regional centers (the Indian periphery) and centers of
neighbouring states. The Indira doctrine excludes states
which are external to the South Asian system from
intervening in South Asian affairs - a form of
untouchability. Pakistan and other Indian neighbours at one
time or another have rejected the Indian view of its
•brahman status' in a South Asian caste configuration.
Pakistan's response has been to adopt a kshatriya route to
parity with the brahman center which is bolstered by its own
kshatriya cohorts. The smaller countries adopt vaishya
approaches in order to increase trade links with large
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external powers.
By happy coincidence the origins of the South Asian
Association for Regional Co-operation proposal and the site
of the new institution's headquarters fit well with the
Ashokan metaphor. Ashoka's imperial capital, Pataliputra,
is relatively close to Dhaka and Katmandu in the North-East
of the subcontinent. The South Asian Association of Regional Co-operation was the brainchild of the late Ziaur
Rahman, president of Bangladesh. The organization's
secretariat is based in the capital of Nepal. It was
Rahman, a member of Bangladesh's ruling military elite, who
first made proposals for regional co-operation during visits
to India, Nepal and Pakistan between 1977 and 1980. This
was at a time there had been significant leadership changes
in the region and his initiative was meant to take advantage
of the window of opportunity presented by these changes.
Indira Gandhi had been replaced by Morarji Desai in India,
Sirima Bandaranaike by Junius Jayewardene in Sri Lanka and
Bhutto by General Zhia in Pakistan. In India the Nehru
family, of which Indira Gandhi was a member, may be said to
have subscribed to the cakkravartin approach to
international relations in the sub-continent, in contrast
with the dharmacakkra approach of Mahatma Gandhi.
It must be mentioned that Nehru, more than his
daughter, who was a firm realist, was Janus-faced. Though
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he was realist enough to reject the politics of love
prescribed by Mahatma Gandhi, he drew inspiration from
Mahatma Gandhi and tried to introduce some of the Gandhian
values into international relations. Mahatma Gandhi re
interpreted the doctrine of non-violence to incorporate a
commitment to vegetarianism and the abolition of capital
punishment and war. His was the modern expression of
Dharmavijaya, but a Victory by Righteousness which
transcends even the 'Might for Right' of Ashoka.
Gandhi's proposition is that 'Right is Might' as
demonstrated by the power of right action. He was
interested in a larger order, a decentralized low-technology
order, held together by a morally superior India. However
he wanted to do away with that ancient glue, the caste
system. Interestingly Mahatma Gandhi belonged to a
mercantile caste, the Bania, and in ancient India the values
of Buddhism (which Gandhi also draws on) were especially
favored by mercantile castes who benefited from peace rather
than war (Basham 167, 124). Having cut his activist teeth
in South Africa battling that country's state-sponsored
President Ranasinghe Premadasa of Sri Lanka draws directly on the Ashokan principle of dharmavijaya in his political discourse. "We're committed to follow the Asokan principle of 'dhammavijaya’, justice and fairplay, equal treatment to all and resolution of issues by peaceful means." Sri Lanka Today (Colombo) 4 July 1990. Four days earlier he is reported to have said "(w)e believe right is might, not might is right." Sri Lanka Today (Colombo) 30 June 1990.
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caste system, on his return to India Gandhi sought to rid
India of its culture of caste. He attempted to alter the
symbolism of caste and referred to outcastes or
untouchables as 'Children of God'. He paid the price for
meddling with the varnasarma with his life, at the hands of
a Hindu fundamentalist.
THE SPOKES
In Ashoka's Wheel, India is the hub of the wheel and
is connected to the rim, consisting of other members of the
South Asian Association of Regional Co-operation, by six
three-pronged spokes. The three prongs in each composite
spoke represent the ethno-historical, administrative and
international political cultural dimensions of bilateral
links between India and its six partners. Myron Weiner
identifies two political cultures in tension in India: A
mass political culture which grows upwards from local groups
and within which local and state politics operate, and an
elite political culture in New Delhi. The mass political
culture may be said to be the political culture of the
periphery as it contrasts with an elite political culture at
the center which "is personified by India's planners, many
of the national political leaders, and the senior
administrative cadre" (Weiner 1965, 199). Weiner detects
an ambivalence among the elite who have contributed to the
creation of institutional channels for the expression of
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this grass-root culture but fear that it will supersede
their own. Using the term ethno-historical rather than 'mass political' one has recognized that "(r)acial,
religious, linguistic, tribal, caste, ethnic, class, or
geographic cleavages, among the population may serve to
sustain separate political subcultures" (Bill & Hardgrave
1981, 89). These cleavages become increasingly important
within India today. The ethno-historical political culture
embodies the pre-western political experience of India which
is embedded in the deepest of values and is global within
India. These values are related to the common Indian
identity. Ethno-historical political culture also
incorporates the political culture within regional ethnic
polities and these may be related to political identities
such as Tamilian, Punjabi, Rajasthani, Kashmiri and even to
caste identities. So, while some aspects of individual
ethno-histories must vary, there are common political
cultural values of an ethno-historic nature which are
Indian. The antipathy towards leaders who project a highly
Westernized rather than home-spun image which one encounters
in India is the reflection of the abiding importance of
ethno-historic values to the masses. This important group
of people, and there are parallels in other South Asian
countries, did not experience intensive Westernization and
want to take India into a future shaped by their past, hence
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the fears of the elite class.
An ethno-historic structural framework which has
become part of mass political culture in that it shapes the
mechanics of politics is the culture of caste. It is no
longer genuinely structural in a Marxian sense but it
continues to shape social and political values and in the
reproduction of those values in society. This element is
common to much of the Indian sub-continent. In addition to
the multitude of ethno-historical experiences which
contribute to this political culture of the periphery, there
is also a caste culture and the political culture which
derives from ancient Indian mythological, religious and
scholarly texts as described in this chapter. It is for
these reasons that shifting emphasis from mass political
culture to ethno-historical political cultures is justified.
But what of the Islamic states of South Asia with
their concept of the brotherhood of Mohammedans? "The
essence of Tauhid (unity of God) as a working idea is
equality, solidarity and freedom' according to Dr Muhammed
Iqbal quoted by Mohammed Ayub Khan in an article entitled
"Pakistan Perspective" (Khan 1960, 547-556) . However,
despite the paradigm of equity, Pakistan and Bangladesh
continue to be societies where there is little real social
mobility - despite the absence of the caste system and
despite the presence of a modernizing ethic among the
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Western-educated elite. In the case of both the Islamic and
non-Islamic states the stated objective is to achieve social equity, but somehow social equity is achieved only in the
form of legislation and plans, it is a social equity only of
the symbolic universe if and only to some degree. In both
types of states the westernized elites continue to dominate
the bureaucracy and it is the bureaucracy that fails or
succeeds in the implementation of programs to achieve
equity. Debesh Bhattacharya says that "Indian Plans are
always strong on statement of goals or objectives but are
somewhat fuzzy with regard to the operating strategy and
consequently the gap between the goals of a socialist
society and achievements between what was intended and what
actually happened has continued to widen" (Bhattacharya
1989, 156). India's Eighth Plan is entitled "towards Social
Transformation" and Prime Minister Singh says that " (t)he
title is apt, because we wish not to focus so much on the
numbers of economic growth as on its content" (V. P. Singh
1990, 3). In fact one can argue that the bureaucracy has
opened doors but created bottlenecks to progress because it
belongs largely to the same group that may lose its
ascendancy in society if genuine social transformation takes
place. Ayub Khan argues that the feudalism, particularly
of West Pakistan had vested the entire political, economic
and social might of the country in a limited group of
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families. It was impossible to make any advance in any
direction without first breaking this monopoly of power.
Therefore, land reform was one of the first major steps of
the new regime (Khan 1960, 547-556). Drawing on Samuel
Huntington, Habib Zafarullah argues that in Bangladesh a military-civil bureaucracy coalition has developed and runs
the state. A social reformist military administration needs
to modify radical proposals for reform in order to maintain
the support of the bureaucracy (Zafarullah 1990). However
as military, political and bureaucratic elites are drawn
from the same larger elite, there is a community of
interests in the preservation of that groups ascendancy in
society
What Weiner refers to as elite political culture in
India is incorporated in this study in administrative
political culture. Its vehicle is the English language and
its center is the center - New Delhi. It is a political
culture which incorporates Sydney Verba and Lucian Pye's
'civic culture' (Verba & Pye, 1978). The great fear
within the administrative political culture is entropy,
centripetal ethnocentricities, the disintegration of India.
It shares with the British Raj, of which it is a ghost, the
project of holding India together. It has been deeply
wounded by the British Raj which chose to give way to a
centripetal ethnocentricity in the form of Pakistan while
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bequeathing it its larger Delhi-centered sub-continental
identity. It is also liberal, more liberal than the British Raj because for Britain India was also a matter of
international relations and hard-nosed realism. It shares
with the West the project of political and economic
modernization. It espouses pluralism and secularism.
It cannot protect and promote the perennial Indian glue, caste, but rather works against caste through programs of
political and economic modernization. It encourages social
and political diversity through regionalism and a multi
party system but attempts to seek a consensus close to the
locus of the values of the national English-speaking elite.
But the cultural distance between traditional Indian culture
and the culture of westernized Indians make such a consensus
difficult to achieve and attempt to seek such a consensus on
the part of elites results in heightened levels of
insecurity among the masses. The method of seeking
consensus includes an invitation to participate in the
political process. This leads to over-participation by the
masses because of their fear of a sociologically
Discussing caste Jawaharlal Nehru says in The Discovery of India that " [t]he spirit of the age is in favor of equality, though practice decides it almost everywhere ...... special opportunities for education, economic and cultural growth must be given to backward groups so as to enable them to catch up to those who are ahead of them" [Sigmund 1963].
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exclusionary though politically inclusionary elite culture
and their expectation of a future shaped by their own traditional values rather than those of the successors of
the British Raj.
Lack of real social mobility which would allow
significant recruitment in the elite class, compounded by an
economic world which for the masses is characterized by
scarcity and constraint, contrasts with the situation within
an ideal civic culture. In Britain, in the early days of
the Industrial Revolution, religious dissenters who were not
able to use traditional methods of social ascendancy were
allowed the vaishya route of entrepreneurship, thus helping
to launch the new economic area. Interestingly, groups
which may be described as largely ethno-historical in the
Indian periphery would try to operate as interest groups
agitating for a fairer share of the pie, while
administrative elite groups would tend to hear the ethno-
historical voice of caste in relation to important areas of
social and political behavior - though as professional
administrators they would probably listen to the
administrative voice. There is a gulf between private and
professional behavior.
The final act of the British Raj, which spawned the
administrative political culture, is that political culture
which facilitates the International System. Indian
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bureaucrats and politicians whose interaction with Britain,
other colonies and other powers such as the United States,
brought them into contact with the international political
culture. Realist and idealist perspectives are present in
different modes within this. E. H. Carr divides the world
into intellectuals and bureaucrats. Intellectuals are
Utopians and believe theory shapes praxis while bureaucrats
are realists (Carr 1946). In a sense it is ones' project
which is more important than whether one is operating within
a realist or idealist mode. If greater India is ones
project the realist would enjoy a cakkravartin strategy
while the idealist would opt for dharmavijaya.
Modern India may be seen as resembling the three
headed lion, (the two-dimensional representation emblem of
Ashoka) having to listen to ethno-historical,
administrative and international voices when dealing with
internal or external problems and therefore appearing
sometimes to follow inconsistent policies. In practise this
often means that the federal government of India has to
accommodate the interests of elites and elite aspirants
within Indian states, when dealing with problems in
international relations which impinge on transborder ethno-
historical relationships. This dynamic is represented by the
three-prongs on the composite spoke linking India to the rim
countries of South Asia (vide fig. 3 below).
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Fig. 3: Spokes of Ashoka's Wheel
r—ETHNO-HISTORICAL LINKS— i
POLITY ■ADMINISTRATIVE LINKS POLITY
INTERNATIONAL LINKS--
TRANSBORDER CULTURES
The dynamic which is set off by the tensions between
participants in the ethno-historical political cultures and
administrative political cultures, the desire for horizontal
differentiation and the culture of hierarchization,
devolution and decentralization, may be expressed in
separatist or decentralization demands of various orders.
It leads to cross-border linkages between groups which share
an important ethnic-historical commonality. Governing
elites located in the centers of each South Asian state
would normally tend to seek stability through consultation
among themselves. Elite aspirants in the peripheries of
South Asian states are likely to enter into co-operation
with or engage in co-ordination strategies with political
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entrepreneurs in neighbouring cousin cultures. As several
Indian states have neighbouring cousin cultures, the
relationship between the Indian periphery and center can be
impacted by the relationship between actors in peripheral Indian states and their cousin cultures. The transborder
cultures may have several forms viz., one or both of the
participants in a transborder culture may be a political
minority or majority with respect to their own polities.
The presence of transborder cultures provides the
opportunity for co-ordination strategies which aim at
achieving political ends at home. It is the political
entrepreneur who engages in co-ordination strategies. It
is also the political entrepreneur who, in the wake of
Crawford Young's cultural entrepreneur (Young 1978, 45) creates political capital for himself through addressing the
interest of ethno-historical interest groups. They may be
drawn from the elite at the center or elite-aspirants in the
periphery.
In Sri Lanka and India for instance A and D could be
Colombo and New Delhi respectively. X and Y could be the
Tamil North of Sri Lanka and the Tamilian South of India
respectively. The majority Sinhalese of Sri Lanka dominate
the administrative center of Colombo as do the Northerners
in New Delhi. However there are Tamil voices within the
Colombo and New Delhi administrations respectively.
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Fig. 4: Transborder Cultures
A XY D
POLITY A POLITY B
X and Y share a common ethno-historical past wheras A and X ; Y and D share a more recent political history.
It is likely that political entrepreneurs at the
center are sensitive to the emergence of ethno-historical
political entrepreneurs in the periphery and adopt
chauvinist postures in order to win the latters'
constituencies. But the appeal of political entrepreneurs
at the center to ethno-historical constituencies is not of
the pluralist order of American politics, it is hierarchical
because it is ethno-historical, even though the aspirations
of the masses and the rhetoric of the elite might be
egalitarian. The culture of caste exerts its modern
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barriers to social mobility - language, family, kind of education.
Economic constraints certainly exacerbate the
situation. It is increasing competition for scarce
resources which often leads to the formation of ethno-
historical groups by political entrepreneurs. But in South
Asia ethno-historical groups began to operate as interest
groups in the face of the withdrawal of Britain from the
reins of government. Ethnic groups which co-operated until
then began to be fearful for their security in the face of
other groups which begin to perceive of themselves as the
majority. With the withdrawal of Britain from South Asian
countries change occurred in the division of labor (with
locals replacing the British in key positions in government,
industry, defense and education), in the distribution of the
instrumentalities of violence (with the armed services
coming under the control of a majority led government rather
than Britain) and in the symbolic environment (with
nationalist symbols which might increase the security of one
sub-national group while threatening another).
Conclusion
Modern India has been governed by an elite which has
espoused the pluralist traditions of British liberalism.
With the passage of years, this approach has led to an
expansion of interest group politics. In theory this
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participatory approach should lessen levels of alienation in
the periphery of society, as the overt intent of policy is
inclusionary rather than exclusionary, attempting to increase rather than decrease the avenues for social
mobility. There is a gap between policy and performance.
In the face of increasing competition the governing elite employs cultural modes of exclusion which result in a
perception , within the periphery, that the avenues of
mobility lead to closed doors. As the governing elite, in
India as well as its Indo-centric neighbours, coincides
fairly closely with the historical governing elites and in
many cases dominant caste groups, the exclusionary mode
incorporates this dimension but expresses itself in degrees
of Westernization. The English language is an important
indicator in this respect as are other aspects of culture
such as sport, art, music and cuisine. These contradictory
impulses within the governing elite are accompanied by a
political tension within society itself as elite aspirants
attempt to change the composition of the governing elite,
through educational and commercial routes and if those fail
through politics and even political violence. The route of
political violence is the traditional method of achieving
elite status within the Hindu varna.
In the confrontation between elites and elite-
aspirants each group uses ethno-historical, administrative
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and international resources to advance its interests. In
the Indian context this means that the governing elite in
the center has to be sensitive to three voices, ethno-
historical, administrative and international in dealing with
conflicts within South Asia which have a transborder
dimension with India. In addition, governing elites and
elite aspirants may respond to changes in symbols of
expectation and demand from the people (resulting from
changes in the division of labor) by changing the
distribution of instrumentalities of violence vis-a-vis
another state, thus precipitating a high level of anxiety
which may be satisficed by symbols of identification which
flow outwards from the elites to their constituencies.
India and Pakistani governing elites and elite aspirants
engage in this anxiety building with respect to Kashmir and
Sri Lankan elite and elite aspirant groups with respect to
Eelam, the Tamil 'homeland'These ethno-historical
voices may be treated as the spokes in the wheel connecting
the Indian hub with its South Asian neighbours in the
Ashoka's Wheel framework developed in this chapter.
Ashoka's Wheel is constructed through the melding of
Debesh Bhattacharya "suspects that the Indian ruling elites have decided to attain superpower status through military spending" [Bhattacharya 1989, 151]. This is reminiscent of a group using the Kshatriya [or warrior] route to high-caste status.
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Kautilya's configuration of concentric balance of power
around the sovereign and Johan Galtung's center-periphery
model, with the Indian center coinciding with the center of
the wheel and with concentric peripheral layers consisting
of Indian states. South Asian neighbours and extra-systemic
powers around the Indian center. Governing elites and elite-aspirants operate along
the radii of the wheel which connect peripheral centers to
each other and the Indian center and our the focus of the
study. In epistemological terms it is the voice of elites
and elite aspirants, primarily in terms of text which
concerns this study. The central methodological issue, which
is raised in and dealt with in Chapter IV, is the selection
of texts which represent governing elite and elite aspirant
voices.
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METHODOLOGY
Introduction
It is the view of this study that social
transformation takes place as a result of interaction
between elites and elite aspirants, the former acting to
preserve existing order or elements of that order while the
latter works toward the establishment of new orders in which
they would be among the elite. Along with Lasswell one
believes that shifts in changes of the division of labor,
changes in the symbolic environment or changes in the
distribution of instrumentalities of violence has an impact
on the level of anxiety, among the elites and masses, which
leads to the rapidity with which symbols of identification,
demand and expectation are adopted (Lasswell 1963, 7).
Changes in the division of labor are economically
determined, changes in the distribution of instrumentalities
of violence are politically determined and changes in the
symbolic environment are culturally determined, in general
terms, though there are political economic (in the widest
sociological sense) dimensions to all of these.
88
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These anxieties cause elites and elite aspirants, both
of whom may be typified in the political arena as political
entrepreneurs, to make strategic use of symbols of
identification, demand and expectation within the contingent
worlds at the geopolitical, state and sub-state levels. The
three identified levels may contain the three political
cultures defined in this study: International,
Administrative and Ethno-historical. The fact that the
study operates across several levels of analysis presents a
potential level-of-analysis problem while intending to avoid
the reductionism of single level analyses.
This problem is overcome through focusing on governing
elites and elite aspirants as actors who mobilize resources
at various levels in order to impact events at various
levels, primarily as a matter of self-interest in terms of
maximizing their share of power within their own polities.
They promote vertical and/or horizontal social order at
ethno-historical, administrative and international levels,
i.e. they promote either association based on similarity of
actors of equal status or 'organization' of actors ranked on
the basis of production activity (Galtung 1968, 383). The
center of gravity is therefore on elites at the national
level, but the study looks outward from that locus toward
subnational and international levels. Also, ultimately the
political economic approach taken by this study falls back
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is defined here as control over the flows of symbols,
instruments of violence and goods and services.
There is no attempt to operationalize Lasswellian
configurative analysis. While one sees a role for
operational ism as a methodology one tends to agree with Geertz that "operationalism as a methodological dogma never
made sense as far as the social sciences are concerned, and
except for a few rather too well-swept corners...it is
largely dead now" (Geertz 1973, 5). Certainly there would be
little value in attempting to reduce the political economic
variables of Knowledge (cultural power), Power (politico-
military power), Wealth (economic power) and the Lasswellian
psychological variables of anxiety, identity, demand and
expectation, into constituent elements which might be
operationalized, within the framework of this study, which
seeks an understanding, organization and reorganization of
South Asian reality, rather than a predictive capacity. The
study itself is like the image of Ashoka's three-headed
lion. One head has hermeneutic vision, the other empirical
and the third normative.^
Kenneth Boulding argues that "[t]he understanding of how things go from bad to worse and how intervention can reverse this involves models, not just metaphors. This is the great business of what I would call 'normative science', and I share with Galtung the feeling that this is one of the most urgent tasks of the human race" (Boulding 1977, 84).
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The Lasswellian values are, after all, synechdocal
concepts and when reduced to measurable variables they will
lend themselves to uni-dimensional approaches, which would
be at variance with the synoptic and even holistic political
economic approach of this work. The approach employed in
the configuration of Ashoka's Wheel is therefore one of
'thick description' as described by Clifford Geertz in The
Interpretation of Cultures (Geertz 1973, 6-10). The
subsequent analysis of the Sri Lankan case of elite-elite
aspirant dialectics in terms of Ashoka's Wheel is one which
takes into account Lasswell's recommendation of a
configurative approach. These three theaters of action are
linked through a merging of Johann Galtung's center-
periphery model and Kautliya's mandala and the Hindu varna,
or configuration of caste, in the Ashoka's Wheel as
discussed in Chapter III.
What one observes in South Asia is not a process of
pure social reproduction but rather a dialectical and even
violent process of transformation. Despite pluralist
rhetoric and intention, changes in production lead to
changes in reproduction without genuine evolutionary social
transformation taking place within a politics of pluralism.
The prevalence of structural violence leads to the dynamics
of violent transformation. Hence the violent transformation.
The problem of achieving social transformation, non
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violently, within its borders and within South Asia, is a
genuine concern for the Indian State. The paradigm of caste
or the resistance by largely endogamous elite groups to
social transformation in South Asia results in strategies of
violent transformation, which have international effects
within the region. In the end it is values that matter, (and value is very much a question of belief), it is the
values of the governing elites which clash with those of
elite-aspirants and which are exclusionary in sum. Economic
plans have not led to a peaceful transformation but rather
to a clash of values, a clash of beliefs, a clash of
hermeneutics, which has then led to violence with the
potential of transformation.
If values are really what matter, values must be changed if such-and-such changes - for instance, change in economic productivity - are considered desirable. Realism is the key to success and influence for the social scientist. In contrast, as soon as one distinguishes carefully between mental constructs and theories proper, the predictive power of the social sciences vanishes: for example, as soon as we realize that the notion of semifeudal structure is a construct, we no longer know whether a semifeudal society will change or not and if it does, in which direction (Boudon 1983, 157).
The epistemological orientation of Chapter III, which
developed frameworks for analysis, is constructed drawing
from hermeneutic and empirical bases which are evolutionary,
structural or dialectic according to Kenneth Bouldings
taxonomy (Boulding 1977, 76). Hermeneutics are drawn from
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the Arthrashastra of Kautliya, Emperor Ashoka's Edicts, the
Hahabharatha, and the Reunayana the contemporary film The
Table. 3. Methodology of Research
STRUCTURAL DIALECTICAL
Hermeneutic - Ashokan Edicts - Arthrashastra - Hahabharatha - Ramayana
Empirical Empirical Center-Peripherv Configurative Johan Galtung - Harold Lasswell
ORGANIZATIONAL
ASSOCIATIONAL
EVOLUTIONARY
Empirical Pluralist - Rabushka & Shepsle - Mancur Olson - Kenneth Boulding - Crawford Young
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Home and the World directed by Satyajit Ray. In his article
entitled 'Culture as the Ideological Battleground', Immanuel
Wallerstein sees the need for and possible emergence of "a
more broadly defined science, one which will be able to
reconcile dramatically with the humanities, such that we can
overcome what C.P. Snow (1959) called "the division of the
two cultures..." (Wallerstein 1990, 54). Roland Robertson
argues that International Relations has hitherto been
regarded as a subdiscipline of political science and is now
being reconstituted in reference to developments in other
disciplinary areas, including the humanities (Robertson
1990, 18). The framework developed in Chapter III is within this
exploratory tradition which seeks to synthesize social
scientific approaches to politics and international politics
with cultural approaches. Ashoka's Wheel draws on
hermeneutic and empirical traditions. It synthesizes the
empirical structural approach of Galtung with the empirical
dialectical approach of Lasswell and with the hermeneutic
cum empirical structural approach of Kautilya (all of which
may be described, in Galtung's taxonomic language, as
ordering society into vertical 'organizations' rather than
horizontal 'associations'), and with the evolutionary
approach of the pluraliste, an approach which leads to
social order in the form of 'association'.
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Lasswellian 'influentials' vie for values and
ascendancy on this framework (which spans from the sub-state
through state to regional system), through pluralist
(interest group) and peripheralist (elite mass) political
technologies.
The pluralist/peripheralist dialectic is a dynamic
feature of the framework and is the locus of the assumption
that it is elite-elite aspirant interaction, in the pursuit
of Lasswellian values of the symbolic, military and
economic, resulting in changes in the symbolic environment,
distribution of instrumentalities of violence and division
of labor and, consequently, social transformation, is
located. The 'spokes' on Ashoka's Wheel, with their ethno-
historical, administrative and international political
cultural features, are where the Laswellian symbols of
identity, demand and expectation operate. However, when
transborder sub-state units have strong ethnohistorical
commonalities and are peripheral to their own larger
polities, there is the potential for the ethno-historical
political culture to have an impact at other levels. The
Ashoka's Wheel framework, developed in Chapter III, provides
the relationship between the Indian Center, its peripheral
states, the nation states on India's periphery and the
external world of superpowers. Ashoka's Wheel becomes a
theater for elite-elite aspirant strategic utilization of
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ethno-historical, administrative and international factors
at various levels.
The present political instability in Hindu and
Buddhist South Asia is a result of a lack of real social
mobility, because of the paradigm of caste which is socially
exclusionary despite the inclusionary believes of governing
elites. While caste is not paradigmatic in Islamic South
Asia, in the sense of a continuous history of belief and
practise, in pre-colonial India Islamic and Hindu cultures
existed in close proximity and the experience of caste was
not alien to Islamic culture in India. While Islamic and
Hindu cultures rely on different hermeneutics, members of
these two cultures experience each others social structures
in the course of social interaction. In theory the Islamic
notion of the Muslim Brotherhood when allied with the
British liberal notions of pluralism and equity, should
encourage social mobility in Islamic South Asia. In fact
exclusionary devices are employed in Islamic South Asia
allowing a broadening of the term paradigm of caste, also
referred to as the subcontinental paradigm.
The paradigm of caste is an ethno-historical factor
and as much as it results in covert and even unconscious
exclusionary activity by elites (through external attributes
such as language, dress sports, cuisine, education and
culture), non-elite groups when in an elite-aspirant mode
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use contrasting ethno-historical attributes as devices for generating group solidarity. It may be said to result in
Galtungian structural violence but at this stage in Indian
history caste itself is cultural and not formally linked to
state or economic structure though it continues to shape
social reproduction (through endogamy) and production
through that reproduction (Galtung 1969, 173). It will be
recalled that one has said that it was a lack of 'real'
social mobility that resulted in political instability. Economic mobility does exist because the modern state
encourages it and there even may be individual examples of
social acceptability sealed through marriage alliances with
members of the governing elite, but these cases are
sufficient only to increase the level of anxiety (in
relation to changes in the division of labor) among both
elites (who feel threatened by the changes) and elite
aspirants (who feel that change is too slow). Elites and
elite aspirants then manipulate symbols of identification,
demand and expectation in order to win the support of the
masses.
This study may be divided into four parts from a
methodological point of view as it examines a particular
wedge-shaped piece of Ashoka's Wheel. This wedge may be
described in spatial terms as including one of the
peripheral or outer rim states (Sri Lanka), one of the semi-
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peripheral or inner rim Indian states (Tamil Nadu) and the
center (Indian central government); the South Asian whole
and its parts are viewed in terms of a globalization process
which both links them to an universalizing global center
("world market") and peripheralizes them.
First, Chapter V deals with a study of Sri Lanka and
India in the post-colonial period, examining the elite-elite
aspirant relationship through an analysis of approaches to
•development'. This discussion is set within a
'globalization' perspective with its attendant effects of
universalization/homogenization and particularization/
pluralization. Second, in Chapter VI, the Indo-Sri Lankan
relationship will be examined through a study of the
commentary of regional scholars, administrators and
politicians as voiced in a series of seminars on South Asian
co-operation. Perspectives on regional security and
development will be looked using the values of the Non-
Aligned Movement, values which draw on those of Ashoka, as a
point of departure. Third, in Chapter VII, there will be an
analysis of contemporary approaches to transformation in Sri
Lanka which may be viewed as paradigmatic for South Asia.
Fourth, Chapter VIII, will provide normative proposals for
transformation of South Asia within the context of
globalization.
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Looking at the schema of the entire work we see that
the literature reviewed provides the hermeneutics and
structure for the framework which is used in the analysis of
the Sri Lankan case, Indo-Sri Lankan Relations and the South
Asian Association of Regional Co-operation. In the study of
South Asian views, which are treated essentially as beliefs, from texts, one takes a phenomenological approach to
knowledge, considered essential because of the role of
belief (with its ethno-historical, administrative and
international origins), in people's responses to symbols of
identification, demand and expectation and indeed in the
selection of symbols by political entrepreneurs. These be
liefs are set against Ashoka's Wheel which is a limiting
framework, resonating with Cartesian dualism and the
tensions inherent in that dualism. Despite its mix of
structural, dialectic and evolutionary theory, despite even
its Cakravartin-Dharmacakkra binary, it is limited in
nature. It is an ideal limitation on social transformation.
The actors can only change insofar as their actions change.
State actors at the regional level are a permanent feature.
However elite composition can change at the subregional
level through elite-elite aspirant dialectics. It is not a
normative framework in Kim's sense.
The dominant bias in social science research against
employing a normative framework in defining and evaluating
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social reality (especially strong in the United States), is
predicated on the assumption that in fact/value - and
science/ideology - distinction is logically possible,
theoretically necessary and axiologically essential (Kim 1984, 3).
The final chapter seeks to free itself of these bonds
while being normative and so, in Richard Rorty's 'post-
culturalese' I will seek to construct a new vocabulary, in
which one redescribes the various binaries. The Cakravartin- Dharmacakkra binary is a potential window into Rorty's
normative world. As suggested by Rorty:
The method is to redescribe lots of things in new ways until you have created a pattern of linguistic behavior which will tempt the rising generation to adopt it, thereby causing them to look for appropriate new forms of non-linguistic behavior... (Rorty 1989, 9).
This is the method of what Rorty calls the 'liberal-
ironist', liberals being those who see cruelty as the worst
case of human behaviour and ironists being those who face up
to the contingency of their most central beliefs and desires
-"sufficiently historicist and nominalist to have abandoned
the idea that those central beliefs and desires refer back
to something beyond the reach of time and chance" (Wolin
1988, 36).
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Indian & Sri Lankan Cases
A modified Lasswellian configurative analysis is
drawn on in the examination of the Sri Lankan and Indian
cases. In examining a particular period beyond a distinct
Lasswellian elite symbol plateau. Independence in 1948, when
a new Ceylonese governing elite took over the reins of
government, the development mode of analysis which looks at
the ontogenesis of elite symbols is reflected on. The Sri
Lankan case is looked at within the context of parallel
processes in India. Indian Independence is taken as the
elite symbol plateau. There is the need to look at this
period with a wide angle lens as ethno-historical processes
which affect political processes today had an earlier
existence. Our concern is with these societies as modern
nation states which mediate between the rival claims of
different interest groups of how centrally-distributed
values should be distributed and so the focus is on the
post-Independence period. Drawing on Lasswell' equilibrium
mode of analysis, which looks at the changes in constitution
of elites and draws on the proposition that "the probability
of elite alterations will be increased if the processes of
production have been notably altered" (Lasswell 1963, 5),
one focuses on the process of knowledge production and
distribution rather than pure material production.
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Lasswell's formulation of the process of production
incorporates production as well as distribution of symbols,
wealth and violence. There will be no separation of
equilibrium and development modes of analysis into discrete
modes of analysis. That will be at cross-purposes with the
integrative approach of this study. Rather there will be a
consciousness of the intent of Lasswell's configurative
approach during the description of the approaches taken by
ruling elites in Sri Lanka and India to "development".
Texts, including the published speeches and autobiographical
or policy writings of representatives of identified members
of pre-Independence elite-aspirant groups and post-British
governing elites and elite-aspirant groups, as well as
historical, political scientific, and sociological accounts
of identified members of the elites will be examined.
Five categories of elites/elite-aspirants may be
identified. First, the 'cultural entrepreneurs' during the
British period who drew on hermeneutics within their own
cultures in order to develop a cultural constituency which
provided an acceptable critical space within the colonial
system, not overtly challenging imperial authority. In Sri
Lanka, among the Sinhalese Buddhists the cultural
entrepreneur was Anagarika Dharmapala and among the Tamil
Hindus it was Navalar. In neighboring South India where
cultural entrepreneurship had its origins in an earlier
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period the Scottish missionary Rev. Robert Caldwell played a
role in developing Tamil cultural nationalism as did Prof.
P. Sundaram Pillai at the turn of the century as did C. N.
Annadurai more recently (Young 1978, 117-118).
Second, the political entrepreneurs of the transition
period from colonial to national rule, (who drew the
critical space from within the cultural sphere to the
political sphere) whom we will examine are Mahatma Gandhi
and Jawaharlal Nehru for India and Don Stephen Senanayake
and Solomon West Ridgeway Bandaranaike for Sri Lanka. These
were among the elite aspirants of the British period vis-a-
vis the British governing elite. These individuals attempt
to draw on ethnohistorical hermeneutics as well as
hermeneutics from European culture, in varying proportions
and with varying emphases as do the third group of elites.
However, the critical space, whether based on ethno
historical or marxist logic, continued to be the province of
the elite. Violence as criticism is a product of this
condition and the new elite aspirants have produced a
violent critical space, where what is seen as pro-social
violence is text, which may result in swifter social
transformation.
The third group of elites are representatives of more
contemporary leadership in India and Sri Lanka and they also
have to draw on a hermeneutic of organized political
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violence, the voice of the elite-aspirants of their day :
Indira Gandhi, Rajiv Gandhi, V. P. Singh, Dudley Senanayake,
Solomon Bandaranaike, Sirima Bandaranaike, Junius
Jayewardene and Ranasinghe Premadasa, the governing elite of
the 1950's, 1960's, 1970's and 1980's.
Fourth, we have the new elite aspirants in Sri Lanka,
personified politically in the 1980's as the leaders of the
Sinhalese and Tamil militant organizations, and who live in
a world of fragmented hermeneutics.
Fifth, we have those who seek to move upwards in
society through economic and/or educational routes. The
clash of European and ethno-historical hermeneutics is resolved in the governing elite through their role as
mediators between the two hermeneutics with respect to their
own people and the Euro-American international system,
stabilized by their ability to, through use of wealth, power
and knowledge, to create a linguistic and material world
which is a comfortable 'harmony' of cultures and a
convergence of teleologies. For the contemporary political
elite aspirant there is a true clash of hermeneutics and the
absence of wealth, power or knowledge with which to create a
harmony. Indeed the power and wealth achieved through
violence and a knowledge of the strategic use of violence,
does not immediately resolve this problem.
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The present study is qualitative rather than
quantitative. It takes a psycho-phenomenological view that
perception of changes in the composition and distribution of
elite symbols within a polity is as consequential as actual changes and further that such changes may be reflected in
the literature about that polity. Similarly in assessing
the probability of elite alterations one looks for
discussions in the literature of changes in the division of
labor, changes in the symbolic environment or changes in the
instrumentalities of violence, identification and demand.
It is believed that propagandist literature produced by
Sinhalese and Tamil groups regarding the 'Eelam' dispute
provides a true indication of what the main parties to the
dispute believe and are prepared to believe. Whether the
claims are true or false is less important to this study
than whether elites and elite-aspirants on either side
believe in them and are therefore likely to be prepared to
act in terms of their beliefs. There will be reliance on
propaganda texts as well as published interviews with
leaders of elite aspirant groups for the beliefs of these
groups.
Have the most recent leaders of India and Sri Lanka
read the hermeneutic of the dharmacakkra in addition to
reading the hermeneutic of violence as pro-social voice and
responded in order to lower the level of anxiety with new
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symbols of demand, expectation and identification, in
relation to elite-aspirant groups within their societies and
relations between their states? Official organs of the
Indian and Sri Lankan governments will be subjected to
qualitative content analysis for this purpose, over the
period February to August 1990. The organs which will be
examined are Sri Lanka News ^ and India News. The former
is a weekly compendium of Sri Lankan news publish by the
government-owned Associated Newspapers of Ceylon Ltd, which
projects in its editorials the views of the government. Sri
Lanka News is published for international consumption. The
latter is the periodical compendium of news published by the
Ministry of Foreign Affairs of India for distribution by
Indian missions abroad. There is currently no Sri Lankan
Foreign Ministry publication of this kind, hence the
selection of Sri Lanka News as an equivalent. The Indian
newsletter consists almost entirely editorial or speeches
while the Sri Lankan newspaper contains non-editorial matter
as well. The study will therefore focus on editorial
matter, speeches of national leaders and specific articles
of relevance to the question of social transformation within
India and Sri Lanka. The same newspapers will be examined in
relation to transformation of Indo-Sri Lankan relations and
regional transformation or transformation of regional
2. Sri Lanka News became Shri Lanka News in November 1991.
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relations in chapters dealing with Indo-Sri Lankan
Relations, SAARC and South Asian views respectively.
Indo-Sri Lankan Relations and Regional Views.
Building on Chapter V which is a modified config
urative analysis of Sri Lankan and Indian development
perspectives. Chapter VI will examine regional views on
South Asian security and development through an analysis of
how Sri Lankan and Indian scholars interpret the values of
Non-alignment (a particular approach to security and
development) in their commentary on regional co-operation.
This is executed in the manner of a literature review of
major South Asian publications of 1985/1986 on regional co
operation. In particular, the commentary of scholars is
examined for its location in ethno-historical,
administrative or international space. The chapter also
identifies key words and phrases from the chapter titles of .
literature under review under the rubrics administrative,
ethno-historical, and international.
This is followed, in Chapter VII with an analysis of
scholarly commentary, in terms of spatial origin or
interest, from selected seminars on South Asian co-operation
and official commentary from selected Sri Lankan and Indian
government and semi-government organs. The period to be
covered is 1948 to February 1990 but the focus is on the
decade of the 1980's. The study takes the view that the
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commentary of regional scholars, that is scholars dealing
with issues of South Asian co-operation from bases within
Bangladesh, Bhutan, Maldives, Pakistan, Nepal, India and Sri
Lanka, may be accepted as being representative of the
multiplicity of views within their nation states. However it
is posited that, belonging to administrative space, scholars
are likely to represent regional problems from an
administrative or international rather than ethno-historical
perspective. Scholars, after all, are ideal typical of one
of the three Lasswellian elites, the manipulators of symbols
(Brahmans) and their scholarly discourse which deals with the other two elites, the manipulators of violence
(Kshatriyas) and of markets (Vaishyas). There has been an
interest in the future of South Asian co-operation by
regional scholars after the establishment of the South Asian
Association for Regional Co-operation, leading to the
production of a fair amount of literature on the security
and political issues which impact regional co-operation.
The debate takes place through the media, through books as
well as through formal settings for such a debate -
seminars. The study conducts an analysis of the
contributions to four seminars on South Asian regional co
operation conducted by the Bandaranaike Center for
International Studies in Sri Lanka in 1990, by regional
scholars and other comnmentators; also of editorial
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commentary in selected official and quasi-official organs
constitute the data for analysis in this chapter. The
thought of selected regional commentators is examined within
the metaphor of the Ashoka's Wheel framework. These
regional commentaries are classified as either "seminar
contributions" or "official news/views". It is argued that
seminar participants (drawn from academia, politics and the
bureaucracy) will in their commentary reflect the gamut of
South Asian views as seen from within the administrative
space. The extent to and manner in which they capture the
ethno-historical dimensions will reflect the degree to which
the administrative space is sensitive to the aspirations of
elite-aspirants from within the administrative space, a
commentary on attitudes to social mobility.
Views of scholars within the region, the data for this
chapter, are drawn from a series of seminars arranged by the
Bandaranaike Center for International Studies (BCIS) in Sri
Lanka. The first three seminars were a series funded by the
Ford Foundation. The fourth was sponsored by the Sri Lankan
Foreign Ministry as a preparatory activity for the November
1991 SAARC summit which did not in fact take place.
The Accord of 1987 and the IPKF withdrawal from Sri
Lanka in 1990 are milestones in regional relations. They
are also multi-layered events, being linked to important
ethnic, national, regional and international considerations
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Table 4. BCIS Seminars
Seminar on Indo-Sri Lankan Relations. Sri Lanka;BCIS, January 1990.
Seminar on India's Relations With her South Asian Neqhbors. Sri Lanka: BCIS,1990.
Seminar on India's Role in South Asia. Sri Lanka: BCIS, June 1991.
Seminar on SAARC; Problems & Prospects. Sri Lanka; BCIS, October 1991.
in India and Sri Lanka: They are events which are the focal
points of conflicting energies, beliefs, expectations. The
seminars are all post-Accord and the the first two were held
while the Indian Peace Keeping Force (IPKF) was still in Sri
Lanka.
First, the contributions of scholars to these seminars
will be organized in terms of the Ashokan Wheel framework
and discussed in tejrms of the concepts dealt with in Chapter
III. Second the contributions of scholars will be subjected
to content analysis in order to determine scholars' beliefs
regarding causality (political, economic, political
economic, cultural) and level of causality (individual, sub
state, national, regional systemic, geopolitical). Third,
the contributions of scholars will be studied in order to
determine their approach to social and systemic
transformation.The chapter will also rely on data from Sri
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Lanka News and India News. The data looked at in Chapter
VII is supplemented with an interview, recounted in Appendix
I, with former President J. R. Jayewardene of Sri Lanka con
ducted in February 1990 by the present writer.
Conclusion
Kenneth Boulding categorizes theorists into
structural theorists who think in terms of static patterns
and forms, dialectical theorists who see the world in terms
of struggle between large structures and evolutionary
theorists who disagree with the premise that the dominant
mode of relationship is struggle. (Boulding 1977, 77). Table
3 laid out the methodological organization of this work and
included in structural, empirical and evolutionary modes in
the configuration of Ashoka's Wheel. However it is felt
that a further categorization, normative/ transformative, is
necessary. In its methodology this work seeks to integrate
the structural, empirical and evolutionary modes as well as
the hermeneutic and empirical approaches. Finally in its
normative phase this study attempts to go beyond structural
proposals to a neutralization of antinomies at the level of
language and symbols which could lead to a transformation of
the paradigm of caste and thereby change the elite-elite
aspirant game. Chapter V examines this game as it has been
played out in Sri Lanka.
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THE INDIAN & SRI LANKAN CASES
Introduction
The methodological problem faced in this study is
based on an epistemological orientation which gives validity
and importance to both hermeneutic and empirical sources of
knowledge and sees loci of causality in culture as well as
political economy. This is addressed through the marrying
of the Ashoka's Wheel, described in Chapter III, with a
description of globalization which shares a center-periphery
framework with Ashoka's Wheel. The Ashoka's Wheel framework
incorporates structural (Galtung/Wallerstein), dialectic
(Lasswell) and evolutionary (pluralism) approaches; provides
for cultural and political economic motives of empowerment
for elites and elite aspirants at the individual level;
allows for the universalizing influence of the dharmacakkra
at the center.
The globalization process consists of contrary trends:
Universalizing pull from the unipolar center
(universalization/homogenization) and multipolar pushing in
the periphery (particularization/pluralization). Ashoka's
Wheel constitutes the overarching analytical tool of this
work.
112
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The present chapter examines the specific cases of
India and Sri Lanka through an expanded and holistic
Lasswellian configurative analysis. Lasswell*s prescribed
methodology of analysis consists of development and
equilibrium modes and in the adoption of contemplative and
manipulative attitudes to political change. In development
analysis a description of the ontogenesis of 'elite symbol
changes' is required. Selection of a provisional elite
symbol plateau is required in order to launch the
description. Equilibrium analysis draws on the proposition
that "the probability of elite alterations will be increased
if the processes of production have been notably altered" (Lasswell 1963, 5).
It is believed that both these modes could be dealt
with in an integrated manner through examining the changing
meaning of self reliance, looking at both the political
economic focus of development and the cultural focus of
language, in India and Sri Lanka, in relation to
alterations among elites and elite aspirants. Development
and linguistic programs carry within them the contradictions
of pluralist and conflict approaches as well as the
homogenization - pluralization dynamic.
The aspects of development which are selected for
comparative study are emphases on self-reliance in models of
development communication and in development approaches of
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Sri Lanka and India in the post-Independence period. These
are placed in context in terms of theoretical models of
development and development communication. The period in
which the comparison takes place is between Independence
(India - 1947, Sri Lanka - 1948) and 1990/1991, a period of
almost 25 years. The elite symbol plateau is the long moment
of becoming independent in the late 1940's. The source of information about development plans are scholarly
commentaries, particularly by Baldev Singh (1989) and
Mahendra Prasad Singh (1990). The sources of information
about Sri Lanka's development approaches include the present
writer's earlier research on "Approaches to Communication
Planning in Sri Lanka" (Chitty 1979); Speeches and writings
of Indian and Sri Lankan political leaders are also examined
for comments on the concept of self-reliance.
In the equilibrium analysis component the focus here
is the process of empowerment of elite-aspirant groups,
through politicization of ethno-historical vocabulary, an
important manifestation of ethno-historical political
culture. The political relationships in the late colonial
and post colonial periods are described in terms of elites
and elite aspirants and the relationship of these various
groups to ethno-historical, administrative and international
vocabularies is described. After a discussion of
" 'development'and development analysis" and "'vocabulary'
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and equilibrium analysis" this chapter goes on to discuss
theoretical questions, examine the Indian and Sri Lankan
cases in a particular period and finally to look at the
transborder ethno-historical cultures that straddle India
and Sri Lanka.
'Development' and Development Analysis
There have been several alternative terms for develop
ment. Europeanization, Modernization, Development,
Underdevelopment, Another Development - the reconstruction
of societies undergoes a continuous redescription as the
Euro-American project of universal modernization washes
against shorelines of ethnohistorical experience. There
are various redescriptions, the use of many lexicons, many
vocabularies which together constitute the field of
Development. There are as many definitions as there are
redescriptions. The classificatory systems drawn for the
general discussion on development communication are those
of Wimal Dissanayake (Dissanayake 1981, 62-75.) and Hamid
Mowlana (Mowlana, 1990: 26). Dissanayake distinguishes
between four approaches: The dominant paradigm which
stresses industrialization, an expanded dominant paradigm
which recognizes the import of social growth, 'dependencia'
and self-reliance. Mowlana's liberal/capitalist approach
encompasses Dissanayake's first two approaches and his
monistic/emancipatory approach incorporates Dissanayake's
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third and fourth approaches. In addition Mowlana includes,
as his second approach, the marxist/socialist approach. These approaches have been regrouped, for the present
analysis, under Boulding's classification of approaches to
social change: Evolutionary, dialectical and structural
refered to in Chapter II. (Boulding 1977, 76).
Table 5. Classification of Development Approaches
BOULDING MOWLANA DISSANAYAKE
Dominant Paradigm
Liberal/ - Industrialization Evolutionary Capitalist - Social Growth
Dialectical Marxist/ Leninist
Dependencia Monistic/ Structural Emancipatory
Self-reliance
The self-reliance sub-period in the above
periodization leads to post-structuralist evolutionary and
post-structuralist Neo-Gandhian periods in India and Sri
Lanka. The periodization provided below places this in
context. It is elaborated on further later on in this
chapter when the Indian and Sri Lankan cases are examined.
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Table 6. Periodization of Development Approaches
PERIOD YEARS Evolutionary (Economic emphasis) 1950-1960
Evolutionary Social emphasis 1960-1970
Structuralist 1970-1980
Post-structuralist (Evolutionary) 1980-1990
Post-structuralist
(Neo-Gandhian) 1990
Development communication at the national level cannot be
treated in isolation. Today a globalization perspective is
necessary if the analyst is to deal with both the
homogenizing force of 'development', sponsored by the global
center via national governments, non-governmental
organizations and international organizations, and the
pluralizing reaction of ethno-historical cultures. There
are those such as Daniel Lerner, Everett Rogers, Gabriel
Almond who saw the individual as the recipient of
modernizing knowledge from external sources, knowledge that
to them hopefully replaced traditional knowledge which
impeded modernization. Implicit in their commentary is the
fact that the larger culture around the individual is an
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important factor and the cultural changes which took place
in the West during the Industrial Revolution should be
exported to developing societies.
These approaches together constitute the dominant
paradigm which is referred to here as evolutionary after
Boulding and which informed academics and international and
national bureaucracies in the 1950s and 1960s. In the 1970s
Latin American scholars began to critique the dominant
approach which seemed to blame the individual for the
failure to succeed within the development paradigm. The
approaches of the 1970s are called monistic/emancipatory by
Mowlana because of their reverse Euro-American ethno-
centrism within the context of particularist holistic
systems of thought (Mowlana 1990, 34).
Two paths may be discerned among these approaches. The
first was one which suggested that in a post-colonial world
of dependendent relationships, 'development' as proposed by
the dominant paradigm and funded and organized by the
international aid community, resulted in further dependence
and 'underdevelopment'. As discussed in Chapter II, Johann
Galtung describes human groups as being arranged in one of
three ways: Association, organization and territorial
(Galtung 1968, 378-379). Interdependence, non-hierarchical
communication is possible within an 'association' such as
the North. Dependence, hierarchical communication obtains
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between the North and the South and this includes value
extraction from the periphery (South) to the center (North).
There are external structural barriers which inhibit the
individual and individual societies. This is a structuralist
approach. Extreme solutions to the problem of dependence
have been suggested by Dietar Senghas and Cees Hamelink
(Jayaweera 1986, 2) and reiterated by Colleen Roach (Roach
1990, 301). But as Jayaweera points out these are not
entirely workable propositions because of the pre-existing
situation of dependence (Jayaweera & Amunugama 1987, 87).
The second approach of the 1970s, which Mowlana calls
monistic/emancipatory rejects the Eurocentrism of the
dominant paradigm and suggests the development of ethno-
methodologies. The latin-American pedagoguist Paolo Freire
and the Asian pedagoguist A. T. Ariyaratne re-focus on the
concept of self-reliance and view the individual as the
well-spring of endogeneous development. Freire's
methodology is conscientizacao or conscientization (Freire
1970). Ariyaratne's methodology is 'self-awakening'
(Ariyaratne 1987, 240-241). In both cases the onus is on
the individual rather than an external agency, though
Ariyaratne's movement does have an organization which has
begun to play an intermediary role between international
development agencies and rural communities.
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reliance has been the goal of developing countries, as spelt
out in their development programs, since the 1950's. A
brief survey of history of development since the Fifties
clarifies this re-focussing of self-reliance in relation to
elites and elite aspirants of the post colonial period.
Pertinent aspects of the vocabulary of Indian Five Year
Plans are examined below and changing emphases in those
plans are related to systemic changes which took place in
the global environment. The purpose is to track the
semantics of self-reliance, as it moves between the
dimensions of self, state and international system, with a
view to describing elite symbol changes as well as elite
alterrations in the wake of development.
'Vocabulary' and Equilibrium Analysis
In American social science causality has been
attributed generally either to political or economic
independent variables. Recently there has been a
convergence of new concepts from a number of disciplines:
International Regimes from the neo-realist in International
Relations; Global Culture from Cultural Studies; World
Market from World Systems Theory; Interdependence from
economists and neo-functionalists. In general advocates of
cultural studies, rooted as they are in hermeneutics and
textual analysis are expansionist in their descriptions and
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redescriptions, in contrast with social scientists.
Dissanayake discusses just this problem, noting Drage's
categorization of knowledge (into factual, value and
normative types) and Habermas'categorization of
epistemological approaches (into empirical-analytical
sciences, historical-hermeneutic-sciences and critically-
oriented sciences). His recommendation is an open-mindedness
in looking at non-traditional approaches ^ (Dissanayake
1984, 127-128). C. P. Snow saw three types of knowledge
workers, the literary intellectual, the physical scientist
and the social scientist: The two breeds of scientists share
a common scientific culture (vocabulary), and literary
intellectuals have a well-developed and shared text culture
(Snow 1959). Scientists are forever deaf to 'voice' (the cry
of one who suffers) and literary intellectuals always blind
to 'vote' (showing of hands, aggregate data). The optics of
vote were with scientists and the sonics of voice with
literary intellectuals.
Onuf speaks of "voices" in terms of Lasswellian
categories in a chapter entitled "Voices of Modernity" in
his book World of Our Making. He argues that Realism is
really about the primacy of premodern voices whick "speak of
war, the need for guns, the protection of goods, the
^ Dissanayake is concerned here with the expansion and modification of communication theory.
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absurdity of abstractedly good deeds in a world of
adversity" but should really find places for "voices that
speak of believing or persuading, making or trucking, much
less growing and healing" (Onuf 1989, 248). He contrasts
Realism with Functionalism which "adopts the language of
tasks .... but is also really about voices - voices that
speak about the issues and the routines to be invoked to
deal with those issues" (Onuf 1989, 248). In the language of
the present work. Realism and Functionalism both see 'vote'
but are deaf to 'voice' in that they do not seek to document
the perspective of the individual, particularly the hurting
individual. They document issues, processes, procedures,
behaviors, attitudes - insofar as they belong to or affect a
population.
The problem is an epistemological one: Can one hear
voice and see vote at the same time? Along with Richard
Rorty this work takes the position that language is truth,
truth is not 'out there waiting to be discovered' by post
enlightenment science (Rorty 1989, 4-5). Language is a tool
rather than a reflection of reality and alternative
languages are alternative tools (Rorty 1989, 7). Language is
not "a third thing intervening between self and reality"
(Rorty 1989, 14). But if textual analysis is the
methodology for hearing individual voices, there is also
need to understand group voice which is closely associated
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with vote. The quantitative approach attributes causality
to measurable variables, usually either political or
economic. It finds it difficult to capture culture
particularly when cultures are defined as being ethno-
historical rather than universalist in character. The
development message has historically been dominated by the
vocabulary of economics and has ignored the multitudinous
voices of ethno-historical culture, preferring the concept
of the World Market. The framework described in Chapter II
and elaborated on below allows one to listen to ethno-
historical cultures (listen to voice) while continuing to
examine aggregate data? (study vote).
T h e o r y
Globalization
Globalization is a process which takes place via the
interaction between Metropolitan elites and elites in the
metropolises in the Periphery. From this point of view
institutionalized South Asian regional co-operation, in the
form of SAARC, is an elite construct in the periphery and a
framework (from the point of view of the West) through which
universalization can expand into the potentially vast
markets of the subcontinent. At the same time South Asian
ruling elites see SAARC as a potential filter which will
give them further flexibility in mediating between forces of
homogenization and pluralization. Regionalization, like
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homogenization and pluralization is a feature of
globalization. This notion will be further discussed in
Chapter Seven which deals with SAARC.
The debate on the nature of globalization with that
processes' contradictory forces of homogenization
(universalization) and pluralization (particularization)
provides an integrating problématique for development
communication and therefore the current study: It
encompasses all levels of analysis and all foci of
causality. The evolutionary (liberal/capitalist) and
dialectical (marxist/leninist) approaches were at
loggerheads in world politics in the post-war period and the
question of which would be the dominant paradigm had yet to
be resolved. For much of the world this meant an
universalizing process centered around the United States and
the West or the Soviet Union and the Eastern Bloc. While the
strategy of non-alignment was mean to minimize bloc hegemony
over smaller states, there was universal agreement on the
material goals of development. The goal of material
development brings together the evolutionary (Western) and
dialectical (Soviet) worlds despite disagreement over
economic and political means. Acceptance of material goals
by developing country post colonial elites allowed American
culture and industry to create a world market for
American/Western goods and cultural products via the agency
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of marketing and mass communication. Governing elites in
developing countries represent the center in the Periphery
(to draw on Galtung's structuralist metaphor). This is the
dominant paradigm in operation on a global scale. Cultural
diffusion proceeds through its two-step flow from the metropolitan center in the industrialized North via national
elites in the centers of periphery nations to the masses in
the South - resulting in 'development'. Perhaps as a
reaction to the process of universalization
(homogenization), which to all intents and purposes is a
process of Americanization, the peripheries (traditional
masses) in developing countries demonstrated a contrary
particularization (pluralization). An illustration of an
extreme case of this is of course the Shah-Ayatollah
confrontation, the Shah representing the local elite and the
universalizing process initiated in the Center (West), and
the Ayatollah representing the pluralization process of
ethno-historical tradition, in this case Islamic tradition.
This case became extreme because the Shah was unable to
balance in himself (symbols) and his administrative
vocabulary (policies) the contradictory flow of ethno-
historical and international vocabulary.
Wallerstein believes that there is one World System
and that it is market driven, driven in fact by a World
Market (Wallerstein 1990b, 63-66). Wallerstein's political
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economy approach, despite its economism and structuralism,
is more expansionary than political or economic approaches
but it still does not adequately answer the cultural studies
critiques which argue that the World System approach does
not address the pluralization aspect of globalization; It
only addresses the universalizing aspect of the world
market. Wallerstein responds that the world market is
global culture (Wallerstein 1990b, 63-66). While this is
not purely semantics, Wallerstein's motor for the World Mar
ket/Global Culture is the endless accumulation of capital
through maximum appropriation of surplus value (Wallerstein
1990a, 36). He argues that the capitalist world system is
globally integrative in establishing a single 'division of
labor', and that it is economically polarizing (Wallerstein
1990a: 35-37).
In Galtung's terms the global division of labor is
'organizational' and so is the result of economic
polarization. Wallerstein's approach is structuralist, he
does not introduce class conflict over ownership of the
means of production in his model. His dialectism derives
from the integrative and polarizing dynamics of culture as
social glue (culture - usage 1) and the role of culture as a
means of creating or maintaining social stratification
(culture - usage 2) within social groups (Wallerstein
1990a, 33). The culture or idea-system of the capitalist
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world economy arises out of coping with the dynamics of the
system, a coping achieved through the employment of culture
(usage 1) to resist change and culture (usage 2) to justify
inequalities. He argues that the "two principal ideological
doctrines that have emerged in the history of the capitalist
world economy - "that is, universalism on the one hand and
racism and sexism on the other are not opposites but a
symbiotic pair (Wallerstein 1990a; 39).
He argues that racism-sexism legitimate the real
inequalities within the world system and within the state.
This does not quite explain the language of abhorrence of
caste by the Indian state and bureaucracy as demonstrated in
statute and policy and the contradiction of its survival as
a cultural force to be reckoned with. Roy Boyne's criticism
that Wallerstein's explanation treats racism and sexism as
epiphenomenal is sustainable (Boyne 1990, 62). This leaves
the pluralization process, which is part and parcel of the
globalization process, inadequately explained. Wallerstein
does not discuss any cultural motors or motives.
Interestingly Sunkel and Fuenzalida proposed in 1980 that
the capitalist system has changed in character from
international to transnational. The major actors are now
transnational corporations and polarized development takes
place with contradictory processes of transnationalization
and national disintegration in response to the assertion of
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nationalist or subnational values (Servaes 1986, 131).
Wallersteinian world systems theory may nevertheless complement a culturally sensitive orientation. In his
analysis New World International and Communication (NWICO)
process, Anura Goonasekera views cultural invasion from the
West as resulting in an emphasis on the dominant internal
culture in plural societies thereby generating minority
dissonance (Goonasekera 1987, 71). In his sociological
account of the growth of the individual self in Third World
societies, he argues that increased commmunication
technology-mediated social contact with externalities "and
the consequent increase in social density in Third World
plural societies can unleash the dual forces of unity and
separation, harmony and discord in these societies"
(Goonesekera 1990, 46). Goonasekera's approach is
essentially exogenous in that pluralization takes place as a
result of central homogenization. Certainly cultural
invasion of the developing world in terms of material
products, technologies and cultural products is a projection
of Western culture but the pluralization dynamic described
by Goonasekera as resultant can occur within the modern
states independent of contemporary exogeneous forces.
There is a need for a general unified theory which
explains individual and social motives in the world market
and in global culture. The Ashoka's Wheel framework moves in
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this direction through its focus on the interaction between
ruling elites and elite aspirants who vie for control over
the administrative space (of the nation state) which lies between,the multitude of ethno-historical spaces in the
periphery and the international space at the global center.
Elite aspirants employ strategies of empowerment, with
their interests converging with those of the ethno-
historical mass from which they are drawn, in relatively
marginalized cultures. This brings us into a manageable
realm of self-interest, based however on two types of
rationality. Western rationality and various ethno-
historical forms of rationality. There is merit in
selecting a concept which works at the level of the
individual, group and nation state, as well as addresses
the need for cultural as well as political-economic motives.
The term 'empowerment' is sometimes used interchangeably
with development in the teaching of development theory and
it is a term which has great possibilities as the discussion
provided below might suggest. I draw on all three
approaches to development communication, evolutionary
(pluralism), dialectic (Lasswellian elite theory) and struc
tural (Galtung) as well as the liberal-ironic approach of
Richard Rorty in describing a framework for development
and development communication which is sensitive to both
voice and vote.
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Structuralism
Galtung's dichotomization of social reality is between
center and periphery, where center is the locus of power and
periphery is the relatively powerless. Relations between
centers and peripheries are 'organizational', unequal,
extractive. Centers employ the strategy of keeping
peripheral units apart, linking them through the central
hub. In a vocabulary such as this empowerment must surely
mean the proliferation of centers. Superimposing the
discussion of vocabularies on the Galtungian framework, one
can describe three types of vocabularies found at various
levels of the center-periphery configuration viz.
International, administrative and ethno-historical.
The international vocabulary of the World Market/Global
Culture which is the vocabulary of the Metropolitan center.
This is shared with the periphery via diffusion through
interraction of post-colonial national elites (occupying the
space at the centers of peripheral states) with
international organizations, transnational corporations and
media and also directly through product marketing via new
technologies. These elites view science and technology as
necessary tools in a struggle for national empowerment and
national self-reliance. New technologies offer the North the
opportunity of going over the heads of national elites
directly to the masses in the periphery, hence the increased
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apprehension about balanced flow of information in the
1970's by national elites. National elites do not wish do
not wish to lose their national constituencies to the
•global prince' (center) who, heeding Machiavelli's advice,
is prepared to use modern technologies to go above the heads
of 'nobles' (national elites) to the 'plebs' of the
periphery (Machiavelli 1980, 64). The vocabularies of
international law, human rights, liberal democracy,
positivist economics, social science, science and
technology and Northern goods and services are included in
this international vocabulary which is co-terminous with
global culture and the world market. Secondly, there is an
administrative vocabulary which is the vocabulary used by
the national elite, in its space at the center of the
periphery, in governance of the state. It could be very
different to, or draw heavily on, the international
vocabulary.
In countries such as India and Sri Lanka it draws on
the administrative language of the British Raj, the
universalizing vocabulary of a bygone era. But it is very
much a mediating vocabulary because it must also draw on the
ethno-historical vocabularies of the periphery. The
international vocabulary (which in this case is the British
imperial ethno-historical vocabulary which expanded into an
administrative and international vocabulary) is a particular
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ethno-historical vocabulary the influence of which has
waxed. This vocabulary has cannibalized others on the way
and later been cannibalized by its offspring vocabulary in
North America. The Anglo-American vocabulary is is now
perhaps the most important universalizing force, global
ecumene. Ethno-historical vocabularies represent separate
worlds of experience and separate ways of experiencing the
world, different forms of rationality. Transnational
corporations, international organizations and media through
their operations and their relations with national elites,
move in the direction of converting these separate worlds
into one manageable world market based on shared values,
common expectations, universal rationality, global culture.
However national elites are not immune to ethno-historical
vocabularies and are certainly reactive/proactive to them as
in the case of interest group politics within political
pluralism.
Pluralism
The other approach drawn on is the evolutionary ap
proach of pluralism, which is 'associâtional' and non-
hierarchical in character. Essentially under this approach
the assumption of the task of distributor of values by the
modern state leads to individuals organizing themselves
through routes of self-interest into interest groups which
behind political entrepreneurs or brokers who serve their
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constituencies out of self-interest. While this is an
universalization of the concept of biological self-interest
as a motive force, it is not an universalization of social
definitions of self-interest. There is the universalized
definition of the metropolitan West as well as particularist
definitions within ethno-historical spaces. Political
entrepreneurs give voice to the interests of interest
groups, which may be organized on ethno-historical lines,
in the bidding for centrally distributed values.
In democratic societies in political entrepreneurs
purchase votes through giving voice to interest groups. The
aim of interest groups is empowerment in terms of politico-
military, economic or cultural values through the
manipulation of the allocative system of the state. The
language of administration of a state, for instance, becomes
a key issue around which ethnohistorical interest groups
form. Pluralist models are usually conceived of as being
antithetical with conflict or dialectical models. But if
pluralism results in modern 'associational' relations in
society, how does one explain pre-modern 'organizational'
relations, exclusionary behavior, which one observes to a
lesser or greater degree in all societies. There are modern
and pre-modern features in all societies: Reliance on either
conflict or pluralist approaches would be reductionist. A
holistic approach should recognize the tension between
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Conflict Theory
Mowlana mentions under his conflict category the
marxist-leninist models. Interestingly there is not much
evidence in the literature of conflict models within the
liberal tradition being employed in the field of development
communication, though they are used in the field of
development studies and certainly developing countries have
attempted to produce a mix of evolutionary and dialectical
policies on occasion. Rohan Samarajiva and Peter Shields
argue that while the "so-called paradigm shift of the 1970's
changed the unit of analysis from the individual to
interpersonal relationships ... there is no discussion of
how the village community could be empowered in relation to
external agencies, or how power relations within the
community could be made symmetrical" (Samarajiva & Shields
1990, 100). While I propose to deal with empowerment vis-a-
vis external agencies later in this paper, I would like to
address the question of power asymmetries here.
Harold Lasswell begins with a biologically based
Freudian premise that all individuals are insecure because
of a fundamental sense of abjection. Biological despair over
mortality translated into personal insecurity (recognition
of vulnerability) leads to projections of power in the
politico-military, economic and cultural realms.
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Influentials, who may be characterized in Indian terms as
brahmans (priests), kshatriyas (warriors) and vaishyas
(merchants) manipulate either symbols (brahmans), the flow
of violence (kshatriyas) and/or markets (vaishyas) in order
to maintain ascendancy over others (the low caste sudras),
in a value-extractive pyramid.^ This approach has the
value of being broadly political-economic (including culture
via symbols) at the micro-level. It translates the
Lasswellian approach (of overcoming personal insecurity
through manipulation of meanings, might and markets) broadly
to mean the individuals need for and search for empowerment
through knowledge, wealth or military means.
At every level - international, regional system,
national, institutional, local group and even, through
alternative vocabularies, individual - 'organizational' and
'associâtional' forces are in tension. Drawing on Daniel
Lerner's argument in the literature on modernization, one
The metaphor of chess was considered and found to be inappropriate as it clashed with Ashoka's Wheel and also requires more of a concern for strategic moves and counter moves. If the castle is viewed as a symbol of mediaeval wealth, Lasswellian political economy may be transposed onto modern chess. Note that pawns can become queens.
LASSWELLIAN INFLUENTIAL CASTE CHESS PIECE Symbol manipulator Brahmin Bishop Violence manipulator Kshatriya Knight/Queen/King Market manipulator Vaishya Castle NON-INFLUENTIAL CASTE CHESS PIECE Mass Sudra Pawn
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may say that it is the 'transitional' with his capacity to
empathize, that bridges the traditional and modern in
society and the individual (Lerner 1958). And this is
probably true of most individuals. This is very much a case
of retention of old ethno-historical or traditional
vocabularies or acquisition of new vocabularies from the
industrialized West. Individuals from the center
(metropolitan elites), center of peripheries (national
elites) and the periphery of peripheral societies (locals)
would have varying mixes of ethno-historical and new
vocabularies with very few if any being totally void of
ethno-historical vocabulary. This explains the contradictory
sometimes premodern hierarchical behavior of national elites
who espouse liberal values.
India & Sri Lanka
India is one of the most important and populous
developing countries. Thanks to Mahatma Gandhi it had begun
discussion on development even prior to achieving
Independence. Elements of its development history together
with that of neighbouring Sri Lanka will be examined below.
In India as well as Sri Lanka there have been opposing
visions of self-reliance. Nehru's state-centered view of
national self-reliance, very much the approach taken by most
post-colonial national elites, contrasted with Mahatma
Gandhi's vision of local self-reliance.
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The Gandhian and sarvodaya political visions are also basically voluntaristic and autonomist, and firmly opposed to aggrandizement of state power. Gandhi and Jayaprakash Narayan, it appears, also saw through the 'original sins' of political theory and praxis - ie German Idealism and fascist and communist totalitarianism. The most completely modern and liberal incarnation of the statist tradition, on the other hand, is to be found in the Nehruvian strategy of development that seeks economic growth, equality and national integration as the goals and democracy and planning as the means of an interventionist state (Mahendra Singh 1990, 811).
The Nehruvian perspective on development involves all
the major elements of the dominant paradigm, namely economic
growth, equality and national integration. The Gandhian
perspective on development is an early version of
Dissanayake's fourth approach and 'Another Development' and
in fact informs movements such as A. T. Ariyaratne's
Sarvodaya Sanvidanaya of Sri Lanka. Ariyaratne's movement is
also influenced by the Buddhist revivalist movement in Sri
Lanka, spearheaded by the American Lt. Col. Olcott and
Anagarika Dharmapala. Olcott started the Buddhist public
school, modelled on Christian public schools, which later
became the cradle of Ariyaratne's Sarvodaya movement.
Mahendra Prasad Singh argues that the Nehruvian
perspective has been dominant in India despite different
syles which he periodizes thus: " (1) The mass populism and
'imperial' premiership of Indira Gandhi (1969-77); (2) the
farmer-trader populism of the Janata phase (1977-80) ; (3)
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the economic liberalization under Indira Gandhi (1980-84) and Rajiv Gandhi (1984-89)" and (4) the National Front
Minority government dominated by farmers and regional
bourgeoisie and propped up by parliamentary support of the
Hindu communal Bharatiya Janata Party and regional communist
parties (1989-91). He sees the potential for a genuine
paradigm shift under the National Front but balks at its
unwieldy ideological alliances (Mahendra Singh 1990, 811).
Baldev Singh believes that India has pursued the Gandhian
approach of balancing self-dependence and interdependence
over the past half-century but it was Nehru "who laid the
practical guidelines of India's course of economic and
industrial development on a self-reliant basis" (Baldev
Singh 1989, 27). In Sri Lanka the Gandhian perspective was
less evident in development politics of the state till more
recently. A matching of Baldev's Singh's account of Indian
Five Year Plans, Mahendra Singh's periodization of shifts in
ideological perspectives in India and a characterization of
Sri Lanka's development perspectives with a periodization
of development approaches produces interesting results.
The Evolutionary Approach (1948-70)
In relation to 'development' in India, this period includes
the first four Five Year Plans (FYP): One (1951-56); Two
(1956-61); Three (1961-66); Four (1969-74). FYP 4 spills
over into the 1970's. These two decades after Independence
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were dominated by Nehru with an interregnum before Indira
Gandhi took over the reigns of government in 1969. "Nehru
believed that India's growth and development on a self-
reliant basis would have to depend on its scientific and
technological capability" and invested in research and
training "to provide the infrastructure for the development
of science and technology (Baldev Singh 1989, 28). As late
as 1956 Nehru expressed conviction in the industrial
approach of the West, which the Soviets had also followed;
If we really wish to industrialize, we must start from the heavy, basic and mother industries. There is no other way. We must start with the production of the machine which makes the machine. So long as you have not got the basic things, you are dependent on others and can never grow rapidly enough. Once you have got these basic things, you grow as rapidly as you like. It depends upon your own energy; you are not bound down by any external factor; you start a process of self-growth (Baldev Singh 1989, 27-28).
This was in contrast with Mahatma Gandhi's approach which
rejected science and modern technology and sought to
establish decentralized Home Rule for thousands of village
republics, non-princely states in a development framework
that valued moral refinement while rejecting the notion of
progress competition and acquisition: "Civilization is that
mode of conduct which points out to man the path of duty"
(Sigmund 1963, 76). He in effect rejected economic self-
interest in favor of a moral self-interest. However he
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certainly was for empowerment, except that he was for the
empowerment of the ethno-historical polity and the
individual through a rejection of 'organizational' ties with
either a Delhi-based British Raj, a western technology Raj
or an Indian version of the British Raj. Speaking of ethno-
historical spaces in the firmament of the Raj, Gandhi says:
The common people lived independently and followed their agricultural occupation. They enjoyed true home rule. And where this cursed civilization has not rreached, India remains as it was before. The inhabitants of that part of India will very properly laugh at your new-fangled notions. The English do not rule over them. Those whose name we speak we do not know, nor do wthey know us.. I would certainly advise you and those like you who love the motherland to go into the interior that has not yet been polluted by railways, and to live there for six months; you might then be patriotic and speak of home rule (Sigmund 1963, 77).
Whereas Gandhi attempted to de-center the state through
empowerment of ethno-historical polities and used a
universalist ethno-historical vocabulary to achieve that
end, Nehru proposed and achieved the empowerment of the
state inherited by the elite he represented.
FYP 1 stressed agriculture and correcting disruption
to the economy brought by war and partition. It also
invested in the scientific infrastructure for FYP 2 "in
which emphasis was shifted to the setting up of basic and
heavy industries with a view to a self-reliant development"
(Baldev Singh 1989, 28). The social growth variation of the
evolutionary approach began with FYP 3 which stressed the
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achievement of self-sufficiency in food and which coincided
with the international development community's promotion of
the 'green revolution'. FYP 4, which bleeds into Indira
Gandhi's first term, emphasizes the building of safeguards
against fluctuations in agricultural products and
uncertainties of aid (Baldev Singh 1989, 28). In this
twenty-year period the major premises of the dominant
paradigm go largely unchallenged and there is a belief in
national self-reliance without a call to restructure the
global economy. However the vocabularies of 'dependencia'
and 'conscientizacao' (which reflected Mahatma Gandhi's
earlier approach) were in the making in Latin America, which
had achieved its independence earlier.
In neighboring Sri Lanka the period 1948 to 1956 was
one in which the paternalist United National Party (UNP) ran
a plantation economy organized around the export of three
cash crops; a welfare state which provided for the 'basic
needs' of society was financed by cash crop exports. Though
Sri Lanka did engage in some industrialization this was
nowhere on the scale of Indian industrialization. There was
not the same interest in self-reliance in industry within
the 1948-56 period in Sri Lanka. During the period 1956-
1965, under the Sri Lanka Freedom Party (SLFP), Sri Lanka
focussed on nationalization of assets. In 1958 the question
of land reform was taken up by the Cabinet but the Cabinet
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was divided on the issue and the minister who proposed the
reform had to resign from the Cabinet under political fire
(Arasaratnam 1967, 269). In Sri Lanka there has been an
alternation of governments working within the evolutionary
approach (UNP) and dialectical approach (SLFP). The early
UNP governments in Sri Lanka tended to be less aware or
interested in self-reliance in defence and industry though
they did have an enormous interest in self-reliance in
agriculture. Indeed the national dependence on export
markets for plantation crops was rewarded with handsome
foreign exchange reserves which translated into subsidies in
education, health, food and other areas which carried dependence to the level of the local community and
individual. At the same time this reliance on the economics
of dependence was used to achieve significant and measurable
social growth as evidenced by Sri Lanka's high literacy and
life expectancy figures. In Sri Lanka, one might argue, the
social growth approach within dominant evolutionary paradigm
started earlier than in India. The externally promoted
'green revolution’ was emphasized in Sri Lanka particularly
between 1965 and 1970.
In relation to the management of vocabularies in India
in this period, it must be mentioned that the balancing of
the three groups of vocabularies is a particularly difficult
task. The administrative vocabulary prior to the arrival of
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the British had been a Moghul-Hindu mixture reflected in
Urdu, a confluence of the Hindi and Arabic languages.
English replaced Urdu in the same way as the British
administrative political culture and vocabulary replaced the
Moghul-Hindu administrative political culture and
vocabulary. The international vocabulary of the British
period coincided with the administrative vocabulary to a
large extent, though the vocabulary of the Raj picked up
vocabulary from the Indian environment. The administrative
vocabulary of the Raj may be termed the Raj vocabulary. The
linguistic expressions of ethno-historical vocabularies were
termed vernacular in a somewhat perjorative way because of
British political dominance in India.
Mahatma Gandhi and Jawaharlal Nehru, the two major
influences on Indian political culture in the modern period,
grew up within the administrative vocabulary, but Nehru
moreso than Gandhi. Gandhi, a Gujerathi, though drawn from a
mercantile caste, was descended from hereditary prime-
ministers of Indian princely states — princely states which
were repositories of ethno-historical political metaphor.
He had a legal training in London and was exposed to the
South African caste system where he evolved a political
metaphor which could subvert the military strength of the
Raj within the framework of liberal values. His dress and
lifestyle symbolized his identification with the ethno-
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historical space in Indian society. His problem was that it
is not easy to universalize ethno-history in the sense of
developing a vocabulary which appeals to a multitude of
ethno-historical cultures. Such a vocabulary may even take
on the form of an administrative vocabulary albeit one of
with a pastoralist paternalism. Ethno-historical
vocabularies work in the manner of Wallersteinian culture -
usage 1.
Nehru on the other hand was a Kashmiri Brahman from a
'modern' family, operating within the space of the Raj
vocabulary. His father Motilal was a westernized barrister.
While Gandhi was concerned with the adoption of a
universalist vocabulary which would prioritize and empower
ethno-historical space, he drew from the vocabulary of
ethno-history and from universal moral values drawn from the
great religions including those of India. Nehru drew
extensively from an exogeneous universalist vocabulary, the
vocabulary of the evolutionist approach.
Nehru's response to ethno-historical dissonance (in
the wake of uneven economic development; Hindu-ized Indian
nationalism; British ethno-political intervention; ethno-
historical interest group activity) was the promotion of
state secularism through a resolution on fundamental rights
at the Karachi Congress of 1931 (Gopal 1989, 2). He saw
Hindu political resurgence as the primary threat to modern.
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democratic India (Gopal 1989, 2). Along with Mahatma Gandhi
he opposed state legitimization of specific ethno-historical
practises such as in the instance of Rajendra Prasad's
willingness to consider a banning of cow slaughter in August
1947 "as symbolic of the attainment of freedom" (Gopal
1989, 7). Gandhi's argument against the ban was that "it
would be a concession to Hindu feeling and therefore to be
avoided in a composite country with a composite culture"
(Gopal 1989, 7). However Nehru, very much a product of the
Raj administrative vocabulary, also saw 'common-sense'
reasons (such as the problem of breeding quality cattle and
the value of similar animals such as the horse) for arguing
against the ban. Here 'common sense' may be interchanged
with 'administrative vocabulary' without a deficit in
meaning. While Nehru opposed the symbolic action of banning
cattle slaughter he did not object to the
institutionalization of such a ban in the Indian Constitu
tion, but ensured that the ban was not operationalized
(Gopal 1989, 7). Nehru was the great centralizer of India
through the values of an Indianized Raj, fearful of the
possible pluralizing effect of Hindu universalism.
Even his enemies could never accuse him of thinking in any but national terms; caste, creed, town, tongue - none of these loyalties meant anything to him; it was India first and India last (Tinker 1967, 287).
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As early as 1965 reactions to centralization became evident and
the food crisis during late 1965 and early 1966 ... demonstrated that governments will respond to a national crisis in regional terms when the crisis is internal and not external to India (Tinker 1967, 292).
It is possible that Nehru would not have operationalized the
Hindi as national language clause in the Indian Consti
tution. Nehru is reported to have written to Rajendra Prasad
'that he did not understand a word of it' when he was sent a
Hindi translation of the Constitution.^ However it was
Nehru's successor, Lai Bahadur Shastri, who had to deal with
a final decision on the national language after the interim
period allowed by the Constitution had elapsed: He
miscalculated the regional opposition to Hindi and provoked
popular protest movements particularly in the South (Tinker
1967, 294).
In 1967, the Congress was swept away in Tamil Nadu (then known as Madras). It lost the state elections and has never regained power .... The result marked the arrival of the Dravida Munnetra Kazhagam (DMK) (Jeffrey 1990, 2).
The ethno-historical approach of the DMK political
entrepreneur, C. N. Annadurai, is in sharp contrast with
^ Hugh Tinker provides this information in a footnote [Tinker 1967, 293].
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that of Nehru. Annadurai inherited an ethno-historical
vocabulary which had been politicized by the 'Non-
Brahmanical Movement' which had taken shape around 1885 as a
form of Dravidian political resurgence. The Scottish
missionary Rev. Robert Caldwell had been a cultural
entrepreneur for the Tamils by identifying Tamil as the
oldest and purest of Dravidian languages. Missionaries were
also responsible for the historical interpretation which
suggests that Brahmans were Aryan invaders "who made use of
the Hindu metaphor of hierarchy through varna to give sacred
sanction to the subjugation of the Dravidians" (Young 1979,
116-118). By 1916 the 'Non-Brahmanical Movement' had become
the Justice Party, which sought equity for Tamil non-
Brahman castes vis-a-vis Tamil Brahmans, who had been the
first to take advantage of the British educational systems.
The ethno-historical ideology was elaborated by nineteenth
century Tamil scholars. This elaboration reached its fullest
political expression in DMK leader C. N. Annadurai's book
The Arvan Illusion. Among other things, Annadurai claimed
that
(B)y irony of fate, the people who came here with their cattle, badly in search of a place for living, have today become rulers and masters: the Aryans by intoxicating us with their stories of imagination, have perverted us and plunged us into desolation and the gloom of Brahmanism (Young 1979, 20).
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The Gandhian approach reconciles these two visions.
It is one of unity within diversity, in an ever-widening
circle from the individual through numerous intervening
circles of identity to India as a whole (Tinker 1967, 294).
Gandhi inverts the globalization process by inviting the
periphery to be the universalizing force. The difference
between Nehru and Gandhi is that the former had an
abhorrence for de-centralized polities because they would
fragment the modern state, destroy it. Gandhi wanted a
network of decentralized polities in the space of the Raj,
"a network of government by consultation and co-operation at
all levels from the village to the nation's capital" (Tinker
1967, 295). Gandhi's vision is essentially a premature post
modernist 'associational' one of equal cultures, perhaps one
that can only be truly operational in contemporary times
through the spread, ironically, of new technology — albeit
interactive communication technologies. In relation to the
management of vocabularies in Sri Lanka in this period, the
first three prime ministers of independent Sri Lanka were
similar in some ways to Nehru but differed from him in other
ways. Like Nehru and his fellow freedom fighters, Don
Stephen Senanayake, his son Dudley Senanayake and his nephew
Sir John Kotelawala, were power-aspirants during the British
period. They were already drawn from an elite group and
could not accurately be described as elite-aspirants. As the
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historian S. Arasaratnam has described:
These English-educated groups formed the upper layer of the elite groups of Ceylon. They were Western-oriented and monopolized the upper rungs of political and social privilege. Separate from them, and below them in the social scale, was another larger elite that stemmed from traditional sources of power and traditional institutions. Unlike the English-educated elite, they found a link between independent Ceylon and the pre colonial Sinhalese kingdoms. They were the Sinhalese literati specialists in Sinhalese medicine, the Sinhalese schoolmasters, the Buddhist priest-teachers. In the years after independence they were content to play second fiddle to their social and intellectual betters, to act as a liason between these holders of power and the voting masses (Arasaratnam 1957, 264).
These elite aspirants wanted to empower themselves
through capturing the administrative space of the state, and
that meant replacing the administrative vocabulary of the
ruling elite with their ethno-historical vocabulary. The
national elite's administrative vocabulary was a nationalist
version of the British colonial administrative vocabulary.
Unlike in Nehru's India, however, this was combined with a
local ethno-vocabulary - a Buddhist ethno-historical
vocabulary enjoying state protection. Influence of the
local vocabulary was contained by the use of English as the
national language and language of administration. The
political entrepreneur S. W. R. D. Bandaranaike was elected
as prime minister in 1956, wresting power from his leader
Sir John Kotelawala at a general election, through appealing
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to the elite aspirants desire for empowerment. "The major
changes that took place in 1956 mark it as the year when the
transfer of power was effected from the English-educated to
the traditionalist elite " (Arasaratnam 1967, 265).
While the westernized national elite, like Nehru,
equated nation with state, the ethno-historical elite
aspirants identified nation with 'race' (Arasaratnam 1967, 265). Arasaratnam argues that the forces of Sinhalese and
Buddhist revival worked for equity but against the liberal-
national order; Bandaranaike did attempt to rein in the
extremist Sinhalese nationalism of his supporters through
emphasizing the older liberal nationalism. The vocabulary of
the old nationalism was part of his make-up. Arasaratnam
argues that Bandaranaike continued to partially believe in
that old liberal nationalism (Arasaratnam 1967, 267).
He attempted a legislative programme that would destroy the privileges of the middle and upper classes and the English-educated elite and do away with the gross forms of discrimination against the Sinhalese-educated intelligentsia. The most vaunted piece of legislation and one most satisfying to this section, was the passing of the Official Language Act of July 1956, popularly known as the 'Sinhala Only Act'. It established Sinhalese as the one official language of Ceylon and imposed a period of up to five years when the transition was to be effected. Other changes swiftly follow, promoting the interests of the Sinhalese-educated by means od administrative regulations (Arasaratnam 19 67, 2 67).
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The Structural Approach (1970-1980)
This period approximates with FYP 5 (1974-79) and 6 (1980-
85) and Indira Gandhi's first period in office (1969-77).
Prasad Singh characterizes Indira Gandhi's rule in this period as the authoritarian 'imperial premiership' which
employed mass populism (Prasad Singh 1990, 811). Mass
populism had come earlier in Sri Lanka, in 1956 and in the
Indian state of Tamilnadu in 1967. In Sri Lanka too this
period coincided with considerable authoritarianism. As
governments began to use media increasingly for development
communication, the sacrosanct nature of the larger
development project became the justification for increased
press control. In India FYP 5, while stressing the need to
step up non-traditional exports, also stressed import
substitution (Baldev Singh 1989, 28) . The SLFP government
in Sri Lanka in the 1970-76 period followed the same
strategy advocated by the international development
community.
The dependence on oil-based energy and agricultural
inputs generated by the 'green revolution' had created
problems for developing countries after the oil crisis of
the 1970's. The oil crisis with its discovery of a resource
weapon for a consortium of developing countries gave new
credence to emerging theories which called for structural
change. Some international agencies such as the Food and
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within a nation state, in terms of land reform, seeing the
concentration of land ownership among the national elite as
an impediment to empowerment of the masses. While national
elites in Sri Lanka implemented land reform, they were also
interested in the structural reform of the world market
(through UNCTAD) and global culture (through UNESCO)^. Gees
Hamelink's 'disassociation' was one proposed strategy for
doing away with external impediments to development.
The 1980s Approach
This coincides with FYP 7 in India which departs from
the import substitution emphasis to an export drive, as Sri
Lanka had done under its new market-oriented government of
1977. In India, FYP 7, though implemented under Rajiv
Gandhi's government of 1984-89, has its roots in the
economic liberalization of Indira Gandhi's second term
(1980-84). At the international level these policies in Sri
Lanka and India are synchronized with World Bank promoted
strategies of export-led growth. These strategies became
Mrs Bandaranaike's United Left Front government imposed a ceiling on incomes, houses and agricultural land owned by individuals. While the ceilings resulted in the loss of property by individuals who had execessively large holdings, families were able to retain fairly large holdings through passing property on to their children. It also nationalized the plantation sector and imposed a once-only wealth tax. At the same time tax holidays attracted capital controlled by the privileged classes to areas such as tourism and export industries.
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states such as Singapore and South Korea transited that
magic mile from less-developed country (LDC) to newly-
industrialized country (NIC) status. Second, socialist
strategies had failed to solve problems of unemployment
within several countries and economic suffering in general.
They also failed to achieve a restructuring of global
economic and cultural relations through international agencies. As a response to the restructuring bid, the West
promoted investment in developing countries, investment
which would train and employ personnel in the use of new
technologies and in employment of developing country labor
for offshore production. Export led growth replaced import substitution as the dominant philosophy of trade and
development in the developing world. This would be viewed by
some advocates of NIEO (New International Economic Order) as
the antithesis of the structural reform proposed in the
1970's as creates increased dependence of developing
economies to industrialized market economies.
So the individual level self-reliance approach of
such as the Dag Hammarskjold Foundation's 'Another
Development', Paolo Freire and A. T. Ariyaratne, the Gandhi-
type approaches, survive into the 1980's and 1990's while
the macro-level structural approaches of the likes of
Hamelink are replaced by a return to a market approach. The
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new governments of Sri Lanka (1988) and India (1990) seem
to reflect this dynamic. At the national level there is a
recognition of the reality of the World Market but there is
also the recognition of the pluralization process and the
need to hear the voice of the hurting individual. President
Ranasinghe Premadasa, a liberal Sri Lankan politician and
leader of the UNP, who promotes export-led growth, has
stated that the UNP's new vision is to serve the poorest of
the poor. He has asked his party to "go into the highways
and by-ways of Colombo, the dark and dreary slumland and
forgotten villages of the country, and seek out the poorest,
to put them on their feet" This sounds like rhetoric but
even if it is there is the simple fact of President
Premadasa's personal socio-political journey which has
shaped his mission of uplifting the poorest. That there is
political opportunity in such a mission does not alter the
fact that he is drawn from a different space to Bandaranaike
and Jayawardene and therefore has not inherited the
paternalist style of the Sri Lankan aristocracy. This is a
new approach for any party in Sri Lanka, not a statistical
approach but one which listens to the voice of the hurting.
There may be some similarity in George Bush's 'kinder and
gentler America' rhetoric and the post-conservative trends
in sections of the Bush Administration which call for
^ Sri Lanka News. (Colombo), 2 January 1991.
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"Approach to the Eighth Plan" of India announced in 1990 by
Prime Minister V. P. Singh, is entitled "Towards Social Transformation" and states "we wish not to focus so much on
numbers of economic growth as on its content" (V. P. Singh
1990, 3). He claims that:
(t)he poor have not benefitted as much as the large new middle class of the country. At the lower end, there has been a noticeable increase in the marginalization of some groups, such as our tribals. The income gap between the urban and rural areas has widened (V. P. Singh 1990, 3) .
•Another Development', popularized by the Dag
Hammarskjold Foundation, has the following characteristics:
Need orientation; endogeneous; self-reliant; eco-sound;
structural transformation; participatory democracy (Servaes
1986, 133). Jan Servaes points out that while "(s)elf-
reliance clearly needs to be exercised at national and
international levels, .... it acquires its full meaning
only if rooted at the local level, in the praxis of each
community (Servaes 1986, 133). It is no longer possible in
the minds of national elites, to discuss the potential of
delinking, because of the degree of cultural synchronization
which has taken place in the World Market. Jayaweera has
described the concepts of delinkage and self-reliance as
"conceptual fantasies that have little relevance to the
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realities on the ground" (Jayaweera 1987, 87).
It is no longer fashionable to talk of global
structural transformation. The term New World Order is now
one which emanates from the Bush White House and has a
totally different meaning to NIEO (New International
Economic Order) and NWICO (New World Information &
Communication Order). The only space which remains where
group autonomy is possible and even desirable, (within the
global universalization which is taking place), is the distinct space of separate ethno-histories, with their sepa
rate vocabularies, distinct minds and of course beyond the
community within selves. While these could be separate
worlds, retreats, they need not be closed to each other.
Ethnic Polarization & Transborder Culture
The preceding discussion provided a view of elite
management of two concepts which are important to elite
power and empowerment of the multitude - empowering
political economic strategies (self-reliant development) and
empowering vocabularies (national languages). Ashoka's
Wheel, as expounded on in this chapter, explains the
dynamics of power/empowerment, the struggle of elite-
aspirants - within the hub state and within individual rim
states, India and Sri Lanka.
Five categories of elites were identified in Chapter
IV. First, the 'cultural entrepreneurs' of the British
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period, those who worked within ethno-historical space,
reviving culture and religion to develop an acceptable
critical space within the colonial system, not overtly
challenging imperial authority. They rendered unto Caesar
what was Caesar's ..... If colonialism was a form of
multi-globalization, i.e. the formation of distinct imperial universalization processes, cultural entrepreneurs were the
ethno-historical particularizers. Their ethno-historical
narrative provided their peoples with an alternatives to the
powerful narratives issuing forth from colonial powers. In
Sri Lanka, among the Sinhalese Buddhists the cultural
entrepreneur was Anagarika Dharmapala and among the Tamil
Hindus it was Navalar. In neighbouring South India where
cultural entrepreneurship had its origins in an earlier
period the Scottish missionary Rev. Robert Caldwell played
a role in developing Tamil cultural nationalism as did Prof.
P. Sundaram Pillai at the turn of the century and C. N.
Annadurai more recently (Young 1976, 117-118).
The second category of elite are the political
entrepreneurs of the transition period from colonial to
national rule, such as Mahatma Gandhi and Jawaharlal Nehru
in India and Don Stephen Senanayake and Solomon Westridgeway
Bandaranaike in Sri Lanka. Working within administrative
space, these individuals drew the critical space from within
the cultural into the political sphere. They were among the
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elite aspirants of the British period vis-a-vis the British
governing elite. Political entrepreneurs attempt to draw on
ethno-historical hermeneutics as well as hermeneutics from
European culture, in varying proportions and with varying
emphases. So do the third group of elites described below.
However, the critical space, whether based on ethno-
historical or marxist logic, continued to be the province of elites.
The third group of elites include Indira Gandhi, Rajiv
Gandhi, V. P. Singh, Dudley Senanayake, Sirima Bandaranaike,
Junius Jayewardene and Ranasinghe Premadasa. They are the
governing elite of the 1950's, 1960's, 1970's and 1980's.
They are representatives of more contemporary leadership in
India and Sri Lanka and must respond to a hermeneutic of
organized political violence. They cannot help but hear the
violent noise of elite-aspirants clashing with the state.
The clash of European and ethno-historical hermeneutics is
resolved in the governing elite through their role as
mediators between the two hermeneutics with respect to their
own people and the Euro-American international system. The
ability of contemporary governing elites, through use of
wealth, power and knowledge, to create a linguistic and
material world which is a comfortable 'harmony' of cultures
and a convergence of teleologies gives them stability.
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For the contemporary elite aspirant who adopts the
kshatriya route, there is a true clash of hermeneutics. The
absence of wealth, power or knowledge with which to create a
harmony, to lend stability, leads to militancy. These new
elite aspirants are the fourth category. In Sri Lanka they
are personified politically in the 1980's as the leaders of
the Sinhalese and Tamil militant organizations, and who live
in a world of fragmented hermeneutics. Violence as
criticism may be viewed as a product of the continued
dominance of administrative space by the westernized elite.
The historical critical space which came into being with the
cultural entrepreneurs has become a theater of violence.
What is viewed as as pro-social violence may be read as a
form of text. Swifter but more painful social trans
formation could result in the production of such texts.
Finally we have those who choose vaishya (mercantile)
and/or brahman (educational) routes to higher social status.
Cultural interaction between entities within hub and
individual rim states, the spokes of the wheel, needs also
to be described. Similar cultures, 'cousin cultures' which
are also neighbours, are able to impact each others domestic
politics. This clearly happened in Sri Lanka and India in
the 1980's when Tamil groups in Sri Lanka began co-operating
extensively with Tamil groups in South India. At the same
time the administrative centers of Sri Lanka and India
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experienced strains in their relationship because of this
co-operation and center-periphery (federal-state) political
alliances within India. The Indo-Sri Lankan relationship
itself is addressed in Chapter VI. The transborder cultures
relationships between Sri Lankan and Indian groups, distinct
from relationships between such groups and the states
concerned or between the states themselves, is described
here as a link between the interplay of ethno-historical,
administrative and international vocabularies within India
and Sri Lanka and the Indo-Sri Lankan relationship which is
dealt with in Chapter VI. The relationships between Tamil
groups in North Sri Lanka and Tamilian groups in South India
are based on transborder ethno-historical vocabularies which
arise from political entrepreneur/interest group interaction
within Tamil groups in Sri Lanka and India respectively,
drawing on dissonances in elite management of empowering
political economic strategies and empowering vocabularies.
The motive of political entrepreneurs, in transborder co
operation, continues to be maximization of power; that of
the group continues to be empowerment.
The matter is compounded by elite aspirants from out
groups who may feel it necessary to adopt kshatriya
(military) routes to power. While one of the strong links
between North Sri Lanka and South India should theoretically
be vellalar communities, these are historically high status
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caste groups in both areas and therefore not likely to be
militant. Because Sri Lankan vellalars had recreated the
pre-Aryan reality of a Brahman-less social hierarchy in
which they were pre-emminent and because of the greater
purity of Sri Lankan Tamil (less Sanskritized, less
Aryanized), Sri Lankan vellalars have considered themselves
superior to their South Indian cousins. Consequently even
though in the modern period Tamilnadu emerged as a Tamil
universalizing center through its film and publishing industry, co-operative strategies between Jaffna and Madras
were not evident till the beginings of the Tamil militancy
in the 1970's.
In both Jaffna and Tamilnadu ethnic polarization began
in a cultural sense, with cultural entrepreneurs who
rediscovered the ethno-historic past of their communities.
In South India latterday Aryan Brahmans (European Christian
missionaries) attempted to subvert the authority of the
Hindu Brahmans with anti-Brahmanical ideology. In Sri
Lanka, European missionaries did not have to overcome the
problem of Brahmanic dominance. In both cases the modern
state seemed to provide routes to elite status via the
education system and government employment. When these
routes seemed, to minorities, to be roadblocked by
affirmative action by majorities (Sinhala-speaking in Sri
Lanka and Hindi-speaking in India) axes formed between
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ethno-historical groups (Tamil-speaking in both Sri Lanka
and India) and political entrepreneurs. Affirmative action
by majorities included a capturing of administrative space
through language policies which gave primacy of place to
their ethno-historical vocabularies.
The political elites of Sri Lanka and India shared in
the creation of a common international vocabulary (non-
alignment) and inherited a common administrative vocabulary
(from the colonial administration). The vellalar leadership
in Sri Lanka and South India shared in these vocabularies
with national elites from majority groups. The interraction
between elite vellalars in the two polities, in the post
colonial period, was therefore within international and
administrative spaces, rather than ethno-historical space.*
In Sri Lanka an ethno-nationalist party (Bandaranaike's
SLFP), captured power in 1956, replacing a more secular
government (that of Kotelawala's UNP). The SLFP claimed to
listen more closely to ethno-historical voice and
Bandaranaike saw his power base as being drawn from what he
called pancha balavegaya (five forces) - five ethno-
historical elite aspirant occupational groups. These
Sinhala-speaking elite aspirant groups had been overlooked
during the colonial period when an English-speaking national
A factor in the attitude of the high caste Jaffna Tamil was his belief that Tamil culture was at its purest in Jaffna where it was not sanskritized.
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elite had been formed; Village ayurvedic physician
(traditional medicial practioner); village headman; village
mudalali (merchant); village Buddhist priest; village
teacher.
Conclusion
Rohan Samarajiva and Peter Shields complain, about
what has been called the dominant evolutionary paradigm here, that while change of gear took place within diffusion
theory in the 1970s, this only changed the unit of analysis
from the individual to interpersonal relationships. It did
not address how village communities could be empowered in
relations to external agencies and how more equal power
relations could be achieved within villages themselves
(Samarajiva & Shields 1990, 100). This is really a plea for
modern 'associational' communication between national elites
and village communities and within village communities
themselves. Certainly such relations may be aspired to
within a developing society despite the fact of pre-modern
'organizational' relations between that developing country
and the North. In relation to the wider question of
nationally self-reliant development through delinkage
Colleen Roach sees Third World national elites as the self-
interested links which thwart any real delinking:
...Hamelink's analysis, like that of Samir Amin, connects delinkage to the problem of national elites. Amin has consistently stressed in his writings that delinkage from world capitalism is
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only part of the self-reliance process; the other is necessarily that of developing a national development project that is a truly 'popular force'. In short, self-reliance is necessarily that of the people (Roach 1990, 301).
Roach's proposal is that "a strategy of promoting people's
power as a response to capitalism and the national elites
must also advance a project for democratic socialism",
following Samir Amin's three-phase dialectical process towards socialism (Roach 1990, 303). The contradiction here
is that Amin believes that 'socialism will only be reached
via a universal path that incorporates change in all
countries" (Roach 1990, 304). In the contemporary world
Eurocentrism and the Euro-American-Japanese capitalism is waxing rather than waning and even Eastern bloc states are
vying for admission into the 'parade' of nations.
What Amin recommends is the replacement of Eurocentric
universalism with socialist universalism but with a popular
national development being reaffirmed under the outgoing
universalism of capitalist Eurocentrism and flourishing
under socialist universalism (Roach 1990, 303).
In the present work there is an interest on empowerment
strategies adopted by by individuals and local communities
regardless of the ideological composition of ruling elites
at national and international levels. It is advantageous to
leave behind the vocabularies of socialism and capitalism
and employ new vocabularies in this search for empowerment
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of individuals and local communities whose minds,
vocabularies and cultures are the battlegrounds of ethno-
historical, administrative and interinternational
vocabularies. The post-modernist view that all truths, all
vocabularies, all cultures have equal validity is, as stated
earlier, accepted in this paper. There is no orthodoxy. The
ethno-historical vocabulary of the totally traditional local
ideal-type is equally valid to that of the totally modern
metropolitan ideal-type and all real world intermediate
variations.
The key to the problem is in ethno-historical
vocabularies which keep alive 'organizational' or
hierarchical relations between local communities and
national and sub-national elites despite the familiarity
with 'modern' concepts of pluralism and equality with which
national elites are familiar. To transform power attitudes
(if not actual relations) between local individuals and
local communities and national elites it is necessary to
transform ethno-historical vocabularies, to transform their
'organizational' content into 'associational' content. For
instance the paradigm of caste in India is a classic
'pyramid' arrangement and transmits related values and
attitudes through ethno-historical vocabularies (which local
communities and national elites share and bind them in
hierarchical relationships) which then impede the
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development programs proposed by national elites who espouse
liberal values with part of their minds. In India and Sri
Lanka one of the ways of preserving social ascendancy is
through the preservation of the higher administrative and
international vocabularies, by largely upper caste elites.
Amunugama argues that sovereignty has become a plaything of
Asian elites despite its devalued status and that "(m)ost
Western scholars talk of cultures of Asian countries as
though they were immutable, sacred substances" and that "
most traditional cultures are backward looking and
inegalitarian" and that cultural screens within cultures are
effective and foreign values will not necessarily prevail.
He further points out that Asian elites do not for instance
promote the liberal concept of personal freedom while they
stress national sovereignty (Amunugama 1990, 212) .
In order to promote personal freedom within
peripheral societies one should focus on the provision of a
space in which the ethno-historical vocabularies of local
communities could flourish - so that the individual has the
option of moving between vocabularies into distinct worlds.
The danger in attempting to transform ethno-historical
vocabularies (which is essentially playing with languages
and minds) even under a convergence approach to diffusion,
is that the vocabulary of one group may dominate the
vocabulary of the other. "Convergence is the tendency for
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two or more individuals to move toward one point, or for one
individual to move toward another, and to unite in a common
interest" (Rogers & Kincaid 1981, 63). However the concept
of convergence is a useful one and what I propose in this
empowerment approach is that there should be a balancing of
local and metropolitan interests under an 'associational*
relationship, of mutual learning of each others needs with
respect to each other and the external world. This is best
achieved in terms of discussion of specfic concepts such
egalitarianism or pluralism by the national elite (or its agencies) with local groups in order to ascertain what both
parties may agree to be the preserve of their ethno-
historical, administrative and international worlds.
National elites have traditionally looked at local
communities in terms of vote rather than listened to their
voices.Local communities in democracies purchase voice with
votes but even in non-democratic states governments focus on
statistics (vote) rather than voice (text). Text, whether
literary, verbal, visual, is the epistemological tool of
expansionist methodologies whereas statistics is that of
reductionist methodologies.
In his discussion on the contingency of liberal
community Richard Rorty argues that : "(a) liberal society
is one which is content to call "true" (or "right" or
"just") whatever the outcome of undistorted communication
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happens to be, whatever wins in free and open encounter "
(Rorty 1989, 67). Our discussion of Lasswell's influentials
and Galtung's center-periphery power configuration suggests
that undistorted communication cannot be achieved in
'organizational' societies'. The pluraliste alone resolve
this problem through a theoretical equalization of all
claims on the basis of voice supported by vote and through
social mobility. Rorty believes that the contrary claims of
selfhood and community may be adequately addressed in
liberal society through "J. S. Mills' suggestion that
governments devote themselves to optimizing the balance
between leaving people's private lives alone and preventing
suffering " (Rorty 1989, 63). How does this translate
into a developing country situation where suffering is so
widespread: Intervention to prevent suffering is what
development is all about even though historically suffering
has been perceived through vote rather than voice. And that
intervention to prevent suffering can also create new suf-
ferring for the individual through attempts to open up
spaces of ethno-historical development to universalizing
forces. President Ranasinghe Premadasa of Sri Lanka takes
the following view:
We want technology. But should we not be careful of the messages that technology brings? Can our culture be influenced, even distorted by such impacts? Are the cultural norms of other countries, particularly the affluent ones and
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post-modern norms suitable for us? How can we obtain fruitful and productive messages while rejecting destructive messages?.....We have traditionalists who resist change. We have modernists who advocate change. But neither tradition nor modernity is a water-tight compartment. There is a great need for our scientists and our philosophic-humanists to get together. It is there task to set the guidelines by which science and society can interact.
Western critiques such as Marcuse have argued that
the modern state increasingly invades individual private
space (Marcuse 1964). Individuals are converted into
markets for material and cultural products - products which
are broadly consonant with the ethno-historical,
administrative and international vocabularies in industrial
societies. There are countervailing vocabularies here too
and in a way the United States itself is a microcosm of the
globalization process. But there are routes of empowerment
through accumulation of knowledge and skills, non-violent
political participation or accumulation of material wealth
within a culture which promotes social mobility, encourages
the legal accumulation of values by the individual.
It is the countervailing ethno-historical or academic
vocabulary which preserves for the individual and community
a space apart from the vocabulary of the market and the
state. While there may be opportunities for locals and
local communities to benefit from market forces and state
^ Sri Lanka News. (Colombo), 26 December, 1990.
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and dangers. The market relies on diffusionist advertising
and salesmanship and this tends to overemphasize benefits
and underemphasize dangers. Development Communication
should therefore seek to empower the individual and the local community vis-a-vis the range of opportunities
presented by the market and state. A development support
communication project dealing with locals should seek to
engage in an 'associational' pedagogic process with respect
the projects specific area of interest, such as family
planning. It should not begin with the purpose of changing
the 'target groups' fertility behaviour. It should begin
with two groups of people, project personnel with their
universalized knowledge and the locals with their ethno-
historical experience. Both kinds of knowledge should be
treated as equally valid. In the discussion that must
follow the meeting of these two worlds the locals express
their fears and needs and the project personnel relate the
potential consequences of particular behavioral routes
(fertility behavior) in relation to the market and the
state. Strategies and technologies for dealing with
fertility behaviour are shared among locals and project
personnel and locals are free to adopt a modern technology
of contraception if they so desire. However there should be
no attempt to invade the ethno-historical space of
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individual. The general approach should be one of
differentiating between ethno-historical, administrative and
international vocabularies and while providing the
individual an opportunity to become familiar with useful
portions of the administrative and international
vocabularies, it should not seek to replace the ethno-
historical space with some other content. Convergence will
only be between that portion of an individual's vocabulary
which interfaces with the state and the external market,
subscribing to universal values of rationality for that such
purposes, as in the Japanese model. This is a pedagogy of
empowerment through self-development. In today's context,
where there is such a density in the development
opportunities provided by state and market, learning what
these opportunities are, what might be possible dangers and
how one can maximize ones advantage through them is
development.
Within international space the traditional vocabulary
and methodology of empowerment has been non-alignment, which
makes the best of super power nuclear rivalry in order to
maximize security and economic benefits for non-aligned
states. Chapter VI examines relations between India and Sri
Lanka in terms of non-alignment, the international
vocabulary of all SAARC states. The chapter examines
approaches to security and development.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER VI
INDO-SRI LANKAN RELATIONS
Introduction
The previous chapter examined the semantic trajectory
in India and Sri Lanka of a key concept in development, self
reliance, under a modified Lasswellian configurative
analysis. The 'development mode' focussed on political
economic empowerment while the 'equilibrium' mode placed
emphasis on cultural empowerment as motive forces.
Political economic and cultural foci within a Lasswellian
framework, allowed for the utilization of a synoptic
approach to empowerment. The Ashoka's Wheel framework,
encompasses political economic as well as cultural foci of
analysis and cuts across levels of analysis. It exposes the
dynamics of power/empowerment within the hub state (India)
and within individual rim states (focussing on Sri Lanka).
The view of this study is that the engine of change is
the struggle for ascendancy by elite-aspirant groups and
that these groups and governing elites draw on propellants
of an ethno-historical, administrative and international
nature in achieving their ends, thereby manipulating events
at domestic, regional and international levels. The
concepts of ethno-historical, administrative and
172
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international vocabularies were used in order to distinguish
between the spaces occupied by central elites and peripheral
locals in India and Sri Lanka respectively. The
transborder culture relationships between Sri Lankan and
Indian groups were also described as links between the
internal cases of India and Sri Lanka respectively and the
description of relations between the two countries - the
subject of the present chapter.
Chapter VI examines relations between India and Sri
Lanka in terms of an international vocabulary both states
espouse, that of non-alignment, through a literature review.
The chapter describes, more generally, the established
vocabulary of international relations of South Asian states,
under the rubric of 'security and development', two major
foci of non-aligned philosophy and concepts which capture
the three processes identified above.
Non-alignment: Regional Securitv & Development
Non-Alignment is a major part of the international
vocabulary of all South Asian nations. Development is
another. Non-alignment is a refusal to form ranks behind
the nuclear forces massing at Armageddon and is strategic in
that sense. It is not a refusal to take sides on issues
outside of the nuclear stand-off or to allow political
cultural or economic preferences to be reflected in a
state's international policies. It is not necessarily a
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structuralist ideology though non-aligned countries
propogated its values through international organs such as
UNESCO and UNCTAD, within the structuralist period
identified in Chapter Five, filling international linguistic
space with a new vocabulary. This vocabulary added to
international vocabulary which consists essentially of the
vocabularies of realism, geo-politics, economics and the
various regimes composing the international system. Drawing
on the development approaches identified in Chapter V one
might say that some international organs offered spaces in
which frustrated evolutionism could blossom into
structuralist rhetoric.
Chapter III draws on Kautilya's Arthrashastra and the
reign of Emperor Ashoka for pre-liberal sources for this
work's framework of analysis. The same concepts have,
through Nehru of India and Soekarno of Indonesia, informed
the values of Non-Alignment. Co-operation within a non-
hierarchical 'movement' is an important value which may be
termed solidarity. The preference for 'association' as
opposed to 'organization' is natural for states which have
for centuries been subordinate parts of orders constructed
in Europe. The non-aligned movement's ideology is against
several processes and very much in favor of others. It is
possible to marry the pros and antis thus in a list which,
however, does not represent a hierarchy of values:
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Their's is very much an Euro-American constructed
world. The Euro-American construction of values invades non-
aligned philosophy even if we may search for alternative
sources in Kautilya and the Ashokan age. Pro-independence,
Pro-equality and pro-solidarity reflect the values of the
French Revolution; Liberty, equality and fraternity. But
these values are deployed by the NAM in the international
realm where realism has long reigned and where such values
have usually been regarded as idealist. None-the-less the
idealist and realist streams of Western-dominated world
politics did give rise to a global infrastructure for
development which serves the former's altruism and the
letter's self-interest. This infrastructure is the battle
ground for the NAM.
Table 7. Non-Aligned Values
Anti-militarism (pro-diplomacy) (pro-disarmament)
Anti-colonialism (pro-independence) (pro-self reliance)
Anti-racism (pro-equality)
Anti-hierarchical organization (pro-solidarity)
Anti-suffering (pro-development) (pro-science/tech nology) (pro-education)
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Within the Indian sub-continent there have been
moments of high idealism, for instance in relation to
Emperor Ashoka's Dharmacakkra approach referred to in
Chapter III. The anti-colonial (pro-independence/self
reliance) and anti-suffering (pro-development) values of
non-alignment interact to offer the kinds of contradictions
discussed in Chapter V, contradictions which fall within the
push-pull of particularization /universalization within the
globalization framework. Chapter V looked at the Indian and
Sri Lankan cases, particularly from the perspective of
development and self-reliance.
It is important to bear in mind that while Non-
alignment is a key element in the international vocabulary
of India, Sri Lanka and all the member states of SAARC and
shapes members' roles and relationships within international
organizations, the vocabulary of realism often invades
bilateral relations between non-aligned states. The Iraqi
invasion of Kuwait in 1990, the Iraq-Iran war of the 1980's,
Indo-Pakistani wars, Indonesian invasion of Timor are cases
in point.
The views of regional commentators on Indian and Sri
Lankan security and development emphases are reviewed below.
The review is conducted within the terms of Ashoka's Wheel
framework and its metaphor. As the literature which this
section looks is often authored by scholars who contributed
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to the seminars examined later in this paper, it is a source
for the creation of categories for the analysis of seminar
contributions and official news/views. Four leading South
Asian scholars from within the region who were contributors
to the seminars discussed later in this chapter were
selected, viz. Pervaiz Cheema (Pakistan), Pran Chopra
(India), Shelton Kodikara (Sri Lanka) and S. D. Muni (India)
for this review, two from the hub and two from the rim for
this review.
Non-Alignment informs the state philosophies of all
SAARC countries' in relation to security and development
relations with the outer extra-regional circle of Ashoka's
Wheel. However its vocabulary cannot help appearing in the
spokes of the wheel, along with the vocabulary of raison
d'etat in the international political culture which together
with administrative and ethno-historical political cultures
form the links between rim (in this case Sri Lanka) and hub
(India).
In The Future of South Asia Pran Chopra, addressing the
subcontinent's future at a strategic level, harks back to
Alfred Mahan and his contention that the Indian Ocean will
be the key to the 21st century (Chopra 1986, 2). This
notion adds to India's importance to the world and to
India's need for vigilance against hostile intervention
(Chopra 1986, 2-3). In Regional Cooperation and Development
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in South Asia Chopra reminds us that K. M. Panikkar has
shown that it was through control of India that Britain
gained power over South Asia and the Indian Ocean and "this
was the key to the vast empire and controlling influence
that Britain built up in Africa and in western, southern and
eastern Asia" (Gupta 1986a, 57).
He proposes that India should opt for one of five
potential destinies: Association with the Soviet Union,
South Asian nations. Non-aligned Movement (and similar
groupings), middle power countries or Indian Ocean
countries/* He reasons that India's future will best be
served "as a member, and so obviously the leading member
that it does not have to stress the point, of an association
between South Asian countries" (Chopra 1986: 5). In
discussing a case for a South Asian destiny Chopra first
identifies a common history (colonial exploitation) which
should propel cooperation and a major economic resources
(water) which can only be exploited through cooperation
(Chopra 1986, 12-13).
But far from facilitating regional cooperation, the overhang of history has cast a shadow upon South Asia, creating a fog of mistrust in which the problems of the centrality of India and its
Writing in 1986 Chopra could not have foreseen the collapse of the Soviet Union in December 1990. As late as November 18, 1991, an Indo-Soviet communique was announcing that "India and the Soviet Union are to sign a protocol to extend Indo-Soviet Peace, Friendship and Co-operation Treaty of 1971 for another twenty years" (India News Nov. 20, 1991).
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neighbors loom even larger than facts justify (Chopra 1986, 14).
Chopra continues with the argument that India's
diplomatic influence via its standing in the NAM and its
relatively strong and independent food economy limit the
maneouverability of external powers vis-a-vis India.
External powers who are interested in throwing a spanner in
Ashoka's Wheel can only seek to "isolate India from its
neighbors", set them against India and actively use them
against India in order to gain control over the Indian Ocean
(Chopra 1986, 18).
The obvious gateways for the game of isolating India are the cleavages which already divide India from its neighbors. They are also the gateways through which the traditional defence perimeter of the Indian sub-continent may be pierced (Chopra 1986, 19)
India's weakness is external: Her neighbors can be seduced.
The imagery of the Ramayana is immediately evoked. Rama is
strong and undefeatable. The only way Ravana can get to him
is through abducting his consort Sita. But the fickle are
warned that "(a) relationship of dependency seldom works to
the advantage of a small state" (Chopra 1986, 21). Chopra
quotes Shelton Kodikara as describing India in relation to
Sri Lanka as "a mountain which at any moment might send down
destructive avalanches" (Chopra 1986, xii). Contrast this
with Chopra's well-intentioned attempt, in discussing Indo-
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Pakistani relations, to make a molehill out of the Indian
mountain.
...... the roots of mistrust are in the perception of a threat from India, that the perception itself feeds on a misperception of the problems of the disparity in the size between India and its neighbors and the centrality of India in this region, and that this misperception (which India does not do enough to rectify) is used to their own advantage in this region by the global actors (Chopra 1986, 23).
Referring to India's strong role in the Grotian world of
non-aligned politics Chopra points out that;
...... India is sometimes regarded as a country preaching peace to the world but often at war itself; preaching principles of relations between countries which it does not practise itself in relation to its own neighbors; engaged in the same type of armed race, or races, which it urges others to avoid; diverting to military purposes resources badly needed for human welfare, and diverting them in the same manner and for the same reasons which it rightly deplores when other countries use them (Gupta 1986a, 57).
In discussing the specific case of Indo-Sri Lankan
relations over the Tamil ethnic issue, Chopra argues that in
one sense India's concerns over the fate of Tamils in Sri
Lanka are "legitimate by all norms of inter-country
relations" because of the Indian nationality of a number of
Tamils in Sri Lanka (Chopra 1986, 27). This is a drawing on
existing international vocabulary. But at the same time he
finds that vocabulary inadequate and would need to enter the
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realm of the ethno-historical lexicon to provide legitimacy
for India's concerns for non-Indian Sri Lankan Tamils.
But in another sense Indian concern exceeds these norms because it is also expressed on behalf of those Tamils who clearly and even according to India are Sri Lankan citizens and who constitute roughly two-thirds of the Tamil population of Sri Lanka (Chopra 1986, 27).
Chopra recognizes the issues and contradictions and:
(t)he feeling among some people in India that a country as
"large and important" as India should not get tied down to
relations with its puny neighbors", and the feeling among
the neighbors that "regional cooperation" with India, from
whom they feel a greater threat than from any other source, would only be another name for Indian hegemony over the
region (Chopra 1986, xii).
He is apologetic that his own paper is the longest in
the book and attributes this to the fact that as "the
initiating paper it had to take up several ground clearing
issues" and that the paper also grew in size "from the fact
that when seen from India inter country relations in South
Asia have more problems to look at than when seen from any
other country" (Chopra 1986, xii). Chopra recognizes that
"(e)ach contributor to the book has discussed the journey
and the destination as seen by him from where he is, from
his own location in his own country" (Chopra 1986, xi).
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In sum we could say Chopra recognizes that national
perspectives are brought to their work by individual
regional scholars; that India and its neighbors have
reciprocal national security concerns; that India does have
legitimate concerns about neighbors' ethnic problems where
her own nationals are adversely affected but that on
occasion India's concerns spill over to include non
nationals. Chopra reports that some Indians feel India is
too big and important to bother with its neighbors; that
some of India's neighbors feel that regional cooperation
with India will lead to Indian hegemony. The composition of
the book, the problems recounted by him are a testament to
the natural effect (and I stress the word natural) of
India's size and centricity in South Asia on any relationship it might have with one or all of its South
Asian neighbors. Chopra is not glossing over the problems,
rather he sees India as benevolent and therefore that others
fears about its size are unfounded. He feels that the
persistence of what may be wrong perceptions of disparate
security interests in India and its neighbors is wrong in
itself and that these perceptions are grist in the mill of
hostile regimes in neighboring countries intent on
mobilizing public opinion against India for domestic reasons
(Gupta 1986a, 58). He lays some of the blame for the failure
to allay the fears of neighbors on New Delhi, arguing that
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"India's regional diplomacy, even where India's case is a
good one, has been so hamhanded, generally couched in such
abrasive tactics and language...... " (Gupta 1986a, 58).
Chopra believes that particularly after the Simla
agreement, in which India and Pakistan elected to ban the
use of force in dealing with the Kashmir problem, any
dispute between India and its neighbors could be settled by
compromises which would cost a fraction of that which will
be entailed by a continuation of the dispute (Gupta 198 6a, 59-60).
In describing opportunities for economic cooperation
among India and its neighbors Chopra reminds us that even
here "India is suspected to harbor hegemonistic ambitions"
and at the same time there are fears from an Indian
perspective of "attempts to bring India into frameworks in
which its neighbors can gang up against it" (Gupta 19886a,
64). This is one of the major dynamics which goes into the
Ashoka's Wheel framework: To the Indian mind India is at the
center of the wheel and has six spokes which connect it to
six rim states.
But India sees itself as benevolent, as employing a
dharmacakkra rather than a cakkravartin approach, conquest
of minds by righteousness not rather than bodies and land by
force of arms. Chopra sees India as being less powerful or
less willing to use power in the region to than its natural
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endowments might suggest:
The reality is that in spite of India's advantages of size and strength, there are very few examples of India being able to coerce or cajole its neighbors into policies or actions or economic or political arrangements which they did not approve of...... On the other hand, there are many examples of India being pegged down to some uncomfortable positions by one or another of its neighbors. Nevertheless, the suspicion of hegemony persists on the one hand, and along with it, apprehensions arising from the disparity which some of India's neighbors feel when placed in juxtaposition with India; and, on the other hand, the suspicion of ganging up (Chopra 1986a, 65).
A dharmacakkra approach is practised by India in
international relations at the extra-regional level where
India has a relatively low capacity for projection of power.
Within the region India has not been unwilling to project
power in support of its security or of others' human rights
(though as pointed out by Chopra and quoted above, there
may be very few examples of such cases) . Hence the fears of
rim countries. In rim countries India is viewed as employing
a dharmacakkra approach vis-a-vis the global community and a
cakkravartin approach within.
Chopra's complaint is that India is not employing a
dharmacakkra approach in a way in which it would win the
hearts and minds of those who people neighboring states.
At the least, India is unable to benefit from the fact that large segments of people among some of India's neighbors desire closer relations with India, and if India presented the right image of itself this desire would grow sufficiently for the
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ruling regimes in these countries to discover that it is no longer possible for them to rest their fortunes only upon fear of India. At the worst, this fear and the actions and reactions between India and the regimes which are hostile to it, is converting the imaginary wedges which divide India into its neighbors into real ones (Gupta 1986a, 59) .
It is easy for a paranoid mind from one of the rim states to
read 'state' for 'wedge' and fear an absorption of the
individual rim states into a greater India. The dharmacakkra
approach itself is suspect if it is in any way
'organizational' rather than 'associational'. The inherent
problem is that geopolitics has presented India with an
'organizational' outlook towards its neighbors and and the
Western powers with an 'organizational' outlook towards
India and other developing countries. India seeks
'associational' treatment from the West and South Asian rim
states seek 'associational' treatment from India.
What does this mean when we look at it in terms of
elites and elite aspirants? It is after all governing
elites who look for 'associational' treatment. Would elite
aspirants trade 'associational' treatment at the bilateral
level to achieve ascendancy within their own polities? Would
they be willing to dissolve the 'wedges' and become leaders
within new states in a greater India? Unfortunately Chopra
does not address this important point though he has hinted
at ethno-historical commonalities and 'cousin cultures' in
the phrase 'large segments of people among some of India's
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neighbors desire closer relations with India quoted above.
The Sri Lankan case suggests that those 'large segments' are
often divided about their potential relationship with India
and that this division is based on intergroup rivalry and
jockeying for power among Tamil groups in Sri Lanka and
among their various allies in Tamilnadu and their allies in
New Delhi.
In his contribution to The Future of South Asia.
Kodikara identifies Collective Self Reliance (CSR) as the
economic philosophy of the NAM, a philosophy which is now
applicable at the regional level (Chopra 1986, 117). He also
agrees with Chopra's proposal for a regional security
agreement: Chopra sees a "SAARC route to security" (Chopra
1986, 120). Kodikara in his contribution to Regional
Cooperation and Development in South Asia describes the
international system in the language of American
international relations, the discipline, stressing its
universality (Gupta 1985, 29). He agrees with Brecher that
there were five identifiable 'subordinate systems' (Middle
Eastern, American, Southern Asian, Western European and West
African) under a dominant system which was co-terminous with
Morton Kaplan's bipolar bloc system; he does not accept
Brecher's arguments for the inclusion of Burma, Cambodia,
Laos, Malaya, N. Vietnam, Philippines, S. Vietnam, Thailand,
Indonesia and even China in the South Asian Subordinate
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System (Gupta 1985, 30-33).
He sees the seven South Asian states which have now
formed SAARC deserving of treatment as a region. He
provides reasons from within the 'administrative' domain for
this, but these are not developmental reasons: The seven
states are geographically proximate; they share a common
heritage of having been dominated by the British Raj ; they
are tied up in an Indo-centric knot based on India's
demographic, military and technological ascendancy allied
India's dyadic relationships with the other six (Gupta 1985,
34). Kodikara points out that these very reasons for
supporting the notion of the natural existence of a South
Asian Subordinate System in the cluster of states now known
as SAARC, contain seeds of regional insecurity. The British
Raj's 'defense of India' imperative, which encompassed the
whole sub-continent, has been inherited by the independent
New Delhi Raj.
Indeed, it could be said that one of the biggest dilemmas of South Asian politics is that India conceives of her neighboring countries as lying within the Indian defence perimeter and being integral to the security interests (Gupta 1986, 34).
Kodikara describes how "the Indian ocean became the extended
arena of regional conflicts in South Asia and superpower
rivalry became enmeshed in the larger global confrontation
between the US and the Soviets (Gupta 1985, 23)
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What interests me particularly is that both Chopra
and Kodikara see the Indo-Sri Lankan relationship from their own national perspectives, Chopra's being a center and
Kodikara's being a rim perspective. But whether from center
or rim, they both see SAARC as providing an opportunity for
achieving regional security and development which will
benefit all. Writing in the mid-1980's both Chopra and
Kodikara view Rajiv Gandhi's prime-ministership of India as
offering opportunities for greater regional security
cooperation. Chopra writes about the "much greater
credibility the office of the Prime Minister now enjoys"
(Chopra 1986, 63). Kodikara argues that " (t)he Rajiv factor
must be recognized as one of the important variables in the
'SARC route to security'" (Gupta 1985a, 44). Muni is
concerned with domestic causes of domestic conlict in its
violent and non-violent forms in his contribution to
Domestic Conflicts in South Asia (Phadnis et al. 1986, 54).
On the other hand in his contribution to Regional Co
operation & Development in South Asia he examines the
relationship between defence and development (Gupta 1986,
170). He recognizes that in South Asia cultural identity
may be more salient than class and complains that there have
not been many non-Marxist studies of intra-societal
conflicts in the Third World. He is concerned with security
without mentioning it, noting that:
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a new urgency seems to have arisen to undertake a systemic study of domestic conflict in South Asia because currently the region is passing through a very critical stage of its historical evolution in this respect (Phadnis et al. 1986a, 55).
Muni sees conflicts in South Asia to be either systemic
(with either short-term power-sharing goals or long-term
political restructuring goals) or ethnic/sectarian. where
the conflict is a reaction to deprivation and
discrimination (Phadnis et al. 1986a, 57).
Table 8. Muni's Types of Domestic Conflict:
1.SYSTEMIC CONFLICTS:
POWER-SHARING GOALS RESTRUCTURING GOALS
-Punjab Akali agitation -Naxalite unrest Army coups in Paki- -MRD unrest in istan & Bangladesh Pakistan -Thapa's anti-Panchayat -Outlaw political politics in Nepal groups against Nepal -SLFP-UNP opposition in -1971 JVP uprising in Sri Lanka Sri Lanka
2.ETHNIC/SECTARIAN:
-Naga/Mizo uprising in India -Baluchi/Frontier uprisings in Pakistan -Pro-Eelam fighting in Sri Lanka
Interestingly Muni does not mention the conflict in
Punjab as ethnic and does not mention Kashmir at all. This
may very well be a case of treating Punjab as a manageable
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administrative rather than less manageable ethno-historical
conflict; as one with a short-term power-sharing rather than
long-term restructuring goal. Punjabi separatists may not
agree with this classification. As ethnic/sectarian
conflicts are the result of discrimination or deprivation,
they must surely be the consequence of uneven development,
an administrative matter. Muni's categorization is weakened through its inability to sense the administrative within the
ethno-historical and vice versa. And of course it has
created a regional domesticity which ignores the
international in the administrative. Muni's three categories
fall either within my administrative or ethno-historical
spaces. It is interesting to see what the comparative
classification does to Sri Lanka's internal conflicts.
Table 9. Administrative & Ethno-historical Conflicts
ADMINISTRATIVE ETHNO-HISTORICAL
POWER-SHARING RE-STRUCTURING ETHNIC/SECTARIAN
SLFP-UNP 1971 JVP EELAM POLITICS REVOLT WAR
Muni's classificatory system reveals the difficulty
regional scholars face in viewing their own nation's
domestic problems vis-a-vis those of others. Why should the
Eelam war and the Punjab conflict occupy different spaces in
the categorization? Is there not a linkage between
administrative and ethno-historical politics. Muni points
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out that the frequency and variety of South Asian domestic
conflict has resulted in the strengthening of the coercive
state, weakening of political process and participation,
failed to achieve genuine reform and spilt over into
neighboring countries, with India being involved in disputes
in several instances on account of her pivotal position
(Phadnis et al. 1986, 62-63).
In his contribution to Regional Co-operation and
Development in South Asia Muni argues that India's security
perceptions have been extrovert or geopolitically-derived
and those of her neighbors have been introvert, centered
"within the region particularly vis-a-vis India" (Gupta
1986a, 172-173). He describes Non-Alignment as the Third
World's way of dealing with superpower ideological and
nuclear competition, with pacification of the Indian Ocean
as being a particular strategy of South Asian states
(Phadnis et al. 1986a, 174). His article shows how from the
beginning Indo-Pakistan relations, which were shaped by pre-
Independence ethnic politics within British India, drew on
the super-power relationship and relationships with super
powers. He mentions that while Jinnah identified in May 1947
Pakistan's two major threats to be "Soviet aggression" and
"Hindu imperialism", it was "the latter threat, which got
concretized in the form of distribution of assets and the
conflict on Kashmir after the participation" and contributed
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to the diminishing of the Soviet Union as a perceived
threat. In fact Liaquat Ali Khan used overtures to the
Soviet Union in 1949 in order to interest the US in a
security alliance which would provide the US with bases in
exchange for US support on the Kashmiri and Pakhtoonistan
questions. The US was wary of the Kashminir issue. After
Khan's assassination in 1951 a new "enemy image" of the
Soviet Union was developed in Pakistan in order to justify a
US-Pakistan alliance, which came about in 1954 (Phadnis
1986a, 176-177).
I believe Muni's argument that Pakistan, like other
South Asian nations apart from India, has an introverted
approach to security is somewhat misleading as it seems to
suggest that Pakistan only perceives a genuine threat from
Hindu India. It ignores the reality of potential ideological
threats from a communist Afghanistan or a fundamentalist
Iran, threats which Pakistan's ruling elite would no doubt
emphasize in its diplomatic dialog with the United States as
well as in its discourse with the masses.^ In the language
of this paper, with the exception of Pakistan, India's SAARC
partners' security interests are within the administrative
Gamini Dissanayake, who was a senior cabinet minister in the Jayewardene Administration said in the course of conversation with members of the Sri Lanka delegation during the Vancouver CHOGM (1987) that, when he had called on President Zia shortly after assuming office, the Pakistani president had said that the Soviet invasion of Afghanistan had saved Pakistan.
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rather than international space - which is why only
administrative (developmental) aspects of non-aligned
philosophy are drawn on for application within the region.
Political aspects of non-aligned philosophy are left for the
extra-regional world.
India on the other hand perceived ideological threats
from China and the Soviet Union and neo-colonial threat from
the US. Muni sees a conflict in India's perception of the
West in that it saw Western policies towards Pakistan as a
threat to Indian security interests, it "found it expedient
during the later half of the fifties, to let the US join its
efforts in countries like Nepal in economic development"
(Phadnis et al. 1986a, 181). India's perception of itself as
an agent of modernization and democratization (the head of
Ashoka's three-headed lion which faces the international
sphere) and its perception of itself as being threatened by
a dependency-creating sovereignty-eroding American-led
process of market universalization (the head which faces the
ethno-historical sphere), tug at each other but are kept
together through the third head, the administrative sphere.
The administrative sphere resolves the potential policy
conflict through interpreting co-operation in the
modernization process as an extension of non-aligned
philosophy, which has appropriated modernization, and as
contributing to stability on India's borders.
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Muni views the obsession with parity and status by
Indian and Pakistani regimes as the spanner in the regional
works. Pakistan refuses to accept the role of junior partner
and India insists on being recognized as regional power.
Muni advocates more contact at the level of people to
"moderate this obsession" (Gupta 1986, 228). As we have said
earlier Indian ruling elites have shown an interested in
constructing the region in an 'organizational' or
hierarchical form which places New Delhi at the center of
the wheel. Rim country elites are much happier with the idea
of India joining them on the rim with SAARC as a weak
center.
Pervaiz Iqbal Cheema in his contribution to Regional Co-operation and Development in South Asia examines the
impact of threat perceptions in South Asia on regional co
operation. Cheema sees regional co-operation as having to
overcome obstacles presented by threat perceptions which are
based either on threats perceived to originate intra or
extra-regionally. "Dissimilar political units or ruling
groups are likely to generate different perceptions of the
same threat" (Gupta 1986, 104). Cheema brings in the
vocabulary of international relations, particularly that of
David Singer, into his analysis. He draws on Singer's
formula in which "Perceived Threat = Estimated Capability x
Estimated intentions" (Gupta 1986, 105).
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 195 He identifies three major sources of regional tension -
the intra-regional asymmetrical power balance, regional
conflicts and linkages between insiders and outsiders. He
argues that
In view of this significant asymmetry, India quite naturally, not only envisaged a place of pre- emminence in the subcontinent but also expected it to be acknowledged and respected by its regional neighbors (Gupta 1986, 106).
In an inversion of the Indian Chopra's measured and moderate
but Indo-centric approach, the Pakistani Cheema sees India
as having failed to opt for an elder brother approach, but
rather having decided to assert itself or in the terminology
we have chosen to use, to play the role of a cakkravartin.
Scared and subdued neighbors were left with not many options but to evolve policies that would not only refrain from causing frictions with India but would also prevent them getting too close to India. Indian policies generated fears rather than invoking genuine respect. This fear, in turn, led them to seek extra regional linkages (Gupta 1986, 106) .
If the hub perspective is that the Indian Rama is surrounded
by a harem of regional Sitas, who are forever susceptible to
abduction by extra-regional demon kings or Ravanas, the rim
perspective is that Ravana is in the hub, that Rama the
protective spouse must be sought outside the region. Sita
has already been abducted.
Recall that we identified Chopra as seeing India as
less powerful or less willing to use power in the region
than its natural endowments might suggest. He believes that
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regardless of asymmetrical size and strength India has
limited opportunities to bully neighbors, but that India is
more likely to be "pegged down" (like Gulliver?) to some
uncomfortable positions by one or another of its
(Lilliputian?) neighbors (Chopra 1986a, 65).
The most consequential regional conflict is the Indo-
Pakistan one, in which, in "Pakistan's efforts towards
normalcy were much more impressive than those of India's"
(Gupta 1986, 106-107). He sees the establishment of Pakistan
and the development of a strong China as having modified the
Indian defence policy which had been inherited from the
British. The British defence policy for India the time of
independence was to ensure control over the Indian Ocean,
secure the North Western Frontier and deny control of
India's periphery to interested foreign powers (Gupta 1986,
109). British administrative vocabulary which described the
defence of India provides a powerful modern vehicle for the
Rama and Sita metaphor. But the essential difference in the
vocabularies is that for the British defence of India,
regional states were "buffer states", defence against
attack. It is inconceivable to view at "buffer states" of
that period as female "living shields", as hostage Sita's.
In the Indian conception, the so-called "buffer states" are
a source of vulnerability.
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We do not include Suryanarayan's seminar paper because
of he works outside the region. However, the South Indian
Tamilian's contribution to Domestic Conflicts in South Asia
focuses on the Sinhala-Tamil dispute in Sri Lanka. He
attempts to capture the broad ethno-historical voices of
Sinhalese and Tamils. 'Sinhalese fears' are attributed to a
historical role of the Buddhist and Aryan linguistic group
called the Sinhalese in preserving their identity vis-a-vis
"anti-Buddhist barbarians" (Phadnis et al.. 1986, 123-124).
In describing the Sinhalese self-image as defenders of a
Sinhala-Buddhist entity which coalesced faith, nation and
island, Suryanarayan draws on Sri Lankan academics such as
Gananath Obeysekera and Kumari Jayawardena as well as
Sinhalese publications. His is a genuine effort to discover
Sinhalese ethno-historical vocabulary. On the other hand in
describing 'Tamil misgivings' Suryanarayan relies on what I
have called 'vote', statistics (Chapter V), though he does
state that Tamils "argue that they also have an authentic
memory of shared historical experience which is as old as
the Sinhalese component (Phadnis et al.. 1986, 126-127).
Suryanarayan quantifies 'economic neglect' in the North of
Sri Lanka, a neglect through which "the poorer classes of
Tamil society are exposed to the ethnic conflict, which
until very recently, had affected only the middle classes"
(Phadnis et al.. 1986, 142). He goes on to argue that "(t)he
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demand for separation and its extreme manifestation among
Tamil militant groups has to be seen in the light of these
developments" (Phadnis et al. 1986, 142). He differentiates
between the various major sub-groups among Tamil-speaking
Sri Lankans and points to the high vulnerability of the
Indian Tamils of the Central Province (Phadnis et al. 1986,
129). He sees a coming together of Indian and Sri Lankan
Tamils of Sri Lanka in the aftermath of the 1983 ethnic
riots.
In the language of this study Suryanarayan views the
Sinhala-Tamil conflict as being based on Sinhalese drawing
on ethno-historical culture to monopolize administrative
space and thereby affecting middle classes as well as poorer
masses among Tamils, stirring up a separatist movement which
includes violence. While some Sinhalese will present the
picture in reverse, i.e. they would provide statistics to
disprove the charge of discrimination against Tamils, and
attribute ethno-historical reasons for Tamil demands for
separatism, the essential features of both approaches fit
into the 'spokes' segment of Ashoka's Wheel.
Conclusion
Titles of contributions in the five important volumes
on South Asian regional co-operation were examined for key
words/phrases. Identified words and phrases were classified
under international, administrative and ethno-historical
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vocabulary as shown in Table 10.
While political demography and minorities have
been placed under ethno-historical, the terms could very
well fit in under administrative. In the literature review
itself, except in the case of Suryanarayan's contribution,
there was no significant evidence of ethno-historical
vocabulary. Much of the commentary was from within
administrative space. It is interesting that a South Asian
scholar located outside the region focuses on an ethno-
historical area and in general terms addresses the question
of empowerment of ethno-historical groups. However
Suryanarayan's approach is uni-dimensional: It does not take
into account the larger international context.
In Chapter VII which follows we examine regional views,
through seminar contributions of regional scholars and
through official views. The expectation is that seminar
contributions will also deal with the interests of
administrative space as would official news. Seminar
contributions are largely by academics and bureaucrats
(manipulators of symbols and power), who after all people
'administrative space' along with the other Lasswellian
influentials (manipulators of markets). Official news is
produced by the same influentials. The main objective of
Chapter VII is to examine regional views in terms of the
Ashoka's Wheel framework.
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Table 10. Key Words & Phrases in Chapter Titles
ADMINISTRATIVE
- Development; Democratic revolution; development; economic development; poverty; social justice; social change; democratic revolution
- Regionalism; Collective self-reliance; regional co operation; regionalism; regional roles; regional communication policy; regional security; SAARC; threat perception; water resources
- Conflict:
Conflict; crisis; border dispute; ethnic conflicts; ethnic tensions; turmoil
ETHNO-HISTORICAL
Political Demography Minorities
INTERNATIONAL:
- Defence: Defence build-up; disarmament; extra- regional; lOPZ; power; neighborhood defence; nuclear arms race; symmetry
- Development;
Aid; collective self-reliance; development; dependence
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER VII
REGIONAL VIEWS
Introduction
Freedom for us meant the ending of colonial subjugation and working for equality amongst all nations. It was also the beginning of a grand endeavour to reform and rebuild our society on a more humane and just basis, free from religious prejudice, social inequality and economic exploitation. This was the vision of our founding fathers (Rajiv Gandhi 1985)-.
While we can hope for world peace, there is much we can do for peace among our own group of non- aligned nations. Too many of us are in conflict. Unless we can resolve our own conflicts, we stand indicted in the court of global opinion (Ranasinghe Premadasa 1987, 46).
In Chapter VI we examined the views of key regional
(particularly Sri Lankan and Indian) commentators, in the
period framed by the 1983 ethnic conflict in Sri Lanka and
the IPKF withdrawal in early 1990 through a qualitative
study of how their commentary reflects three major ethno-
historical, administrative and international processes
respectively: The violent struggle for ascendancy by elite-
aspirants; the administrations' development policies; the
practise of Non-Alignment. Chapter VI described the estab
lished vocabulary of international relations of South Asian
states, under the rubric of 'security and development', two
Ministry of External Affairs. Prime Minister Gandhi: Statements on Foreign Policy - Mav-Auaust 1985. New Delhi; External Publicity Division, Oct. 1985, p.78.
201
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major foci of non-aligned philosophy and concepts which
capture the three processes identified above. It examined
the titles of regional literature reviewed on South Asian
regional co-operation, it also developed the contents of
international, administrative and ethno-historical
vocabulary. Chapter VII examines regional views, abstracted
from 'seminar contributions' and 'official views',
quantitatively in terms of those rubrics, and qualitatively
in terms of Ashoka's Wheel within which framework these
contributions are placed.
Methodology
Contributions to selected regional seminars on regional
co-operation (1990/1991) by selected regionally-domiciled
commentators and editorial commentary in selected official
and quasi-official organs constitute the data for analysis
in this chapter. The thought of selected regional
commentators is examined within the metaphor of the Ashoka's
Wheel framework. These regional commentaries are classified
as either "'seminar contributions'" or "official
news/views". It is posited that seminar participants (drawn
from academia, politics and the bureaucracy) will in their
commentary reflect the gamut of South Asian views as seen
from within the administrative space. However the extent to
and manner in which they capture the ethno-historical
dimensions will reflect the degree to which the
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administrative space is sensitive to the aspirations of
elite-aspirants, a commentary on attitudes to social
mobility.
The international vocabulary of all SAARC members is
heavily enmeshed with the lexicon of non-alignment. The
discussion is centered on the cakkravartin-dharmacakkra.
realism-idealism tension at the heart of non-aligned country
relations with the outer world. The examination of regional
academic voices reveals how the essentially geo-politically
generated non-aligned philosophy is drawn on by scholars for
prescriptive application within the region.
This introduction is followed in the present chapter by
a discussion on non-alignment and its security and
development imperatives as transposed on a regional map,
essentially a review of some important regional literature.
A description of the methodology of the chapter follows the
literature review. An analysis of 'seminar contributions'
and official news/views follows the section on methodology.
Views of scholars within the region, the data for this
chapter, are drawn from a series of seminars arranged by the
Bandaranaike Center for International Studies (BCIS) in Sri
Lanka. The first three seminars were a series funded by the
Ford Foundation. The fourth was sponsored by the Sri Lankan
Foreign Ministry as a preparatory activity for the November
1991 SAARC summit which was postponed.
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Table 11. BCIS Seminars
Seminar on Indo-Sri Lankan Relations. Sri Lanka: BCIS, January 1990.
Seminar on India's Relations With her South Asian Neighbors. Sri Lanka: BCIS, 1990.
Seminar on India's Role in South Asia. Sri Lanka: BCIS, June 1991.
Seminar on SAARC: Problems & Prospects. Sri Lanka: BCIS, October 1991.
The Indo-Sri Lankan Agreement of 1987 and the IPKF
withdrawal from Sri Lanka in 1990 are milestones in
regional relations. They are also multi-layered events,
being linked to important ethnic, national, regional and
international considerations in India and Sri Lanka: They
are events which are the focal points of conflicting
energies, beliefs, expectations. They were events which
sharpened the perception of the dharmacakkra-cakkravartin
dialectic within the two polities in relation to security
and development. The seminars are all post-Accord and the
the first two were held while the Indian Peace Keeping Force
(IPKF) was still in Sri Lanka. It is in order to reveal
these perceptions that the commentary of regional scholars
is examined here. The methodology adopted in this chapter
to capture regional views was to select important 'seminar
contributions' which contain the views of South Asian
commentators (those working within South Asia rather than in
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Western universities) on South Asian issues. Neither a
historic reconstruction of events through study of South
Asian commentaries nor a construction of a microcosm of the
totality of views within South Asia is intended. Indeed it
is posited that voices of elite aspirants will not be
evident in the seminar papers.
It should be noted that not all papers presented at the
seminars were available for this study. For instance
Professor Bhabani Sen Gupta's paper entitled "India and her
Neighbours in South Asia with special reference to Sri
Lanka" was not available. Another shortcoming has been the
fact that the present writer did not have access to the
discussion which followed the presentation of papers having
not himself attended the first threee seminars. Although
the BCIS seminars were held in Sri Lanka a sufficient number
of non-Sri Lankan regional scholars presented papers to
create a balance of views. In some instances scholars who
presented papers at seminars were excluded from the study
either because they were not South Asian or because even
though they were of South Asian origin they were based
overseas.
Political leaders such as present and past heads of
state and government of Sri Lanka and India are listed
separately in a periodization provided below. The
periodization used in Chapter V is superimposed over Indo-
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Sri Lankan relations as discussed in Chapter VI in order to
reveal the interplay of self-reliance foci in the attempt to
create a regional administrative vocabulary drawing on the
non-aligned lexicon. The reality which the non-aligned lexi
con describes is not the same reality as that which obtains
in South Asia. The tension between cakkravartin and
dharmacakkra approaches may be universal, but it changes in
meaning, in the perception of actors, when one moves from
one theater to another.
Periodization
Kodikara's periodization is from the Sri Lankan
decision-makers' perspective (Kodikara 1990, 11-12). His
three periods are as follows:
1. 1948-1956 UNP Rule 2. 1956-1977 Predominantly SLFP rule 3. 1977-1988 UNP Rule under Jayewardene
He argues that under the SLFP relations with India have
generally
been characterized by a low level of mutual suspicion and threat perception in the dyadic relationship, and periods of UNP rule by relatively higher levels of mutual threat perception in this relationship (Kodikara 199 0a, 10) .
Dudley Senanayake's administration of 1960-65 and the early
years of UNP rule are viewed by him to have been exceptions.
It should be noted that in my periodization
Bandaranaike (1956-59) and Jayewardene are considered to be
transitionals (asterisked) in my periodization presented
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below), the former cranking the engine of structuralism and
the latter bringing the process to a halt with political
structural change. (Bandaranaike is used throughout to refer
to Solomon Bandaranaike, prime minister between 1954 and
1956 and Mrs Bandaranaike is used to refer to his widow who
was elected subsequently as prime minister and currently
serves as leader of the opposition). Bandaranaike leads the
way to a more socially focussed approach to development in
the 1960's, based on linguistic reform (opening the portal
of political power a crack wider to accommodate the voices
of ethno-history), which has parallels in foreign policy and
security. His non-aligned foreign policy, argued for
balanced relations with all ideological blocs despite the
weighty history of colonial alignment. His national security
perspective called for the banishment of colonial military
outposts under the belief that post-colonial neighbours will
respect each others sovereignty. His widow Sirima
Bandaranaike actually instituted structural reform in the
form of constitutional change as well as land reform.
Jayewardene instituted constitutional change and market
reform but also bolted the door of constitutional change
behind him through electoral reform which would make the
two-thirds parliamentary majority required for
constitutional amendment difficult to muster.
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Table 12. Development Approaches in India & Sri Lanka
PERIOD STATE LEADER YEARS
EVOLUTIONARY - ECONOMIC EMPHASIS: 1950-1960
India: J. Nehru 47-61 Sri Lanka: Senanayake Sr. 48-52 Senanayake Jr. 52-53 J. Kotelawala 54-56 Bandaranaike 56-59*
EVOLUTIONARY - SOCIAL EMPHASIS: 1960-1970
India: L. Shastri 61-68 Sri Lanka: Mrs. Bandaranaike 60-65 Senanayake Jr. 65-70
STRUCTURALIST 1970-1980
India: I. Gandhi 68-77 M. Desai 77-80 Sri Lanka: Mrs. Bandaranaike 70-77 J. Jayewardene 77-78*
POST-STRUCTURALIST EVOLUTIONARY 1980-1990 India: I. Gandhi 80-84 R. Gandhi 84-89 Sri Lanka:J. Jayewardene 78-88
POST-STRUCTURALIST NEO-GANDHIAN 1990-
India: V. Singh 89-90 Chandra Sekhar 90-91 N. Rao 91- Sri Lanka: R.Premadasa 89-
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Seminar Papers
The first of the four BCIS seminars on the South Asian
Association of Regional Co-operation was on "India's Role in
South Asia" (Colombo, January 1990) . The papers listed in
the program, other than Gupta's which was not available, are
to be found in Table 13.
The second BCIS seminar was on "India's Relations with her South Asian Neighbours other than Sri Lanka" (Colombo,
July 1990) . The papers listed in the program are to be found
in Table 14. All papers listed in the program are available
for study except that the seminar documentation seems to
indicate that while Air Commodore Jasjit Singh's paper was
circulated at the seminar, deputy director Sreedhar Rao of
the Institute for Defence Studies and Analyses attended the
conference. Abdus Sabur's paper is from a symposium held in
connection with the seminar:
The third BCIS seminar was on India's role in South
Asia (Colombo, June 1991). The papers listed in the program
are to be found in Table 15. The American, Soviet, Chinese,
Japanese, Australian and ASEAN perspectives do not fall
within the ambit of this study. Sen's contribution was not
available among the conference papers. The South Asian
perspectives available as documents are those of Mrs
Bandaranaike, Foreign Minister Herat and Venkateswaran,
dealt with below.
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The fourth BCIS seminar was on problems and prospects for SAARC (Colombo, October 1991). The papers listed in the
program are to be found in Table 16. The contribution of
the present writer, Naren Chitty, is not considered a
regional view as he is based in Australia. However, aspects
of his paper have been incorporated in Chapter VIII.
Table 13. BCIS Seminar 1; Indo-Sri Lankan Relations
Bandaranaike, Sirima. Chairman's Inaugural Address. Kodikara, Shelton. Geo-Strategic Perspectives of Indo-Sri Lankan Relations (Gupta, Bhabani Sen. India and Her Neighbours in South Asia with Special Reference to Sri Lanka) Jayaweera, Stanley. The Ethnic Crisis and the Indo-Sri Lankan Peace Process (1983-1987) Muni, S. D. The Indian Peace-Keeping Force (IPKF) Issue in India-Sri Lanka Relations Bandaranayake, Senaka. An Approach to the Study of Sri Lanka's Relations with the South Asian Mainland in Pre- Modern Times. Wanigaratne, Maurice. Indo-Sri Lankan Economic Co-operation. Hussein, Izzeth. The Role of Tamil Nadu in Indo-Sri Lankan Relations Bastianpillai, Bertram. The Integration of the Stateless in Sri Lankan Society Ratnatunga, Sinha. The Role of Media in Indo-Sri Lankan Relations Verghese, George. Indo-Sri Lankan Relations: Prospects for the Future
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Table 14. BCIS Seminar 2; India's Relations With Her Neighbors Other Than Sri Lanka
Bandaranaike, Sirima. Chairman's Inaugural Address Herat, Harold. Foreign Minister's Address Singh, Jasjit. India and South Asia: The Strategic Security Issues Cheema, Pervaiz. Indo-Pakistan Relations Kodikara, Shelton. Indo-Bhutanese Relations and Bhutan's Strategy for Survival Aryasinha, Ravinath. Indo-Maldives Relations and the Relevance of the Sri Lanka Factor Mishra, Chaitanya. Indo-Nepal Relations: A View From Kathmandu Ghosh, Partha. India's perceptions of Indo - Pakistan, Indo-Bangladesh and Indo-Nepal Relations Abdus Sabur, A. Bangladesh-India Relations: An Overview.
Table 15. BCIS Seminar 3: India's Role in South Asia
Bandaranaike, Sirima. Chairman's Inaugural Address
Herat, Harold. Foreign Minister's Address (Sen, Gautam. India's Role in South Asia: Geo strategic Perspectives) Venkateswaran, A. P. India's Role in South Asia: An Indian Perspective Rudolph, Lloyd. India's Role in South Asia: A United States Perspective (Lunyov, Sergei. India's Role in South Asia: A Soviet View) (Lin Liang Guang. India's Role in South Asia: A Chinese Perspective) (Takako Hirose. India's Role in South Asia: A Perspective From Japan). (McPherson, Kenneth. India's Role in South Asia: An Australian Perspective). (Magenda, Burhand. India's Role in South Asia: An ASEAN Perspective).
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Table 16. BCIS Seminar 4: SAARC - Problems and Prospects
Ariyaratne, R. A. SAARC: A Survey from Dhaka to Colombo. Kodikara, Shelton. The Political Dimensions of SAARC. Gunatilleke, Godfrey. Prospects for South Asian Regional Co-operation and Trade. (Chitty, Naren. SAARC in the Changing Global Order). Aryasinha, Ravinatha. Regionalism as a Dimension of Sri Lanka's Foreign Policy.
Mrs. Sirima Bandaranaike
Sirima Bandaranaike, leader of the opposition in Sri
Lanka and one of the important forces which shaped Sri
Lanka's structuralist period, devotes approximately 25% of
her inaugural address in the January 1990 seminar to non-
alignment, a movement which she led in the mid-70's. She
recounts that her husband's administration (1956-58)
introduced 'non-alignment' into the lexicon of official Sri
Lankan foreign policy. These developments may be restated
in the language of this work as the introduction of non-
alignment, and the lexicon which accompanies it, into the
international vocabulary in the mid-1950's and the adoption
of this evolving lexicon (to the development of which both
India and Sri Lanka would contribute) by both India and Sri
Lanka. The foreign policy goals of Bandaranaike's
administration as stated in his party's election manifesto
were the maximization of national self-interest and
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preservation of peace. The methodology proposed for
achieving these ends was non-alignment and universal
friendly relations (Bandaranaike 1990a, 2). Bandaranaike
was not a Hamelinkian structuralist: "He rejected the idea
that a small nation could cut itself from the world and live
in splendid isolation" (Bandaranaike 1990a, 2). However nor
was he a traditional balance-of-power theorist, a realist in
the classical sense. Asking for the withdrawal of British
bases from Ceylon, and filling the power void thus created
with good will toward India, must presuppose a willingness
to engage in some foreign policy synchronization with India.
In her inaugural address for the July 1990 seminar Mrs
Bandaranaike said:
(a)11 the countries of South Asia belong to SAARC, and we are all members of the Non-Aligned Movement. We have a common civilizational matrix binding us together, and we also have a common bond in attempting to raise living standards of our peoples and to keep abreast of developments in science and technology which will determine the future of the world in this decade (Bandaranaike 1990b, 1).
The development aspect of non-aligned philosophy is invoked
here and annexed to the greater SAARC ethno-historical
matrix.
The third inaugural address given by Mrs Bandaranaike,
for the June 1991 seminar, reflects the confusion of the
times. Symbols of non-alignment had been "shot down" by
events within and without the region. The end of the Cold
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War and President Bush's proposed New World Order seemed to
have rendered the non-aligned movement anachronistic. The
assassination of Rajiv Gandhi, a potent symbol of the non-
aligned movement, added to the sense of disorientation
reflected in the address.
In her inaugural address for the fourth BCIS seminar
Mrs Bandaranaike commented on the global trend towards
democracy, the global trend toward regional linkages based
on economic co-operation, regional development based on a
Basic Needs perspective and the non-aligned movement. She
noted a qualitative change in the character of politics
throughout the world, a "wave of humanism sweeping across
the continents" were "giving new meaning and significance"
to "(t)he time tested values of democracy" (Gunewardene
1991, 2). Political modernization is seen by her as
happening all over the world within states. At the same time
she notes a "trend towards global domination by a single
power or distinct power bloc" and therefore makes "a strong
plea for the continuance of the non-aligned movement as the
broad platform available to the Third World for voicing its
protests at the injustices of the global economic system"
(Gunewardene 1991, 2).
An application of the globalization perspective of
Chapter V sets Mrs Bandaranaike's perceptions in context.
The global center promotes political and economic
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modernization in the periphery through international
organizations, transnational corporations and media. But
Mrs Bandaranaike's view is that the global center has become
too powerful and impatient with global economic reform. It
is the non-aligned movement which must take its vision of an
equity-conscious economic modernization to the global level.
She is keen on applying the economic values of non-alignment
within the region (development) and globally (fair trade). Harold Herat
Foreign minister Herat of Sri Lanka, in his inaugural
address at the second BCIS seminar, states his belief that
the non-aligned view that a military build-up is not in the
security interests of the superpowers seems to have been
accepted by the superpowers (Herat 1990,2).^ Herat suggests
that
During the Commonwealth Heads of Government Meeting in Nassau, The Bahamas, I had occasion to discuss the lOPZ proposal with W. T. Jayasinghe, who at the time held the post of Permanent Secretary of the Ministry of Foreign Affairs. Indeed he had held that post continuously from the 1970's when he was appointed by Mrs Bandaranaike. I inquired of him whether Sri Lankan diplomats who had been involved with the proposal had considered the effects of excluding all powers from the Indian Ocean on the lesser powers of South Asia. He responded that the lOPZ proposal was based on a larger premise, that there should be total disarmament. Foreign Minister Herat's perception of a conversion of superpowers to a 'non-aligned' approach in relations between themselves and slow progress in the lOPZ proposal may be related to the fact that the superpower relationship is ' associational ' and potentially workable on civic society basis, while the superpower-region relationship is 'organizational' and would require, from the superpowers' view, more organizational approaches to regional security.
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(i)n a curious way, the super-powers are moving towards the realization of an assertion long held by the Non-Aligned that the security of the super-powers, let alone international security, cannot be guaranteed through a build-up of armaments (Herat 1990, 2)
Herat then makes the nexus between superpower arms build-up,
global insecurity and the diversion of resources from
development. He does not fail to apply externally oriented
non-aligned values intra-regionally. He argues that
... a global ban on nuclear armaments is a goal to which all South Asian countries are committed. Yet this must not be a pre-condition for, nor preclude any initiatives and regional measures to prevent a nuclear race beginning in our our own environment (Herat 199 0, 4).
Herat salutes Solomon Bandaranaike as "a major advocate
of Non-alignment in international affairs" and refers to the
lack of progress in Sri Lanka's Indian Ocean Peace Zone
(lOPZ) proposal, a proposal which was supported by all Non-
aligned countries (Herat 1990, 1-2). He also mentions that
non-aligned nations "have been active in the United Nations"
and at NAM (non-aligned movement) meetings emphasizing "the
vital principles of non-interference in internal affairs of
states, the non-use of military force and the peaceful
settlement of disputes..." (Herat 1990, 4). He reports that
they are moving towards the non-aligned vision of a
dismantling of the nuclear stand-off; while the fundamental
interests of superpowers has not altered they are now acting
in concert; there are now important non-military
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determinants of power; internal security through military
coercion has failed and popular governments have replaced
military regimes; the concert of superpowers has led to the
resolution of some important regional issues (Herat 199 0, 2-
3) . A BCIS press release reports that in the discussions
views were expressed that spread of non-alignment and the
de-alignment of Europe "shows the strength of the
international movement for true independence and equal
relations between state" (BCIS 1990, 2). The suggestion
here is that the vocabulary of non-alignment has invaded the
discourse of the superpowers and transformed its content,
altering the overall dominance of balance-of-power
vocabulary. This is consonant with Foreign Minister Herat's
views expressed in the same seminar and referred to above
(Herat 1990, 2).
Herat's inaugural address for the third BCIS seminar
(June 1991) seminar makes no allusions to non-alignment.
The ordering logic of non-alignment is not invoked in this
address which reflects something of the sense of
disorientation to be found in Mrs Bandaranaike's address to
the same seminar: "We are meeting at a time of major global
changes, the future direction of which is still not clear"
(Herat 1991, 1). Later in the address Herat refers to Rajiv
Gandhi's assassination and the the fact that "India is now
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in the final stages of an important election" (Herat 1991,
3). The fact that Herat does not resort to waving the
familiar comforting non-aligned road map when he finds
himself at this cross-roads sans road signs is in itself
interesting. Rather he reminds his audience that without co
operation South Asian nations cannot hope to maximize their
position in the merging world or achieve prosperity within
their own societies. However, though non-aligned philosophy
is not referred to, it is accessed: " (N)o state in South
Asia can expect security or development if its relations are
conducted on a confrontational basis with others" (Herat
1991, 2).
Herat's inaugural address at the fourth BCIS summit
(October 1991) held on the eve of the Colombo SAARC summit
which had been scheduled for early November but had been
postponed on account of non-attendance by two members,
India and Nepal, stresses the role Sri Lanka has played in
establishing a "[f]orum which could work to create a new
regional order that promotes co-operative bilateral
relations between South Asian countries" . He cites Sri
Lanka's initiative in pressing that SAARC should discuss the
political question of terrorism, an initiative which led to
a regional convention on the suppression of terrorism signed
in Kathmandu in 1987, at the third summit and subsequently
ratified by all SAARC members. He also highlights Sri
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Lanka's role, "(a)s one of the more liberalized economies in
South A s i a ..... in advocating the need for SAARC to
grapple with the important area of economic co-operation".
And he stresses the importance of "mechanisms that would
strengthen people-to-people contact in the region" (Herat
1991, 1-2). In effect Herat is arguing for a regional regime
which promotes bilateral co-operation on political, economic
questions. Multilateralism has the aim in his vision as
suggested in his paper of promoting co-operative bilateral
relations. This is clearly a vision of Ashoka's Wheel as a
dharmacakkra, with India on the rim along with the other six
SAARC states, with a network of co-operative bilateral
spokes sans a hub. Also interesting is the Sri Lankan view
that it is ahead of India in some ways and that it is a
liberalizing, modernizing influence in the region - a notion
which is interesting to compare with India's self-perception
of itself as the great modernizer.
Both Sirima Bandaranaike and Harold Herat draw on
international and administrative vocabulary, in dealing with
the concepts of security and development. Mrs Bandaranaike
does reflect in her June 1991 address something of the
invasion of international space by reports of the capture of
repressive administrative apparatuses in the communist world
by ethno-historical groups. She wonders whether the pursuit
of liberty throughout the world will result in greater
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individual freedom, freedom from state and terrorist
violation of human rights (Bandaranaike 1991, 2). Shelton Kodikara
Shelton Kodikara, professor of international relations
at the University of Colombo, recalls in his contribution to
the first seminar that both Sri Lanka and India had been
anti-communist in the early years of independence but that
from 1953, when Pakistan began to receive American military
aid, India began to develop a policy of non-alignment in the
East-West confrontation. Pakistan's joining of SEATO (the
South East Asian Treaty Organization) further propelled India into non-alignment (Kodikara 1990a, 2).
Kodikara argues that in general the relations
Bandaranaike's SLFP had with India have "been characterized
by a low level of mutual suspicion and threat perception in
the dyadic relationship, and periods of UNP rule by
relatively higher levels of mutual threat" (Kodikara 1990a,
10). This aspect of threat perception is dealt with in terms
of international vocabulary; Kodikara is not here drawing on
ethno-historical causes for threat perception. The language
here is pure balance of power and related to systemic
analysis, Kodikara's interest. Kodikara suggests that of
all UNP administrations only Senanayake's government of
1965-70 and the early years of UNP rule were exceptions
(Kodikara 1990a, 10). Neither Bandaranaike nor Kodikara
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consider it sufficiently important to mention the fact that
the UNP administration of Sir John Kotelawala participated
in the Bandung Conference which was hosted by President
Soekarno and is considered to be a fetal non-aligned summit.
Kodikara argues that claims by pre-1956 Sri Lankan
administrations of subscribing to principles of non-
alignment, cannot be sustained given that British bases
continued to exist in the country until they were closed by
Solomon Bandaranaike. Kodikara does point out that "sheer
economic compulsions impelled Sri Lanka, in 1952, to sign
the rubber-rice barter agreement with the People's Republic
of China...." despite a revulsion for domestic or foreign
communism (Kodikara 1990a, 1). He believes that Sri Lanka's
non-alignment was confirmed after the inauguration of the
non-aligned movement (NAM) in Belgrade in 1961 (Kodikara
1990a, 2). The fluctuations in emphasis on relations with
East and West by various Sri Lankan administrations in the
1970's and beyond, he observes, happened within a larger
framework of non-alignment (Kodikara 1990a, 3).
I would argue that the test of strategic non-alignment
is not the degree of a state's avoidance of political or
economic affiliation at every level. Rather it is the
degree of a state's avoidance of political affiliation vis-
a-vis the highest level of global confrontation - the
nuclear stand off. A test of developmental 'non-alignment'
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is more difficult to construct as non-aligned nations range
from the free market oriented guided democracy of Singapore
to members of the old communist fraternity such as
Yugoslavia. However regardless of their approaches to
development states from across the non-aligned spectrum see
benefit in collective bargaining for a more equitable global
trade environment.
As said earlier non-alignment is not necessarily a 'structural' (as opposed to 'evolutionary' or 'dialectical'
as defined in Chapter II) though it did achieve for
subscriber nations working within the international system
and international organizations a political space in which
frustrated evolutionism could transform into structuralism
in the 1970's. But frustrated structuralism led to a return
to evolutionism. Other elements in non-aligned ideology are
identified by Kodikara as anti-colonialism, anti-militarism
and anti-racism (Kodikara 1990a, 1). He does identify the
'anti-suffering' and 'anti-hierarchy' purposes within the
ideology and strategy of non-alignment, the belief in
science and technology as a means of achieving self-reliant
development. In a sense part of this is implicit in anti
colonialism, but belief in science and technology and the
goal of self-reliant development are important enough to
warrant special mention. These arise out of a liberal
notion that the state should intervene to overcome suffering
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- a notion which is linked to a belief that suffering can be
overcome through progress via the instrumentality of science
and technology.
Kodikara, in a paper on Indo-Bhutanese relations (his
contribution to the second BCIS seminar), mentions that
Bhutan took a position which was not in accord with that of
India, on the Kampuchean question, at the Havana non-aligned
summit. Non-aligned and United Nations meetings have been
used by Sri Lanka and several other South Asian states to
express independence of Indian foreign policy. The framework
of the non-aligned movement is a relatively non-threatening
platform from which to flex their foreign policy
independence from India: India is an acknowledged leader of
the movement. South Asian diplomats also tend to consult
among themselves in formulating language for conference
communiques. Consequently the Indian view is not ignored.
Kodikara's paper on Bhutan is a historical description of
the difficult lot of a small landlocked state which is viewed as a buffer by two giants, India and China. However
Kodikara, a Sri Lankan, cannot speak with a Bhutanese voice
and from that point of view the paper is of less interest to
this study than it might otherwise have been (Kodikara
1990b).
In his contribution to the fourth BCIS seminar,
Kodikara deals with the political dimensions of SAARC. He
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argues that consideration of the political dimensions of
SAARC must take into account "parametric givens" which are
"commonality of interests" and "asymmetries arising from
.... size, population, economic potential" (Kodikara 1991,
2). He notes that while "current Indian opinion inclines to
view regional conflict in South Asia as being engendered by
extra-regional forces", all of SAARC including Pakistan was
now non-aligned and "in any event the theory of external
origins of conflicts in South Asia overlooks important
elements in the Indo-Pak situation". The three aspects he
identifies may be placed in terms of two of this works major categories (Kodikara 1991, 6) ;
"(T)he primordial Hindu-Muslim antagonism" (ethno- historical relationships);
"the nature of opposing regimes" (administrative relationships) ;
"the nature of India's own inherent tendency to regard relations with the other states of South Asia as a species of patron-client relationships" (administrative relationships).
He quotes Bhabani Sen Gupta in order to describe what this
work presents in terms of globalization, the economic
dependency of South Asian states and ruling elites on the
capitalist World Market, a dependency which leads to
intervention in internal affairs (Kodikara 1991, 6). He
argues that the post cold war era devalues the Indo-Soviet
Treaty which India used to discourage Pakistan from
launching an attack on India, even though in Gupta's words.
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"American commitment to Pakistan is limited at the best and
uncertain at the worst, and China will not get dragged into
a war with USSR" (Kodikara 1991, 7). Describing the relative
military standing of India and Pakistan, Kodikara argues
that as a consequence of this strategic imbalance in India's
favor, "the nuclear option becomes a tempting proposition
for Pakistan, and there are all indications that the India-
Pakistan rivalry may have been escalated into a nuclear arms race (Kodikara 1991, 8).
In discussing Indo-Sri Lankan relations Kodikara
identifies the following as elements in India's approach:
Tamil Nadu's influence on Indian politics; the problem of
Sri Lankan Tamil refugees; the fear that Sri Lanka was
tilting toward the West in its foreign policy. All these,
including the last, are from India's point of view,
administrative rather than international issues. It is
interesting that Kodikara does not mention a primordial
Sinhala-Tamil antagonism here. He points out that
the fundamental geopolitical reality of the South Asian region, in the Indian view, was that regional security was essentially an Indian concern and that states neighboring India must adjust their security concerns in the context of the larger security of the Indian subcontinent, of which India was the sole custodian (Kodikara 1991, 13) .
This language marries well with the Ramavana metaphor
employed in the present work. Kodikara draws on
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international vocabulary to admonish India for "arming and
training Sri Lanka's militants in camps in India" and for
the "blatant act of aggression" when India para-dropped
supplies of food and drugs over the Jaffna peninsula on June
4, 1987 (Kodikara 1991, 13)^.
It flouted accepted norms of international law. It infringed the specific UN resolution which declared that no State shall organize, assist, foment, finance, incite or tolerate subversive, terrorist, or armed activities directed towards the violent overthrow of the regime of another State or interfere in civil strife in another State (Kodikara 1991, 12).
In the view of this writer, it is not a coincidence that in
drawing on international vocabulary to comment on an intra-
regional quarrel, that the vocabulary of United Nations
resolutions rather than non-alignment's parallel language is
selected. It is particularly interesting that Kodikara does
In the post-1980 period India's official statements began to suggest to the careful observer that it was reserving judgement about the nature of Sri Lanka's sovereignty. As a Washington-based Sri Lankan diplomat between March 1982 and December 1987, I noticed that official comments from New Delhi or the Indian High Commission in Colombo referred to India's support for Sri Lanka's unity and territorial integrity. The word sovereignty did not appear. I pointed this out to W. T. Jayasinghe (then Sri Lanka's foreign secretary) and Gamini Seneviratne (a senior Sri Lankan diplomat) at the Commonwealth Heads of Government Meeting (CHOGM) held in Vancouver in 1987. It was noted by us that prime minister Rajiv Gandhi had not used the term sovereignty in his inaugural address. It was later revealed to me by Seneviratne that the Indian delegation to CHOGM had suggested that the last paragraph of a statement on the Indo-Sri Lankan Accord, which Sri Lanka wanted included in the final text of the conference, was not necessary. That last paragraph included the word sovereignty. Sri Lanka insisted on the inclusion of the paragraph and it went into the final document.
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not draw on the non-aligned lexicon here because a few
paragraphs later he quotes prime minister Rajiv Gandhi as
explaining at the signing of the Indo-Lankan Accord of 1987
that "(t)he greatest threat to the security of our region is
if the the countries of our region drift towards the power
blocs. Our security lies in non-alignment" (Kodikara 1991,
11). Kodikara might very well have contrasted India's
actions in Sri Lanka with Gandhi's defense of those actions;
have argued that non-alignment itself calls for non
intervention; that non-intervention should apply
within the region as well as in the larger international
context.
Kodikara points out that "(i)t is now generally agreed
that the Indian view after about 1980 that Sri Lanka's
foreign policy was prejudicial to Indian security interests"
informed India's policy toward her southern neighbor. He
refers to three contributing factors: Sri Lanka having
permitted Voice of America (VGA) to expand its transmission
capacity under a new agreement* ; the rejection of the
Indian Oil Corporation's tender for the lease of the old oil
My recollection of the case of the VGA agreement, from my period as Consultant to the Ministry of State in Sri Lanka, was that the decision to allow the expansion of VGA facilities was as much a product of permanent secretary Sarath Amunugama's liberal instincts as that of the Jayewardene cabinet's liberal instincts. The VGA file actually passed through me on one occasion and I noted Mrs Bandaranaike's extension (but not expansion) of the agreement on an earlier occasion.
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tank fana in the "strategic natural harbor in Trincomalee"
in favor of what India viewed as a consortium which could be
an "instrument of American influence"; the involvement of
Israeli and British military trainers (Kodikara 1991, 13)
Kodikara does not find the bilateral security-related
agreements/ treaties between India and her neighbors to be
satisfactory. The Indo-Sri Lanka Accord and the accompanying
Letters of Exchange "brought Sri Lanka within the strategic
perimeter defined by India" in exchange for Indian co
operation on the Tamil ethnic problem. Sikkim was brought
into the Indian Union itself in 1975. The Indo-Bhutan treaty
of 1949 excludes India from its internal administration but
gives India an advisory role in Bhutan's external relations
and control over Bhutan's materiel supplies. The Indo-Nepali
Treaty of 1950 called for security co-operation with any
neighbor who threatened Indo-Nepali relations. Here again
there were letters of exchange, made public only in 1959,
Interestingly, during my tour of duty as Counsellor of the Sri Lankan Embassy in Washington (March 1982- December 1987) I could not find any American defense analyst who believed that the United States wanted Trincomalee harbor badly enough to be willing to upset the Indians. I recall being told that noone in the State Department and perhaps one analyst in the Pentagon thought Trincomalee to be of any great strategic value to the United States in the present period. Indian diplomats in Washington must surely have unearthed the same kind of views. The pronouncements of fear of American bases in Trincomalee, often originating from the Lok Sabha, was more likely to have been political drum-beating on the part of Indian leaders, a drum-beating which excited a more generalized fear of external intervention in the region as captured in the Ramayana analogy used in this work.
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which stated that neither party would tolerate threats to
the security of the other. The Indo-Bangladeshi Friendship
Treaty of 1972 stipulates that the parties concerned should
consult each other in the event of either party being
attacked by a third in order to take action toward
eliminating the threat (Kodikara 1991, 14-18).
Kodikara advocates "[p]eaceful settlement of disputes
and the renunciation of the use of force" within the region
and calls, cautiously, for "a multilateral SAARC security
treaty, if such a treaty can be worked out", pointing out
that "[a]11 that is necessary is that SAARC should renounce
its presently exclusive concern with economic forms of co
operation ...." (Kodikara 1991, 22). While he sees that the
"common threat perception in SAARC is that of grinding
poverty" he notes that "political co-operation are a sine
qua non of successful economic development", establishing
his neo-functionalist credentials (Kodikara 1991, 23-24).
S. D. Muni
Muni of the School of International Studies of
Jawaharlal Nehru University, New Delhi, in his contribution
to the first BCIS seminar deals with the IPKF, attributing
causality for the Sri Lankan ethnic crisis to the "dynamics
of socio-political development in Sri Lanka beginning with
independence" (Muni 1990, 2), an approach which is consonant
with the present work's political pluralism. The paper's
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argument may be described thus: Political out-bidding by the
two mainstream parties resulted in a move by Sinhalese
ethno-historical forces to capture administrative linguistic
space. Differentials in economic development among Sinhalese
and Tamil populations, particularly under President
Jayewardene's "open economy", exacerbated the situation
(Muni 1990, 3) . The intensification of ethnic violence in
the early 1980's which was accompanied by Tamil refugees
streaming into Tamil Nadu led to political outbidding
between the main Tamil Nadu parties, DMK and AIDMK, and
therefore political pressure on New Delhi to "to adopt an
active and assertive policy towards Sri Lanka to ensure
safety and security of Sri Lankan Tamils" (Muni 1990, 5).
So far Muni's account faithfully illustrates the
workings of the Indo-Lankan spoke of Ashoka's Wheel. The
description leads to the outer wheel, or the Rama-Sita
analogy. India was "dragged" into Sri Lanka's domestic
conflict not only because of what the present paper has
described as the phenomenon of 'cousin cultures' operating
within Ashoka's Wheel, but also because Sri Lanka "was
increasingly using extra-regional military support to
suppress the Tamil militancy " and extra-regional powers
such as U.S., British, China and Israel, and also Pakistan,
were exploiting Sri Lanka's military requirements "to
consolidate their strategic presence in the island" (Muni
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1990, 5). The outcome of all this. Muni states, was the
Indo-Sri Lankan Agreement of July 29, 1987. Muni goes on to
describe the main points in the Indo-Sri Lankan Agreement.
Neither Muni nor the Indo-Sri Lankan Agreement describes the conflict as one between elites and elite aspirants, though
the latter recognized group aspirations.
The Indo-Sri Lankan Agreement is an administrative
'solution' to an ethnic problem with cross-border
implications. Through it Sri Lanka "undertook to accomodate
the Tamil aspirations" while India agreed to ensure
"surrender of arms by the Tamil militant groups ....
bringing them into the mainstream of Sri Lankan national
life". The outer circle of Ashoka's Wheel with its
international vocabulary only enters the letters of
attachment to the Agreement in which Sri Lanka "offered to
meet India's security concerns regarding the role of
external strategic interests" (Muni 1990, 6-7). The
Agreement, from the Indian point of view, was a
reconciliation between the Indian Rama and the Sri Lankan
Sita which had been saved from Havana's clutches. By
signing the Agreement Sri Lanka officially concurred with
this perspective, but subsequent events in South Asia have
shown that the Sri Lankan perception of India as the
abductor dies hard.
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Muni's paper, describes the "unusual and dramatic
style of diplomacy" of President Premadasa and India's "strong and firm" reactions to Premadasa's public diplomacy vis-a-vis his decision that India should withdraw the IPKF
before the end of July 1990. Muni is describing the likely
reaction of any power to public diplomacy which may be seen
to be connected with a concession or demonstration of
weakness.
The withdrawal of the IPKF per se had never been a major issue in India's policy. For the past track record of India on the question of keeping its military presence in the neighbouring countries clearly suggests that Indian forces are not looking for any piece of real estate in its neighbourhood. Even in the present Sri Lankan case, India had started IPKF withdrawal even before President Premadasa asked for it. This was admitted by Premadasa himself (Muni 1990, 28) .
Senake Bandaranavake
Associate Professor of Anthropology at the University
of Keleniya, Senake Bandaranayake, looks at internal and
external factors in Sri Lanka's historical factors in a
paper on Sri Lanka's relations with South Asia in pre-modern
times. His is a self-consciously theoretical (rather than
descriptive) and philosophical paper which seeks to stress
"that it is only a society's or country's internal dvnamism
that produces significant historical momentum" and that
relations with the external world "can create vital
conditions or determinants which may enhance that momentum.
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or retard it, but they cannot replace it". He advocates the
freest development of that internal dynamism as such unfettered development would be of "mutual benefit to all
societies and countries that share in the broader matrix of
unit" (Bandaranayake 1990, 14). Bandaranayake is referring
to 'development', the focus of Chapter V, in an
anthropological sense. While he does not discuss development
in those terms, his arguments if extended would probably
place him closer to the approach which I have called neo-
Gandhian and focuses on individual development. In the neo-
Gandhian approach development begins within the individual
in his ethno-historical space and then spreads outwards.
Ethno-historical space is the motor of change for
Bandaranayake. This view is at variance with the view taken
in this work, that under a globalization framework, both the
world market/international system/global culture (global
universalizing forces) and ethno-history (particularizing
ethno-historical forces) are motors of change.
Bandaranayake does not draw on non-aligned philosophy
in his discussion. But he asks "that the same principles
are applicable to relationships between countries as they
are to relationships between the constituent elements of a
country" which in this context must surely mean that both
India and Sri Lanka should allow free development of ethno-
historical groups and that South Asian neighbours should
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allow each other to develop freely (Bandaranayake 1990, 15).
Stanley Javaweera
Stanley Jayaweera, a former Sri Lankan diplomat,
provides a critical Sinhalese view of India and the Sri
Lankan ethnic crisis, which contrasts with Muni's Indian
view, in the former's contribution to the first BCIS
seminar. While Jayaweera's description of events is critical
of the Sri Lankan government. Muni's description is not far
removed from an official Indian version. While Muni
attributes causality to political out-bidding by mainstream
"Sinhalese" parties in Sri Lanka, Jayaweera lays the blame
on the violent disobedience of the TULF as well as the
authoritarianism of the Sri Lankan government . As much as
Muni is interested in rationalizing the IPKF presence in Sri
Lanka, Jayaweera is interested in explaining the
"conflagration" which was ignited by the killing of thirteen
Sinhala soldiers by the Tigers in July 1983 (Jayaweera 1990,
2). While Muni sees Sri Lanka, through Indian eyes, as a
Sita ripe for abduction by an external Ravana, one might
say that the Sinhalese see the Tamil North as a Sita. In
Jayaweera's words "(t)he Tamil Nadu connection in the
separatist politics of Jaffna was just beginning to surface,
much to the annoyance of the Sinhalese". He further states
that "President Jayewardene was probably articulating those
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feelings of many Sinhalese when he remarked that the riots
of 1983 were a 'natural response' of theirs to separatist
demand" (Jayaweera 1990, 3) .
Jayaweera traces back India's "Asian Monroe Doctrine"
to Nehru's speech at the Asian Relations Conference held in
New Delhi in 1947 (Jayaweera 1990, 5). He seems to believe
that Nehru's statements show that he would have liked India
to have dominated all of Asia, but a modicum of realism in
his outlook made him recognize the power of China and limit
his aspirations to the sub-continent or Indo-centric region
of South Asia:
Thus was born India's sub-continental obsession - cruel necessity and India's own security considerations combining to lay the foundation of India's policy in the South Asian region. Briefly, the term implies that South Asia is an Indo- centric region and that India is central to it geographically and in terms of the socio-cultural and economic infrastructure of the region. The result of this Indo-centric nature of South Asia is that no step towards Co-operation and collaboration can be taken in the region without India acquiring the central place in the scheme of things (Jayaweera 1990, 5) .
Jayaweera views the Indian intervention in the Sri
Lankan ethnic conflict as opportunistic, having the primary
purpose of achieving security related foreign policy
objectives which go back to Nehru and Sardar K. M. Panikkar.
The human rights and refugee issues raised by the July 1983
ethnic disturbances and what Jayaweera views as the Sri
Lankan government's ineptitude in both domestic and foreign
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affairs "presented the giant neighbour with a suitable
opportunity" (Jayaweera 1990, 9). Jayaweera's paper goes on
to describe the chain of events which led to the arrival of
the IPKF in Sri Lanka. Interestingly, though he describes
India's violation of Sri Lankan air space on June 4, 1987 as "a blatant act of international brigandage", the former
diplomat does not draw on the values of non-alignment in
addressing either India's treatment of Sri Lanka or Sri
Lanka's treatment of its Tamils (Jayaweera 1990, 28).^
On the morning of Thursday, 2nd, June 1987, I received a phone call from A. C. S. Hameed, then Minister of Foreign Affairs of Sri Lanka, from Colombo, to my desk at the Sri Lanka Embassy in Washington D.C. I was then serving as Counsellor of the Sri Lanka Embassy. Hameed asked me to ask Ambassador Susantha de Alwis to pass on to the White House a request from President Jayewardene to President Reagan for a consultation by phone, I checked with Ambassador de Alwis, who was at the time making the same request at the State Department: The State Department was awaiting a message from the U.S. Ambassador in Colombo. When I called Hameed in Colombo and explained the position he asked me: "Mr Chitty, is there only one way to reach the White House?" I could hear the voice of President Jayewardene in the background. I asked Hameed if he was asking me to use alternative channels. He replied in the affirmative and requested that the White House call Jayewardene either "at midnight or on Friday at 9.3 0 to 10 p.m." I was not aware of the situation developing between India and Sri Lanka but understood that there must have been matters of urgent national interest involved if Jayewardene wanted Reagan to contact him. I decided to approach the White House through Charles Wicks, director of USIA and a friend of both Reagan and Jayewardene. Wicks was away and so was his deputy and I ended up conveying the request to Stan Burnett, the general counsellor who said he would be attending a White House function, at which President Reagan would be present, within the hour, and would ensure the request reached the president. Later Burnett informed me that he had conveyed the message to White House aides Baker and Carlucei who had undertaken to pass it on to Reagan. My information is that Reagan did not call Jayewardene. With hindsight I believe that Jayewardene was looking to Reagan (an external Rama) at the eleventh hour for pressure on India (Ravana) so that Sri Lanka's abduction (loss of sovereignty)
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This is in keeping with my contention that South Asian
commentators tend to invoke non-aligned values and employ
non-aligned vocabulary in relation to development within the
region but not in relation to intra-regional political
relations. Foreign Minister Herat's language as described
above is the exception rather than the rule but also represents the beginning of a trend which I believe has some
relation with the radically changing altered world order.
Maurice Waniqaratne
Marga Institute's Maurice Wanigaratne, in his
contribution to the first BCIS seminar, looks at the
question of economic co-operation between India and Sri
Lanka. Wanigaratne views the period India and Sri Lanka were
part of the British Empire as one which brought about closer
economic integration, particularly through labor
(indentured) food (rice, dry fish, currystuffs) , fuel
(coal) and textile (cotton) imports from India valuing Rs
235.5 million or as much as 42.5% of Sri Lanka's total
import bill in 1938 (Wanigaratne 1990, 1-2). Wanigaratne is
less than enthusiastic at the Indian approach to trade with
Sri Lanka in the post-colonial era. He is concerned about
could be averted. When a researcher from the Congressional Research Service drove upto the Sri Lanka Embassy and handed an analysis of the Indo-Sri Lankan Peace Agreement to Ambassador Susantha de Alwis moments after he had read out the foreign ministry telex to a stunned staff, there was a feeling that Ravana and Rama had been in agreement.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 238 "the regular deficit in merchandise trade" and "the
reduction in Indian imports from Sri Lanka ..... through
banning or otherwise administratively reducing imports from
Sri Lanka" (Wanigaratne 1990, 4 ) . He argues that the
establishment of an Indo-Sri Lanka Joint Committee has done
little to improve trade between the neighbors largely
because "India showed no genuine indication that she was
prepared to take a more liberal attitude on trade matters
between the two countries" (Wanigaratne 1990, 5).At the same
time the global level negotiations on trade "are one area
where co-operation between the two countries is very real"
because of common interest vis-a-vis the North in regimes
governed by UNCTAD and GATT (Wanigaratne 1990, 10).
Looking at SAARC itself Wanigaratne reports
unenthusiastically that twelve technical committees have
been set up to consider means of closer co-operation but
that "there has been only one attempt so far to come to
grips with areas such as trade, investment and industrial
collaboration" (Wanigaratne 1990, 12)J Wanigaratne
believes that
while India is prepared and willing to join in, or to support, in principle. South Asian Co-
The twelve technical committees of SAARC are; (1) Rural Development; (2) Health & Education; (3) Telecommunications; (4) Sports, Arts & Culture; (5) Science & Technology; (6) Women & Development; (7) Agriculture; (8) Education; (9) Meteorology; (10) Transport; (11) Postal Services; (12) Prevention of Drug Trafficking and Abuse.
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operation or even co-operation within developing countries at the global level ...... India has been intransigent where she has to give away anything material.... (Wanigaratne 1990, 13).
India acts in its national interest within the region and
globally. In my terminolgy, in the global caste
stratification, India and Sri Lanka are both at the low end:
Solidarity is strength. Within the region India is at the
upper end and solidarity is not always considered a
necessity. Interestingly Wanigaratne manages to complete
his paper without once drawing directly on the developmental
values of non-alignment. The paper operates within
administrative and international space and provides no
window for ethno-historical voice.
Izzeth Hussein
Hussein, a former Sri Lankan diplomat, focuses on the
Tamil Nadu factor in Indo-Sri Lankan relations in his
contribution to the first BCIS seminar. His paper traces the
development of similar but distinct ethno-historical
political identities in Tamil Nadu, India and Northern
Province, Sri Lanka. The material in his paper is consonant
with and fleshes out the 'cousin culture' dimensions of the
spokes of Ashoka's Wheel. Despite its focus on ethno-
historical groups, Hussein's paper does not deal with
'empowerment' of ethno-historical groups. He does however
briefly comment on the non-brahmanical movement in India
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(Hussein 1990, 5). The paper is concerned primarily with a
problem within the administrative realm, the impact Jaffna-
Tamil Nadu relations has on the management of Colombo-New Delhi relations.
Bertram Bastiampillai
Bastiampillai, professor of history at the University
of Colombo, addresses the question of Sri Lanka's plantation
Tamils in his contribution to the first BCIS seminar. He
recounts the history of the problem of 'statelessness'
experienced by plantation or "Indian Tamils" in the post
colonial period and Sri Lankan dialog with India about their
repatriation to India or being accepted as citizens of Sri
Lanka. The problem has always been considered an
administrative one requiring an administrative solution.
Bastiampillai, having the administrative goals of nation
integration, social cohesion and harmony, proposes pluralism
rather than assimilation. He argues that "assimilation with
the idea of creating a homogenous society will only lead to
the disintegration of Sri Lankan society" (Bastiampillai
1990, 17).
Sinha Ratnatunaa
Sinha Ratnatunga, former editor of the now defunct
Davasa newspaper, in his contribution to the first BCIS
seminar, deals with the role of media in Indo-Sri Lankan
relations. Ratnatunga notes that:
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....while individual good neighbourly relations exist between journalists of the two countries, the printed, broadcast and electronic media of both India and Sri Lanka unfortunately also played a damning role to bring about a nose-dive in bilateral relations of the two countries in recent years (Ratnatunga 1990, 3) .
The press has the potential to pick up an amplify ethno-
historical voice for administrators to hear. However as
Ratnatunga points out "in a free press, critical commentary
is always seen as independence and constructive commentary as sucking up to the government" (Ratnatunga 1990, 2). As I
argued in Chapter V, the war against suffering (development
activity) becomes reason enough for frowning on an
adversarial role for the press in developing countries. This
is also true about developed countries in time of war
against other states. Ratnatunga's paper reveals his Sri
Lankan nationality, a demonstration of how journalists, like
academics tend to line up behind their respective national
flags during confrontations: Objectivity is from within the
larger national subjectivity. There are, of course,
exceptions to journalistic nationalism.
B. G. Verohese
Verghese, former editor of the Indian Express, in his
contribution to the first BCIS seminar, recognizes that
"Indo-Lanka relations got entangled in India's domestic
politics" and that "Indian diplomacy in Lanka could have
done with greater finesse" (Verghese 1990, 5-7). Looking to
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the future, as "permanent estrangement between these two
countries is unthinkable" he makes several recommendations
(Verghese 1990, 9). These are the finalization of the new
Treaty of Peace and Friendship which is meant to replace the
Peace Agreement, the provision of Indian economic assistance
for rehabilitation of Sri Lanka's North and East through
trans-channel energy generation and distribution, expansion
of opportunities in Indian tertiary institutions for Sri
Lankans, co-operation in developing both countries' extended
economic zones and in trade and joint ventures.
Interestingly Verghese' proposals are bilateral, rather than
multilateral and within the framework of SAARC. Commenting
on the natural fears of dwarf states neighboring on giants
he argues that the size of giants "need not necessarily
imply domination". Verghese points out that
" (i)nterdependence and common security are the directions in
which Sri Lanka and India can and must move, bilaterally and
within SAARC ...." (Verghese 1990, 14). Neither Ratnatunga
nor Verghese draw on the international vocabulary of non-
alignment, nor on ethno-historical vocabulary. Their focus
is within administrative space.
Pervaiz Cheema
Cheema, professor of international relations at Quaid-
I-Azam University in Pakistan, has made a contribution on
Indo-Pakistan relations at the second BCIS seminar. Cheema
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notes that the "roots of antagonism" between India and
Pakistan "lie deep in history" growing in the context of
"the basic irreconcilability of the two religions", Hinduism
and Islam (Cheema 1990, 1) . Identifying the question of
Kashmir as the main focus of Indo-Pakistani reciprocal
antagonism, Cheema accuses of India as continuing to "dwell
heavily upon military means" to resolve the dispute, an
approach which reveals India's "hegemonistic intentions
coupled with its inability to hide the intensity of reaction
generated by the guilt of broken pledges and promises
(Cheema 1990, 6-7) .
Other major issues identified by Cheema are the Siachin
Glacier dispute (where "Pakistan's claim seems relatively
stronger"), the Wuller Lake Project (which shows how "India
is even reluctant to abide by its conventional
obligations"), nuclear development, domestic factors,
superpower linkages, the Afghan crisis and mutual security
perceptions (Cheema 1990, 5-17). In his commentary on
domestic factors Cheema states that "both India and Pakistan
almost consistently exploited each others internal turmoils
and tensions through propaganda and other available means",
a commentary which could be positioned on the spokes between
Pakistan and India on Ashoka's Wheel (Cheema 1990, 11). In
his description of Indian and Pakistani security
perceptions, Cheema sees Pakistan seeking to contain the
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Indian threat through aligning with the West and India
seeing potential threats in Pakistan and China (Cheema 1990,
16). But India also sees potential threats from the south,
from Sri Lanka. It is therefore more useful to generalize
India's threat perceptions drawing on the Ramavana as I have
done. Like many in the South Asian rim, Cheema sees India as
adopting a cakkravartin rather than dharmacakkra approach:
Although South Asia is an Indo-centric region, India never really took a major initiative to compose differences with its apprehensive neighbors on neighborly terms. Instead, its tough attitude towards its smaller neighbors and its attempts to impose its dominance in the South Asian subsystem generated fears, distrust and tensions (Cheema 1990, 20).
Cheema mentions non-alignment in passing but states that for
Pakistan normalization of relations with India means that
Pakistan must be given "its due status within the South
Asian state system" and that India should "also recognize
its territorial integrity and sovereignty in congruence with
good neighborliness and the spirit of the U.N. Charter"
(Cheema 1990, 20).
Ravinath Arvasinha
Ravinath Aryasinha, a Sri Lankan diplomat, in his
contribution to the second BCIS seminar, deals with the Sri
Lankan factor in Indo-Maldives relations. The paper
describes the impact of the 1988 coup attempt in the
Maldives and its crushing by New Delhi on traditional close
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ties between Male and Colombo. "If the coup attempt brought
India and Maldives closer to each other it also inversely
affected relations between the Maldives and Sri Lanka .....
at least at the public level (Aryasinha 1990, 12). Aryasinha
brings to our attention various acts of Indian involvement
in the Maldives in the post-coup period, including a pledge
to build a hospital, help with efforts to manage the rise of
sea level, a visit by Minister Gujral in 1990, waiver of
Indian visas for Maldivians, signing a cultural exchange
pact and a visit by Prime Minister Singh (Aryasinha 1990,
12-15). He remarks that Maldivian President Gayoom's ruling
out a defence treaty with India on the grounds that he had
"excellent rapport" with New Delhi "can be inferred to mean
... that Male counts on New Delhi coming to her rescue if
requested ...." (Aryasinha 1990, 13). Aryasinha recommends
that Maldives should not become over-dependent on India, but
rather should return to its pre-coup relationship with Sri
Lanka and expand relations with other SAARC rim countries
(Aryasinha 1990, 21). The perspective is clearly one from a
rim country. It is very much a cautionary message from one
Sita to her sister who seems to have mistaken Ravana for
Rama and entertained the former's amorous advances. In his
contribution to the fourth BCIS seminar, Aryasinha looks at
regionalism as a dimension of Sri Lanka's foreign policy. He
provides a historical account of the various notions of
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regional development entertained by Sri Lankan leaders and
governments and then focusses on Sri Lankan perceptions on
the nature of co-operation within SAARC. The paper attempts
to explain instances of what has been described as Sri
Lankan allowing "bi-lateral issues to stand in the way of
her participation in SAARC activities" and seeking "to
destabilize SAARC ephasizing issues such as terrorism"
(Aryasinha 1991, 18). He argues that some of the situations
in which Sri Lanka has been portrayed in the role of the
spoiler could have best been addressed through "a clearer
adherence on the part of member states to the principles of
panchasheela" (Aryasinha 1991, 17) . Panchasheel, a variation
of panchaseela, refers to peaceful co-existence, which
include rejection of force and belief in non-intervention,
values which have guided the NAM.
Aryasinha proposes that there be an intensification of
efforts to achieve even a limited program of regional
economic co-operation; SAARC should develop common positions
on international issues; SAARC organs should be streamlined;
people-to-people contact should be improved. Chaitanva
Mishra
Chaitanya Mishra, reader at the Center for Nepal and
Asian Studies of Tribhuvan University in Nepal, has
contributed a paper on Indo-Nepal relations to the second
BCIS seminar. He argues that India puts "inordinate pressure
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for a near monopolistic trade advantage from Nepal" and this
will not create a stable Nepal which India wants as part of
its "geostrategy along the Himalayas". Also, even a treaty-
bound Nepal cannot "keep vigil" and "remain at a treaty-
specified level of hostility to PRC with whom it shares the
border and has considerable geographical, cultural, economic
and other affinities" (Mishra 199 0, 11). Further he argues
that India cannot want an ethnic explosion in Nepal and its
ethno-political objective can rationally go no further than being a "pressurizing or bargaining tactic", so "it makes
little sense to pitch the issue of 'Indian origin' peoples
in Nepal" (Mishra 1990, 12) . In other words it is
purposeless and counter-productive for India to play the
role of cakkravartin vis-a-vis Nepal in the areas of trade,
foreign policy and ethno-politics.
There is a sense in Mishra's paper that the Nepalese
Sita has already been abducted and is now trying to
demonstrate her independence. The paper was written after
the normalization of relations between India and Nepal
following the Indian trade embargo and the change of regime
in Nepal. The 1950 India-Nepal Treaty of Friendship made "it
improbable for durable military, political and economic
relationships to be sustained between Nepal and PRC" and
distance Nepal "from its only other neighbor" (Mishra 1990,
4). Though Nepal attempted to become equidistant from New
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Delhi and Beijing and signed a peace and friendship treaty
with China in the early 1960's, a secret 1965 agreement
empowered India to determine Nepal's defence requirements
(Mishra 1990, 4). In 1975 Nepal proposed that it should be
designated by the U.N. as a peace zone, neutral in Indo-
Chinese disputes but India refused to endorse the proposal
(Mishra 1990, 5). In 1990, following the "highly organized
rebellion against the state" and the break-down of the
party-less system in Nepal, India proposed a new more
restrictive treaty which Nepal rejected (Mishra 1990, 6). Jasiit Singh
Air Commodore Jasjit Singh, of the Institute for
Defence Studies and Analyses in New Delhi, in a contribution
entitled India and South Asia; The Strategic and Security
Issues made to the second BCIS seminar, lists six inter
state and seven intra-state conflicts of significance
between 1947 and the present. He comments that it "is
significant that 5 out of 6 inter-state conflicts involved
two larger countries of the region (Jasjit Singh 1990, 7).
It should also be noted that 4 of the 6 intra-state
conflicts occured in the two largest countries. Jasjit
Singh, one of India's leading strategic analysts, is
primarily concerned with India's largest South Asian
neighbor. It is interesting to note than India has had
occasion to intervene, in consultation with the government
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of the country concerned in the internal conflicts in East
Pakistan, Sri Lanka and the Maldives.
17. Singh's Conflict Categories
Inter-state conflicts The Kashmir War (1947-48) Sino-Indian War (1962) Indo-Pak War (1965) Bangladesh Liberation War (1971) Ran of Kutch (1965) Siachen Glacier (1984-87)
Intra-state conflicts Insurgency in NE region of India Punjab (1982-90) Kashmir (1989-90) East Pakistan (1970-71) Sri Lankan ethnic conflict; Mercenary coup attempt in Maldives Baluchistan (1974-75) Sindh (1989)
Sunil Bastian
Sunil Bastian, a researcher at the International Center
for Ethnic Studies, Sri Lanka, quotes Aftab Ahmed of
Bangladesh as having identified seven outstanding regional
issues among South Asian states (Bastian 1985, 4-9):
Table 18. Ahmed's Conflict Categories
1. River water disputes : Indo-Bangladesh : Indo-Nepal 2. Border disputes Tin Bigha and Talpatty: Indo-Bangladesh Fenced border : Indo-Bangladesh 3. Tamil insurgencies : Indo-Sri Lanka 4. Territorial disputes Kashmir : Indo-Pakistan 5. Post-Raj asset disputes : Indo-Pakistan 6. Transit disputes : Indo-Nepal : Indo-Bhutan
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Table 19. Bastian*s Conflict Categories
INDO-BANGLADESH PROBLEMS
1. Maritime belt 2. Indian support for pro-Mujib guerillas 3. Sharing of Ganges water 4. Ownership of Muhurir Char (Island on R, Muhuri) 5. Ownership of Purbasha Island (Bay of Bengal) 6. Indian barbed wire fence on No-Man's Land boundary 7. Rumors of Bangladeshi offer to provide bases to USA
INDO-PAKISTAN RELATIONS
1. Pakistan's fear of Indian hegemony 2. Failure of nuclear accord 3. Superpower interference 4. Pakistan's readiness to provide bases to US 5. Unresolved Kashmir dispute 6. Indian accusation that Pakistan harbors Sikh terrorists
Bastian distinguishes between the seven "regional" disputes
and thirteen bilateral problems provided above.
These lists of Singh and Bastian are of particular interest
because the former Jasjit Singh, is from the center (India);
the latter, Bastian, is from the rim (Sri Lanka). Bastian
sees the Sri Lankan Tamil conflict as a regional issue while
Jasjit Singh views it as an intra-state conflict. Jasjit
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Singh's list represents conflicts which directly effect
Indian security or have an indirect effect on it. He argues,
about his list "none of these six conflicts were initiated
by India" (Jasjit Singh 1990, 7). The danger is from
outside, from multiple Havanas intent on abducting virtuous
Sitas.
It would appear that categorization into regional and
bilateral issues is somewhat subjective in this list. For
instance why should Kashmir and superpower interference be
considered bilateral issues while the Sri Lankan Tamil
insurgency be considered a regional problem? Abdus Sabur
Sabur, a research fellow at the Bangladesh Institute of
International and Strategic Studies, provided an overview of
Bangladesh-India relations in his contribution to the second
BCIS seminar. He points out that even in its midwifing at
the birth of Bangladesh, India was taking advantage of a
historic opportunity "to cut to size its arch-rival,
Pakistan, and at the same time emerge as the unchallenged
regional power in South Asia". He adds that Bangladesh has
found unacceptable the Indian view that Bangladesh should be
in "eternal debtedness" to India (Sabur 1990, 2-3). Sabur
argues that what the giant land power's neighbors "resist is
India's attempts to transform this natural pre-eminence into
an imposed pre-dominance, often through the use of force or
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the treat to use it" (Sabur 1990, 5). The fear of a
cakkravartin India is widespread in the South Asian rim.
However Sabur notes that "the withdrawal of IPKF from Sri
Lanka, a conciliatory approach towards Nepal and to a lesser
extent towards Bangladesh" are indicative of a trend in
Indian thinking (Sabur 1990, 5). Without mentioning non-
alignment Sabur does emphasize non-aligned values, making
the nexus between development and security spending. He
notes that a paradigm of co-operation appears to be
overtaking East-West relations while "South Asia is bogged
down in in low-intensity but protracted conflicts and
numerous political discords giving regional cooperation
within the framework of SAARC a low profile". He calls for
mechanisms within SAARC for conflict resolution (Sabur 1990,
16). Sabur's paper is within administrative and
international space.
Partha Ghosh
Ghosh of the Indian Council of Social Science Research,
in his contribution to the second BCIS seminar, addresses
India's perceptions of its relations with Pakistan,
Bangladesh and Nepal. He points out that in India there is a
continuity with the past and "epics like Ramavana and
Mahabharat still hold enormous appeal at mass level" but
that the distinct Indian identity "must not be confused with
Hindu identity although that is understandably the most
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dominant streak (Ghosh 1990, 3) . Pakistan, on the other
hand, derives its identity from being other than Indian and
from association with West Asian Islamic states (Ghosh 1990,
4). He sees Bangladesh as having an identity crisis in that
it wants to be distinct from Pakistan (an Islamic nation)
and West Bengal (a Bengali state) by emphasizing Islamic
faith and Bengali ethnicity. He does not see Nepal as having
an identity problem (Ghosh 1990, 5). Ghosh argues that India
has and probably enjoys an image of superiority based on
heritage or what would fall under what this work would term
ethno-history.
The second self-image Ghosh discusses is that of India
as a modern democracy, "the only democracy on the
subcontinent" (Ghosh 1990, 5). Nepal, Pakistan and
Bangladesh read this democratic image as a threat to their
non-democratic regimes: India was seen as encouraging
democratic forces in Nepal, of supporting the Movement to
Restore Democracy (MRD) in Pakistan between 1983 and 1985
and supporting the Awami League in Bangladesh (Ghosh 1990,
5). In the language of this work, India sees itself as
having a positive administrative role to play in the region
- a role in modernizing the region politically.
Ghosh states that India's image of Pakistan is "that
of an enemy which is bent upon destroying the Indian state
both by aggression as well as by internal subversion".
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Centrist forces which have ruled India since independence
view Pakistan as being a threat to "..... all four tenets of
India's nation building, namely, secularism, federalism and
socialism ..." (Ghosh 1990, 7). India's ethnic problems in
Punjab and Kashmir and Pakistan's security relationship with
the U.S. add to India's concern about Pakistan (Ghosh 1990,
7). However India has no enemy image of either Bangladesh
or Nepal, Ghosh argues, and "Nepal's and Bangladesh's
hobnobbing with China does not cause that much alarm"
(Ghosh 1990, 8). Ghosh's under-emphasizing the extra-
regional interference factor may be because he is describing
broad political perceptions such as those of centrist
forces. He does mention that the extra-regional hobnobbing
is "carefully monitored by South Block" (Ghosh 1990, 8).®
Perhaps it is the foreign policy and defense establishment
which is sensitive to extra-regional meddling. If there is
no such sensitivity or fear of external interference,
Ghosh's claim that "India's military image is that of a
nation which should receive habitual obedience from its
neighbors" - what this paper would call a cakkravartin
image - is based on hegemonic impulses rather than threat
perceptions (Ghosh 1990, 9). However I believe that the
analogy of Ravana, Rama and the six regional Sitas, from the
South Block is the location in New Delhi of India's foreign ministry. The term is used in much the same way as Foggy Bottom is used to refer to the State Department.
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Ramavana. has far more explanatory power.
Ghosh advocates that "the leadership of South Asia
coordinate their developmental and nation-building
strategies with a sense of pragmatism and co-operation"
without interfering in each others affairs (Ghosh 1990, 11).
Again, the modernization values of non-alignment are drawn on, but so is one of the principles of panchaseela, non
interference .
A. P. Venkateswaran
In his contribution to the third BCIS seminar, A. P.
Venkateswaran of the Center for Policy Research, New Delhi,
provides a South Indian perspective of India's role in South
Asia. He recognizes that " (t)he sheer size and population of
India is overwhelming to her neighbors, but at the same time
cannot be wished away" (Venkateswaran 1991, 2). Alluding to
the problem of 'cousin cultures' he notes the irony in the
fact that in the case of Sri Lanka, despite the Sinhalese
immigrants from Bihar and Tamil migrants from South India,
"the large ethnic Tamil population of that island did not
make matters easier for building up a relationship of mutual
confidence and trust" (Venkateswaran 1991, 2).
However three of Venkateswaran's themes are
particularly interesting. First, he identifies
fundamentalism, whether Islamic or Hindu, "as a defensive
response from countries which would understandably be
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concerned about safe-guarding their distinctive cultures and
traditions (Venkateswaran 1991, 4). Second, he views
the evolving world order as one in which South Asia provides
an "opening to speak with one voice on the issues affecting
them" for mutual benefit. He warns that:
This will need courage, vision and determination and also a willingness to subordinate internecine rivalries for the larger common good, whether in the political arena by reinforcing their independent decision making in their national interest, or in the economic field by helping in building a New International Economic Order through resolutely resisting undue and unwarranted pressure (Venkateswaran 1991, 5) .
He mentions in particular the Uruguay round of talks as an
appropriate forum for action in a common cause
(Venkateswaran 1991, 5). Third, he exhorts South Asian
powers to adopt common foreign policy stances "on issues
like the Indian Ocean as a Zone of Peace, the abolition of
all weapons of mass destruction and the creation of a system
of collective security..." Fourth, he asks for the exercise
of political will by South Asian leaders and governments in
"building a better life" for the peoples of the region
(Venkateswaran 1991, 6). His perception marries well with
the globalization framework of this work even if he has not
articulated his thoughts in terms of global- ization.
He argues that "the absence of a comprehensive and
clear-cut foreign policy has hampered India in developing
its relations with its neighbors within the region and with
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other major powers and lays the blame for this on
Nehru's dominant style of managing Indian foreign policy:
The Kashmir and Sino-Indian border disputes are viewed by
him as Nehru's foreign policy legacies (Venkateswaran 1991,
6). In the case of China Nehru preferred to listen to
Mountbatten rather than Patel and, "being hypnotised by his
own vision of unshakeable friendship and co-operation
between India and China", he failed to listen to advice
given in 1954 "that India should seek confirmation from the
Chinese on the Macmahon Line" (Venkateswaran 1991, 7).
He argues that, in addition to Nehru's style, "the
evolution of the 5 principles of Peaceful Co-existence and
the growth of the non-aligned movement" contributed to the
"absence of a full-fledged Indian foreign policy framework"
(Venkateswaran 1991, 7). In the language of this work he
sees India's international vocabulary being dominated by the
language of non-alignment, but that such a vocabulary can
only address relations at the global strategic level.
While NAM contributed to the strengthening of independent decision-making of countries which had newly emerged from colonial rule, it also led to the false belief that it constituted, by itself, the totality of foreign policy. However, that could not be the case because non-alignment was mainly dependent for its validity on the existence of opposing power blocs. In any case, the fallacy of considering non-alignment as a full-fledged foreign policy stands out when one asks oneself as to how one non-aligned country could use non- alignment as a policy towards another non-aligned country (Venkateswaran 1991, 7)
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Venkateswaran is articulating the problem raised in the
discussion on non-alignment in Chapter VI - because India
cannot project power globally as effectively as the
cakkravartins (super powers), the non-power dharmacakkra
approach of non-alignment to global security and development
is employed in the international theater. India is in a
position to project power within the region and there is therefore the temptation to adopt a cakkravartin route. Non-
aligned values are not applied to intra-regional security
problems, which is why this work treats the foreign policy
language employed within the region as part of
administrative vocabulary. Venkateswaran does not call in his paper for the values of non-alignment to inform intra-
regional political relations, nor does he note (unlike
Foreign Minister Herat in his inaugural address at the
second BCIS seminar) that non-aligned values seem to have
taken over the politics of realism which had previously
informed super-power relations. However he sees the much-
vaunted New World Order as something which "calls for a
greater degree of démocratisation of international relations
than has been the case so far". He views the United Nations
as the body politic of such an order which "must be born out
of a process of consensus, with its foundations firmly laid
on the bed-rock of international law, equity and justice"
(Venkateswaran 1991, 9).
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R. A. Arivaratne
R. A. Ariyaratne, senior lecturer in history and political science at the University of Colombo, dealt with
SAARC's problems and prospects in his contribution to the
fourth BCIS seminar. His historical account is summarized in
Table 17 below which itemizes SAARC summits and their
achievements. One gets the impression through reading
Ariyaratne's quite accurate account that the prelude to
SAARC meetings have often been exercises in brinkmanship between 'hub' and 'rim'. However every act of hub-rim
brinkmanship is followed by progress in co-operation and
consequent political euphoria. He describes pre-SAARC South
Asian international relations in Kautilyan terms, that it
was based on the 'Kautilyan dictum that your 'neighbor is
your natural enemy' and the twisted corollary that 'your
neighbor's neighbor need not necessarily be your natural
ally" (Ariyaratne 1991, 2). However Kautilya's mandala or
configuration consists of concentric circles around a
prince, who ensures his survival at the center by pitting
each circle of advisors, bureaucrats and princely allies
against neighboring circles in a complex game of divide and
rule, as described in Chapter III. Ariyaratne's statement
that India feared that the SAARC arrangement "would trap her
into a pro-Western strategic consensus" and Pakistan "was
concerned that such a grouping would adversely affect her
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relationship with the United States" may be translated into
the language of the R a m a y a n a model which is part of this
work'a Ashoka's Wheel framework. The Indian Rama saw SAARC
initially as a device through which the six regional Sitas
would peg him down and make him vulnerable to Ravana.
Pakistan was the one South Asian country which had already
forged a defense relationship with an external power, the
US. Joining in an association with India may have resulted
in the alienation of the extra-regional power. However one
must add here that the reason for building a relationship
with the US was fear of domination by India in the first
place.
All these achievements are within administrative space.
Even the call for people-to-people co-operation is,
predictably, almost solely within administrative space, for
"professional organizations, educational authorities, the
media, legal organizations and artists" (Herat 1991, 2).
Artists are the exception. Ariyaratne's paper, proposing a
cautious functionalist approach to regional co-operation, is
very much within administrative space.
Godfrey Gunatilleke
Executive vice-chairman Gunatilleke of the Marga
Institute in Sri Lanka, contributed a paper on prospects for
South Asian Regional Co-operation and Trade to the fourth
BCIS seminar. He notes that central feature in multilateral
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Table 20. SAARC Summits
Dhaka Summit (1985)
- adopted charter for regional co operation - identified terrorism, drug trafficking and women in development as new areas for co-operation - decided to establish secretariat - noted the need for people-to-people co operation
Bangalore Summit (1986)
- included audio-visual exchange as an area for co-operation - decided on a SAARC documentation center - decided to expand inter-regional tourism - decided on SAARC sholarships/fellow- ships - decided to set up a youth exchange program
Kathmandu Summit (1987)
- completed signing of convention on suppression of terrorism - agreed on establishing food security reserve
Islamabad Summit (1988)
- agreed to prepare national and regional perspective plans with basic needs targets - included education as an area of co-operation - abolished visa restrictions for parliamentarians and judges
Male Summit (1990)
- extended SAARC activities to economic co operation, biotechnology, environment and tourism - decided on establishment of a regional project fund - Signed convention on narcotic drug abuse (Ariyaratne 1991, 4-12)
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discussions since 1970 has been about the need for a "regime
of co-operation which ensures that the smaller partners can
co-operate without fear of economic domination by the major
partner" (Gunatilleke 1991, 1). The rim countries desire a
center-less Ashoka's Wheel, with India itself on the rim. He
points out that present levels of economic exchange and
trade are low in South Asia at 19.3 % compared with 28.5%
for Latin America and 78.5% for East Asia and the Pacific.
The external trade sectors as a proportion of GDP for
several South Asian countries are cited by him:
Sri Lanka - 56% Pakistan - 3 0% Nepal - 29% Bangladesh - 22% Maldives - 18% India - 15% (Gunatilleke 1991, 2).
He provides what is essentially a dependencia description of
post-colonial trade relations between South Asian ex
colonies and the metropolitan power at the expense of
horizontal trade within the region. He reminds us that trade
between India, Pakistan and Bangladesh was 'internal trade'
during the Raj and the "events after independence and the
partition of the sub-continent reversed these processes,
severing the growing horizontal links and strenghtening the
dominant vertical ones" (Gunatilleke 1991, 3). In this
'wheel', the West is the hub and post-colonial societies are
on the rim.
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In addition, Gunatilleke argues, that the self reliant
development policies, with strategies of import substitution
and a dominant role for the state sector, discouraged the
expansion of market-driven trade and further closed their
economies to each other (Gunatilleke 1991, 4). Gunatilleke
does not comment here on the dependencla-generated
externally-oriented collective self-reliance and South-South
co-operation rhetoric of non-aligned countries during what
this work calls the structuralist period (in development and
development communication), when structural change was
sought within and without. The rhetoric of the 1970's
finally becomes potential action in the 1990's - within an
altered environment.
Gunatilleke sees much more interaction between the
Indian economy and those of other SAARC countries in the
1980's. Presenting from the World Bank Development Report
1980 and 1991, Gunatilleke takes the view that "(a)n
economically dynamic India can make all the difference to
the South Asian region" (Gunatilleke 1991, 6). Summarized
in the vocabulary of this work one might say that while he
recognizes the colonial 'wheel' as one in which India was on
the rim along with other developing countries, a location
where the post-colonial rim countries would like India to
remain in a South Asian wheel, he sees India as a potential
economic hub, though he is not suggesting a role of
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dominance. The Galtungian terminology of Chapter II
language which differentiates between 'associational'
(horizontal) and 'organizational' (vertical) relationships -
has the power to clarify this seeming contradiction. What is
required is increased horizontal economic interaction
between India and its neighbors. Given the centrality of
India to the region, this must necessarily be one of
attitude to relationships rather than structural change
within the region.
Gunatilleke notes that the changes in the world
economy, particularly as a consequence of change in the old
Soviet bloc will have far-reaching impacts on flows of aid,
trade and investment capital. Further, Asia replaced North
America as the principal market for Asian exports in the
mid-1980's. He draws attention to the fact that "the trade
share of South Asia in this intra-Asian trade is as yet
extremely small..." and advises "...South Asia to place
itself in this dynamic context of a fast expanding Asia"
(Gunatilleke 1991, 10) ,
He reveals that South Asian scholars and policy makers
have expressed concern recently regarding South Asia's
isolation in "a global order of economic and geopolitical
partnerships...": Latin America, Africa, South East Asia
and the Pacific Islands have developed special relationships
with North America, EEC/Europe, Japan and Australia/New
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Zealand respectively. "...South Asia remains almost an
outsider.
This might be partly due to India, her size and her
geo-political role" (Gunatilleke 1991, 11). While he
recognizes the negative effects of this exclusion, he sees
it as also presenting opportunities and challenges:
It underscores the need for South Asian regional co-operation. There is greater need than ever for South Asian countries to examine together the global context in which they as a region exist. They need to respond collectively to the dynamic changes and new configurations that are emerging in the rest of the world (Gunatilleke 1991, 11).
Gunatilleke's approach could easily fit into the
Ashoka's Wheel framework, but being fundamentally
economistic, there are aspects of Ashoka's Wheel with which
the paper does not deal. Analysis of the struggle between
elites and elite aspirants at the level of the periphery, in
relation to controlling markets as well as states, would be
as necessary as looking at the macro relationships between
economies in the North and South. While he draws on the
international vocabulary of economics and argues for global
thinking on the part of SAARC, he does not actually use a
globalization framework.
Table 21 tabulates the values of all participants of
the seminars whose contributions have been drawn on and is
to be found below.
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Table 21; Values in Seminar Contributions
CONTRIBUTOR R/H CC/PL Cl/Dl C 2/D2 IE/IS RM/RV G/GZ
Mrs. Bandaranaike R IE G Herat R D2 IE/IS Kodikara R Cl D2 GZ Muni H PL Dl RM Bandaranayake R IE/IS Jayaweera R Cl IS Wanigaratne R Cl IS Hussein R CC Cl Ratnatunga R Verghese H Dl D2 Cheema R Cl IS RV Aryasinha R Cl D2 IS RV Mishra R Cl RV Sunil R Jasjit Singh H RM Sabur R Cl D2 IS/IE Ghosh H IS/IE Venkateswaran H CC IS/IE GZ Ariyaratne R RV Gunatilleke R D2 IE GZ
R/H From either Hub (H) or Rim (R) CC/PL : Includes 'cousin culture" or pluralist approaches. Cl/Dl : View of India's approach to neighbors similar to Cakkra- vartin (Cl) or Dharma- cakkra (Dl). C2/D2 : Vision for SAARC is Cakkra- vartin (C2) or Dharmacakkra (D2) lE/IS : Draws on international vocab ulary of economics (IE) or security (IS) issues. RM/RV : View of India described as one of Rama or Ravana. G/GL : Global/globalization views.
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Official Views
Offical views are drawn for the post-IPKF period,
specifically for the period March 1990 to July 1991, from
two 'official' organs. Government opinion in Sri Lanka and
India in the period March 1990 to March 1991 was gleaned
from two organs, Sri Lanka News and India News. particularly
editorials and statements by political leaders. Sri Lanka
News is a "weekly digest of news" published by the government-owned Associated Newspapers of Ceylon Ltd. Sri
Lanka News, especially in its editorial comments, tries to
reflect the views of the Sri Lankan government. Leader page articles may be viewed as being signals of government
thinking. The weekly is purely for overseas consumption and
is read by Sri Lanka's expatriate community and Sri Lanka
watchers in, according to the paper's subscription informa
tion, over 40 countries. The weekly often draws directly on
its domestic sister dailies. The Cevlon Dailv News and the
The Dailv Observer for editorial material.
India News is the official organ of the Indian High
Commission in Canberra. The official organ of the mission in
Canberra was selected because the substantive research for
this work was undertaken in Australia. However the
selection, prioritization and descriptive treatment of
events would be very much the same in any Indian mission at
any particular time, particularly as their is a reliance by
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overseas missions on government communiques and official
reports from New Delhi.
A quantitative content analysis of the leader articles published in Sri Lanka News in the period 1990 - 1991 was
undertaken. Sixty-seven leader articles were looked at in
54 issues. There were less than half a dozen issues of the
weekly government-owned newspaper which were not available
in the study. Leader articles were read through and
categorized under three master rubrics and eight subordinate
rubrics, vide Table 22. However in all these cases it is
the administrative sphere which is reflecting on aspects of
other spheres and not the other spheres representing
themselves. Indo-Sri Lankan relations were placed in the
administrative space as a regional rather than international
affair. Symbols looked at are those used purposively by the
Sri Lankan government. Editorials were classified as
belonging to one of these rubrics.
Table 22. Categorization of Leader Articles
International sphere; Extra-regional relations
Administrative sphere; SAARC; Indo-Sri Lankan relations; domestic administration; symbols for society; national thought;
Ethno-historical sphere; Tamil groups; Sinhala groups.
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Of the 54 issues of Sri Lanka News examined in the
period 7 March 1990 to 1 May 1991, none had any editorial
comment on non-alignment. The only significant item of news
reported which dealt with non-alignment was entitled "Lanka
and China affirm continuing support to panchaseela" (Sri
Lanka News Dec. 26, 1990, 7) .
The absence of editorial material, or for that matter the paucity of articles on SAARC is significant in a
government-owned newspaper targetting an overseas audience.
There is more of an interest in explaining Indo-Sri Lankan
relations and the activities of Tamil groups under an
administrative lexicon than anything else. Sri Lanka News
being an administrative voice, the treatment is very much a
case of administrative representation of international,
administrative and ethno-historical space. Sinhala and Tamil
groups and their activities, particularly, are viewed from
the administrative center.
In thirty-three issues of an Indian diplomatic organ,
India News. there are only three brief references to non-
alignment, one to panchseel (a variation of panchaseela) and
one to the North-South dialog, a surprising record for a
twelvemonth period by one of the principal players in the
movement. The period covered is January 4, 1990 to January
11, 1991. There is a reference to the Non-aligned Bureau's
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consultations regarding the Gulf Crisis.* There is a
'structuralist period' statement by Prime Minister V. P.
Singh which calls "for a more cohesive approach by
developing countries in their fight against (the) developed
North to secure justice in international economic relations"
which was made at a G-15 Summit in Kuala Lumpur. Singh
described the meeting as a "timely initiative as it will
help reviving and strengthening the North-South dialogue"
and offered to underwrite an information system and
secretariat for G-15.^°
What is significant here is the emphasis on the
administrative in both organs. India as a middle power has
much more of a stake in international issues than does Sri
Lanka and this is reflected in the Indian percentages. Also
the Indian organ is a diplomatic publication which services
Indian expatriates and India-watchers in Australia while the
Sri Lankan organ is a quasi-governmental news publication
which services expatriate Sri Lankans all over the world.
Remember also that as we have defined it administrative
space includes regional international relations. What is
also significant is the sparse reporting on ethno-historical
matters, let alone ethno-historical voice, in the Indian
* India News (Canberra). September 5, 199 0.
India News (Canberra). 15 June 1990. G-15 or Group of 15 is a group of United Nations member states beloying to the South.
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organ. This is not to say that there are no India journals
or magazines which are sensitive to ethno-historical voice.
What we are trying to establish is the sensitivity of
governments to ethno-historical voice, having posited that
if governments want particular issues to be viewed as
important they will be given prominence in official media.
Table 23. Content of Sri Lanka News Leaders
INTERNATIONAL SPACE NO .PERCENT Extra-regional affairs 01 (1.5%) ADMINISTRATIVE SPACE South Asian regional co-operation 00 (00) Indo-Sri Lankan relations 18 (26.7%) Domestic administration 10 (14.9%) Symbols for society 07 (10%) National thought (Jathika Chintanya) 00 (0)
ETHNO-HISTORICAL SPACE Tamil groups 8 (41.8%) Sinhala groups 03 (4.5%)
Table 24. Content of India News Front Pages Stories
INTERNATIONAL SPACE NO.PERCENT Extra-regional affairs 12 (32.00%)
ADMINISTRATIVE SPACE South Asian regional co-operation 00 (00%) Indo-Sri Lankan relations 00 (00%) Indo-Pakistani relations 05 (13.5%) Indo-Nepali relations 03 (0 0 .8%) Indo-Bangladeshi relations 00 (00% Indo-Bhutanese relations 00 (00%) Domestic administration 13 (35%) ETHNO-HISTORICAL SPACE Caste 1 (.02%) Ethnic groups (Kashmir) 3 (.8%)
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Table 25. Comparative Content of India News & Sri Lanka News
SPACE SRI LANKA NEWS INDIA NEWS
International space : 01.5 32.0 Administrative space ; 51.6 49.3 Ethno-historical space ; 46.3 00.4
India continues with its Mahatma Gandhian /
dharmacakkra self-image as an international reformer, intent
on modernizing global relations, or the international
varnasharmadharma or inherited functional hierarchy. Under
that system India is perceived by developed states, in GNP
per capita terms, as a lesser nation, along with other
developing states.”
A desire for global structural change was voiced in the
structuralist period by the Mrs Gandhi and Mrs
Bandaranaike, along with leaders of other G-77 countries,
through the debates on the New International Economic Order
(NIEO) and New World Information and Communication Order
(NWICO). These were moments of high co-operation between
India and Sri Lanka, because of the superordinate goal of
global structural change, as well as the foreign policy
Consider the word 'branding' in the following response by Rajiv Gandhi when asked by Eastern Eve how he would like history to record his legacy: "(A)s 'having brought India into the 21st century, parallel with more advanced countries .... out of the branding of (India) as a developing country ....'" (Ministry of External Affairs. Prime Minister Gandhi: Statements on Foreign Policy - Mav-August 1985. New Delhi: External Publicity Division, Oct. 1985. 184.
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outlooks of the parties which governed the two countries at
the time and the personal relations between the two leaders.
In the post-structuralist Neo-Gandhian period that was
entered around 1990 leaders such as V. P. Singh and
Ranasinghe Premadasa began to address the need to transform
caste within their own countries. This is not an easy task.
There continues to be resistance. Mohandas Gandhi's attempt
at linguistic reform of caste, calling the sudras by the
name Harijan or 'children of God', did not erase old
attitudes. But the new elites who will be released through
the current bloody process of transformation will in turn
transform South Asian societies and perhaps South Asia itself.
The extracts of a statement on Pakistan/Kashmir
issues made by the Minister of External Affairs on 9 April
1990 mention the non-aligned movement in connection with the
Minister's reiteration of India's support for the
Palestinian right to self determination at the NAM Committee
of Nine meeting in Tunisia.’^ An official spokesman's
statement on Afghanistan makes reference to "India's active
role in the NAM and for its support to a UN framework for a
political settlement.^ The Indian External Affairs
Minister is quoted as basing Sino-Indian relations on the
India News Canberra). April 18, 1990.
India News (Canberra). 2 February 1990.
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principles of panchseel in a speech made at a banquet in
honor of the Chinese Foreign Minister (India News April 10, 1990, 1).
Conclusion
Seven seminar contributors have drawn on international
vocabulary (economic values) and seven have drawn on
international vocabulary (security values). Many of these
values have been drawn from the United Nations system of
values and not from non-alignmed movement, though in some
instances the values may be similar. There is no little
evidence in early 'seminar contributions' and 'official
views' that the vocabulary of non-alignment has influenced
or is used purposively with the intent of influencing
international relations within the region, except in
relation to development. Non-alignment itself is related to
the global nuclear standoff of the superpowers. But there
are the non-strategic aspects of the philosophy of non-
alignment which could linger even after a change in the
strategic relationship between superpowers, even after total
disarmament. However there are instances where scholars or
politicians have drawn on the philosophy of non-alignment in
the context of intra-regional security and bilateral
relations. These instances are to be found in the third and
fourth seminars and are likely to be related to the gradual
awakening of the political, at the insistance of Sri Lanka
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and others who have taken a neo-functionalist view of
regional co-operation, and the search for new theaters for the non-aligned drama in the post-cold war era. Table 21
shows that application of non-aligned values in addressing
regional security is proposed by two Sri Lankan foreign
ministry officials, foreign minister Herat and Aryasinha.
There are more references to non-alignment in 'seminar
contributions' than in 'official views'. Indeed the number
of references to non-alignment in 'official views'' is
surprisingly low. This could be because non-alignment, a
post-colonial ideology, is of less interest to the emerging
elites of the 1980s, those following a Vaishya route, who
are more interested today in capturing markets than in
shaking off the colonial yoke. Over 50% of the editorials
deal directly with issues within administrative space under
which has been included Indo-Sri Lanka relations (26.7%), a
matter of concern in the light of the IPKF interlude in Sri
Lanka. Only 1.5% of the editorials deal with extra-regional
issues among which there is no reference to South Asian
regional co-operation (vide Tables 23, 25).
Eight of fifteen rim state seminar contributors
articulated, in their own terms, a view that India was
playing a cakkravartin role in its relations with its
neighbors. The other seven made no reference. No rim state
contributor saw India as playing a dharmacakkra role, but
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five of them expressed what I would call a dharmacakkra
vision of SAARC, though clearly most contributors would
have held such a vision. On the other hand two out of five
of the hub contributors articulated, in their own terms, a
view that India was currently playing a dharmacakkra role in
South Asia. The other three made no reference. Two of the five hub state contributors articulated a relationship
between India and its neighbors which could be described in
my terms as seein India as Rama and her six SAARC neighbors
as Sitas. One hub state contributor and three rim state
contributors described the Indian relationship with its
neighbors in terms which could be translated into India
playing Ravana to six neighboring Sitas. Four contributors
brought in a global perspective of which three actually
addressed factors in a manner which made their contributions
very compatible with the globalization framework of this
work.
There is also a paucity of reporting of ethno-
historical voice. Where it is reported it is done so from
the elevated administrative perspective which views ethnic
conflict as an administrative problem and overlooks the
micropolitics of power struggle between elites and elite
aspirants. However it must be added that the descriptions of
South Asian regional co-operation by regional scholars is
predictably from within administrative space. It was stated
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at the outset of this chapter that 'seminar contributions' (of academics, politicians and bureaucrats) are likely to
reflect the gamut of South Asian views as seen from within
administrative space; the extent to and manner in which they capture the ethno-historical dimensions will reflect the
degree to which the administrative space is sensitive to the
aspirations of elite-aspirants from within ethno-historical
space, a commentary on attitudes to social mobility. The
lack of sensitivity to ethno-historical voice is a
reflection of the culturally exclusivesness of the
administrative class in South Asia. There are very few
instances in the 'seminar contributions' reviewed of
regional scholars expressing sensitivity to ethno-historical
voice or viewing the transformation taking place in South
Asia as closely related to the dialectic between elites and
elite aspirants.
On the other hand, lookinmg at 'official views', Sri
Lanka News devotes over 42% of its editorials to ethno-
historical space - but these editorials are largely devoted
to 'Tamil terrorism', hence it is an administrative
treatment of ethno-historical space. Political violence is a
reality in the North and must necessarily be commented on.
It is also an important rallying issue for an administration
which is challenging the old order. Only 4.5% of the
editorials deal with Sinhalese opposition groups, including
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extra-parliamentary 'terrorist' opposition (vide Table 23,
25). This figure would change significantly if the period
studied was October-December 1991, when a breakaway group
from the ruling United National Party challenged Premadasa
and the executive presidency. Subsequent issues of Sri
Lanka News demonstrate a sensitivity to ethno-historical
voice, including the voice of the defeated 'terrorist'
Jathika Vimukthi Peramuna, the Sinhalese revolutionary
group. But the function of this sensitivity may be to spread
the appeal of the Premadasa Administration over as wide an
ethno-historical spectrum of Sri Lankan politics as
possible, given that the presidency is voted into office by
a national electorate. This in no way detracts from that
sensitivity, except that as the purpose is administrative,
ethno-historical voice is drawn into administrative space in
order to capture for the Premadasa Administration title to
various parcels of ethno-historical space as well as various
political inheritances, among these the 'anti-westernized
elite' sentiments of the under-class JVP, the pro-working
class sentiments of the old left, the identification of the
upper-class Solomon Bandaranaike with the 'common man' and
the open economy approach of Jayewardene. Premadasa is a
capitalist revolutionary and his revolution is "that of a
struggle against an ancien regime, prosecuted in the name of
natural laws of progress by a nation which has emancipated
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 279 itself from the traditional forms of power" (Touraine 1990,
122) . The above may be summarized in the claim that elites
who people administrative space have an inordinate interest
in the philosophy of non-alignment because of their post
colonial need of self-reliance vis-a-vis the West. However
till recently there has been little attempt in academia or
politics to draw on the international vocabulary of non-
alignment in relation to security values for South Asia: The
vocabulary has drawn on extensively with respect to
development values. On the other hand administrative elites
do not in their seminar papers demonstrate much sensitivity
to the demand for removal of roadblocks to social mobility.
Conversely, examination of 'official views'' reveals
surprisingly low levels of reporting on non-aligned matters
or values, both in the Indian and Sri Lankan organs studied.
This may be related to the potential collapse of the non-
aligned movement with the disintegration of its raison
d'etre, superpower confrontation. The consequence of this
disintegration is for the security and development
philosophy of non-alignment to be inducted into firmer
regional political space by regional scholars and wished on
the G-77 (the committee of the group of developing nations
in the United Nations system) nations by leaders of the
movement as a philosophical basis for collective bargaining
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demonstrates sensitivity to ethno-historical voice or
viewing the transformation taking place in South Asia as
closely related to the dialectic between elites and elite
aspirants, but this sensitivity is seen in articles, rather
than editorial comments, during the period examined. Sri
Lanka News sees a dialectic between elites and elite-
aspirants; it bappears to have an overall vision of
contemporary Sri Lankan politics as a dialectic between the
old regime (consisting of the aristocracy which exercised
great influence under former leaders) and the new regime
(consisting of a meritocracy which functions under President
Premadasa). It is after all an organ which promotes the
Premadasa program of modernization, which includes the
replacing of an ascriptive society with a meritocracy, as
indeed are the local English-language state-owned newspapers
from which it draws its news, articles and leaders. There is
a strong element of praxis in the selection of content of
leaders and political commentaries in these papers. The
results would be viewed by anti-Premadasa forces as
propaganda and by Premadasa supporters as a form of
development communication the objective of which is to build
G-77 or Group of 77 refers to the committee of developing countries which seek to co-operate on trade and development issues in the United Nations system. G-7 référés to the Group of 7 industrial powers viz. Britain, Canada, France, Germany, Italy, Japan and USA.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 281 a modern meritocracy.
President Ranasinghe Premadasa unveiled the first ever
statue of the pre-Vijayan era near the footbridge in the
precints of the Kataragama sacred city in June 1991, not too
long after the IPKF departed Sri Lanka's shores.The
symbolization was multi-layered. First, Premadasa may be
seen as dealing with India. King Ravana was King of Lanka,
the villain of Ramayana who abducted the Indian god-hero
Rama's consort Sita. Recall that in Chapter III the final
encounter between the elite aspirant Sandeep and the
merchant prince Nikhil, in Satyajit Ray's film Home and the
World. is described: Sandeep tells Nikhil that he is
informed by the voice of the Mahabharatha and that, in terms
of the Ramavana epic he sees Ravana and not Rama as the true
hero. Second, he may be seen as dealing with separatist
claims for a Tamil homeland by making claim to the mythic
Ravanic pre-Vijayan civilization. But he is making a claim
on behalf of both the Sinhala Buddhists and Hindu Tamils by
erecting the stue in Kataragama which is sacred to both
groups. Third, he addresses the caste dimension of the elite
- elite aspirant struggle by drawing on a myth that so-
called low-caste Sinhalese are descendants of a group who
lived on the island prior to the arrival of Vijaya and who
were subjugated by the Vijayans. Chapter VIII, entitled
Sri Lanka News (Colombo). 26 June 1991,
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Symbols of Transformation. is normative and makes some
broad policy suggestions for the community living within the
borders of SAARC nations.
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SYMBOLS FOR TRANSFORMATION
Introduction
Today it is not possible just to be revolutionary, or liberal, or even nationalist. We must learn to reduce the distance between these apparently contradictory but actually complementary elements of development (Touraine 1990, 141).
The SAARC charter evokes historical ties and
differences of ethnicity and culture, common goals of peace,
freedom, social justice and economic prosperity, and common
problems, as reasons for regional co-operation. Recall from
Chapter I that five of SAARC's six objectives are related to
economic, social, cultural and individual development and
one to mutual perceptions:
To promote the welfare of the peoples of South Asia and to improve their quality of life;
To accelerate economic growth, social progress and cultural development in the region and to provide all individuals the opportunity to live in dignity and to realise their full potentials;
To promote and strengthen collective self reliance among the countries of South Asia;
To contribute to mutual trust, understanding and appreciation of one another's problems;
To promote collaboration and mutual assistance in the economic, social, cultural and scientific fields;
283
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To strengthen co-operation with other developing countries (SAARC 1988).
The Dhaka Declaration of heads of state or government
articulates the relationship between political stability and
modernization, the essence of the non-aligned perspective.
This chapter looks back at fundamental questions about the
nature of South Asian regional co-operation in terms of the
SAARC objectives stated below and makes some policy suggestions.
In Chapter II, I looked at Forty's discussion on
private irony and liberal hope in his construction of the
liberal-ironist. He defines an 'ironist' as someone who
has radical and continuing doubts about her final vocabulary because she has been exposed to other
vocabularies which have impressed her, she sees that her
present vocabulary cannot help her escape from her
dissatisfaction and she does not think her vocabulary is
closer to reality than others (Forty 1989, 73) . South
Asian elites should fit into the liberal ironist mold with
relative ease, shuttling between three vocabularies,
international, administrative and ethno-historical, as they
do. However the administrative is often a final vocabulary
about which Westernized elites have no radical and
continuing doubts. In relation to South Asian regional co
operation, the results of this study suggest that, among
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South Asian academics working in this area, the ethno-
historical tends to be isolated, shut out from intercourse
with the administrative.
Forty believes that the contrary claims of selfhood
and community may be addressed in contemporary liberal
society through governments engaging themselves in
reducing suffering while keeping invasion of privacy at a
minimum. (Forty 1989, 63). Fecall from Chapter III that Satyajit Fay's film The Home and the World describes a
version of the ancient Famavana love triangle as one between
a merchant prince Nikhil, his wife and the anti-British
demagogue/ terrorist, Sandeep. Sandeep's approach is that
of the kshatriya and is quite cynical while Nikhil's
approach is one of vaishya humanism; The former has no
qualms of hurting poor Indians and stirring up ethnic
violence in order to hurt the Faj and maximize his power
respectively. The latter prefers to work toward improving
the lot of the poor within the existing system, in which one
must say, he has ascendancy. His is a vaishya solution, to
empower the people through the market, on which Mahatma
Gandhi, also a vaishya, understood and espoused. Under a
globalization framework, where markets are dominant forces,
where the vaishya ethic has triumphed, India, Shri Lanka and
its partners in SAARC would do well to adopt vaishya
strategies for empowerment of their peoples.
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This should take the form of using the aggregate
markets of SAARC countries as engines of internal
development as well as to project bargaining power in extra-
regional relations. Such economic co-operation, has been
propsed by chairman of SAARC in November 1991, as something
which should flow incrementally from regional trade
agreements to a South Asian Preferential Trade Area (SAPTA)
to a firmly established South Asian Economic Community
(SEAC). There is enormous potential for regional trade.
"(O)nly 2.8 percent of the trade of SAARC countries is
intra-regional". ^
The chairmanship of SAARC has passed in turn from
Bangladesh to India to Nepal to Pakistan to Maldives and to
Shri Lanka. Premadasa of Shri Lanka, who began a term as
chairman of SAARC in November 1991, may be viewed as being
in some ways different to the other chairmen. He may be
viewed as a symbol of transformation. Certainly he and his
followers take this view. He presents in his person and
purpose a paradigm of how an individual from outside the
westernized elite can capture the party and state apparatus
of that elite through democratic means. Premadasa's doubts
about administrative vocabulary are based as much on
changing political reality, the so-called globalization
effects, as on his socio-political journey. As the
^ Shri Lanka News (Colombo). 25 December 1991.
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individual who presides over administrative space in Shri
Lanka, Premadasa is a symbol of stability, a symbol of the
state. As an individual who has no kinship connections with
the leading upper class Sinhalese and Tamil political
families of Shri Lanka who inherited the state from the
British, Premadasa is able to empathize with the views of
post-colonial elite aspirants and certainly views them as
part of his power base. He projects himself as the protector
of ethno-historical space, constantly admonishing the
westernized elite. He recognizes the potent nature of the
World Market and the value of giving elite-aspirants access
to it as it could afford them enormous social mobility
within a single life time.
Mahatma Gandhi, as moral reformer and leader, is in a
class of his own and perhaps cannot be compared with other
South Asian politicians. His championship of the cause of
the common people has never been surpassed in the sub
continent. I have no doubt that he was a genuine friend of
the common man and a 'strong poet' in the truest Rortyian
sense. But he was also the descendant of hereditary vaishya
prime-ministers of princely states and could never be a
genuine man of the people. In a way Premadasa is a creation
of Gandhian rhetoric, particularly Gandhi's re
interpretation of the varnashrama-dharma. In Gandhi's final
vocabulary of caste, he accepted the hereditary nature of
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Varna, but recognized all varnas as being equal (Mason 1967,
174). He wished to transform caste from an 'organizational'
or hierarchical vertical to an 'associational' or non- hierarchical horizontal order.
Premadasa's strength as a symbol of transformation is
that he is the image of the transformation he wishes to
effect. Dr. B. R. Ambedkar, the Harijan who spearheaded the
Neo-Buddhist movement, attempted to win self-respect for
Harijans through an escape from the varnashramadharma
through conversion to Buddhism, which rejects caste (Mason
1967, 103). Former prime minister V. P. Singh of India did
not have the right credentials even though he was keen on
implementing the Mandel Commission report on caste and
instituting structural changes in government recruitment
which might alter caste power relations: He was the adopted
son of a maharajah. The Nehru dynasty was symbol of a
cakkravartin India and of the traditional varna
shramadharma, with brahmans uppermost. ^ Bandaranaike of
The assassination of Rajiv Gandhi by a women who is believed by both the Indian and Shri Lankan governments to be an agent of Prabhakaran, the leader of the Liberation Tigers of Tamil Eelam (LTTE), may be seen as a symbol. The LTTE leadership has strong "low caste" overtones and Prabhakaran himself is said to be from the Tamil fisher caste. Earlier, at the signing of the Indo-Shri Lanka Peace Agreement in Colombo, Gandhi was hit on the head with the butt of a rifle by a member of the Shri Lankan honor guard who is said to have belonged to the 'low caste' JVP. Rajiv Gandhi was perceived as a brahman, because of his mother, even though his father was a Parsi, a non-Hindu Indian of Persian origin. He is the first national leader in India to be assassinated by a "low caste" group. The perversion of untouchability of uppercaste rulers by the
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Shri Lanka may have fought for the common man and sought to
empower the majority linguisticaly, but he was a member of
Shri Lanka's westernized elite whose existence debilitated
the non-English speaking 'masses'. Premadasa, on the other hand, is the common man of South Asia enthroned as chairman
of SAARC, sitting in councils of state with princes of
Himalayan kingdoms, sheiks and begums from Muslim South Asia
and the old upper caste aristocracy of India. As Chairman
of SAARC for 1992, he is potentially a symbol for the
region, a symbol of the association created by political
elites no doubt, but also a symbol for the underprivileged
who want a place in the sun. Whether Premadasa is seen as a
symbol for elite-aspirants, those who have been disavantaged
through ancient interpretations of the varnasarma, will
depend on the manner in which that symbolism is conveyed
throughout South Asia by individual governments and national
media, both of which have an interest in the old order.^
'untouchables' is perversely overcome by these actions.
Mahatma Gandhi (Vaishya) - (caste Hindu) Indira Gandhi (Brahman) - (Sikh) Rajiv Gandhi ("Brahman") - "Tiger agent" ("Low caste")
^ Even political opponents of Premadasa will find it hard to deny his role as a symbol of 'social modernization' in Shri Lanka. However, if indeed this is or continues to be his aim, his aiming at replacing ascriptive values with a merit orientation has potential for hurting the westernized elite and political leaders drawn from this group. Some members of the westernized elite read in these changes a lack of liberal intelligence and refusal to consult the (western) educated. Other members of the westernized elite have thrown their lot with the Premadasa reforms. It is
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He is not unaware of this and seeks to export his Shri
Lankan poverty alleviation program to the region:
Among the central common questions which afflict our region is poverty. Deprivation anywhere in South Asia means insecurity anywhere in South Asia. For our part, we will be glad to share our experience with Janasaviya - Shri Lanka's Poverty Alleviation Programme, with everyone in the region. I recommend therefore for the consideration of Your Majesty and Your Excellencies, the appointment of an independent South Asian Commission on Poverty Alleviation. It should consist of eminent persons from each member state. This Commission could study the question in all aspects and report to us.
Inventing A New Framework for South Asia
In Chapter II, I drew on Forty's discussion of the 'strong poet' who seeks to convey his unrepeatable
perspective on the world (Rorty 1989, 23-24). Forty's
strong poet is the communicator who influences with his own
distinctiveness. Reformative politicians are also, in my
mind, strong poets of a kind. I have made this claim for
Mahatma Gandhi, a claim which will hardly be challenged in
his case. It is redescription by the strong poet, whether
she be politician, novelist or film-maker, which will make
the difference in the private space of the individual,
introducing ordinary people to new ways of looking at old
unlikely that elites in other SAARC countries will be interested in projecting Premadasa as a symbol of South Asian transformation. However as chairman of SAARC he can symbolize the potential for elite aspirants in the whole subcontinent.
^ Shri Lanka News (Colombo). 25 December 1991
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things. It is political redescription which will make the
difference in managing transformation within the public
space of a community, sub-national, national or regional.
Rorty posits the need to discard inherited language-
games in any project of self-description (which may be
termed pursuit of self-knowledge or self-creation). In
other words self-description must always be redescription,
a process of inventing a new language-game, new metaphors,
which can escape the bounds of the old. (Rorty 1989, 27).
I have followed Forty's prescription in preceding chapters,
inventing a new language game, new metaphors, for South
Asian politics, through a synthesis of Western academic
streams of thought with South Asian mythic thought. In this
final chapter I mean to continue with a redescription which
is not so much aimed at providing a model for the future,
but to shake up the model of the present.
In his discussion on solidarity Rorty advocates the
expansion of ones sense of 'we' to include people who were
previously 'they' (Rorty 1989, 192). SAARC is something
which is done by a 'we' who people administrative space for
a "they" who are seen to need a certain kind of development
and a certain kind of security. The SAARC Charter begins
"We, the Heads of State or Government o f ...... " in contrast
with the opening statement of the United States Constitution
which begins "We the people" and the Preamble of the United
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Nations Charter: "We the People of the United Nations....".
Encouraging greater people-to-people contact in SAARC as
proposed by the Premadasa administration, with its special
interest in elite-aspirants, is a beginning. Premadasa's
well-intentioned South Asian Commission on Poverty
Alleviation will "consist of eminent persons from each
member state" and will "study the question in all aspects
and report to us"
The institutional framework of the proposed commission
will be within administrative space, even if it has been
conceived of as independent. Apart from Premadasa the other
heads of government of South Asia are not drawn from among
elite-aspirants with a personal mission to alter power
relations in society. Moreover the eminent persons will be
drawn from administrative space and report to a collectivity
of heads of government. They are unlikely to be
representatives of the people. Nor are they likely to be
representative of the people. They will however be likely to
espouse the values within liberal thought known as development.'
^ Shri Lanka News (Colombo). 25 December 1991.
^ An anecdote related to me in Sydney by a Shri Lankan expatriate in February 1992, illustrates the contradictory voices heard by the Shri Lankan elite, though the story could be apocryphal. After prime minister Bandaranaike drew up plans for the Official Language Act of July 1956, which would replace English with Sinhala as the language of administration, some members of Shri Lanka's westernized elite had gathered for drinks at the Orient Club. One asked a powerful civil servant why he had helped cloud the future of their (English-speaking) children. The civil
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However it is important to involve the people of South
Asia in determining the shape of their regional society, not
just as subjects of policy, but as shapers of policy. The
myriads of ethno-historical voices should be given a forum
of expression which will allow the shaping of policy within
the administrative space of SAARC. It is difficult to speak
of giving ear to ethno-historical voice without raising
specters of separate states. Premadasa himself has "(t)he
very concept of the nation State is being challenged. The
stale solution that is being offered to ethnic and other
divisions is to dismember States".^
The long term solution may be in a democratization of
SAARC through a SAARC parliament. In the shorter term it may
be desirable to institute an advisory council which contains
representatives of ethno-historical clusters of states and
provinces of regional countries. In order to bring the
ethno-historical into a functionalist domain, such a council
could consist of technocrat representatives of ethno-
servant responded that in fact the measure had secured the future of their children; English would no longer be taught to all. Only the children of the elite would speak, read and write the all- important international language at home and be at an advantage.
^ Shri Lanka News (Colombo). 25 December 1991. The tight-rope which politicians have to walk is clearly seen when one compares this statement with Premadasa's message to Boris Yeltsin on recognizing the Russian Federation: "I have followed with keen interest the recent events in the Soviet Union. I warmly welcome the peaceful evolution that has taken place there leading to fulfilment of the national aspirations of the constituent states of the Union".Shri Lanka News (Colombo). 1 January 1992.
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historical groups, dealing with technical issues. In this
way the voices of the periphery will reach expression in the
center through technocrats who represent the periphery
rather than the SAARC center. Perhaps the road to such an
institutional framework is through contact and co-operation
in development projects between local governments in SAARC
countries.
Looking at the schema of the entire work we see that
the literature reviewed provides the hermeneutics and
structure for the framework which is used in the analysis of
the Sri Lankan case, Indo-Sri Lankan Relations and the South
Asian Association of Regional Co-operation. In the study of
South Asian views, which are treated essentially as beliefs,
from texts, one takes a phenomenological approach to
knowledge, considered essential because of the role of
belief (with its ethno-historical, administrative and
international origins), in people's responses to symbols of
identification, demand and expectation and indeed in the
selection of symbols by political entrepreneurs. These be
liefs are set against Ashoka's Wheel which is a limiting
framework, resonating with Cartesian dualism and the
tensions inherent in that dualism. Despite its mix of
structural, dialectic and evolutionary theory, despite even
its Cakkravartin-Dharmacakkra binary, is limited in nature.
It is an ideal limitation on social transformation. The
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actors can only change insofar as their actions change.
State actors at the regional level are in one form or
another a permanent feature. However elite composition can
change at the subregional level through elite-elite aspirant
dialectics. It is not a normative framework in Kim's sense.
The dominant bias in social science research against employing a normative framework in defining and evaluating social reality (especially strong in the United States), is predicated on the assumption that in fact/value - and science/ideology - distinction is logically possible, theoretically necessary and axio- logically essential (Kim 1984, 3). This final chapter seeks to free itself of these bonds
while being normative and so, in Richard Rorty's 'post-
modernese' I seek to construct a new vocabulary, in which
one redscribes the various binaries. The Cakkravartin-
Dharmacakkra binary is a potential window into Rorty's
normative world. As suggested in the liberal-ironical
method of Rorty:
The method is to redescribe lots of things in new ways until you have created a pattern of linguistic behavior which will tempt the rising generation to adopt it, thereby causing them to look for appropriate new forms of non-linguistic behavior... (Rorty 1989, 9).
I can now begin to redescribe South Asia, not just
using a different vocabulary to describe the same reality,
but to describe a reality which if it 'happened' might
address the problems created by Indo-centrism and captured
in the Ashoka's Wheel framework. In the invented reality
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local governments will engage in free association within and
across borders in order to co-operate on development
projects in areas such as employment generation, health,
narcotics control, power generation and supply, transport,
tourism, water supply. Groups of local governments, which
may belong to more than one state, would elect technocratic
representatives to sub-regional councils. While I do not
wish to suggest how free association should proceed, it may
be useful to provide an illustration, which is meant only to
be an illustration rather than a recommendation. For
instance a South Central Council (SCC) might contain
representatives of comparable local government areas in
Maldives, Sri Lanka and the middle and southern Indian
states. Another, the North Western Council (NWC), might
contain the North Western states of India and all the units
of Pakistan and Nepal. A third, the North Eastern Council
(NEC), might contain representatives of units in Bhutan,
Sikkim, Bangladesh and the North Eastern states of India.
The representatives of SCC, NWC and NEC could meet annually
in one of their states, in the way the UN has annual
sessions, to co-ordinate development and formulate
development project proposals for the SAARC center as well
as for the various local government units their members are
drawn from. Most importantly they could co-ordinate sub
regional co-operative projects. SCC, NWC and NEC, for
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instance, will nominate technocrats who are their voices at
the SAARC center, maintained by the respective regional
council's budget. The councils will be symbols of ethno-
historical voice.
Such an invention will set up an alternative line of
interaction between the grassroots of South Asia and the
SAARC center without destroying the nation state.
Table 26: Illustration of Popular Participation in SAARC
NATIONAL GOVERNMENTS ^ - -- - V — A V P E 0 P LE 0 F S GU T H ASIA — V - V S V A SUB-STATEUNITS » > SCC » > TECHNOCRAT » > A SUB-STATE UNITS » > NEC » > TECHNOCRAT » > R SUB-STATEUNITS » > NWC » > TECHNOCRAT » > C
SCC, NEC and NWC would also alter perceptions of the
centrality of India without geographically altering that
centrality. They will alter the 'them' and 'us'
relationships in the region. New 'thems' and 'us' will
emerge to qualitatively change old 'them' and 'us'
relationships. The Ramavana analogy could not be applied to
the new relationships. Nor could India be seen as following
a cakkravartin approach. Indeed the Ashoka's Wheel framework
will lose its potency.
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SAARC and the New Global Framework
In security terms the new global order offers SAARC the
option to exorcise some of the ghosts that have haunted it.
SAARC has been bedevilled by hub-rim security perceptions.
In a new world order in which external intervention requires
multilateral intervention in the security council, India may
not need fear imperialist invasion. India, along with other
states in the region, does have to fear the possible
reaction to military action outside its own borders. A major
spat over Kashmir, particularly if their is suspicion of
potential use of nuclear devices, can lead to pressure from
the United Nations.
A regional security council and regional peace-keeping
force may help keep the process of South Asian conflict
resolution within South Asia. Kodikara and others have
called for a regional security agreement.
Looking outwards, the question of global security is
also something SAARC nations cannot ignore. In the present
situation where world politics is changing rapidly, a new
world order is in the making, SAARC must take the
opportunity to shape that new world order. The principal
instrument of the order in transition is the five-power
dominated security council of the United Nations and largely
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American security forces financed by the G-7 nations.®
SAARC should join forces with the Commonwealth of
Independent States, Japan and Germany, ASEAN and other
regional economic groupings to argue for security council
membership to represent regional economic groupings rather
than the victors of the Second World War. The World
Market is organized to some degree by regional economic
groupings such as the European Economic Community (EEC),
Association of South East Asian Nations (ASEAN). It is
markets which can bring security through prosperity. Under
the Cold War world order, kshatriyas projected insecurity,
demanding ever increasing supplies of weaponry. Vaishyas
obliged and a kshatriya-vaishya complex (military-industrial
complex) managed this security-related economy. The market
was security driven. Under the post-cold war order security
will be market driven. If so it would make sense to give
vaishyas a stake in collective control of the instruments of
the kshatriyas; The Security Council should be expanded to
include representatives of regional economic groupings and
major economic powers rather than be limited to the victors
of World War II.
® Group of 7 or G-7 consists of Britain, Canada, France, Germany, Italy, Japan, USA.
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SAARC is an intermediary plane of organization between
national markets and polities and the World Market and
International System respectively. It should not repeat
'organizational' elements of national social frameworks;
should also work to replace the 'organizational' elements in
the International System with 'associational' elements. The forces of change in South Asia may no longer be
contained by the social frameworks of antiquity or the Raj.
Indeed changes in the International System, the dominance of
all-pervasive World Market, compel change. The voices of
elite-aspirants, calls for genuine social mobility, need to be recognized for what they are, harbingers of
transformation. The power of the World Market
encourages social mobility through the Vaishya route. Today
everyone can be a Vaishya, a Brahman or a Kshatriya and
caste should be treated as occupational rather than
inherited if South Asia is to reach its true potential.
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INTERVIEW WITH PRESIDENT JAYEWARDENE
On Thursday 13 February 1990 I conducted an interview with
President J. R. Jayewardene of Sri Lanka in his study at his
private residence, "Braemar", Ward Place, Cinnamon Gardens, Colombo. Notes were made by me on this occasion.
Jayewardene's answers are provided below.
Referring to the introduction to my dissertation he said;
You have taken a philosophical approach. Politicians only look at religion and race and perhaps caste, though this is not so important in Sri Lanka.
Regarding criticism of the Indo-Sri Lankan Accord today he
said:
My only concern was to end a war I could not win. After the air drop, Gandhi offered his support. I took it. The country could not afford to spend Rs 10,000,000 a day on the war. The Accord was for peace. The UNP fought elections and won on this. IPKF came in only after Indians failed to disarm the LTTE. I wanted to prevent a coup. The JVP had tried to kill me, Gandhi and Premadasa.
Regarding the Indian air drop he said:
If there was a message [in the air drop] it was don't attack Jaffna. Food wasn't required in Jaffna. It was only symbolic. After being sent back by the Sri Lankan Navy, Gandhi called me and told me that he would be sending MIGs - and asked
301
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me not to shoot at them. I had earlier suggested that India should send food to Colombo for distribution in Jaffna but India did not agree. India was giving Sri Lanka a message. After the Accord I got close to Rajiv but made my feelings clear. I said India had invaded Sri Lanka several times. Gandhi need not have done what he did.
Regarding SAARC he said:
Other countries don't speak when India is around [in SAARC]. Even Pakistan does not. Everyone is aware of India's size. For example in the case of a SAARC airline. I proposed SAARC before Rahman did, in Parliament.
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SCHEDULE 6: TOPICS OF "COMMENT'* IN SRI LANKA NEWS
SAARC
"Maldives hosting '90 SAARC summit" [58:27, 07-04-90, p. 1] "Sinhala computer team eyes the SAARC market" [58:28, 07- 11-90, p. 12] "Govt urges UN and SAARC" [58:37, 09-12-90, p. 1] "Collective regional approach welcome, Hameed tells SAARC jurists" [58:38, 09-19-90, p. 7] "Tourism oriented policy decisions at 5th SAARC Summit [58:50, 12-12-90, p. 3] "Edge to SAARC in Airlanka's ground fees for cargo" [59:04, 01-23-91, p. 6]
INDO-SRI LANKAN RELATIONS
COMMENT
"Clowning in Trincomalee" [58:10, 03-07-90, p. 9] "Welcome assurance" [58:11, 03-14-90, p. 9] "A special duty" [58:12, 03-21-90, p. 9] "Fence mending" [58:13, 03-28-90, p. 9] "Keeping India's Goodwill"[58: 27, 07-04-90, p. 9] "Wanted: India policy for Sri Lanka / Gandhi's goondas" [58:29, 07-18-90, p. 3] "Indian sneeze" [58:30, 07-25-90, p. 9] "Good News, Bad News" [58:30, 07-25-90, p. 9] "The Indian Farce" [58:31, 08-01-90, p. 9] "India, LTTE & the Refugees" [58:31, 08-01-90, p. 9] "Noises from Madras [58:34, 08-22-90, p. 9] "Warm winds from Tamil Nadu" [58:37, 09-12-90, P. 9] "Running to Delhi" [58:50, 12-12-90, p. 9] "Sharing problems with India" [59:01, 01-02-91, p. 9] "Reflections on Independence" [59:06, 02-06-91, p. 9] "Implications of the Tamil Nadu takeover" [59:06, 02-06-91, p. 9] "Tamilnadu picture can change" [59:08, 02-20-91, p. 9] "Taking sides in the war" [59:08, 02-20-91, p. 9]
303
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"President thanks India for pullout" [58:14, 04-04-90, p.11] "Defeat of India's SL policy complete" [58:14, 04-04-90, p.11] "Close ties with Lanka now: Gujral" [58:14, 04-04-90, p.11] "Time for new start says new friend" [58:14, 04-04-90, p.10] "IPKF returns to India to sober welcome" [58:14, 04-04-90, p.10] "IPKF leaves" [58:14, 04-4-90, p.4] "End of IPKF chapter" [58:14, 04-4-90, p.4] "Notion that newspaper can make or break a govt, is incorrect - President [58:14, 04-04-90, p. 3] "Democratic process will go on, says Ranjan" [58:14, 04-04- 90, p.3] "Gandhi's assailant freed in general amnesty" [58:15, 04- 11-90, p.5] "Indo-Lanka disputes must not be allowed to recur: JRJ" [58:18, 05-02-90, p. 5] "Karunanidhi confirms Tamil groups trained in India" [58:20, 05-16-90, P. 7] "Talks on bilateral issues bring closer ties" [58:20, 05- 16-90, p.3] "Karunanidhi warns Tamil militants" [58:21, 05-23-90, p.l] "SL swap with India at UN" [58:21, 05-23-90, P.3] "Non violent rebel? Follow me - JRJ" [58:24, 06-13-90, p. 12] "SL envoy briefs Karunanidhi" [58:25, 06-20-90, p. 1] "Indian navy to patrol Palk Straits [58:24, 06-13-90, p. ,3] "India to blame for massacre: Natwar" [58:26, 06-27-90, p. 2 ] "India calls for an end to hostilities in SL" [58:26, 06- 27-90, p. 3] "V.P. Singh warns he'll 'take steps to save Lankan Tamils'" [58:27, 07-27-90, p. 1] "Ranjan hails Indian PM's Lanka policy" [58:27, 07-27-90, p . 2 ] "War between justice and injustice in N.E.- President" [58:27, 07-27-90, p. 7] "LTTE was making rifle-fired grenades in Coimbatore" [58:27, 07-04-90, p. 11] "India wont' meddle in Lankan conflict -Gujral" [58:28, 07- 11-90, p. 1] "Tigers prepare second hit list in India -Indian Express" [58:29, 07-18-90, p. 6] "Indian Express exposes DMK-LTTE link" [58:30, 07-25-90, p. 1]
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"India won't send troops to Sri Lanka - Singh" [58:30, 07- 25-90, p. 1] "Indo-Lankan parliamentarians agree on periodical talks" [58:30, 07-25-90, p. 3] "Strike paralyses life in T'Nadu" [58:30, 07-25-90, p. 2] "Send refugees back, Ranjan requests Karunanidhi" [58:30, 07-25-90, p. 1] "SL Allays Indian fears on N-E" [58:30, 07-25-90, p. 7] "LTTE has alienated sympathy of most Indians- Rajiv" [58:31, 08-01-90, p. 1] "Clear nexus between LTTE and DMK - Gandhi : Tamilnadu backing Eelam" [58:31, 08-01-90, p. 1] "India neutral says Speaker" [58:31, 08-01-90, p.10] "Karunanidhi denies backing LTTE" [58:31, 08-01-90, p. 11] "Rajiv's party attacks India's Lankan policy" 58:31, 08-01-90, p. 11] "Passage to India" - reports by members of multi party parliamentary delegation to India "Intervene diplomatically in SL, Balasingham tells India" [58:33, 08-15-90, p. 1] "India tells SL to settle conflict thru' talks" [58:33, 08-15-90, p. 5] "LTTE-Tamilnadu ties straining" [58:34, 08-22-90, p. 1] "Karunanidhi urges India to bring peace to SL" [58:34, 08-22-90, p. 5] "India will not interfere in Sri Lanka's affairs - Mohamed" [58:34, 08-22-90, p. 11] "Tigers cannot take India for a ride again" [58:37, 09-12-90, pg. 1] "Karunanidhi changes stance on Lankan refugees" [58:37, 09-12-90,p. 3] "Ranjan confident that India will stay clear" [58:37, 09-12-90, pg. 6] "Tigers beat hasty retreat" [58:38, 09-19-90, p. 1] "Tigers divided, sending peace feelers"[58:38, 09-19- 90, p.l] "Delhi to summon Karunanidhi" [58:38, 09-19-90, p. 4] "Tamil Nadu plans to tackle Tamil militants" [58:50, 12-12-90, p.3] "IPKF presence helped crush JVP insurrection - Rajiv" [58:50, 12-12-90, p.2] "India has always extended hand of friendship to SL" [59:04, 01-23-91, p. 3] "Lanka gratified by India's response: Ranjan" [59:06, 02-06-91, p. 1]
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"India will not send troops to Sri Lanka" [59:06, 02- 06-91, p. 1] "Tamil Nadu Govt, sacked" [59:06, 02-06-91, p. 3] "Delhi promises to clear LTTE from Tamil Nadu" [59:08, 02-20-91, p. 1] "New Governor attacks LTTE" [59:08, 02-20-91, p. 1] "Indo-Sri Lanka relations take a great leap forward" [59:08, 02 20, 1991, p. 9]
EXTRA-REGIONAL
Comment
"What after 'liberating Kuwait'?" [59:50
Other "Shukla briefs President on NAM Heads' views" [59:05, 01- 30-91, p. 1] "President urges peace move by NAM, to resolve Gulf conflict" [59:05, 01-30-91, p. 3] "Lanka on NAM committee on Gulf crisis [59:06, 02-06-91, p. 6 ] "Kaleel calls for quick NAM initiative through President" [59:07, 02-13-91, p. 3]
ADMINISTRATIVE
Comment
"The Cabinet changes" [58:14, 04-04-90, p. 9] "Value for money" [58:15, 04-11-90, p. 9] "The challenge ahead" [58:19, 05-09-90, p. 9] "A pearl of great price" [58:22, 05-30-90, p. 9] "Racket busting" [58:23, 06-06-90, p. 9] "What is truth?" [58:36, 09-05-90, p. 9] "A billion cheers" [58:44, 10-31-90, p. 9] "Concern for human rights" [58:50, 12-12-90, p. 9] "Two years and beyond" [59:02, 01-09-91, p. 9] "Sorting out the land fiddle" [59:05, 01-30-91, p. 9]
Other
"Guidelines for ministers" [58:14, 04-04-90, p.12] "Six new ministers in expanded cabinet" [58:14, 04-04-90,
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p.l] "Let's work together to bring relief to poor masses" [58:15, 4-11-90, p.3] "New cabinet will take on poverty" [58:15, 04-11-90, p.5] "Development for all..... govt's aim in dawning era" [58:15, 4-11-90, p.10 "New scheme for varsity set-up?" [58:15, 04-11-90, p.12] "Parties to pick youth for polls" [58:17, 04-25-90, p. 1] "President's pragmatic approach has revived economic activity: NYT [58:17, 04-25-90, p.4] "Colleges for undergrad 'surplus'" [58:18, 05-02-90, p.10] "Sack for MP's who flout code of conduct" [58:20, 05-16-90, p.3] "Niche for youth at local polls" [58:22, 05-30-90, p. l] "UN 'human index' boosts Lankan feat" [58:22,05-30-90,p. 1] "'Peoplisation' of SLTB begins on June 1" [58:22, 05-30-90, Pg 9] "12th Gam Udawa opens jobs for over 50,000 in Kandy" [58:22, 05-30-90, p. 10] "Gam Udawa dedicated to shelter homeless, poor - Sirisena Cooray" [58:20, 05-30-90, p. 5] "UN briefed on Lanka's bid to end poverty, homelessness" [58:20, 05-30-90, p. 4] "Lanka heading for steady growth" [58:23, 06-06-90, pg 1] "All children must have equal opportunities to learn English" [58:23, 06-06-90, p. 6] "Plaudits for President's direct approach in taking govt. to people" [58:23, 06-06-90, p. 4] "Govt, gives impetus to national language policy" [58:23, 06-06-90, p. 6] "Unsecured loans for rural poor" [58:23, 06-06-90, p. 7] "President to wipe out corruption, waste" [58:23, 06-06- 90, p.7] "Growth rate in Sri Lanka better after 1978" [58:23, 06- 06-90, p. 12] "People-isation gains ground" [58:24, 06-13-90, p. 1] "None above the laws of the land. President reminds VIPs" [58:24, 06-13-90, p. 10] "Sri Lanka ranks high on human development index" [58:26, 06-27-90, p. 1] "'Quality of life in Sri Lanka superior' reveals study" [58:29, 07-18-90, p. 3] "Democracy meaningless if injustice prevails - President" [58:31, 08-01-90, p. 4] "Sinhala language part and parcel of common heritage of mankind - Lalith" [58:34, 08-22-90, p. 11] "Youth must be taken into confidence and assisted" [58:34, 08-22-90, P. 11] "Govt, determined to protect, promote Buddha Sasana - president" [58:34, 08-22-90, p. 5]
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"Shun divisive forces, unite for peace - president" [58:35, 08-29-90, p. 11] "Conference on social change in Sri Lanka" [58:36, 09-05- 90, p.7] "Janasaviya families should be made self-reliant before getting assistance - president" [58:36, 09-05-90, p. 11] "Buddha sasana fund will play key role" [58:38, 09-19-90, p. 7] "Blood and Guts" [58:38, 09-19-90, p. 9] "Lawyers vs society" [58:38, 09-19-90, p. 9 "Playing pandu with grants for sports" [58:43, 10-24-90, p. 9] "The Jaffna visit" [58:49, 12-05-90, p. 9] "Budget and the opposition" [58:49, 12-05-90, p. 9] "Govt bound to protect the Buddha Sasana: President" [58:50 12-12-90, p. 14] "Business or politics" [59:01, 01-02-91, p. 9] "Two years of solid achievement and a vision of unity" [59:02, 01-09-91, p. 3] "Sorting out the land fiddle" [59:05, 01-30-91, p. 9] "President outlines govt's changing role" [50:05, 01-30-91, p.5] "Who killed Richard de Zoysa?" [59:07, 02-13-91, p. 8] "Govt will help Janasaviya families to become self-reliant" [59:08, 02-20-91, p. 5]
TAMIL GROUPS
COMMENT
"LTTE talks" [58:17, 04-25-90, p. 9] "The Vavuniya shooting" [58:24, 06-13-90, p. 9] "Another try...for peace" [58:25, 06-20-90, p. 9] "Nation unites against LTTE's U-turn" [58:26, 06-27-90, j 9] "The amazing "peace trap" [58:28, 07-11-90, p. 9] "It's your move Mr Prabhakaran" [58:30, 07-25-90, p. 9] "Massacre of the innocents" [58:31, 08-08-90, p. 9] "Narco-terrorism and the West" [58:33, 08-15-90, p. 9] "The Tiger strategy" [58:33, 08-15-90, p. 9] "The Tamil shame" [58:34, 08-22-90, p. 9] "Building bridges to Jaffna" [58:36, p. 9] "Tamil racism running amok" [58:37, 09-12-90, p. 9] "Is there a way to stop the killing?" [58:39, 09-26-90, p. 9] "Amesty International and Human Rights" [58:39, 09-26-90, p. 9]
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"A welcome investigation" [58:40, 10-03-90, p. 9] "Ball in Tiger court" [58:40, 10-03-90, p. 9] "The Australian initiative" [58:42, 10-17-90, p. 9] "Tiger tears" [58:42, 10-17-90, P. 9] "A festival of lights" [58:43, 10-24-90, p. 9] "The cause of Tamil misery" [58:44, 10-31-90, p. 9] "Tamil racism running amok" [58:45, 11-07-90, p. 9] "Save the Muslims" [58:45, 11-07-90, p. 9] "Kittu's Tamil National Army" [59:02, 01-09-91, p. 9] "The writing on the wall" [59:04, 01-23-91, p. 9] "Hold fast to peace prospects" [59:03, 01-16-91, p.9] "Ending Tiger bluff"[59: 03, 01-16-91, p. 9] "The cause is just" [59:04, 01-23-91, p. 9] "Talk or not to talk" [59:07, 02-13-91, p. 9]
OTHER "Tiger arms only problem left" [58:15, 04-11-90, p.l] "LTTE will join security forces to establish peace" [58:16, 04-18-90, p. 11] "LTTE frees 'poaching' Indian fisherman" [58:16, 04-18-90, p.11] "Govt, rejects EPRLF call" [58:16, 04-18-90, p.16] "Hameed, Prabhakran talk peace" [58:17, 04-25-90, p.3] "Prabakaran and Balakumar meet again" [58:18, 05-02-90, p. 1 ] "Tigers release 19 policemen" [58:21, 05-23-90, p.l] "EPRLF tgo participate in APC?" [58:21, 05-23-90, p.5] "Anti-repatriation hartal by LTTE" [58:22, 05-30-90, p. 12] "Decision soon on repeal ,of 6th amendment" [58:22, 05-30- 90, p.5] "Front leader arrested" [58:22, 05-30-90, p. 1] "Hameed, LTTE leaders reach agreement on several issues" [58:23, 06-06-90, p. 1] "Lanka to take back Male PLOT-rers?" [58:23, 06-06-90, pg. 1 ] "Hameed, LTTE leaders reach agreement on several issues" [58:23, 06-06-90, p.l] "Tigers here to press four demands" [58:23, 06-06-90, p. 6 ] "Thondaman confident of humane solution to Indian problem" 58:23, 06-06-90, p. 10] "LTTE master plan to destabilize Lanka" [58:25, 06-20-90, p . 1 ] Ranjan calls for national unity in fighting speech" [58:24, 06-13-90, p. 3] "TELO condemns LTTE's action" [58:24, 06-13-90, p. 3] "Forces harnessing land-sea-air resources to hit back hard" [58:25, 06-20-90, p. 3]
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"Terror campaign in North and East will be wiped out soon: President" [58:26, 06-27-90, p. 1] "Kittu admits their war was badly timed" [58:26, 06-27-90, p. 1] "Prabhakaran dead?, asks Ranjan" [58:26, 06-27-90, p. 1] "Tiger plot to whip up backlash says President" [58:26, 06-27-90, p. 1] "Ranjan lambasts LTTE" [58:26, 06-27-90, p. 6] "Newsweek attacks Tigers" [58:27, 07-27-90, p. 1] "Tigers poisoning wells as they retreat" [58:27, 07-27- 90, p.l] "No napalm bombing says Reuter reporter in Jaffna" [58:27, 07-27-90, p. 1] "Soldiers, policemen hold on without food and medicine" [58:27, 07-27-90, p. 1] "Govt, rules out ceasefire in the North-East" [58:28, 07- 11-90, p. 1] "Elections soon in North and East" [58:28, 07-11-90, p. 1] "What went wrong with the LTTE?"- articles by Prof. Shelton Kodikara, Vasudeva Nanayakkara and L. A. M. Hisbullah [58:28, 07-11-90, p. 11] "Role of international community in Sri Lanka" - articles by Stanley Jayaweera, Stanley Tillekeratne and G. L. Peiris [58:29, 07-18-90, p. 14] "War against Tigers not against Tamils" [58:30, 07-25-90, p. 5] "My people's rights are won through a democratic process - Thondaman" [58:30, 07-25-90, p. 11] "Marching ahead" [58:35, 08-29-90, p. 8] "The curious role of the churches" [58:35, 08-29-90, p. 9] "Govt, ready to reopen talks - Hameed" [58:36, 09-05-90, p. 1] "Human rights and NGOs" [58:37, 09-12-90, P. 9] "Help end war with LTTE chief minister tells Thondaman" [58:38, 09-19-90, p. 4] "Mossad trained Tigers in Israel" [58:39, 09-26-90, p.l] "The reign of repression" [58:41, 10-10-90, p. 9]
SINHALA GROUPS
"Police get JVP hit squad men" [58:21, 05-23-90, P.4] "A dangerous monster" [58:21, 05-23-90, p. 4] "Ten of JVP terror gang arrested" [58:23, 06-06-90, P. 1] "The aftermath of anarchy" [58:26, 06-20-90, p. 4]
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SYMBOLS
COMMENT "An imaginative gesture" [58:18, 05-02-90, p. 9] "The Sigiriya robbers" [58:20, 05-09-90, P. 9] "The new regime" [58:41, 10-10-90, p. 9] "The LSSPs anniversary" [58:52, 12-26-90, p. 9] "A salute to courage" [58:52, 12-26-90, p. 9] "The lesson of the gold plate" [59:07, 02-13-91, p. 9]
OTHER
"Dudley was 'symbol of life'" [58:15, 04-11-90, p.8] "The heart of the matter" [58:16, 04-18-90, p. 9] Photo and caption depicting a religious ceremony, held opposite a statue of King Dutugemunu, attended by the President [58:16, 04-18-90, p.l] "Diplomats take part in Avurudu festival" [58:17, 04-25-90, p.5] Photo of the Sri Lankan First Lady unveiling a statue of Queen Vihara Maha Devi, the mother of King Dutugemunu [58:17, 04-25-90, p. 6] "It's International Vesak Day from now on" [58:20, 05-16- 90, p.4] "Buddha taught us way to peace, says President" [58:20, 05- 16-90, p. 5] "President: Lanka stands by right, not might" [58:22, 05- 30-90, p. 10] "Uncultivated VIP lands first on takeover list" [58:23, 06- 06-90, p. 1] "Hindu-style revival?" [58:23, 06-06-90, p. 7] "Virtuous example greatest tribute to Ven. Ariyadhamma" [58:23, 06-06-90, p. 11] "English for everyone' ends terror of the 'kaduwa' [58:23, 06-06-90, p. 12] Picture of President and First Lady with statue of King Dutugemunu [58:24, 06-13-90, p. 1] "Gam Udawa benefits can be seen if one cares to look" [58:26, 06-27-90, p. 5] "A symbol of national aspirations" [58:26, 06-27-90, p. 8] "Buddhism and Democracy - the inexpungible nexus" [58:30, 07-25-90, p. 8] "Buultjens reviews Sir John's role as leader - I" [58:36, 09-05-90, p. 8] "Buultjens reviews Sir John's role as leader - li" [58:37, 09-12-90, p. 8] "Sajith and Old Royalists visit Rajasisugama" [58:38, 09- 19-90, p. 11]
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Photograph of President of Sri Lanka placing a wreath at the base of the statue of Anagarika Dharmapala [58:39, 09-26-90, p.4] "Forging Buddhist-Hindu ties aim of new association" [58:41, 10-17-90, p. 11] "Menikdiwela's daughter in customs net" [58:43, 10-24-90, P • 1 ] Photograph of President and Mrs Premadasa at unveiling of statues of Prince Dantha and Princess Hemamala [59:02, 01-09-91, p. 8] "Vallipuram gold-plate testifies to ancient unity of Sri Lanka" [59-07, 02-13-91, p. 3] "DS's aspirations are now being fulfilled, says President" [59:07, 02-13-91, p. 14]
JATHIKA CHINTANAYA
"A Sinhalese in Trincomalee" [58:19, 05-09-90, p. 11] "The dowry system must go" [58:24, 06-13-90, p. 8-9] "Tradition and modernity in Lankan thought" [58:35-90, p. 9]
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