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Exhibit A Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 4 of 43
Exhibit A
COMPANY CONTACT ADDRESS 1 ADDRESS 2 CITY STATE ZIP Broadridge Receiving Dept 51 Mercedes Way Edgewood NY 11717 Mediant Communications Stephanie Fitzhenry 109 North 5th St Saddle Brook NJ 07663 The Bank of New York Mellon Beth Stiffler 525 William Penn Pl Rm 300 Pittsburgh PA 15259 Folio FN Investments Inc Ashley Theobald 8180 Greensboro Dr 8th Fl McLean VA 22102 The Depository Trust Co Horace Daley Bldg A Loading Dock 7E 140 58th St Brooklyn NY 11220
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 1 of 1 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 5 of 43
Exhibit B Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 6 of 43
Exhibit B
Issuer Description CUSIP ISIN Penson Worldwide, Inc. 8% Senior Secured (Series 144A) Due 6/1/2014 709600 AA 8 US709600AA81 Penson Worldwide, Inc. 12.50% 2nd Lien (Series 144A) Due 5/15/2017 709600 AB 6 US709600AB64 Penson Worldwide, Inc. 12.50% 2nd Lien (Reg S) Due 5/15/2017 U7100U AA 2 USU7100UAA26 Penson Worldwide, Inc. Common Stock 709600 10 0 US7096001000
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 1 of 1 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 7 of 43
Exhibit C Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 8 of 43
Exhibit C
Name NoticeName Address1 Address2 Address3 City State Zip Country Ameriprise Mike Kohler 2178 Ameriprise Financial Center Minneapolis MN 55474 Baird Robert W & Co Incorporated Dean Markofski 777 E Wisconsin Ave Milwaukee WI 53202 Banc of Americas Securities LLC John Dolan 222 Broadway 27th Fl MC NY3 222 27 01 New York NY 10038 Bank of America National Association Carla V Brooks 411 N Akard 5th Fl Dallas TX 75201 BMO Nesbitt Burns Inc Louise Torangeau 1 First Canadian Pl 13th Fl PO Box 150 Toronto ON M5X 1H3 CANADA BNP Paribas NY Branch BNP PAR Roger Meyer 525 Washington Blvd 9th Fl Jersey City NJ 07310 BNP Paribas Securities Corp Creighton Douglass 555 Croton Rd King of Prussia PA 19406 BNY Mellon Enis Suljic 525 William Penn Pl Rm 300 Pittsburgh PA 15259 BNY Mellon JW Giddens Trustee Liq Lehman Bros Michael Kania 525 William Penn Pl Rm 300 Pittsburgh PA 15259 Brown Brothers Harriman & Co Corporate Actions 525 Washington Blvd New Port Towers Jersey City NJ 07302-0000 Canaccord Capital Corporation Aaron Caughlan 609 2200 Granville St Vancouver BC V7Y 1H2 CANADA Charles Schwab & Co Inc Nancy Brim 2423 E Lincoln Dr PHX PEAK 02 K130 Phoenix AZ 85016 CIBC World Markets Inc Patricia Neath 161 Bay St 10th Fl Toronto ON M5J 258 CANADA Citadel DG Marcia Banks 101 S Dearborn St Chicago IL 60603 CITI/CLRNG Receiving Dept 51 Mercedes Way Edgewood NY 11717 Citibank NA Sandra Hernandez 3800 Citibank Center B3 12 Tampa FL 33610 Credit Suisse Securities USA LLC Adam Miranda 1 Madison Ave 2nd Fl New York NY 10010 Desjardins Securities Inc Karla Diaz 2 Complexe Desjardins Tour Est Nirveau 62, E1-22QC Montreal QC H5B 1J2 CANADA Deutsche Bank Securities Inc Ira Kovins Harborside Financial Center 100 Plaza One 2nd Fl Corporate Actions Dept Jersey City NJ 07311-0000 Edward D Jones & Co Nick Hummell 12555 Manchester Rd CADD Dept St Louis MO 63131 ETrade Clearing LLC Matt Freifeld 1981 Marcus Ave Ste 100 Lake Success NY 11042 Fidelity Clearing Canada ULC CDS Steve Adams 401 Bay St Ste 2910 Toronto ON M5H 2Y4 CANADA First Clearing LLC Finessa Rosson One North Jefferson St Louis MO 63103 First Southwest Co Misty Thacker 325 N St Paul Ste 800 Dallas TX 75201 Fortis Clearing Americas LLC/Retail Caryn Dombrowski 175 W Jackson Blvd Ste 400 Chicago IL 60605 Goldman Sachs & Co Gloria Lio 30 Hudson St Jersey City NJ 07302-4699 Goldman Sachs Execution & Clearing Anthony Bruno 30 Hudson St Jersey City NJ 07302-4699 Goldman Sachs International Vanessa Camardo 30 Hudson St Jersey City NJ 07302-4699 HSBC Bank USA NA IPB Mitchell Lief 452 Fifth Ave 2nd Fl New York NY 10018 Interactive Broker Retail Equity Clearing Ken Hayden 2 Pickwick Plz 2nd Fl Greenwich CT 06830-0000 J P Morgan Clearing Corp Proxy Dept Manager 14201 Dallas Parkway Dallas TX 75254 Jefferies & Co Inc Joseph Porcello Harborside Financial Center 705 Plaza 3 Jersey City NJ 07311-0000 JP Morgan Securities Inc Fixed Jack Dickson 14201 North Dallas Tollway 12 th Fl Dallas TX 75254 JPMorgan Chase Bank NA Reorg Dept 14201 Dallas Parkway Dallas TX 75254 Knight Clearing Services LLC Anna Rossi 545 Washington Blvd Jersey City NJ 07310 Legent Clearing Stephanie Fitzhenry 109 North 5th St Saddle Brook NJ 07663-0000 LPL Financial Corporation Martha Strahan 4828 Parkway Plaza Blvd Attn Corporate Actions Charlotte NC 28217 Marsco Investment Corporation Karen Jacobsen 101 Eisenhower Pkwy Roseland NJ 07068-0000 Merrill Lynch Pierce Fenner & Smith Corp Actions Notifications Jax Corporate Action Dept 4804 Deer Lake Drive East 4th Fl Bldg 3 Jacksonville FL 32246 Merrill Lynch, Pierce, Fenner & Smith Corp Actions Notifications Jax Corporate Action Dept 4804 Deer Lake Drive East 4th Fl Bldg 3 Jacksonville FL 32246 Mizuho Trust & Banking Co Robert Dimick 135 W 50th St 16th Fl New York NY 10020 Morgan Stanley & Co Inc Michelle Ford 1300 Thames St 7th Fl Baltimore MD 21231 Morgan Stanley Smith Barney Suzanne Mundle Harborside Financial Center 230 Plaza Three 6th Fl Jersey City NJ 07311 MS Securities Services Inc Michelle Ford 1300 Thames St 7th Fl Baltimore MD 21231 National Financial Services Lou Trezza 200 Liberty St New York NY 10281 NBCN Inc Louise Normandin 1010 de la Gauchetiere St West Mezzanine 100 Montreal QC H3B 5J2 CANADA Newedge USA, LLC/Equity Clrg Div Jay Spitzer 630 Fifth Avenue Ste 500 New York NY 10111 Northern Trust Co Stella Castaneda 801 S Canal St Attn Capital Structures C1N Chicago IL 60607 Oppenheimer & Co Inc Oscar Mazario 125 Broad St 15th Fl New York NY 10004 Optionsxpress Inc Richard Trinh 311 W Monroe St Ste 1000 Chicago IL 60606 Penson Financial Services Inc Robert McPhearson 330 Bay St Ste 711 Toronto ON M5H 2S8 CANADA Pershing LLC Securities Corporation Al Hernandez 1 Pershing Plaza Jersey City NJ 07399-0000 PNC Bank NA Eileen Blake 8800 Tinicum Blvd MS F6 F266 02 2 Philadelphia PA 19153 Primevest Financial Services Inc Angela Handeland 400 1st St South Ste 300 St Cloud MN 56301 QUES/CDS** c o CDS 600 de Maisonneuve Blvd W Montreal QC H3A 3J2 CANADA
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 1 of 2 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 9 of 43
Exhibit C
Name NoticeName Address1 Address2 Address3 City State Zip Country Raymond James & Associates Inc Tracey Goodwin 880 Carillion Pkwy St Petersburg FL 33733 RBC Capital Markets Corporation Tara Olmanson 510 Marquette Ave South Minneapolis MN 55402 RBC Dominion Securities Inc Donald Garcia 200 Bay St Royal Bk Plz North Tower 6th Fl Toronto ON M5J 2J5 CANADA Ridge Clearing & Outsourcing Solutions Matt Freifeld 1981 Marcus Ave Ste 100 Lake Success NY 11042 Scotia Capital Inc Normita Ramirez 40 King St West 23rd Fl Toronto ON M5H 1H1 CANADA Scottrade Inc Terri Losche 12855 Flushing Meadows Dr St Louis MO 63131 SG AMERICA Pete Scavone 1221 Ave of the Americas New York NY 10020 Southwest Securities Inc Christina Finzen 1201 Elm St Ste 3700 Dallas TX 75270 State Street Bank and Trust Co Sandra Polizio Corp Actions JAB5E 1776 Heritage Dr North Quincy MA 02171-0000 Stephens Inc Linda Thompson 111 Center St 4th Fl Little Rock AR 72201 Sterne Agee & Leach Inc Carrie Kelly Two Perimeter Park S Ste 100W Birmingham AL 35243 Stifel Nicolaus & Co Inc Chris Wiegand 501 N Broadway 7th Fl St. Louis MO 63102 TD Ameritrade Clearing Inc Mandi Foster 1005 Ameritrade Pl Bellevue NE 68005 TD Waterhouse Canada Inc Beverly Adams 60 North Windplace Scarborough ON M1S 3A7 CANADA The Bank of New York Mellon Sarah Hutchman 525 William Penn Pl Rm 300 Pittsburgh PA 15259 TradeStation Group Inc Herbert Walton 8050 SW 10th St Ste 4000 Plantation FL 33324 UBS AG Stamford Branch/as Custodian Michael Marciano 480 Washington Blvd Jersey City NJ 07310-0000 UBS Financial Services LLC Jane Flood 1200 Harbor Blvd Weehawken NJ 07086-0000 UBS Securities LLC Gregory Contaldi 480 Washington Blvd Jersey City NJ 07310-0000 US Bancorp Investments Inc Christine Gregorich 60 Livingston Ave EP MN WN2H St Paul MN 55107-1419 US Bank NA Tim Randall MK WI S302 1555 N Rivercenter Dr Milwaukee WI 53212 USAA Investment Management Co Joyce Wilson 9800 Fredericksburg Rd San Antonio TX 78288 Vanguard Marketing Corporation Kevin Scully 100 Vanguard Blvd Malvern PA 19355 Vision Financial Markets LLC Anna Martinez 4 High Ridge Park Ste 100 Stamford CT 06905-1325 Wedbush Morgan Securities Inc Hermon Alem 1000 Wilshire Blvd Los Angeles CA 90017 William Blair & Co LLC Mariusz Niedbalec 222 West Adams St Chicago IL 60606
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 2 of 2 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 10 of 43
Exhibit D Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 11 of 43
Exhibit D
Name NoticeName Address1 Address2 City State Zip Country AUSTIN TRUST COMPANY CUST FBO JAMES DYER - ROLLOVER IRA 3601 MURILLO CIR AUSTIN TX 78703 BILL SCOTTI 2610 ALLEN ST APT 4312 DALLAS TX 75204 BILL YANCEY 2701 HIGHGROVE CT COLLEYVILLE TX 76034 BOB BISHOP 7 LA PURISIMA RANCHO SANTA MARGARITA CA 92688
BROADRIDGE FINANCIAL SOLUTIONS INC 1981 MARCUS AVE LAKE SUCCESS NY 11042 CEDE & CO (FAST) BOX # 20 BOWLING GREEN STATION NEW YORK NY 10004 CGM CUST DANIEL P SON IRA ROLLOVER 9507 MEADOWBROOK LN DALLAS TX 75220-2253 CHARLES A SMITH 53 DUNLOP RD HUNTINGTON NY 11743 UNITED COLIN THOMAS 44 RANDOLPH RD BROMELY KENT BR2 8PU KINGDOM CONTINENTAL STOCK TRANSFER & AS DRS AGENT FOR PENSON TRUST CO WORLDWIDE INC 17 BATTERY PLACE 8TH FL NEW YORK NY 10004 DANIEL P SON 9507 MEADOWBROOK DR DALLAS TX 75220 DARLENE YOSHIKAWA 18150 SIGMOND CIR FOUNTAIN VALLEY CA 92708 UNITED DARRYL WIMS 2 GARDNOR MANSIONS CHURCH RD LONDON NW3 6UR KINGDOM DAVID KELLY 420 SABAL PALM LN VERO BEACH NJ 32963 DEBBIE J ROSENCRANZ PO BOX 217 CHAFFE MO 63740 DPAHS HOLDINGS LTD 9507 MEADOWBROOK LN DALLAS TX 75220 ENGEMOEN FAMILY PARTNERSHIP LTD C/O ROGER J ENGEMOEN JR 1907 GEORGIA LANDING CV AUSTIN TX 78746
ENGEMOEN FAMILY PTN LTD C/O ENGEMOEN INVESTMENTS LLC NON PURPOSE LOAN ACCT 1907 GEORGIA LANDING CV AUSTIN TX 78746-7263 FELIZARDO CONTRERAS 14702 LA MESA DR LA MIRADA CA 90638 HAROLD W SCHUESSLER 1283 BRADFORD DR COPPELL TX 75019 JOHN MCEWING 38A HURLINGHAM CT RANELAGH GARDENS LONDON SW6 3UW ENGLAND JOHN SKAIN 173 HILLHURST BLVD TORONTO ON M5N 1P1 CANADA JOSEPH KELLY GRAY SPECIAL ACCOUNT PO BOX 26800 AUSTIN TX 78755-0800 KELLY GRAY 6805 CAPITAL OF TEXAS HWY STE 350 AUSTIN TX 78731 KEVIN MCALEER 17516 OAK MOUNT PL DALLAS TX 75287 FLOYD R WESTERMAN FAMILY LEWIS F WESTERMAN TTEE TRUST 3 BLENHEIM SAN ANTONIO TX 78209 MARK M KRIST 1117 W ARMITGE 4 CHICAGO IL 60614-4152 MARK MUNOZ 21 CONYERS LN LADERA RANCH CA 92694 MARK WHITWORTH 16 FIRST ST LADERA RANCH CA 92694 MICHAEL BOLGATZ 2625 ALCATRAZ AVE STE 521 BERKLEY CA 94705 OWEN SCHEURICH 6555 ANITA ST DALLAS TX 75214 PENSON FINANCIAL SERVICES FBO BRYAN JOHNSON - IRA 3317 ELKHART CT ARLINGTON TX 76016 PENSON WORLDWIDE INC 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 PHILIP A PENDERGRAFT 3708 BIG BEAR LAKE DR ARLINGTON TX 76016 PTP PARTNERS LTD C/O PTP MANAGEMENT LLC ATTN PHILIP PENDERGRAFT 3708 BIG BEAR LAKE DR ARLINGTON TX 76016-4102 ROBERT BRUCE PITT 3 OSPREY AVE ALISO VIEJO CA 92656 RON FRAZIER 13217 W 129TH TER OVERLAND PARK KS 66213 SCOTT T LABOUNTY 8245 EAST IRONWOOD AVE ORANGE CA 92869 STEVE SAMAIN 29 SCHOLARS RD CHINGFORD LONDON E4 7HH ENGLAND THEODORE W GEHRIG JR 28692 ABANTES PL LAGUNA NIGUEL CA 92677 THOMAS JOHNSON 3254 ROAN WAY SAN ANTONIO TX 78259 TODD L BOPPELL 1141 RAVENCREST RD SANTA ANA CA 11042 WILLIAM D GROSS 4214 MANNING LN DALLAS TX 75220-3829 ZAIA AMAYA RUTH BONHEUR 5547 OAKWOOD AVE COTE ST-LUC EW QC H4W 2A8 CANADA
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 1 of 1 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 12 of 43
Exhibit E Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 13 of 43
Exhibit E
Company Email Bank of America [email protected] Barclays [email protected] Barclays [email protected] BNY Mellon [email protected] Bloomberg [email protected] Broadridge [email protected] Citi [email protected] Clearstream International SA [email protected] Clearstream International SA [email protected] Clearstream International SA [email protected] Credit Suisse Securities (USA) LLC [email protected] Credit Suisse Securities (USA) LLC [email protected] Credit Suisse Securities (USA) LLC [email protected] Credit Suisse Securities (USA) LLC [email protected] Deutsche Bank Securities Inc [email protected] Euroclear Bank S.A./N.V. [email protected] Euroclear Bank S.A./N.V. [email protected] Foliofn Investments [email protected] Goldman Sachs & Co [email protected] JPMorgan Chase Bank [email protected] Mediant Communications [email protected] Mitsubishi UFJ Trust & Banking Corp [email protected] Morgan Stanley [email protected] Morgan Stanley [email protected] Morgan Stanley [email protected] Morgan Stanley [email protected] Northern Trust Company [email protected] Royal Bank of Canada [email protected] SIS SegaInterSettle AG [email protected] SIS SegaInterSettle AG [email protected] Southwest Securities [email protected] Southwest Securities [email protected] State Street Bank and Trust Company [email protected] State Street Bank and Trust Company [email protected] State Street Bank and Trust Company [email protected] State Street Bank and Trust Company [email protected] The Bank of New York Mellon [email protected] The Bank of New York Mellon [email protected] The Bank of New York Mellon [email protected] The Canadian Depository [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] The Depository Trust Co [email protected] UBS Securities LLC [email protected] UBS Securities LLC [email protected] US Bank National Association [email protected] Continental Stock Transfer & Trust Co [email protected]
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 1 of 1 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 14 of 43
Exhibit F Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 15 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY 1700 PACIFIC CONFERRENCE CENTER 1700 PACIFIC AVE DALLAS TX 75093-8243 2011, LLC 20925 TIMBERLANE DR ELKHORN NE 68022-2122 3POINTS COMMUNICATIONS 407 SOUTH DEARBORN SUITE 1450 CHICAGO IL 60605 A-1 LOCKSMITH 2001 MIDWAY RD #110 CARROLLTON TX 75006 ABOVENET COMMUNICATIONS, INC PO BOX 79006 CITY OF INDUSTRY CA 91716-9006 ABS BROKERAGE SERVICES LLC 194 NASSAU STREET SUITE 30 PRINCETON NJ 08542 ACCOUNTEMPS FILE 73484 PO BOX 743295 LOS ANGELES CA 90074-3295 ACCUVANT 6504 INTERNATIONAL PARKWAY SUITE 2500 PLANO TX 75093-8243 ACCUVANT, INC. PO BOX 677530 DALLAS TX 75267-7530 ACTIMIZE 1250 BROADWAY 28TH FLOOR NEW YORK NY 10018 ACTIMIZE 1359 BROADWAY 5TH FLOOR NEW YORK NY 10018 ACTIO LINE, LLC PO BOX 1057 LONG ISLAND CITY NY 11101 ACTION STOCK TRANSFER 7069 S HIGHLAND DRIVE SUITE 300 SALT LAKE CITY UT 84121 ACTION STOCK TRANSFER CORP 7069 HIGHLAND DRIVE SUITE 300 SALT LAKE CITY UT 84121 ACTIV 120 E. LIBERTY SUITE 200 WHEATON IL 60187 ACTIV FINANCIAL SYSTEMS, INC 120 EAST LIBERTY DRIVE SUITE 200 WHEATON IL 60187 ADDISON SEARCH 222 S. RIVERSIDE PLAZA SUITE 1710 CHICAGO IL 60606 ADJACENT TECHNOLOGIES (V11126) 8303 N MOPAC EXPRESSWAY SUITE 260-C AUSTIN TX 78759 ADJACENT TECHNOLOGIES INC 10415 MORADO CIRCLE BLDG 1, SUITE 120 AUSTIN TX 78759 ADRIAN ROMO 2316 SASSAFRAS DRIVE MURFREESBORO TN 37128 ADT SECURITY SERVICES INC P O BOX 371956 PITTSBURGH PA 15250 ADVANCED PERSONNEL SYSTEMS INC 4167 AVENIDAL DE LA PLATA SUITE 126 OCEANSIDE CA 92056 ADVANCED PERSONNEL SYSTEMS INC APS 4167 AVENIDA DE LA PLATA STE 126 OCEANSIDE CA 92056-6029
ADVANCED RECORDS MANAGEMENT INC 1540 CHURCH ROAD MONTEBELLO CA 90640 ADVANCED TRADING SOLUTIONS 10 BORDENS BROOK WAY HOLMDEL NJ 77332225
ADVANCED TRADING SOLUTIONS V14069 761 PALMER AVE STE 214 HOLMDEL NJ 07733-1086 ADVANCED TRADING SOLUTIONS, INC. (V14069) 761 PALMER AVENUE SUITE 214 HOLMDEL NJ 07733-1086 ADVENT SOFTWARE INC 600 TOWNSEND ST SAN FRANCISCO CA 94103 ADVENT SOFTWARE, INC PO BOX 823374 PHILADELPHIA PA 19182-3374 ATTN REMITTANCE PROCESSING AFLAC SER 1932 WYNNTON RD COLUMBUS GA 91999-2000 AGILE LOGIC, INC PAUL HODGKINS 1519 E. CHAPMAN AVE. #254 FULLERTON CA 92831 AGILITY COMMUNICATION GROUP 13760 NOEL RD. SUITE 327 DALLAS TX 75240 AGILITY COMMUNICATION GROUP 13760 NOEL SUITE 327 DALLAS TX 750240 AGNIESZKA KANSKA 1700 PACIFIC AVENUE STE 1400 DALLAS TX 75201 AICPA PO BOX 27731 NEWARK NJ 07101-7731 AIRCAR INC 2008 BEDFORD ROAD SUITE 200 BEDFORD TX 76021 AIT TECHNOLOGIES - V14224 PO BOX 150884 ARLINGTON TX 76015-6884 AIT TECHNOLOGIES, LLC PO BOX 150884 ARLINGTON TX 76015
AKIN GUMP STRAUSS HAUER & FELD LLP DAVID MITCHELL ZENSKY ONE BRYANT PARK NEW YORK NY 10036
AKIN GUMP STRAUSS HAUER & FELD LLP DEPT 2909 CAROL STREAM IL 60132-2909 AKINJA RICHARDS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 ALABAMA STATE TREASURER UNCLAIMED PROPERTY DIVISION 100 NORTH UNION STREET MONTGOMERY AL 36104 ALAN RAMSEY 44 MONTGOMERY STREET SUITE 810 SAN FRANCISCO CA 94104 ALCHEMY ALTERNATIVES INC 777 MARINERS ISLAND BLVD SUITE 750 SAN MATEO CA 94404 ALICE VOONG-LEANG 4520 CROWLEY DR. PLANO TX 75093 ALLIANCE ADVISORS LLC 200 BROADACRES DRIVE BLOOMFIELD NJ 07003 ALLIANCE TRUST COMPANY 405,407 - 2ND ST SW CALGARY AB T2P 2Y3 CANADA ALLIED WASTE SERVICES PO BOX 78829 PHOENIX AZ 85062-8829 ALONTI CAFE & CATERING 1210 W. CLAY SUITE 17 HOUSTON TX 77019 ALPHA MARKET SERVICES INC. 70 YORK STREET, SUITE 1501 TORONTO ON M5J 1S9 CANADA ALPHATRUST 8226 DOUGLAS AVE SUITE 625 DALLAS TX 75225-5968
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 1 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 16 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY ALPHATRUST (V12887) 8226 DOUGLAS AVE SUITE 625 DALLAS TX 75225-5968 AMANDA MCCUTCHEON 1700 PACIFIC 1400 DALLAS TX 75201 AMAZON, INC. PO BOX 530958 ATLANTA GA 30353-0958 AMBERLY RUBLE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201
AMERICAN AIRLINES INC AAIRPASS PROGRAM DEPT 4255 AMON CARTER BLVD, MD4106 FORT WORTH TX 76155 AMERICAN ASSOCIATION OF NOTARIES 8811 WESTHEIMER, SUITE 207 HOUSTON TX 77063 TRAVEL RELATED SERVICES CO AMERICAN EXPRESS CO INC PO BOX 360001 FORT LAUDERDALE FL 33336-0001 AMERICAN HERITAGE STOCK TRANSFER, INC Y005A-75 CENTENNIAL PKWY N HAMILTON ON L8E 0E5 CANADA AMERICAN REGISTRAR & TRNSFR 342 EAST 900 SOUTH PO BOX 1798 SALT LAKE CITY UT 84111 AMERICAN REGISTRY FOR INTERNET NUMBERS LTD 3635 CONCORDE PKWY STE 200 CHANTILLY VA 20151 AMERICAN SOLUTIONS FOR BUSINES LOCKBOX NUMBER 778479 350 EAST DEVON AVENUE ITASCA IL 60143 AMERICAN STOCK EXCHANGE LLC PAUL EXT#1151 PO BOX 757510 PHILADELPHIA PA 19175-7510 AMERICAN STOCK TRANSFER & TRUST 59 MAIDEN LN NEW YORK NY 10038 AMERICAN STOCK TRANSFER & TRUST COMPANY 6201 15TH AVENUE BROOKLYN NY 11219 AMERICAN TELESIS P.O. BOX 6659 HILTON HEAD ISLAND NC 29938-6659 AMIT GIRI 1700 PACIFIC AVENUE DALLAS TX 75201 AMY MCLEAN 1700 PACIFIC AVENUE SUITE 140 DALLAS TX 75201 ANDRE ALEXANDER 800 KLEIN ROAD, SUITE 200 PLANO TX 75074 ANDREW KOSLOW 2942 DIVISADERA ST SAN FRANSISCO CA 94123 ANDY BRENNER 65 BUCKFIELD LANE GREENWICH CT 06831 ANDY KONCHAN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 ANETICS LLC 140 POMEROY AVENUE PITTSFIELD MA 01201 ANETICS, LLC (V11098) 140 POMEROY AVENUE PITTSFIELD MA 01201 ANGIEL ELECTRICAL CONSTRUCTION CORP. 9030 DIRECTORS ROW DALLAS TX 75247 ANNE-SABINE NOOTEBOOM 4090 TALLMAN LN WINTERS CA 95694 ANONYMOUS CAPITAL, LLC C/O US CORP. AGENTS, INC. 1521 CONCORD PIKE, #201 WILMINGTON DE 19803 ANREDER & COMPANY 286 MADISON AVE. SUITE 907 NEW YORK NY 10017-6368 ANREDER & COMPANY 286 MADISON AVENUE SUITE 907 NEW YORK NY 10017 ANSWERCONNECT PO BOX 80040 PORTLAND OR 97280-1040 ANTHONY GREEN 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 ANTHONY NULLAN 1700 PACIFIC SUITE 1400 DALLAS TX 75201 ANTONIO GONZALEZ 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75241 APPLIED DISCOVERY, INC 13427 NE 16TH STREET BELLEVUE WA 98005 ARAMARK 2120 HUTTON SUITE 100 CARROLLTON TX 75006 ARAMARK REFRESHMENT SERVICES 2120 HUTTON DRIVE SUITE 100 CARROLLTON TX 11791 ARAMARK REFRESHMENT SERVICES 229 ROBBINS LANE SYOSSET NY 11791 ARAMARK REFRESHMENT SVCS 3777 SPINNAKER CT FREMONT CA 94538 ARCA TRADING (INACTIVE) 100 SOUTH WACKER DRIVE STE. 1800 CHICAGO IL 60606 ARCA TRADING SERVICES PO BOX 223564 PHILADELPHIA PA 15251-2564 ARIN PO BOX 79010 BALTIMORE MD 21279 ARIUS SOFTWARE CORPORATION 550 TRILLIUM DRIVE UNIT 15 KITCHENER ON N2R 1K3 CANADA ARIZONA DEPARTMENT OF REVENUE PO BOX 29009 PHOENIX AZ 85038-9009 1600 WEST MONROE SITE CODE ARIZONA DEPT OF REVENUE UNCLAIMED PROP UNIT 604 PHOENIX AZ 85007-2650
ARKANSAS AUDITOR OF STATE UNCLAIMED PROP DIV 1401 WEST CAPITOL AVE STE 325 LITTLE ROCK AR 72201 ARMA INTERNATIONAL DEPT 999239 PO BOX 219081 KANSAS CITY MO 64121-9081 ARMSTRONG FINGERPRINTING P O BOX 146 ARGYLE TX 76226 ARTIFEX PARTNERS, INC. 14110 DALLAS PKWY SUITE 295 DALLAS TX 75254 ASCENSUS PO BOX 36469 NEWARK NJ 07188-6469 ASSOC CERTFD. FRAUD EXAMINERS ATTN MEMBERSHIP ADMISSIONS 716 WEST AVE AUSTIN TX 78701-2727 AT & T LONG DISTANCE PO BOX 5017 CAROL STREAM IL 60197-5017
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 2 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 17 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY AT & T PO BOX 5019 PO BOX 5019 CAROL STREAM IL 60197 AT AND T MOBILITY WIRELESS 5601 LEGACY DR PLANO TX 75024-3504 AT&T PO BOX 105414 ATLANTA GA 30348-5414 AT&T - P.O. BOX 105414 GEORGE P.O. BOX 105414 ATLANTA GA 30348-5414 AT&T - PAYMENT CENTER PAYMENT CENTER SACREMENTO CA 95887--001 AT&T INTERNET SERVICES PO BOX 5016 CAROL STREAM IL 60197 AT&T MOBILITY TAMMY BLACK PO BOX 6463 CAROL STREAM IL 60197-6463 AT&T MOBILITY / WIRELESS 5601 LEGACY DRIVE PLANO TX 75024-3504 ATLASSIAN SOFTWARE SYSTEMS DEPT. CH 17585 PALATINE IL 60055-7585 ATMOS ENERGY PO BOX 790311 ST. LOUIS MO 63179-0311 ATTASK INC 1313 N RESEARCH WAY OREM UT 84097-6200 AUTUMN WIND ASSET MANAGEMENT 10134-G COLVIN RUN ROAD GREAT FALLS VA 22066
AVEPOINT INC HARBORSIDE FINANCIAL CTR.PLZ 1 3 SECOND ST. STE.202 JERSEY CITY NJ 07311
AVEPOINT INC V12447 HABORSIDE FINANCIAL CTR PLZ 10 3 SECOND ST 9TH FL JERSEY CITY NJ 07302-3099 AXWAY (V14011) 1600 SEAPORT BLVD SOUTH BLDG / SUITE 400 REDWOOD CITY CA 94063-5564 AXWAY INC. PO BOX 120469 DEPT 0469 DALLAS TX 75312-0469 B2B COMPUTER PRODUCTS LLC PO BOX 3296 GLEN ELLYN IL 60138 BACK-UP SYSTEMS MAINTENANCE LLC PO BOX 861707 PLANO TX 75086 80 E. RIO SALADO PARKWAY, SUITE BADE BASKIN RICHARDS PLC ALAN S. BASKIN 511 TEMPE AZ 85281 BAKER & MCKENZIE 2300 TRAMMEL CROW CENTER 2001 ROSS AVE DALLAS TX 75201 BAKERS RIBS 488 W I-30 GARLAND TX 75043 BALCONES SHRED 1101 EAST 11TH ST AUSTIN TX 78702 BANC OF AMERICA LEASING & CAP RI1-537-05-03 ONE FINANCIAL PLAZA PROVIDENCE RI 02903 540 W MADISON AVE IL4-540- BANK OF AMERICA MERRILL LYNCH DIANA KASZPERZAK ATTN CHRISTINA DALEY 2801 CHICAGO IL 60661 BANK OF NEW YORK TRANSFER DEPT/FIRST CAPITAL 1845 MAXWELL ST, STE# 101 TROY MI 48084 BANK OF NEW YORK BOND HOLDER 101 BARCLAY ST 11TH FL W NEW YORK NY 10007
BARCLAYS CAPITAL ATTN HOSSAM BANAJA 8TH FLOOR 1301 AVENUE OF THE AMERICANS NEW YORK NY 10019 BARKLEY COURT REPORTERS FILE NO 50217 LOS ANGELES CA 90074 BARRASSO USDIN KUPPERMAN FREEMAN & SARVER, LLC 909 POYDRAS ST, 24TH FLOOR NEW ORLEANS LA 70112 BART MCCAIN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 BATS EXCHANGE, INC ATTN ACCOUNTS RECEIVABLE 8050 MARSHALL STE.120 LENEXA KS 66214-1585 BATS Y EXCHANGE, INC 8050 MARSHALL DR SUITE, 120 LENEXA KS 66214-1585 BDO SEIDMAN LLP PO BOX 31001-0860 PASADENA CA 9110--0860 BEACH WEST PLUMBING INC PO BOX 5132 HUNTINGTON BEACH CA 92615 BEN LEE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 BENEFICIAL MAINTENANCE 26741 PORTOLA PARKWAY SUITE 1E PMB413 FOOTHILL RANCH CA 92610-1743
BENEFICIAL MAINTENANCE SERVICE 26741 PORTOLA PARKWAY, STE. 1E PMB413 FOOTHILL RANCH CA 92610-1743 BENJAMIN COOPER 800 KLEIN ROAD SUITE 200 PLANO TX 75074
BERKELEY FIRST CITY LP C O LINCOLN PROPERTY COMPANY 1700 PACIFIC AVE STE 2300 DALLAS TX 75201-4698 BERKELEY FIRST CITY LP C/O COMPASS BANK PO BOX 674288 DALLAS TX 75267-4288 BERNSTEIN CHERNEY, LLP HARTLEY T. BERNSTEIN, ESQ. 777 THIRD AVENUE, 24TH FL. NEW YORK NY 10017 BEST CROSSMARK (V13041) 5100 LEGACY DRIVE PLANO TX 75024 BEYOND THE BOX 325 N ST PAUL DALLAS TX 75201 BEYOND TRUST 125 BREWERY LANE BLDG 320 PORTSMOUTH NH 03801-4996 BGC FINANCIAL 199 WATER STREET 19TH FLOOR NEW YORK NY 10038 BILL YANCEY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 BLAKE CHAMBERLIN 2323 FIELD STREET APT 2312 DALLAS TX 75201 BLANCA CHAVARRIA 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 BLOOMBERG L.P. P.O. BOX 416604 BOSTON MA 02241-6604 BLUE CORONA INTERACTIVE 7595-G RICKENBACKER DRIVE GAITHERSBURG MD 20879
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY BLUE SKY DATA CORP 90 EAST HALSEY ROAD SUITE 100 PARSIPPANY NJ 07054 BLUEWOLF, LLC. 220 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10001 BMS TENANT SERVICES LLC PO BOX 27257 NEW YORK NY 10087-7257 BNA - BUREAU OF NATIONAL AFFAIRS, INC. (V13573) 1801 S. BELL STREET ARLINGTON VA 22202
BNY CONVERGEX EXECUTION SOL LL TONI SALEMO ATTN ACCTG DEPT 1633 BROADWAY, 30TH FLOOR NEW YORK NY 10019 BNY CONVERGEX EXECUTION SOLUTI SANDRA DELMORE PO BOX 13239 NEWARK NJ 07101-3239 BNY MELLON C/O CUSTOMER CHARGING PO BOX 19015 NEWARK NJ 71950015 BNY MELLON 500 ROSS ST RM 154-0675 PITTSBURGH PA 15262
BNY MELLON SHAREOWNER SERVICES 480 WASHINGTON AVE 27TH FLOOR JERSEY CITY NJ 07310 BOOMI PO BOX 842848 BOSTON MA 02284-2848 BOOMI INC. PO BOX 842848 BOSTON MA 02284-2848 BORIS KUZMANOVIC 43 RAINEY ST #1010 AUSTIN TX 78701
BOSTON OPTIONS EXCHANGE GRP 190 SOUTH LASALLE ST. STE 2110 CHICAGO IL 60603 BOTTOMLINE TECHNOLOGIES 325 CORPORATE DRIVE PORTSMOUTH NH 03801 BOTTOMLINE TECHNOLOGIES 325 CORPORATE DR PORTSMOUTH NH 03801-0000 BOTTOMLINE TECHNOLOGIES PO BOX 83050 WOBURN MA 01813-3050 SERVICE DES FINANCES/FINANCE BOURSE DE MONTREAL INC D TOUR DEL LA BOURSE, CP 61, 800 SQUARE VICTORIA MONTREAL QC H4Z 1A9 CANADA BRACEWELL & GIULIANI LLP PO BOX 848566 DALLAS TX 75284-8566 BRANDON TROSTER 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 BREADWINNERS 3301 MCKINNEY AVE DALLAS TX 75201 BRET FAUSETT COURT APPOINTED RECEIVER 312 N SPRINGS ST. #G8 LOS ANGELES CA 90012-2095 BRIAN CLEARY 136 PIN OAK ROAD FREEHOLD NY 07728 BRIAN DARBY 1700 PACIFIC AVE DALLAS TX 75202 BRIAN FORBERG 1 PENN PLAZA SUITE 512 NEW YORK NY 10119 BRIAN GOVER 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 BRIAN HALL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 BRIAN KING 128 S. STONE AVE LA GRANGE IL 60525 BROADRIDGE 1981 MARCUS AVE. LAKE SUCCESS NY 11042 BROADRIDGE CORP ISSUER SOLUTIONS INC 44 W. LANCASTER AVE ARDMORE PA 19003 BROADRIDGE CORPORATE ISSUER SOLUTIONS 1717 ARCH ST #1300 PHILADELPHIA PA 19103 BROADRIDGE ICS LAURENCE PO BOX 416423 BOSTON MA 02241-6423 BROCADE COMMUNICATIONS SYS INC KRISTA SAMATUA COMERICA BANK PO BOX 49026 SAN JOSE CA 95161-9026 BROKER/DEALER CONCEPTS INC 4501 LEMMON AVE DALLAS TX 75219 BRUCE FERGUSON II SCOTT BOYD 6805 CAPITAL OF TEXAS HWY STE# 320 AUSTIN TX 78731 BRYAN CAVE HRO 1700 LINCOLN STREET SUITE 4100 DENVER CO 80203 BRYAN D JOHNSON 1700 PACIFIC STE# 1400 DALLAST TX 75201 BRYAN LIBARDI 21 ANDOVER LANE HICKSVILLE NY 11801 BRYAN PICARD 1700 PACIFIC AVE STE#1400 DALLAS TX 75201 BRYCE ENGEL 6705 ALPINE LN COLLEYVILLE TX 76034 BUSINESS FLOORING SPECIALISTS 7341 DOGWOOD PARK FT. WORTH TX 76118
BUTLER RUBIN SALTARELLI & BOYD LLP 70 WEST MADISON ST. STE.1800 CHICAGO IL 60602-4257 CABLEVISION LIGHTPATH, INC P.O.BOX 360111 PITTSBURGH PA 15251-6111 CABOT INDUSTRIAL VALUE FND III OPERATING PARTNERSHIP, L.P. PO BOX 677388 DALLAS TX 75267-7388 UNCLAIMED PROPERTY CALIFORNIA STATE CONTROLLER PO BOX 942850 DIVISION SACRAMENTO CA 94250 CAMERON BYERS 8 PASTEUR STE# 100 IRVINE CA 92618 CAMPBELL TRAVEL AGENCY 14800 LANDMARK BLVD. STE. 155 DALLAS TX 75254 CAMPISIS 1520 ELM ST SUITE 111 DALLAS TX 75201 CANADIAN STOCK TRANSFER CO INC 333 7TH AVENUE SW 6TH FLOOR CALGARY AB T2P 2Z1 CANADA CANON FINANCIAL SERVICES INC 14904 COLLECTIONS CTR DR CHICAGO IL 60693-0149
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY CANVAS SYSTEMS, LLC P.O. BOX 116922 ATLANTA GA 30368 CAPITAL BANK AND TRUST FBO DAVID C CAMPBELL 201 ST CHARLES AVE 46TH FL NEW ORLEANS LA 70170 CAPITOL SERVICES, INC PO BOX 1831 AUSTIN TX 78767 CARDWELL HART & BENNETT, LLP 807 BRAZOS, SUITE 1001 AUSTIN TX 78701 CARL GILMORE 600 W CHICAGO AVE SUITE 775 CHICAGO IL 60654 CAROL POHLMAN 800 KLEIN RD SUITE 200 PLANO TX 75074 CAROLINE F. LANGNER 1004 GOLD COAST ROAD PAPILLION NE 68046 CARRINGTON COLEMAN 901 MAIN STREET SUITE 5500 DALLAS TX 75202 CASTIRON SYSTEMS (V12111) 375 RAVENDALE DR. MOUNTAIN VIEW CA 94043-5217 CASTLE ROCK INNOVATIONS 225 NORTH MICHIGAN AVENUE STE 1870 CHICAGO IL 60601 CASTLEROCK 225 N MICHIGAN AVE STE 1870 CHICAGO IL 60601-7665 CBC RESTAURANT CORP PO BOX 203881 DALLAS TX 75320-3881 CBOE 400 S LASALLE ST CHICAGO IL 60605-1023 CBT NUGGETS 44 CLUB ROAD SUITE 150 EUGENE OR 97401 CBT NUGGETS (V12711) 44 CLUB RD. SUITE 150 EUGENE OR 97401 CCH INCORPORATED P O BOX 4307 CAROL STREAM IL 60197 CCTV SECURITY LTD. 41-23 39TH STREET LONG ISLAND CITY NY 11104 CDW DIRECT, LLC P O BOX 75723 CHICAGO IL 60675-5723 BUTTONWOOD BUSINESS CENTRADE SECURITIES CORP SOLUTIONS 61 BROADWAY STE 1915 NEW YORK NY 10006 CENTRAL DIRECT USA 2851 W AVE L STE 205 LANCASTER CA 93536 CENTRAL PARKING SYSTEM PO BOX 790402 ST LOUIS MO 63179-0402 CENTURYLINK CASSANDRA PEACOCK BUSINESS SERVICES PO BOX 52187 PHOENIX AZ 85072-2187 CENZIC INC 455 EL CAMINO REAL STE 100 SANTA CLARA CA 95050-4394 CENZIC, INC 455 EL CAMINO REAL, SUITE 100 SANTA CLARA CA 95050 CERTIFIED EMPLOYMENT GROUP 2000 POWELL STREET, STE 1025 EMERYVILLE CA 94608 CHAD HICKS 1700 PACIFIC AVENUE DALLAS TX 75201 CHAD MILLER 287 N. HOMESTEAD LANE FRUIT HEIGHTS UT 84037
CHALLENGER, GRAY & CHRISTMAS, INC PO BOX 324 WINNETKA IL 60093 CHARAD SHEERAJIN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 CHARLES DICKS 13124 ROSSER RD FARMERS BRANCH TX 75244 CHARLES P. ENGEL 3117 LAKE CREEK DRIVE HIGHLAND VILLAGE TX 75077 CHARLES PANG 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 CHICAGO BOARD OPTIONS EXCHANGE 400 S LASALLE CHICAGO IL 60605-1023 CHICAGO MERCANTILE-PO BX 73672 ESTHER BROOKFIELD ATTN ACCTS RECVBLE PO BOX 73672 CHICAGO IL 60673-7672 CHICAGO STOCK EXCHANGE 36295 EAGLE WAY CHICAGO IL 60678-1362 NEVILLE GOLVALA & RONALD CHOICETRADE BUCKNER 197 STATE ROUTE 18, SUITE 3000 EAST BRUNSWICK NY 08816 CHRIS BAIRD 2005 COLBY LANE WYLIE TX 75098 CHRIS WELSH 209 SACKVILLE RD GARDEN CITY NY 11530 CHRISTIE PITTMAN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 CHRISTINA LINDSTROM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 CHUBB GROUP OF INSURANCE COMPANIES PO BOX 7777-1630 PHILADELPHIA PA 19175-1630 CINDY HOLLON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 CINTAS CORPORATION #163 505 CENTURY PARKWAY SUITE 200 ALLEN TX 75013 CINTAS DOCUMENT MANAGEMENT PO BOX 636525 CINCINNATI OH 45263-6525 CINTAS FIRST AID & SAFETY PO BOX 636525 CINCINNATI OH 45263-6525 CISCO IRONPORT SYSTEMS, LLC 950 ELM AVENUE SAN BRUNO CA 94066 CISCO SYSTEMS CAPITAL CRP. REF# 586556 PO BOX 41602 PHILADELPHIA PA 19101-1602 CIT TECHNOLOGY FIN SEV, INC 21146 NETWORK PLACE CHICAGO IL 60673-1211 CITADEL LLC REF SEC 31 FEES 131 SOUTH DEARBORN CHICAGO IL 60603 CITIGROUP GLOBAL MARKETS INC ATTN ACCOUNTS RECEIVABLE 130 CHESHIRE LN, STE 202 MINNETONKA MN 55305 CITRIX SYSTEMS INC C/O SUBSCRIPTION ADVANTAGE PO BOX 932841 ATLANTA GA 31193-2841
CITRIX SYSTEMS,INC. (V11036) 851 WEST CYPRESS CREEK ROAD FORT LAUDERDALE FL 31193-2841 CITY OF GARLAND CAROL CLARK, RTA PO BOX 462010 GARLAND TX 75046-2010
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY CITY OF PLANO CHRYSTAL SWIERE ACCT DEPT FIRE DEPT PO BOX 860358 PLANO TX 75086-0358 CJ BALLSCHMIEDER 25 FOXWOOD CT CHESIRE CT 06410 CLAY FREDERICK ADAMS, PLLC LAURA E. LANDENWICH 101 MEIDINGER TOWER 462 SOUTH FOURTH STREET LOUISVILLE KY 40202 CLAY MULLIN 1700 PACIFIC #1400 DALLAS TX 75201 CLEAR TRUST 16540 POINTE VILLAGE DR SUITE 201 LUTZ FL 33558 CLEARWELL SYSTEMS, INC. 350 ELLIS STREET MOUNTAIN VIEW CA 94043 CLOUDBLUE 1887 MCFARLAND ROAD ALPHARETTA GA 30005 CLOUDBLUE 3140 NORTHWOODS PARKWAY SUITE 100 NORCROSS GA 30071-4793 CLYDE ADLEY 6805 CAPITAL OF TEXAS HWY STE#320 AUSTIN TX 78731 CME GROUP -ACCTS RECEIVABLE ESTHER BROOKFIELD PO BOX 73672 CHICAGO IL 60673-7672 CME GROUP INDEX SERVICES, LLC 25245 NETWORK PLACE CHICAGO IL 60673-1252 COCA-COLA ENTERPRISES INC NORTH TX DIVISION PO BOX 840232 DALLAS TX 75284-0232 COGNITIVE CAPITAL, LLC ERIN SNOW 141 W JACKSON SUITE 1620 CHICAGO IL 60604 1991 VILLAGE PARK WAY, SUITE COHEN & BUCKLEY, LLP THOMAS BUCKLEY, ESQ. 202 ENCINITAS CA 92024 COLE SCHOTZ COURT PLAZA NORTH 25 MAIN STREET PO BOX 800 HACKENSHACK NJ 07602-0800 COLONIAL STOCK TRANSFER 66 EXCHANGE PLACE SALT LAKE CITY UT 84111 COLORADO DEPARTMENT REVENUE 1375 SHERMAN STREET DENVER CO 80261-0004 COLORADO DEPT. OF TREASURY UNCLAIMED PROPERTY DIVISION 1580 LOGAN STREET, STE 500 DENVER CO 80203 COLSON SERVICES 2 HANSON PLACE 7TH FLOOR BROOKLYN NY 11217 Comgraphics Inc 329 W 18th St, Ste 1000 Chicago IL 60616 COMGRAPHICS INC 329 WEST 18TH STREET 10TH FLOOR CHICAGO IL 60616 COMMISSIONER OF TAXATION WESTCHESTER DISTRICT OFFICE 90 SOUTH RIDGE STREET RYE BROOK NY 10573-2800 COMMISSIONER OF TAXATION AND FINANCE NYS ASSESS RECEIVABLES PO BOX 4127 BINGHAMTON NY 13902-4127
COMMONWEALTH WORLDWIDE CHAUFFEURED TRANSPORTATION 250 EVERETT ST BOSTON MA 02134 COMMVAULT SYSTEMS NICHOLE ATTN FINANCE DEPT 2 CRESENT PLACE, BLD B OCEANPORT NJ 07757-0900 COMPASS PROFESSIONAL SERVICES EAST LLC 111 W JACKSON BLVD, 20TH FL CHICAGO IL 60604
COMPASS TECHNOLOGY GROUP TWO GALLERIA TOWER 13455 NOEL ROAD, SUITE 1000 DALLAS TX 75240 COMPLETE DISCOVERY SOURCE 345 PARK AVENUE NEW YORK NY 10154 COMPLIANCE11 (V14004) 150 S. WACKER DRIVE SUITE 200 CHICAGO IL 60606 COMPLIANCE11, INC 150 S. WACKER SUITE 200 CHICAGO IL 60606 COMPORT NETWORK SERVICES AND SOLUTIONS LLC 6301 SOUTHWEST BLVD, STE 102 FORT WORTH TX 76132 COMPUTERSHARE 350 INDIANA SUITE 800 GOLDEN CO 80401
COMPUTERSHARE 4236 COLLECTION CENTER DRIVE CHICAGO IL 60693 COMPUTERSHARE DEPT CH 19228 PALATINE IL 60055-9228 COMPUTERSHARE INVESTOR SERVICES LLC TRANSFER DEPT 2 N LASALLE ST 2ND FL CHICAGO IL 60602 COMPUTERSHARE SHAREOWNER SVC, LLC ACCT DEPT PO BOX 360857 PITTSBURGH PA 15251-6857 COMPUTERSHARE TRUST CO CANADA 100 UNIVERSITY AVE,9TH FLOOR TORONTO ON M5J 2Y1 CANADA COMPUTERSHARE TRUST CO CANADA 510 BURRARD STREET VANCOUVER BC V6C 3B9 CANADA COMTEX NEWS NETWORK LOCKBOX 510259 PO BOX 7777 PHILADELPHIA PA 19175 CONCUR 1840 N.E. UNION HILL ROAD REDMOND WA 98053 62157 COLLECTIONS CENTER CONCUR TECHNOLOGIES DRIVE CHICAGO IL 60693 CONNIE SUN 800 KLEIN RD, SUITE 200 PLANO TX 75074 CONTINENTAL STOCK TRANSFER 17 BATTERY PLACE 8TH FL NEW YORK NY 10004 CONTROL AIR CONDITIONING SERVICE CORP 5200 E. LA PALMA AVENUE ANAHEIM CA 92807
CONVENTUS ACCOUNTS RECEIVABLE 809 NORTH RACINE AVE, STE 300 CHICAGO IL 60642 CONVERGEX GROUP, LLC. 225 ABERDEEN DRIVE SUITE C VALPARAISO IN 46385
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY CONVERGEX RESEARCH SOLUTIONS ATTN CHRISTINE CLARK 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019
COOK CHILDRENS HEALTH FOUNDATION DEVELOPMENT OFFICE 801 7TH AVE FT WORTH TX 76104 COPIER SPECIALISTS, INC 9321 IRVINE BLVD IRVINE CA 92618 COPP CLARK PROFESSIONAL 1-1675 SISMET ROAD MISSISSAUGA ON L4W 4K8 CANADA COREXCHANGE (V13704) 1950 N. STEMMONS FREEWAY SUITE 4006 DALLAS TX 75207 COREXCHANGE, INC. DEPT 2331 PO BOX 122331 DALLAS TX 75312-2331 CORPORATE STOCK TRANSFER 3200 CHERRY CREEK DR SUITE 430 DENVER CO 80209 CORT BUSINESS SERVICES CORP PO BOX 17401 BALTIMORE MD 21297-1401 COUNSEL TO 2ND MILE WEALTH MANAGEMENT, INC. SPENCER BARASCH ANDREWS KURTH LLP 1717 MAIN ST., STE. 3700 DALLAS TX 75201 BURKHART, WEXLER, & 585 STEWART AVENUE, STE COUNSEL TO ANTHONY TORAN DAVID HIRSCHBERG, ESQ. HIRSCHBERG, LLP 750 GARDEN CITY NJ 11530 COUNSEL TO APEX CLEARING CORP. MARK HANCHET, ESQ. MAYER BROWN LLP 1675 BROADWAY NEW YORK NY 10019
COUNSEL TO B2B TRUST JULIE-MARTINE LORANGER, ESQ. GOWLING LAFLEUR HENDERSON 3700-1 PLACE VILLE MARIE MONTREAL QC H3B 3P4 CANADA
1250 RENE-LEVESQUE COUNSEL TO BDO DUNWOODY AVRAM FISHMAN FISHMAN FLANZ MELAND PAQUIN BOULEVARD WEST, SUITE 4100 MONTREAL QC H3B-4W8 CANADA
COUNSEL TO BDO SEIDMAN ROBB L. VOYLES, ESQ. BAKER BOTTS L.L.P. 2001 ROSS AVENUE, SUITE 600 DALLAS TX 75201 25 SOUTH CHARLES STREET SUITE COUNSEL TO BELLEVUE CHICAGO, LLC DANA GLOOR, ESQ. 2130 BALTIMORE MD 21201
COUNSEL TO BRENDAN BYRNE, AMY BETH BYRNE, EPIPHANY CAPITAL MANAGEMENT, LLC, EPIPHANY 1325 FRANKLIN AVENUE, STE SOLUTIONS, INC., AND FRANK MCDONALD SCOTT DRUCKER, ESQ. KASE & DRUCKER 225 GARDEN CITY NY 11530 COUNSEL TO BRENT BERGH ROBERT RABINOWITZ BECKER & POLIAKOFF 11 WHARF AVENUE, STE 4 RED BANK NJ 07701 COUNSEL TO BURNAC CORPORATION & LORNE BURNETT P E DU VERNET GLAHOLT LLP 800-141 ADELAIDE ST W TORONTO ON M5H 3L5 CANADA COUNSEL TO CHARLES SCHWAB 865 S. FIGUEROA ST., 10TH CYBERTRADER JOHANNA ONG, ESQ. QUINN EMMANUEL FLOOR LOS ANGELES CA 90017 COUNSEL TO CHRIS ATTEN, CARL BABLER STEVE PHERSON & BRIAN S. SCHUYLER, ROCHE & CRISHAM, ONE PRUDENTIAL PLAZA, 130 RANDOLPH AND WILL BABLER HORMOZI P.C. SUITE 3800 STREET CHICAGO IL 60601 COUNSEL TO CHRIS ATTEN, CARL BABLER FIRST FLOOR, AND WILL BABLER STEVEN A. COX SHOCKEY & COX, LLC 208 WEST STEPHENSON ST., SUITE 101 FREEPORT IL 61032 COUNSEL TO DAVENPORT CAPITAL PARTNERS, LTD., JET HEDGE FUND LP, 79 WELLINGTON STREET BOX 270, TD AND MICHAEL BRENDAN KYNE ANDREW GREY TORYS LLP WEST, SUITE 3000 CENTRE TORONTO ON M5K 1N2 CANADA SUITE 2500, 1 PLACE VILLE COUNSEL TO DELOITTE & TOUCHE MARIANNE INGACZ, ESQ. NORTON ROSE CANADA LLP MARIE MONTREAL QC H3B 1R1 CANADA COUNSEL TO DEPOSITORY TRUST & CLEARING CORPORATION GREGG M. MASHBERG PROSKAUER ROSE LLP 11 TIMES SQUARE NEW YORK NY 10036 COUNSEL TO ELLIS ECKLAND JOHN J. MULDOON, III MULDOON & MULDOON, LLC 10 S. LASALLE ST., STE. 2900 CHICAGO IL 60603 1200 MAIN COUNSEL TO EVERTRADE DIRECT STREET, STE BROKERAGE, INC. JEFFREY A. ZIESMAN BRYAN CAVE ONE KANSAS CITY PLACE 3500 KANSAS CITY MO 64105 COUNSEL TO EVERTRADE DIRECT BROKERAGE, INC. JOHN COURTADE 4408 SPICEWOOD SPRINGS ROAD AUSTIN TX 78759
COUNSEL TO LEGEND SECURITIES, INC. LAWRENCE R. GELBER, ESQ. 34 PLAZA ST., STE. 1107 BROOKLYN NY 11238 COUNSEL TO MARIO J. GABELLI VINCENT ROGER CAPPUCCI ENTWISTLE & CAPPUCCI LLP 280 PARK AVE., 26TH FL. W. NEW YORK NY 10017 COUNSEL TO MASSETO LLC ALFRED L. FREVOLA, JR. CONRAD & SCHERER LLP 633 S. FEDERAL HIGHWAY FT. LAUDERDALE FL 33301 COUNSEL TO MERRILL LYNCH JANE PARVER KAYE SCHOLER, LLP 425 PARK AVENUE NEW YORK NY 10022 COUNSEL TO MISR SECURITIES T. MICHAEL KENNEDY 210 WEST WALL ST. GRAPEVINE TX 76051 1550 METCALFE COUNSEL TO PAUL DANDREA DOMINIC DESJARLAIS, ESQ. LAMARRE LINTEAU & MONTCALM LES COURS MONT-ROYAL SUITE 900 MONTREAL QC H3A 1X6 CANADA
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY
COUNSEL TO RAYMOND DESORMEAUX, BERSENAS, JACOBSEN, CHOUEST, JOHN SKAIN, AND FRANCOIS GERVAIS PETER JACOBSEN, ESQ. THOMSON, BLACKBURN LL 33 YONGE ST., STE. 201 TORONTO ON M5E 1G4 CANADA COUNSEL TO ROGER ENGEMOEN, DAN SON, PHIL PENDERGRAFT, AND KEVIN 1700 PACIFIC AVENUE SUITE MCALEER SCOTT BARNARD, ESQ. AKIN GUMP 4100 DALLAS TX 75201-4675
COUNSEL TO ROGER ENGEMOEN, DAVID KELLY, JAMES DYER, DAVID JOHNSON, PHIL PENDERGRAFT, DAVID REED, 1700 PACIFIC AVENUE SUITE THOMAS JOHNSON, & DANIEL SON SCOTT BARNARD, ESQ. AKIN GUMP 4100 DALLAS TX 75201-4675 COUNSEL TO SCHWARTZ LEVITSKY FELDMAN LAURENT NAHMIASH, ESQ. FRASER MILNER CASGRAIN 1 PLACE VILLE-MARIE 39TH FLOOR MONTREAL QC H3B 4M7 CANADA COUNSEL TO TD AMERITRADE AND THINKORSWIM DANA GLOOR, ESQ. 25 SOUTH CHARLES STREET SUITE 2130 BALTIMORE MD 21201 COUNSEL TO THINKORSWIM DANA GLOOR, ESQ. 25 SOUTH CHARLES STREET SUITE 2130 BALTIMORE MD 21201 COUNSEL TO TRANSCEND CAPITAL CHARLES M. OROURKE, ESQ. 2 SWENSON DR. WOODBURY NY 11797 COUNTRY FLORIST JEAN 1302 W ARKANSAS LANE ARLINGTON TX 76013
COWEN & COMPANY, LLC DAN HUFNAGEL (EMM SEC FEES) 599 LEXINGTON AVE NEW YORK NY 10022 CREATIVE SWITCHING DESIGN (V13816) 1304 LANGHAM CREEK # 454 HOUSTON TX 77084 CREDIT SUISSE SECURITIES (USA) LLC PO BOX 7247-6798 PHILADELPHIA PA 19170-6798 CRISTINA DUARTE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 CSC CREDIT SERVICES PO BOX 672050 DALLAS TX 75267-2050 CSC CREDIT SERVICES, INC. PO BOX 672050 SUITE 330 DALLAS TX 75267-2050 CSG INTERNATIONAL 9555 MAROON CIR 2MC3 ENGLEWOOD CO 80112-5944 CSG SYSTEMS INC PO BOX 3366 OMAHA NE 68176-0720 CT CORPORATION P O BOX 4349 CAROL STREAM IL 60197 CULLIGAN NW 5120, PO BOX 1450 MINNEAPOLIS MN 55485-5120 CULLIGAN OF SANTA ANA LOCKBOX PROCESSING PO BOX 2903 WICHITA KS 67201-2903 CUONG Q. NGUYEN 8 PASTEUR, SUITE 100 IRVINE CA 92618 CURRENEX, INC. STATE STREET BOX 5123 BOSTON MA 02206 CW SERVICES INC 9860 MONROE DR DALLAS TX 75220 CYBERBRIDGE INTL INC DBA CREOSPAN INC 1515 E WOODFIELD RD STE 860 SCHAUMBURG IL 60173 D J PALLERIA 800 KLEIN RD, STE 200 PLANO TX 75074 Linebarger Goggan Blair & Sampson, Dallas County Elizabeth Weller LLP 2323 Bryan Street, Ste 1600 Dallas TX 75201 DALLAS COUNTY TAX OFFICE JOHN R. AMES, CTA PO BOX 139066 DALLAS TX 75313-9066 DALLAS REGIONAL CHAMBER 700 NORTH PEARL STREET SUITE 1200 DALLAS TX 75201 DALLAS SECURITY SYSTEMS, INC PO BOX 550939 DALLAS TX 75355-0939 DAMON CROW DBA DCS CAFE & CATERING 1609 DURANT DALLAS TX 75215 DAN HANGEN 800 KLEIN ROAD, SUITE 200 PLANO TX 75074 DANA SHIPLEY 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 DANIEL GEHRIG 8 PASTEUR SUITE 100 IRVINE CA 92618 DANIEL PRIMAVERA 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 DANIEL SON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 DANNA TAYLOR 1700 PACIFIC AVE DALLAS TX 75201 DARLENE YOSHIKAWA 8 PASTEUR SUITE 100 IRVINE CA 92618 DASH FINANCIAL 666 FIFTH AVE 9TH FLOOR NEW YORK NY 10103 DATA ARCHIVE 4940 MERRICK RD MASSAPEQUE PARK NY 11762-3803 DATA FACTS, INC 8520 MACON RD, SUITE 2 CORDOVA TN 38018 DATAWATCH 271 MILL RD QUORUM OFFICE PARK CHELMSFORD MA 01824-4105 DAVE WHITTINGTON 11325 PEBBLE GARDEN LANE AUSTIN TX 78739 DAVID A REED 4320 BEVERLY DRIVE DALLAS TX 75205 DAVID CLARK 8 PASTEUR, SUITE 100 IRVINE CA 92618 DAVID E. FERGUSON 800 KLEIN ROAD, STE. 200 PLANO TX 75074 DAVID FELDMAN, INC 450 SEVENTH AVENUE, STE 2803 NEW YORK NY 10123 DAVID JOHNSON 405 E WINCHESTER RD LIBERTYVILLE IL 60048-1389
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 8 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 23 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY DAVID KIRKPATRICK 8455 HUNNICUT ROAD DALLAS TX 75228 DAVID M KELLY 420 SABAL PALM LANE VERO BEACH FL 32963 DAVID MCDOWELL 800 KLEIN ROAD, STE 200 PLANO TX 75074 DAVID NIEDERKROME 7416 PINNACLE PL. SE SNOQUALMIE WA 98065 DAVID RICE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 DAVID TAGGART 1523 S. 430W. OREM UT 84097 DAVID VAN HOUTEN ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 DAVIS POLK & WARDWELL 450 LEXINGTON AVENUE NEW YORK NY 10017 DAWN DE LEO ONE PENN PLAZA 51ST FLR NEW YORK NY 10119 DAWN GARDNER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 DC OFFICE OF FIN & TREASURY 1101 4TH ST NW, SUITE W800B WASHINGTON DC 20024 DEACONS 5TH FL, ALEXANDRA HOUSE 18 CHATER ROAD CENTRAL DX-00-9010 HONG KONG DEER PARK - A DIVSION OF NESTLE WATERS NORTH AMERICA P.O. BOX 856192 LOUISVISLLE KY 40285-6192
DELAWARE BUREAU OF UNCLAIMED PROP C/O DIV OF REVENUE 820 N FRENCH ST, 8TH FLR WILMINGTON DE 19801-3509 DELL MARKETING LP C/O DELL USA LP PO BOX 676021 C# 5306231 DALLAS TX 75267-6021 DELL MARKETING LP C/O DELL USA LP PO BOX 676021 DALLAS TX 75267-6021 DELL MARKETING LP (V10170) ONE DELL WAY ROUND ROCK TX 78682 811 Barton Springs Road, Suite Dell Marketing, L.P. Streusand Landon Ozburn LLP 811 Austin TX 78704 Dell Marketing, L.P. One Dell Way, RR1, MS 52 Round Rock TX 78682 DELL SECUREWORKS ONE CONCURSE PARKWAY ATLANTA GA 30328 DELOITTE & TOUCHE LLP PO BOX 7247-6446 PHILADELPHIA PA 19170-6446 DELUXE CORP 3660 VICTORIA ST. NORTH SHOREVIEW MN 55126 DELUXE FINANCIAL SERVICES PO BOX 641445 CINCINNATI OH 45264 DENISE DAUGE-CEDENO 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119 DENISE STEFFEL 1700 PACIFIC AVE STE. 1400 DALLAS TX 75201 DENITECH 820 W SANDY LAKE RD STE 100 COPPELL TX 75019-4108 Department of the Treasury - Internal Revenue Service Internal Revenue Service 31 Hopkins Plaza, Rm 1150 Baltimore MD 21201 Department of the Treasury - Internal Revenue Service Internal Revenue Service PO Box 7346 Philadelphia PA 19101-7346 DEPOSITORY TRUST & CLEARING CORPORATION 55 WATER ST FLOOR SL1 NY NY 10041 DEPT OF REVENUE-MT PO BOX 6309 HELENA MT 59604-6309 ATT. DISNAT (CHANTAL BACON) - DESJARDIN SECURITIES, INC. DC DESJARDIN SECURITIES 1170 PEEL STREET, SUITE 300 MONTREAL QC H3B 0A9 CANADA ATT. MICHEL ROBIDOUX - FULL DESJARDIN SECURITIES, INC. SERVICE DESJARDIN SECURITIES 1170 PEEL STREET, SUITE 300 MONTREAL QC H3B 0A9 CANADA 1170 PEEL STREET, SUITE DESJARDIN SECURITIES, INC. YVES NERON DESJARDINS SECURITIES C/O MARC-ANDRE HETU - DD 300 MONTREAL QC H3B 0A9 CANADA DIANA KRELL 800 KLEIN ROAD, SUITE 200 PLANO TX 75074 DIANE L SCHUENEMAN 4801 BONITA BAY BLVD UNIT 1501 BONITA SPRINGS FL 34134 DIANNE THOMASON 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 DICKER STAFFING SERVICES PO BOX 700217 DALLAS TX 75370-0217 DIEM TECHNOLOGIES (V10434) 1227 W. CAMPBELL SUITE 301 RICHARDSON TX 75080 DIEM TECHNOLOGIES INC 1227 WEST CAMPBELL ROAD SUITE 301 RICHARDSON TX 75080 DIMOND KAPLAN & ROTHSTEIN, P.A. JEFFREY KAPLAN 2665 S. BAYSHORE DR., PH-2B MIAMI FL 33133
DIR OF FINANCE, ST OF HAWAII UNCLAIMED PROP SECTION 250 SOUTH HOTEL STREET RM 304 HONOLULU HI 96813
DIRECT EDGE 545 WASHINGTON BLVD., STE 601 JERSEY CITY NJ 07310
DIRECT EDGE EDGX EXCHANGE INC ATTN LAURA KERN, FINANCE DEPT 545 WASHINGTON BLVD JERSEY CITY NY 07310 DIRECT EDGE, INC. 545 WASHINGTON BLVD JERSEY CITY NJ 07310 DIRECT TRANSFER LLC 201 SHANNON OAKS CIRCLE SUITE 105 CARY NC 27511
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 9 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 24 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY DIRECTV PO BOX 60036 LOS ANGELES CA 90060-0036 DOMINION VIRGINA POWER PO BOX 26543 RICHMOND VA 23290-0001 141 WEST JACKSON BLVD, SUITE DONNA MACDONALD APEX CLEARING CORP. 500 CHICAGO IL 60604 DOROTHY YOUNG 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 DOUG THROCKMORTON 1700 PACIFIC AVE SUITE DALLAS TX 75201 DOXIM INC. (FKA ARIUS SOFTWARE CORPORATION) 550 TRILLIUM DRIVE UNIT 15 KITCHENER ON N2R 1K3 CANADA DRINKER BIDDLE & REATH LLP ONE LOGAN SQUARE SUITE 2000 PHILADELPHIA PA 19103-6996 DUKE SERVICE COMPANY DIVISION OF BONLAJOR INC 157 E FREEDOM AVENUE ANAHEIM CA 90074 DUNDEE REALTY MANAGEMENT CORP 30 ADELAIDE ST E STE 1600 TORONTO ON M5C 3H1 CANADA DUSTIN WILHELM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 EASTMAN KODAK COMPANY 1778 SOLUTIONS CENTER CHICAGO IL 60677-1007 EASYLINK SERVICES 275 FRANK TOMPA DR WATERLOO ON N2L 0A1 CANADA EBX LLC LEVEL ALTERNATIVE TRADING 65 FRANKLIN STREET STE 201 BOSTON MA 02110 ECS 9959 ROYAL LANE #4 DALLAS TX 75231 ED GARZA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 EDGAR ONLINE 11200 ROCKVILLE PIKE SUITE 310 ROCKVILLE MD 20852 ELECTRONIC TRANSACTION CLEARING, INC. 660 S. FIGUEROA ST., STE 1450 LOS ANGELES CA 90017 ELIZABETH GORDON-HUBBELL 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 ELLA CANGIARELLA ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 ELLEN WILE 106 GREENWICH STREET #2 NEW YORK NY 10006 EMC 14785 PRESTON RD STE 200 DALLAS TX 75254-7886 EMC CONSULTING 14755 PRESTON RD STE 200 DALLAS TX 75254-6815 EMC CORPORATION 4246 COLLECTIONS CENTER DR. CHICAGO IL 60693 EMITE 701 PALOMAR AIRPORT RD STE 300 CARLSBAD CA 92011-1028 EMPIRE EXECUTIONS, LLC C/O GETTENBERG CONSULTING 2 WALL ST., STE. 1904 NEW YORK NY 10005 EMPIRE STOCK TRANSFER 1859 WHITNE MESA DR. HENDERSON NV 89014 EMPIRE STOCK TRANSFER 1859 WHITNEY MESA DR HENDERSON NV 89014 EMPIRE TRADING SERVICES, LLC 21 ANDOVER LANE HICKSVILLE NY 11801 ENABLING TECHNOLOGIES ATTN PAMELA NOVAK-PATRICK 12226 LONG GREEN PIKE GLEN ARM MD 21057 ENABLING TECHNOLOGIES 6207 W HOWARD ST NILES IL 60714-3403 ENCORE DISCOVERY SOLUTIONS DEPT 2651 PO BOX 122651 DALLAS TX 75312-2651
EPIPHANY CAPITAL MANAGEMENT, LLC 133 MAIN ST., STE 2F BABLYON NY 11702 EPIPHANY SOLUTIONS, INC. C/O ASHLEY ARMSTEAD 218 NORTH QUEEN ST. DOVER DE 19904
EPIPHANY TRADING LLC C/O THE COMPANY CORPORATION 2711 CENTERVILLE ROAD, STE 400 WILMINGTON DE 19808 EQUIFAX INFORMATION SVCS LLC PO BOX 105835 ATLANTA GA 30348-5835 EQUINIX 4252 SOLUTIONS CENTER CHICAGO IL 60677-4002 EQUINIX, INC -#774252 4252 SOLUTIONS CENTER CHICAGO IL 60677-4002
EQUITEC TRADING LLC ATTN BROKERAGE RECEIVABLES 111 WEST JACKSON BLVD, 20TH FL CHICAGO IL 60604 EQUITY TRANSFER INC 200 UNIVERSITY AVE SUITE 500 TORONTO ON M5H-4H1 CANADA EQUIVALENT DATA 4809 WESTWAY PARK BLVD HOUSTON TX 77041 ERIC ALANIZ 1700 PACIFIC AVENUE DALLAS TX 75201 ERIC BLOMQUIST 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 ERIN JONES 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119 ETRADE CAPITAL MARKETS, LLC 440 S. LASALLE STREET SUITE 3030 CHICAGO IL 60605 EVAN BLACK 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201
EVERBANK COMMERICAL FINANCE, INC DEPT #1608 DENVER CO 80291-1608 EXECUTIVE CONNECTION 710 DENTWOOD TRAIL PROSPER TX 75078 EXECUTIVE PRESS, INC PO BOX 21639 CONCORD CA 94521-0639 EXPERIAN 475 ANTON BLVD COSTA MESA CA 90088 EXPERIAN DEPT 1971 LOS ANGELES CA 90088 EXPERIS FINANCE US, LLC PO BOX 905378 CHARLOTTE NC 28290-5378
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 10 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 25 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY
EXZAC (V12529) HARBORSIDE FINANCIAL CENTER PLAZA 5, 27TH FLOOR JERSEY CITY NJ 07311-3988 EXZAC INC HARBORSIDE FINANCIAL CT PLAZA 5, SUITE 2720 JERSEY CITY NJ 07311 FAEGRE BAKER DANIELS 3200 WELLS FARGO CENTER 1700 LINCOLN STREET DENVER CO 80203-4532 FANNIE PANTOJA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 FARID A. MOHAMED 1265 UNION ST. BANGOR ME 04401 FCAG HOLDINGS, INC. 140 E. KNOLLWOOD WAY P.O. BOX 3 PLATEVILLE WI 53818 FEDERMAN & SHERWOOD WILLIAM B. FEDERMAN 10205 NORTH PENNSYLVANIA OKLAHOMA CITY OK 73120 FEDEX-660481 P.O. BOX 660481 DALLAS TX 75266-0481 FEHMEEDA LAKHANI 1700 PACIFIC AVENUE DALLAS TX 75201 FELIX CONTRERAS 8 PASTEUR STE #100 IRVINE CA 92618-3814 FIDELITY TRANSFER CO 1800 SW TEMPLE STE. SALT LAKE CITY UT 84115 FIDESSA CORPORATION DEPT CH 16740 PALATINE IL 60055-6740 FIGARI & DAVENPORT, LLP MARK DAVENPORT, ESQ. 3400 BANK OF AMERICA PLAZA 901 MAIN ST. DALLAS TX 75202 FINANCIAL ACCOUNTING STANDARDS BOARD PO BOX 418272 BOSTON MA 02241-8272
FINANCIAL COMPUTER SUPPORT DB CAM 14 COMMERCE DR OAKLAND MD 21550-3940 FINANCIAL COMPUTER SUPPORT, INC.-DB CAM 14 COMMERCE DRIVE OAKLAND MD 21550-3940 FINANCIAL INFORMATION FORUM C/O JORDAN & JORDAN 5 HANOVER SQUARE NEW YORK NY 10004 FINANCIAL INFORMATION INC 1 CRAGWOOD ROAD 2ND FLOOR SOUTH PLAINFIELD NJ 07080 FINANCIAL INFORMATION INC V10465 1 CRAGWOOD RD 2ND FL SOUTH PLAINFIELD NJ 07080-2448 FINANCIAL INFORMATION INCORPORATED (V10465) 1 CRAGWOOD ROAD 2ND FLOOR SOUTH PLAINFIELD NJ 07080 FINANCIAL INFORMATION INCORPORATED (V10465) 1 CRAGWOOD ROAD 2ND FLOOR SOUTH PLAINFIELD NJ 07080-2448 FINRA ATTN 8555 500 ROSS STREET 154-0455 PITTSBURGH PA 15262 FINRA PO BOX 7777-W4255 PHILADELPHIA PA 19175-4255 FINRA - W9850 P O BOX 7777-W9850 PHILADELPHIA PA 19175 FINRA DISPUTE RESOLUTION ONE LIBERTY PLAZA 165 BROADWAY 27TH FLOOR NEW YORK NY 10006 FINRA DISPUTE RESOLUTION-W9530 W9530 PO BOX 7777 PHILADELPHIA PA 19175-9530 FINRA, INC - W9205 PO BOX 777-W9205 PHILADELPHIA PA 19175-9205 FINRA-P O BOX 7777-W5050 CHANTEL P O BOX 7777-W5050 PHILADELPHIA PA 19175-5050
FIRE DOCTOR EXTINGUISHER COMPANY 13656 #B RED HILL AVENUE TUSTIN CA 92780 FIRST AMERICAN STOCK TRANSFER 4747 NORTH 7TH STREET SUITE 170 PHOENIX AZ 85014 FIRST CAPITOL GROUP, LLC CORPORATION TRUST CENTER 1209 ORANGE ST. WILMINGTON DE 19801 UNITED FISERV ACCURATE 80 PEACH ST WOKINGHAM BERKSHIRE RG40 1XH KINGDOM UNITED FISERV- ACCURATE 80 PEACH STREET WOKINGHAM BERKSHIRE RG40 1XH KINGDOM FISH & RICHARDSON PO BOX 3295 BOSTON MA 02241-3295 FISHMAN HAYGOOD PHELPS LANCE C. MCCARDLE, ESQ. 201 ST. CHARLES AVE, 46TH FL. NEW ORLEANS LA 70170 FISHMAN HAYGOOD, ET AL. 201 ST. CHARLES AVE 46TH FL NEW ORLEANS LA 70170 FIX FLYER LLC 225 BROADWAY SUITE 1600 NEW YORK NY 10007 FIX FLYER LLC V12748 225 BROADWAY STE 1600 NEW YORK NY 10007-3761 FLEXTRADE LLC 111 GREAT NECK RD STE 314 GREAT NECK NY 11021-5403 FLEXTRADE LLC 111 GREAT NECK RD SUITE 314 GREAT NECK NY 11021 BUREAU OF UNCLAIMED FLORIDA DEPT OF FINANCIAL SERV PROPERTY PO BOX 6350 TALLAHASSEE FL 32314-6350 FNX / GL TRADE 225 WASHINGTON STREET SUITE 300 CONSHOHOCKEN PA 19428-4122 FOLEY & LARDNER LLP 321 NORTH CLARK ST SUITE 2800 CHICAGO IL 60654-5313 FOLIOFN INVESTMENTS, INC. C/O FOLIOFN PROXE SVC DEPT. PO BOX 10544 MCLEAN VA 22102-8544 FORMAN HOLT ELIADES & RAVIN LLC ERIN KENNEDY 80 ROUTE 4 EAST SUITE 290 PARAMUS NJ 07652 FORSYTHE SOLUTIONS GROUP, INC (V13155) 7770 FRONTAGE ROAD SKOKIE IL 60077 FORSYTHE SOLUTIONS GROUP, INC. PO BOX 809024 CHICAGO IL 60680-9024
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 11 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 26 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY FRANCES HERNANDEZ 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 FRANK & JOSEPH MANFREDI 23 JERICHO TURNPIKE JERICHO NY 11753 FRANK KOST 1598 WOODROW ROAD STATEN ISLAND NY 10309 FRANK VESCE 62 DEER PATH LN FREEHOLD NJ 07728 FRANKLIN CHRISTOPHER INVESTMENT BANKERS 420 LEXINGTON AVE. STE. 2525 NEW YORK NY 10170 FREDDIE COLEMAN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75204 FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP ONE NEW YORK PLAZA NEW YORK NY 10004-1980 FTEN INC 165 BROADWAY NEW YORK NY 10006-1404 FTEN, INC LISA ALLEN LOCKBOX 80700 PO BOX 8500 PHILADELPHIA PA 19178-0700 FTI CONSULTING INC PO BOX 418005 BOSTON MA 02241-8005 FULBRIGHT & JAWORSKI, LLP 2200 ROSS AVENUE SUITE 2800 DALLAS TX 75201-2784 FUNDAMENTAL INTERACTIONS 511 AVENUE OF THE AMERICAS SUITE #356 NEW YORK NY 10011 FUTURES INDUSTRY ASSOCIATION 2001 PENNSYLVANIA AVE, N.W. STE#600 WASHINGTON DC 20006-1807 FX ALLIANCE LLC 900 THIRD AVE, 3RD FLOOR NEW YORK NY 10022 G.NEIL PO BOX 451179 SUNRISE FL 33345-1179 GABLES CORPORATE ACCOMMOD ATTN JUDY NIEVES - PYMT CTR 3399 PEACHTREE RD STE 600 ATLANTA GA 30326 GALAXY FOOD, INC 34 PLEASANT LN OYSTER BAY NY 11771 GARLAND INDEPENDENT SCHOOL DIS 901 W. STATE STREET PO BOX 461407 GARLAND TX 75046-1407 GARY MILLER 1700 PACIFIC AVE STE#1400 DALLAS TX 75201 GARY WIEDMAN 1700 PACIFIC AVENUE STE1400 DALLAS TX 75202 GE CAPITAL 1961 HIRST DR MOBERLY MO 65270-3046 GE CAPITAL PO BOX 740441 ATLANTA GA 30374-0441 GENERAL DATATECH, I.P. DEPT 8014 PO BOX 650002 DALLAS TX 75265-0002 GENERAL DATATECH, L.P. P.O. BOX 650002 DALLAS TX 75265-0002 GEO TRUST PO BOX 840695 DALLAS TX 75284-0695 GEORGE ABDALLA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 4245 INTERNATIONAL PKWY GEORGIA DEPT OF REVENUE UNCLAIMED PROPERTY PROGRAM SUITEA HAPEVILLE GA 30354-3918 GEOTRUST INC. (V11530) 555 INTERNATIONAL WAY SPRINGFIELD OR 97477 GERALD J. GREGOR 3 MOUNTAINSIDE DRIVE MORRISTOWN NJ 07960 GETCO EXECUTION SERVICES 350 N. ORLEANS ST, 3RD FLOOR CHICAGO IL 60654 GL TRADE CAPITAL MARKET SOLUTIONS, INC 15925 COLLECTIONS CENTER DR CHICAGO IL 60693 GLAHOLT LLP PETER-PAUL DU VERNET, ESQ. 141 ADELAIDE STREET WEST SUITE 800 TORONTO ON M5H 3L5 CANADA GLENN HILL 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 GLENN REINMAN, PHD. 1251 N. NORMAN PL LOS ANGELES CA 90049 GLOBAL 360, INC PO BOX 671246 DALLAS TX 75267-1246 GLOBAL CROSSING ATTN NELLIETHA SHORT TELECOMMUNICATIONS PO BOX 741276 CINCINNATI OH 45274-1276 GLOBAL CROSSING CONFERENCING P.O.BOX 790407 SAINT LOUIS MO 63179 GLOBAL CROSSING LEVEL3 (V12536) PO BOX 790407 ST LOUIS MO 63179 GLOBAL CROSSING TELECOMMUNICATIONS (V10092) PO BOX 741276 CINCINNATI OH 45274 GLOBAL CROSSING TELECOMMUNICATIONS (V10092) PO BOX 741276 CINCINNATI OH 45274-1276 GLOBAL RISK CORPORATION 401 S LASALLE STREET SUITE 301 CHICAGO IL 60605 GLOBALRISK (V12362) 401 S LASALLE STREET SUITE 301 CHICAGO IL 60605 GLOBALRISK CORP 401 S LASALLE STREET SUITE 301 CHICAGO IL 60605 GLOBEX TRANSFER, LLC 780 DELTONA BLVD DELTONA FL 32725 GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP KEVIN NASH 1501 BROADWAY, 22ND FL. NEW YORK NY 10036
GOLDFARB BRANHAM LLP JEFFREY GOLDFARB 2501 N. HARWOOD ST., SUITE 1801 SAINT ANN COURT DALLAS TX 75201 GOLDMAN SACHS EXECUTION AND CLEARING GENERAL POST OFF. PO BOX 30169 NEW YORK NY 10087 GORDON THOMPSON 1700 PACIFIC DALLAS TX 75201 GRAFFITI ENTERTAINMENT, INC 275 SHORLINE DRIVE SUITE 120 BENTWOOD CITY CA 94065
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 12 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 27 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY GRANT EDWARDS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 GRANT TAYLOR 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 GRANT THORNTON LLP 1717 MAIN STREET SUITE 1500 DALLAS TX 75201 GREATER ALARM CORP 8339 SOLUTIONS CENTER CHICAGO IL 60677-8003 55 NORTHERN BOULEVARD, SUITE GREENBLATT & AGULNICK, P.C. SCOTT AGULNICK 302 GREAT NECK NY 11021 GREENLINE FINANCIAL TECH DEPARTMENT 3008 P.O. BOX 5633 NEW YORK NY 10087-5633 GREG EVETTS 800 KLEIN ROAD SUITE 200 PLANO TX 75074 GTB TECHNOLOGIES 575 ANTON BLVD STE 750 COSTA MESA CA 92626-7671 GUSGUS AB RIBERSBORGSVAN 17 MALMO 217 53 SWEDEN HALOGEN SOFTWARE PO BOX 66512 CHICAGO IL 60666-0512 HAMPTON TECHNOLOGIES FINANCIAL EQUIPMENT DIVISION 19 INDUSTRIAL BLVD MEDFORD NY 11763 HAYNES & BOONE, LLP 2323 VICTORY AVENUE SUITE 700 DALLAS TX 75219 HEADSTRONG INC. ANDY DESHONG DEPT CH 17475 PALATINE IL 60055-7475
HEADSTRONG SERVICES LLC V12672 3101 E PRESIDENT GEORGE BUSH TURNPIKE STE 200 RICHARDSON TX 75082-3553 HEATHER BEASLEY 1700 PACIFIC AVE SUITE 1700 DALLAS TX 75201 HEIDRICK & STRUGGLES INC 1133 PAYSPHERE CIRCLE CHICAGO IL 60674-1010 HERITAGE BANK & TRUST CO ATTN TRANSFER DEPT 4 KING ST W STE# 1320 TORONTO ON M5H 1B6 CANADA HERITAGE TRANSFER AGENCY INC 1320 4 KING STREET WEST TORONTO ON M5H 1B6 CANADA HEWLETT-PACKARD COMPANY PO BOX 101149 ATLANTA GA 30392-1149 HEWLETT-PACKARD FINANCIAL SRVC P O BOX 402582 ATLANTA GA 30384-2582 HILLARY SCHEURICH 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 HOLLADAY STOCK TRANSFER 2939 N 67TH PLACE SUITE C SCOTTSDALE AZ 85251 HOLLAND & HART, LLP P.O. BOX 17283 DENVER CO 80217-0283 HOLLAND CONSULTING LLC 9507 MEADOWBROOK DRIVE DALLAS TX 75220 HOLLY HASTY 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 HOLME ROBERTS & OWEN LLP 1700 LINCOLN ST, SUITE 4100 DENVER CO 80203 HOME HEALTH SERVICES 3333 EARHART DRIVE SUITE 210 CARROLLTON TX 75006 HOV SERVICES LLC #9092 PO BOX 142589 DRAWER #9092 IRVING TX 75014-2589 HOV SERVICES LTD 1305 STEPHENSON HWY TROY MI 48083-1153 HUI-WEN SHIH 26 CRESCENT CITY IRVINE CA 92602 HUMAN CAPITAL MGMT CONSULTING SERVICES, INC. 1440 SHERIDAN ROAD, UNIT 702 WILMETTE IL 60091 HUNTON & WILLIAMS, LLP PO BOX 840686 DALLAS TX 75284-0686 HYATT LEGAL PLANS, INC PO BOX 714893 COLUMBUS OH 43271-4893 I FRATELLI PIZZA 2815 ALLEN ST #124 DALLAS TX 75204 IBM P.O. BOX 643600 PITTSBURGH PA 15264-3600 IBM PO BOX 643600 PITTSBURGH PA 15222 IBM CORPORATION PO BOX 676673 DALLAS TX 75267-6673 UNITED ICE DATA, LLP 5TH FLR. MILTON GATE 60 CHISWELL STREET LONDON EC1Y 4SA KINGDOM ICE SYSTEMS, INC. DBA PROXYTRUST 100 PATCO COURT, STE 9 ISLANDIA NY 11749-1522 ICEWARP, INC. 6506 LOISDALE ROAD SUITE 310 SPRINGFIELD VA 22150 IDAHO STATE TAX COMMISSION UNCLAIMED PROPERTY DIVISION PO BOX 83720 BOISE ID 83720-9101 IDERA 2929 ALLEN PARKWAY, SUITE 3200 HOUSTON TX 77019-7112 IDERA, INC BBS TECHNOLOGIES 2929 ALLEN PARKWAY STE 3200 HOUSTON TX 77019-7112 IDEVELOPWEB.COM, INC PO BOX 2134 ELLICOTT CITY MD 21041-2134 IDEVELOPWEB.COM, INC. 8506 HIGH RIDGE RD ELLICOTT CITY MD 21043 IDG SERVICES INC 1403 TI BLVD, STE A RICHARDSON TX 75081 I-ENROLLER, LLC 5 CONCOURSE PARKWAY SUITE 2325 ATLANTA GA 30328 ILLINOIS DEPARTMENT OF REVENUE PO BOX 19447 SPRINGFEILD IL 62794-9947 IMPERATRICE, AMARANT & BELL PC 3405 WEST CHESTER PIKE NEWTON SQUARE PA 19073 IMPRESSIVE PRINTING & GRAPHICS 910 S. MATTHEW WAY ANAHEIM CA 92808 IMPROVING ENTERPRISES 16633 DALLAS PARKWAY SUITE 100 ADDISON TX 75001-6894 INDIAN CREEK GOLF COURSE ATTN MORGAN AMBROSE 1650 W FRANKFORD RD CARROLLTON TX 75007 INDIRA SITARAMAN 800 KLEIN ROAD SUITE 200 PLANO TX 75074 INFORMATICA - V13021 100 CARDINAL WAY REDWOOD CITY CA 94063-4755
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY INLAND CAPITAL FUND LP 2901 BUTTERFIELD RD OAK BROOK IL 60523 INMOTIONHOSTING 6100 CENTER DRIVE SUITE 1190 LOS ANGELES CA 90045 INNOVISION CORPORATION ATTN BILL CARY 102 SOUTH CHERRY SUITE 3 OLATHE KS 66061 INSTINET, LLC LAQUISHA GENERAL POST OFFICE PO BOX 26102 NEW YORK NY 10087 INTEGRITY STOCK TRANSFER 3265 E. WARM SPRINGS RD LAS VEGAS NV 89120 INTELINET SYSTEMS 1110 EAST COLLINS ROAD RICHARDSON TX 75081 INTELINET SYSTEMS 1761 INTERNATIONAL PKWY STE 105 RICHARDSON TX 75081-1864 INTERACTIVE BROKERS LLC ATTN IBTD 8 GREENWICH OFFICE PARK GREENWICH CT 06831 INTERACTIVE BROKERS LLC TWO PICKWICK PLAZZA GREENWICH CT 06830-5530 INTERACTIVE DATA 100 WILLIAM STREET, M/S N17 NEW YORK NY 60693 INTERACTIVE DATA PO BOX 98616 CHICAGO IL 60693 INTERACTIVE DATA 7 TICKS P.O. BOX 98616 CHICAGO IL 60693 INTERCALL 15272 COLLECTIONS CENTER DR CHICAGO IL 60693 INTERCALL, INC. 2850 LAKE VISTA DRIVE SUITE 105 LEWISVILLE TX 75067 INTERFACE SYSTEMS 8339 SOLUTIONS CENTER CHICAGO IL 60677-8003 Internal Revenue Service 31 Hopkins Plaza, Rm 1150 Baltimore MD 21201 INTERNAP (V10414) 250 WILLIAMS STREET SUITE E-100 ATLANTA GA 30303 INTERNAP NETWORK SERVICES DEPT 0526 PO BOX 120526 DALLAS TX 75312-0526 INTERNATIONAL BUSINESS MACHINE CORP PO BOX 676673 DALLAS TX 75267-6673 INTERNATIONAL SECURITIES EXCHANGE, LLC GPO PO BOX 27911 NEW YORK NY 10087-7911 INTERWEST TRANSFER CO, INC. 1981 EAST 4800 SOUTH SUITE 100 SALT LAKE CITY UT 84101 INTERWEST TRANSFER CO., INC 1981 E MURRAY-HOLLADAY RD SUITE 100 SALT LAKE CITY UT 84117 INTRALINKS, INC PO BOX 10259 NEW YORK NY 10259-0259 INTUIT INC (V10661) 05601 HEADQUARTERS DRIVE PLANO TX 75024 INVENTU CORP - FLYNET (V12063) 112 WASHINGTON ST SUITE 1 MARBLEHEAD MA 01945-5614 INVENTU CORPORATION 112 WASHINGTON STREET MARBLEHEAD MA 01945 INVESHARE, INC PO BOX 191308 ATLANTA GA 31119-1308 IRON MOUNTAIN PO BOX 915004 DALLAS TX 75391-5004 IRON MOUNTAIN PO BOX 915026 DALLAS TX 75391-5026 IRON MOUNTAIN INTELLECTUAL PROPERTY MANAGEMENT PO BOX 27131 NEW YORK NY 10087-7131 IRS ATTN OPINION LETTER PO BOX 27603 MCPHERSON STATION WASHINGTON DC 20038 IRS GROUP 7521 550 MAIN ST ROOM 5106 PO BOX 2508 CINCINNATI OH 45202 ISI COMMERCIAL REFRIGERATION PO BOX 569060 DALLAS TX 75356-9060 ISI COMMERCIAL REFRIGERATION, INC P.O. BOX 569060 DALLAS TX 75356-9060 ISILON SYSTEMS 3101 WESTERN AVE SEATTLE WA 98121 ISILON SYSTEMS 505 1ST AVENUE SOUTH SUITE 600 SEATTLE WA 98104 ISLAND STOCK TRANSFER KARA KENNEDY 100 SECOND AVE SOUTH STE 300N ST PETERSBURG FL 33701 IT BUILDERS INC 32 BROADWAY STE 204 NEW YORK NY 10004-1507 ITG DERIVATIVES LLC ATTN KARL JONES 601 S. LASALLE, STE 300 CHICAGO IL 60605 ITG INC GPO PO BOX 5987 NEW YORK NY 10087-5987 J FRANK ASSOCIATES LLC DBA JOELE FRANK WILKINSON 622 3RD AVE 36TH FL NEW YORK NY 10017 J.D. SIBILSKY, RANDY EVANS, LOIS LEWIS HILL, MARK HEDLUND, GUILLERMO PERALES, LANCE OSORIO, CLYDE HENSLEY, GEORGE GOULDSBY, BIGHAM, AND PAYNE FAULKNE 11950 WEBB CHAPEL ROAD DALLAS TX 75234 JACKSON WALKER, LLP P.O. BOX 130989 DALLAS TX 75313-0989 JACOB DULWORTH 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 JAKE NEWTON 1700 PACIFC AVE SUITE 1400 DALLAS TX 75201 JAMES BAYNE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 8750 NORTH CENTRAL JAMES MCCORQUODALE EXPRESSWAY, SUITE 777 DALLAS TX 75231 JAMES S DYER 3601 MURILLO CIRCLE AUSTIN TX 78703 TRUSTEE IN BANKRUPTCY OF EVENGREEN CAPITAL PARTNERS SCOTIA PLAZA, 40 KING JAMES SZUMSKI INC. BORDEN LADNER GERVAIS LLP STREET WEST TORONTO ON M5H 3Y4 CANADA JAMIE CARROLL 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 JASON GOLOVE 1700 PACIFIC AVE STE 1400 DALLAS TX 75201
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY JASON L NORRIS 1700 PACIFIC AVE STE#1400 DALLAS TX 75201 JASON SCHUTTE 800 KLEIN RD, SUITE 200 PLANO TX 75074 JAY HANVILLE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 JEANNINE STEIGER ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 JEFF LOGAN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 JEFF MACFARLAND 7200 PRESTON ROAD #522 PLANO TX 75024 JEFF WILHELM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 JEFFREY BEGA ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 JEFFREY YARMAK 8 HAADMOR MIBELZ 10 BNEI BRAK 51464 ISRAEL JENNER & BLOCK LLP VINCENT LAZAR 330 N. WABASH AVE. CHICAGO IL 60611 JENNIFER BURNISON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 JENNIFER CAYLOR 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 JERRY REILLY 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 JESSE SAVONA 800 KLEIN ROAD, SUITE 200 PLANO TX 75074 JESSICA HARRISON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75021 JIM COTT 1700 PACIFIC AVENUE STE 1400 DALLAS TX 75201 JIM WALDROP 1700 PACIFIC AVE STE# 1400 DALLAS TX 75251 JIMMY GLASGOW 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 JITEN KOTHARI 89 LEGACY WY IRVINE CA 92602-0710 JITENDRA PATEL ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 JOANNA RAMOCKA ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 JOELE FRANK, WILKINSON BRIMMER KATCHER 622 THIRD AVENUE NEW YORK NY 10017 JOHN BURGESS 1700 PACIFIC AVENUE DALLAS TX 75201 JOHN CRAIG 4307 WILLIFORD RD SACHSE TX 75048-3364 JOHN EVERETT 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 JOHN KENNY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 JOHN LEE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 JONATHAN ANDERSON 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 JONATHAN GILLILAND 701 SHERIDAN RD EVANSTON IL 60202 JONATHAN ROSS 594 OAKMONT DR. ORANGE PARK FL 32073-1075 JORDAN & JORDAN 5 HANOVER SQUARE NEW YORK NY 100004 JOSEPH A BONARRIGO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 6805 CAPITAL OF TEXAS HIGHWAY, JOSEPH MANNES SAMCO CAPITAL MARKETS, INC. SUITE 350 AUSTIN TX 78731 JOSH PITTMAN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 JOSHUA NEWMAN 800 KLEIN ROAD SUITE 200 PLANO TX 75074 JOSHUA OLDHAM 1 PENN PLAZA 51ST FLR NEW YORK NY 10119 JOY DYER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 JP MORGAN SECURITIES LLC 24180 NETWORK PLACE CHICAGO IL 60673-1241 JPMORGAN CHASE BANK PO BOX 13658 NEWARK NJ 07188-0658 JULIE EILEEN GAY 32725 36TH AVE, SW FEDERAL WAY WA 98023 KANSAS STATE TREASURER 900JACKSON ST, SUITE 201 TOPEKA KS 66612-1235 KAPLAN FINANCIAL PO BOX 935357 ATLANTA GA 31193-5357 FREDERIC S. FOX & JEFFREY P. KAPLAN FOX & KILSHEIMER LLP CAMPISI 850 THIRD AVENUE, 14TH FL. NEW YORK NY 10022 KAPLAN PROFESSIONAL DF INSTITUTE PO BOX 935357 ATLANTA GA 31193-5357 KAREN L. COOK 700 PARK SEVENTEEN TOWER 1717 MCKINNEY AVE. DALLAS TX 75202 KARL BRAASCH 1700 PACIFIC AVENUE DALLAS TX 75201 KATHERINE MINOTTA 8 PASTEUR SUITE 100 IRVINE CA 92618 KATHRYN LOO 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 KEITH MICHAEL SEAGER ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 KELLER REID 1700 PACIFIC AVE SUITE 1700 DALLAS TX 75201
KEMARK FINANCIAL SERVICES,INC ONE BLUE HILL PLAZA 11TH FLOOR PO BOX 1686 PEARL RIVER NY 10965-8686 KENNETH L. MAUN TAX ASSESSOR COLLECTOR COLLIN COUNTY P.O. BOX 8006 MCKINNEY TX 75070-8006 KENTUCKY DOR WITHHOLDING BRANCH PO BOX 181 FRANKFORT KY 40602 KENTUCKY STATE TREASURER UNCLAIMED PROPERTY DIVISION 1050 US HWY, 127 S. SUITE 100 FRANFORT KY 40601
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY KEVIN JOYCE 12835 MAJESTIC OAKS DR. AUSTIN TX 78732 KEVIN MCALEER 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 KEYNOTE RED ALERT PO BOX 201275 DALLAS TX 75320 KEYNOTE SYSTEMS INC V10820 777 MARINERS ISLAND BLVD SAN MATEO CA 94404-5008 KFS EDUCATION SERVICES LLC ONE BLUE HILL PLAZA 11TH FLOOR PEARL RIVER NY 10965-8686 KIMBERLY MILLER 1700 PACIFIC #1400 DALLAS TX 75207 KNIGHT DIRECT LLC LOCKBOX-POST OFFICE PO BOX 29068 NEW YORK NY 10087 KNIGHT EQUITY MARKETS L.P. LOCKBOX POST OFFICE PO BOX 26530 NEW YORK NY 10087-6530 KNIGHT EXECUTION & CLEARING SERVICES, LLC PO BOX 29939 NEW YORK NY 10087-9939 KNIGHT EXECUTION PARTNERS LLC PO BOX 29939 NEW YORK NY 10087-9939 KNOWLEDGE MOSAIC LLC 3450 16TH AVE W STE. 301 SEATTLE WA 98119 KOPP MCKICHAN LLP 44 EAST MAIN STREET PO BOX 253 PLATTEVILLE WI 53818 KPMG, LLP DEPT 0754 PO BOX 120001 DALLAS TX 75312-0754 KPT TRADING, INC. 120 VANTIS, STE. 300 ALISO VIEJO CA 92656 KUMAR SHIMPI 3530 TRAVIS ST APT 437 DALLAS TX 75204 LACOUR PLANT OPERATIONS & HEADQUARTERS 36-38 KULICK ROAD FARFIELD NJ 07004 LAPIN & LANDA, LLP TRUST FBO FREDERICK & ELIZA LITTLEFIELD 500 JEFFERSON ST, SUITE 2000 HOUSTON TX 77002 LARRY C. GROSSMAN 1314 ALT. 19 PALM HARBOR FL 34683 LARRY LINTHICUM 1700 PACIFIC AVE DALLAS TX 75201 LAUREL HOOKS 1700 PACIFIC AVE STE 1400 DALLAS TX 75201
LAVA FLOW, INC. AZIBO SMITH 388 GREENWICH ST, 29TH FLOOR NY NY 10013 LAW OFFICE OF JAMES ROTHENBERG 6 BRIANNA ROAD HOLLAND PA 18966 LAW OFFICES OF LORI S VARAICH CLIENT TRUST ACCOUNT 12264 EL CAMINO REAL STE 101 SAN DIEGO CA 92130 LDB CONSULTING INC PO BOX 512 VALPARAISO IN 46384-0512 LED ENTERPRISE INC. (V12007) 1131 SHADY TRAIL DALLAS TX 75229 LED ENTERPRISES INC 11131 SHADY TRAIL DALLAS TX 75229 LEE NADER 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 LEE THORNTON 1217 WEST TUCKER ARLINGTON TX 76013 LESLIE PENNEY 1700 PACIFIC AVENUE STE.1400 DALLAS TX 75201 LEVEL 3 COMMUNICATION LLC PO BOX 910182 DENVER CO 80291-0182 LINBIT USA, LLC 7990 SW CIRRUS DRIVE BEAVERTON OR 97008
LINCOLN NATIONAL LIFE INSURANCE CO PO BOX 0821 CAROL STREAM IL 60132-0821 LINDA TOLSTON 1700 PACIFIC AVE. SUITE 1400 DALLAS TX 75201 LINDSEY WETZIG 1700 PACIFIC DALLAS TX 75201 LINGLING CHEN 41 E 8TH STREET APT 3404 CHICAGO IL 60605 LISA HENDERSON 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 LLYNAL CAREY 10004 SORIANO DENTON TX 76207 LOCKE LORD, LLP PO BOX 911541 DALLAS TX 75391-1541 LOGIX COMMUNICATION (V10418) PO BOX 3608 HOUSTON TX 77253-3608 LOGIX COMMUNICATIONS P O BOX 3608 HOUSTON TX 77253 LOUISIANA DEPT OF REVENUE STATE OF LOUISIANA PO BOX 91017 BATON ROUGE LA 70821 LOUISIANA DEPT OF TREASURY UNCLAIMED PROPERTY DIVISION 301 MAIN STREET, SUITE 700 BATON ROUGE LA 70801 LSS DIGITAL 1331 US HWY 80 #12 MESQUITE TX 75150 LUANN H DAVIS 201 ST CHARLES AVE 46TH FLOOR NEW ORLEANS LA 70170 LYDIA GARRETT 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 M AND S TECHNOLOGIES INC 2727 LBJ FWY STE 810 DALLAS TX 75234-7481 M&S TECHNOLOGIES GLORYA J DUER 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234 M&S TECHNOLOGIES, INC. 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234 M&S TECHNOLOGIES, INC. 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234-7481 M86 MESSAGING SOLUTIONS (V11476) 8203 SHOREGROVE DRIVE SUITE 200 HUMBLE TX 77346-1642 MACIEJ NOWACKI 8 PASTEUR SUITE 100 IRVINE CA 92618 MACQUAIRE EQUIPMENT FINANCE SILVIA GPO DRAWER 67-865 DETROIT MI 48267 1755 WITTINGTON PLACE, SUITE MADDEN SEWELL, LLP MARK A. HENDRIX 300 DALLAS TX 75234
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY MADISON STOCK TRANSFER 1688 E 16TH STE# 7 BROOKLYN NY 11229 MANHATTAN TRANSFER REGISTRAR 1 W STREET STE 3402 NEW YORK NY 10004 MANHATTAN TRANSFER REGISTRAR 57 EASTWOOD RD MILLER PLACE NY 11762 MANNING CURTIS BRADSHAW & BEDNAR 170 SOUTH MAIN STREET, SUITE LLC DAVID CASTLEBERRY 900 SALT LAKE CITY UT 84101 MARC MCCAIN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MARCIA MUNIZ 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 MARK BELL 1700 PACIFIC AVE DALLAS TX 75201 MARK CUCCARO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 MARK FINCK 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MARK WALTHER 8 PASTEUR SUITE 100 IRVINE CA 92618 MARKETS MEDIA 40 EXCHANGE PL 17TH FL NEW YORK NY 10005-2701 MARKETS MEDIA, LLC 40 EXCHANGE PL FLOOR 17 NEW YORK NY 10005 MARSHALLS CATERING & SPECIAL 12895 JOSEY LN FARMERS BRANCH TX 75234 MARY SMITH 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201
MARYLAND COMPTROLLER OF THE TR UNCLAIMED PROPERTY SECTION 301 WEST PRESTON ST, ROOM 310 BALTIMORE MD 21201-2385 MARYLOU CARLUCCIO 61 AMELIA DIVE CLARK NJ 07066 MARYLOU PAOLUCCI & ASSOC PC 16 TRENT LANE SMITHTOWN NY 11787 MASSACHUSETTS DEPT OF TREASURE ABANDONED PROP DIVISION 1 ASHBURTON PL 12TH FLR BOSTON MA 02108-1608 MASTER DATA CENTER PO BOX 673451 DETROIT MI 48267-3451 MATT COLWELL 1700 PACIFIC AVENUE DALLAS TX 75201 MATT EASLEY ITS 800 KLEIN ROAD, SUITE 200 PLANO TX 75074 MATT PITTMAN 1700 PACIFIC AVE STE#1400 DALLAS TX 75201 MATTHEW HULSIZER & JENNIFER JUST 1077 SHERIDAN ROAD WINNETKA IL 60093 MAXIMUM FINANCIAL INVESTMENT 18877 WEST TEN MILE ROAD, STE. GROUP, INC. 106 SOUTHFIELD MI 48075 MAYER, BROWN, ROWE & MAW LLP 2027 COLLECTION CENTER DR CHICAGO IL 60693-0020 MCCANDLISH & LILLARD LAWRENCE J. MCCLAFFERTY 212 EAST MARKET STREET LEESBURG VA 20176 MCDONALD INFORMATION SERVICE 215 FOURTEENTH ST JERSEY CITY NJ 07310
MCDONALD INFORMATION SYSTEMS (MIS) 215 FOURTEENTH STREET JERSEY CITY NJ 07310 MCGUIRE, CRADDOCK & STROTHER 2501 N HARWOOD, SUITE 1800 DALLAS TX 75201 MECHANICAL SOLUTIONS 3235 HALIFAX STREET DALLAS TX 75247 MEDIANT COMMUNICATIONS, LLC PO BOX 29976 NEW YORK NY 10087-9976 MEGAPATH DEPT 33408 PO BOX 39000 SAN FRANCISCO CA 94139-0001 MELISSA MILLER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 MELLON INVESTOR SERVICES LLC RE CLIENT MEBKR016 PO BOX 360857 PITTSBURGH PA 15251-6857 2200 NW CORPORATE BLVD, STE MENZER & HILL, P.A. MICHAEL HILL 406 BOCA RATON FL 33431 MERRILL LYNCH, PIERCE FENNER ATTN SUSANA LUK 4 WORLD FINANCIAL CETER 18TH FLOOR NEW YORK NY 10080
MERRIMAC CORP. SEC. 1150 DOUGLAS AVENUE, STE. 1080 ALTAMONTE SPRINGS FL 32714 MESSAGELABS 512 SEVENTH AVENUE 6TH FLOOR NEW YORK NY 10018 MESSAGING SOLUTIONS LLC 8203 SHOREGROVE DRIVE SUITE 200 HUMBLE TX 77346 METEOR COURIERS, INC PO BOX 833427 RICHARDSON TX 75083 METROLINEDIRECT.COM 2250 MEIJER DRIVE TROY MI 48084 MICHAEL CHOCHON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MICHAEL COMBS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MICHAEL D. MOSHER THE MOSHER JUSTICE CENTER 50 N. MAIN ST. PARIS TX 75460 MICHAEL FRAZIER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 MICHAEL JOHNSON 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 MICHAEL KAHAN 3984 LORD BYRON CIR ROUND ROCK TX 78664 MICHAEL LANYON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MICHAEL MILLETT 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 MICHAEL MINARZICK 2810 WOODIE DRIVE SACHSE TX 75048 MICHAEL OXLEY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MICHAEL SCAPLAN 22 RODIO COURT SAYREVILLE NJ 08872
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY MICHAEL THOMAS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MICHAEL WHITE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MICHAEL ZUCCO 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 MICHELLE YOUNG 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MICROBANK SOFTWARE INC 80 BROAD ST 7TH FL NEW YORK NY 10004-2247 MICROSOFT 6100 NEIL RD SUITE 210 RENO NV 89511
MICROSOFT LICENSING, GP C/O BANK OF AMERICA LB#842467 1950 N. STEMMONS FWY, STE 5010 DALLAS TX 75207 MIKE ALLEY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MIKE BOWEN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 MIKE WROBLEWSKI 800 KLEIN ROAD, STE 200 PLANO TX 75074 MILAN DOSHI ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119
MILLENNIUM STATE BANK OF TEXAS 1700 PACIFIC AVENUE, SUITE 2000 DALLAS TX 75201 MILON ISLAM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 MINNESOTA DEPT OF COMMERCE 85 7TH PLACE EAST SUITE 500 ST PAUL MN 55101-2198 MISSISSIPPI STATE TREASURER UNCLAIMED PROPERTY DIVISION 501 N. WEST ST., SUITE 1101A JACKSON MS 39201 MISSOURI STATE TREASURER DIV OF UNCLAIMED PROP 301 W. HIGH STREET ROOM 157 JEFFERSON CITY MO 65101 MIXIT INC 1 WHITEHALL STREET 16TH FLOOR NEW YORK NY 10004 MNDESIGN GROUP INC 11110 LUXMANOR RD ROCKVILLE MD 20852-3620 MOELIS & COMPANY LLC ATTN J BEYROUTY - ACCTG 399 PARK AVENUE 5TH FLOOR NEW YORK NY 10022 MONTANA DEPT OF REVENUE UNCLAIMED PROPERTY 125 N. ROBERTS HELENA MT 59601 MOODYS ANALYTICS RITA AMRIT PO BOX 116714 ATLANTA GA 30368-0597 MOODYS ANALYTICS PO BOX 116714 ATLANTA GA 30368-6714 MOODYS ANALYTICS INC PO BOX 116714 ATLANTA GA 30368-6714 MOODYS INVESTORS SERVICE PO BOX 102597 ATLANTA GA 30368-0597 20 NORTH ORANGE AVENUE, SUITE MORGAN AND MORGAN, P.A. TUCKER H. BYRD 1000 ORLANDO FL 32801 MORGAN STANLEY ACCTS RECV. PO BOX 860 NEW YORK NY 10008-0860 MORGAN STANLEY SMITH BARNEYINC C/O MELLON BANK PO BOX 7777-W7000 PHILADELPHIA PA 19175
MORGAN, LEWIS & BOCKIUS LLP COUNSELORS AT LAW 1111 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 MORRISON FOERSTER PO BOX 6000 SAN FRANCISCO CA 94160-2497 MSRB PO BOX 79864 BALTIMORE MD 21279-0864 MUCH SHELIST 8477 SOLUTION CENTER CHICAGO IL 60677-8004 MULTIWAVE DIGITAL SOLUTIONS DISTRIBUTIONS (V12660) 704 CENTRAL PARKWAY EAST SUITE 1216 PLANO TX 75074 MULTIWAVE DIGITAL SOLUTIONS DISTRIBUTIONS, INC 704 EAST CENTRAL PARKWAY PLANO TX 75074 MURPHY & ANDERSON, P.A. NIELS P. MURPHY 50 N. LAURA STREET, SUITE 1675 JACKSONVILLE FL 32202 MURPHY & MCGONIGLE 555 13TH STREET, NW SUITE 410 WEST WASHINGTON DC 20004 MYFAX 2 GURDWARA RD 3RD FL OTTAWA ON K2E 1A2 CANADA NA FINANCE GROUP PO BOX 521 MONTVALE NJ 07645 NACD 1133 21ST STREET NW SUITE 700 WASHINGTON DC 20036 NANCY ZHANG 800 KLEIN ROAD, SUITE 200 PLANO TX 75074 NARFE ACCT.317771 PO BOX 11263 ALEXANDRIA VA 22312-0263 NASDAQ STOCK MARKET INC LOCKBOX 10200 PO BOX 8500 PHILADELPHIA PA 19178 0200 NATHAN RAGAN 800 KLEIN ROAD SUITE 200 PLANO TX 75074
NATIONAL BENEFIT LIFE INSURANCE CO PO BOX 7247-8844 PHILADELPHIA PA 19170-8844 NATIONAL GUARDIAN LIFE ATTN ACCOUNTS RECEIVABLE PO BOX 53081 PHOENIX AZ 85072 NATIONAL REGISTERED AGENTS, IN P.O.BOX 927 WEST WINDSOR NJ 08550-0927 NATIONAL STOCK TRANSFER 1512 S 100 E STE B SALT LAKE CITY UT 84105 NAVIGATA COMMUNICATIONS (V11617) 121-949 WEST 3RD STREET NORTH VANCOUVER BC V7P 3P7 CANADA NEAL FALKENBERRY 10134-G COLVIN RUN ROAD GREAT FALLS VA 22066 NELSON JONES, INC. 1017 LONG PRAIRIE ROAD SUITE 202 FLOWER MOUND TX 75022
NET DIRECT SYSTEM 62180 COLLECTIONS CENTER DR. CHICAGO IL 60693
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY NET DIRECT SYSTEMS 2524 RELIANCE AVENUE APEX NC 27539 NET NET INC 217 E 24TH ST STE 010 HOLLAND MI 49423-4973 NEVADA AGENCY & TRUST CO 50 W LIBERTY STREET SUITE 800 RENO NV 89501
NEVADA UNCLAIMED PROPERTY OFFICE OF THE STATE TREASURER 555 E WASHINGTON, SUITE 4200 LAS VEGAS NV 89101-1070 NEW MEXICO SECURITIES DIVISION TONEY ANAYA BUILDING 2550 CERRILLOS RD. SANTA FE NM 87505 UNCLAIMED PROP DIV MAUEL NEW MEXICO TAXATION & REV DEP LUJAN 1200 SOUTH ST. FRANCIS DR SANTA FE NM 87501 NEW YORK CITY DEPT OF FINANCE PO BOX 5070 KINGSTON NY 12402-5070 NEW YORK STATE UNEMPLOYMENT INSURANCE PO BOX 4301 BINGHAMPTON NY 13902-4301 NEWEGG, INC. ATTN ACCOUNTS RECEIVABLE 16839 E. GALE AVENUE CITY OF INDUSTRY CA 91745 NEWSWARE, INC. 95 ROCKWELL PLACE BROOKLYN NY 11217
NICHOLAS J GUILIANO ESQUIRE ATTORNEY TRUST F/B/O OSADCHY 230 SOUTH BROAD ST SUITE 601 PHILADELPHIA PA 19102 NICHOLAS J. DAMICO 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 NICOLE WATSON 1700 PACIFIC AVE SUITE 1900 DALLAS TX 75201
NICOLE WILLIAMS 600 W. CHICAGO AVENUE, STE 775 CHICAGO IL 60604
NIKKEI AMERICA, INC ATTN ELECTRONIC MEDIA DEPT. 1325 AVE OF THE AMERICAS #2500 NEW YORK NY 10019 NIKSUN 100 NASSAU PARK BLVD. PRINCETON NJ 08542 NOBLE FINANCIAL CAPITAL MKTS 951 YAMATO ROAD SUITE 2100 BOCA RATON FL 33431 NORTH CAROLINA DEPT OF REVENUE PO BOX 25000 RALEIGH NC 27640-0520
NORTH CAROLINA STATE TREASURER UNCLAIMED PROPERTY PROGRAM 325 NORTH SALISBURY STREET RALEIGH NC 27603
NORTH TEXAS FOOD BANK ATTN LAURA BESSE 4202 DAN MORTON DR, SUITE 106 DALLAS TX 75236 NORTHERN VIRGINIA TEMPORARIES 7115 LEESBURG PIKE SUITE 314 FALLS CHURCH VA 22043-2620 NORTHWIND CONSULTING 4610 194TH AVE SE ISSAQUAH WA 98027 NORTHWIND CONSULTING SERVICES, LLC. 4610 194TH AVE SE ISSAQUAH WA 98027 NOTARY PUBLIC UNDERWRITERS AGENCY, INC PO BOX 140106 AUSTIN TX 78714-0106 NY STATE COMPTROLLER OFFICE OF UNCLAIMED FUNDS 110 STATE STREET ALBANY NY 12236 NYFIX, INC 100 WALL STREET 28TH FL NEW YORK NY 10005 NYS CORPORATE TAX PROCESSING UNIT PO BOX 1909 ALBANY NY 12201-1909 NYS DEPT OF TAXATION & FINANCE, CORP-V PO BOX 15163 ALBANY NY 12212-5163 NYS ESTIMATED CORPORATION TAX P.O. BOX 4136 BINGHAMPTON NY 13902-4136 NYSE MARKET INC PO BOX 223695 PITTSBURGH PA 15251-3695 NYSE TECHNOLOGIES INC PO BOX 223681 PHILADELPHIA PA 15251-2681 NYSE, ARCA LLC NATALE JANSEN PO BOX 223529 PITTSBURGH PA 15251-2529 ODSSEY INFORMATION SERVICES INC 5801 TENNYSON PKWY STE 200 PLANO TX 75024-6109 ODYSSEY FINANCIAL TECHNOLOGY 2425 MATHESON BLVD EAST 4TH FLOOR MISSISSAUGA ON L4W 5K4 CANADA ODYSSEY INFORMATION SERVICES 5801 TENNYSON PARKWAY SUITE 200 DALLAS TX 75024 OES MARKETGROUP 744 BROAD STREET 23RD FLOOR NEWARK NJ 07102 OFB INTERACTIVE 9661 AUDELIA ROAD SUITE 333-19 DALLAS TX 75238 OFFICE CARE 8657 CHERRY LN LAUREL MD 20707 OLDE MONMOUTH STOCK TRANSFER 200 MEMORIAL PKWY ATLANTIC HIGHLANDS NJ 07716 OLYMPIA TRANSFER SERVICES INC 920,120 ADELAIDE ST WEST TORONTO ON M5H 1T1 CANADA OLYMPIA TRUST COMPANY 2300, 125 - 9TH AVENUE SE CALGARY AB T2G-0P6 CANADA OMGEO LLC 2967 COLLECTIONS CENTER DR CHICAGO IL 60693 OMGEO LLC V10876 55 THOMSON PL 6TH FL BOSTON MA 02210-1219 OMGEO LLC.(V10876) 55 THOMSON PLACE 6TH FLOOR BOSTON MA 02210 OMNI DALLAS HOTEL 555 SOUTH LAMAR STREET DALLAS TX 75202 ON DEMAND TECHNOLOGY SOLUTIONS LLC PO BOX 252 MOUNT OLIVE NJ 07828 ON THE BORDER 0001 LOCK BOX PO BOX #910232 DALLAS TX 75391-0232
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY ONE CALL NOW 726 GRANT ST PO BOX 596 TROY OH 45373 ONE CALL NOW 726 GRANT STREET TROY OH 45373 ONE PENN PLAZA, LLC ONE PENN PLAZA, SUITE 2210 NEW YORK NY 10019 ONRAMP ACCESS INC 2916 MONTOPOLIS DR SUITE 300 AUSTIN TX 78741 OPEN TEXT, INC C/O JPMORGAN LOCKBOX 24685 NETWORK PLACE CHICAGO IL 60673-1246 OPENTEXT (FORMERLY GLOBAL 360) 5400 LBJ FREEWAY SUITE 300 DALLAS TX 75240 OPENTEXT (FORMERLY GLOBAL 360) 5400 LBJ FREEWAY SUITE 300 DALLAS TX 75240-1013
OPTIONS CLEARING CORPORATION ONE NORTH WACKER DRIVE, SUITE CHICAGO IL 60606
OPTIONS PRICE REPORTING AUTHORITY PO BOX 95718 CHICAGO IL 60694 0001
OPTIONSHOUSE, LLC 141 W. JACKSON BLVD., STE. 800 CHICAGO IL 60604 ORACLE CORPORATION P O BOX 71028 CHICAGO IL 60694-1028 ORANGE COUNTY TAX COLLECTOR P.O. BOX 1438 SANTA ANA CA 92702-1438 ORASI PO BOX 56346 ATLANTA GA 30343 ORASI SOFTWARE, INC. C/O ACTION CAPITAL CORP PO BOX 56346 ATLANTA GA 30343 OREGON DEPARTMENT OF REVENUE PO BOX 14800 SALEM OR 97308-5018 OREGON DEPT. OF STATE LANDS UNCLAIMED PROPERTY, UNIT 18 PO BOX 4395 PORTLAND OR 97208-4395 ORKIN PEST CONTROL 601 N. GLENVILLE AVE SUITE 125 RICHARDSON TX 75081
OTC CORPORATE TRANSFER SERVICE CO 9 FIELD AVE HICKSVILLE NY 11801 OTC MARKETS GROUP INC PO BOX 29959 NEW YORK NY 10087-9959 OTC STOCK TRANSFER 231 E 2100 S SUITE 3 SALT LAKE CITY UT 84115 OUTSOURCING SOLUTIONS GROUP LL 9653 WENDELL RD DALLAS TX 75243-5510 OUTSTART 745 ATLANTIC AVENUE 4TH FLOOR BOSTON MA 02111 OWEN SCHEURICH 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 OYSTER CONSULTING, LLC 4405 COX ROAD SUITE 150 GLEN ALLEN VA 23060 OZARKA NATURAL SPRING WATER PROCESSING CENTER PO BOX 856680 LOUISVILLE KY 40285-6680 PACER SERVICE CENTER PO BOX 71364 PHILADELPHIA PA 19176-1364 PACIFIC STOCK TRANSFER 4045 SOUTH SPENCER STREET SUITE 403 LAS VEGAS NV 89119 PACWEST TRANSFER LLC ATTN LORA 2510 PINES ROAD NORTH SPOKANE VALLEY WA 99206 PAPAYA KING 86TH ST LLC 179 E. 86TH ST NEW YORK NY 10028 PARADISE BAKERY & CAFE 1201 ELM SUITE LL08 DALLAS TX 75270 PARIND DOCTOR 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 PARK PLACE TECHNOLOGIES PO BOX 71-0790 COLUMBUS OH 43271-0790 PARTNER TECHNOLGY 1155 PARK ST REGINA SK S4N 2E7 CANADA PARTNER TECHNOLOGY 1155 PARK STREET REGINA SK S4N 2E7 CANADA PARTNERSHIP EMPLOYMENT PO BOX 2392 NEW YORK NY 10116-2392 PASSPORT HEALTH 4011 W PLANO PARKWAY SUITE 106 PLANO TX 75093 PATRICK HASSELMANN 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119 PATTON BOGGS LLP 2550 M ST N.W. WASHINGTON D.C. 20037 PAUL DUCKWORTH 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 PAYFLEX SYSTEMS USA, INC. 10802 FARNAM DR, STE 100 OMAHA NE 68145
PAYNE SMITH JONES & BAGGETT, P.C. 10711 PRESTON ROAD, SUITE 110 DALLAS TX 75230 PC MALL KAI LOBENSOMMER FILE 55327 LOS ANGELES CA 90074 PC MALL 2555 W 190TH ST TORRANCE CA 90504-6002 PCAOB P.O. BOX 418631 BOSTON MA 02241-8631 PDQ ATS INC 2624 PATRIOT BLVD GLENVIEW IL 60026 PEGGY KLOCEK 1700 PACIFIC AVE STE#1400 DALLAS TX 75201
PENNSYLVANIA TREASURY DEPT UNCLAIMED PRO. REF LCKBX 53473 101 N. INDEPENDENCE MALL EAST PHILADELPHIA PA 19106 PEOPLE LOGICS PO BOX 3900 DEPT 34401 SAN FRANCISCO CA 94139 PERMABIT TECHNOLOGY CORP 10 CANAL PARK 3RD FLOOR CAMBRIDGE MA 02141
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 20 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 35 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY PERMABIT TECHNOLOGY CORPORATION (V12780) 10 CANAL PARK 3RD FLOOR CAMBRIDGE MA 02141 PETER MARRINAN 1 PENN PLAZA - 51ST FLOOR NEW YORK NY 10119 PETER RAYMOND QUARTARO 9 ROBIN CT. HICKSVILLE NY 11501 PETERSON RAY & COMPANY 311 N. MARKET ST. SUITE 311 DALLAS TX 75202 PFPC TRUST CO ATTN ACCTS RECEIVABLE 301 BELLEVUE PARKWAY WILMINGTON DE 19810 PGP CORPORATION 4006 BELTLINE ROAD SUITE 275 ADDISON TX 75001 PHIL PENDERGRAFT 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 PHILIP BOYLE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 PHILLIP OFFIELD 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 PHILLIPE TRUDEL 750 COTE DE LA PLACE DARMES SUITE 90 MONTREAL QC H2Y 2X8 CANADA PHOENIX TRANSFER 2401 KERNER BLVD SAN RAFAEL CA 94901 PHONG Q PHO 6805 CAPITAL OF TEXAS HWY STE #320 AUSTIN TX 78731 PILLSBURY WINTHROP SHAW PITTMAN 725 SOUTH FIGUEROA ST., STE. LLP DAVID STANTON 2800 LOS ANGELES CA 90017 4700 FALLS OF NEUSE ROAD, PINNACLE CAPITAL FUTURES, LLC SUITE 390 RALEIGH NC 27609 PITNEY BOWES GLOBAL FINANCIAL SERVICES LLC PO BOX 371887 PITTSBURGH PA 15250-7887 PJ MECHANICAL SERVICE MAINTENANCE CORP. 135 WEST 18TH STREET NEW YORK NY 10011 PLANO POLICE DEPARTMENT FALSE ALARM REDUCTION UNIT PO BOX 860358 PLANO TX 75086 PR COMMISSIONER OF FINANCIAL UNCLAIMED PROPERTY DIVISION PO BOX 11855 SUITE 600 SAN JUAN PR 00910-3855 PRAVEGA FINANCIAL TECHNOLOGIES 3500 NORTHSTAR RD #1227 RICHARDSON TX 75082 PRAVEGA FINANCIAL TECHNOLOGIES, INC. (V14072) 3500 NORTHSTAR RD #1227 RICHARDSON TX 75082 PREMA DAMODARAN 10134 G COLVIN RUN ROAD GREAT FALLS VA 22066 PREMIERE GLOBAL SERVICES PO BOX 404351 ATLANTA GA 30384-4351 PRESTON DELLINGER 1700 PACIFIC AVE STE#1400 DALLAS TX 75201 PRICEWATERHOUSECOOPERS, LLP PO BOX 952282 DALLAS TX 75395-2282 PRIMITIVE LOGIC 704 SANSOME ST SAN FRANCISCO CA 94111-1704 PRINT SCAN LLC 36 PRIMROSE LN KINGS PARK NY 10119 PRINT SYNERGIES 2245 KELLER WAY STE 310 CARROLLTON TX 75006 BOSTON COLLEGE SCHOOL OF PROF. JAMES S. ROGERS LAW 855 CENTRE ST. NEWTON MA 02459 PROSOFT GROUP, INC.- IBM CONSULTING (V14000) 2001 BUTTERFIELD RD SUITE 305 DOWNERS GROVE IL 60515 PROSOFT TECHNOLOGY GROUP 405 PARK AVE 16TH FLOOR NEW YORK NY 10022 PROVIDEA- POLYCOM PO BOX 636132 CINCINNATI OH 45263-6132
PTR INC. CHICAGO BOARD OF TRADE BLDG 141 WEST JACKSON BLVD, STE 408 CHICAGO IL 60604 PUNKY FUERSTENBERGER 800 KLEIN ROAD SUITE 200 PLANO TX 75074 QIUFANG SHEN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 QUALYS INC 1600 BRIDGE PKWY 2ND FL REDWOOD SHORES CA 94065-6126 QUALYS, INC. 1600 BRIDGE PARKWAY 2ND FLOOR REDWOOD SHORES CA 94065 QUEST SOFTWARE 5 POLARIS WAY ALISO VIEJO CA 92656 QUEST SOFTWARE 5 POLARIS WAY ALISO VIEJO CA 92656-5356 QUEST SOFTWARE INC DANA ASIS PO BOX 51739 LOS ANGELES CA 90051-6039 QUICKSILVER STOCK TRANSFER LLC 10446 MINERS GULCH AVE LAS VEGAS NV 89135 QUOTEMEDIA R. KEITH GUELPA 17100 SHEA BLVD, SUITE 230 FOUNTAIN HILLS AZ 85268 QUOTEMEDIA INC 17100 SHEA BLVD SUITE 230 FOUNTAIN HILLS AZ 85268 R BRUCE PITT PO BOX 51207 IRVINE CA 92619-1207 RACKSPACE HOSTING PO BOX 730759 DALLAS TX 75373-0759 RADIANZ AMERICAS INC ATTN ACCTS RECEIVABLE DEPT CH 19227 PALATINE IL 60055-9227 RAFAEL FERREIRA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 RAJANI NAGALLA 800 KLEIN ROAD STE 200 PLANO TX 75074 RALPH B FERGUSON SR 6805 CAPITAL OF TEXAS HWY STE# 320 AUSTIN TX 78731 RALPH DAUGE ONE PENN PLAZA 51ST FLR NEW YORK NY 10119
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY RATNERPRESTIA SUITE 301 ONE WESTLAKES PO BOX 980 VALLEY FORGE PA 19482-0980 RAY QUINNEY & NEBEKER P.C. MARK PUGSLEY 36 S. STATE ST., 1400 SALT LAKE CITY UT 84111 REAL TICK LLC PO BOX 13205 NEWARK NJ 71013200 REBECCA FELTS 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 REBECCA VELASCO 8 PASTEUR SUITE 100 IRVINE CA 92618 UNITED REED SMITH LLP ACCOUNTS DEPT THE BROADGATE TOWER 20 PRIMROSE STREET LONDON EC2A 2RS KINGDOM REGED INC V12525 2100 GATEWAY CENTRE BLVD STE 200 MORRISVILLE NC 27560-6228 REGED INC. 24969 NETWORK PLACE CHICAGO IL 60673-1249 REGISTRAR & TRANSFER 10 COMMERCE DR CRANFORD NJ 07016 REICH & TANG DISTRIBUTORS, INC. (V11479) 600 FIFTH AVENUE NEW YORK CITY NY 10020-2302 REICH & TANG SERIVCES CHRISTOPHER GILL 1411 BROADWAY FL 28 NEW YORK NY 10018-3496
REICH AND TANG DISTRIBUTORS V11479 600 FIFTH AVE NEW YORK CITY NY 10020-2302 REID COLLINS & TSAI LLP WILLIAM REID 30 WALL STREET NEW YORK NY 10005 RELIANCE GLOBALCOM 114 SANSOME ST. 11TH FLOOR SAN FRANCISCO CA 94104 RELIANCE GLOBALCOM SVCS, INC DEPT CH 17502 PALATINE IL 60055-7502 RELIANT ENERGY PO BOX 3765 HOUSTON TX 77253-3765 RELIANT ENERGY PO BOX 650475 DALLAS TX 75265-0475 REMITPRO INC. (V10953) 3925 S. 147TH STREET SUITE 117 OMAHA NE 68144 REMITPRO, LLC 14710 W DODGE RD SUITE 200 OMAHA NE 68154 REPLICON, INC 830, 910 - 7TH AVE SW CALGARY AB T2P 3N8 CANADA REUTERS AMERICA LLC GENERAL POST OFFICE PO BOX 2003 CAROL STREAM IL 60132-2003
RHODE ISLAND OFFICE OF GEN TREASURER UNCLAIME PROP DIV 40 FOUNTAIN ST 7TH FLOOR PROVIDENCE RI 02903 RICHARD ANSPACHER 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 RICHARD T. SMITH 443 N 750 E OREM UT 84097 RICHARD WALL 1700 PACIFIC AVENUE STE 1400 DALLAS TX 75201 RICHARD WITT 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 RICHARDS LAYTON & FINGER ONE RODNEY SQUARE 920 NORTH KING STREET WILMINGTON DE 19801 RICK WOLOSS 800 KLEIN ROAD SUITE 200 PLANO TX 75074 RIZZO, INC. 44 PARADISE LANE WARWICK NY 10990 ROACH HOWARD SMITH &BARTON 8750 N CENTRAL EXPRESSWAY SUITE 500 DALLAS TX 75231-6410 ROB KACHMAR 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 ROBERT A. STANGER & CO, INC 1129 BROAD STREET, STE 201 SHREWSBURY NJ 07702
ROBERT A. STANGER & CO., INC. (V13876) 1129 BROAD STREET SHREWSBURY NJ 07702 ROBERT BENAZZI 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 ROBERT CLAY MULLIN 8003 CONDO COURT ARLINGTON VA 76001 ROBERT D. HERSCHMAN, ESQ. 9801 COLLINS AVENUE SUITE J-9 MIAMI FL 33154 ROBERT HALF MGMT RESOURCES FILE 73484 PO BOX 743295 LOS ANGELES CA 90074-3295 ROBERT K BISHOP 8 PASTEUR SUITE 100 IRVINE CA 92618 ROBERT MCBEY 1700 PACIFIC AVE DALLAS TX 75201 ROBERT S. BASSO 91 BAY WAY SAN RAFAEL CA 94901 ROBINSON & COLE, LLP, TRUSTEE 1055 WASHINGTON BLVD STAMFORD CT 69012249 ROBINSON BRADSHAW & HINSON 101 NORTH TRYON STREET SUITE 1900 CHARLOTTE NC 28246
ROC EXIBITIONS, INC DRI CONFERENCE REGISTRATION 1963 UNIVERSITY LANE LISLE IL 60532 UNITED ARAB RODIN FZE DAVID DICKER SUITE 2801 SHAMS 2 JBR DUBAI EMIRATES RODNEY POLDRACK 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 ROGER J. ENGEMOEN, JR. 1907 GEORGIA LANDING COVE AUSTIN TX 78746 ROGER TAYLOR 1315 SUMMERWOOD CIRCLE SANTA CLARA UT 84765 ROGERS CABLE 333 BLOOR ST 7TH FLOOR TORONTO ON M4W 1G9 CANADA ROGERS WEALTH GROUP, INC 1330 SUMMIT AVENUE FORT WORTH TX 76102 RON RITCHEY & ASSOCIATES, INC. PO BOX 93538 SOUTHLAKE TX 76092-0114 RONALD BORIO 3150 ERIE STREET SAN DIEGO CA 92117
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY RONALD H FILLER & ASSOC, LLC 11 ROCKHALL COURT HAMBURG NJ 07419 RONNIE DAGOSTINO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 ROSENBLATT SECURITIES INC ATTN ACCOUNTS RECEIVABLE 20 BORAD STREET 26TH FLR NEW YORK NY 10005 ROVE (V13927) 122 CLARENCE STREET OTTAWA ON K1N 5P6 CANADA ROXANNE ARAMBULA 1700 PACIFIC AVE. DALLAS TX 75201 RR DONNELLEY FINANCIAL INC PO BOX 730216 DALLAS TX 75373-0216 RREEF AMERICA REIT II PORTFOLI PO BOX 9033 ADDISON TX 75001-9033 RUDY DELASIERRA 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 RUDY DUARTE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 RYAN DILL 1606 LILLIAN AVENUE ARLINGTON TX 76013 S&S CATERING PO BOX 25329 DALLAS TX 75225 S.L. JACKSON & ASSOCIATES, LLC PO BOX 3161 NEWTON CT 06470 S3 MATCHING TECHNOLOGIES LP 11940 JOLLYVILLE RD SUITE 220-S AUSTIN TX 78759 SAGE SOFTWARE, INC. 2325 DULLES CORNER BLVD HERNDON VA 20171 SALESFORCE ONE MARKET STE 300 SAN FRANCISCO CA 94105-5102 SALESFORCE ONE MARKET SUITE 300 SAN FRANCISCO CA 94105 SALESFORCE.COM P O BOX 203141 DALLAS TX 75320-3141 SAMANTHA STODDARD 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 6805 N. CAPITAL OF TEXAS SAMCO CAPITAL MARKETS, INC. HIGHWAY, SUITE 350 AUSTIN TX 78731 6805 N. CAPITAL OF TEXAS SAMCO HOLDINGS, INC. HIGHWAY, SUITE 350 AUSTIN TX 78731 SAN FRANCISCO TAX COLLECTOR BUSINESS TAX SECTION PO BOX 7425 SAN FRANSISCO CA 94120-7425 SANJEEV JAISWAL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 SC&H CONSULTING PO BOX 64271 BALTIMORE MD 21264-4271 225 KING STREET WEST, SUITE SCOTIA CAPITAL INC. ROB MACLACHLAN SCOTIABANK 1200 TORONTO ON M5V 3M2 CANADA 225 KING STREET WEST, SUITE SCOTIA CAPITAL INC. ROB MACLACHLAN SCOTIA ITRADE CORP 1200 TORONTO ON M5V 3M2 CANADA SCOTIAMCLEOD DIRECT 40 KING ST. SCOTIA CAPITAL INC. TRACY T. LI INVESTING BNS WEALTH FINANCE WEST, 13TH FLR TORONTO ON M5H 1H1 CANADA SCOTT CHRISTIAN 8 PASTEUR, SUITE 100 IRVINE CA 92618 SCOTT GILLMORE 1400 PACIFIC AVENUE STE 1400 DALLAS TX 75201 SCOTT MAYSTER 10132-D COLVIN RUN ROAD GREAT FALLS VA 22066 SCOTT MULLINS 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 SCOTT REISER 800 KLEIN ROAD STE 200 PLANO TX 75074 SCOTT WOOD 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 SEALCO DATA CENTER (V10438) 1761 INTERNATIONAL PKWY SUITE 127 RICHARDSON TX 75081 1761 INTERNATIONAL PKWY SEALCO DATA CENTER SERVICES LTD STE127 RICHARDSON TX 75081 SEAN FRENCH 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 SEAN HALAYKO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119 SEAN MALLOY 193 BARLOW RD FAIRFIELD CT 06824 SECRETARY OF STATE PO BOX 13697 AUSTIN TX 78711-3697 SECURE WORKS PO BOX 534583 ATLANTA GA 30353-4583 SECUREWORKS 11 EXECUTIVE PARK DRIVE NE SUITE 200 ATLANTA GA 30329 SECURITIES INDUSTRY FINANCIAL MARKETS ASSOC. 360 MADISON AVENUE NEW YORK NY 10017-7111 SECURITIES INVESTOR PROTECTION P O BOX 92185 WASHINGTON DC 20090 SECURITIES TRAINING CORP. 200 WEST ADAMS STREET SUITE 1810 CHICAGO IL 60606 SECURITIES TRANSFER 2591 DALLAS PKWY SUITE 102 FRISCO TX 75034 SECURITY TRADERS ASSOC NY 71 BROADWAY 2K NEW YORK NY 10006 SERVICE LIFE & CASUALTY INS ATTN PROPERTY MNGT DEPT PO BOX 26800 AUSTIN TX 78755-0800 SHABANG EXHIBITS, INC 4002 W MILLER RD STE# 100 GARLAND TX 75041-6160 SHARAD BARONIA 8 PASTEUR STE 100 IRVINE CA 92618 SHARON DURHAM 1700 PACIFIC AVE DALLAS TX 75201 SHARON RAY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 SHAWN SEBBY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 23 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 38 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY SHEMEKA HARRIS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 SHERRON DAVIS-LOFTON 1700 PACIFIC AVENUE DALLAS TX 75201 SHRED-IT NEW YORK 520 JEFFERSON AVE SECAUCUS NJ 70942014 SHRM PO BOX 791139 BALTIMORE MD 21279 SIDLEY AUSTIN LLP PO BOX 0642 CHICAGO IL 60690 SIDNEY RAVKIND, ESQ. 12500 MELVILLE DR. B111 MONTGOMERY TX 77356 SIGNATURE BABY, LLC 218 E 2525 S SPRINGVILLE UT 84663 SIGNATURE STOCK TRANSFER INC 2220 COIT RD, STE 480 PLANO TX 75075 1090 VERMONT AVE NW 6TH SIIA FLOOR WASHINGTON DC 20005 SIMPLIFY INC 300 VALLEYWOOD DR THE WOODLANDS TX 77380-3511 SIREESHA BODEPUDI 800 KLEIN RD, STE 200 PLANO TX 75074 SKILLSOFT CORPORATION 107 NORTHEASTERN BLVD NASHUA NH 03062-1916 SLADE ARMSTRONG 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 SMALL WONDERS 12154 DARNESTOWN RD SUITE 611 GAITHERSBURG MD 20878 SMARSH 921 SW WASHINGTON STREET STE 540 PORTLAND OR 97205 SMITH BARNEY INC GREG HUGGINS PO BOX 7247-6015 PHILADELPHIA PA 19170-6015 SMS SYSTEMS MAINTENANCE SERVICES, INC DANETTE CAMPBELL 14416 COLLECTIONS CENTER DR CHICAGO IL 60693 SMS SYSTEMS MAINTENANCE SERVICES, INC. (V10565) 9013 PERIMETER DRIVE SUITE E CHARLOTTE NC 28216-0042 SMS SYSTEMS MAINTENANCE SVCS V10565 9013 PERIMETER DR STE E CHARLOTTE NC 28216-0042
SOFTCHOICE CORPORATION 13760 NOEL ROAD (STONE TOWER) SUITE 810 DALLAS TX 75240 SOFTCHOICE CORPORATION 16609 COLLECTIONS CENTER DR CHICAGO IL 60693 SOLARWINDS PO BOX 730720 DALLAS TX 75373-0720 SOLARWINDS.NET,INC PO BOX 730720 DALLAS TX 75373-0720 SOLUTIONARY 9420 UNDERWOOD AVENUE 3RD FLOOR OMAHA NE 68114 SOURCECODE (V11516) 4042 148TH AVENUE NE REDMOND WA 98052 SOURCEFIRE 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234-7481 SOUTH CAROLINA STATE TREASURER UNCLAIMED PROP PROGRAM 1200 SENATE STREET COLUMBIA SC 29201 SOUTHERN CALIFORNIA EDISON P.O. BOX 600 ROSEMEAD CA 91771-0001 Southern California Edison Company Attn Credit and Payment Services 1551 W. San Bernardino Rd. Covina CA 91722 SOUTHLAKE CAPITAL ADVISORS, INC PO BOX 92818 SOUTHLAKE TX 76092 SOUTHWEST OFFICE SYSTEMS JENNIFER ACCOUNTING DEPARTMENT PO BOX 612248 DALLAS TX 75261-2248 SOUTHWEST OFFICE SYSTEMS- SOS PO BOX 612248 SOS PLAZA DALLAS TX 75261-2248 SOUTHWEST OFFICE SYSTEMS- SOS SOS PLAZA PO BOX 612248 DALLAS TX 75261-2248 SPECTRA LOGIC 6285 LOOKOUT ROAD BOULDER CO 80301-3580 SPECTRA LOGIC (V11714) 6285 LOOKOUT DR. BOULDER CO 80301 SPENCER CRAIN CUBBAGE HEALY & MCNAMARA 1201 ELM STREET SUITE 4100 DALLAS TX 75270 SPRINT 5020 RIVERSIDE DR N A IRVING TX 75039-4307 SPRINT PO BOX 4181 CAROL STREAM IL 60197-4181 SRIDHAR JAGANATHAN 1700 PACIFIC AVE DALLAS TX 75201 STAC 216 W JACKSON BLVD SUITE 625 CHICAGO IL 60606 222 WEST WASHINGTON AVE., STAFFORD ROSENBAUM LLP TED WASKOWSKI SUITE 900 PO BOX 1784 MADISON WI 53701 STALT INC 671 OAK GROVE AVE MENLO PARK CA 94025 STAN PROKARYM 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 STANDARD & POORS 2542 COLLECTION CENTER DR CHICAGO IL 60693 STANDARD & POORS 55 WATER ST. NEW YORK NY 10041 STANDARD REGISTRAR & TRANSFER 12528 SOUTH 1840 E DRAPER UT 84020 STANDARD REGISTRAR & TRNSFR 673 BLUEBIRD N.E. ALBEQUERQUE NM 87122 STAPLES BUSINESS ADVANTAGE DEPT. DAL 3368 PO BOX 83689 CHICAGO IL 60696-3689 STARPOINT SOLUTIONS ATTN KEITH BROWN 54-D SUNNYSIDE BLVD PLAINVIEW NY 11803 STATE BAR OF CALIFORNIA 180 HOWARD STREET SAN FRANCISCO CA 94105-1639 STATE COMPTROLLER PO BOX 12247 AUSTIN TX 78711-2247
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY STATE OF CALIFORNIA EMPLOYMENT DEVEL DEPART PO BOX 826276 SACRAMENTO CA 94230-6276 STATE OF CALIFORNIA FRANCHISE TAX BOARD PO BOX 942857 SACRAMENTO CA 94257-0511 STATE OF DELAWARE DIVISION OF CORPORATIONS P.O.BOX 11728 NEWARK NJ 07101-4728 STATE OF DELAWARE DIVISION OF REVENUE PO BOX 8754 WILMINGTON DE 19899-8754 STATE OF MICHIGAN MICHIGAN DEPT. OF TREASURY PO BOX 30756 LANSING MI 48909
STATE OF NEW HAMPSHIRE 107 NORTH MAIN STREET, RM 204 CONCORD NH 03301 STATE OF NJ DIVISION OF TAXATION REVENUE PRO. CTR PO BOX 666 TRENTON NJ 08646-0666 STATE TAX COMMISSION REVENUE OPERATIONS DIVISION PO BOX 36 BOISE ID 83722-0410 STEPHEN ZADEL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 STERLING TRADER, INC 225 W WASHINGTON STREET SUITE 400 CHICAGO IL 60606 STERNS CATERING COMPANY 4817 KELLER SPRINGS ADDISON TX 75001 STEVE WORCESTER 1700 PACIFC AVE DALLAS TX 75201 STEVE ZHANG 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 53 WEST JACKSON BOULEVARD STEVEN J. ROSENBERG, ESQ. SUITE 424 MONADNOCK BUILDING CHICAGO IL 60604 STEVEN ROSSEN 209 RIDGE HAVEN DR LEWISVILLE TX 75067 STEWART & STEVENSON (V10752) 1631 CHALK HILL ROAD PO BOX 560343 DALLAS TX 75356-0343
STEWART & STEVENSON SERVICES INC 1631 CHALK HILL RD DALLAS TX 75212 STEWART ORGANIZATION- CANON COPIER 2300 GATEWAY DR N/A IRVING TX 75063 STEWART ORGANIZATION, LP PO BOX 166708 IRVING TX 75016 STOCK & OPTION SOLUTIONS INC 6399 SAN IGNACIO AVE #100 SAN JOSE CA 95119 STOCK TRANS 44 W LANCASTER AVE ARDMORE PA 19003 7-11 SOUTH BROADWAY, SUITE STOCK USA EXECUTION SERVICES, INC. ATTN. JOE ELY MASTERTRADER.COM 201A WHITE PLAINS NY 10601 STOCK-BORROW.COM 847 SOUTH RANDALL ROAD #196 ELGIN IL 60123 STORQM PLUS 601 WALNUT ST SUITE 1010E PHILADELPHIA PA 19106 STREETACCOUNT PO BOX 13453 JACKSON WY 83002-3453 Streusand Landon Ozburn LLP 811 Barton Springs Road, Suite 811 Austin TX 78704 SUFFOLK COUNTY CLERK 310 CENTER DRIVE RIVERHEAD NY 11901-2000 SUMIT SHRESTHA 1700 PACIFIC AVE. SUITE 1400 DALLAS TX 75201 SUNGARD AVAILABILITY SERVICES PO BOX 91233 CHICAGO IL 60693 SUNGARD AVAILABILITY SERVICES LP 4500 FULLER DR STE 150 IRVING TX 75038-6545 SUNGARD BROKERAGE & CLEARING SERVICES 3 VAN DE GRAAFF DRIVE BURLINGTON MA 01803 SUNGARD BROKERAGE AND CLEARING SVCS 3 VAN DE GRAAFF DR BURLINGTON MA 01803-0000
SUNGARD EPROCESS INTELLIGENCE 15560 COLLECTION CENTER DRIVE CHICAGO IL 60693 SUNGARD FINANCIAL SERVICES 44 WALL ST 3RD FL NEW YORK NY 10005-2420 SUNGARD FINANCIAL SYSTEMS LLC 91814 COLLECTION CENTER DR CHICAGO IL 60693 SUNGARD SECURITIES FINANCE 12B MANOR PARKWAY SALEM NH 03079 SUNGARD SECURITIES FINANCE 12B MANOR PKWY SALEM NH 03079-0000
SUNGARD SECURITIES FINANCE LLC 15558 COLLECTION CENTER DRIVE CHICAGO IL 60693
SUNGARD WORKFLOW SOLUTIONS LLC 104 INVERNESS CENTER PLACE BIRMINGHAM AL 35242-4812
SUNRISE LOGISTICS SOLUTIONS THOMAS YUEH AMERICA, LTD 21061 S. WESTERN AVE STE 31 TORRANCE CA 90501 SUPERIOR COPY SERVICE 206 S. PUBLIC RD LAFAYETTE CO 80026 SUPERIOR FIBER & DATA SERVICE 1808 KNOWXVILLE DRIVE BEDFORD TX 76022 SUSAN BYROM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 SUSAN DERR 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201 SUSAN G KOMEN FOR THE CURE 12820 HILLCREST C105 DALLAS TX 75230 SYMANTEC 4006 BELTLINE RD STE 275 ADDISON TX 75001-4372
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 25 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 40 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY SYMANTEC 4006 BELTLINE RD SUITE 275 ADDISON TX 75001 SYMANTEC CORPORATION PO BOX 846013 DALLAS TX 75284-6013 SYMANTEC EVENTS FILE 32168 PO BOX 6000 SAN FRANCISCO CA 94160 SYREETA GRISMORE 1700 PACIFIC SUITE 1400 DALLAS TX 75201 SYSTEM ID WAREHOUSE 1400 10TH STREET PLANO TX 75074 T MOBILE 11830 WEBB CHAPEL STE 500 DALLAS TX 75234-2790 TAKIA JOURNET-ABERNATHY PO BOX 370 ENNIS TX 75120 TAMMY BOTSFORD 600 W. CHICAGO AVE SUITE 775 CHICAGO IL 60654 TAMMY MILLER 27572 AGRADO MISSION VIEJO CA 92692 TANVEER ANAS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75204 TD INDUSTRIES CORPORATION WENDY EMMINIZER P O BOX 300008 DALLAS TX 75303 0008 79 WELLINGTON TD WATERHOUSE DISCOUNT STREET WEST, TD WATERHOUSE (CANADA), INC. GARY HSU BROKERAGE C/O GARY HSU 5TH FLR TORONTO ON M5K 1A1 CANADA 79 WELLINGTON TD WATERHOUSE INSTITUTIONAL STREET WEST, TD WATERHOUSE (CANADA), INC. GARY HSU SERVICES C/O GARY HSU 4TH FLR TORONTO ON M5K 1A1 CANADA TDINDUSTRIES CORPORATION (V10059) 13859 DIPLOMAT DRIVE DALLAS TX 75234 TECHNACITY (V13904) 600 W. CHICAGO AVE. SUITE 300 NORTH CHICAGO IL 60654 C/O INFINIUM CAPITAL TECHNACITY, LLC MANAGEMEN 19 N. SANGAMON ST. CHICAGO IL 60607 TECHSMITH CORPORATION SOFTWARE ORDER PO BOX 26095 LANSING MI 48909-6095 TECHXTEND 1157 SHREWSBURY AVENUE SHREWSBURY NJ 07702-4321 TED GEHRIG 8 PASTEUR DR STE# 100 IRVINE CA 92618-3814 TEGO HOLDINGS LLC 6 NORTH WOODS DRIVE PENNINGTON NJ 85342004 TEITELBAUM & BASKIN, LLP JAY TEITELBAUM 3 BARKER AVENUE, 3RD FL. WHITE PLAINS NY 10601 TEK SYSTEMS SETH PO BOX 198568 ATLANTA GA 30384-8568 TEK SYSTEMS P.O. BOX 198568 ATLANTA GA 30384-8568 TENABLE NETWORK SECURITY 7063 COLUMBIA GATEWAY DR SUITE 100 COLUMBIA MD 21046
TENNESSEE DEPT OF REVENUE ANDREW JACKSON STATE OFFICE 500 DEADERICK STREET NASHVILLE TN 37242-0900 TERRA PRINCE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 TEXAS ASSOCIATES INSURORS 1120 CAPITAL OF TEXAS HWY S BLDG 3 STE#300 AUSTIN TX 78746
TEXAS COMPTROLLER OF PUBLIC ACCOUNTS UNCLAIMED PROP. DIV. 111 EAST 17TH STREET AUSTIN TX 78774 ACCOUNTS UNCLAIMED PROPERTY TEXAS COMPTROLLER OF PUBLIC HO PO BOX 12019 AUSTIN TX 78711-2019
TEXAS STATE BOARD OF PUBLIC ACCOUNTANCY 333 GUADALUPE, TOWER 3 STE 900 AUSTIN TX 78701-3900
TEXAS STATE SECURITIES BOARD 208 E. 10TH STREET, 5TH FLOORW AUSTIN TX 78701 TFP1 5322 AVENUE N BROOKLYN NY 11234 THE ADOLPHUS A NOBLE HOUSE HOTEL 1321 COMMERCE STREET DALLAS TX 75202 THE BANK OF NEW YORK FINANCIAL CONTROL BILLING PO BOX 19445 NEWARK NJ 07195-0445
THE BANK OF NEW YORK MELLON FINANCIAL CONTROL BILLING DEPT PO BOX 19445A NEWARK NJ 07195-0445 THE BARRINGTON GROUP LTD 2300 N. HASKELL AVE DALLAS TX 75204 THE BOARD OF TRADE OF KANSAS CITY, MISSOURI INC 4800 MAIN ST #303 KANSAS CITY MO 64112 THE CITY OF NEW YORK DEPT OF FINANCE PO BOX 5040 KINGSTON NY 12402-5040 THE FINANCIAL LIBRARY PO BOX 2041 BOCA RATON FL 33427 THE FINANCIAL LIBRARY PO BOX 2341 BOCA RATON FL 33427 THE HARTFORD PO BOX 2907 HARTFORD CT 06104-2907 THE IRVINE COMPANY OFFICE PROP CRAIG MORRISON PO BOX 846486 LOS ANGELES CA 90084-6486 THE MATHWORKS, INC. 3 APPLE HILL DRIVE NATICK MA 01760-2098 THE MERC ATTN LEASING 1800 MAIN STREET DALLAS TX 75201 THE MUNI CENTER 825 THIRD AVE 14TH FL NEW YORK NY 10022-9516 THE PEAVLER GROUP 3400 CARLISLE STREET SUITE 430 LB 23 DALLAS TX 75204-1221
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 26 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 41 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY THE PLANT PLACE 10704 GOODNIGHT LANE DALLAS TX 75220-2409 THE PLANT PLACE INC 10704 GOODNIGHT LANE DALLAS TX 75220 THE ROBERTS GROUP 441 LEXINGTON AVE STE 606 NEW YORK NY 10017-3937 THE SPENCER COMPANY 2121 NORTH AKARD SUITE 100 DALLAS TX 75201 THE WALL STREET JOURNAL P O BOX 7020 CHICOPEE MA 01021 THINK WITH INK, INC. 9843 CHARTWELL DRIVE DALLAS TX 75243 THOMAS A FRANKO 102 VAN HOUSTON AVENUE CHATHAN NJ 07928 THOMAS E. MYERS 404 RIO GRANDE ST # 404 AUSTIN TX 78701 THOMAS JOHNSON 44 WOODSTOCK DRIVE BREWSTER MA 02631 THOMAS PATRICK 8 PASTEUR STE 100 IRVINE CA 92618 THOMPSON COBURN LLP PO BOX 18379M ST. LOUIS MO 63195 THOMSON FINANCIAL SYED PO BOX 5136 CAROL STREAM IL 60197-5136 THOMSON FINANCIAL CORPORATE GROUP 195 BROADWAY, 11TH FLOOR NEW YORK NY 10007 THOMSON REUTERS PO BOX 415983 BOSTON MA 02241-5983 THOMSON REUTERS (MARKETS) SECURITIES INFORMATION CTR CAROL STREAM IL 60197-5136 THOMSON REUTERS (MARKETS) LLC PO BOX 415983 BOSTON MA 02241 THOMSON WEST WEST PAYMENT CENTER PO BOX 6292 CAROL STREAM IL 60197-6292 2156 W NORTHWEST HIGHWAY THORNHILL CATERING #312 DALLAS TX 75220 TIBCO SOFTWARE INC DEPT 33142 PO BOX 39000 SAN FRANCISCO CA 94139-3142 TIDAL 2100 GENG ROAD STE #210 PALO ALTO CA 94303 TIFFS TREATS 819 W. ARAPAHO RD. STE 24-B, #266 RICHARDSON TX 75080 TIM BOLES 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 TIM YOSHIKAWA 18085 SCANLAN CT FOUNTAIN VALLEY CA 92708
TIME LEVERAGE CAPITAL CORPORATION MATTHEW BOWYER 4014 CHASE AVE., STE. 220 MIAMI BEACH FL 33140 TIME WARNER CABLE 13820 SUNRISE VALLEY DR HERNDON VA 20171-4659 TIME WARNER CABLE 13820 SUNRISE VALLEY DRIVE HERNDON VA 20171 TIME WARNER CABLE PO BOX 60074 CITY OF INDUSTRY CA 91716-0074 TIME WARNER TELECOM PO BOX 172567 DENVER CO 80217 TIME WARNER TELECOM PO BOX 172567 DENVER CO 80217-2567 TIMOTHY DAVIS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 TIMOTHY KEBBE 445 HAMILTON AV., STE 1102 WHITE PLAINS NY 10601 TMC BONDS 825 THIRD AVE 14TH FL NEW YORK NY 10022 TMC BONDS, LLC PAMELA KOUAKAM 825 THIRD AVENUE 14TH FLOOR NEW YORK NY 10022 T-MOBILE P.O. BOX 660252 DALLAS TX 75266-0252 T-MOBILE P O BOX 790047 ST LOUIS MO 63179-0047 TOM PITTLER 1700 PACIFIC AVENUE DALLAS TX 75201
TOUCHTRADE.COM, INC. 12244 S. BUSINESS PARK DR., #230 DRAPER UT 84020 TRACY PADUCH 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 TRAMAIN JONES 1700 PACIFIC AVE DALLAS TX 75201 TRANSACTION NETWORK SERVICES 15847 COLLECTION CENTER DR CHICAGO IL 60696 TRANSFER ONLINE 317 SW ALDER ST STE#200 PORTLAND OR 97204 TRANSFER ONLINE 512 SW SALOMON STREET PORTLAND OR 97214 TRANSHARE CORPORATION 5105 DTC PARKWAY SUITE 325 GREENWOOD VILLAGE CO 80111 TRASHARE CORP 5105 DTC PARKWAY SUITE 325 GREENWOOD VILLAGE CO 80111 NELDA W SPEARS, TAX TRAVIS COUNTY TAX OFFICE COLLECTOR PO BOX 149328 AUSTIN TX 78714-9328 DIVISION OF UNCLAIMED TREASURER OF VIRGINIA PROPERTY PO BOX 2478 MONROE BLDG 4TH FL RICHMOND VA 23218-2478 TREASURER STATE OF CONNECTICUT UNCLAIMED PROPERTY DIVISION P.O. BOX 150435 HARTFORD CT 06115-0489 TREASURER STATE OF ILLINOIS UNCLAIMED PROP DIV 1 W OLD STATE CAPITOL PLAZA STE 400 SPRINGFIELD IL 62701-1390
TREASURER STATE OF NEW HAMPSHI ABANDONED PROPERTY DIVISION 25 CAPITOL STREET, ROOM 205 CONCORD NH 03301 TREASURER STATE OF TENNESSEE UNCLAIMED PROP DIVISION 502 DEADERICK ST NASHVILLE TN 37243 TREASURER, STATE OF NEW JERSEY UNCLAIM PROPERTY PO BOX 214 TRENTON NJ 08695-0214
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 27 of 29 Case 13-10061-PJW Doc 225 Filed 02/26/13 Page 42 of 43
Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY TREASURER-STATE OF IOWA WITHHOLDING TAX PROCESSING IOWA DEPT OF REVENUE PO BOX 10411 DES MOINES IA 50306-0411 TRGRP, INC THE ROBERTS GROUP 12 BENTLEY COURT FREEHOLD NJ 07728 TSCPA PO BOX 797488 DALLAS TX 75379-7488 130 KING ST TSX INC THE EXCHANGE TOWER PO BOX 421 WEST TORONTO ON M5X 1J2 CANADA TW Telecom Inc. 10475 Park Meadows Drive Littleton CO 80124 TWILA POTTS 1700 PACIFIC AVENUE DALLAS TX 75201 TWO SIGMA SECURITIES, LLC 379 WEST BROADWAY 3RD FLR NEW YORK NY 10012 TXU ENERGY PO BOX 650638 DALLAS TX 75265-0638 TYCO INTEGRATED SYSTEMS PO BOX 371967 PITTSBURGH PA 15250-7967 UBS SECURITIES, LLC ATTN SANDRA WARD 480 WASHINGTON BLVD 12TH FL JERSEY CITY NJ 07310 ULLINK 708 THIRD AVENUE 7TH FLOOR NEW YORK NY 10017 UMB BANK 1010 GRAND BLVD KANSAS CITY MO 64106-2202 UMR 75 REMITTANCE DR STE 91454 CHICAGO IL 60675 UMR PO BOX 88822 MILWAUKEE WI 53288-0822 UNITED STATES FINANCIAL GROUP 1016 CLEAMONS ST. STE 302 JUPITER FL 33477 UNITED STATES TREASURY INTERNAL REVENUE SERVICE PO BOX 71052 PHILADELPHIA PA 19176-6052
UNIVERSITY OF ILLINOIS 601 SOUTH MORGAN STREET ROOM 2421 UNIVERSITY HALL CHICAGO IL 60607 UPS JAY COILE PO BOX 7247-0244 PHILADELPHIA PA 19170-0001 UPS SUPPLY CHAIN SOLUTIONS INC 28013 NETWORK PLACE CHICAGO IL 60673-1280 US BANK CM-9690 PO BOX 70870 ST. PAUL MN 55170-9690 UTAH STATE TAX COMMISSION 210 N 1950 W SALT LAKE CITY UT 84134 UTAH STATE TREASURER UNCLAIMED PROPERTY DIVSION 341 SOUTH MAIN ST 5TH FLOOR SALT LAKE CITY UT 84111 VALIANT TRUST CO 606 4TH ST. SW STE 310 CALGARY AB T2P 1T1 CANADA VENDORLOGIX PO BOX 801335 DALLAS TX 75380-1335 VERAMARK TECHNOLOGIES (V13160) 1565 JEFFERSON ROAD SUITE 120 ROCHESTER NY 14623 VERAMARK TECHNOLOGIES INC 1565 JEFFERSON ROAD SUITE 120 ROCHESTER NY 14623 VERITEXT NEW YORK REOPRTING CO 200 OLD COUNTRY ROAD SUITE 580 MINEOLA NY 11501 VERIZON PO BOX 371873 PITTSBURG PA 15250 VERIZON PO BOX 920041 DALLAS TX 15250 VERIZON - PO BOX 15124 P O BOX 15124 ALBANY NY 12212 VERIZON - PO BOX 660720 PO BOX 660720 DALLAS TX 75266-0720 VERIZON COMMUNICATIONS PO BOX 920041 DALLAS TX 75392 VERIZON WIRELESS 750 STATE HWY 121 BYPASS STE 100 LEWISVILLE TX 75067-8199 VERIZON WIRELESS PO BOX 25505 LEHIGH VALLEY PA 18002-5505 VERIZON WIRELESS PO BOX 660108 DALLAS TX 75266-0108 VERTICAL NERVE INC. PO BOX 720577 DALLAS TX 75372 VERUS CONSULTING GROUP LLC 10 TURNBERRY DR PALOS HEIGHTS IL 60463 VESTPOINT 3001 EXECUTIVE DRIVE SUITE 200 CLEARWATER FL 33762 VICKI MYERS 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 VICKIE COLWELL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 VINCENT GRIJALVA 800 KLEIN ROAD, SUITE 200 PLANO TX 75074 VINCENT TRAINA 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119 VIRGINIA DEPT OF TAXATION PO BOX 1500 RICHMOND VA 23218-1500 VIRGINIA DEPT OF TAXATION PO BOX 27264 RICHMOND VA 232361-7264 VISAGE MOBILE INC 500 SANSOME ST STE 300 SAN FRANCISCO CA 94111-3217 VORNADO OFFICE MANAGEMENT LLC 210 ROUTE 4 E PARAMUS NJ 07652-5108 VORNADO OFFICE MANAGEMENT LLC ONE PENN PLAZA PO BOX 11191 NEW YORK NY 10286-1191 VORNADO REALTY TRUST 210 ROUTE 4 EAST PARAMUS NJ 07652 W.B. MASON CO INC PO BOX 981101 BOSTON MA 02298-1101 WADE HANCHAR 404 WEST BETHANY DR ALLEN TX 75013 WALLY V. CORDELL CPA P.O. BOX 1357 ESTERO FL 33929-1357 WARREN BUNTING 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 WASHINGTON DEPT OF REVENUE UNCLAIMED PROPERTY SECTION PO BOX 34053 OLYMPIA WA 98124-1053 WEAVER AND TIDWELL, LLP 12221 MERIT DRIVE STE 1400 DALLAS TX 75251 WEB ACTIVE DIRECTORY 6732 S ROUTT ST LITTLETON CO 80127 WEB FILINGS 2625 N. LOOP DRIVE, SUITE 2105 AMES IA 50010
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Exhibit F Creditor Matrix Service List
COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY 16720 COLLECTIONS CENTER WEBEX COMMUNICATIONS INC DRIVE CHICAGO IL 60693 WEBEX SERVICES V10445 16720 COLLECTIONS CTR DR CHICAGO IL 60693 WEBFILINGS, LLC 2625 N. LOOP DRIVE SUITE 2105 AMES IN 50010 WEBSTER DYRUB MITCHELL VICTORIA HOUSE PO BOX 58 THE VALLEY BRITISH WEST INDIES ANGUILLA WELLS FARGO EQUIPMENT FINANCE ATTN NW-8704 P.O. BOX 1450 MINNEAPOLIS MN 55485-8704
WELLS FARGO SHAREOWNER SERVICE WF 8113 PO BOX 1450 MINNEAPOLIS MN 55485-8113 STATE CAPITAL BLDG 1, WEST VIRGINIA SECURITIES COMM AMBER MURPHY/REG EXAMINER ROOMW100 CHARLESTON WV 25305 WESTBROOK BROTHERS INC DON WESTBROOK 1925 EAST BELT LINE SUITE 403 CARROLLTON TX 75006 WESTERN STATES FIRE PROTECTION 2345 W WARRIOR TRL GRAND PRAIRIE TX 75052-7255 WILL AVERY 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 WILLIAM C BRYSON III WILLIAM MCLEMORE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201 WILLIAM MIRANDA, CPA 100 N CENTRAL EXPWY SUITE 913 RICHARDSON TX 75080
WILLIAMS OFFICE PRODUCTS 2330 MERRELL RD @ STEMMONS DALLAS TX 75229 WILSON OFFICE INTERIORS PO BOX 843284 DALLAS TX 75284-3284 WINSTEAD PC 5400 RENAISSANCE TOWER 1201 ELM STREET DALLAS TX 75270 WINSTON HARBOR INC. 8000 TOWERS CRESCENT DRIVE SUITE 260 VIENNA VA 22182 WISCONSIN DEPT. OF REVENUE PO BOX 930208 MILWAUKEE WI 53293-0208 WISCONSIN STATE TREASURY UNCLAIMED PROPERTY DIVISION 1 S. PICKNEY STREET STE 550 MADISON WI 53703 WOLF A POPPER, INC 99 WALL STREET 6TH FLOOR NEW YORK NY 10005 WOLTERS KLUWER FINANCIAL SVCS. PO BOX 842014 BOSTON MA 22842014
WORLDWIDE STOCK TRANSFER LLC 433 HACKENSACK AVE - LEVEL L HACKENSACK NJ 07601 WYLIE FLOWER & GIFT SHOP 129 N. BALLARD AVE WYLIE TX 75098 X CLEARING CORP ATTN SCOTT PRATHER 535 16TH ST MALL STE 810 DENVER CO 80202 X-CHANGE FINANCIAL ACCESS 440 LASALLE STREET SUITE 2930 CHICAGO IL 60605 XO ONE JAY MARION P O BOX 970205 DALLAS TX 75397 XO ONE (V10087) PO BOX 970205 DALLAS TX 75397 XO ONE (V10087) PO BOX 970206 DALLAS TX 75397 YASIR BASHIR 10421 RUFF TRAIL IRVING TX 75063 YASSIN SIBAI 12505 ALBERTA RIDGE TRAIL AUSTIN TX 78726 YOLANDA COX HOFFMAN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201 YOSHIHITO TAKEDA 8 PASTEUR, SUITE 100 IRVINE CA 92618 YVETTE GREINER-GOMEZ 1 PENN PLAZA 51ST FLR NEW YORK NY 10119 ZACKS INVESTMENT RESEARCH INC 111 N CANAL ST SUITE 1101 CHICAGO IL 60606 ZEE MEDICAL INC PO BOX 781433 INDIANAPOLIS IN 46278 ZEICHNER ELLMAN & KRAUSE 575 LEXINGTON AVE NEW YORK NY 10022 ZEPHYR CORPORATION 3355 WEST ALABAMA SUITE 1220 HOUSTON TX 77098
In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 29 of 29