Equity: System Or Process?
Total Page:16
File Type:pdf, Size:1020Kb
The Catholic Lawyer Volume 3 Number 1 Volume 3, January 1957, Number 1 Article 10 Equity: System or Process? Philip A. Ryan Follow this and additional works at: https://scholarship.law.stjohns.edu/tcl Part of the Catholic Studies Commons This Reprint is brought to you for free and open access by the Journals at St. John's Law Scholarship Repository. It has been accepted for inclusion in The Catholic Lawyer by an authorized editor of St. John's Law Scholarship Repository. For more information, please contact [email protected]. The place of Equity in modern procedure and in the curriculum in present day law schools will be discussed in a series of three articles, of which this is the first. EQUITY: SYSTEM OR PROCESS?* PHILIP A. RYANt T HE NATURE OF EQUITY has troubled legal scholars for many years. It has been viewed as a closed but flexible department of our juris- prudence, and it has been equated with procedure. No matter what the framework of discussion, however, everyone recognizes a value, intangible and compelling, which surpasses strict legal rules. This consensus on the value but disagreement on the nature of Equity invites the effort to obtain a satisfactory personal insight. As pointed out by Professor Chafee, "Equity is a way of looking at the administration of justice."' It is also true that there are different ways - at least three - of looking at Equity. Each may be necessary and useful, depending on the problem to be solved. But distinction and differentiation are important if we are to use the right tools for the right problems. The first and traditional view is that "Equity is that body of rules which is administered only by those courts which are known as courts of Equity."' 2 This is only partially true historically,3 and the truth that is in the statement does not go beyond giving us a catalog of such rules as are found in numerous texts and treatises and collections of cases. In this view, Equity is a "department" or an "established branch of our American *Reprinted, with permission, from 45 GEORGETOWN LAW JOURNAL 213 (1956-1957). tB.A., Georgetown University (1941); LL.B., Harvard Law School (1948); Pro- fessor of Law, Georgetown University Law Center. 1 SELECTED ESSAYS ON EQUITY iii (Re ed. 1955) (hereinafter cited as Re); see also Stevens, A Brief on Behalf of a Course in Equity, 8 J. LEGAL ED. 422 (1956), wherein are discussed the "equitable attitude" and "the equitable way of dealing with a case." 2 MAITLAND, EQUITY 1 (Brunyate ed. 1936), quoted in Glenn and Redden, Equity: A Visit to the Founding Fathers,in Re 12, 15. 3 See Adams, The Origin of English Equity, in Re 1; Keigwin, The Origin of Equity, 18 GEO. L. J. 15 (1929); Spence, The History of the Court of Chancery, in 2 SELECT ESSAYS ON ANGLO-AMERICAN LEGAL HISTORY 219 (1908). 3 CATHOLIC LAWYER, JANUARY, 1957 as well as of the English jurisprudence. ' '4 As Pomeroy and others have reiterated, It is in every sense of the word a "system" this system of principles is flexible enough to which "it is impossible that any new gen- to meet the needs of the times. As it is eral principles should be added. ."5 It is handed down to us, however, it may need thought that to go further would turn the elucidation, and the judges may need prod- Chancellor into a legislator - which indeed ding to use to the fullest its marvelous adap- he once was - contrary to the spirit of the tability. Old principles may need explana- times and the constitutional separation of tion, and, upon occasion, a long-accepted powers.6 However, the principles embraced principle may turn out to be in conflict with in the system are said to possess "an inherent another principle of the system. This eluci- capacity of expansion, so as to keep abreast dation and prodding generally come from of each succeeding generation and age." 7 those steeped in the "system" in the best This view necessarily limits the capacity of sense of the word. Witness Pound's mas- Equity, as a tool for a more perfect admin- terful analysis' 0 of the dictum of Gee v. istration of justice, to the inherent potency Pritchard" that Equity would protect only of the general principles already encom- property rights, and his arguments against passed within the "system." 8 It remains to this maxim as an absolute. Some years later be seen whether that is all the potency we we find the matter being clarified in a case need. in the District of Columbia in which Judge But leaving aside for the moment the Edgerton stated: validity of this view, it nevertheless gives us The doctrine that equity jurisdiction is a useful tool for determining such an issue limited to the protection of property rights conflicts with the familiar principle as the right to jury trial. To quote Professor that equity may give preventive relief when the Chafee: "There is only one genuine reason legal remedy of money damages, if available today for distinguishing an action at law at all, is inadequate to redress a wrong.12 from a suit in equity - the constitutional In brief, the view that Equity is a closed right to jury trial in civil cases."9 system with an inherent capacity for flexible adaptation to new needs is productive of 4 1 POMEROY, EQUITY JURISPRUDENCE § 46 (5th ed. 1941). fruitful results in limited areas. The difficulty 5 lid. § 60. remains whether such a view is adequate in 6 Cf. 1 id. § 35; 1 STORY, EQUITY JURISPRUDENCE a time when it may be said that "legislators § 19 (14thed. 1918). 7 1 POMEROY, EQUITY JURISPRUDENCE § 67 (5th are properly preoccupied with public affairs; ed. 1941). they have little time to spend on curing de- s Ibid.: fects in private law."13 Its great underlying principles, which are the constant source, the never-failing roots, of its par- A second way of looking at Equity in- ticular rules, are unquestionably principles of volves us directly in the classical jurispru- right, justice, and morality, so far as the same can dential debate between Langdell-Ames- become the elements of a positive human juris- prudence; and these principles, being once incor- Maitland and Spence-Pomeroy-Hohfeld on porated into the system, and being essentially un- 10 Pound, Equitable Relief Against Defamation limited, have communicated their own vitality and and Injuries to Personality,in Re 364. power of adaptation to the entire branch of the 11 2 Swanst. 402, 36 Eng. Rep. 670 (Ch. 1818). national jurisprudence of which they are, so to 12 Berrien v. Pollitzer, 83 U.S. App. D.C. 23, 24, speak, the substructure. 165 F.2d 21, 22 (1947). 9 Re iv. 1- Re iv (Foreword by Chafee). EQUITY whether Equity did or did not conflict with cannot be ignored .... If a party can allege and then recover upon the common law. 14 With the fusion of law one cause of action another, his complaint would serve no use- theoretical de- 16 and Equity, this seemingly ful purpose."' bate has become important for the practic- This argument "seems to be based . on ing lawyer. an idea that under the code we still have Should a complaint under a code-merger 'courts of law' and 'courts of equity.' 17 system of pleading be dismissed if the theory This, of course, is not true under a merged -of the complaint is an equitable action for system, and the decision seems to stem from partnership accounting which fails of proof the Langdell view that equitable rights are at trial, but the facts proved show a hiring a fiction. If this is true, no legal cause of and agreement to pay for services? In action being stated, there was nothing for 5 Jackson v. Strong,1 the court dismissed the the judicial powers to operate upon, regard- complaint: less of what was proved. The inherent and fundamental differences Certainly there are differences between between actions at law and suits in equity law and Equity as historically developed. As 14 The substance of this debate is best derived pointed out, we must know these differences from the words of the debaters themselves. Lang- as our society preserves the right to dell: as long Shutting our eyes then to the fact that equitable jury trial in legal actions. But is there a con- rights are a fiction, and assuming them to have an flict between the two? Long ago in the great actual existence, what is their nature, what is their quarrel between Coke and Ellesmere it was extent, and what is the field which they occupy? 1. They must not violate the law. 2. They must thought that there was, and Equity emerged follow the analogy of one or more classes of legal as the superior system.' But in later times rights. 3. There is no exclusive field for them to legal semanticists have said that there was occupy; for the entire field is occupied by legal rights. Legal and equitable rights must, therefore, no such conflict and that "legal and equit- exist side by side, and the latter cannot interfere able rights must, therefore, exist side by with, or in any manner affect, the former. Lang- side, and the latter cannot interfere with, or dell, Classification of Rights and Wrongs, 13 in any manner affect, the former."' 9 Others, HARV. L. REV. 659, 673 (1900); quoted in Cook, Equitable Defenses, in Re 38, 40, n.8. looking at our jurisprudence as a whole and Hohfeld: relying on the principle of contradiction, []n case of conflict, as distinguished from con- that we have one system made up currence, a jural relation is finally determined' by have said the equitable rule rather than by the legal.