Clinically Applied Anthropology: Concepts for the Family Physician
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Clinically Applied Anthropology: Concepts for the Family Physician Sim S. Galazka, MD, and J. Kevin Eckert, PhD Cleveland, Ohio The incorporation of the sociobehavioral sciences into the teaching and practice of medicine has been a hallmark of family practice. The strong ecological orientation that family medicine shares with anthropology provides a unifying framework for incorporating anthropological concepts and techniques into clinical family practice. This paper presents an ecologically oriented framework for organizing and integrating individual, family (primary group), neighborhood (community), and societal level variables. Core anthropological concepts are presented within the context of this framework. The application of this approach is illustrated using case material derived from a five-year multidisciplinary experience in teaching these concepts to family practice residents. The incorporation of the behavioral and social medicine.6 The purpose of this paper is to outline sciences into the teaching and practice of medicine an ecological framework for incorporating rele has been a hallmark of family practice in its devel vant anthropological concepts and techniques into opment as a medical specialty. Both the accredi family practice. This paper reflects a five-year tation standards provided by the Accreditation interdisciplinary experience in teaching these con Council on Graduate Medical Education for train cepts to residents and in applying them within an ing in family practice1 and the recommendations of urban family practice center. the Residency Assistance Program of the Ameri can Academy of Family Physicians for the devel opment of high-quality family practice residency programs2 include education in the behavioral sci CLINICALLY APPLIED ANTHROPOLOGY ences as a necessary component of the training of Sickness, health, and healing are themes that family physicians. Anthropology, sociology, and have been explored by anthropologists in many psychology are the cornerstones of sociobehav cultures and environments. In a recent discussion, ioral sciences. Of this triad, sociology and psy Chrisman and Maretzki listed seven examples of chology have been included in teaching about the themes that have been explored in anthropology in family in family practice3,4 and in the physician- health care settings.7 These seven areas included patient communication process.5 Only recently (1) defining cross-cultural norms for behavior, (2) have anthropological concepts and methods been understanding cultural models related to biomedi incorporated into the clinical practice of cal diagnostic groupings, (3) using ethnographic or naturalistic data collection methods to develop understanding of sickness and health, (4) exploring From the Departments of Family Medicine and Anthropology, Case the connection between ethnicity and the cultural Western Reserve University, Cleveland, Ohio. Requests for reprints should be addressed to Dr. Sim Galazka, Department of Family experience and meaning of illness, (5) examining Medicine, Case Western Reserve University, Cleveland, OH 44106. the complexity of human relationships and com- 1986 Appieton-Century-Crofts THE JOURNAL OF FAMILY PRACTICE, VOL. 22, NO. 2: 159-165, 1986 159 CLINICALLY APPLIED ANTHROPOLOGY rived from such theorists as Engel,8 Janzen,11 and Bronfenbrenner,12 among others. In short, the eco logical model views the individual as nested in multiple interrelated environmental systems (Fig ure 1). This framework expands and refines the biopsychosocial framework of Engel in its consid eration of the external environment as it affects the individual. The basic premise of this frame work is that a person’s behaviors, as well as men tal and physical health states, can be understood only with knowledge of individuals as individuals rooted in social, cultural, and environmental set tings.13 This factor makes the ecological frame work extremely useful in organizing a clinically relevant teaching program and in its application to daily practice, since the physician’s perspective of the clinical problem is broadened by adding the dimension of environmental context. The framework used by the authors has four major levels, each with its own unique charac teristics. The terminology used to define three of munication, (6) studying the interrelationship these levels uses “ system” in order to emphasize among “change,” culture, and health practices, the interactive effects of each upon the other. The and (7) applying anthropological approaches to the first level is that of the individual. The clinical rel epidemiology of mental illness. Although not evance of this level is the easiest to understand, as exhaustive, this listing suggests the breadth of it represents the patient in terms of his or her medical anthropology. biomedical, intellectual, and emotional self, basic Clinically applied anthropology is a relatively sensorimotor functioning, cognitive skills, and ego new focus within medical anthropology. Clinically strength in relationship to the clinical encounter. applied anthropology can be defined as the appli Anthropological concepts and skills at this level cation of anthropological knowledge and method include explanatory models of illness,14 elicitation ology in the clinical setting. It directly involves the of patients’ requests,15-18 physician-patient negotia application of these techniques to the clinical con tion,19 and the impact of ethnicity on the physician- text: the physician-patient interaction, the clinical patient relationship and health or illness behavior.20 practice, and the community. The second level of the framework involves the microsystem, the immediate social and physical environmental context in which an individual functions. The social environment consists of the significant people in the life of the subject, such as AN ECOLOGICAL FRAMEWORK FOR parents, spouse, friends, and fellow employees. INTEGRATING CLINICAL The individual also experiences social pressure as ANTHROPOLOGY a result of group membership. Included here are Ecological models and frameworks are well such phenomena as group pressure and social known to the teaching and practice of family norms active in the individual’s immediate life medicine.8,9 Ecological approaches are also cen environments. Examples include work life or reli tral to anthropology and underlie much of the re gious life. search in medical anthropology.10 The basic orien In addition to the social environment, the mi tation for developing an ecological framework crosystem contains the physical environment that for integrating anthropological concepts and meth includes both the natural or built environment. odologies into clinical practice and teaching is de The social and physical dimensions of the micro- 160 THE JOURNAL OF FAMILY PRACTICE, VOL. 22, NO. 2, 1986 CLINICALLY APPLIED ANTHROPOLOGY system can affect an individual's health-related to the patient’s management. beliefs and behaviors. Explanatory models are the perceptions and The third level, the exosystem, encompasses beliefs that an individual holds about a disease or the local community or neighborhood. The con dysfunction.14 In essence, these beliefs contain cept of community can be understood from at least elements of cause, pathophysiology, prognosis, three separate but unrelated vantage points: (1) as and the patient’s perceptions of effective an area of bounded territory, (2) as a collection of therapeutic approaches. A patient’s explanatory institutions with physical, personal, and social model reflects concern for his or her illness and is components that provide life-supporting and life- a mixture of popular, biomedical, and folk notions. enriching services to individuals, (3) as a psycho A patient’s explanatory models can be elicited in logical sense of belonging or “ we feeling.” 21 an interview and may be an important element in The neighborhood or community environment developing an evaluation and management strat is of critical importance to the health of the indi egy for a patient’s problems. vidual. It may be the source of basic resources and Lazare et al15 have conceptualized the clinical services, physical security or threat, social inter encounter between a physician and a patient as action or entertainment, and many other factors beginning with a patient’s “ request” for specific related to human needs, wants, and pressures. services. Expanding upon this idea, Good and The global context of the ecological framework, Good16 have categorized patients’ requests in the macrosystem, is concerned with the political ambulatory primary care settings into three major processes, economic and social forces and events groups reflecting (1) biomedical requests, (2) that operate within a particular politico-economic psychosocial requests, and (3) requests specific system to “ socialize disease and illness.” 22 As ally related to the interaction between clinician Young22 suggests, factors operating at this level and patient. Specifically, patient requests include directly or indirectly influence almost every aspect medical information, psychosocial assistance, and sphere of life. These factors help to determine therapeutic listening, biomedical treatment, and (1) which people get which sicknesses, what prac ventilation-legitimation.17,18 titioners and interventions, and (2) how individu Eliciting patient requests focuses upon the pa als with the same set of signs are allocated with tient’s needs and desires in the clinical interaction.