Russia and Arms Control: Are There Opportunities for the Obama Administration?
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RUSSIA AND ARMS CONTROL: ARE THERE OPPORTUNITIES FOR THE OBAMA ADMINISTRATION? Stephen J. Blank March 2009 Visit our website for other free publication downloads http://www.StrategicStudiesInstitute.army.mil/ To rate this publication click here. The views expressed in this report are those of the author and do not necessarily reflect the official policy or position of the Department of the Army, the Department of Defense, or the U.S. Government. Authors of Strategic Studies Institute (SSI) publication enjoy full academic freedom, provided they do not disclose classified information, jeopardize operations security, or misrepresent official U.S. policy. Such academic freedom empowers them to offer new and sometimes controversial perspectives in the interest of furthering debate on key issues. This report is cleared for public release; distribution is unlimited. ***** This publication is subject to Title 17, United States Code, Sections 101 and 105. 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ISBN 1-58487-381-7 ii CONTENTS Foreword ..........................................................................v Summary ........................................................................vii Introduction ......................................................................1 Understanding the Current Impasse ..........................17 Russia ........................................................................17 America .....................................................................25 Russia’s Newly Announced Positions ....................... 37 Analyzing Russian Proposals ......................................42 The CFE Treaty ........................................................42 The INF Treaty ........................................................ 53 Tactical Nuclear Missiles ....................................... 70 Space Weapons ........................................................80 Missile Defenses ............................................................88 Russian Replies to Missile Defenses ...................107 START and Russia’s Strategic Challenges ...............111 Recommendations for the Obama Administration ........................................ 118 Endnotes .......................................................................140 About the Author.........................................................173 iii FOREWORD As the Obama administration took office, Russo-American relations were generally acknowledged to be at an impasse. Arms control issues feature prominently in that conflicted agenda. Indeed, as of September 2008, the Bush administration was contemplating not just a break in arms talks but actual sanctions, and allowed the bilateral civil nuclear treaty with Russia to die in the Senate rather than go forward for confirmation. Russian spokesmen make clear their belief that American concessions on key elements of arms control issues like missile defenses in Europe are a touchstone for the relationship and a condition of any further progress towards genuine dialogue. This impasse poses several risks beyond the obvious one of a breakdown in U.S.-Russian relations and the easily foreseeable bilateral consequences thereof. But those are by no means the only reasons for concern regarding the arms control agenda. Since the outbreak of the Russo-Georgian war in August 2008, both sides have further hardened positions and raised tensions apart from the war itself and Russia’s quite evident refusal to abide by its own cease-fire terms. Nevertheless, and for better or worse, arms control and its agenda will remain at the heart of the bilateral Russo-American relationship for a long time. Arms control and disarmament issues are quintessentially political as well as military issues that are among the most critical components of the bilateral relationship and regional security in both Europe and Asia. For these reasons, neither the political nor the military aspect can be divorced from the other. And for these same reasons, we cannot refuse to participate in the bilateral effort to resolve those issues. The Strategic Studies Institute is pleased to offer this monograph as part of the ongoing debate on Russo-American relations. DOUGLAS C. LOVELACE, JR. Director Strategic Studies Institute v SUMMARY Even before the Russian invasion of Georgia in August 2008, U.S.-Russian relations were reaching an impasse. Matters have only grown worse since then as Washington has stopped all bilateral military cooperation with Moscow, and it is difficult to imagine either Washington or the North Atlantic Treaty Organization (NATO) entering into arms control talks with Russia before the end of the George W. Bush administration. Indeed, as of September 2008, the administration is contemplating not just a break in arms talks but actual sanctions, and has allowed the bilateral civil nuclear treaty with Russia to die in the Senate rather than go forward for confirmation. U.S. Ambassador to Russia John Beyerle recently admitted that this is not a propitious time for bilateral nuclear cooperation and explicitly tied its resumption to Russian policy in Georgia. Similarly, Senator Richard Lugar (R-IN) and former Senator Sam Nunn (D-GA), who authored the Comprehensive Threat Reduction Program (CTR) to ensure the removal of unsafe nuclear materials and weapons from Russian arsenals, have expressed their concern that continuation of this vital program may now be in danger due to the deterioration in Russo- American relations. But those are by no means the only reasons for concern regarding the arms control agenda. Since August 8 when the war broke out, the following developments on both sides have further hardened positions and raised tensions apart from the war itself and Russia’s quite evident refusal to abide by its own cease-fire terms. Poland has signed an agreement with the United States to host up to 10 missile defense interceptors and, as a public sign of its distrust of NATO guarantees, vii demanded and obtained a mutual security guarantee and the stationing of Patriot air defense batteries from the United States, whose troops will defend some of those batteries through 2012. This triggered Russian threats to attack Poland with nuclear missiles and to “neutralize the American missile defenses by military means.” Ukraine, undoubtedly due to Russian threats, has also stated its readiness to work with the West on missile defenses. Finally, Russia has announced its intention to equip the Baltic Fleet with nuclear weapons, and Swedish Foreign Minister Carl Bildt announced in return that “According to the information to which we have access, there are already tactical nuclear weapons in the Kaliningrad area. They are located both at and in the vicinity of units belonging to the Russia fleet.” For better or worse, arms control and its agenda remain at the heart of the bilateral Russo-American relationship and will remain there for a long time to come. Thus arms control and disarmament issues are quintessentially political as well as military issues that are among the most critical components of the bilateral relationship and regional security in both Europe and Asia. For these reasons, neither the political nor the military aspect can be divorced from the other. Furthermore, for the Russian government, the United States is its principal partner or interlocutor precisely because of the importance Moscow attaches to this agenda as having not just profound impact on the bilateral U.S.-Russian relationship, but as a major factor of global significance and import. Accordingly, from Moscow’s standpoint, trends in this bilateral relationship exercise a profound and fundamental influence upon the entire world order. Neither is this exclusively a Russian view. For example, Stephen Cimbala, a long-time analyst of the bilateral strategic relationship of U.S. and Russian viii military policies, writes that this relationship is one of complex interaction that relates to the strategic agenda of NATO and to the question not just of nuclear force structures among the superpowers, but also of global proliferation issues. This connection between the major nuclear powers’ self-restraint and even downsizing of their arsenals and the viability and durability of the Nonproliferation Treaty (NPT) regime is clear and enshrined in both the NPT itself and in formal documents between Russia and America. For example, the Strategic Framework Declaration on U.S.-Russian relations signed by both Presidents Bush and Vladimir Putin on April 6, 2008, explicitly states that both governments will work toward a post- Strategic Arms Reduction Treaty