Register of Investment Intermediaries (RAIPI) Deemed Authorised by the Central Bank of Ireland pursuant to Section 26 of the Investment Intermediaries Act, 1995 (as amended)

The Register of Investment Intermediaries (RAIPI) Deemed Authorised is maintained by the Central Bank of Ireland pursuant to Section 17 (2B) of the Investment Intermediaries Act, 1995 (as amended) Included in the Register of Investment Intermediaries (RAIPI) Deemed Authorised is the Register of Tied Agents maintained pursuant to Section 25 (H)(1) of the Investment intermediaries Act 1995 (as amended) Ref No. Name Authorised As Effective Date Tied Agents

C13729 Abbeyfeale Credit Union Limited Investment 01 October 2014 Bridge Street Intermediary - Deemed Abbeyfeale RAIPI Co Limerick

C8558 ACE Life & Pension Consultants Investment 01 October 2014 Limited Intermediary - Deemed 1 Mount Street RAIPI Mullingar Co. Westmeath

C4930 Aengus Oates Investment 01 October 2014 t/a Aengus Oates Financial Intermediary - Deemed Services RAIPI Church Street Roscommon Town Co. Roscommon

C13796 Affinity Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Cashel RAIPI Co Tipperary

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 1 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C1402 AIB Insurance Services Limited Investment 01 October 2014 t/a AIB Insurance Services Intermediary - Deemed Bankcentre RAIPI Ballsbridge Dublin 4

C8150 Aidan Kelly Investment 01 October 2014 t/a Blue Sky Financial Intermediary - Deemed Mercantile House RAIPI 52/53 Main Street Portlaoise Co. Laois

C9938 Alan Jones Investment 01 October 2014 t/a Alan Jones Insurance Brokers Intermediary - Deemed Num-Ti-Jah RAIPI Rathdown Road Greystones Co. Wicklow

C8313 Alan Larkin Investment 01 October 2014 37 Kilmore Avenue Intermediary - Deemed Dublin 5 RAIPI

C5552 Alan McGrath Investments Ltd Investment 01 October 2014 2 Brickhill West Intermediary - Deemed Cratloe RAIPI Co Clare

C12690 Alan Tierney & Partners (Life & Investment 01 October 2014 Pensions) Ltd Intermediary - Deemed 22 South Richmond Street RAIPI Dublin 2

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 2 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C4433 Albert Reilly Investment 01 October 2014 t/a Albert Reilly Insurance & Intermediary - Deemed Financial Consultants RAIPI 207 Glenvara Park Templeogue Dublin 16

C7838 Alick J. Branigan Investment 01 October 2014 t/a Branigan Financial Services Intermediary - Deemed Spring Valley RAIPI Summerhill Co. Meath

C13874 Altura Credit Union Limited Investment 01 October 2014 McDermott Street Intermediary - Deemed Gorey RAIPI Co Wexford

C1714 Ambit Financial Services Limited Investment 01 October 2014 Unit K3 Intermediary - Deemed M7 Business Park RAIPI Newhall Naas Co. Kildare

C10976 Anthony Grealish Investment 01 October 2014 t/a Glencorrib Financial Services Intermediary - Deemed Glencorrib RAIPI Glen Of The Downs Greystones Co Wicklow A63 H735

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 3 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C4151 AOR Insurances (Cavan) Ltd Investment 01 October 2014 81 Church Street Intermediary - Deemed Cavan RAIPI

C13733 Ardee Credit Union Limited Investment 01 October 2014 Market Street Intermediary - Deemed Ardee RAIPI Co Louth

C13734 Arklow Credit Union Limited Investment 01 October 2014 Castlepark Intermediary - Deemed Arklow RAIPI Co Wicklow

C3408 Ashbourne Insurance Services Ltd Investment 01 October 2014 Main Street Intermediary - Deemed Ashbourne RAIPI Co. Meath

C2000 Assurance & Investment (M.G.S.) Investment 01 October 2014 Ltd. Intermediary - Deemed 21 Fianna Road RAIPI Thurles Co. Tipperary.

C13735 Athboy Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Athboy RAIPI Co Meath

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 4 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13737 Athlone Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Northgate Street RAIPI Athlone Co Westmeath

C13739 Aughrim Street Parish and Investment 01 October 2014 District Credit Union Limited Intermediary - Deemed 44-44a Manor Street RAIPI Manor Street Dublin 7

C13743 B.H.K. Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Blackrock RAIPI Dundalk Co Louth

C13744 Bagenalstown Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Main street RAIPI Bagenalstown Co Carlow

C13748 Ballina Credit Union Limited Investment 01 October 2014 O'Rahilly Street Intermediary - Deemed Ballina RAIPI Co Mayo

C13750 Ballinasloe Credit Union (Our Investment 01 October 2014 Lady Of Lourdes) Limited Intermediary - Deemed Main Street RAIPI Ballinasloe Co Galway

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C13751 Ballincollig Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Harrington Street RAIPI Ballincollig Co Cork

C13754 Ballybay Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Main Street RAIPI Ballybay Co Monaghan

C13756 Ballyconnell Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Ballyconnell RAIPI Co Cavan

C5359 Ballyellis Properties Ltd Investment 01 October 2014 25 Bank Place Intermediary - Deemed Mallow RAIPI Co Cork

C13757 Ballyfermot Inchicore Credit Investment 01 October 2014 Union Limited Intermediary - Deemed 280 Ballyfermot Road RAIPI Ballyfermot Dublin 10

C13758 Ballygall Credit Union Limited Investment 01 October 2014 Glasanaon Road Intermediary - Deemed Dublin 11 RAIPI

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 6 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13762 and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed The Rock RAIPI Ballymote Co

C13767 Baltinglass Credit Union Limited Investment 01 October 2014 Weaver Square Intermediary - Deemed Baltinglass RAIPI Co Wicklow

C4840 Bank Of Ireland Insurance Investment 01 October 2014 Services Ltd Intermediary - Deemed t/a Bank of Ireland Insurance RAIPI Services 3rd Floor, New Century House, Mayor Street Lower, IFSC Dublin 1

C160 Barney Kiernan Investment 01 October 2014 Linenhall Street Intermediary - Deemed Castlebar RAIPI Co Mayo

C2176 Bartley Lydon Insurances Ltd Investment 01 October 2014 33 Woodquay Intermediary - Deemed Galway RAIPI

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 7 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5912 Bernard A. Dempsey & Kieran Investment 01 October 2014 Aherne Intermediary - Deemed t/a Executive Insurance & RAIPI Investment Brokers 47 Cabinteely Avenue Cabinteely Dublin 18

C2609 Bill Murphy Investment 01 October 2014 t/a Bill Murphy Insurances Intermediary - Deemed Ballykerogue RAIPI Campile New Ross Co. Wexford

C13772 Birr Credit Union Limited Investment 01 October 2014 O'Connell Street Intermediary - Deemed Birr RAIPI Co Offaly

C13773 Bishopstown Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Wilton Road RAIPI Bishopstown Cork

C27417 Blackpool Credit Union Limited Investment 01 October 2014 5 Great William O'Brien Street Intermediary - Deemed Blackpool RAIPI Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 8 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C11043 Blackthorn Financial Services Ltd Investment 01 October 2014 t/a Kelleher Financial Partnership, Intermediary - Deemed One Finance, Blackthorn Wealth RAIPI Management Unit 1 Blackthorn Business Park Coe's Road Dundalk Co. Louth

C13775 Blanchardstown and District Investment 01 October 2014 Credit Union Limited Intermediary - Deemed 9 Blanchardstown Business RAIPI Centre Clonsilla Road Blanchardstown Dublin 15

C13776 Blarney Credit Union Limited Investment 01 October 2014 Saint Anne's Road Intermediary - Deemed Blarney RAIPI Co Cork

C13777 Blessington and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Credit Union House RAIPI Blessington Co Wicklow

C3528 Bosco McGill Investment 01 October 2014 t/a Bosco McGill Financial Intermediary - Deemed Consultants RAIPI Portnoo Road Ardara Co. Donegal.

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 9 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C10680 Brendan Malone Investment 01 October 2014 t/a Brendan Malone & Co Intermediary - Deemed 50 Fair Street RAIPI Drogheda Co Louth

C10681 Brendan Monahan Investment 01 October 2014 t/a Monahan Book-keeping Intermediary - Deemed Services RAIPI Suite 6 & 7, Block 6 Central Business Park Clonminch Tullamore Co. Offaly

C8315 Brendan Thomas Investment 01 October 2014 19 Kempton Green Intermediary - Deemed Navan Road RAIPI Dublin 7

C5337 Brian Andrews Insurances Ltd Investment 01 October 2014 Unit 3 Intermediary - Deemed Portrane Road RAIPI Donabate Co Dublin

C6506 Brian Melia Investment 01 October 2014 t/a Mortgage Options (Athenry) Intermediary - Deemed Old Church Street RAIPI Athenry Co. Galway

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 10 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5581 Brian Murray Investment 01 October 2014 t/a Brian Murray Financial Intermediary - Deemed Services RAIPI 29 Burkeen Hall Wicklow Co. Wicklow

C9819 Brian O'Hagan Brokers Limited Investment 01 October 2014 13 Adelaide Street Intermediary - Deemed Dun Laoghaire RAIPI Co. Dublin

C7465 Burlingame Ltd Investment 01 October 2014 t/a Ellenborough Financial Intermediary - Deemed Consultants RAIPI Ellenborough House Dublin Road Naas Co Kildare

C1530 C & M Mortgages Limited Investment 01 October 2014 t/a Mortgages 4U.ie Intermediary - Deemed Unit F1 RAIPI Clane Business Park Clane Co. Kildare

C5369 C I Financial Consultants Ltd Investment 01 October 2014 Newbrook House Intermediary - Deemed 15 Clonmore Business Park RAIPI Mullingar Co Westmeath

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 11 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C6525 C.Q. Investments Limited Investment 01 October 2014 Scart Intermediary - Deemed Farranfore RAIPI Killarney Co. Kerry

C4173 C.S.L. Insurances & Investments Investment 01 October 2014 Ltd Intermediary - Deemed t/a CSL Financial RAIPI 8 Slugaire Dooradoyle Road Limerick

C13785 Cabra Credit Union Limited Investment 01 October 2014 93 Annamoe Terrace Intermediary - Deemed Cabra RAIPI Dublin 7

C13788 Cahir Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Saint Mary's Road RAIPI Cahir Co Tipperary

C13844 Capital Credit Union Limited Investment 01 October 2014 Pembroke Lodge Intermediary - Deemed Main Street RAIPI Dundrum Dublin 14

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 12 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C14037 Cara Credit Union Limited Investment 01 October 2014 45-47 Ashe Street Intermediary - Deemed Tralee RAIPI Co. Kerry V92 XY06

C2571 Carey O'Connor Wealth Advisers Investment 01 October 2014 Limited Intermediary - Deemed Arlington House RAIPI 1 Drinan Street Sullivans Quay Cork

C13795 Carrickmacross Credit Union Investment 01 October 2014 Limited Intermediary - Deemed 15-17 O'Neill Street RAIPI Carrickmacross Co Monaghan

C13792 Carrick-On-Shannon and District Investment 01 October 2014 Credit Union Limited Intermediary - Deemed Summerhill RAIPI Carrick-on-Shannon Co Leitrim

C7299 Carty & Cullen Ltd Investment 01 October 2014 t/a Carty Cullen Intermediary - Deemed Unit 1F Deerpark Business Centre RAIPI Claregalway Road Oranmore Co. Galway

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 13 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13798 Castleblayney Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Credit Union House RAIPI Main Street Castleblayney Co Monaghan

C13802 Castlerea and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Barrack Street RAIPI Castlerea Co Roscommon

C5240 Cathal Moore Investment 01 October 2014 t/a Cathal Moore & Associates Intermediary - Deemed 1 Brownstown RAIPI Balheary Swords Co. Dublin

C7053 Century Life & Pensions Limited Investment 01 October 2014 t/a Century Financial Services Intermediary - Deemed 4 Pery Square RAIPI Limerick

C3083 Charles J Gallagher Investment 01 October 2014 t/a Charlie Gallagher Insurances Intermediary - Deemed Main Street RAIPI Falcarragh Letterkenny Co. Donegal

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 14 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7318 Charles McCarthy & Associates Investment 01 October 2014 Ltd Intermediary - Deemed t/a Tobin Financial RAIPI 7A South Ring Business Park Kinsale Road Co. Cork

C6209 Charles Morley Investment 01 October 2014 t/a Personal Financial Consultants Intermediary - Deemed 20b Beckett Way RAIPI Parkwest Business Park Dublin 12

C13806 Charleville Credit Union Limited Investment 01 October 2014 Main Street, Intermediary - Deemed Charleville RAIPI Co Cork

C7176 Christy McGee Insurances Ltd Investment 01 October 2014 3 Crowe Street Intermediary - Deemed Dundalk RAIPI Co. Louth

C1727 Ciarán Lynch Investment 01 October 2014 t/a Ciarán Lynch and Associates Intermediary - Deemed No.21 Westside Centre RAIPI Model Farm Road Bishopstown Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 15 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13809 Clanmaurice Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Lacca RAIPI Ballyduff Tralee Co Kerry

C6283 Classic Financial Services Ltd Investment 01 October 2014 Unit A4 Intermediary - Deemed Santry Business Park RAIPI Santry Dublin 9

C13812 Clones Credit Union Limited Investment 01 October 2014 The Diamond Intermediary - Deemed Clones RAIPI Co Monaghan

C13813 Clonmel Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Parnell Street RAIPI Clonmel Co Tipperary

C11613 CMOR Financial Services Ltd Investment 01 October 2014 Building G Intermediary - Deemed West Cork Technology Park RAIPI Clonakilty Co. Cork

C13818 Cois Sionna Credit Union Limited Investment 01 October 2014 Church Street Intermediary - Deemed Askeaton RAIPI Co Limerick

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 16 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C2434 Colm McGreal Investment 01 October 2014 t/a McGreal Insurances Intermediary - Deemed 7 Sydenham Road RAIPI Ballsbridge Dublin 4

C13820 Comhar Chreidmheasa Chorca Investment 01 October 2014 Dhuibhne Teoranta Intermediary - Deemed Main Street RAIPI Dingle Co Kerry

C13822 Comhar Creidmheasa Ghaoth Investment 01 October 2014 Dobhair Teoranta Intermediary - Deemed Na Doiri Beaga RAIPI Leitirceanainn Co Donegal

C13823 Comhar Linn INTO Credit Union Investment 01 October 2014 Limited Intermediary - Deemed 33 Parnell Square RAIPI Dublin 1

C2600 Con Friel Investment 01 October 2014 t/a Con Friel & Company Intermediary - Deemed Ballaghderg RAIPI Letterkenny Co. Donegal

C13826 Cootehill Credit Union Limited Investment 01 October 2014 22/24 Market Street Intermediary - Deemed Cootehill RAIPI Co Cavan

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 17 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C4525 Corbett Insurances Ltd Investment 01 October 2014 Emmett Square Intermediary - Deemed Birr RAIPI Co Offaly

C13980 Core Credit Union Limited Investment 01 October 2014 33 - 34 Church Road Intermediary - Deemed Ballybrack RAIPI Glenageary Co Dublin

C5305 Corinto Investments Limited Investment 01 October 2014 Lee View House Intermediary - Deemed 11/12 South Terrace RAIPI Cork

C10780 Cormac Woods Financial Services Investment 01 October 2014 Ltd Intermediary - Deemed t/a Acorn Financial Services, RAIPI Save-Me, Acorn Insurance Services 1st Floor River House River Lane Dundalk Co. Louth

C3485 Coughlan Coleman Hughes Life Investment 01 October 2014 & Pensions Ltd Intermediary - Deemed Trinity House RAIPI 7 Georges Quay Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 18 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C6539 Courtney Insurances Ltd Investment 01 October 2014 100 Abbey Park Intermediary - Deemed Baldoyle RAIPI Dublin 13

C4548 Coyle Life & Pensions Ltd Investment 01 October 2014 Clifton House Intermediary - Deemed Lower Fitzwilliam Street RAIPI Dublin 2

C10030 Crana Financial Services Ltd Investment 01 October 2014 18 Lower Main Street Intermediary - Deemed Buncrana RAIPI Co. Donegal

C14009 Credit Union Plus Limited Investment 01 October 2014 Credit Union Building Intermediary - Deemed Kennedy Road RAIPI Navan Co Meath

C3250 Cummins Insurances Ltd Investment 01 October 2014 t/a Cummins Financial Services Intermediary - Deemed Granary Church Street RAIPI Cahir Co. Tipperary

C11108 Curran Delaney Financial Investment 01 October 2014 Services Ltd Intermediary - Deemed 50 St Brigid's Road RAIPI Artane Dublin 5

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 19 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5597 D B Financial Services Ltd Investment 01 October 2014 C/O Byrne & Company Intermediary - Deemed Gortboy RAIPI Newcastle West Co. Limerick

C3055 Dan Murphy Life & Pensions Ltd Investment 01 October 2014 Lisrobin Boherbue Intermediary - Deemed Mallow RAIPI Co. Cork

C3167 Daniel Lillis & James Egan Investment 01 October 2014 t/a Mill Financial Services Intermediary - Deemed Mill House RAIPI 10 Mill Street Galway

C4472 David Lucid Insurances Ltd Investment 01 October 2014 Rock Street Intermediary - Deemed Tralee RAIPI Co Kerry

C6770 David M Stevenson Investment 01 October 2014 t/a D M Stevenson & Co Intermediary - Deemed C/O E F McCambridge & Co RAIPI Accountants Castle Street Donegal Town Co Donegal

C8343 David Neiland Investment 01 October 2014 30 Bromley Court Intermediary - Deemed Glebemount RAIPI Wicklow Town

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 20 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C2317 David Walsh Investment 01 October 2014 t/a David Walsh & Associates Intermediary - Deemed Kilcorral RAIPI Castlebridge Co Wexford

C8153 Declan Kinahan Investment 01 October 2014 t/a Moneyquid Financial Services Intermediary - Deemed Patrick Street RAIPI Tullamore Co. Offaly

C7377 Denis McStay Investment 01 October 2014 t/a Denis McStay & Co Intermediary - Deemed Block 15 RAIPI Malahide Marina Village Malahide Co Dublin

C6422 Derek Prendergast Investment 01 October 2014 t/a Prendergast Life & Pensions Intermediary - Deemed 13 Galtrim Grange RAIPI Broomfield Malahide Co. Dublin

C13830 Derg Credit Union Limited Investment 01 October 2014 Market Square Intermediary - Deemed Scariff RAIPI Co Clare

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 21 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C4922 Dermot Martin Investment 01 October 2014 t/a Mortgage & Investment Intermediary - Deemed Brokers RAIPI 73 North Strand Road Dublin 3

C7397 Des Grace Investment 01 October 2014 t/a Des Grace & Company Intermediary - Deemed 13 Edward Street RAIPI Tralee Co Kerry

C8331 Des Morris Investment 01 October 2014 Radharc Na Ghleanna Intermediary - Deemed Tinahealy RAIPI Co Wicklow

C13831 Desmond Credit Union Limited Investment 01 October 2014 North Quay Intermediary - Deemed Newcastle West RAIPI Co Limerick

C3441 Diarmuid O'Siochain Investment 01 October 2014 t/a Diarmuid O'Siochain & Intermediary - Deemed Associates RAIPI 165 Howth Road Killester Dublin 3

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 22 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7764 Donal Mullins Investment 01 October 2014 t/a Nicholson Tilson Financial Intermediary - Deemed Services RAIPI 22 Church Street Dungarvan Co Waterford

C4536 Donal O'Meara Investment 01 October 2014 t/a O'Meara Insurance Brokers Intermediary - Deemed Clonfert Avenue RAIPI Portumna Co Galway

C5497 Donald Moloney Investment 01 October 2014 t/a D. Moloney Financial Services Intermediary - Deemed Northampton RAIPI Kinvara Co. Galway

C2015 Donald P McKenna Investment 01 October 2014 t/a Donald P McKenna & Intermediary - Deemed Associates RAIPI 22 Hollywood Drive Goatstown Dublin 14

C6502 Donat Quinn Investment 01 October 2014 t/a Donat Quinn Insurances Intermediary - Deemed Clocha Breac RAIPI Ballivor Co Meath

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 23 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13834 Donore Credit Union Limited Investment 01 October 2014 22 Rutledge Terrace Intermediary - Deemed Dublin 8 RAIPI

C6384 Doyle Holohan Financial Services Investment 01 October 2014 Ltd Intermediary - Deemed 4/5 Upper Rowe Street RAIPI Wexford

C13837 Drogheda Credit Union Limited Investment 01 October 2014 Clarke House Intermediary - Deemed Laurence Street RAIPI Drogheda Co Louth

C13840 Dubco Credit Union Limited Investment 01 October 2014 Little Green Street Intermediary - Deemed Dublin 7 RAIPI

C6859 Duffy Financial Services Ltd Investment 01 October 2014 t/a Mortgage Shop Intermediary - Deemed 66 Clanbrassil Street RAIPI Dundalk Co. Louth A91 HY99

C13841 Duleek Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Duleek RAIPI Co Meath

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 24 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13843 Dundalk Credit Union Limited Investment 01 October 2014 Market Street Intermediary - Deemed Dundalk RAIPI Co Louth

C13848 Dunmanway Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Main Street RAIPI Dunmanway Co Cork

C10068 E & A Mc Elhinney Properties Investment 01 October 2014 (Milford) Ltd Intermediary - Deemed t/a McElhinney Real Estate RAIPI Alliance, Mc Elhinney Insurance Main Street Milford Co. Donegal

C6979 Eamon Teehan Investment 01 October 2014 t/a EFTPH Life & Pensions Intermediary - Deemed Ferry House RAIPI 15 Clarinda Park North Dun Laoghaire Co Dublin

C13854 East Wall Credit Union Limited Investment 01 October 2014 Blythe Avenue Intermediary - Deemed East Wall RAIPI Dublin 3

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 25 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C8563 Eleanor McCarthy Investment 01 October 2014 t/a Eleanor McCarthy Life & Intermediary - Deemed Pensions RAIPI Glenshesk Upper Range Rostellan Co. Cork

C13855 Enfield Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Enfield RAIPI Co Meath

C13856 Enniscorthy Credit Union Limited Investment 01 October 2014 Abbey Square Intermediary - Deemed Enniscorthy RAIPI Co Wexford

C7087 Eoin Brennan Investment 01 October 2014 t/a Brennan Financial Services Intermediary - Deemed Brannockstown RAIPI Trim Co. Meath

C8682 Ernest McKay Investment 01 October 2014 t/a Ernie McKay Life, Pensions & Intermediary - Deemed Investment Consultant RAIPI 5 College Park Grove College Park Dundrum Dublin 16

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 26 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7202 Eurolife Financial Services Ltd Investment 01 October 2014 Doon Intermediary - Deemed Strokestown RAIPI Co. Roscommon

C7474 European Mortgage Call Centre Investment 01 October 2014 Ltd Intermediary - Deemed t/a European Mortgages, RAIPI European Financial Services 34-35 Park Street Dundalk Co. Louth

C5900 Farnham Financial Services Ltd Investment 01 October 2014 t/a Farnham Financial Services Intermediary - Deemed Ashe Street RAIPI Cavan

C13861 Farranree Credit Union Limited Investment 01 October 2014 114-115 Knockpogue Avenue Intermediary - Deemed Farranree RAIPI Co Cork

C8566 Finance Company of Ireland Investment 01 October 2014 Limited Intermediary - Deemed t/a Mortgage Company Of Ireland RAIPI 97 Malahide Road Clontarf Dublin 3

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 27 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7182 Financial Services & Estates Ltd Investment 01 October 2014 t/a The Mortgage & Investment Intermediary - Deemed Centre RAIPI 36 Oliver Plunkett Street Mullingar Co. Westmeath

C2870 Financial Taxation & Trustee Investment 01 October 2014 Services Limited Intermediary - Deemed Enterprise House RAIPI Century Court Upper George's Street Dun Laoghaire Co.Dublin

C7485 Financial Techniques Limited Investment 01 October 2014 Sarsfield House Intermediary - Deemed Sarsfield Road RAIPI Wilton Cork

C2781 Finbarr Mulcahy Investment 01 October 2014 t/a Mulcahy Life & Pensions Intermediary - Deemed Cian House RAIPI Cian Park Drumcondra Dublin 9

C6733 Finbarr O'Sullivan Investment 01 October 2014 t/a Finbarr O'Sullivan Life & Intermediary - Deemed Pensions RAIPI Frehanes Rosscarbery Co Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 28 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C2818 Fintan Cronin Investment 01 October 2014 t/a Cronin Investments Intermediary - Deemed 77 Merrion Court RAIPI Montenotte Cork

C8613 First Active Insurances Services Investment 01 October 2014 Limited Intermediary - Deemed Ulster Bank Group Centre RAIPI Geroge's Quay Dublin 2

C13797 First Choice Credit Union Limited Investment 01 October 2014 Credit Union Office Intermediary - Deemed Market Square RAIPI Castlebar Co Mayo

C7441 First Choice Financial Services Investment 01 October 2014 DAC Intermediary - Deemed 12th Floor RAIPI River Point Lower Mallow Street Limerick

C7877 Fitzgerald & O'Connor D.A.C. Investment 01 October 2014 New Street Intermediary - Deemed Cahirciveen RAIPI Co Kerry

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 29 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5701 Fitzmaurice Wealth Management Investment 01 October 2014 Limited Intermediary - Deemed 32 The Square RAIPI Listowel Co Kerry

C8649 Flanagan Ford Limited Investment 01 October 2014 t/a Flanagan Ford O'Neill Intermediary - Deemed Financial Advisors RAIPI Shell House Wine Street Sligo

C2676 Flynn & Associates Limited Investment 01 October 2014 t/a Flynn Financial Intermediary - Deemed Castlecourt RAIPI Castleknock Dublin 15

C7150 FML Financial Management Ltd Investment 01 October 2014 Unit 6 Watergold Intermediary - Deemed Douglas East RAIPI Cork

C6179 Francis J Woods & Owen Investment 01 October 2014 Sweetman Intermediary - Deemed t/a Fingal Financial Consultants RAIPI 67 Dublin Street Balbriggan Co Dublin

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 30 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C8622 Francis O'Dea Investment 01 October 2014 t/a Frank O'Dea & Co. Employee Intermediary - Deemed Benefits and Financial RAIPI Consultants Belclare Tuam Co. Galway

C2415 Frank Bodley Investment 01 October 2014 t/a Bodley Financial Services Intermediary - Deemed 68 Slieve Rua Drive RAIPI Stillorgan Co. Dublin

C7494 Frank Lenny Financial Services Investment 01 October 2014 Ltd Intermediary - Deemed t/a Frank Lenny Financial RAIPI Mortgage House 66 South William Street Dublin 2

C2592 Frank Lynch Management Investment 01 October 2014 Consultants Limited Intermediary - Deemed 28 Seatown Place RAIPI Dundalk Co. Louth

C1716 Frank Monaghan & Co. Ltd Investment 01 October 2014 1 Mount Southwell Intermediary - Deemed Letterkenny RAIPI Co. Donegal

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 31 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C1896 Frank O'Connor Investment 01 October 2014 t/a Frank O'Connor Life & Intermediary - Deemed Pensions RAIPI Blackberry Lodge Ballyorban Monkstown Co. Cork

C1699 Frank O'Neill Investment 01 October 2014 t/a Frank O'Neill Insurances Intermediary - Deemed 1 Ennafort Drive RAIPI Raheny Dublin 5

C3092 Frank Regan Investment 01 October 2014 t/a Frank Regan & Associates Intermediary - Deemed 1 New Street RAIPI Longford

C10098 Frederick Bernard Beckwith Investment 01 October 2014 Oatfield Intermediary - Deemed Killoran RAIPI Ballinasloe Co Galway

C7184 G & E Mortgage & Financial Investment 01 October 2014 Advisors Ltd Intermediary - Deemed Unit 6D RAIPI Old Bawn Road Tallaght Dublin 24

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 32 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7175 G.M.C. & Associates Limited Investment 01 October 2014 5 Lower Main Street Intermediary - Deemed Dundrum RAIPI Dublin 14

C8346 Garry Manning Investment 01 October 2014 t/a OMAC Mortgages & Finance Intermediary - Deemed OMAC Business Centre RAIPI Clondalkin Dublin 22

C3367 Gaw Insurance Services Ltd Investment 01 October 2014 88-89 Intermediary - Deemed Furze Road RAIPI Sandyford Industrial Estate Dublin 18

C10492 General Mortgage Corp Irl Ltd Investment 01 October 2014 t/a GMC Mortgages, GMC Life & Intermediary - Deemed Pensions RAIPI 2 Malahide Road Fairview Dublin 3

C2844 Gerard Bruen Investment 01 October 2014 t/a Bruen Brothers & Co Intermediary - Deemed Society Street RAIPI Ballinasloe Co Galway

C7422 Gerard Hogan Investment 01 October 2014 70 Liberty Square Intermediary - Deemed Thurles RAIPI Co Tipperary

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 33 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7513 Gerard O'Connor Investment 01 October 2014 t/a Gerard O' Connor Financial Intermediary - Deemed Services RAIPI Gusserane New Ross Co Wexford

C8308 Gerry Coen Investment 01 October 2014 Owermore Intermediary - Deemed Headford RAIPI Co. Galway

C7514 Gerry McKenna Investment 01 October 2014 t/a Gerry McKenna & Co Intermediary - Deemed 4 Sally Park RAIPI Firhouse Dublin 24

C98 Gerry Owens Investment 01 October 2014 t/a Negotiators Intermediary - Deemed 1A Lislee Road RAIPI Maryborough Douglas Co. Cork

C7917 Gilroy Gannon Financial Services Investment 01 October 2014 Ltd Intermediary - Deemed 25 Stephen Street RAIPI Sligo

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 34 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13871 Glanmire and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Crestfield Centre RAIPI Glanmire Co Cork

C7519 Global Life & Finance Ltd Investment 01 October 2014 Brook House, Unit C4 Intermediary - Deemed Donnybrook Commercial Centre RAIPI Douglas Cork

C1333 Gollogly Insurances Ltd Investment 01 October 2014 t/a golo.ie Intermediary - Deemed 22 Main Street RAIPI Carrickmacross Co Monaghan

C6688 Gowran Insurance Consultants Investment 01 October 2014 Limited Intermediary - Deemed t/a McGowan Insurances RAIPI Patrick Street Tullamore Co. Offaly

C13876 Greenhills and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Saint Peter's Road RAIPI Greenhills Dublin 12

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 35 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C6082 Grendale Life & Finance Ltd Investment 01 October 2014 t/a Grendale Life and Finance, Intermediary - Deemed Penterm RAIPI 'Lorien' Milestown Dunboyne Co Meath

C6776 Grove Financial Services Ltd Investment 01 October 2014 4 Church Court Intermediary - Deemed Castledermot RAIPI Co. Kildare

C5174 GTL Ltd Investment 01 October 2014 24 Jessop Street Intermediary - Deemed Portlaoise RAIPI Co Laois

C13878 Gurranabraher Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Bakers Road RAIPI Co Cork

C13881 Health Services Staffs Credit Investment 01 October 2014 Union Limited Intermediary - Deemed 5 High Street RAIPI Christchurch Dublin 8

C2189 Heffernan Insurances & Investment 01 October 2014 Investments Limited Intermediary - Deemed t/a Heffernan Insurances RAIPI 35 Morgan Street Waterford

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 36 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7435 Hennelly Financial Services Ltd Investment 01 October 2014 t/a Mortgages 4 U 24/7, Hennelly Intermediary - Deemed Finance RAIPI Aonad 3B Ti Phuirseil Bearna Gaillimh H91 W90P

C13965 Heritage Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Rathfarnham RAIPI Dublin 14

C2003 Heuston Financial Planning Ltd Investment 01 October 2014 t/a Retirement Ireland Intermediary - Deemed San Marco RAIPI Gordon Avenue Foxrock Dublin 18

C7236 Hiney Financial Services Ltd Investment 01 October 2014 t/a Park Financial Planning, Intermediary - Deemed SWITCHMYMORTGAGE RAIPI Unit 13 Cashel Business Centre Kimmage Dublin 12

C10025 Hooper & Byrne Finance Limited Investment 01 October 2014 330 North Circular Road Intermediary - Deemed Phibsboro RAIPI Dublin 7

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 37 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5263 HSOC Financial Services Ltd Investment 01 October 2014 Adelaide House Intermediary - Deemed 90 Upper Georges Street RAIPI Dun Laoghaire Co. Dublin

C7065 Hugh G McCormack Investment 01 October 2014 45 Laurence Street Intermediary - Deemed Drogheda RAIPI Co. Louth

C8136 Hugh McMahon Investment 01 October 2014 t/a McMahon Financial Services Intermediary - Deemed Farganstown RAIPI Navan Co.Meath

C5370 IIC Limited Investment 01 October 2014 Baltyboys Lower Intermediary - Deemed Blessington RAIPI Co Wicklow

C11708 Investment Options & Solutions Investment 01 October 2014 Ltd (in receivership) Intermediary - Deemed t/a Investment Solutions RAIPI c/o Seamus Farren Farren Roarty Accountants & Auditors Thorn Road, Magherennan Letterkenny Co. Donegal

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 38 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5232 Investwise Financial Planning Investment 01 October 2014 Limited Intermediary - Deemed t/a Investwise RAIPI 4 Ormond Quay Upper Dublin 7

C1591 IPM (Insurances) Limited Investment 01 October 2014 t/a Draper Stockmarkets, IPM Intermediary - Deemed Draper RAIPI 1st Floor 10 Stephen Street Sligo

C12123 Irene Kelleher Investment 01 October 2014 t/a Kelleher Insurances Intermediary - Deemed Kilpadder RAIPI Dromahane Mallow Co Cork

C8248 Irish House Owners Association Investment 01 October 2014 Limited Intermediary - Deemed C/O Sean Ahern RAIPI Clonakilty Business Centre Clonakilty Co Cork

C2061 Irish Mortgage Network Limited Investment 01 October 2014 t/a Tony Long Financial Services, Intermediary - Deemed Finance Matters RAIPI 8 Rathfarnham Road Terenure Dublin 6W

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 39 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C3099 James A Ryan Investment 01 October 2014 t/a James A Ryan Financial Intermediary - Deemed Services RAIPI Main Street Templemore Co. Tipperary

C8352 James Hegarty Investment 01 October 2014 t/a James Hegarty Financial Intermediary - Deemed Services RAIPI 17 Temple Manor Ballinacarrow Co. Sligo F56 CC78

C10015 James Keappock Investment 01 October 2014 t/a Claremount Financial Services Intermediary - Deemed 5 Ormond Road RAIPI Rathmines Dublin 6

C6582 James O'Brien and Timothy Investment 01 October 2014 O'Brien Intermediary - Deemed t/a O'Brien Coffey & Co RAIPI Allman House Tralee Road Killarney Co Kerry

C8796 James O'Gorman Investment 01 October 2014 Monslatt Intermediary - Deemed Killenaule RAIPI Co. Tipperary.

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 40 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C11192 James Stephen Kilcoyne Investment 01 October 2014 t/a James Kilcoyne Insurances Intermediary - Deemed Main Street RAIPI Ballaghaderren Co Roscommon

C6470 Jim Burns & Co. Limited Investment 01 October 2014 Lower Bridge Street Intermediary - Deemed Killorglin RAIPI Co Kerry

C5331 Joe Carroll Ltd Investment 01 October 2014 Coolruss Intermediary - Deemed Bruree RAIPI Co Limerick

C8351 Joe Mulligan Investment 01 October 2014 t/a Atlantic Life & Finance Intermediary - Deemed Pollagh RAIPI Keel Achill Co. Mayo

C4452 John Brady Insurances Limited Investment 01 October 2014 Drumcorr Intermediary - Deemed Loughduff RAIPI Co. Cavan

C6048 John Carew Investments Ltd Investment 01 October 2014 St Annes Intermediary - Deemed The Quay RAIPI Clonmel Co. Tipperary

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 41 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C2474 John Clare & Associates Ltd Investment 01 October 2014 t/a Pension and Financial Intermediary - Deemed 89 Eagle Valley RAIPI Enniskerry Co Wicklow

C7490 John Fogarty Investment 01 October 2014 t/a Fogarty Financial, The Intermediary - Deemed Mortgage Team RAIPI 2 Parnell Street Waterford

C7578 John G McAuliffe Investment 01 October 2014 t/a John G McAuliffe Associates Intermediary - Deemed Drumlargan RAIPI Kilcock Co. Meath

C8296 John Hartley Investment 01 October 2014 Coolerin Intermediary - Deemed New Ross RAIPI Co. Wexford

C7584 John Kilroy & Associates Ltd Investment 01 October 2014 29 Cypress Ave. Intermediary - Deemed Brookwood RAIPI Rathfarnham Dublin 16

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 42 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C11196 John Moloney Investment 01 October 2014 t/a John Moloney & Associates Intermediary - Deemed Hilltop House RAIPI Seatown Road Swords Co. Dublin

C10194 John Mooney Investment 01 October 2014 35 Templeroan Avenue Intermediary - Deemed Rathfarnham RAIPI Dublin 16

C7588 John Neville Insurances Ltd Investment 01 October 2014 Main Street Intermediary - Deemed Askeaton RAIPI Co. Limerick

C5441 John O'Brien Investment 01 October 2014 t/a John O'Brien Financial Intermediary - Deemed Services RAIPI 32 Brickfields Skehard Road Blackrock Co Cork

C7022 John Paul O'Donohue Investment 01 October 2014 t/a J P O'Donohoe & Co Intermediary - Deemed Waterside House RAIPI Waterside Waterford

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 43 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C4260 John Power Insurances Ltd Investment 01 October 2014 t/a Power Insurances, nonstandard Intermediary - Deemed JPI Financial Centre RAIPI Ballinacurra Road Limerick

C2684 John Shannon Investment 01 October 2014 t/a John Shannon Insurance Intermediary - Deemed Broker & Financial Services RAIPI Mill Road Ennis Co. Clare

C8806 Joseph Bennett Investment 01 October 2014 t/a Joe Bennett Intermediary - Deemed Coolnamona RAIPI Portlaoise Co. Laois

C5456 Joseph McDonnell Investment 01 October 2014 t/a J.P McDonnell Insurances Intermediary - Deemed Emily Square RAIPI Athy Co Kildare

C13888 Kanturk Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Strand Street RAIPI Kanturk Co Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8336 Kevin Barry Investment 01 October 2014 4 The Willows Intermediary - Deemed Mallow RAIPI Co Cork

C7611 Kevin McCourt Investment 01 October 2014 t/a Stapleton Financial Services Intermediary - Deemed Ist Floor RAIPI Stapleton Court Dundalk Co Louth

C11205 Kieran Alexander Investment 01 October 2014 t/a Kieran Alexander Financial Intermediary - Deemed Services RAIPI 84 Ashton Avenue Templeogue Dublin 16

C2109 Kieran Murphy Investment 01 October 2014 t/a Kieran Murphy Insurance & Intermediary - Deemed Investment RAIPI 8 The Crescent Boden Park Rathfarnham Dublin 16

C13889 Kilcloon Parish and District Investment 01 October 2014 Credit Union Limited Intermediary - Deemed The Square RAIPI Kilcock Co Kildare

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C13893 Killarney Credit Union Limited Investment 01 October 2014 Beech Road Intermediary - Deemed Killarney RAIPI Co Kerry

C8085 Killcoran Limited Investment 01 October 2014 t/a Kilcoran Financial Services Intermediary - Deemed 28 North Main Street RAIPI Youghal Co. Cork

C13896 Kilmallock Credit Union Limited Investment 01 October 2014 Sarsfield Street Intermediary - Deemed Kilmallock RAIPI Co Limerick

C13898 Kilrush Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Market Square RAIPI Kilrush Co Clare

C8863 Kinahan Financial Services Ltd Investment 01 October 2014 t/a Kinahan Mortgage Consultants Intermediary - Deemed 17A Clanbrassil Street RAIPI Dundalk Co. Louth

C2300 Kinsale Insurances Ltd Investment 01 October 2014 49 Main Street Intermediary - Deemed Kinsale RAIPI Co. Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 46 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5208 KPH Advisory Services Ltd Investment 01 October 2014 Greyfriars Lodge Intermediary - Deemed 5 Greyfriars RAIPI Waterford

C10985 L. J. Kiely & Company Limited Investment 01 October 2014 t/a L. J. Kiely & Co. Intermediary - Deemed 3 The Spa RAIPI Clonmel Co. Tipperary

C2307 L.C.I. (Financial Services) Investment 01 October 2014 Limited Intermediary - Deemed t/a Chartered Life RAIPI River House 3rd Floor Blackpool Retail Centre Cork

C13905 Larkhill and District Credit Union Investment 01 October 2014 Limited Intermediary - Deemed 234 Swords Road RAIPI Whitehall Dublin 9

C6930 Larry Hickey Investment 01 October 2014 t/a Hickey Financial Services Intermediary - Deemed 23 Barrington Street RAIPI Co. Limerick

C13908 Letterkenny Credit Union Limited Investment 01 October 2014 High Road Intermediary - Deemed Letterkenny RAIPI Co Donegal

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C1722 Levingstone Financial Services Investment 01 October 2014 Limited Intermediary - Deemed 1 South Street RAIPI New Ross Co. Wexford

C7131 Liam D. Ferguson Investment 01 October 2014 t/a Ferguson & Associates Intermediary - Deemed Ashmount RAIPI Killeshin Road Carlow R93 N1N8

C4275 Liam Hunt Investment 01 October 2014 t/a Hunt Insurances Intermediary - Deemed Church Street RAIPI Ballaghaderreen Co Roscommon

C2063 Liam Thornton Investment 01 October 2014 t/a Thornhill Investments Intermediary - Deemed 222/224 Harold's Cross Road RAIPI Dublin 6W

C13940 Life Credit Union Limited Investment 01 October 2014 20 North Main Street Intermediary - Deemed Naas RAIPI Co Kildare

C1700 Lifeplan Investments Ltd Investment 01 October 2014 1 Fitzhaven Square Intermediary - Deemed South Circular Road RAIPI Limerick

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C13909 Lifford Credit Union Limited Investment 01 October 2014 Bridge Street Intermediary - Deemed Lifford RAIPI Co Donegal

C13787 Limerick & District Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Credit Union House RAIPI Redgate Co Limerick

C5049 Linehan & Co. Insurances Investment 01 October 2014 Limited Intermediary - Deemed Main Street RAIPI Boherbue Mallow Co Cork

C13912 Lismore and Cappoquin Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Main Street RAIPI Lismore Co Waterford

C13913 Listowel Credit Union Limited Investment 01 October 2014 Church Street Intermediary - Deemed Listowel RAIPI Co Kerry

C13915 Lordship Credit Union Limited Investment 01 October 2014 Bellurgan Intermediary - Deemed Jenkinstown RAIPI Dundalk Co Louth

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C1587 Louis Anthony Stenson Investment 01 October 2014 t/a Stenson Financial Services Intermediary - Deemed Renville RAIPI Oranmore Co Galway

C13917 Lucan District Credit Union Investment 01 October 2014 Limited Intermediary - Deemed 3 The Mall RAIPI Main Street Lucan Co Dublin

C5677 Lupton Financial Services Investment 01 October 2014 Limited Intermediary - Deemed t/a Lupton & Co Financial RAIPI Services Rosemary Street Roscrea Co Tipperary

C5454 M. J. Life & Pensions Ltd Investment 01 October 2014 Dooras House Intermediary - Deemed Claregate Street RAIPI Kildare Town

C8906 MacDermot Insurances Investment 01 October 2014 (Castlerea) Ltd Intermediary - Deemed The Square RAIPI Castlerea Co. Roscommon

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8959 MacVarna Ltd Investment 01 October 2014 11 Finsbury Park Intermediary - Deemed Dundrum RAIPI Dublin 14

C13918 Malahide and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed 4 Main Street RAIPI Malahide Co Dublin

C13919 Mallow Credit Union Limited Investment 01 October 2014 135 Bank Place Intermediary - Deemed Mallow RAIPI Co Cork

C32369 Mallow Mortgage Co. Ltd Investment 01 October 2014 t/a Liam Mullins & Associates Intermediary - Deemed 46 Bank Place RAIPI Mallow Co. Cork

C11614 Mantra Consultants Limited Investment 01 October 2014 t/a Wallstone Financial Planning Intermediary - Deemed First Floor RAIPI Crescent House Hartstonge Street Limerick

C6834 Mark Winters & Henry Bourke Investment 01 October 2014 t/a Allied Financial Intermediary - Deemed Lower Pearse Street RAIPI Ballina Co. Mayo

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C7343 Martin Fitzgerald Investment 01 October 2014 t/a Martin Fitzgerald Insurances Intermediary - Deemed Alder Lodge RAIPI Hoddersfield Crosshaven Co. Cork

C9056 Martin Keary Auctioneering Co. Investment 01 October 2014 Ltd Intermediary - Deemed t/a Keary Auctioneering & RAIPI Insurances Main Street Loughrea Co. Galway.

C5056 Martin McGettrick Investment 01 October 2014 t/a Martin McGettrick Insurance Intermediary - Deemed Brokers RAIPI O'Connell Street Ballymoate Co Sligo

C8896 Martin O'Sullivan Investment 01 October 2014 t/a O'Sullivan & Co Intermediary - Deemed Bank Place RAIPI Main Street Carrick-On-Suir Co. Tipperary

C4292 Mary Daly Insurances Investment 01 October 2014 (Crossmolina) Ltd Intermediary - Deemed t/a Daly Insurances RAIPI Erris Street Crossmolina Co Mayo

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8897 Mary Lacey O'Shea Financial Investment 01 October 2014 Services Limited Intermediary - Deemed Graigue RAIPI Ballypatrick Clonmel Co. Tipperary

C13920 Matt Talbot Credit Union Limited Investment 01 October 2014 36a Fitzgibbon Street Intermediary - Deemed Dublin 1 RAIPI

C5548 MBL Financial Services Limited Investment 01 October 2014 t/a Mortgage Xpress Intermediary - Deemed 4 The Mall RAIPI Main Street Lucan Co Dublin

C2413 McCann Financial Consultants Investment 01 October 2014 Limited Intermediary - Deemed t/a O'Sullivan Financial Solutions RAIPI 6-8 Clonkeen Road Deansgrange Co. Dublin

C1351 McKinney Financial Services Ltd Investment 01 October 2014 t/a McKinney Finance Intermediary - Deemed 45 Charlemont RAIPI Griffith Avenue Dublin 9

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8140 McNulty Corporate Ltd Investment 01 October 2014 t/a Just Life & Pensions Intermediary - Deemed 110 Amiens Street RAIPI Dublin 1

C5553 McVerry Financial Services Ltd Investment 01 October 2014 7 Saval Park Gardens Intermediary - Deemed Dalkey RAIPI Co. Dublin

C2577 Meagher Investments Limited Investment 01 October 2014 Main Street Intermediary - Deemed Roundwood RAIPI Co Wicklow A98 K7K6

C4009 Medisec Ireland Company Investment 01 October 2014 Limited by Guarantee Intermediary - Deemed t/a Medisec RAIPI 7 Lower Hatch Street Dublin 2

C3251 Melvin Life & Pensions Ltd Investment 01 October 2014 t/a Melvin Financial Services Intermediary - Deemed Pearse Street RAIPI Ballina Co. Mayo

C13825 Member First Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Artane Roundabout RAIPI Malahide Road Dublin 5

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C2446 MGM Wealth Management Investment 01 October 2014 Limited Intermediary - Deemed t/a MGM Capital RAIPI 70/71 O'Connell Street Limerick

C5040 Michael & Eleanor Connor - Investment 01 October 2014 Scarteen Intermediary - Deemed 5 Main Street RAIPI Kenmare Co Kerry

C7013 Michael Corbett Investment 01 October 2014 t/a Michael Corbett & Associates Intermediary - Deemed 35 Castleknock Laurels RAIPI Castleknock Dublin 15

C136 Michael Creedon Investment 01 October 2014 t/a Cork Accounting Services Intermediary - Deemed Ballyvourney RAIPI Co Cork

C10554 Michael Garvan Investment 01 October 2014 t/a M&A Garvan Intermediary - Deemed 135 Tullow Street RAIPI Carlow

C8306 Michael Jennings Investment 01 October 2014 Carravilla Intermediary - Deemed Hollymount RAIPI Co Mayo

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8311 Michael Keville Investment 01 October 2014 t/a MK Financial Intermediary - Deemed Parkmore RAIPI Co Sligo

C7089 Michael Manning Investment 01 October 2014 t/a Manning Assurances Intermediary - Deemed 10 Limetrees Road RAIPI Maryborough Estate Douglas Co. Cork

C4906 Michael Martin Investment 01 October 2014 t/a Royal Irish Insurance Intermediary - Deemed Unit 12 - Block 42 RAIPI Rosemount Business Park Dublin 15

C10275 Michael Martyn Investment 01 October 2014 t/a Michael Martyn & Co Intermediary - Deemed Station Road RAIPI Castlebar Co Mayo

C3448 Michael McMahon Investment 01 October 2014 t/a M. McMahon & Company Intermediary - Deemed The Grove RAIPI Athlumney Navan Co. Meath

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C9030 Michael Moore Investment 01 October 2014 t/a Michael Moore Assurances Intermediary - Deemed Portsland RAIPI Wexford Road New Ross Co. Wexford

C3115 Michael O'Dowd Insurances Investment 01 October 2014 Limited Intermediary - Deemed Main Street RAIPI Borris Co. Carlow

C12714 Mike Carrig Investment 01 October 2014 Carn Intermediary - Deemed Ballinrobe RAIPI Co. Mayo

C13928 Mitchelstown Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Credit Union House RAIPI 36-38 Lower Cork Street Mitchelstown Co Cork

C5378 MOD Financial Services Ltd Investment 01 October 2014 Beck House Intermediary - Deemed Kilbride Street RAIPI Tullamore Co. Offaly

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C5392 Momentum Financial Services Investment 01 October 2014 Limited Intermediary - Deemed Mount Usher Court RAIPI Ashford Co. Wicklow

C13929 Monaghan Credit Union Limited Investment 01 October 2014 Castle Meadow Court Intermediary - Deemed Tirkeenan RAIPI Co Monaghan

C13673 Moneybrain Ltd Investment 01 October 2014 14 Pembroke Cottages Intermediary - Deemed Main Street RAIPI Dundrum Dublin 14

C8154 Monitum Ltd Investment 01 October 2014 17 Faughart Terrace Intermediary - Deemed St Mary's Road RAIPI Dundalk Co Louth

C6295 Moorehall Securities Ltd Investment 01 October 2014 Breaffy Road Intermediary - Deemed Castlebar RAIPI Co. Mayo

C4650 Moorhead Financial Services Ltd Investment 01 October 2014 Heritage House Intermediary - Deemed Block E1 RAIPI Nutgrove Office Park Rathfarnham Dublin 14

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 58 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C5285 Morrissey McCrann Financial Investment 01 October 2014 Services Limited Intermediary - Deemed 1 O'Curry Street RAIPI Limerick

C3226 Mortgage Insight Designated Investment 01 October 2014 Activity Company Intermediary - Deemed t/a Sherry Fitzgerald Financial RAIPI Services, Sherry Fitzgerald Mortgages Unit 3 Boyne House Custom House Square IFSC Dublin 1

C12214 MortgageChoice Integrated Investment 01 October 2014 Finance Ltd Intermediary - Deemed t/a MortgageChoice RAIPI Squirrels Hollow Temple Hill Carrigrohane Co. Cork

C13935 Muintir Clanna Caoilte Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Credit Union Centre RAIPI Kent Street Clonakilty Co Cork

C13936 Muintir Skibbereen Credit Union Investment 01 October 2014 Limited Intermediary - Deemed 13 Main Street RAIPI Skibbereen Co Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 59 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C13937 Mulcair Credit Union Limited Investment 01 October 2014 Cork Road Intermediary - Deemed Newport RAIPI Co Tipperary

C13939 Mullingar Credit Union Limited Investment 01 October 2014 Saint Colman's House Intermediary - Deemed Oliver Plunkett Street RAIPI Mullingar Co Westmeath

C11610 Munster Mortgage & Finance Co Investment 01 October 2014 Limited Intermediary - Deemed 7 South Mall RAIPI Cork City

C4574 Nancy Meers Investment 01 October 2014 t/a J J Meers Intermediary - Deemed Kilmactigue RAIPI Ballymote Co. Sligo

C13941 Naomh Breandáin Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Credit Union Building RAIPI Dunkellin Street Loughrea Co Galway

C6793 National Corporate Finance Ltd Investment 01 October 2014 Ballycarnan Intermediary - Deemed Portlaoise RAIPI Co. Laois

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C2938 National Credit Financial Services Investment 01 October 2014 Ltd Intermediary - Deemed t/a NC Mortgage Brokers, NC RAIPI Commercial Suite 9956 26 Upper Pembroke Street Dublin 2

C13944 Nenagh Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Kickham Street RAIPI Nenagh Co Tipperary

C2578 Nevin Life & Pensions Limited Investment 01 October 2014 Rockfort House Intermediary - Deemed St Augustine Street RAIPI Galway

C13945 New Ross Credit Union Limited Investment 01 October 2014 26 South Street Intermediary - Deemed New Ross RAIPI Co Wexford

C13947 Newmarket Credit Union Limited Investment 01 October 2014 Church Street Intermediary - Deemed Newmarket RAIPI Co Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C5517 Niall Lynch Investment 01 October 2014 t/a Niall G. Lynch Insurance Intermediary - Deemed Brokers RAIPI Castlemaine Court Castlemaine Street Athlone Co. Westmeath

C2807 Nicholas Kennedy Investment 01 October 2014 t/a Crestwood Investment Brokers Intermediary - Deemed Cornamagh RAIPI Athlone Co. Westmeath

C6964 Noel Hogan Investment 01 October 2014 t/a Hogan Insurances Intermediary - Deemed Mountshannon RAIPI Co Clare

C7168 Noel Loughran Investment 01 October 2014 t/a L & F Financial Services Intermediary - Deemed Clash RAIPI Tralee Co Kerry

C5557 Noel McGrane Investment 01 October 2014 t/a Noel McGrane Financial Intermediary - Deemed Services RAIPI 37 Chelsea Gardens Clontarf Dublin 3

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 62 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C7280 Noel Woods Investment 01 October 2014 t/a Woods Financial Services Intermediary - Deemed 29a Knockaverry RAIPI Youghal Co. Cork

C153 Norca Limited Investment 01 October 2014 t/a EBS Drumcondra, EBS Intermediary - Deemed Swords, EBS Tallaght RAIPI 8 Upper Drumcondra Road Drumcondra Dublin 9

C3121 Nugent Insurances Ltd Investment 01 October 2014 Main Street Intermediary - Deemed Blessington RAIPI Co. Wicklow

C2439 O'Byrne Insurances Limited Investment 01 October 2014 t/a Advanced Financial Solutions Intermediary - Deemed 7 Winton Avenue RAIPI Rathgar Dublin 6

C13949 Oldcastle Credit Union Limited Investment 01 October 2014 Millbrook Road Intermediary - Deemed Oldcastle RAIPI Co Meath

C8185 Oliver Callaghan Investment 01 October 2014 t/a Oliver Callaghan Insurance Intermediary - Deemed Main St. RAIPI Castlebellingham Co. Louth

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 63 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C8918 Oliver McGettigan Life & Investment 01 October 2014 Pensions Ltd Intermediary - Deemed Amberley RAIPI 2 Stillorgan Park Avenue Blackrock Co. Dublin

C4258 O'Reilly Insurance Ltd Investment 01 October 2014 Dublin Street Intermediary - Deemed Longford RAIPI

C2132 Orla Murray and Dermot Murray Investment 01 October 2014 t/a Orla Murray Financial Services Intermediary - Deemed 1 Forthill Street RAIPI Off Merchants Road Galway

C2517 O'Sullivan Investments Limited Investment 01 October 2014 9 Tuckey Street Intermediary - Deemed Cork RAIPI

C13950 Our Lady Crowned Credit Union Investment 01 October 2014 Limited Intermediary - Deemed 11c Silversprings Road RAIPI Mayfield Cork

C8948 P & M O'Brien Insurances (Rush) Investment 01 October 2014 Ltd Intermediary - Deemed t/a Peter O'Brien & Sons RAIPI Main Street Rush Co. Dublin

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

Run Date: 17 April 2019 Page 64 of 92 Ref No. Name Authorised As Effective Date Tied Agents

C8300 P J Aylward Investment 01 October 2014 t/a Aylward Financial Services Intermediary - Deemed Ormonde House RAIPI Ormonde Road Kilkenny

C7973 P J Cusack Auctioneering & Investment 01 October 2014 Insurances Ltd Intermediary - Deemed Main Street RAIPI Templemore Co Tipperary

C8198 Paraic Treanor Investment 01 October 2014 t/a Paraic Treanor Life & Intermediary - Deemed Pensions RAIPI 17 North Main Street Naas Co Kildare

C9122 Parkborough Ltd Investment 01 October 2014 t/a The Mortgage Advice Shop, Intermediary - Deemed First Stop Mortgages, Simply RAIPI Insure, SimplyInsure.ie, Mortgages Direct, Simply Mortgages Rathview Park Rathculliheen Ferrybank Co Waterford

C5157 Parora Limited Investment 01 October 2014 3 Ground Floor Intermediary - Deemed City Gate RAIPI Mail Coach Road Sligo

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8170 Pat O'Connell Investment 01 October 2014 t/a O'Connell Insurances, Intermediary - Deemed Click4Cover RAIPI 33 Bushfield Lawns Old Naas Road Dublin 22

C9131 Pat O'Neill Life Pension & Investment 01 October 2014 Investment Broker Limited Intermediary - Deemed The Arches RAIPI Dunmore Road Waterford.

C6490 Pat O'Sullivan Insurances Ltd Investment 01 October 2014 t/a Olympian Financial Services Intermediary - Deemed 20 Glenrock Business Park RAIPI Ballybane Galway

C2690 Patrick Byrne and Brigid Byrne Investment 01 October 2014 t/a Byrne Financial Services Intermediary - Deemed Cattan RAIPI Mohill Co. Leitrim

C8202 Patrick Fogarty Investment 01 October 2014 t/a Investmentnet, Lifenet, Intermediary - Deemed Pensionnet, Mortgagenet RAIPI 51 Howth Road Clontarf Dublin 3

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C10392 Patrick J Burke & Associates Ltd Investment 01 October 2014 39 College Grove Intermediary - Deemed Castleknock RAIPI Dublin 15

C5097 Patrick Mackin Investment 01 October 2014 t/a Bridge Financial Services Intermediary - Deemed Ballinlough RAIPI Knockbridge Dundalk Co Louth

C5382 Patrick McBrearty Investment 01 October 2014 t/a PMCB Financial Services Intermediary - Deemed Dromore Lower RAIPI Mountcharles Co. Donegal

C8200 Patrick McCormack Investment 01 October 2014 t/a Pat McCormack & Associates Intermediary - Deemed Loughtown RAIPI Newcastle Co Dublin

C8294 Patrick O'Brien Investment 01 October 2014 No. 1 Rathmines Avenue Intermediary - Deemed Killenard RAIPI Co. Laois

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C5909 Patrick Tobin Investment 01 October 2014 t/a Patrick Tobin & Co Intermediary - Deemed Killeen RAIPI Oakpark Tralee Co Kerry

C4370 Patrick Tyrrell & Martin Tyrrell Investment 01 October 2014 t/a Tyrrell Insurances and Intermediary - Deemed Auctioneering RAIPI Estate House Bishop Street Tuam Co Galway

C6826 Paul Corcoran Investment 01 October 2014 t/a Corcoran Financial Services Intermediary - Deemed 353 Howth Road RAIPI Raheny Dublin 5

C4935 Paul Fitzpatrick Investment 01 October 2014 t/a Marino Investments & Intermediary - Deemed Insurances RAIPI 57 Leopardstown Gardens Blackrock Co. Dublin

C8780 Paul Flood Investment 01 October 2014 t/a J J Flood & Sons Intermediary - Deemed Main Street RAIPI Granard Co. Longford

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8320 Paul Gormley Investment 01 October 2014 3 Glebeview House Intermediary - Deemed River Mall RAIPI Main Street Swords Co. Dublin

C5802 Paul Grimes & Associates Ltd Investment 01 October 2014 Main Street Intermediary - Deemed Ashbourne RAIPI Co Meath

C5254 Paul McKay Investment 01 October 2014 t/a McKay Financial Services Intermediary - Deemed Unit 8, Kinsealy Business Park RAIPI Kinsealy Lane Malahide Co Dublin

C8342 Paul Melinn Investment 01 October 2014 14 Tudor Heights Intermediary - Deemed Ashbourne RAIPI Co Meath

C8219 Paul Murphy Investment 01 October 2014 t/a Phoenix Financial Services Intermediary - Deemed 2 Wexford Road RAIPI Arklow Co. Wicklow

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C1737 Paul Reynolds & Joseph Reynolds Investment 01 October 2014 t/a Reynolds & Associates Intermediary - Deemed 10 Lower Main Street RAIPI Letterkenny Co. Donegal

C5437 Pension Services Ltd Investment 01 October 2014 7 Braemor Avenue Intermediary - Deemed Churchtown RAIPI Dublin 14

C13960 People First Credit Union Limited Investment 01 October 2014 James Finton Lalor Avenue Intermediary - Deemed Portlaoise RAIPI Co Laois

C1354 Peter Glennon Life & Pensions Investment 01 October 2014 Ltd Intermediary - Deemed 13 Ashdale Close RAIPI Kinsealy Court Swords Co Dublin

C5244 Peter O'Brien Investment 01 October 2014 t/a P J O'Brien Insurances Intermediary - Deemed 8 Sylvan Bank RAIPI Church Road Blackrock Co. Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8214 Peter Reilly Investment 01 October 2014 t/a Peter Reilly Financial Services Intermediary - Deemed The Courtyard RAIPI Jasmine Lodge Corner Main Street Celbridge Co Kildare

C4845 Peter Williams Investment 01 October 2014 78 Kincora Avenue Intermediary - Deemed Clontarf RAIPI Dublin 3

C27934 Philip O'Reilly Investment 01 October 2014 t/a Philip O'Reilly Financial Intermediary - Deemed Services RAIPI Station Road Ennis Co Clare

C13959 Portarlington Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Upper Main Street RAIPI Portarlington Co Laois

C1756 Power Wealth Management Investment 01 October 2014 Limited Intermediary - Deemed 4 Tudor Lawns RAIPI Leopardstown Road Foxrock Dublin 18 F9W4

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C13746 Progressive Credit Union Limited Investment 01 October 2014 Harper House Intermediary - Deemed 43-45 Dublin Street RAIPI Balbriggan Co Dublin

C2230 PSC Financial Planning Limited Investment 01 October 2014 t/a PSC Financial Planning Intermediary - Deemed Riverside House RAIPI Fels Point Dan Spring Road Tralee Co. Kerry

C5401 Rafferty Financial Services Investment 01 October 2014 Limited Intermediary - Deemed 141 Lower Drumcondra Road RAIPI Drumcondra Dublin 9

C13967 Rathkeale and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Main Street RAIPI Rathkeale Co Limerick

C13968 Rathmore and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Donal Casey Place RAIPI Rathmore Co Kerry

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C2375 Raymond A Kelly Investment 01 October 2014 t/a Ray Kelly Financial Brokers Intermediary - Deemed Windhover RAIPI Ballycullen Ashford Co. Wicklow

C7641 Raymond Charles Murphy Investment 01 October 2014 t/a Financial Concepts Intermediary - Deemed 24 Eastham Village RAIPI Bettystown Co Meath

C100 Richard A Pratt Investment 01 October 2014 t/a Richard Pratt & Co Intermediary - Deemed Main Street RAIPI Ballincollig Co Cork

C5202 Richard Anderson & Co Ltd Investment 01 October 2014 Wesley Place Intermediary - Deemed Bandon RAIPI Co. Cork

C11109 Richard Drew, Tony Drew & Investment 01 October 2014 Sean Drew Intermediary - Deemed t/a Richard Drew & Sons RAIPI Parkhead 18 Rockfield Road Kells Co Meath

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C3350 Richard O'Hanrahan Investment 01 October 2014 t/a O'Hanrahan & Associates Intermediary - Deemed Raheen House RAIPI Meath Road Bray Co. Wicklow

C12310 Roban Insurances Limited Investment 01 October 2014 t/a Roban Financial Intermediary - Deemed Slaney Place RAIPI Enniscorthy Co. Wexford

C1865 Robert Joseph Phelan Investment 01 October 2014 t/a Tara Life & Pensions Intermediary - Deemed 15 Glenview Park RAIPI Kilpedder Co. Wicklow

C5214 Robert Toal Investment 01 October 2014 t/a Toal & Associates Intermediary - Deemed 43 North Great Georges Street RAIPI Dublin 1

C3129 Ronan McCarthy Life & Pensions Investment 01 October 2014 Ltd Intermediary - Deemed 27A Queen Street RAIPI Tramore Co. Waterford

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C1763 Ronan O'Connell Investment 01 October 2014 t/a O'Connell Money Services Intermediary - Deemed 3A St Mobhi Road RAIPI Glasnevin Dublin 9

C5818 Ronnie Tanner Investment 01 October 2014 10 North Street Intermediary - Deemed Skibbereen RAIPI Co Cork

C13973 Roscrea Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Roscrea RAIPI Co Tipperary

C13974 Rowlagh Credit Union Limited Investment 01 October 2014 Collinstown Road Intermediary - Deemed Clondalkin RAIPI Dublin 22

C4904 Roy Condell Investment 01 October 2014 29 Stillorgan Heath Intermediary - Deemed Stillorgan RAIPI Co. Dublin

C13975 Rush Credit Union Limited Investment 01 October 2014 Ivy House Intermediary - Deemed Sandy Road RAIPI Rush Co Dublin

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C14014 Saint Raphael's Garda Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Saint Raphael's House RAIPI 1-2 Fox and Geese Naas Road Dublin 22

C13979 Sarsfield Credit Union Limited Investment 01 October 2014 Glentworth Street Intermediary - Deemed Limerick RAIPI

C5505 Save & Prosper Financial Investment 01 October 2014 Services Ltd Intermediary - Deemed No 10 Kenley Drive RAIPI Model Farm Road Cork

C12637 Savemon.ie Financial Advisors Investment 01 October 2014 Ltd Intermediary - Deemed t/a Bespoke Savings & RAIPI Investments Harmony Court Harmony Row Dublin 2

C7452 Seamus C Kane Investment 01 October 2014 t/a Seamus C Kane & Associates Intermediary - Deemed Heritage House RAIPI E1 Nutgrove Office Park Rathfarnham Dublin 14

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8307 Seamus Duffy Investment 01 October 2014 Manulla Intermediary - Deemed Castlebar RAIPI Co. Mayo

C8247 Seamus McGrath Investment 01 October 2014 t/a Seamus McGrath Financial Intermediary - Deemed Services RAIPI Rathravane House The Heath Portlaoise Co. Laois

C9194 Seamus Sutcliffe Investment 01 October 2014 t/a The Mortgage Centre Intermediary - Deemed 78 Grove Road RAIPI Dublin 6

C2178 Sean Daly & Co Limited Investment 01 October 2014 34 Henry Street Intermediary - Deemed Kenmare RAIPI Co.Kerry.

C3387 Sean G Cusack Limited Investment 01 October 2014 Short Quay Intermediary - Deemed Kinsale RAIPI Co. Cork

C1861 Sean J. O'Connor Investment 01 October 2014 t/a Sean J. O'Connor Financial Intermediary - Deemed Services, Pinnacle Financial RAIPI 15 Carriglea Walk Firhouse Dublin 24

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8304 Sean Kerins Investment 01 October 2014 t/a Tru-Plan Financial Services Intermediary - Deemed No. 5 The Oaks RAIPI Riverbank Annacotty Co. Limerick

C2098 Sean T Farrell (Life & Pensions) Investment 01 October 2014 Ltd Intermediary - Deemed 36B Mount Street RAIPI Mullingar Co Westmeath

C7342 Self-Invested Pension Funds Ltd Investment 01 October 2014 22 Brookvale Intermediary - Deemed Rathfarnham RAIPI Dublin 14

C2236 Shanahan Begadon Mortgages & Investment 01 October 2014 Financial Limited Intermediary - Deemed 4 Military Road RAIPI Waterford

C13981 Shannon Credit Union Limited Investment 01 October 2014 Shannon Town Centre Intermediary - Deemed Shannon RAIPI Co Clare

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8993 Shay Atkinson, Eamon Atkinson Investment 01 October 2014 & Thomas Costello Intermediary - Deemed t/a National Mortgage Services, RAIPI Red Corner Money PO 12927 Porters Road Coolmine Dublin 15

C11636 Shay Mulrooney Investment 01 October 2014 t/a Shay Mulrooney Insurances Intermediary - Deemed Tully RAIPI Ballygar Co Galway

C12587 Shop Direct Ireland Ltd Investment 01 October 2014 t/a Littlewoods Ireland Intermediary - Deemed Cape House RAIPI Westend Office Park Blanchardstown Dublin 15

C13984 Slane Credit Union Limited Investment 01 October 2014 Main Street Intermediary - Deemed Slane RAIPI Co Meath

C13988 St. Agnes Credit Union Limited Investment 01 October 2014 Saint Agnes' Road Intermediary - Deemed Crumlin RAIPI Dublin 12

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C13989 St. Ailbes Credit Union Limited Investment 01 October 2014 High Street Intermediary - Deemed Caherconlish RAIPI Co Limerick

C13990 St. Anthony's and Claddagh Investment 01 October 2014 Credit Union Limited Intermediary - Deemed 8-9 Mainguard Street RAIPI Galway

C13994 St. Canice's Kilkenny Credit Investment 01 October 2014 Union Limited Intermediary - Deemed 78 High Street RAIPI Kilkenny Co Kilkenny

C13995 St. Colman's (Claremorris) Credit Investment 01 October 2014 Union Limited Intermediary - Deemed The Square RAIPI Claremorris Co Mayo

C13996 St. Columba's Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Walter Macken Road RAIPI Mervue Galway

C13997 St. Declan's Ashbourne Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Killegland RAIPI Ashbourne Co Meath

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C13998 St. Dominic Credit Union Limited Investment 01 October 2014 Summerhill Intermediary - Deemed Co. Waterford RAIPI

C14000 St. Francis' Credit Union Limited Investment 01 October 2014 Friars Walk Intermediary - Deemed Clonroadbeg RAIPI Ennis Co Clare

C14002 St. Jarlath's Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Hermitage, Dublin Road RAIPI Tuam Co Galway

C14004 St. Joseph's Mayfield Credit Investment 01 October 2014 Union Limited Intermediary - Deemed Streamhill House RAIPI Streamhill Dillons Cross Cork

C14011 St. Michael's Credit Union Investment 01 October 2014 Limited Intermediary - Deemed t/a St. Michael's Credit Union RAIPI Limited Skehard Road Blackrock Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C14013 St. Paul's Garda Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Floraville RAIPI Boreenmanna Road Cork

C6015 Stephen Redmond Investment 01 October 2014 t/a S.J. Redmond & Associates Intermediary - Deemed 72 Belgard Green RAIPI Cookstown Road Tallaght Dublin 24

C10944 Strand Investments & Finance Ltd Investment 01 October 2014 t/a 123 Financial Services Intermediary - Deemed 15 Castlemaine Street RAIPI Athlone Co. Westmeath

C14016 Sundrive Credit Union Limited Investment 01 October 2014 116 Sundrive Road Intermediary - Deemed Crumlin RAIPI Dublin 12

C12719 Takone Limited Investment 01 October 2014 t/a H.F.S. (Hurley Financial Intermediary - Deemed Services) RAIPI 20 South Mall Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C14022 Tallow Area Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Credit Union House RAIPI Tallow Co Waterford

C14025 Templemore Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Main Street RAIPI Templemore Co Tipperary

C4363 Terence M Nichol Investment 01 October 2014 t/a T. M. Nichol & Co Intermediary - Deemed 13 Newpark Road RAIPI Blackrock Co Dublin

C8061 Terry Brady Investment 01 October 2014 t/a Terry Brady Insurances Intermediary - Deemed Beabeg RAIPI Drogheda Co Meath

C2250 Terry Connolly Investment 01 October 2014 t/a Connolly Insurances Intermediary - Deemed 4 Zion Road RAIPI Rathgar Dublin 6

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C8258 Terry O'Reilly Investment 01 October 2014 t/a Terry O'Reilly & Associates Intermediary - Deemed The Canopy RAIPI Strand Road Portmarnock Co. Dublin

C10480 The Cork Mortgage Centre Investment 01 October 2014 Limited Intermediary - Deemed t/a Cork Mortgage Centre, The RAIPI Mortgage Doctors 7 South Mall Cork

C5438 The Finance Shop Limited Investment 01 October 2014 t/a The Finance Shop Intermediary - Deemed Ground Floor RAIPI Old Windmill Court Lower Gerald Griffin Street Limerick

C1396 The Irish League of Credit Unions Investment 01 October 2014 33/41 Lower Mount Street Intermediary - Deemed Dublin 2 RAIPI

C12644 The Loan Arranger Limited Investment 01 October 2014 t/a Lucas Mortgage Finance, Intermediary - Deemed Good Financial Housekeeping RAIPI 2 The Copse Temple Manor Celbridge Co. Kildare

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C14030 The Lough Credit Union Limited Investment 01 October 2014 100-103 Bandon Road Intermediary - Deemed Cork RAIPI

C3478 The Money Market Bureau Ltd Investment 01 October 2014 t/a Mortgage Market Intermediary - Deemed 18 Calderwood Road RAIPI Donnybrook Douglas Cork

C1995 The Pension Shop Limited Investment 01 October 2014 204 The Oaks Intermediary - Deemed Belgard Heights RAIPI Tallaght Dublin 24.

C14032 The Rosses Credit Union Limited Investment 01 October 2014 27 Main Street Intermediary - Deemed Dungloe RAIPI Co Donegal

C2985 Thomas Adrian Murphy Investment 01 October 2014 t/a Adrian Murphy Life & Intermediary - Deemed Pensions RAIPI Hillside House Rosehill Kilmoney Carrigaline Co. Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C9764 Thomas J Dunning Investment 01 October 2014 t/a Dunning Financial Services Intermediary - Deemed Carn Park RAIPI Mount Temple Moate Co. Westmeath

C8271 Thomas J Staunton Investment 01 October 2014 t/a Thomas J Staunton Insurance Intermediary - Deemed Broker RAIPI The Octagon Westport Co Mayo

C2148 Thomas Kirwan Investment 01 October 2014 t/a Kirwan Financial Intermediary - Deemed Management. RAIPI 30 Clanmawr Corbawn Lane Shankill Co. Dublin.

C8222 Thomas Power Investment 01 October 2014 t/a Power Consultancy, Arklow Intermediary - Deemed Mortgage Centre RAIPI 7 Moyle Crescent Clondalkin Dublin 22

C5518 Thomas Redmond Investment 01 October 2014 t/a Redmond Mortgages & Intermediary - Deemed Pensions RAIPI 1A Hartstonge Place Upper Hartstonge Street Limerick

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C7859 Thomas Stuart & Company Investment 01 October 2014 Limited Intermediary - Deemed 121 Main Street RAIPI Castleisland Co Kerry

C14034 Thomastown Credit Union Investment 01 October 2014 Limited Intermediary - Deemed Market Street RAIPI Thomastown Co Kilkenny

C14035 Thurles Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Parnell Street RAIPI Thurles Co Tipperary

C14036 Tipperary Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Emmet Street RAIPI Tipperary Town Co Tipperary

C5274 Tom and Joan Vaughan Investment 01 October 2014 Ballyglassin Intermediary - Deemed Killeagh RAIPI Co Cork

C13811 Tower Credit Union Limited Investment 01 October 2014 22 Main Street Intermediary - Deemed Clondalkin RAIPI Dublin 22

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C14038 Tramore Credit Union Limited Investment 01 October 2014 Summerhill Intermediary - Deemed Tramore RAIPI Co Waterford

C6026 Tredagh Life Assurance Pension Investment 01 October 2014 & Investments Limited Intermediary - Deemed t/a Capital Masters RAIPI 111B King Street Drogheda Co Louth

C14040 and District Credit Investment 01 October 2014 Union Limited Intermediary - Deemed The Square RAIPI Tubbercurry Co Sligo

C14041 Tullamore Credit Union Limited Investment 01 October 2014 Credit Union House Intermediary - Deemed Patrick Street RAIPI Tullamore Co Offaly

C10201 Unique Financial Services Investment 01 October 2014 Limited Intermediary - Deemed The Livestock Mart RAIPI Prospect, Athenry Co Galway

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C5665 Unit Vestors Ltd Investment 01 October 2014 8 The Lawn Intermediary - Deemed Westgrove RAIPI Donnybrook Hill Douglas Cork

C14010 Unity Credit Union Limited Investment 01 October 2014 47 Athlunkard Street Intermediary - Deemed Limerick RAIPI

C2037 Vincent Flood Investment 01 October 2014 t/a Vinny Flood Financial Intermediary - Deemed Services RAIPI 33 Woodcliffe Heights Howth Co. Dublin

C11036 Vincent Ledwith Investment 01 October 2014 t/a A1 Mortgages, Allied Intermediary - Deemed Financial Services RAIPI 23 Hayfield Model Farm Road Cork

C14043 Virginia Credit Union Limited Investment 01 October 2014 Cavan Road Intermediary - Deemed Virginia RAIPI Co Cavan

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C2561 Walsh & Walsh Financial Investment 01 October 2014 Consultants Ltd Intermediary - Deemed Block 6, Central Business Park RAIPI Clonminch Tullamore Co. Offaly

C2214 Walter Ray McNicholas Investment 01 October 2014 t/a Ethical Financial Intermediary - Deemed 39 Ardagh Avenue RAIPI Blackrock Co. Dublin

C3009 Wentworth Insurances Ltd Investment 01 October 2014 Jigginstown Lodge Intermediary - Deemed Naas RAIPI Co. Kildare

C8287 West Wicklow Financial Services Investment 01 October 2014 DAC Intermediary - Deemed Weaver Square RAIPI Baltinglass Co. Wicklow

C14048 Wexford Credit Union Limited Investment 01 October 2014 Luke Wadding House Intermediary - Deemed Anne Street RAIPI Wexford

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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C3526 William Grant, Mary Grant & Investment 01 October 2014 Brian Sherrard Intermediary - Deemed t/a William Grant & Co. RAIPI West End Buncrana Co. Donegal

C2698 William Henry Connolly Investment 01 October 2014 t/a Bill Connolly Financial Intermediary - Deemed Services RAIPI Chapel Hill Ballycotton Midleton Co. Cork

C2319 Woods Financial Services Ltd Investment 01 October 2014 20 Market Square Intermediary - Deemed Navan RAIPI Co Meath

C2627 WP O'Reilly & Associates Investment 01 October 2014 Limited Intermediary - Deemed t/a WP O'Reilly & Associates RAIPI Berkeley House Ballybin Road Ashbourne Co. Meath

C14050 Youghal Credit Union Limited Investment 01 October 2014 Grattan Street Intermediary - Deemed Youghal RAIPI Co Cork

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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Total number of Multi-Agency Intermediaries (RAIPI) Deemed Authorised : 481

The Handbook of Prudential Requirements for Investment Intermediaries became effective from 1 October 2014 and re-classified all Multi-Agency Intermediaries and Authorised Advisors as Investment Intermediaries. The majority of these firms were deemed authorised under Section 26 of the Act in 2001. Some firms were deemed authorised in 2002/2003 but none since. Please also see the ‘Section 10 Register’ for investment intermediaries authorised under Section 10 of the Act. If you have any queries on this register, please e-mail [email protected].

An investment product intermediary is a restricted activity investment product intermediary for the purposes of this Act if the only investment business service that the intermediary provides, or in relation to which the intermediary provides investment advice, is one or more of: (a) receiving and transmitting orders or units of shares in undertakings for collective investment in transferable securities within the meaning of the Regulations of 1989, units in a unit trust, other collective investment scheme instruments, or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds, tracker bonds, insurance policies or Personal Retirement Savings Accounts within the meaning of the Pensions Act, 1990; (b) acting as a deposit agent or deposit broker

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