List of Institutional Investors Signing up to “Principles for Responsible Institutional Investors” ≪Japan's Stewardship
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List of institutional investors signing up to “Principles for Responsible Institutional Investors” ≪Japan’s Stewardship Code≫ - To promote sustainable growth of companies through investment and dialogue - As of June 30, 2021 【Total︓309】 Website (URL) where the announcement of the Website (URL) where the disclosure items described in Updates Updates Disclosure of Voting Stewardship Activity Institution’s name (alphabetical order) acceptance of the Code has been disclosed the Code have been disclosed for 2017 Revision for 2020 Revision Results Reasons for Votes Reports Website (URL) Trust banks(subtotal︓6) Mitsubishi UFJ Trust and Banking 1 https://www.tr.mufg.jp/ippan/release/pdf_mutb/200515_1.pdf https://www.tr.mufg.jp/houjin/jutaku/pdf/stewardship_ja_pdf.pdf ○ ○ ○ ○ ○ https://www.tr.mufg.jp/houjin/jutaku/pdf/stewardship_mutb_pdf.pdf?180905 Corporation 2 Mizuho Trust & Banking Co,. Ltd. https://www.mizuho-tb.co.jp/corporate/unyou/pdf/stewardship.pdf https://www.mizuho-tb.co.jp/corporate/unyou/pdf/stewardship.pdf ○ ○ ○ ○ ○ https://www.mizuho-tb.co.jp/corporate/unyou/stewardship_katsudo.html 3 Resona Bank, Limited. http://www.resonabank.co.jp/nenkin/sisan/prii/index.html https://www.resonabank.co.jp/nenkin/sisan/prii/pdf/Stewardship_code_policy.pdf ○ ○ ○ ○ ○ https://www.resona-am.co.jp/investors/ssc.html 4 Sumitomo Mitsui Trust Bank, Limited https://www.smtb.jp/business/instrument/voting/stewardship.html https://www.smtb.jp/business/instrument/voting/stewardship.html ○ ○ ○ ○ ○ https://www.smtb.jp/business/instrument/voting/stewardship_activity.html 5 The Nomura Trust and Banking Co., Ltd. http://www.nomura-trust.co.jp/news/140528.html https://www.nomura-trust.co.jp/company/stewardship/ ○ ○ △ ○ https://www.nomura-trust.co.jp/company/stewardship/pdf/hyouka2020.pdf The Norinchukin Trust and Banking 6 http://www.nochutb.co.jp/about/governance.html http://www.nochutb.co.jp/about/governance.html ○ ○ △ ○ http://www.nochutb.co.jp/about/pdf/2020_stewardship.pdf Co.,Ltd. Investment managers(subtotal︓199) Aberdeen Standard Investments (Japan) 1 https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship ○ ○ ○ ○ ○ https://www.aberdeenstandard.com/ja-jp/japan/policies/stewardship Limited 2 ACA Inc http://www.acainc.jp/stewardship_code/ http://www.acainc.jp/stewardship_code/ ACA Innovative Investment 3 http://www.acainc.jp/japankakushin/ http://www.acainc.jp/japankakushin/ Management Inc. 4 Acadian Asset Management (Japan) https://www.acadian-asset.com/contact-us/tokyo https://www.acadian-asset.com/contact-us/tokyo ○ ○ 5 Acadian Asset Management LLC https://www.acadian-asset.com/capabilities/responsible-investing https://www.acadian-asset.com/capabilities/responsible-investing ○ ○ ○ ○ https://www.acadian-asset.com/capabilities/responsible-investing 6 AllianceBernstein Japan Ltd. https://www.alliancebernstein.co.jp/about/policies/stewardship https://www.alliancebernstein.co.jp/about/policies/stewardship ○ ○ ○ ○ https://www.alliancebernstein.co.jp/about/policies/stewardship 7 Allianz Global Investors Japan Co., Ltd. https://jp.allianzgi.com/ja-jp/our-firm/japan-stewardship-code https://jp.allianzgi.com/ja-jp/our-firm/japan-stewardship-code ○ ○ ○ ○ ○ https://jp.allianzgi.com/ja-jp/our-firm/japan-stewardship-code 8 Alma Capital Investment Management https://www.almacapital.com/wp-content/uploads/2020/12/ALMA_Approach_Japans_Stewardship_Code_.pdf https://www.almacapital.com/wp-content/uploads/2020/12/ALMA_Approach_Japans_Stewardship_Code_.pdf ― ○ 9 Alpha Japan Asset Advisors Ltd https://www.alphajapan.co.jp/ https://www.alphajapan.co.jp/japan-stewardship-code/ ○ ○ 10 Alphagen Capital Limited https://cdn.janushenderson.com/webdocs/JapanStewardshipCode_202009.pdf https://cdn.janushenderson.com/webdocs/JapanStewardshipCode_202009.pdf ○ ○ https://www.janushenderson.com/en-gb/investor/esg-investor/ 11 Amundi Japan Ltd. https://www.amundi.co.jp/company/policy/stewardship.html https://www.amundi.co.jp/company/policy/stewardship.html ○ ○ ○ ○ https://www.amundi.co.jp/company/policy/stewardship.html 12 Ant capital partners Co.Ltd https://www.antcapital.jp/stewardship/ https://www.antcapital.jp/stewardship/ ○ ○ Aozora Investment Management 13 http://www.aozora-im.co.jp/info/voting.html http://www.aozora-im.co.jp/info/voting.html ○ ○ △ ○ http://www.aozora-im.co.jp/info/voting.html Co.,Ltd. 14 Arabesque Asset Management Ltd. http://arabesque.com/#/values/membership http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code.pdf 1 15 Ark Totan Alternative Co., Ltd. https://ark-aaa.jp/investment/ https://ark-aaa.jp/investment/ ○ ○ 16 Artisan Partners Limited Partnership https://www.artisanpartners.com/content/dam/documents/legal/Japan-Stewardship-Code.pdf https://www.artisanpartners.com/content/dam/documents/legal/Japan-Stewardship-Code.pdf ― ○ ASAHI LIFE ASSET MANAGEMENT CO., 17 http://www.alamco.co.jp/stewardship/index.html http://www.alamco.co.jp/stewardship/index.html ○ ○ ○ ○ ○ http://www.alamco.co.jp/company/stewardship/_index.html LTD. 18 Aslead Capital Pte. Ltd. http://aslead.com/stewardship.html http://aslead.com/stewardship.html ― ○ 19 Asset Management One Co., Ltd. http://www.am-one.co.jp/pdf/news/205/20200401_SSCkaitei_J.pdf http://www.am-one.co.jp/img/company/37/Stewardship_houshin.pdf ○ ○ ○ ○ ○ http://www.am-one.co.jp/img/company/36/20190528_stewardship_details.pdf 20 Asset Value Investors Ltd https://www.assetvalueinvestors.com/regulatory-disclosures/ https://www.assetvalueinvestors.com/regulatory-disclosures/ ○ ○ ○ 21 Asuka Asset Management Co., Ltd. http://www.asuka-asset.com/pdf/stewardship_202008.pdf http://www.asuka-asset.com/pdf/stewardship_202008.pdf ○ ○ △ 22 AXA Investment Managers Japan Ltd. https://www.axa-im.co.jp/stewardship-code-acceptance-statement https://www.axa-im.co.jp/documents/24491/1395208/AXA+IM+-+Japan+Stewardship+Code+v2.0+with+YN+comments+%28J%29-revised.pdf/85e9fe4e-bade-cdfe-7e04-3dac7a0653a2?t=1601279015162 ○ ○ ○ ○ https://www.axa-im.co.jp/documents/24491/1395208/2020+Self+review+for+JPN+Stewardship+Code+20200925+%281%29.pdf/ef39b790-a357-469b-5ce8-7964cef69ddf?t=1601279467021 23 Baillie Gifford & Co http://www.bailliegifford.com/institutional-investor/japan/corporate-governance.aspx https://www.bailliegifford.com/en/uk/about-us/literature-library/corporate-governance/compliance-with-japans-stewardship-code/ ○ ○ ○ ○ https://www.bailliegifford.com/en/japan/professional-investor/corporate-governance Barclays Funds and Advisory Japan 24 https://www.barclays.co.jp/content/dam/barclays-jp/pdfs/bfajl/J_StewardshipCode_20200925-update.pdf https://www.barclays.co.jp/content/dam/barclays-jp/pdfs/bfajl/J_StewardshipCode_20200925-update.pdf ○ ○ Limited 25 Bayview Asset Management Co., Ltd. https://www.bayview.co.jp/policy/stewardship_code/index.html https://www.bayview.co.jp/policy/stewardship_code/index.html ○ ○ △ 26 BlackRock Japan Co., Ltd. https://www.blackrock.com/jp/individual/ja/literature/publication/20200501-blkj-publication-ja-jp.pdf https://www.blackrock.com/jp/individual/ja/literature/whitepaper/blk-responsible-investment-stewardship-japan-japanese.pdf ○ ○ ○ ○ https://www.blackrock.com/jp/individual/ja/literature/publication/blkj-stewardship-code-overview-self-assessment-jp-ja.pdf BNP Paribas Asset Management Japan 27 http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship ○ ○ ○ ○ ○ https://fr.zone-secure.net/20591/1214375/#page=1 Limited. BNY Mellon Investment Management 28 https://www.bnymellonam.jp/about/stewardship https://www.bnymellonam.jp/about/stewardship ○ ○ ○ ○ https://www.bnymellonam.jp/asset/about/stewardship/pdf/stewardship_report_2019.pdf Japan Limited 29 Brandes Investment Partners,LP https://www.brandes.com/docs/default-source/administrative-documents/brandes-disclosure-response-to-japanese-stewardship-code-final.pdf https://www.brandes.com/docs/default-source/administrative-documents/brandes-disclosure-response-to-japanese-stewardship-code-final.pdf ○ ○ ○ ○ ○ https://www.brandes.com/docs/default-source/administrative-documents/annual-evaluation-of-our-commitments-under-the-japan-stewardship-code.pdf Brandywine Global Investment 30 https://brandywineglobal.com/PDF/JapanStewardshipCode.pdf https://brandywineglobal.com/Index.cfm?Page=About%20Us&Content=Environmental,%20Social,%20and%20Governance%20(ESG) ― ○ Management 31 Capital Asset Management Co.,Ltd http://www.capital-am.co.jp/guide/steward.html http://www.capital-am.co.jp/guide/steward.html ○ △ 32 Capital International K.K. https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html ○ ○ ○ ○ https://www.capitalgroup.com/content/dam/cgc/tenants/apac/documents/responsible-investing/jp-stewardshipcode-2020.pdf 33 Carrera Asset Management Co.,Ltd. https://www.carrera-am.co.jp/company/stewardship/ https://www.carrera-am.co.jp/company/stewardship/ ○ ○ ○ 34 Cartica Management, LLC https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf ○ △ ○ https://www.cartica.com/affiliations/ 35 Chibagin Asset Management Co.,Ltd. http://www.chibagin-am.co.jp/company/operation/code/ http://www.chibagin-am.co.jp/company/operation/code/ ○ ○ ○ ○ ○ http://www.chibagin-am.co.jp/company/operation/code/pdf/code.pdf Chugin Asset Management Company, 36 https://www.chugin-am.jp/company/stewardship/stewardshipcode/