Participants: Annual Boston-China Financial Services Forum Innovation, Partnerships and Policy September 25-27, 2013

Forum Charter Sponsors:

This Fall, senior financial services executives Featuring from Boston and China joined U.S. academics Special Presentation by: for the First-Annual Boston-China Financial Services Forum held at the Harvard Faculty Hank Paulson Club on September 25-27, 2013.

This unique convening of thought leaders, government officials, and industry experts succeeded in deepening industry, academic and government networks. The first in a series, the Forum laid the foundation for future events focused on partnerships between Boston and China.

Henry Paulson, The Paulson Institute; Former U.S. Secretary of the Treasury Through an agenda of special presentations and facilitated discussions, participants from both continents explored model partnerships for investments in the U.S. and in China. The Chinese firms at the Forum represented over $150 billion (U.S.) assets under management.

Discussions also focused on lessons learned from Boston’s asset management leadership in developing the retirement savings markets Robert P. Brown, Fidelity Investments Zhang Yujun, China Securities Regulatory Commission in the U.S. and the opportunities for market- based pension and savings initiatives in China.

Full participants list on page 2.

Forum China Co-Chair: Dr. Fred , Chairman, Primavera Capital, /; Former Chairman of Greater China

and Partner, Goldman Sachs William Guenther, Mass Insight; Zhang Yujun; Hank Paulson; Fred Hu, Primavera Capital Group

Global Finance Centers 2020 Fostering New Business & Talent Partnerships

18 Tremont Street, Suite 1010 | Boston, MA 02108 | Telephone 617-778-1500 | Fax 617-778-1505 | massinsight.com Forum Participants - Boston Forum Participants - China Forum Participants - Academia

A. Jerry Cristoforo Dr. Fred Hu Anthony Saich Executive Vice President, State Street; Chairman, Primavera Capital, Beijing/Hong Kong; Daewoo Professor of International Affairs, Chairman and General Manager, Former Chairman of Greater China, Goldman Sachs Harvard Kennedy School State Street Hangzhou Mr. Zhang Yujun Robert Pozen Roger Servison Assistant Chairman, Former President, Fidelity Investments; President, China Securities Regulatory Commission; Senior Lecturer, Harvard Business School Strategic New Business Development, Former President, William Kirby Fidelity Investments and Shenzhen Stock Exchanges T. M. Chang Professor of China Studies, Federico Papa Dr. Hu Changsheng Harvard Business School Managing Director President, John Quelch and Head of US Global Banking & Markets, China Investment Securities Santander Charles Edward Wilson Professor Mr. Zhang Xiaodong of Business Administration, Harvard Business School; Regina Sullivan General Manager Prop Trading & Derivatives, Former Dean, China Europe International Business School Executive Vice President, China Investment Securities Head of Global Business Services, Patrick Schena Fidelity Investments Mr. Wu Xiaohui Senior Fellow, Chairman, Center for Emerging Market Enterprises Leon Kumpe An Bang Insurance Co-Head Sovereign Wealth Fund Initiative, Senior Vice President, The Fletcher School Tufts University Global Business Development, Mr. Zheng Fang Fidelity Investments Managing Director, Keywise Capital Management Robert P. Brown President of Bonds, Mr. Xu Yi Yi Fidelity Investments Senior Fund Manager Hua an Asset Management Co.,Ltd. Ren Cheng Senior Research Consultant, Mr. Lin Lijun Fidelity Investments CEO, Gary Blank China Universal Management Co. Senior Vice President, Policy, Planning and Strategy, Mr. Xiao Feng Fidelity Investments President of the Board, Lisa Emsbo-Mattingly Min sheng Tong Hui Director of Research, Insurance Asset Management Co.,Ltd Fidelity Investments President of the board, Wan Xiang Trust Co.,Ltd. Al Tarar Ms. Yan Yanqing Partner, Financial Services Management Consulting, Deputy Chief Editor, PwC CBN Jake Xia Ms. Zhang Lanlan Chief Risk Officer, Chief Representative, Harvard Management Company CICC U.S. Securities Sandy Salgado Dr. Gao Jian Managing Director, Chairman, U.S. Corporate and Investment Banking, Santander China Development Bank Securities Jeffrey Rosenberg Jeff Williams Managing Director, Independent Director, Zebra China Investments China Universal Asset Management Rick Swartz Mr. Qingshan Liu Executive Managing Director, CEO Cushman & Wakefield Manulife TEDA Fund Management Steve Pagliuca Dr. Guo Dajiang Managing Director, CEO, Bain Capital CITIC Securities U.S. Special Presentations Facilitated Discussions

Can China Lead? Innovation in Business and Higher Education The U.S. Markets: Outlook, Competitive Advantage and Partnerships Professor William Kirby Harvard Business School, T. M. Chang Professor of China Studies Systemic Risk: Where Does It Come From, How Do We Mitigate It Chinese Capital Markets Reform and Opening Up The US-China Economic Relationship: Challenges and Opportunities Henry M. Paulson, Jr. The China Markets: Chairman, The Paulson Institute at the University of Chicago Outlook, Competitive Advantage and Partnerships

Tackling the Chinese Pension System China Retirement Policy and Capital Markets: Robert C. Pozen Evolution, Lessons Learned, and Challenges Former President, Fidelity Investments; Boston’s Role in the Development of the Asset Management Industry and Senior Lecturer, Harvard Business School Retirement Products