SELECTED FCM FINANCIAL DATA AS OF 1 of 5 July 31, 2008 FROM REPORTS FILED BY August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Customer Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amount 4d(a)(2) Pt. 30 Required (a) (b) (c) (d) (e) (f)

1 3D FOREX, LLC N NFA 07/31/2008 11,340,851 500,000 10,840,851 0 0 2 ACM USA LLC N NFA 07/31/2008 8,395,300 5,000,000 3,395,300 0 0 3 ADM INVESTOR SERVICES INC N CBOT 07/31/2008 155,297,487 93,769,058 61,528,429 2,048,135,346 84,960,551 4 ADVANCED MARKETS INC N NFA 07/31/2008 6,874,144 5,000,000 1,874,144 0 0 5 ADVANTAGE FUTURES LLC N CME 07/31/2008 20,824,941 7,275,792 13,549,149 189,155,263 22,613,342 6 AIG CLEARING CORPORATION N NYME 07/31/2008 312,234,836 64,729,575 247,505,261 18,139,197 0 7 ALARON TRADING CORPORATION N CME 07/31/2008 7,379,235 3,823,078 3,556,157 207,899,736 10,332,239 8 ALPARI (US) LLC N NFA 07/31/2008 12,810,913 5,000,000 7,810,913 0 0 9 BACERA CORPORATION N NFA 07/31/2008 5,448,102 5,000,000 448,102 0 0 10 BANC OF AMERICA SECURITIES LLC Y CME 07/31/2008 4,020,944,250 456,300,676 3,564,643,574 1,468,185,671 19,320,805 11 BARCLAYS CAPITAL INC Y NYME 07/31/2008 1,790,941,420 441,162,846 1,349,778,574 4,546,645,421 3,503,240,531 12 BEAR STEARNS & CO INC Y NFA 07/31/2008 5,548,344,580 571,371,596 4,976,972,984 0 0 13 BEAR STEARNS SECURITIES CORP Y CME 07/31/2008 4,554,635,705 1,162,621,509 3,392,014,196 1,399,452,969 364,620,920 14 BGC SECURITIES Y NFA 07/31/2008 6,731,339 500,000 6,231,339 0 0 15 BNP PARIBAS COMMODITY FUTURES INC N NYME 07/31/2008 222,048,975 177,951,058 44,097,917 2,181,055,076 503,207,112 16 BNP PARIBAS SECURITIES CORP Y CBOT 07/31/2008 691,456,277 43,937,966 647,518,311 339,151,609 0 17 CADENT LLC N CME 07/31/2008 8,154,118 5,752,049 2,402,069 190,691,938 3,388,738 18 CANTOR FITZGERALD & CO Y CBOT 07/31/2008 280,229,688 1,578,087 278,651,601 12,645,309 248,478 19 CAPITAL MARKET SERVICES LLC N NFA 07/31/2008 17,996,674 5,000,000 12,996,674 0 0 20 CIBC WORLD MARKETS CORP Y CME 07/31/2008 1,062,200,790 10,814,229 1,051,386,561 0 0 21 CITIGROUP GLOBAL MARKETS INC Y CBOT 07/31/2008 7,072,940,135 734,338,563 6,338,601,572 13,634,092,361 620,815,514 22 CLIFF LARSON COMPANY THE N NFA 07/31/2008 3,562,722 975,807 2,586,915 16,679,815 0 23 CMC MARKETS (US) LLC N NFA 07/31/2008 8,919,659 5,000,000 3,919,659 0 0 24 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 07/31/2008 1,436,456 500,000 936,456 0 0 25 COMTRUST INC N NFA 07/31/2008 944,825 500,000 444,825 3,391,517 0 26 COUNTRY HEDGING INC N NFA 07/31/2008 22,358,959 12,847,051 9,511,908 203,733,348 43,712 27 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 07/31/2008 8,417,172,044 425,999,853 7,991,172,191 2,427,501,298 1,653,564,598 28 CROSSLAND LLC N CBOT 07/31/2008 3,494,572 819,493 2,675,079 23,232,741 0 29 CSC FUTURES INC N CME 07/31/2008 13,419,779 500,000 12,919,779 0 0 30 CUNNINGHAM COMMODITIES LLC N CBOT 07/31/2008 3,825,615 1,511,954 2,313,661 40,735,161 243,869 31 DAIWA SECURITIES AMERICA INC Y CME 07/31/2008 202,262,768 1,469,696 200,793,072 15,059,888 686,745 32 DEUTSCHE BANK SECURITIES INC Y CBOT 07/31/2008 4,040,154,143 421,016,345 3,619,137,798 9,047,070,226 1,172,054,595 33 DORMAN TRADING LLC N CME 07/31/2008 8,608,792 602,866 8,005,926 69,937,320 32,598 34 DUNAVANT COMMODITY CORP N NFA 07/31/2008 47,388,024 881,671 46,506,353 0 0 35 EAGLE MARKET MAKERS INC N CBOT 07/31/2008 7,276,553 500,000 6,776,553 11,345,457 0 36 EASY FOREX US LTD N NFA 07/31/2008 9,630,264 5,000,000 4,630,264 0 0 37 ED &F MAN COMMODITY ADVISORS INC N NFA 07/31/2008 1,002,017 500,000 502,017 0 0 38 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 07/31/2008 11,246,452 500,000 10,746,452 0 0 39 ENSKILDA FUTURES LTD N CME 07/31/2008 20,123,755 9,322,520 10,801,235 198,807,426 0 40 FARR FINANCIAL INC N NFA 07/31/2008 1,684,592 640,698 1,043,894 47,465,618 0 41 FC STONE LLC N CME 07/31/2008 103,745,660 72,815,555 30,930,105 1,610,057,034 16,748,878 42 FIRST CAPITOL GROUP LLC N NFA 07/31/2008 979,317 500,000 479,317 0 0 43 FOREX CAPITAL MARKETS LLC N NFA 07/31/2008 78,503,227 15,141,014 63,362,213 0 0 44 FOREX CLUB FINANCIAL COMPANY INC N NFA 07/31/2008 6,709,485 5,000,000 1,709,485 0 0 45 FORTIS CLEARING AMERICAS LLC Y CBOT 07/31/2008 190,763,991 55,415,294 135,348,697 1,238,043,485 25,377,973 46 FRIEDBERG MERCANTILE GROUP INC N NFA 07/31/2008 8,176,903 5,000,000 3,176,903 5,842,855 0 SELECTED FCM FINANCIAL DATA AS OF 2 of 5 July 31, 2008 FROM REPORTS FILED BY August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Customer Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amount 4d(a)(2) Pt. 30 Required (a) (b) (c) (d) (e) (f) 47 FRONTIER FUTURES INC N NFA 07/31/2008 2,369,243 897,694 1,471,549 37,581,259 0 48 FUTURES TECH LLC N NFA 07/31/2008 856,297 500,000 356,297 0 0 49 FX SOLUTIONS LLC N NFA 07/31/2008 18,887,852 5,000,000 13,887,852 0 0 50 GAIN CAPITAL GROUP LLC N NFA 07/31/2008 67,077,441 9,182,478 57,894,963 0 0 51 GATEWAY CAPITAL L.L.C. N NFA 07/31/2008 971,086 500,000 471,086 0 0 52 GELBER GROUP LLC N CBOT 07/31/2008 112,759,705 500,000 112,259,705 65,089,085 2,500 53 GENESIS FUTURES LLC N NFA 07/31/2008 539,392 500,000 39,392 0 0 54 GFS FOREX & FUTURES INC N NFA 07/31/2008 11,296,881 5,000,000 6,296,881 0 0 55 GILDER GAGNON HOWE AND CO LLC Y NFA 07/31/2008 16,773,489 500,000 16,273,489 0 0 56 GLOBAL FUTURES & FOREX LTD N NFA 07/31/2008 69,457,460 7,007,451 62,450,009 801,286 0 57 GOLDMAN SACHS & CO Y CBOT 07/25/2008 10,680,464,786 2,846,211,270 7,834,253,516 18,076,835,370 10,780,138,634 58 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 07/25/2008 1,100,259,264 84,141,035 1,016,118,229 951,355,428 6,369,902 59 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 07/31/2008 60,380,158 8,411,614 51,968,544 0 0 60 HOTSPOT FXR LLC N NFA 07/31/2008 7,573,384 5,000,000 2,573,384 0 0 61 HSBC SECURITIES USA INC Y CME 07/31/2008 841,592,932 80,164,005 761,428,927 1,031,808,190 53,602,621 62 I TRADE FX LLC N NFA 07/31/2008 16,214,324 5,000,000 11,214,324 0 0 63 ICAP FUTURES LLC N NFA 07/31/2008 5,451,140 500,000 4,951,140 0 0 64 IFX MARKETS INC N NFA 07/31/2008 14,941,977 5,000,000 9,941,977 0 0 65 IG MARKETS INC. N NFA 07/31/2008 10,346,835 5,000,000 5,346,835 0 0 66 IKON GLOBAL MARKETS INC. N NFA 07/31/2008 8,088,414 5,000,000 3,088,414 2,090,429 129,657 67 INSTINET LLC Y NFA 07/31/2008 97,969,179 7,014,025 90,955,154 0 0 68 INTEGRATED BROKERAGE SERVICES LLC N NFA 07/31/2008 2,114,474 500,000 1,614,474 350,360 0 69 INTERACTIVE LLC Y EUXUS 07/31/2008 524,255,013 59,634,633 464,620,380 348,488,603 91,622,286 70 INTERBANK FX LLC N NFA 07/31/2008 33,341,232 5,000,000 28,341,232 0 0 71 IOWA GRAIN CO N NFA 07/31/2008 6,111,774 500,000 5,611,774 0 0 72 ITG DERIVATIVES, LLC Y NFA 07/31/2008 1,220,523 500,000 720,523 0 0 73 JP MORGAN FUTURES INC N NYME 07/31/2008 1,722,165,641 953,575,733 768,589,908 11,892,002,046 1,659,430,510 74 KOTTKE ASSOCIATES LLC N CBOT 07/31/2008 26,733,661 500,000 26,233,661 37,086,099 23,152 75 LADENBURG THALMANN & CO INC Y NFA 07/31/2008 12,598,119 500,000 12,098,119 0 0 76 LBS LIMITED PARTNERSHIP N NFA 07/31/2008 795,039 500,000 295,039 0 0 77 LEHMAN BROTHERS INC Y CBOT 07/31/2008 3,798,099,000 595,204,000 3,202,895,000 5,952,285,000 2,651,924,000 78 LEK SECURITIES CORPORATION Y NFA 07/31/2008 9,814,645 1,500,000 8,314,645 0 0 79 LIMESTONE TRADING LLC N NFA 07/31/2008 11,339,784 500,000 10,839,784 0 0 80 LINN GROUP ( THE ) N NFA 07/31/2008 3,732,350 500,000 3,232,350 14,402,220 43,436 81 LOEB PARTNERS CORPORATION Y NFA 07/31/2008 14,352,649 500,000 13,852,649 0 0 82 LPL FINANCIAL CORPORATION Y NFA 07/31/2008 70,327,157 9,111,021 61,216,136 0 0 83 MACQUARIE FUTURES USA INC N NFA 07/31/2008 22,576,660 2,574,506 20,002,154 48,069,566 3,657,448 84 MB TRADING FUTURES INC. N NFA 07/31/2008 12,201,143 5,000,000 7,201,143 0 0 85 MBF CLEARING CORP N NYME 07/31/2008 29,809,759 1,459,967 28,349,792 80,133,785 3,729,770 86 MCVEAN TRADING AND INVESTMENTS LLC N NFA 07/31/2008 13,147,432 3,922,168 9,225,264 817,629,796 0 87 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/01/2008 4,737,105,080 712,858,579 4,024,246,501 8,481,984,854 1,453,998,171 88 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/01/2008 1,422,626,209 113,335,468 1,309,290,741 1,607,395,106 87,153,975 89 MF GLOBAL INC. Y CME 07/31/2008 598,471,934 365,631,794 232,840,140 9,054,443,542 815,386,689 90 MG FINANCIAL LLC N NFA 07/31/2008 5,545,201 5,000,000 545,201 0 0 91 MID-CO COMMODITIES INC N NFA 07/31/2008 13,010,548 5,870,242 7,140,306 86,150,882 0 92 MITSUI BUSSAN COMMODITIES USA INC N NYME 07/31/2008 7,763,157 2,198,474 5,564,683 0 0 93 MIZUHO SECURITIES USA INC Y CME 07/31/2008 176,350,561 69,498,987 106,851,574 571,499,659 416,768,418 SELECTED FCM FINANCIAL DATA AS OF 3 of 5 July 31, 2008 FROM REPORTS FILED BY August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Customer Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amount 4d(a)(2) Pt. 30 Required (a) (b) (c) (d) (e) (f) 94 MORGAN KEEGAN & COMPANY INC Y NFA 07/31/2008 386,252,589 9,535,320 376,717,269 0 0 95 MORGAN STANLEY & CO INCORPORATED Y CME 07/31/2008 9,874,274,607 3,276,465,490 6,597,809,117 4,854,091,826 4,871,182,016 96 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 07/31/2008 166,120,289 500,000 165,620,289 0 0 97 NEUBERGER BERMAN LLC Y NFA 07/31/2008 287,558,632 5,000,000 282,558,632 0 0 98 NEWEDGE FINANCIAL INC. Y CME 07/31/2008 930,964,744 279,731,530 651,233,214 9,123,348,136 5,162,518,347 99 NEWEDGE USA LLC. Y NYME 07/31/2008 1,089,299,028 727,853,307 361,445,721 10,797,767,590 3,274,237,538 100 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 07/31/2008 768,733,826 1,224,688 767,509,138 0 0 101 OANDA CORPORATION N NFA 07/31/2008 164,523,432 11,358,235 153,165,197 0 0 102 ODL SECURITIES INC N NFA 07/31/2008 10,500,258 5,000,000 5,500,258 0 0 103 OPEN E CRY LLC N NFA 07/31/2008 1,749,339 560,283 1,189,056 52,469,839 750,699 104 OPPENHEIMER & CO INC Y NFA 07/31/2008 189,564,289 23,805,035 165,759,254 37,680,455 0 105 OPTIONSXPRESS INC Y NFA 07/31/2008 67,373,473 8,081,789 59,291,684 56,227,874 1,442,748 106 PENSON GHCO N CBOT 07/31/2008 17,415,051 10,245,339 7,169,712 354,959,129 9,048,842 107 PEREGRINE FINANCIAL GROUP INC N NFA 07/31/2008 21,695,406 5,602,896 16,092,510 275,019,053 18,705,826 108 PIONEER FUTURES INC N NYME 07/31/2008 1,492,643 500,000 992,643 0 0 109 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 07/31/2008 275,297,000 220,323,400 54,973,600 3,395,475,000 501,253,000 110 PUMA FINANCIAL LLC N NFA 07/31/2008 1,348,310 500,000 848,310 17,067,916 0 111 RAND FINANCIAL SERVICES INC N CME 07/31/2008 59,811,009 11,867,516 47,943,493 151,138,400 18,296,700 112 RAYMOND JAMES & ASSOCIATES INC Y NFA 07/31/2008 320,223,660 64,990,183 255,233,477 0 0 113 RBC CAPITAL MARKETS CORPORATION Y CME 07/31/2008 571,072,097 114,653,038 456,419,059 800,839,411 386,922,894 114 RBS GREENWICH CAPITAL INC Y CBOT 07/31/2008 1,925,469,000 153,079,035 1,772,389,965 1,378,984,906 9,084,446 115 RJ OBRIEN & ASSOCIATES LLC N CME 07/31/2008 98,452,632 74,640,720 23,811,912 2,484,829,835 24,772,012 116 ROBBINS FUTURES INC N NFA 07/31/2008 558,997 500,000 58,997 5,079,034 0 117 ROSENTHAL COLLINS GROUP LLC N CME 07/31/2008 80,943,963 41,106,027 39,837,936 1,221,437,850 19,552,581 118 ROSENTHAL GLOBAL SECURITIES LLC Y NFA 07/31/2008 19,575,950 1,352,486 18,223,464 0 0 119 SANFORD C BERNSTEIN & CO LLC Y NFA 07/31/2008 126,574,113 9,466,228 117,107,885 0 0 120 SANTANDER INVESTMENT SECURITIES INC. Y NFA 07/31/2008 78,136,862 500,000 77,636,862 0 0 121 SHATKIN ARBOR INC N CBOT 07/31/2008 6,551,323 1,100,431 5,450,892 66,962,464 6,085 122 SHAY GRAIN CLEARING COMPANY N KCBT 07/31/2008 2,799,558 747,850 2,051,708 17,727,977 0 123 SMW TRADING COMPANY INC N CME 07/31/2008 18,952,153 500,000 18,452,153 10,353,417 1,126 124 SNC INVESTMENTS INC N NFA 07/31/2008 709,244 500,000 209,244 0 0 125 STEPHENS INC Y NFA 07/25/2008 79,687,618 10,967,486 68,720,132 0 0 126 STERLING COMMODITIES CORP N NYME 07/31/2008 9,494,559 1,139,240 8,355,319 39,117,821 541,632 127 TCA FUTURES LLC N NFA 07/31/2008 799,809 500,000 299,809 0 0 128 TENCO INC N CBOT 07/31/2008 40,340,404 10,533,134 29,807,270 201,216,010 0 129 TERRA NOVA FINANCIAL, LLC Y NFA 07/31/2008 12,669,972 1,500,000 11,169,972 0 0 130 TIMBER HILL LLC Y CME 07/31/2008 1,081,910,788 18,337,043 1,063,573,745 241,548,014 0 131 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 07/31/2008 2,580,774 500,000 2,080,774 0 0 132 TRADELINK LLC Y CBOT 07/31/2008 30,010,457 500,000 29,510,457 0 0 133 TRADEMAVEN CLEARING LLC N NFA 07/31/2008 808,999 500,000 308,999 4,079,803 20,808 134 TRADESTATION SECURITIES INC Y NFA 07/31/2008 86,948,143 2,473,525 84,474,618 0 0 135 TRADITION SECURITIES AND FUTURES INC N NFA 07/31/2008 707,117 500,000 207,117 0 0 136 TRANSMARKET GROUP LLC Y CBOT 07/31/2008 6,530,497 500,000 6,030,497 0 0 137 TRILAND USA INC N NYME 07/31/2008 39,921,046 16,398,869 23,522,177 229,658,021 0 138 UBS FINANCIAL SERVICES INC Y NFA 07/31/2008 939,398,651 126,702,746 812,695,905 340,279,420 925,392 139 UBS SECURITIES LLC Y CBOT 07/31/2008 13,627,776,659 1,261,503,957 12,366,272,702 17,147,167,352 8,051,225,811 140 VELOCITY FUTURES LP N NFA 07/31/2008 1,134,793 500,000 634,793 32,709,104 2,168,906 SELECTED FCM FINANCIAL DATA AS OF 4 of 5 July 31, 2008 FROM REPORTS FILED BY August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Customer Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amount 4d(a)(2) Pt. 30 Required (a) (b) (c) (d) (e) (f) 141 VISION FINANCIAL MARKETS LLC Y NFA 07/31/2008 28,071,961 10,295,778 17,776,183 443,687,783 1,934,347 142 CAPITAL MARKETS LLC Y CME 07/31/2008 1,598,608,462 1,356,062 1,597,252,400 0 0 143 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 07/31/2008 26,072,626 3,117,053 22,955,573 0 0 144 WACHOVIA SECURITIES LLC Y NFA 07/31/2008 693,917,429 32,772,961 661,144,468 0 0 145 WHITE COMMERCIAL CORPORATION N NFA 07/31/2008 2,619,440 500,000 2,119,440 0 0 146 WSD FINANCIAL USA, INC N NFA 07/31/2008 1,275,424 500,000 775,424 0 0 147 YORK BUSINESS ASSOCIATES LLC N NFA 07/31/2008 1,323,273 500,000 823,273 38,479,205 913,873

Total 154,171,038,295 48,380,987,996

June Web Page Update 150

Additions 0

Deletions 3 Allianz Global Investors Distributors LLC ITAU USA Securities Inc Forex LLC

Name Change

July Web Page Update 147

(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities or dealer.

(b): DSRO: Designated Self-Regulatory Organization.

(c): A firm's net capital requirement is the greater of (1) $250,000; or (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or (3) The amount of capital required by a registered futures association (currently NFA is the only such association);

(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.

(d): Excess net capital is adjusted net capital, less the firm's net capital requirement. SELECTED FCM FINANCIAL DATA AS OF 5 of 5 July 31, 2008 FROM REPORTS FILED BY August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Customer Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amount 4d(a)(2) Pt. 30 Required (a) (b) (c) (d) (e) (f) (e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States.

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of December 31, 2005, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of December 31, 2005, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements.

Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: [email protected], [email protected], [email protected].