Corporations Law Form
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Form 603 Corporations Act 2001 Notice of initial substantial holder Section 671B IGO To:Company Name/Scheme The Secretary Independence Group NL Ground Floor Suite 1 183 Great Eastern Hwy Belmont WA 6104 PH: (08) 9479 1777 Fax: (08) 9479 1877 ACN 092 786 304 1. Details of substantial National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in shareholder Annexure A Name ACN (if applicable) The holder became a substantial holder on 21/07/2010 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows: Class of securities Number of Persons’ votes Voting power securities Ordinary 10,235,569 10,235,569 5.044% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest Class and number of securities MLC Investments Limited Power to control voting and/or Ordinary disposal of securities 9,000,466 MLC Limited Power to control voting and/or Ordinary disposal of securities 138,080 NabInvest Managed Investments Power to control voting and/or Ordinary Limited disposal of securities 498,720 National Australia Bank Limited Power to control voting and/or Ordinary disposal of securities 449,000 MLC Wealth Management Limited Power to control voting and/or Ordinary disposal of securities 139,216 JB Were Pty Limited Power to control voting and/or Ordinary disposal of securities 5,000 National Australia Bank Limited Power to control voting and/or Ordinary disposal of securities 5,087 TOTAL 10,235,569 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest Registered holder of securities Person entitled to be Class and number of registered as holder securities MLC Limited National Nominees Limited Ordinary (ACN 004 278 899) 138,080 MLC Investments Limited RBC Global Services Australia Ordinary Nominees Pty Limited (MasterKey 36,114 Custom Superannuation Fund A/C) (ACN 097 125 123) cnwdata:leg:county:ssnbrl National Nominees Limited Ordinary (ACN 004 278 899) 8,964,352 NabInvest Managed National Nominees Limited Ordinary Investments Limited (ACN 004 278 899) 498,720 National Australia Bank National Nominees Limited Ordinary Limited (ACN 004 278 899) 449,000 MLC Wealth Management Navigator Australia Limited (ACN. Ordinary Limited 006 302 987) 7,907 National Nominees Limited Ordinary (ACN 004 278 899) 131,309 JB Were Pty Limited Invia Custodian Pty. Limited (006 Ordinary 127 984) 5,000 National Australia Bank UBS Nominess Pty Ltd ( ACN 001 Ordinary Limited 450 522) 5,087 Grand total 10,235,569 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration Class and number of securities Cash Non-cash MLC Investments Limited 29/04/2011 to 21/07/2011 $5.41 to $6.20 Ordinary 1,680,920 MLC Limited 29/04/2011 to 21/07/2011 $5.65 Ordinary 44,470 NabInvest Managed 29/04/2011 to 21/07/2011 $5.42 Ordinary Investments Limited 37,000 National Australia Bank 29/04/2011 to 21/07/2011 $5.93 to $6.57 Ordinary Limited 3,527 National Australia Bank 29/04/2011 to 21/07/2011 Limited Securities Lending – No consideration Ordinary Increase directly referable to 1,253,000 the securities was (refer Appendix 1) provided by NAB Securities Lending – No consideration Decrease directly referable to Ordinary the securities was 1,709,000 provided by NAB MLC Wealth Management 29/04/2011 to 21/07/2011 $5.50 to $6.21 Ordinary Limited 28,818 National Australia Bank 29/04/2011 to 21/07/2011 $5.35 to $6.47 Ordinary Limited 153,447 ssnbrl.doc 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if Nature of association applicable MLC Limited Is a related body corporate of National Australia Bank Limited MLC Investments Limited Is a related body corporate of National Australia Bank Limited NabInvest Managed Is a related body corporate of National Australia Bank Limited Investments Limited MLC Wealth Management Is a related body corporate of National Australia Bank Limited Limited JB Were Pty Limited Is an associated company of National Australia Bank Limited 7. Addresses The addresses of persons named in this form are as follows: Name Address National Australia Bank Level 4 (UB 4440) Limited 800 Bourke Street DOCKLANDS VIC 3008 MLC Limited Ground Floor MLC Building 105-153 Miller Street SYDNEY NSW 2000 MLC Investments Limited Ground Floor MLC Building 105-153 Miller Street SYDNEY NSW 2000 RBC Global Services Level 18 Australia Nominees Pty 56 Pitt Street Limited SYDNEY NSW 2000 National Nominees Limited Level 4 (UB 4440) 800 Bourke Street DOCKLANDS VIC 3008 NabInvest Managed Ground Floor, MLC Building, Investments Limited 105-153 Miller Street, SYDNEY NSW 2000 MLC Wealth Management Ground Floor, MLC Building, Limited 105-153 Miller Street, SYDNEY NSW 2000 JB Were Pty Limited Level 16, 101 Collins St. Melbourne Vic 3000 Invia Custodian Pty Ltd Level 15, 101 Collins St. Melbourne Vic 3000 Navigator Australia Limited Ground Floor, MLC Building, 105-153 Miller Street, SYDNEY NSW 2000 UBS Nominees Pty Limited Level 16, Chifley Tower 2 Chifley Square SYDNEY NSW 2000 Signature print name Jason Elphick Capacity Company Secretary for and on behalf of National Australia Bank Limited signature date 26/07/2011 ssnbrl.doc APPENDIX 1 – IGO Type of agreement and National Australia Bank Limited and parties to agreement Securities Borrowing Agreement clients SUNSUPER INVESCO SMALL CO AUS SHARE SUNSUPER TRIBECA AUST EQUITIES VICSUPER INTERNAL AUST EQUITIES GESB AMP AU EQUITIES GESB TRIBECA SMALL COMPANIES MTAA MACQUARIE AUSTRALIAN EQUITIES UNISUPER EX BLACKROCK AUST EQUITIES SUNSUPER ACORN MICROCAP AUST EQUITY UNISUPER ACORN MICRO CAP MSBF ACORN AU EQ CARE RENAISSANCE AUSTRALIAN EQUITY UNISUPER KINETIC AUSTRALIAN EQUITY CARE IFM ENHANCED INDEX EQUITY FUND CBUS KINETIC AUSTRALIAN EQUITIES CBUS KOSMOS AUSTRALIAN EQUITIES AV SUPER INVESCO SMALL CAPS AMSLA Counterparties RBS EQUITIES (AUSTRALIA) LIMITED DEUTSCHE SECURITIES AUSTRALIA LIMITED CREDIT SUISSE JP MORGAN SECURITIES AUSTRALIA LIMITED MACQUARIE BANK LTD MERRILL LYNCH EQUITIES (AUSTRALIA) LTD UBS SECURITIES AUSTRALIA LTD Transfer dates 29‐Apr‐11 to 21 ‐Jul‐11 Holder of voting rights Registered owner Are there any restrictions No on voting Scheduled date of return N/A (if any) Does the borrower have Yes – at notice the right to return early? Does the lender have the Yes – at notice right to recall early? Will the securities be Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA returned on settlement? This is Annexure A of 12 pages referred to in the Form 603 Notice of becoming a substantial holder signed by me and dated 26/07/2011 Jason Elphick, Company Secretary COMPANY NAME W M POOL - EQUITIES TRUST NO.25 WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24 ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AFSH NOMINEES PTY LTD ALICE CORPORATION PTY LTD ALLERTON HOUSE PROPERTIES LIMITED ALTERNATIVE ASSETS AIRPORTS TRUST ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST ALTERNATIVE ASSETS INFRASTRUCTURE TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST ALTERNATIVE EQUITY BACL TRUST ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS PTY LTD ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED AREA MANAGEMENT HOLDINGS, LLC AREA SPONSOR HOLDINGS, LLC ARIODANTE LIMITED ASIBOND PTY LIMITED AUSMAQ (NZ) LIMITED AUSTRALIAN BANKS' EXPORT RE - FINANCE CORPORATION LTD AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN MARKET AUTOMATED QUOTATION (AUSMAQ) SYSTEM LIMITED AUSTRALIAN SHARES INDEX FUND BANK OF NEW ZEALAND BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ CORPORATION LTD BNZ EQUIPMENT LTD BNZ EQUITY INVESTMENTS LIMITED BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ FUNDING LTD BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INTERNATIONAL (HONG KONG) LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INTERNATIONAL LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTIES (AUCKLAND) LTD BNZ PROPERTIES LTD BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 BNZI SECURITIES NO.1 LTD BNZI SECURITIES NO.2 LTD BOACT PTY LTD (IN LIQUIDATION) BRUNSWICK COLLECTION SERVICES LIMITED C.B.C. PROPERTIES LIMITED CALIBRE ASSET MANAGEMENT LIMITED CAMBERWELL 3 PTY LTD (IN LIQUIDATION) CAMBERWELL 4 PTY LTD (IN LIQUIDATION) CAMBERWELL 5 PTY LTD (IN LIQUIDATION) CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CAPITA PROPERTIES PTY.