NORTHERN FUNDS Form NPORT-P Filed 2021-08-26
Total Page:16
File Type:pdf, Size:1020Kb
SECURITIES AND EXCHANGE COMMISSION FORM NPORT-P Filing Date: 2021-08-26 | Period of Report: 2021-06-30 SEC Accession No. 0001145549-21-050751 (HTML Version on secdatabase.com) FILER NORTHERN FUNDS Mailing Address Business Address NORTHERN FUNDS NORTHERN FUNDS CIK:916620| IRS No.: 391777365 | State of Incorp.:DE | Fiscal Year End: 0331 50 SOUTH LASALLE STREET50 SOUTH LASALLE STREET Type: NPORT-P | Act: 40 | File No.: 811-08236 | Film No.: 211212144 CHICAGO IL 60603 CHICAGO IL 60603 800-595-9111 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SCHEDULE OF INVESTMENTS EMERGING MARKETS EQUITY INDEX FUND JUNE 30, 2021 (UNAUDITED) NUMBER VALUE NUMBER VALUE OF SHARES (000S) OF SHARES (000S) COMMON STOCKS – 95.5% (1) COMMON STOCKS – 95.5% (1) continued Argentina – 0.0% Brazil – 3.8% continued Adecoagro S.A.* 27,803 $279 Telefonica Brasil S.A. 144,873 $1,224 YPF S.A. ADR* 56,831 266 TIM S.A.* 248,395 576 545 TOTVS S.A. 144,900 1,093 207,548 768 Australia – 0.0% Ultrapar Participacoes S.A. 1,140,569 25,922 MMG Ltd.* 884,000 389 Vale S.A. Via Varejo S/A* 366,100 1,161 Brazil – 3.8% WEG S.A. 484,648 3,278 Ambev S.A. 1,359,460 4,663 96,664 Atacadao S.A. 140,900 596 B2W Cia Digital* 63,491 849 Chile – 0.4% B3 S.A. - Brasil Bolsa Balcao 1,782,446 6,003 Banco de Chile 13,147,399 1,298 Banco Bradesco S.A.* 419,606 1,848 Banco de Credito e Inversiones S.A. 15,238 643 Banco BTG Pactual S.A.* 80,100 1,961 Banco Santander Chile 19,059,252 942 Banco do Brasil S.A. 246,744 1,593 Cencosud S.A. 415,782 827 Banco Inter S.A.* 98,910 1,553 Cencosud Shopping S.A. 146,864 240 Banco Santander Brasil S.A. 118,436 967 Cia Cervecerias Unidas S.A. 42,416 428 BB Seguridade Participacoes S.A. 199,401 930 Colbun S.A. 2,261,870 316 BRF S.A.* 184,120 1,008 Empresas CMPC S.A. 322,858 769 CCR S.A. 350,800 948 Empresas COPEC S.A. 109,878 1,082 Centrais Eletricas Brasileiras S.A. 92,400 802 Enel Americas S.A. 6,129,482 900 Cia de Saneamento Basico do Enel Chile S.A. 7,939,909 457 Estado de Sao Paulo* 98,971 728 Falabella S.A. 216,338 963 Cia Siderurgica Nacional S.A. 199,090 1,752 8,865 Cosan S.A. 294,588 1,413 China – 34.7% CPFL Energia S.A. 66,100 357 21Vianet Group, Inc. ADR* 26,060 598 Energisa S.A. 52,700 491 360 DigiTech, Inc. ADR* 24,485 1,024 Engie Brasil Energia S.A. 58,047 457 360 Security Technology, Inc., Equatorial Energia S.A. 257,970 1,290 Class A* 77,700 147 Hapvida Participacoes e 3SBio, Inc.* 355,000 439 Investimentos S.A. 320,100 994 51job, Inc. ADR* 8,571 667 Hypera S.A.* 105,758 730 AAC Technologies Holdings, Inc. 208,000 1,556 JBS S.A. 298,936 1,754 Addsino Co. Ltd., Class A 27,600 81 Klabin S.A.* 205,041 1,079 AECC Aero-Engine Control Co. Localiza Rent a Car S.A. 175,366 2,257 Ltd., Class A 19,700 63 Lojas Renner S.A. 259,715 2,323 AECC Aviation Power Co. Ltd., Magazine Luiza S.A. 845,100 3,594 Class A 45,500 375 Natura & Co. Holding S.A.* 258,601 2,937 Agile Group Holdings Ltd. 336,000 435 Notre Dame Intermedica Agora, Inc. ADR* 13,681 574 Participacoes S.A. 150,000 2,566 Agricultural Bank of China Ltd., Petrobras Distribuidora S.A. 217,000 1,162 Class A 1,324,500 621 Petroleo Brasileiro S.A. 1,067,978 6,523 Agricultural Bank of China Ltd., 7,395,367 2,568 Raia Drogasil S.A.* 309,135 1,541 Class H Rede D'Or Sao Luiz S.A.* 67,600 942 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Rumo S.A.* 374,600 1,446 Aier Eye Hospital Group Co. Ltd., Suzano S.A.* 214,656 2,585 Class A 91,215 1,002 Air China Ltd., Class A 107,800 130 Air China Ltd., Class H* 512,705 377 Airtac International Group 38,000 1,466 Akeso, Inc.* 81,000 654 NORTHERN FUNDS QUARTERLY REPORT 1 EQUITY INDEX FUNDS SCHEDULE OF INVESTMENTS EMERGING MARKETS EQUITY INDEX FUND continued NUMBER VALUE NUMBER VALUE OF SHARES (000S) OF SHARES (000S) COMMON STOCKS – 95.5% (1) continued COMMON STOCKS – 95.5% (1) continued China – 34.7% continued China – 34.7% continued Alibaba Group Holding Ltd.* 4,356,480 $123,431 Bank of Jiangsu Co. Ltd., Class A 281,044 $309 A-Living Smart City Services Co. Ltd. 162,500 809 Bank of Nanjing Co. Ltd., Class A 179,496 292 Aluminum Corp. of China Ltd., Class Bank of Ningbo Co. Ltd., Class A 103,500 624 A* 210,100 173 Bank of Shanghai Co. Ltd., Class Aluminum Corp. of China Ltd., Class A 244,571 310 H* 1,137,435 673 Baoshan Iron & Steel Co. Ltd., Angel Yeast Co. Ltd., Class A 14,100 119 Class A 376,996 446 Anhui Conch Cement Co. Ltd., Class Baozun, Inc. ADR* 17,675 626 A 67,500 429 BBMG Corp., Class A 179,000 74 Anhui Conch Cement Co. Ltd., Class BeiGene Ltd. ADR* 13,183 4,524 H 357,075 1,895 Beijing BDStar Navigation Co. Anhui Gujing Distillery Co. Ltd., Ltd., Class A* 11,600 77 Class A 6,500 241 Beijing Capital International Anhui Gujing Distillery Co. Ltd., Airport Co. Ltd., Class H* 538,000 357 Class B 30,900 428 Beijing Dabeinong Technology Anhui Honglu Steel Construction Group Co. Ltd., Class A 76,900 81 Group Co. Ltd., Class A 8,900 80 Beijing E-Hualu Information Anhui Kouzi Distillery Co. Ltd., Class Technology Co. Ltd., Class A 11,160 46 A 9,600 101 Beijing Enlight Media Co. Ltd., ANTA Sports Products Ltd. 311,432 7,332 Class A 44,100 74 Apeloa Pharmaceutical Co. Ltd., Beijing New Building Materials Class A 20,200 92 PLC, Class A 31,900 194 Asymchem Laboratories Tianjin Co. Beijing Originwater Technology Ltd., Class A 4,100 236 Co. Ltd., Class A 80,900 92 Autobio Diagnostics Co. Ltd., Class Beijing Shiji Information A 8,550 100 Technology Co. Ltd., Class A 22,400 81 Autohome, Inc. ADR 19,570 1,252 Beijing Shunxin Agriculture Co. Avary Holding Shenzhen Co. Ltd., Ltd., Class A 14,500 95 Class A 25,400 141 Beijing Sinnet Technology Co. Avic Aviation High-Technology Co. Ltd., Class A 23,000 51 Ltd., Class A 23,500 112 Beijing Tiantan Biological AVIC Electromechanical Systems Products Corp. Ltd., Class A 24,240 128 Co. Ltd., Class A 56,100 87 Beijing United Information AVIC Industry-Finance Holdings Co. Technology Co. Ltd., Class A 5,900 91 Ltd., Class A 127,300 76 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AVIC Jonhon Optronic Technology Beijing Yanjing Brewery Co. Ltd., Co. Ltd., Class A 18,200 223 Class A 48,500 54 AVIC Shenyang Aircraft Co. Ltd., Beijing Yuanliu Hongyuan Class A 28,000 261 Electronic Technology Co. Ltd., AVIC Xi'an Aircraft Industry Group Class A 4,100 81 Co. Ltd., Class A 46,400 189 Beijing-Shanghai High Speed AviChina Industry & Technology Co. Railway Co. Ltd., Class A 658,400 539 Ltd., Class H 740,313 490 Betta Pharmaceuticals Co. Ltd., AVICOPTER PLC, Class A 9,300 76 Class A 6,800 114 Baidu, Inc. ADR* 77,553 15,813 BGI Genomics Co. Ltd., Class A 7,800 143 Bank of Beijing Co. Ltd., Class A 366,100 276 Bilibili, Inc. ADR* 46,698 5,690 Bank of Chengdu Co. Ltd., Class A 70,400 138 BOC International China Co. Ltd., Class A 30,800 98 Bank of China Ltd., Class A 627,000 299 BOE Technology Group Co. Ltd., Bank of China Ltd., Class H 22,834,652 8,197 Class A 579,500 560 Bank of Communications Co. Ltd., Burning Rock Biotech Ltd. ADR* 12,281 362 Class A 681,400 517 BYD Co. Ltd., Class A 31,200 1,214 Bank of Communications Co. Ltd., Class H 2,555,117 1,716 Bank of Hangzhou Co. Ltd., Class A 102,020 233 EQUITY INDEX FUNDS 2 NORTHERN FUNDS QUARTERLY REPORT JUNE 30, 2021 (UNAUDITED) NUMBER VALUE NUMBER VALUE OF SHARES (000S) OF SHARES (000S) COMMON STOCKS – 95.5% (1) continued COMMON STOCKS – 95.5% (1) continued China – 34.7% continued China – 34.7% continued BYD Co. Ltd., Class H 226,199 $6,765 China Galaxy Securities Co. Ltd., BYD Electronic International Co. Class H 1,049,500 $626 Ltd. 192,500 1,264 China Great Wall Securities Co. By-health Co. Ltd., Class A 27,200 138 Ltd., Class A 38,900 67 C&S Paper Co. Ltd., Class A 22,500 96 China Greatwall Technology Group Co. Ltd., Class A 57,400 130 Caitong Securities Co. Ltd., Class A 61,700 100 China Hongqiao Group Ltd. 647,000 877 CanSino Biologics, Inc., Class A* 1,522 183 China Huarong Asset Management Co. Ltd., Class H 2,851,000 375 CanSino Biologics, Inc., Class H* 22,600 1,201 China International Capital Corp.