Descriptive Inner Model Theory, Large Cardinals, and Combinatorics Research Statement
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Set-Theoretic Geology, the Ultimate Inner Model, and New Axioms
Set-theoretic Geology, the Ultimate Inner Model, and New Axioms Justin William Henry Cavitt (860) 949-5686 [email protected] Advisor: W. Hugh Woodin Harvard University March 20, 2017 Submitted in partial fulfillment of the requirements for the degree of Bachelor of Arts in Mathematics and Philosophy Contents 1 Introduction 2 1.1 Author’s Note . .4 1.2 Acknowledgements . .4 2 The Independence Problem 5 2.1 Gödelian Independence and Consistency Strength . .5 2.2 Forcing and Natural Independence . .7 2.2.1 Basics of Forcing . .8 2.2.2 Forcing Facts . 11 2.2.3 The Space of All Forcing Extensions: The Generic Multiverse 15 2.3 Recap . 16 3 Approaches to New Axioms 17 3.1 Large Cardinals . 17 3.2 Inner Model Theory . 25 3.2.1 Basic Facts . 26 3.2.2 The Constructible Universe . 30 3.2.3 Other Inner Models . 35 3.2.4 Relative Constructibility . 38 3.3 Recap . 39 4 Ultimate L 40 4.1 The Axiom V = Ultimate L ..................... 41 4.2 Central Features of Ultimate L .................... 42 4.3 Further Philosophical Considerations . 47 4.4 Recap . 51 1 5 Set-theoretic Geology 52 5.1 Preliminaries . 52 5.2 The Downward Directed Grounds Hypothesis . 54 5.2.1 Bukovský’s Theorem . 54 5.2.2 The Main Argument . 61 5.3 Main Results . 65 5.4 Recap . 74 6 Conclusion 74 7 Appendix 75 7.1 Notation . 75 7.2 The ZFC Axioms . 76 7.3 The Ordinals . 77 7.4 The Universe of Sets . 77 7.5 Transitive Models and Absoluteness . -
An Introduction to Itreated Ultrapowers John Steel
An Introduction to Itreated Ultrapowers John Steel Contents Introduction iii Lecture 1. Measures and Embeddings 1 Lecture 2. Iterated Ultrapowers 5 Lecture 3. Canonical Inner Models and Comparison 11 Lecture 4. Extenders 17 Lecture 5. Linear Iteration via Extenders 23 Lecture 6. Iteration Trees of Length ! 25 Lecture 7. Iteration Trees of Transfinite Length 33 Bibliography 37 i Introduction In these notes, we develop the basic theory of iterated ultrapowers of models of set theory. The notes are intended for a student who has taken one or two semesters of graduate-level set theory, but may have little or no prior exposure to ultrapowers and iteration. We shall develop the pure theory, which centers on the question of well-foundedness for the models produced in various iteration processes. In addition, we consider two sorts of application: (1) Large cardinal hypotheses yield regularity properties for definable sets of reals. Large cardinal hypotheses yield that logical simple sentences are absolute between V and its generic extensions. (2) Large cardinal hypotheses admit canonical inner models having wellorders of R which are simply definable Roughly, applications of type (1) involves using the large cardinal hypotheses to construct complicated iterations. Applications of type (2) involves bounding the complexity of the iterations one can produce under a given large cardinal hypothesis. The notes are organized as follows. In lecture 1, we develop the basic theory of ultrapower Ult(M; U), where M is a transitive model of ZFC and U is an ultrafilter over M. In lecture 2, we develop the pure theory of iterations of such ultrapowers, and present some applications of type (1). -
Axiomatic Set Teory P.D.Welch
Axiomatic Set Teory P.D.Welch. August 16, 2020 Contents Page 1 Axioms and Formal Systems 1 1.1 Introduction 1 1.2 Preliminaries: axioms and formal systems. 3 1.2.1 The formal language of ZF set theory; terms 4 1.2.2 The Zermelo-Fraenkel Axioms 7 1.3 Transfinite Recursion 9 1.4 Relativisation of terms and formulae 11 2 Initial segments of the Universe 17 2.1 Singular ordinals: cofinality 17 2.1.1 Cofinality 17 2.1.2 Normal Functions and closed and unbounded classes 19 2.1.3 Stationary Sets 22 2.2 Some further cardinal arithmetic 24 2.3 Transitive Models 25 2.4 The H sets 27 2.4.1 H - the hereditarily finite sets 28 2.4.2 H - the hereditarily countable sets 29 2.5 The Montague-Levy Reflection theorem 30 2.5.1 Absoluteness 30 2.5.2 Reflection Theorems 32 2.6 Inaccessible Cardinals 34 2.6.1 Inaccessible cardinals 35 2.6.2 A menagerie of other large cardinals 36 3 Formalising semantics within ZF 39 3.1 Definite terms and formulae 39 3.1.1 The non-finite axiomatisability of ZF 44 3.2 Formalising syntax 45 3.3 Formalising the satisfaction relation 46 3.4 Formalising definability: the function Def. 47 3.5 More on correctness and consistency 48 ii iii 3.5.1 Incompleteness and Consistency Arguments 50 4 The Constructible Hierarchy 53 4.1 The L -hierarchy 53 4.2 The Axiom of Choice in L 56 4.3 The Axiom of Constructibility 57 4.4 The Generalised Continuum Hypothesis in L. -
O&ONSTRUCTIBLE UNIVERSE and MEASURABLE CARDINALS 0
View metadata, citation and similar papers at core.ac.uk brought to you by CORE provided by Elsevier - Publisher Connector Annals of Pure and Applied Logic 30 (1986) 293-320 293 North-Holland o&ONSTRUCTIBLE UNIVERSE AND MEASURABLE CARDINALS Claude SURESON Dkpartement de Mathkmatiques, Universitk de Caen, 1403.2 Caen, France Communicated by A. Nerode Received 23 September 1984 In analogy with K. Godel’s model L, C. Chang [l] formulated the wr- constructible universe C”‘, using the infinitary language L,,,, instead of the language of Set Theory L,,. The cumulative hierarchy of sets obtained in this way has many similarities with the hierarchy of the constructible universe (except for a major point: the axiom of choice [l], [9]). C”’ can also be characterized as the least inner model closed under arbitrary countable sequences. This paper is inspired by results of R. Jensen and J. Silver concerning the existence of O# and the covering property for L. We consider here a stronger notion of indiscernibles for the model C”’ and we say that C”’ satisfies the ‘covering property’ if any set of ordinals X in the universe can be covered by a set in C”’ of cardinality ]X]‘O. The existence of ‘indiscernibles’ for C”’ is also linked to large cardinal assumptions, and our main result (in ZFC) can be summarized as shown in Diagram 1: Diagram 1. The first part is devoted to the study of indiscernibles for PI. We prove the implications (1) and (2). In the second section, we deal with the covering property and show (3). -
Are Large Cardinal Axioms Restrictive?
Are Large Cardinal Axioms Restrictive? Neil Barton∗ 24 June 2020y Abstract The independence phenomenon in set theory, while perva- sive, can be partially addressed through the use of large cardinal axioms. A commonly assumed idea is that large cardinal axioms are species of maximality principles. In this paper, I argue that whether or not large cardinal axioms count as maximality prin- ciples depends on prior commitments concerning the richness of the subset forming operation. In particular I argue that there is a conception of maximality through absoluteness, on which large cardinal axioms are restrictive. I argue, however, that large cardi- nals are still important axioms of set theory and can play many of their usual foundational roles. Introduction Large cardinal axioms are widely viewed as some of the best candi- dates for new axioms of set theory. They are (apparently) linearly ordered by consistency strength, have substantial mathematical con- sequences for questions independent from ZFC (such as consistency statements and Projective Determinacy1), and appear natural to the ∗Fachbereich Philosophie, University of Konstanz. E-mail: neil.barton@uni- konstanz.de. yI would like to thank David Aspero,´ David Fernandez-Bret´ on,´ Monroe Eskew, Sy-David Friedman, Victoria Gitman, Luca Incurvati, Michael Potter, Chris Scam- bler, Giorgio Venturi, Matteo Viale, Kameryn Williams and audiences in Cambridge, New York, Konstanz, and Sao˜ Paulo for helpful discussion. Two anonymous ref- erees also provided helpful comments, and I am grateful for their input. I am also very grateful for the generous support of the FWF (Austrian Science Fund) through Project P 28420 (The Hyperuniverse Programme) and the VolkswagenStiftung through the project Forcing: Conceptual Change in the Foundations of Mathematics. -
Small Cardinals and Small Efimov Spaces 3
SMALL CARDINALS AND SMALL EFIMOV SPACES WILL BRIAN AND ALAN DOW Abstract. We introduce and analyze a new cardinal characteristic of the continuum, the splitting number of the reals, denoted s(R). This number is connected to Efimov’s problem, which asks whether every infinite compact Hausdorff space must contain either a non-trivial con- vergent sequence, or else a copy of βN. 1. Introduction This paper is about a new cardinal characteristic of the continuum, the splitting number of the reals, denoted s(R). Definition 1.1. If U and A are infinite sets, we say that U splits A provided that both A ∩ U and A \ U are infinite. The cardinal number s(R) is defined as the smallest cardinality of a collection U of open subsets of R such that every infinite A ⊆ R is split by some U ∈U. In this definition, R is assumed to have its usual topology. The number s(R) is a topological variant of the splitting number s, and is a cardinal characteristic of the continuum in the sense of [2]. Most of this paper is devoted to understanding the place of s(R) among the classical cardinal characteristics of the continuum. Our main achievement along these lines is to determine completely the place of s(R) in Cichoń’s diagram. More precisely, for every cardinal κ appearing in Cichoń’s diagram, we prove either that κ is a (consistently strict) lower bound for s(R), or that κ is a (consistently strict) upper bound for s(R), or else that each of κ< s(R) and s(R) < κ is consistent. -
The Ultrapower Axiom and the Equivalence Between Strong Compactness and Supercompactness
The Ultrapower Axiom and the equivalence between strong compactness and supercompactness Gabriel Goldberg October 12, 2018 Abstract The relationship between the large cardinal notions of strong compactness and su- percompactness cannot be determined under the standard ZFC axioms of set theory. Under a hypothesis called the Ultrapower Axiom, we prove that the notions are equiv- alent except for a class of counterexamples identified by Menas. This is evidence that strongly compact and supercompact cardinals are equiconsistent. 1 Introduction How large is the least strongly compact cardinal? Keisler-Tarski [1] asked whether it must be larger than the least measurable cardinal, and Solovay later conjectured that it is much larger: in fact, he conjectured that every strongly compact cardinal is supercompact. His conjecture was refuted by Menas [2], who showed that the least strongly compact limit of strongly compact cardinals is not supercompact. But Tarski's question was left unresolved until in a remarkable pair of independence results, Magidor showed that the size of the least strongly compact cannot be determined using only the standard axioms of set theory (ZFC). More precisely, it is consistent with ZFC that the least strongly compact cardinal is the least measurable cardinal, but it is also consistent that the least strongly compact cardinal is the least supercompact cardinal. One of the most prominent open questions in set theory asks whether a weak variant of Solovay's conjecture might still be true: is the existence of a strongly compact cardinal arXiv:1810.05058v1 [math.LO] 9 Oct 2018 equiconsistent with the existence of a supercompact cardinal? Since inner model theory is essentially the only known way of proving nontrivial consistency strength lower bounds, answering this question probably requires generalizing inner model theory to the level of strongly compact and supercompact cardinals. -
A Premouse Inheriting Strong Cardinals from $ V$
A premouse inheriting strong cardinals from V Farmer Schlutzenberg1 Abstract We identify a premouse inner model L[E], such that for any coarsely iterable background universe R modelling ZFC, L[E]R is a proper class premouse of R inheriting all strong and Woodin cardinals from R. Moreover, for each α ∈ OR, L[E]R|α is (ω, α)-iterable, via iteration trees which lift to coarse iteration trees on R. We prove that (k + 1)-condensation follows from (k + 1)-solidity together with (k,ω1 + 1)-iterability (that is, roughly, iterability with respect to normal trees). We also prove that a slight weakening of (k + 1)-condensation follows from (k,ω1 + 1)-iterability (without the (k + 1)-solidity hypothesis). The results depend on the theory of generalizations of bicephali, which we also develop. Keywords: bicephalus, condensation, normal iterability, inner model, strong cardinal 2010 MSC: 03E45, 03E55 1. Introduction M Consider fully iterable, sound premice M,N with M|ρ = N|ρ and ρω = ρ = N ρω . Under what circumstances can we deduce that either M E N or N E M? This conclusion follows if ρ is a cutpoint of both models. By [2, Lemma 3.1],1 the conclusion also follows if ρ is a regular uncountable cardinal in V and there is no premouse with a superstrong extender. We will show that if M||ρ+M = N||ρ+N and M,N have a certain joint iterability property, then M = N. The joint iterability property and the proof that M = N, is motivated by arXiv:1506.04116v3 [math.LO] 27 Apr 2020 the bicephalus argument of [3, §9]. -
UC Irvine UC Irvine Electronic Theses and Dissertations
UC Irvine UC Irvine Electronic Theses and Dissertations Title Axiom Selection by Maximization: V = Ultimate L vs Forcing Axioms Permalink https://escholarship.org/uc/item/9875g511 Author Schatz, Jeffrey Robert Publication Date 2019 Peer reviewed|Thesis/dissertation eScholarship.org Powered by the California Digital Library University of California UNIVERSITY OF CALIFORNIA, IRVINE Axiom Selection by Maximization: V = Ultimate L vs Forcing Axioms DISSERTATION submitted in partial satisfaction of the requirements for the degree of DOCTOR OF PHILOSOPHY in Philosophy by Jeffrey Robert Schatz Dissertation Committee: Distinguished Professor Penelope Maddy, Chair Professor Toby Meadows Dean’s Professor Kai Wehmeier Professor Jeremy Heis 2019 All materials c 2019 Jeffrey Robert Schatz DEDICATION To Mike and Lori Schatz for always encouraging me to pursue my goals AND In memory of Jackie, a true and honest friend. ii TABLE OF CONTENTS Page ACKNOWLEDGMENTS iv CURRICULUM VITAE vi ABSTRACT OF THE DISSERTATION vii CHAPTER 1: Two Contemporary Candidates for A Strong Theory of Sets 1 1 The Axiomatization of Set Theory and The Question of Axiom Selection 2 1.1 The Inner Model Program 14 1.2 The Forcing Axiom Program 27 1.3 How to Settle This Dispute? 36 1.4 CHAPTER 2: Axiom Selection and the Maxim of ‘Maximize’ 38 2 ‘Maximize’ as a Methodological Maxim 39 2.1 Two Notions of Maximize 43 2.2 Re-characterizing M-Max for Extensions of ZFC 50 2.3 CHAPTER 3: Applying ‘Maximize’ to Contemporary Axiom Candidates 53 3 Towards a Theory for Ultimate L 54 3.1 S-Max: -
Arxiv:1710.03586V1 [Math.LO] 10 Oct 2017 Strong Compactness and the Ultrapower Axiom
Strong Compactness and the Ultrapower Axiom Gabriel Goldberg October 11, 2017 1 Some consequences of UA We announce some recent results relevant to the inner model problem. These results involve the development of an abstract comparison theory from a hy- pothesis called the Ultrapower Axiom, a natural generalization to larger car- dinals of the assumption that the Mitchell order on normal measures is linear. Roughly, it says that any pair of ultrapowers can be ultrapowered to a com- mon ultrapower. The formal statement is not very different. Let Uf denote the class of countably complete ultrafilters. MU Ultrapower Axiom. For any U0, U1 ∈ Uf, there exist W0 ∈ Uf 0 and MU W1 ∈ Uf 1 such that M M U0 U1 MW0 = MW1 and M M U0 U1 jW0 ◦ jU0 = jW1 ◦ jU1 The Ultrapower Axiom, which we will refer to from now on as UA, holds in all known inner models. This is a basic consequence of the methodology used to build these models, the comparison process. For example, assuming there arXiv:1710.03586v1 [math.LO] 10 Oct 2017 is a proper class of strong cardinals and V = HOD, UA follows from Woodin’s principle Weak Comparison [1], which is an immediate consequence of the basic comparison lemma used to construct and analyze canonical inner models. These hypotheses are just an artifact of the statement of Weak Comparison, and in fact the methodology of inner model theory simply cannot produce models in which UA fails (although of course it can produce models in which V =6 HOD and there are no strong cardinals). -
Generalized Solovay Measures, the HOD Analysis, and the Core Model Induction
Generalized Solovay Measures, the HOD Analysis, and the Core Model Induction by Nam Duc Trang A dissertation submitted in partial satisfaction of the requirements for the degree of Doctor of Philosophy in Mathematics in the Graduate Division of the University of California, Berkeley Committee in charge: Professor John Steel, Chair Professor W. Hugh Woodin Professor Sherrilyn Roush Fall 2013 Generalized Solovay Measures, the HOD Analysis, and the Core Model Induction Copyright 2013 by Nam Duc Trang 1 Abstract Generalized Solovay Measures, the HOD Analysis, and the Core Model Induction by Nam Duc Trang Doctor of Philosophy in Mathematics University of California, Berkeley Professor John Steel, Chair This thesis belongs to the field of descriptive inner model theory. Chapter 1 provides a proper context for this thesis and gives a brief introduction to the theory of AD+, the theory of hod mice, and a definition of KJ (R). In Chapter 2, we explore the theory of generalized Solovay measures. We prove structure theorems concerning canonical models of the theory \AD+ + there is a generalized Solovay measure" and compute the exact consistency strength of this theory. We also give some applications relating generalized Solovay measures to the determinacy of a class of long games. In Chapter 3, we give a HOD analysis of AD+ + V = L(P(R)) models below \ADR + Θ is regular." This is an application of the theory of hod mice developed in [23]. We also analyze HOD of AD+-models of the form V = L(R; µ) where µ is a generalized Solovay measure. In Chapter 4, we develop techniques for the core model induction. -
The Core Model Induction
The core model induction Ralf Schindler and John Steel September 11, 2014 i This is a set of notes on the proceedings of the joint Muenster-Irvine- Berlin-Gainesville-Oxford seminar in core model theory, held in cyberspace April{June 2006. The plan now is to eventually turn this set of notes into a reasonable paper. The authors thank Dominik Adolf, Trevor Wilson, and many others for helpful comments on earlier versions. Ralf Schindler and John Steel, September, 11, 2014 ii Contents 1 The successor case 1 1.1 Iteration strategies for V ..................... 5 1.2 Counterexamples to uncountable iterability . 10 1.3 F -mice and Kc;F .......................... 11 1.4 Capturing, correctness, and genericity iterations . 24 F 1.5 Projective correctness and Mn . 32 1.6 CMIP theory . 36 1.7 Universally Baire iteration strategies . 43 2 The projective case 47 2.1 Mouse reflection and strategy reflection. 48 2.2 From J to J #. .......................... 57 # J 2.3 From J to M1 .......................... 58 2.4 PFA and the failure of . .................... 59 2.5 Successive cardinals with the tree property . 60 2.6 Pcf theory . 61 2.7 All uncountable cardinals are singular. 62 2.8 L(R) absoluteness . 64 2.9 The unique branches hypothesis . 65 2.10 A homogeneous presaturated ideal on !1, with CH. 66 2.11 An !1-dense ideal on !1 ..................... 69 2.12 Open problems. 72 3 The witness dichotomy in L(R) 75 3.1 Core model theory for one J-Woodin . 75 ∗ 3.2 The coarse mouse witness condition Wα . 80 3.3 Scales in L(R)..........................