Ordinal Definability in Extender Models
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Set-Theoretic Geology, the Ultimate Inner Model, and New Axioms
Set-theoretic Geology, the Ultimate Inner Model, and New Axioms Justin William Henry Cavitt (860) 949-5686 [email protected] Advisor: W. Hugh Woodin Harvard University March 20, 2017 Submitted in partial fulfillment of the requirements for the degree of Bachelor of Arts in Mathematics and Philosophy Contents 1 Introduction 2 1.1 Author’s Note . .4 1.2 Acknowledgements . .4 2 The Independence Problem 5 2.1 Gödelian Independence and Consistency Strength . .5 2.2 Forcing and Natural Independence . .7 2.2.1 Basics of Forcing . .8 2.2.2 Forcing Facts . 11 2.2.3 The Space of All Forcing Extensions: The Generic Multiverse 15 2.3 Recap . 16 3 Approaches to New Axioms 17 3.1 Large Cardinals . 17 3.2 Inner Model Theory . 25 3.2.1 Basic Facts . 26 3.2.2 The Constructible Universe . 30 3.2.3 Other Inner Models . 35 3.2.4 Relative Constructibility . 38 3.3 Recap . 39 4 Ultimate L 40 4.1 The Axiom V = Ultimate L ..................... 41 4.2 Central Features of Ultimate L .................... 42 4.3 Further Philosophical Considerations . 47 4.4 Recap . 51 1 5 Set-theoretic Geology 52 5.1 Preliminaries . 52 5.2 The Downward Directed Grounds Hypothesis . 54 5.2.1 Bukovský’s Theorem . 54 5.2.2 The Main Argument . 61 5.3 Main Results . 65 5.4 Recap . 74 6 Conclusion 74 7 Appendix 75 7.1 Notation . 75 7.2 The ZFC Axioms . 76 7.3 The Ordinals . 77 7.4 The Universe of Sets . 77 7.5 Transitive Models and Absoluteness . -
Axiomatic Set Teory P.D.Welch
Axiomatic Set Teory P.D.Welch. August 16, 2020 Contents Page 1 Axioms and Formal Systems 1 1.1 Introduction 1 1.2 Preliminaries: axioms and formal systems. 3 1.2.1 The formal language of ZF set theory; terms 4 1.2.2 The Zermelo-Fraenkel Axioms 7 1.3 Transfinite Recursion 9 1.4 Relativisation of terms and formulae 11 2 Initial segments of the Universe 17 2.1 Singular ordinals: cofinality 17 2.1.1 Cofinality 17 2.1.2 Normal Functions and closed and unbounded classes 19 2.1.3 Stationary Sets 22 2.2 Some further cardinal arithmetic 24 2.3 Transitive Models 25 2.4 The H sets 27 2.4.1 H - the hereditarily finite sets 28 2.4.2 H - the hereditarily countable sets 29 2.5 The Montague-Levy Reflection theorem 30 2.5.1 Absoluteness 30 2.5.2 Reflection Theorems 32 2.6 Inaccessible Cardinals 34 2.6.1 Inaccessible cardinals 35 2.6.2 A menagerie of other large cardinals 36 3 Formalising semantics within ZF 39 3.1 Definite terms and formulae 39 3.1.1 The non-finite axiomatisability of ZF 44 3.2 Formalising syntax 45 3.3 Formalising the satisfaction relation 46 3.4 Formalising definability: the function Def. 47 3.5 More on correctness and consistency 48 ii iii 3.5.1 Incompleteness and Consistency Arguments 50 4 The Constructible Hierarchy 53 4.1 The L -hierarchy 53 4.2 The Axiom of Choice in L 56 4.3 The Axiom of Constructibility 57 4.4 The Generalised Continuum Hypothesis in L. -
Are Large Cardinal Axioms Restrictive?
Are Large Cardinal Axioms Restrictive? Neil Barton∗ 24 June 2020y Abstract The independence phenomenon in set theory, while perva- sive, can be partially addressed through the use of large cardinal axioms. A commonly assumed idea is that large cardinal axioms are species of maximality principles. In this paper, I argue that whether or not large cardinal axioms count as maximality prin- ciples depends on prior commitments concerning the richness of the subset forming operation. In particular I argue that there is a conception of maximality through absoluteness, on which large cardinal axioms are restrictive. I argue, however, that large cardi- nals are still important axioms of set theory and can play many of their usual foundational roles. Introduction Large cardinal axioms are widely viewed as some of the best candi- dates for new axioms of set theory. They are (apparently) linearly ordered by consistency strength, have substantial mathematical con- sequences for questions independent from ZFC (such as consistency statements and Projective Determinacy1), and appear natural to the ∗Fachbereich Philosophie, University of Konstanz. E-mail: neil.barton@uni- konstanz.de. yI would like to thank David Aspero,´ David Fernandez-Bret´ on,´ Monroe Eskew, Sy-David Friedman, Victoria Gitman, Luca Incurvati, Michael Potter, Chris Scam- bler, Giorgio Venturi, Matteo Viale, Kameryn Williams and audiences in Cambridge, New York, Konstanz, and Sao˜ Paulo for helpful discussion. Two anonymous ref- erees also provided helpful comments, and I am grateful for their input. I am also very grateful for the generous support of the FWF (Austrian Science Fund) through Project P 28420 (The Hyperuniverse Programme) and the VolkswagenStiftung through the project Forcing: Conceptual Change in the Foundations of Mathematics. -
Small Cardinals and Small Efimov Spaces 3
SMALL CARDINALS AND SMALL EFIMOV SPACES WILL BRIAN AND ALAN DOW Abstract. We introduce and analyze a new cardinal characteristic of the continuum, the splitting number of the reals, denoted s(R). This number is connected to Efimov’s problem, which asks whether every infinite compact Hausdorff space must contain either a non-trivial con- vergent sequence, or else a copy of βN. 1. Introduction This paper is about a new cardinal characteristic of the continuum, the splitting number of the reals, denoted s(R). Definition 1.1. If U and A are infinite sets, we say that U splits A provided that both A ∩ U and A \ U are infinite. The cardinal number s(R) is defined as the smallest cardinality of a collection U of open subsets of R such that every infinite A ⊆ R is split by some U ∈U. In this definition, R is assumed to have its usual topology. The number s(R) is a topological variant of the splitting number s, and is a cardinal characteristic of the continuum in the sense of [2]. Most of this paper is devoted to understanding the place of s(R) among the classical cardinal characteristics of the continuum. Our main achievement along these lines is to determine completely the place of s(R) in Cichoń’s diagram. More precisely, for every cardinal κ appearing in Cichoń’s diagram, we prove either that κ is a (consistently strict) lower bound for s(R), or that κ is a (consistently strict) upper bound for s(R), or else that each of κ< s(R) and s(R) < κ is consistent. -
UC Irvine UC Irvine Electronic Theses and Dissertations
UC Irvine UC Irvine Electronic Theses and Dissertations Title Axiom Selection by Maximization: V = Ultimate L vs Forcing Axioms Permalink https://escholarship.org/uc/item/9875g511 Author Schatz, Jeffrey Robert Publication Date 2019 Peer reviewed|Thesis/dissertation eScholarship.org Powered by the California Digital Library University of California UNIVERSITY OF CALIFORNIA, IRVINE Axiom Selection by Maximization: V = Ultimate L vs Forcing Axioms DISSERTATION submitted in partial satisfaction of the requirements for the degree of DOCTOR OF PHILOSOPHY in Philosophy by Jeffrey Robert Schatz Dissertation Committee: Distinguished Professor Penelope Maddy, Chair Professor Toby Meadows Dean’s Professor Kai Wehmeier Professor Jeremy Heis 2019 All materials c 2019 Jeffrey Robert Schatz DEDICATION To Mike and Lori Schatz for always encouraging me to pursue my goals AND In memory of Jackie, a true and honest friend. ii TABLE OF CONTENTS Page ACKNOWLEDGMENTS iv CURRICULUM VITAE vi ABSTRACT OF THE DISSERTATION vii CHAPTER 1: Two Contemporary Candidates for A Strong Theory of Sets 1 1 The Axiomatization of Set Theory and The Question of Axiom Selection 2 1.1 The Inner Model Program 14 1.2 The Forcing Axiom Program 27 1.3 How to Settle This Dispute? 36 1.4 CHAPTER 2: Axiom Selection and the Maxim of ‘Maximize’ 38 2 ‘Maximize’ as a Methodological Maxim 39 2.1 Two Notions of Maximize 43 2.2 Re-characterizing M-Max for Extensions of ZFC 50 2.3 CHAPTER 3: Applying ‘Maximize’ to Contemporary Axiom Candidates 53 3 Towards a Theory for Ultimate L 54 3.1 S-Max: -
Arxiv:1710.03586V1 [Math.LO] 10 Oct 2017 Strong Compactness and the Ultrapower Axiom
Strong Compactness and the Ultrapower Axiom Gabriel Goldberg October 11, 2017 1 Some consequences of UA We announce some recent results relevant to the inner model problem. These results involve the development of an abstract comparison theory from a hy- pothesis called the Ultrapower Axiom, a natural generalization to larger car- dinals of the assumption that the Mitchell order on normal measures is linear. Roughly, it says that any pair of ultrapowers can be ultrapowered to a com- mon ultrapower. The formal statement is not very different. Let Uf denote the class of countably complete ultrafilters. MU Ultrapower Axiom. For any U0, U1 ∈ Uf, there exist W0 ∈ Uf 0 and MU W1 ∈ Uf 1 such that M M U0 U1 MW0 = MW1 and M M U0 U1 jW0 ◦ jU0 = jW1 ◦ jU1 The Ultrapower Axiom, which we will refer to from now on as UA, holds in all known inner models. This is a basic consequence of the methodology used to build these models, the comparison process. For example, assuming there arXiv:1710.03586v1 [math.LO] 10 Oct 2017 is a proper class of strong cardinals and V = HOD, UA follows from Woodin’s principle Weak Comparison [1], which is an immediate consequence of the basic comparison lemma used to construct and analyze canonical inner models. These hypotheses are just an artifact of the statement of Weak Comparison, and in fact the methodology of inner model theory simply cannot produce models in which UA fails (although of course it can produce models in which V =6 HOD and there are no strong cardinals). -
Regularity Properties and Determinacy
Regularity Properties and Determinacy MSc Thesis (Afstudeerscriptie) written by Yurii Khomskii (born September 5, 1980 in Moscow, Russia) under the supervision of Dr. Benedikt L¨owe, and submitted to the Board of Examiners in partial fulfillment of the requirements for the degree of MSc in Logic at the Universiteit van Amsterdam. Date of the public defense: Members of the Thesis Committee: August 14, 2007 Dr. Benedikt L¨owe Prof. Dr. Jouko V¨a¨an¨anen Prof. Dr. Joel David Hamkins Prof. Dr. Peter van Emde Boas Brian Semmes i Contents 0. Introduction............................ 1 1. Preliminaries ........................... 4 1.1 Notation. ........................... 4 1.2 The Real Numbers. ...................... 5 1.3 Trees. ............................. 6 1.4 The Forcing Notions. ..................... 7 2. ClasswiseConsequencesofDeterminacy . 11 2.1 Regularity Properties. .................... 11 2.2 Infinite Games. ........................ 14 2.3 Classwise Implications. .................... 16 3. The Marczewski-Burstin Algebra and the Baire Property . 20 3.1 MB and BP. ......................... 20 3.2 Fusion Sequences. ...................... 23 3.3 Counter-examples. ...................... 26 4. DeterminacyandtheBaireProperty.. 29 4.1 Generalized MB-algebras. .................. 29 4.2 Determinacy and BP(P). ................... 31 4.3 Determinacy and wBP(P). .................. 34 5. Determinacy andAsymmetric Properties. 39 5.1 The Asymmetric Properties. ................. 39 5.2 The General Definition of Asym(P). ............. 43 5.3 Determinacy and Asym(P). ................. 46 ii iii 0. Introduction One of the most intriguing developments of modern set theory is the investi- gation of two-player infinite games of perfect information. Of course, it is clear that applied game theory, as any other branch of mathematics, can be modeled in set theory. But we are talking about the converse: the use of infinite games as a tool to study fundamental set theoretic questions. -
Determinacy and Large Cardinals
Determinacy and Large Cardinals Itay Neeman∗ Abstract. The principle of determinacy has been crucial to the study of definable sets of real numbers. This paper surveys some of the uses of determinacy, concentrating specifically on the connection between determinacy and large cardinals, and takes this connection further, to the level of games of length ω1. Mathematics Subject Classification (2000). 03E55; 03E60; 03E45; 03E15. Keywords. Determinacy, iteration trees, large cardinals, long games, Woodin cardinals. 1. Determinacy Let ωω denote the set of infinite sequences of natural numbers. For A ⊂ ωω let Gω(A) denote the length ω game with payoff A. The format of Gω(A) is displayed in Diagram 1. Two players, denoted I and II, alternate playing natural numbers forming together a sequence x = hx(n) | n < ωi in ωω called a run of the game. The run is won by player I if x ∈ A, and otherwise the run is won by player II. I x(0) x(2) ...... II x(1) x(3) ...... Diagram 1. The game Gω(A). A game is determined if one of the players has a winning strategy. The set A is ω determined if Gω(A) is determined. For Γ ⊂ P(ω ), det(Γ) denotes the statement that all sets in Γ are determined. Using the axiom of choice, or more specifically using a wellordering of the reals, it is easy to construct a non-determined set A. det(P(ωω)) is therefore false. On the other hand it has become clear through research over the years that det(Γ) is true if all the sets in Γ are definable by some concrete means. -
The Set-Theoretic Universe $ V $ Is Not Necessarily a Class-Forcing
THE SET-THEORETIC UNIVERSE V IS NOT NECESSARILY A CLASS-FORCING EXTENSION OF HOD JOEL DAVID HAMKINS AND JONAS REITZ Abstract. In light of the celebrated theorem of Vopˇenka [VH72], proving in ZFC that every set is generic over HOD, it is natural to inquire whether the set-theoretic universe V must be a class-forcing extension of HOD by some possibly proper-class forcing notion in HOD. We show, negatively, that if ZFC is consistent, then there is a model of ZFC that is not a class-forcing extension of its HOD for any class forcing notion definable in HOD and with definable forcing relations there (allowing parameters). Meanwhile, S. Friedman [Fri12] showed, positively, that if one augments HOD with a certain ZFC-amenable class A, definable in V , then the set-theoretic universe V is a class-forcing extension of the expanded structure hHOD, ∈,Ai. Our result shows that this augmentation process can be necessary. The same example shows that V is not necessarily a class-forcing extension of the mantle, and the method provides counterexamples to the intermediate model property, namely, a class-forcing extension V ⊆ W ⊆ V [G] with an intermediate transitive inner model W that is neither a class-forcing extension of V nor a ground model of V [G] by any definable class forcing notion with definable forcing relations. 1. Introduction In 1972, Vopˇenka proved the following celebrated result. Theorem 1 (Vopˇenka [VH72]). If V = L[A] where A is a set of ordinals, then V is a forcing extension of the inner model HOD. -
Forcing and the Universe of Sets: Must We Lose Insight?
Forcing and the Universe of Sets: Must we lose insight? Neil Barton∗ 29 January 2018y Abstract A central area of current philosophical debate in the foundations of mathe- matics concerns whether or not there is a single, maximal, universe of set theory. Universists maintain that there is such a universe, while Multiversists argue that there are many universes, no one of which is ontologically privileged. Often forc- ing constructions that add subsets to models are cited as evidence in favour of the latter. This paper informs this debate by analysing ways the Universist might interpret this discourse that seems to necessitate the addition of subsets to V . We argue that despite the prima facie incoherence of such talk for the Universist, she nonetheless has reason to try and provide interpretation of this discourse. We analyse extant interpretations of such talk, and argue that while tradeoffs in nat- urality have to be made, they are not too severe. Introduction Recent discussions of the philosophy of set theory have often focussed on how many universes of sets there are. The following is a standard position: Universism. There is a unique, maximal, proper class sized universe containing all the sets (denoted by ‘V ’). Universism has often been thought of as the ‘default’ position on the ontology of sets.1 However, some have seen the existence of many different epistemic pos- sibilities for the nature of the set-theoretic universe, shown by the large diversity of model-theoretic constructions witnessing independence (we discuss two of these methods later) as indicative of the existence of a diversity of different set-theoretic universes. -
What Is Mathematics: Gödel's Theorem and Around. by Karlis
1 Version released: January 25, 2015 What is Mathematics: Gödel's Theorem and Around Hyper-textbook for students by Karlis Podnieks, Professor University of Latvia Institute of Mathematics and Computer Science An extended translation of the 2nd edition of my book "Around Gödel's theorem" published in 1992 in Russian (online copy). Diploma, 2000 Diploma, 1999 This work is licensed under a Creative Commons License and is copyrighted © 1997-2015 by me, Karlis Podnieks. This hyper-textbook contains many links to: Wikipedia, the free encyclopedia; MacTutor History of Mathematics archive of the University of St Andrews; MathWorld of Wolfram Research. Are you a platonist? Test yourself. Tuesday, August 26, 1930: Chronology of a turning point in the human intellectua l history... Visiting Gödel in Vienna... An explanation of “The Incomprehensible Effectiveness of Mathematics in the Natural Sciences" (as put by Eugene Wigner). 2 Table of Contents References..........................................................................................................4 1. Platonism, intuition and the nature of mathematics.......................................6 1.1. Platonism – the Philosophy of Working Mathematicians.......................6 1.2. Investigation of Stable Self-contained Models – the True Nature of the Mathematical Method..................................................................................15 1.3. Intuition and Axioms............................................................................20 1.4. Formal Theories....................................................................................27 -
Deconstructing Inner Model Theory
Deconstructing inner model theory Ralf-Dieter Schindler John Steel Martin Zeman October 17, 2000 1 Introduction In this paper we shall repair some errors and fill some gaps in the inner model theory of [2]. The problems we shall address affect some quite basic definitions and proofs. We shall be concerned with condensation properties of canonical inner models constructed from coherent sequences E~ of extenders as in [2]. Con- densation results have the general form: if x is definable in a certain way E~ E~ E~ over a level Jα , then either x ∈ Jα , or else from x we can reconstruct Jα in a simple way. The first condensation property considered in [2] is the initial segment condition, or ISC. In section 1 we show that the version of this condition described in [2] is too strong, in that no coherent E~ in which the extenders are indexed in the manner of [2], and which is such that L[E~ ] satisfies the mild large cardinal hypothesis that there is a cardinal which is strong past a measurable, can satisfy the full ISC of [2]. It follows that the coherent sequences constructed in [2] do not satisfy the ISC of [2]. We shall describe the weaker ISC which these sequences do satisfy, and indicate the small changes in the arguments of [2] this new condition requires. In section 2, we fill a gap in the proof that the standard parameters of a sufficiently iterable premouse are solid. This is Theorem 8.1 of [2], one of its central fine structural results.