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Capital Markets
U.S. DEPARTMENT OF THE TREASURY A Financial System That Creates Economic Opportunities Capital Markets OCTOBER 2017 U.S. DEPARTMENT OF THE TREASURY A Financial System That Creates Economic Opportunities Capital Markets Report to President Donald J. Trump Executive Order 13772 on Core Principles for Regulating the United States Financial System Steven T. Mnuchin Secretary Craig S. Phillips Counselor to the Secretary Staff Acknowledgments Secretary Mnuchin and Counselor Phillips would like to thank Treasury staff members for their contributions to this report. The staff’s work on the report was led by Brian Smith and Amyn Moolji, and included contributions from Chloe Cabot, John Dolan, Rebekah Goshorn, Alexander Jackson, W. Moses Kim, John McGrail, Mark Nelson, Peter Nickoloff, Bill Pelton, Fred Pietrangeli, Frank Ragusa, Jessica Renier, Lori Santamorena, Christopher Siderys, James Sonne, Nicholas Steele, Mark Uyeda, and Darren Vieira. iii A Financial System That Creates Economic Opportunities • Capital Markets Table of Contents Executive Summary 1 Introduction 3 Scope of This Report 3 Review of the Process for This Report 4 The U.S. Capital Markets 4 Summary of Issues and Recommendations 6 Capital Markets Overview 11 Introduction 13 Key Asset Classes 13 Key Regulators 18 Access to Capital 19 Overview and Regulatory Landscape 21 Issues and Recommendations 25 Equity Market Structure 47 Overview and Regulatory Landscape 49 Issues and Recommendations 59 The Treasury Market 69 Overview and Regulatory Landscape 71 Issues and Recommendations 79 -
KPCC-KVLA-KUOR Quarterly Report OCT-DEC 2013
KPCC / KVLA / KUOR Quarterly Programming Report OCT NOV DEC 2013 Date Key Synopsis Guest/Reporter Duration 10/1/2013 DC California Congressman disagrees with party strategy on shutdown Felde 2:08 10/1/2013 LAW LA City will appeal judge's decision against LAPD's vehicle impound policy, Special Order 7 CC :09 10/1/2013 POLI EDD could face problems if shutdown continues Pringle :59 10/1/2013 HEAL Covered California opens CC :07 10/1/2013 HEAL Covered California opens CC :12 10/1/2013 HEAL Covered California opens CC :18 10/1/2013 IMM Former Guatemalan soldier accused of committing atrocities in 1980s found guilty of immigration fraud Berestein Rojas 1:34 10/1/2013 EDU LA Unified Board of Education is tired of conflicting reports on iPad rollout. Gilbertson :48 10/1/2013 ENV Fate of plans to drill for oil in Whittier remain uncertain Peterson :51 10/1/2013 LAW Four bodies found in wreckage of plane that crashed at Santa Monica Airport CC :16 10/1/2013 HEAL California's state-run health insurance marketplace opens for business O'Neill :58 10/1/2013 ENV California embarks on new way to regulate chemicals in consumer products Peterson 2:45 10/1/2013 HEAL It's a challenge to find Asian bone marrow donors Huang 4:01 10/1/2013 EDU LAUSD's music repair shop has large backlog of broken instruments Plummer 4:07 10/1/2013 POLI Shutdown closes National Parks Watt :48 10/1/2013 HEAL California's state-run health insurance marketplace opens for business Bartolone :50 10/1/2013 ECON Shutdown could hurt economic recovery CC :14 10/1/2013 ART Group of artists -
Issuer: SIGNUM FINANCE VI PLC “MAJOR”
“MAJOR” Programme Prospectus: Signum Finance VI PLC Series: 2011-01 16 August 2011 Issuer: SIGNUM FINANCE VI PLC “MAJOR” Multi-Jurisdiction Repackaging Note Programme arranged by Goldman Sachs International PROSPECTUS Series: 2011-01 USD 1,195,000,000 Notes linked to S&P GSCI® Crude Oil B78 Excess Return Strategy due 2013 Goldman Sachs International A13782297/2.0/16 Aug 2011 1 “MAJOR” Programme Prospectus: Signum Finance VI PLC Series: 2011-01 Prospectus: This Prospectus relates to an issue of Notes by the Issuer described in the Additional Conditions set out below pursuant to the “MAJOR” Multi-Jurisdiction Repackaging Note Programme that the Issuer established on the Programme Date. This Prospectus should be read in conjunction with the Base Prospectus referred to in the Issuer’s Programme Deed. This Prospectus has been approved by the Central Bank of Ireland (the “Central Bank”), as competent authority under the Prospectus Directive 2003/71/EC (the “Prospectus Directive”). The Central Bank only approves this Prospectus as meeting the requirements imposed under Irish and EU law pursuant to the Prospectus Directive. Defined Terms: Unless otherwise defined, capitalised terms have the same meanings set out in the Base Conditions. Responsibility: Except as set out below, the Issuer accepts responsibility for the information contained in this Prospectus. To the best of the Issuer’s knowledge and belief, the information contained in this Prospectus is in accordance with the facts and does not omit anything likely to affect the import and completeness of such information. This Prospectus is to be read in conjunction with all documents which are deemed to be incorporated herein by reference (see “Documents Incorporated by Reference” below). -
Lehman Brothers
Lehman Brothers Lehman Brothers Holdings Inc. (Pink Sheets: LEHMQ, former NYSE ticker symbol LEH) (pronounced / ˈliːm ə n/ ) was a global financial services firm which, until declaring bankruptcy in 2008, participated in business in investment banking, equity and fixed-income sales, research and trading, investment management, private equity, and private banking. It was a primary dealer in the U.S. Treasury securities market. Its primary subsidiaries included Lehman Brothers Inc., Neuberger Berman Inc., Aurora Loan Services, Inc., SIB Mortgage Corporation, Lehman Brothers Bank, FSB, Eagle Energy Partners, and the Crossroads Group. The firm's worldwide headquarters were in New York City, with regional headquarters in London and Tokyo, as well as offices located throughout the world. On September 15, 2008, the firm filed for Chapter 11 bankruptcy protection following the massive exodus of most of its clients, drastic losses in its stock, and devaluation of its assets by credit rating agencies. The filing marked the largest bankruptcy in U.S. history.[2] The following day, the British bank Barclays announced its agreement to purchase, subject to regulatory approval, Lehman's North American investment-banking and trading divisions along with its New York headquarters building.[3][4] On September 20, 2008, a revised version of that agreement was approved by U.S. Bankruptcy Judge James M. Peck.[5] During the week of September 22, 2008, Nomura Holdings announced that it would acquire Lehman Brothers' franchise in the Asia Pacific region, including Japan, Hong Kong and Australia.[6] as well as, Lehman Brothers' investment banking and equities businesses in Europe and the Middle East. -
You Are Viewing an Archived Copy from the New Jersey State Library for THREE CENTU IES PEOPLE/ PURPOSE / PROGRESS
You are Viewing an Archived Copy from the New Jersey State Library FOR THREE CENTU IES PEOPLE/ PURPOSE / PROGRESS Design/layout: Howard Goldstein You are Viewing an Archived Copy from the New Jersey State Library THE NEW JERSE~ TERCENTENARY 1664-1964 REPORT OF THE NEW JERSEY TERCENTENA'RY COMM,ISSION Trenton 1966 You are Viewing an Archived Copy from the New Jersey State Library You are Viewing an Archived Copy from the New Jersey State Library STATE OF NEW .JERSEY TERCENTENARY COMMISSION D~ 1664-1964 / For Three CenturieJ People PmpoJe ProgreJs Richard J. Hughes Governor STATE HOUSE, TRENTON EXPORT 2-2131, EXTENSION 300 December 1, 1966 His Excellency Covernor Richard J. Hughes and the Honorable Members of the Senate and General Assembly of the State of New Jersey: I have the honor to transmit to you herewith the Report of the State of New Jersey Tercentenary Commission. This report describee the activities of the Commission from its establishment on June 24, 1958 to the completion of its work on December 31, 1964. It was the task of the Commission to organize a program of events that Would appropriately commemorate the three hundredth anniversary of the founding of New Jersey in 1664. I believe this report will show that the Commission effectively met its responsibility, and that the ~ercentenary obs~rvance instilled in the people of our state a renewfd spirit of pride in the New Jersey heritage. It is particularly gratifying to the Commission that the idea of the Tercentenary caught the imagination of so large a proportior. of New Jersey's citizens, inspiring many thousands of persons, young and old, to volunteer their efforts. -
CFTC) Report on the Futures Industry Response to Losses Suffered in the September 11Th Terrorist Attacks, 11-March-2002
Description of document: US Commodity Futures Trading Commission (CFTC) Report on the Futures Industry Response to losses suffered in the September 11th terrorist attacks, 11-March-2002 Requested date: 07-August-2011 Released date: 14-September-2011 Posted date: 19-September-2011 Titles of documents: Report of the Commodity Futures Trading Commission on the Futures Industry Response to September 11th, March 11, 2002 Summary Report of the Commodity Futures Trading Commission on the Futures Industry Response to September 11th, March 11, 2002 Source of document: FOIA Compliance Office Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Fax: 202-418-5124 Online FOIA Request Form The governmentattic.org web site (“the site”) is noncommercial and free to the public. The site and materials made available on the site, such as this file, are for reference only. The governmentattic.org web site and its principals have made every effort to make this information as complete and as accurate as possible, however, there may be mistakes and omissions, both typographical and in content. The governmentattic.org web site and its principals shall have neither liability nor responsibility to any person or entity with respect to any loss or damage caused, or alleged to have been caused, directly or indirectly, by the information provided on the governmentattic.org web site or in this file. The public records published on the site were obtained from government agencies using proper legal channels. Each document is identified as to the source. Any concerns about the contents of the site should be directed to the agency originating the document in question. -
Wrecks Around Nantucket Since the Settlement of the Island, and The
^fl"H&l«IHtiiit!43li'iESi\ilH liinhSlL'illi^ •^fi'Sr li^yi-'-JHr If X. ii^A^ The, Last Port "^^ Class Book. I)z Q GopjTight}!^. COPYRIGHT DEPOSm Wrecks Around Nantucket Since the settlement of the island, and the incidents connected therewith, embracing over seven hundred vessels. r^^ Compiled by ARTHUR H. GARDNER. ulit« Jnqntrrr. auh Minor T^ttae, Kanturkrt. -NZQZZ copyright 1915 hy Arthur H. Gardner. JUN23I9I5 ©CI,A401504 Introduction to First Edition. In presenting this book to the public, it may be well to say a few words in regard to the geographical position of the island, the nature of the coast, and the vast extent of dangerous shoals contigu- ous and stretching seaward for many leagues, which have ever proved a terror to mariners, and upon which so many noble vessels have "wound up their logs" for all time, consigning myriads of human be- ings to a watery grave. The island of Nantucket is situated some thirty miles southeast of Massachusetts, is fifteen miles in length, with an average breadth of four or five, and presents a coast line of about seventy-five miles. Owing to the peculiar shape of the island, and the indentures made by the harbor, the coast line, especially on the northern side, is exceedingly irregular. A light sandy beach extends around the island, and with the exception of a small reef in Muskeget Channel and a few isolated ones in the immediate vicinity of the shore on the north side of the island and Tuckernuck, the coast is entirely clear of rocks. -
7 MYSTERIOUS MONETARY METALS MANIPULATORS Part Seven
#7 MYSTERIOUS MONETARY METALS MANIPULATORS Part Seven Presented May 2020 By Charles Savoie www.silverstealers.net www.nosilvernationalization.org https://www.facebook.com/charles.savoie.96387 https://www.silvermarketnewsonline.com/archives.htm “I can smell gold a thousand miles away!” ---“Professionals for a Massacre” 1967 Ever seen a 10,000-ounce silver ingot? Read this MMM series! (See #2 in this series; if you already read an intro, it’s the same for all 8; scroll directly to the first profile for #7, Chauncey Stillman). Peter Hug spewed out misdirection in a Kitco interview on March 17, 2020. Hug worked for Nick Deak who had shady connections. A far better view is at https://www.sprottmoney.com/Blog/bullion-bank- and-central-bank-collusion.html On March 19, 2020, Bob Moriarty of 321 Gold posted a brief, and childishly simplistic laughingstock denial that manipulation has just occurred to crash silver. It would win over anyone in special education class. This inadequately brief and intellectually incapacitated “golly gee whiz” article failed to address SHORT CONCENTRATION and POSITION LIMITS which Butler has long been champion of complaining about. Why address any point that shoots your la-la land idea down, Bob? Powerful foreigners who were torched by concentrated COMEX silver shorts and complicit regulators were painfully aware of the illegal short corner in silver OVER FORTY (40) YEARS AGO BOB! Nor did Bob address the obvious “rat’s rump on a banana split” interest conflicts of the scandalous staffing shuttle between the CFTC and the bullion banks! But! Bob now confirms himself as eminently acceptable in a “mental health” sense---“mentally healthy” people do not believe that big bankers are out to screw anyone! Even Treasury Secretary Douglas Dillon admitted plans to hold silver low “for many years to come” in The Economist, London, July 13, 1963, page 166. -
The Great Sea-Serpent
TheGreatSea-Serpent. AnHistoricalAndCriticalTreatise. WithTheReportsOf187Appearances(IncludingThoseOfTheAppendix), TheSuppositionsAndSuggestionsOfScientificAndNon-ScientificPersons, AndTheAuthor’sConclusions. With82Illustrations. By A.C.OUDEMANS,JZN., DoctorOfZoologyAndBotany,MemberOfTheZoologicalSociety OfTheNetherlands,DirectorOfTheRoyalZoologicalAndBotanicalSociety (ZoologicalGardens)AtTheHague. ArmentBiologicalPress ThisElectronicPublicationisareprintofA.C.Oudeman’s TheGreatSea-Serpent,first publishedbyE.J.Brill(Leiden)andLuzac&Co.(London)in1892.Thecurrentpublisher hasattemptedtoretainallpertinenttextandfigures,butformatchangeswerenecessary. Becausepaginationhaschanged,textreferenceswillnotnecessarilyrefertospecificpages inthiselectronicdocument.InternallinkshavebeencreatedfortheTableofContents.If youareviewingthisdocumentwithAdobeAcrobatReader®,justclickonthelinks. SpecialNote:Thispublicationinoriginalformisinfamousforpoorgrammar,spelling, andpunctuation.Thecurrentpublicationretainsmostoftheoriginaltext,asdrasticchanges wouldextinguishthecharmoftheoriginalmanuscript,butafewminorchangeswere madewhendeemedappropriate. Thiselectronicreprintis©2000byArmentBiologicalPress. Theoriginaltextisinthepublicdomain,howeverallchanges,formattingandpresentation ofthispublicationarecopyrightedbythecurrentpublisher. ISBN1-930585-00-4 ArmentBiologicalPress Landisville,PA www.herper.com/ebooks/ ThisVolume is Dedicated to OwnersofShipsandYachts, SeaCaptains and Zoologists “Itisalwaysunsafetodenypositivelyanyphenomenathat maybewhollyorinpartinexplicable;andhenceIamcontent -
Rare Ship Models, Marine Relics, Prints, Paintings, Maps
SALE NUMBER 2005 PUBLIC EXHIBITION FROM THURSDAY, NOVEMBER TWENTY-SIXTH RARE SHIP MODELS THE COLLECTION OF MR. COULTON WAUGH PROVINCETOWN, CAPE COD, MASS. & THE SHIP MODEL SHOP PROVINCETOWN, CAPE COD, MASS. TO BE SOLD BY AUCTION THURSDAY & FRIDAY EVENINGS DECEMBER THIRD, FOURTH AT EIGHT-FIFTEEN THE ANDERSON GALLERIES [MITCHELL KENNERLEY, President] 489 PARK AVENUE AT FIFTY-NINTH STREET NEW YORK Digitized by the Internet Archive in 2015 https://archive.org/details/rareshipmodelsma00ande_0 RARE MODEL OF THE U.S. SLOOP-OF-WAR “RATTLESNAKE” [NUMBER 114 ] SALE NUMBER 2005 PUBLIC EXHIBITION FROM THURSDAY, NOVEMBER TWENTY-SIXTH RARE SHIP MODELS MARINE RELICS, PRINTS PAINTINGS, MAPS AN IMPORTANT COLLECTION OF FINE EXAMPLES OF THE SCRIMSHAWING ART & SHIPS’ PEWTER & SILVER THE COLLECTION OF MR. COULTON WAUGH PROVINCETOWN CAPE COD, MASS. THE SHIP MODEL SHOP PROVINCETOWN CAPE COD, MASS. TO BE SOLD BY AUCTION THURSDAY & FRIDAY EVENINGS DECEMBER THIRD, FOURTH AT EIGHT-FIFTEEN THE ANDERSON GALLERIES [MITCHELL KENNERLEY, President] 489 PARK AVENUE AT FIFTY-NINTH STREET NEW YORK CONDITIONS OF SALE All bids to be per lot as numbered in the catalogue. The highest bidder to be the buyer. In all cases of disputed bids the decision of the Auctioneer shall be final. Buyers to give their names and addresses and to make such cash payments on account as may be required, in default of which the lots purchased shall be resold immediately. Purchases to be removed at the buyer’s expense and risk within twenty-four hours from the conclusion of the sale, and the remainder of the purchase money to be paid on or before delivery, in default of which The Anderson Galleries, Incorporated, will not be responsible for any loss or damage whatever, but the lot or lots will be left at the sole risk of the purchaser, and subject to storage charges. -
Report of the Commodity Futures Trading Commission on the Futures Industry Response to September 11Th
Report of the Commodity Futures Trading Commission on the Futures Industry Response to September 11th March 11, 2002 Table of Contents Introduction.........................................................................................................................................1 The Role of the Futures Markets ...................................................................................................1 The Role of the CFTC....................................................................................................................2 Impact of the Terrorist Attacks ......................................................................................................3 Preparedness Efforts.......................................................................................................................4 I. Reopening the Futures Markets...........................................................................7 A. Tuesday, September 11th ........................................................................................................7 1. The New York Board of Trade..........................................................................................7 2. The New York Mercantile Exchange................................................................................8 3. Other Commodity Futures Exchanges............................................................................ 10 4. The Regulators - Communication and Coordination..................................................... 10 B. Wednesday, September -
Life on Board A.Merican Clipper Ships
-vC %g Lifeon Board A.merican Clipper Ships byCharles R. Schultz PublishedbyTexas AbM UniversitySea Grant College Program Co~ght@ 1983 by TexasA&M UnioersitySea Grant CollegeProgram TAMU-SG-83-40? 3M January1983 NA81AA-D00092 ET/C-31 Additionalcopies available from: Marine InformationService SeaGrant CollegeProgram TexasA&M University CollegeStation, Texas 77843-4115 $1.00 Dr. CharlesR, Schuitz,whose interest in maritime history has been the impetusfor consider- able researchin thisfi eld, urn Keeperof kfanuscripts and Librarian at hfysticSeaport in Con- necticut for eightyears before he was appointed UniversityArchivist at TexasASM Universityin 1971. Virtually Irom the beginning of shipbuilding in Ameri- to be referredto as"Baltimore clippers," ca,American ship builders have been able to construct Bythe mid 19thCentury a numberof thingshad hap- fastsailing vessels, American craftsmen have consistently penedthat made the famous American clipper ships pos- demonstratedthe abilityto learnfrom eachother, as well sible. When the Black Ball Line wis established in 1818 astheir foreigncounterparts. They have done remarkably and set a regularschedule for packet ships sailing be- well in choosingonly the bestdesign attributes of those tween New York and Europe, it quickly took over the from whom theyhave copied. The developmentof the profitable passengertrafFic and much of the most lucra- famousclipper ships during the 1850's exemplifies the tive lreightbusiness on the NorthAtlantic, It quicklybe- apexof suchdevelopments. cameclear that the fastestships would attractthe most Duringthe colonialperiod of U.S.history, American passengersas weil asthe freightwhich paidthe highest merchantsand their shipswere legallybarred Irom most rates.This created a demandfor shipswhich could sail of thelucrative trades. The only way they could operate fasterthan those which had been built in previous in somegeographical areas or tradein sometypes of decades.